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Research and policy12345 added.
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‎spider/analytics.html

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<a class="dropdown-item" href="#">
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Experts
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Research
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‎spider/collaboration.html

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Experts
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Research
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‎spider/feeds.html

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Research
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‎spider/home.html

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Research
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‎spider/new_report.html

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Research
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‎spider/policy12345.html

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<!DOCTYPE html>
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<html>
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<head>
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<meta charset="utf-8">
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<meta name="viewport" content="width=device-width, initial-scale=1.0, shrink-to-fit=no">
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<title>Global Regulatory &amp; Compliance Utility - Search</title>
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<link rel="icon" type="image/png" sizes="40x39" href="assets/img/favicon.png">
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<link rel="icon" type="image/png" sizes="40x39" href="assets/img/favicon.png">
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<link rel="stylesheet" href="assets/bootstrap/css/bootstrap.min.css">
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<link rel="stylesheet" href="https://fonts.googleapis.com/css?family=Source+Sans+Pro:300,400,700">
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<link rel="stylesheet" href="assets/fonts/fontawesome-all.min.css">
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<link rel="stylesheet" href="assets/fonts/ionicons.min.css">
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<link rel="stylesheet" href="assets/css/styles.css">
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</head>
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<body style="background-color: rgb(232,232,232);"><nav class="navbar navbar-light navbar-expand-md bg-white shadow-sm">
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<div class="container">
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<a href="home.html" class="navbar-brand d-block">
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<img src="assets/img/logo.png" height="35px" />
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</a>
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<button data-toggle="collapse" data-target="#navcol-1" class="navbar-toggler">
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<span class="sr-only">Toggle navigation</span>
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<span class="navbar-toggler-icon"></span>
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</button>
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<div class="collapse navbar-collapse" id="navcol-1">
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<ul class="nav navbar-nav">
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<li role="presentation" class="nav-item">
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<a href="home.html" class="nav-link">
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<i class="icon ion-home"></i>
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Home
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</a>
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<li role="presentation" class="nav-item">
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<a href="search.html" class="nav-link">
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<i class="icon ion-search"></i>
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Search
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<li role="presentation" class="nav-item dropdown">
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<a href="#" class="nav-link dropdown-toggle" data-toggle="dropdown" role="button" aria-haspopup="true" aria-expanded="false">
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<i class="icon ion-flag"></i>
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Monitoring
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</a>
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<div class="dropdown-menu">
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<a class="dropdown-item" href="sources.html">
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Sources
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</a>
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<a class="dropdown-item" href="topics.html">
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Topics
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</div>
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<li role="presentation" class="nav-item dropdown">
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<a href="#" class="nav-link dropdown-toggle" data-toggle="dropdown" role="button" aria-haspopup="true" aria-expanded="false">
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<i class="icon ion-document-text"></i>
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Reports
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</a>
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<div class="dropdown-menu">
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<a class="dropdown-item" href="reports.html">
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View
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</a>
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<a class="dropdown-item" href="new_report.html">
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Create
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</a>
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</div>
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</li>
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<li role="presentation" class="nav-item dropdown">
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<a href="#" class="nav-link dropdown-toggle" data-toggle="dropdown" role="button" aria-haspopup="true" aria-expanded="false">
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<i class="icon ion-pie-graph"></i>
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Analytics
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</a>
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<div class="dropdown-menu">
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<a class="dropdown-item" href="analytics.html">
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View
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</a>
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<a class="dropdown-item" href="#">
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Create
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</a>
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</div>
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</li>
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<li role="presentation" class="nav-item dropdown">
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<a href="#" class="nav-link dropdown-toggle active" data-toggle="dropdown" role="button" aria-haspopup="true" aria-expanded="false">
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<i class="icon ion-grid"></i>
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Workspace
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</a>
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<div class="dropdown-menu">
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<a class="dropdown-item" href="collaboration.html">
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Collaboration
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<a class="dropdown-item" href="#">
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Experts
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<a class="dropdown-item active" href="#">
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Research
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</ul>
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<ul class="nav navbar-nav ml-auto">
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<li role="presentation" class="nav-item dropdown">
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<a href="#" class="nav-link dropdown-toggle" data-toggle="dropdown" role="button" aria-haspopup="true" aria-expanded="false">
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<i class="icon ion-person"></i>
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Profile
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</a>
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<a class="dropdown-item" href="settings.html">
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Settings
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Feeds
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<div class="dropdown-divider"></div>
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<a class="dropdown-item" href="index.html">
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Logout
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</div>
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</li>
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</ul>
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</div>
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</div>
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</nav>
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<div class="container" style="padding-top: 15px; padding-bottom: 100px;">
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<div class="row" style="margin-bottom: 15px;">
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<div class="col d-flex align-items-center">
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<h1 class="mr-3 mb-0">Policy 12345 Search</h1>
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<ol class="breadcrumb mb-0" style="font-size: 0.8rem;background-color: inherit;">
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<li class="breadcrumb-item"><a href="home.html">Home</a></li>
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<li class="breadcrumb-item">Workspace</li>
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<li class="breadcrumb-item"><a href="research.html">Research</a></li>
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<li class="breadcrumb-item"><a href="policy12345.html">Policy 12345 Search</a></li>
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</ol>
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</div>
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</div>
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<div class="row" style="margin-bottom: 15px;">
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<div class="col d-flex align-items-center">
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<div class="card shadow-sm w-100">
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<div class="card-body">
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<div class="border rounded-0 p-3">
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<div class="row">
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<div class="col-md-8">
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<div class="row">
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<div class="col">
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<h5 class="mb-0 font-weight-bold">Order Entry</h5>
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</div>
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</div>
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<div class="row mb-3">
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<div class="col"><span>Policy #12345</span></div>
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</div>
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<div class="row">
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<div class="col">
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<h4>Ops Risk Taxonomy: Transaction Capture and Operational Processing Activity</h4>
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</div>
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</div>
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<div class="row" style="margin-bottom:30px">
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<div class="col">
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<h6 class="font-weight-bold">Owner/Issuer: Head of DIVISION</h6>
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</div>
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</div>
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<div class="row">
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<div class="col">
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<h3 class="font-weight-normal">Entering Orders Using Order Audit Trail System and Order Tracking System</h3>
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<p>Order Audit Trail System ("OATS") – <a href="#">FINRA</a>&nbsp;requires that all registered members who receive and/or handle any orders in NMS stocks and OTC equity securities comply with <a href="#">OATS rules</a>.&nbsp;
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<a
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href="#">Rule 600(b)(47)</a> of <a href="#">Regulation NMS</a>&nbsp;defines an <a href="#">NMS stock</a>&nbsp;as "any security or class of securities for which <a href="#">transaction reports</a>&nbsp;are collected,
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processed, and made available pursuant to an effective transaction reporting plan, or an effective national market system plan for <a href="#">reporting transactions</a>&nbsp;in listed options.”</p>
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<p>In accordance with <a href="#">FINRA Rules 7410-7470</a>, the firm is required to electronically capture and report to <a href="#">FINRA OATS</a>&nbsp;specific data related to receiving, handling, and <a href="#">execution of orders</a>.</p>
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<p
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class="mb-0">As required by FINRA, OATS <a href="#">reportable event times</a>&nbsp;are captured by the firm's order entry and trading systems, which are&nbsp;<a href="#">synchronized</a> to the National Institute of Standards
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&amp; Technology ("NIST") <a href="#">atomic clock</a>.</p>
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</div>
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</div>
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</div>
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<div class="col-md-4 border-left">
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<div class="row mb-3">
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<div class="col"><span>Policy #12345</span></div>
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</div>
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<div class="row mb-3">
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<div class="col text-center"><span style="text-decoration: underline">Identified Metadata</span></div>
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</div>
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<div class="row mb-2">
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<div class="col"><span class="text-muted">Citations Found</span>
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<ul class="list-unstyled">
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<li><a href="#">FINRA Rules 7410-7470</a></li>
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<li><a href="#">Regulation NMS</a></li>
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<li><a href="#">SEC Rule 600(b)(47)</a></li>
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</ul>
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</div>
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</div>
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<div class="row mb-2">
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<div class="col"><span class="text-muted">Keywords Found</span>
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<ul class="list-unstyled">
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<li><a href="#">Atomic Clock</a></li>
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<li><a href="#">Execution of Orders</a></li>
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<li><a href="#">FINRA</a></li>
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<li><a href="#">NMS Stock</a></li>
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<li><a href="#">OATS</a></li>
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<li><a href="#">OATS Rules</a></li>
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<li><a href="#">Order Entry and Trading Systems</a></li>
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<li><a href="#">Reportable Event Times</a></li>
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<li><a href="#">Synchronized</a></li>
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<li><a href="#">Transaction Reports</a></li>
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</ul>
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</div>
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</div>
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<div class="row mb-2">
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<div class="col"><span class="text-muted">RCU Reports</span>
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<ul class="list-unstyled">
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<li><a href="#">Change Events (30 Days)</a></li>
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<li><a href="#">Change Events (60 Days)</a></li>
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<li><a href="#">Change Events (90 Days)</a></li>
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<li><a href="#">Change Events (Annual)</a></li>
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<li><a href="#">Regulation Summary</a></li>
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</ul>
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</div>
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</div>
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</div>
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</div>
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</div>
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</div>
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</div>
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</div>
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</div>
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</div>
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<footer class="text-center d-xl-flex justify-content-xl-center align-items-xl-center bg-dark text-light position-fixed">
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<p class="d-xl-flex m-0">Copyright © 2019 Innodata</p><small><a class="text-light" href="#" style="margin-left: 15px;text-decoration: underline;">Terms of Use</a><span>&nbsp; &nbsp;| &nbsp;&nbsp;</span><a class="text-light" href="#" style="text-decoration: underline;">Privacy Policy</a></small></footer>
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<script
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src="assets/js/jquery.min.js"></script>
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<script src="assets/bootstrap/js/bootstrap.min.js"></script>
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<script src="https://cdn.jsdelivr.net/npm/instantsearch.js@1/dist/instantsearch.min.js"></script>
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<script src="https://code.highcharts.com/highcharts.js"></script>
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<script src="https://code.highcharts.com/modules/exporting.js"></script>
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<script src="assets/js/search.js"></script>
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<script src="assets/js/sources.js"></script>
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</body>
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</html>

‎spider/reports.html

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