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| 1 | +<html><head><link href="/spider/css/data.css" rel="stylesheet"/></head><body onload="resizeImg()" text="#000000" bgcolor="#FFFFFF" link="#000099" vlink="#990099" alink="#000099" id="body"> |
291 | 2 | <code class="meta">jurisdiction: US</code>
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292 | 3 | <code class="meta">regulatory_authority: Office of the Federal Register/Securities and Exchange Commission</code>
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293 | 4 | <code class="meta">content_type: compilation</code>
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@@ -442,7 +153,7 @@ <h1 class="headline">§242.613 Consolidated audit trail.</h1>
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442 | 153 | <p id="491e0827-1320-400f-83a0-42144bee94a9">(iv) Specify the time by which data that has been corrected will be made available to regulators.</p>
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443 | 154 | <p id="8d5de2e9-8f6d-4de0-84b5-79289a19383c">(7) The national market system plan submitted pursuant to this section shall require the central repository to collect and retain on a current and continuing basis and in a format compatible with the information consolidated and stored pursuant to paragraph (c)(7) of this section:</p>
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444 | 155 | <p id="599f9a7a-8e46-4c75-8c32-20f64c9e3abb">(i) Information, including the size and quote condition, on the national best bid and national best offer for each NMS security;</p>
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445 |
| - <p id="5660ef78-8f88-4696-8a3a-8971a0701011">(ii) Transaction reports reported pursuant to an effective transaction reporting plan filed with the Commission pursuant to, and meeting the requirements of, <a href="https://www.ecfr.gov/cgi-bin/text-idx?SID=052928e3b41f4996c7ee7e9e65add527&mc=true&node=pt17.4.242&rgn=div5#se17.4.242_1601">§242.601</a>; and</p> |
| 156 | + <p id="5660ef78-8f88-4696-8a3a-8971a0701011">(ii) Transaction reports reported pursuant to an effective transaction reporting plan filed with the Commission pursuant to, and meeting the requirements of, <a href="">§242.601</a>; and</p> |
446 | 157 | <p id="90a11877-eeab-49e3-b227-d90af44b249d">(iii) Last sale reports reported pursuant to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information filed with the Commission pursuant to, and meeting the requirements of, <a href="https://www.ecfr.gov/cgi-bin/text-idx?SID=052928e3b41f4996c7ee7e9e65add527&mc=true&node=se17.4.242_1608&rgn=div8">§242.608</a>.</p>
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447 | 158 | <p id="4d2fab7e-ec03-4bae-a820-8d3e1d17b776">(8) The national market system plan submitted pursuant to this section shall require the central repository to retain the information collected pursuant to paragraphs (c)(7) and (e)(7) of this section in a convenient and usable standard electronic data format that is directly available and searchable electronically without any manual intervention for a period of not less than five years.</p>
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448 | 159 | <p id="d66c242f-07dc-4756-af4f-9b4425fc960c">(f) Surveillance. Every national securities exchange and national securities association subject to this section shall develop and implement a surveillance system, or enhance existing surveillance systems, reasonably designed to make use of the consolidated information contained in the consolidated audit trail.</p>
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