Res ipsa loquitur: Difference between revisions

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{{short description|Legal term - Latin for "the thing speaks for itself"}}
{{italic title}}{{Tort law}}
In the [[common law]] of [[tort]]s, '''''resRes ipsa loquitur''''' (Latin for: "the thing speaks for itself") is a doctrine thatin infers[[common law]] and [[Roman-Dutch law]] jurisdictions under which a court can infer negligence from the very nature of an accident or injury in the absence of direct evidence on how any [[defendant]] behaved. Although modern formulations differ by jurisdiction, [[common law]] originally stated thatin the accident must satisfy the necessary [[Element (criminal law)|elements]]context of [[negligencetort]]: duty, breach of duty, causation, and injurylitigation. In ''res ipsa loquitur'', the elements of [[duty of care]], [[breach of contract|breach]], and causation are inferred from an injury that does not ordinarily occur without negligence.
 
The crux of ''res ipsa loquitur'' is '''circumstantial inference'''. Although specific criteria differ by jurisdiction, an action typically must satisfy the following elements of [[negligence]]: the existence of a [[duty of care]], breach of appropriate standard of care, causation, and injury. In ''res ipsa loquitur'', the existence of the first three elements is inferred from the existence of injury that does not ordinarily occur without negligence.
 
==History==
The term comes from [[List of Latin phrases|Latin]] and is literally translated "the thing itself speaks", but the sense is well conveyed in the more common translation, "the thing speaks for itself".<ref name="translating">{{cite web|url=https://books.google.com/books?id=vhY8AAAAIAAJ&pg=PA571&dq=%22the+thing+itself+speaks%22+%22the+thing+speaks+for+itself%22&as_brr=3&ei=s_eBS7ScBYi0zQSkgP2oCw&cd=2#v=onepage&q=%22the+thing+itself+speaks%22+%22the+thing+speaks+for+itself%22&fpg=falsePA571|title=The Northwestern Reporter|date=30 September 2017|publisher=West Publishing Company|accessdateaccess-date=30 September 2017|via=Google Books}}</ref> The earliest known use of the phrase was by [[Cicero]] in his defencedefense speech ''[[Pro Milone]]''.<ref>{{cite web|url=httphttps://www.perseus.tufts.edu/hopper/text?doc=Cic.+Mil.+53&fromdoc=Perseus:text:1999.02.0011|title=M. Tullius Cicero, For Milo, section 53|website=Perseus.tufts.edu|accessdateaccess-date=30 September 2017}}</ref><ref>{{cite book|title=Medical jurisprudence|page=88|author=Jon R. Waltz|author2=Fred Edward Inbau |publisher=Macmillan|year=1971|ISBNisbn=0-02-424430-9}}</ref> The circumstances of the genesis of the phrase and application by Cicero in Roman legal trials has led to questions whether it reflects on the quality of ''res ipsa loquitur'' as a legal doctrine subsequent to 52 BC, some 1915 years before the [[English law|English]] case ''[[Byrne v Boadle]]'' and the question whether [[Charles Edward Pollock]] might have taken direct inspiration from Cicero's application of the maxim in writing his judgment in that case.<ref>{{cite web|url=http://officialinformationact.blogspot.co.nz/2012/10/the-thing-speaks-for-itself-usually-but.html|title=The thing speaks for itself usually, but it didn't show up, so we brought you this instead.|website=officialinformationact.blogspot.co.nz|accessdateaccess-date=30 September 2017}}</ref>
 
==Elements==
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#The injury is caused by an agency or instrumentality within the exclusive control of the defendant.
#The injury-causing accident is not by any voluntary action or contribution on the part of the plaintiff.
#The defendant's non-negligent explanation does not completely explain plaintiff’splaintiff's injury.
 
The first element may be satisfied in one of three ways:
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==Exclusive control requirement==
The common law traditionally required "the instrumentality or agent which caused the accident was under the exclusive control of the defendant.". See e.g., ''Eaton v. Eaton'', 575 A2d 858 (NJ 1990). However, in the United States the second and the third versions of the [[Restatement of Torts]] eliminated the strict requirement because it can be difficult to prove "exclusive control". Accordingly, the element has largely given way in modern American cases to a less rigid formulation: the evidence must eliminate, to a sufficient degree, other responsible causes (including the conduct of the plaintiff and [[third party beneficiary|third parties]]). For example, in [[New York State]], the defendant's exclusivity of control must be such that the likelihood of injury was more likely than not, the result of the defendant's negligence. The likelihood of other possibilities does not need to be eliminated altogether but must be so reduced that the greater probability lies with the defendant.
 
Here is a fictitious example:
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*[[John Doe]] is injured when an [[elevator]] he has entered plunges several floors and stops abruptly.
*Jane's Corporation built and is responsible for maintaining the elevator.
*John sues Jane,. who Jane claims that his complaint should be dismissed because he has never proved or even offered a theory as to why the elevator functioned incorrectly. Therefore, she argues that there is no evidence that they were at fault.
*The court holds that John does not have to prove anything beyond the fall itself.
**The elevator evidently malfunctioned (it was not intended to fall, and that is not a proper function of a correctly-functioning elevator).
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==Typical in medical malpractice==
 
''Res ipsa loquitur'' often arises in the "[[scalpel]] left behind" variety of case. For example, a person goes to a doctor with abdominal pains after having his appendix removed. X-rays show the patient has a metal object the size and shape of a scalpel in his abdomen. It requires no further explanation to show the surgeon who removed the appendix was negligent, as there is no legitimate reason for a doctor to leave a scalpel in a body at the end of an appendectomy.<ref>{{cite web| url= https://www.solarlaw.co.il/ |title= Medical Malpractice Guide }} Tuesday, 31 December 2019</ref>
 
==Contrast to ''prima facie''==
''Res ipsa loquitur'' is often confused with ''[[prima facie]]'' ("at first sight"), the common law doctrine that a party must show some minimum amount of evidence before a trial is worthwhile.
 
The difference between the two is that ''prima facie'' is a term meaning there is enough evidence for there to be a case to answer. ''Res ipsa loquitur'' means that because the facts are so obvious, a party need not explain any more. For example: "There is a ''prima facie'' case that the defendant is liable. They controlled the pump. The pump was left on and flooded the [[plaintiff]]'s house. The plaintiff was away and had left the house in the control of the defendant. ''Res ipsa loquitur''."
 
==Examples by jurisdictions==
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=== Ireland===
 
The Irish courts have applied the doctrine. In ''Hanrahan v. Merck, Sharp & Dohme (Ireland) Ltd.'' [1988] ILRM 629 the supreme court held that in cases of nuisance the burden of proof could be shifted to the defendant where it would be palpably unfair for the plaintiff to have to prove something beyond their reach. The facts concerned poisoning of farm animals downwind of a chemical plant.<ref>{{cite web|last1=McGrath|first1=Andrew|title=The Hanrahan Judgement: State, Big Pharma and the Future of Incineration|url=http://www.tara-foundation.org/the-Hanrahan-Judgement.php|website=The Tara Foundation|accessdateaccess-date=1 December 2017}}</ref>
 
In ''Rothwell v. The Motor Insurers Bureau of Ireland'' [2003] 1 IR 268 the supreme court held the burden of proof would shift when the knowledge is exclusive to the defendant, but also where it is "especially within the range" of the defendant’sdefendant's capacity to probe the facts.
 
===South Africa===
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====England and Wales====
In [[English tort law]], the effect of ''res ipsa loquitur'' is a strong inference in favour of the claimant that negligence has taken place. It does not however fully reverse the [[legal burden of proof|burden of proof]] (''Ng Chun Pui v. Li Chuen Tat'', 1988).<ref>{{citation|year=1988|publication-placelocation=RTR|section=298|title=Ng Chun Pui v. Li Chuen Tat}}</ref>
 
The requirement of control is important in English law. This requirement was not satisfied in ''Easson v. LNE Ry'' [1944] 2 KB 421, where a small child fell off a train several miles after it had left the station. It was considered that the door of the train was not sufficiently under control of the railway company after the train started moving and could have been opened by somebody for whom the company was not responsible. This case was distinguished from the earlier ''Gee v. Metropolitan Ry''<ref>{{citation|year=1873|publication-placelocation=LR QB|section=161|title=Gee v. Metropolitan Ry}}</ref> where the plaintiff fell from the train immediately after it left the station, when the door through which he fell could still be considered to be fully controlled by the railway company.
 
The requirement that the exact cause of the accident must be unknown is illustrated by the case of ''Barkway v. South Wales Transport''.<ref>{{citation|year=1950|publication-placelocation=1 All ER |section=392|title=[[Barkway v. South Wales Transport]]}}</ref> In this case a bus veered across the road and it was known that the accident was caused by a flat tyre. In this case, the plaintiff could not be assisted by ''res ipsa loquitur'' and had to go on to prove that the flat tyre was caused by the transport company's negligence.
 
====Scotland====
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#The accident must be of such a type that would not occur without negligence.
 
In ''Scott'', the court held that sacks of sugar do not fall out of warehouses and crush passers-by without somebody having been negligent along the way, so the plaintiff did not need to show how it happened.
 
Recent examples in Scotland are ''McDyer v Celtic Football Club''<ref>{{citation|year=2000|title=McDyer v. Celtic Football Club|publication-placelocation=SC|section=379|url=http://www.bailii.org/scot/cases/ScotCS/2000/55.html}}</ref> and ''McQueen v The Glasgow Garden Festival 1988 Ltd''.<ref>{{citation|title=McQueen v The Glasgow Garden Festival 1988 Ltd|year=1995|publication-placelocation=SLT|section=211}}</ref>
 
=== United States ===
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#The event does not normally occur unless someone has acted negligently;
#The evidence rules out the possibility that the actions of the plaintiff or a third party caused the injury; and
#The type of negligence in question falls within the scope of the defendant's duty to the plaintiff.<ref>{{cite web|url=http://injury.findlaw.com/accident-injury-law/res-ipsa-loquitur.html|title=Res Ipsa Loquitur |website=Injury.findlaw.com|accessdateaccess-date=30 September 2017}}</ref>
 
Most American courts recognize ''res ipsa loquitur''. The [[Restatement of theTorts, LawSecond|Restatement]] (Second) of Torts]], § 328D describes a two-step process for establishing ''res ipsa loquitur''. The first step is whether the accident is the kind usually caused by negligence, and the second is whether or not the defendant had exclusive control over the instrumentality that caused the accident. If found, ''res ipsa loquitur'' creates an inference of negligence, although in most cases it does not necessarily result in a directed verdict. The Restatement (Third) of Torts, § 17, adopts a similar test, although it eschews the exclusive control element.
 
The doctrine was not initially welcome in medical malpractice cases. In ''Gray v. Wright'',<ref>{{citation|title=Gray v. Wright 142 W. Va. 490, 96 S.E. 2d 671 |year=1957}}</ref> a seven-inch [[hemostat]] was left in Mrs. Gray during gallbladder surgery in June 1947, and despite her chronic complaints about stomach pain over the years, the device was not found until an X-ray in March 1953, when it was removed. Her $12,000 award was reversed by the Supreme Court of West Virginia because she was outside the statute of limitations when she filed and could not prove that the doctor concealed knowledge of his error. This "guilty knowledge" requirement disappeared over the years, and the "discovery rule" by which statutes of limitation run from the date of discovery of the wrongdoing rather than the date of the occurrence has become the rule in most states.
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Forty years later, leaving a medical device in a patient was medical malpractice, provable without expert testimony, in almost every jurisdiction.<ref>See ''Fieux v. Cardiovascular & Thoracic Clinic, P.C.,'' 159 Or. App. 637, 641, 978 P.2d 429, 433 (1999); ''Steinkamp v. Caremark,'' 3 S.W.3d 191, 198-99 (Tex. Civ. App. 1999); ''Baumgardner v. Yusuf'', 144 Cal. App. 4th 1381, 1392, 51 Cal. Rptr. 3d 1381, 1392 (2006); ''Fox v. Green'', 161 N.C. App. 460, 465, 588 S.E. 2d 899, 904 (2003).</ref> [[Virginia]] has limited the rule. The Virginia Supreme Court stated in 1996: "Almost 60 years ago, this Court, discussing res ipsa loquitur, said: 'In Virginia the doctrine, if not entirely abolished, has been limited and restricted to a very material extent.' ''City of Richmond v. Hood Rubber Products Co.'', 168 Va. 11, 17, 190 S.E. 95, 98 (1937). ... It may be utilized only when the circumstances of the incident, without further proof, are such that, in the ordinary course of events, the incident could not have happened except on the theory of negligence."<ref>''[https://eapps.courts.state.va.us/acms-public/caseInquiry/showCasePublicInquiry Lewis v. Carpenter Co.]'', 252 Va. 296, 477 S.E.2d 492 (1996).</ref>
 
A contention of ''res ipsa loquitur'' commonly is made in cases of commercial airplane accidents. It was part of the commentary in a train collision in [[California]] in 2008: "If two trains are in the same place at the same time, someonesomebody's made a wasterrible negligentmistake."<ref>{{cite web|last1=Bernard|first1=Kirk|title=California Metrolink Train Accident Caused By Engineer's Error|url=http://www.seattleinjuryblog.com/2008/09/california_metrolink_train_acc.html|website=Seattle Injury Blog|accessdatedate=15 September 2008 |access-date=19 February 2015}}</ref>
 
In some states, the doctrine of ''res ipsa loquitur'' is also used as a method of proving the [[intent (law)|intent]] or ''[[mens rea]]'' element of the [[inchoate crime]] of [[attempt]]. Under the [[Model Penal Code]], "the behavior in question is thought to corroborate the defendant's criminal purpose",<ref name=MPC>[[Frank Schmalleger]], ''Criminal Law Today: An Introduction with Capstone Cases", p. 115, N. 29, citing [[Model Penal Code]], § 5.01 (2).</ref> for example:
{{quoteBlockquote|Possession of materials to be employed in the commission of the crime, which are specifically designed for such unlawful use or which serve no lawful purpose of the actor under the circumstances|Model Penal Code<ref name="MPC"/>}}
 
====Criticism====
Some US tort scholars have criticized the doctrine as an unnecessarily cumbersome way to state the simple proposition that negligence may be proved by circumstantial evidence.<ref>{{Cite journal |last=Sugarman |first=Stephen D. |date=2022 |title=Rethinking Tort Doctrine: Visions of a Restatement (Fourth) of Torts |url=https://www.uclalawreview.org/rethinking-tort-doctrine-visions-of-a-restatement-fourth-of-torts/ |journal=UCLA Law Review |volume=50 |pages=601–602}}</ref> In their view, the doctrine does not promote clarity in courts' reasoning.<ref>{{Cite book |last=Bayern |first=Shawn |title=Principles and Possibilities in Common Law: Torts, Contracts, and Property |publisher=West Academic Publishing |year=2023 |location=Eagen, MN |pages=45–49}}</ref>
 
==References==
{{Reflist}}
 
==External links==
*''[http://legal-dictionary.thefreedictionary.com/Byrne+v.+Boadle Res ipsa loquitur]'' – definition from The Free Dictionary
 
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