Journal of Human Evolution xxx (2014) 1e26
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Journal of Human Evolution
journal homepage: www.elsevier.com/locate/jhevol
Coalescence and fragmentation in the late Pleistocene archaeology of
southernmost Africa
Alex Mackay a, *, Brian A. Stewart b, Brian M. Chase c, d
a
Centre for Archaeological Science, School of Earth and Environmental Sciences, University of Wollongong, Australia
Museum of Anthropological Archaeology, University of Michigan, Ruthven Museums Building, 1109 Geddes Ave., Ann Arbor, MI 48109, USA
c
Centre National de la Recherche Scientifique (CNRS), Institut des Sciences de l’Evolution de Montpellier, UMR 5554, Université Montpellier 2, Bat. 22,
CC061, Place Eugène Bataillon, 34095 Montpellier cedex 5, France
d
Department of Archaeology, History, Culture and Religion, University of Bergen, Postbox 7805, 5020 Bergen, Norway
b
a r t i c l e i n f o
a b s t r a c t
Article history:
Received 27 October 2013
Accepted 5 March 2014
Available online xxx
The later Pleistocene archaeological record of southernmost Africa encompasses several Middle Stone
Age industries and the transition to the Later Stone Age. Through this period various signs of complex
human behaviour appear episodically, including elaborate lithic technologies, osseous technologies, ornaments, motifs and abstract designs. Here we explore the regional archaeological record using different
components of lithic technological systems to track the transmission of cultural information and the
extent of population interaction within and between different climatic regions. The data suggest a
complex set of coalescent and fragmented relationships between populations in different climate regions
through the late Pleistocene, with maximum interaction (coalescence) during MIS 4 and MIS 2, and
fragmentation during MIS 5 and MIS 3. Coalescent phases correlate with increases in the frequency of
ornaments and other forms of symbolic expression, leading us to suggest that population interaction was
a significant driver in their appearance.
Ó 2014 Elsevier Ltd. All rights reserved.
Keywords:
Lithic technology
Middle and Later Stone Age
Still Bay
Howiesons Poort
Ornaments
Cultural transmission
Introduction
The archaeological record of southernmost Africa during the late
Pleistocene exhibits a number of atypically early signs of cultural
complexity, giving rise to claims that it is one potential point of
origin for the emergence of modern human behaviour (Parkington,
2003, 2010; Marean, 2010; though note; Bouzouggar et al., 2007;
Bar-Yosef Mayer et al., 2009). Elements of this complexity include
the early production of ornaments, motifs and abstract designs, the
use of osseous technology, and the manufacture of lithic technologies that later become common in many other parts of the world
(Henshilwood and Sealy, 1997; Henshilwood et al., 2001a, 2002,
2004; d’Errico et al., 2005; d’Errico and Henshilwood, 2007;
Backwell et al., 2008; d’Errico et al., 2008; Jacobs et al., 2008a;
Mackay and Welz, 2008; Henshilwood et al., 2009; Lombard
et al., 2010; Mourre et al., 2010; Texier et al., 2010; Henshilwood
et al., 2011; d’Errico et al., 2012a; Texier et al., 2013; Vanhaeren
et al., 2013). The temporal distribution of many of these markers
is variable and apparently non-directional, leading to speculation
* Corresponding author.
E-mail address: mackay.ac@gmail.com (A. Mackay).
about the causes of their appearance and disappearance (Jacobs
and Roberts, 2009; Powell et al., 2009; Villa et al., 2010; d’Errico
and Stringer, 2011; Henshilwood and Dubreuil, 2011; Lombard
and Parsons, 2011).
Much of the discussion of late Pleistocene lithic technologies has
focused on methods of tool manufacture and the definition of
culture-historic units (Volman, 1980; Thackeray, 1989; Wadley and
Harper, 1989; Wadley, 1995, 2005; Wurz, 2002; Soriano et al., 2007;
Wadley, 2007; Brown et al., 2009; Villa et al., 2009; Mourre et al.,
2010; Villa et al., 2010; Brown et al., 2012; Wurz, 2012; Porraz
et al., 2013a). Less explicit consideration has been given to the
mechanisms underlying lithic technological change across the subcontinent, and more specifically to the causes of patterns of similarity and difference between spatially dispersed sites (Deacon,
1984a; Mitchell, 1988; Ambrose and Lorenz, 1990; Deacon and
Wurz, 1996; Ambrose, 2002; McCall, 2007; Jacobs et al., 2008a;
Mackay, 2008a; McCall and Thomas, 2012; Faith, 2013; Porraz
et al., 2013b). Causes of technological change that have been
inferred (either implicitly or in brief discussion) include adaptations to changes in the subsistence environment (Mackay, 2009;
Villa et al., 2010; Hiscock et al., 2011; Lombard and Parsons, 2011;
Mackay, 2011; Mackay and Marwick, 2011; McCall and Thomas,
2012; Ziegler et al., 2013) and responses to changing social
http://dx.doi.org/10.1016/j.jhevol.2014.03.003
0047-2484/Ó 2014 Elsevier Ltd. All rights reserved.
Please cite this article in press as: Mackay, A., et al., Coalescence and fragmentation in the late Pleistocene archaeology of southernmost Africa,
Journal of Human Evolution (2014), http://dx.doi.org/10.1016/j.jhevol.2014.03.003
2
A. Mackay et al. / Journal of Human Evolution xxx (2014) 1e26
stimuli that are adaptively neutral with respect to environmental
variation (sometimes called ‘fashions’) (Volman, 1980; Thackeray,
1989, 2000; Jacobs et al., 2008a). Viewed in extremis these two
positions are equally unlikely. The frequent occurrence of similar
technologies over large areas with diverse local environments is
difficult to reconcile with optimally-adapted systems (Jacobs et al.,
2008a); on the other hand, given that lithic technology was a
component of human subsistence behaviour for more than two
million years, it is unlikely that technological systems were always
selectively neutral or maladaptive (though note Boyd and
Richerson, 1985). We thus suggest that there were always some
socially-mediated dimensions to environmental-mediated technologies and vice versa.
In this paper, we pursue a more nuanced understanding of
technological change in late Pleistocene southernmost Africa. The
objective is to understand the degree of fit between lithic technological systems and environmental variation through the period
from 130 to 12 ka (thousands of years ago), and the extent to which
transfer of information between interacting populations influenced
the form of technological systems at different times. Changes in the
extent of interaction between populations have implications not
just for the forms of lithic systems, but also for the appearance of
technological complexity, ornaments and other forms of social
display. Large, interconnected populations may retain more complex variation in information, and are more likely to pursue signs of
social identity through social symbolling than isolated or fragmented populations (Henrich, 2001, 2004; Shennan, 2001; Stiner
and Kuhn, 2006; Kuhn and Stiner, 2007; Powell et al., 2009;
Henrich, 2010; Sterelny, 2011; Kuhn, 2012; Collard et al., 2013;
Derex et al., 2013; Stiner, 2014). Consequently, variation in population interconnectedness through time may help to explain the
temporally patchy distribution of behavioural markers (Jacobs and
Roberts, 2009).
In this paper we pose the following questions:
1. To what extent are late Pleistocene technological changes in
southernmost Africa consistent with the spatio-temporal
structure of environmental variation?
2. Is there evidence for the transmission of technological systems
between populations?
3. Is the extent of population interconnection variable through the
late Pleistocene?
In order to answer these questions, we synthesise data from the
archaeological record of southernmost Africa through the period
from 130 ka to 12 ka, focussing on patterns of occupation and
technological systems in the region’s different climatic zones. Before
this, however, we introduce the elements of technological variation
relevant to the study and present methods for their analysis in terms
of technological organisation and information transmission.
Components of technological variability and information
transfer
Numerous schemes exist that divide the late Pleistocene
archaeological record of southernmost Africa into a series of
sequential units, variously termed cultures, industries or technocomplexes (Goodwin and van Riet Lowe, 1929; Sampson, 1974;
Volman, 1980; Deacon, 1984b; Thackeray, 1989; Wadley, 1993;
Wurz, 2002; Minichillo, 2005; Lombard et al., 2012). Currently
prevalent schemes differentiate nine units in the study period:
MSA1 2a (Klasies River unit), MSA 2b (Mossel Bay unit), Still Bay,
1
MSA ¼ Middle Stone Age.
Howiesons Poort, post-Howiesons Poort, late MSA, final MSA, early
LSA2 and Robberg. A range of characteristics are used to distinguish
these units, the most common being material selection (the types
of rocks chosen for tools), flaking systems (the ways in which those
rocks are flaked) and implement types (also referred to as ‘tools’
where these are defined as morphologically-regular retouched
flakes). We examine each of these factors separately, with the
addition of a fourth factor, provisioning systems, and suggest that
they have different potential for information transfer relative to
resource structure, allowing us to differentiate the processes underlying technological change. We also give consideration to the
processes underlying the transfer of information between individuals and how these may reflect variability in population
interconnectedness.
Components of technological variability
Provisioning systems Rock types do not necessarily occur when and
where they are needed to perform tasks. For that reason, stone tool
users deployed systems to ensure that adequate tools were always on
hand when needed (Kelly,1988). These are referred to as provisioning
systems, and following Kuhn (1995) we differentiate two forms: place
provisioning and individual provisioning. Place provisioning involves
the transportation of stone to a selected point in space for the
manufacture of artefacts (Parry and Kelly, 1987). Place provisioning
is a viable system only where extended occupancy of a location can
be anticipated, and is thus necessarily tied to resource
predictability (Kuhn, 1995). This approach to technological
organisation can be identified archaeologically by the accumulation
of large assemblages of artefacts through the on-site reduction of
transported stone blocks (commonly as cores) and the on-site
production of implements (Riel-Salvatore and Barton, 2004).
Individual provisioning, on the other hand, involves the ongoing transport and maintenance of tools that are used to undertake many of the tasks foragers encounter. Heavy reliance on
transported tools heightens the risk of tool failure, a risk that can be
offset by expedient manufacture and use of implements often from
locally-available rocks (Binford, 1979; Kuhn, 1995; Mackay, 2005).
Individual provisioning is expected to be emphasised where the
spatial and temporal distribution of resources is difficult to predict
(Clarkson, 2004). Design constraints on transported tools emphasise portability and maintainability, constraints that are less relevant when place provisioning (Kelly, 1988; Nelson, 1991; Kuhn,
1994). Archaeologically, diminished assemblage size may result
from individual provisioning, given a principal focus on implement
maintenance and repair (Riel-Salvatore and Barton, 2004). Because
the efficacy of different provisioning systems is strongly tied to the
spatial and temporal configuration of subsistence resources, these
systems cannot readily be transferred between populations in areas
without underlying environmental similarities. That is, provisioning systems are always expected to be adaptive responses to local
environmental conditions.
Material selection Material selection involves making choices
about what rocks to use when making stone artefacts. Different
rocks have different flaking characteristics, and thus not all rocks
are equivalent with respect either to the kinds of artefacts that can
easily be made (Eren et al., 2011a), or the extent to which (and
economy with which) they can be used and reduced (Goodyear,
1989; Mackay, 2008a; Braun et al., 2009). Furthermore, different
rocks have different distributions, with implications for
acquisition costs. In many regions, fine-grained rocks are
2
LSA ¼ Later Stone Age.
Please cite this article in press as: Mackay, A., et al., Coalescence and fragmentation in the late Pleistocene archaeology of southernmost Africa,
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A. Mackay et al. / Journal of Human Evolution xxx (2014) 1e26
uncommon and their regular acquisition necessitates either a
greater magnitude of movement or deliberate procurement effort
(Ambrose and Lorenz, 1990; Minichillo, 2006; Mackay, 2008a;
Mackay and Marwick, 2011; Porraz et al., 2013a). Most
importantly, however, due to geological differences at regional
scales, similar rocks are not always available in all areas. Some
rock types are nearly ubiquitous but many others often have
restricted distributions. A preference for the use of specific types
of rocks in artefact manufacture thus has a geologically-restricted
capacity to be transferred between groups.
Flaking systems The term ‘flaking systems’ as used here refers
principally to the means by which cores were reduced. Flaking
systems are a complex process coupling general strategies with
contingent responses to the outcome of specific actions within the
reduction chain (Bleed, 2001). Because of this complexity, and
because of the large number and diverse means of reducing
stone, flaking was probably in most cases a taught skill involving
extended periods of information transfer from skilled workers to
novices (Stout, 2002; Eren et al., 2011b; Tostevin, 2012; Hiscock,
2014). We follow Derex et al. (2012) in referring to such
information transfer through detailed instruction as process
copying, and note its benefits in terms of transmission fidelity
when compared with learning from sighted examples of the
outcome of a manufacturing process (see also Tehrani and Riede,
2008; Tehrani and Collard, 2009; Tennie et al., 2009; Sterelny,
2011). Assuming conditions akin to apprenticeship, information
transfer through process copying implies a strong degree of
interconnectedness between individuals (Tehrani and Collard,
2009; Mace and Jordan, 2011), and for this reason, similarities in
flaking systems between different assemblages have been argued
to reflect shared traditions between spatially separated groups
(e.g., Petraglia et al., 2007; Clarkson, 2010; Rose et al., 2011).
Implement type Implements are morphologically regular
retouched artefacts, commonly but not always made from flakes and
blades. As with flaking systems, implement manufacture can be a
complex process but is not necessarily so. Some implements such as
backed artefacts are usually small and can be produced in batches for
relatively little cost in time and material (Hiscock, 2006). Similarly,
unifacial points, scrapers and denticulates all rely on unifacial
retouch of a blank margin whereby most of the steps in production
can be discerned from the implements themselves (Högberg and
Larsson, 2011; Hiscock, 2014). In these cases, and unlike flaking
systems, transfer of the artefacts alone could provide sufficient
information for the method of their manufacture to spread.
Following Derex et al. (2012), we refer to this means of learning as
product copying (note also Tehrani and Collard, 2009; Mace and
Jordan, 2011). There are obvious exceptions to this simplification.
For example, bifacial points may have multiple stages in
manufacture, which, coupled with the complexity of reduction
and attendant high failure rates, would make them less easily
transferred without extended instruction (Villa et al., 2009;
Högberg and Larsson, 2011; Porraz et al., 2013a). Overall, however,
the transfer of the design of simple, unifacial implements would
theoretically have been achievable through product copying alone,
without requiring extended periods of learning or a strong degree
of interconnectedness between individuals or populations
(Högberg and Larsson, 2011; Hiscock, 2014).
Characteristics of information transfer
We have highlighted ways in which information transfer may
occur as a learning process and its relationship to population
connectedness; here we briefly discuss information transfer as a
3
Table 1
List of sites by climate regions.
Zone
WRZ
Site
Byneskranskop (BNK)
Die Kelders (DK)
Diepkloof (DRS)
Elands Bay Cave (EBC)
Faraoskop (FRK)
Hollow Rock Shelter
(HRS)
Hoedjiespunt (HDP)
Klipfonteinrand (KFR)
Klein Kliphuis (KKH)
Montagu Cave (MC)
Peers Cave (PC)
Reception Cave (RC)
Spitzkloof (SPTZ)
Varsche River 3 (VR3)
Ysterfontein (YFT)
YRZ
Apollo 11 (AXI)
Blombos (BBC)
Boomplaas (BMP)
Buffelskloof (BFK)
Cape St Blaize Cave
(CSB)
Howiesons Poort
Shelter (HPS)
Klasies River Main Site
(KRM)
Melkhoutboom (MLK)
Nelson Bay Cave (NBC)
Pinnacle Point 13b & 5/
6 (PP)
SRZ
Border Cave (BC)
Bushman Rock Shelter
(BRS)
Cave James (CJ)
Cave of Hearths (COH)
Florisbad (FRB)
Ha Soloja (HAS)
Heuningneskrans
(HNK)
Holley Shelter (HS)
Kathu Pan (KP)
Melikane (MEL)
Mwulu’s Cave (MWC)
Ntloana Tsoana (NTL)
Olieboompoort (OLI)
Rose Cottage Cave
(RCC)
Sehonghong (SHH)
Shongweni (SHO)
Sibebe (SBB)
Sibudu Cave (SC)
Siphiso (SIP)
Strathalan B (STB)
Umhlatuzana (UMH)
Reference
(Schweitzer and Wilson, 1983)
(Avery et al., 1997; Feathers and Bush,
2000; Schwarcz and Rink, 2000; Thackeray,
2000)
(Rigaud et al., 2006; Jacobs et al., 2008a;
Tribolo et al., 2009; Tribolo et al., 2012;
Porraz et al., 2013a)
(Orton, 2006)
(Manhire, 1993)
(Evans, 1994; Högberg and Larsson, 2011)
(Will et al., 2013)
(Volman, 1980; Mackay, 2009)
(Mackay, 2006; Jacobs et al., 2008a; Mackay,
2010)
(Volman, 1980)
(Volman, 1980)
(Orton et al., 2011)
(Dewar and Stewart, 2012)
(Steele et al., 2012)
(Halkett et al., 2003; Klein et al., 2004;
Avery et al., 2008; Wurz, 2012)
(Wendt, 1976; Jacobs et al., 2008a;
Vogelsang et al., 2010)
(Henshilwood et al., 2001b; Jacobs et al.,
2008a; Jacobs et al., 2013)
(Deacon et al., 1976; Deacon, 1979; Faith,
2013)
(Opperman, 1978)
(Thompson and Marean, 2008)
(Stapleton and Hewitt, 1927; Deacon, 1995)
(Volman, 1980; Singer and Wymer, 1982;
Jacobs et al., 2008a)
(Deacon, 1976; Deacon et al., 1976)
(Deacon, 1978, 1982; Volman, 1980)
(Marean, 2010; Jacobs, 2010; Marean et al.,
2010; Thompson et al., 2010; Brown et al.,
2012)
(Beaumont, 1978; Grün and Beaumont,
2001; d’Errico et al., 2012b)
(Eloff, 1969; Louw, 1969; Underhill, 2012)
(Wadley, 1993)
(Volman, 1980; Mason and Brain, 1988)
(Kuman et al., 1999)
(Carter and Vogel, 1974)
(Wadley, 1993)
(Cramb, 1952, 1961)
(Wadley, 1993)
(Carter and Vogel, 1974; Stewart et al.,
2012)
(Tobias, 1949)
(Mitchell and Steinberg, 1992; Jacobs et al.,
2008a; Mitchell and Arthur, 2010)
(Volman, 1980)
(Wadley, 1991; Wadley, 1995; Wadley and
Harper, 1989; Clark, 1999; Soriano et al.,
2007; Pienaar et al., 2008
(Carter and Vogel, 1974; Carter et al., 1988;
Mitchell, 1994; Mitchell, 1995)
(Davies, 1975)
(Price-Williams, 1981)
(Cochrane, 2006; Conard et al., 2012;
Goldberg et al., 2009; Jacobs et al., 2008b;
Villa et al., 2005; Wadley, 2005, 2007, 2012;
Wadley and Jacobs, 2004, 2006)
(Barham, 1989)
(Opperman and Heydenrych, 1990;
Opperman, 1996)
(Lombard et al., 2010)
Please cite this article in press as: Mackay, A., et al., Coalescence and fragmentation in the late Pleistocene archaeology of southernmost Africa,
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A. Mackay et al. / Journal of Human Evolution xxx (2014) 1e26
spatio-temporal process using insights from literature on the diffusion
of innovations and cultural transmission (Hagerstrand, 1967; Morrill,
1970; Rogers, 1983; Boyd and Richerson, 1985; Bettinger and Eerkens,
1999; Eerkens and Lipo, 2007). The objective is to facilitate the identification of different processes in the archaeological record. We make
four points of relevance to the issues at hand.
First, the diffusion of innovations through populations is likely
to result in sigmoid-shaped uptake curves, with slow initial uptake
followed by rapid increase through to saturation (Henrich, 2001). In
the case of adoption of adaptively neutral characteristics, frequency
may subsequently decline, resulting in a ‘battleship’ curve that
often (but not always) identifies a characteristic under drift
(Nieman, 1995; though see Shennan and Wilkinson, 2001). Second,
people in some areas will not be receptive to the uptake of new
technologies, even when they are adaptively beneficial, resulting in
zones of non-uptake (Rogers, 1983). Third, assuming a regular rate
of information mutation through copying errors and misremembering (Eerkens and Lipo, 2005), and given that the number
of individual information transfers increases with distance, we
expect that the degree of information fidelity will decay with distance. Thus, at the furthest point from the origin of an innovation it
should look most unlike its form at source. Finally, we expect
greater variability of tool form and/or production processes in locations where innovations are either initially generated or adapted
to local conditions rather than simply adopted (Boyd and
Richerson, 1985; Bettinger and Eerkens, 1999).
Expectations
These various propositions allow us to generate some expectations relative to the questions posed in the Introduction.
1. Where technological changes are chiefly guided by environmental conditions we expect technologies to be more similar
where environments are more similar, and to be more different
where environments are more different.
2. Where technological systems are transferred between populations, maximum diversity of forms will occur at or near the
source of an innovation. Where diffusing technologies are
mostly neutral with respect to environments, similarities in
technology will be a product of spatial proximity rather than
environmental context (Jordan and Shennan, 2003). Consequently, technologies will become increasingly unlike their
source form with distance from source. Where transferred
technologies are environmentally-adaptive, their form will track
environmental variation as per the previous point. Uptake of
diffusing innovations will exhibit sigmoid-shaped curves, and
where selectively neutral, their disappearance may result in
battleship curves.
3. Where populations are strongly interconnected they will share
similarities in flaking systems, implement form, and material
selection within the constraints of the underlying geology. If
underlying provisioning systems are similar, similarities in the
predictability of subsistence resources are also implied. Weaklyconnected populations may share similarities in implement form
where implements are simple to copy, but other elements of the
technological systems will differ. Disconnected populations will
Figure 1. Climate regions and late Pleistocene archaeological sites in southernmost
Africa. Seasonality of rainfall defined by percentage of winter (MayeSeptember) rain,
shown as 10% isolines. (a) Distribution of late Pleistocene sites relative to rainfall
zones; (b) Winter- and Year-Round Rainfall sites; (c) Summer Rainfall Zone sites. Abbreviations: Apollo 11 (AXI), Blombos (BBC), Boomplaas (BMP), Border Cave (BC),
Buffelskloof (BFK), Bushman Rock Shelter (BRS), Byneskranskop (BNK), Cape St Blaize
(CSB), Cave of Hearths (COH), Cave James (CJ), Die Kelders (DK), Diepkloof (DRS),
Elands Bay Cave (EBC), Faraoskop (FRK), Florisbad (FRB), Ha Soloja (HAS),
Heuningneskrans (HNK), Hoedjiespunt (HDP), Holley Shelter (HS), Hollow Rock Shelter
(HRS), Howiesons Poort Shelter (HPS), Kathu Pan (KP), Klasies River (KRM), Klipfonteinrand (KFR), Klein Kliphuis (KKH), Melikane (MEL), Melkhoutboom (MLK), Montagu
Cave (MC), Mwulu’s Cave (MWU), Nelson Bay Cave (NBC), Ntloana Tsoana (NTL),
Olieboompoort (OLI), Peers Cave (PC), Pinnacle Point (PP), Rose Cottage Cave (RCC),
Sehonghong (SHH), Shongweni (SHO), Sibebe (SBB), Sibudu Cave (SC), Siphiso (SIP),
Spitzkloof (SPTZ), Strathalan B (STB), Ysterfontein (YFT), Umhlatuzana (UMH).
Please cite this article in press as: Mackay, A., et al., Coalescence and fragmentation in the late Pleistocene archaeology of southernmost Africa,
Journal of Human Evolution (2014), http://dx.doi.org/10.1016/j.jhevol.2014.03.003
A. Mackay et al. / Journal of Human Evolution xxx (2014) 1e26
not share characteristics, except where these can be explained by
underlying environmental similarities (convergence).
Spatial and chronological structure of data
Spatial structure
In the analysis presented here, we discuss sites across southernmost Africa in terms of modern climate regions (Table 1, Fig. 1).
Southern African climates are dominated by two primary atmospheric circulation systems: 1) frontal systems embedded in the
westerly storm track to the south of the continent that bring rainfall
to south-western Africa during the winter, and 2) tropical easterly
flow, which brings moist air from the warm Indian Ocean to the
subcontinent during the summer months (Tyson, 1986). These systems do not operate entirely independently of one another, and interactions between them bring significant moisture to southern
Africa both throughout the annual cycle (Tyson,1986) and perhaps as
a result of large-scale reorganisations of circulation systems over
multi-millennial timescales (Tyson, 1986; Chase, 2010). The relative
annual influence of these systems can be considered in terms of the
average annual precipitation during a given season. Chase and
Meadows (2007) distinguish three broad units based on the percentage of precipitation received between the winter months of
AprileSeptember. These are 1) the winter rainfall zone (WRZ; >66%),
2) the year-round rainfall zone (YRZ; 66e33%), and 3) the summer
rainfall zone (SRZ; <33%). These rainfall zones presently support
different biomes with grasslands and savanna communities more
common in the SRZ, and shrubland, succulent and thicket communities common in the WRZ and YRZ (Mucina and Rutherford, 2006).
The extent of these rainfall zones and the climatic conditions
within them have not remained constant over the time periods
considered here (Chase and Meadows, 2007). With expansions of
Antarctic sea-ice during periods of globally cooler conditions, the
zone of westerly influence is believed to have expanded further
north, resulting in an increase in the geographical extent of winter
rains, and the duration and impact of its rainy season (Nicholson
and Flohn, 1980; Chase and Meadows, 2007; Toggweiler and
Russell, 2008; Chase, 2010; Mills et al., 2012; Stager et al., 2012;
Chase et al., 2013; Truc et al., 2013). Summer rains in contrast are
5
dependent on the formation of robust convection cells in the Indian
Ocean. These cells result from high sea surface temperatures, and
their formation is likely to have been impaired under generally
cooler conditions (Nicholson and Flohn, 1980; Tyson and PrestonWhyte, 2000; Chase, 2010; Stager et al., 2012; Truc et al., 2013).
Under many (but not all; Chase, 2010) circumstances it is predicted
that a coeval inverse relationship existed between the winter and
summer rainfall zones, with more humid conditions in one occurring when drier conditions existed in the other (Tyson, 1986;
Cockcroft et al., 1987). As a transition zone, the modern YRZ
would have probably fallen under the dominance of the intensifying climate region, and its rainfall regime would have evolved
accordingly (Cockcroft et al., 1987).
While recognising that the spatial extent of the region’s rainfall
zones almost certainly shifted over the course of the time periods
considered, insufficient evidence currently exists to reliably
reconstruct the extent or nature of these variations, with some
authors having proposed substantial shifts in tropical and
temperate systems over the last glacialeinterglacial cycle (van
Zinderen Bakker, 1967; van Zinderen Bakker, 1976; Butzer et al.,
1978; Cockcroft et al., 1987; Stuut et al., 2002), while others have
suggested that only minor changes occurred (van Zinderen Bakker,
1983; Lee-Thorp and Beaumont, 1995; Sealy, 1996). In lieu of
adequate evidence to reliably determine the past extent and timing
of shifts in these rainfall zones, we employ the modern rainfall
zones as a climatic framework for our study, but highlight that it is
generally accepted (though see Bar-Matthews et al., 2010) that
during relatively warm periods the SRZ is likely to have become
wetter and more extensive (Cockcroft et al., 1987; Peeters et al.,
2004; Chase and Meadows, 2007 and references therein; Caley
et al., 2011; Dupont et al., 2011; Truc et al., 2013), while cooler
periods are likely to have favoured the intensification and areal
influence of winter rain systems (Cockcroft et al., 1987; Stuut et al.,
2002; Peeters et al., 2004; Chase and Meadows, 2007 and references therein; Stager et al., 2012; Chase et al., 2013). Due to these
differences in their underlying controls and in the vegetation
communities they commonly support, the climate regions provide
a framework against which to assess mechanisms of change. If
technological changes are responsive to environmental variation
then we would expect, considering the anti-phase relationship that
Table 2
Summary of results from MIS 5.
Zone
Site
Dated?
Unit
WRZ
DK
DRS
HRS
HDP
KFR
YFT
AXI
BBC
CSB
KRM
KRM
NBC
NBC
PP
BC
MEL
RCC
SC
Y
Y
Y
N
N
Y
N
Y
N
Y
Y
N
N
Y
Y
Y
Y
Y
None
MSA 2b?
None
None
MSA 2b
None
MSA 2b?
None
MSA 2b?
MSA 2a
MSA 2b
MSA 2a
MSA 2b
None
None
MSA 2a/b
None
None
Dominant material
Quartzite
YRZ
SRZ
Silcrete
Dominant flaking products
Other
U
U
U
Flakes
Dominant implements
Blades
Convergents
Denticulates
U
U
U
U
U
U
U
U
U
U
U
Points
Quartz
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
Rhyolite
Dolerite
Opaline
?
Other
None
U
U
U
U
None
U
U
U
U
U
U
U
None
U
U (b)
U
U (u)
U (b)
Included are sites dated to MIS 5, assigned to MSA 2a or MSA 2b, and coastal sites, which would have been inundated during the MIS 5e high stand and which thus cannot antedate w124 ka. Note that the data for provisioning systems in this period are sufficiently scarce that it is not included in the summary. Note also that the absence of a ‘check’
does not denote the absence of that material, flaking system or tool type, only that these are not considered among the dominant materials/systems/types by the assemblage
analysts. The abbreviations (u) and (b) after the checks denote unifacial and bifacial points, respectively.
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6
A. Mackay et al. / Journal of Human Evolution xxx (2014) 1e26
exists between the SRZ and WRZ, within-region systems to be more
similar than between-region systems. When changes are mostly
adaptively neutral with respect to environments, we should expect
to see no such pattern.
Chronological structure
Recent years have seen dramatic improvements in dating
southernmost Africa’s late Pleistocene archaeological record, but
a robust chronological framework remains elusive. While the
terminal Pleistocene falls within the range of radiocarbon,3
luminescence chronologies for the age range beyond 50 ka
have been contested (Jacobs et al., 2008a; Tribolo et al., 2009,
2012; Guérin et al., 2013; Jacobs et al., 2013). Of particular note
are two discordant chronologies for the important Winter Rainfall Zone site of Diepkloof (Jacobs et al., 2008a; Tribolo et al.,
2012). While these chronologies overlap in layers younger than
w65 ka, the discrepancy reaches w50% in the deeper part of
the sequence, before becoming concordant again in the earlier
MSA towards the sequence base. Necessarily, at least one of these
chronologies is wrong. While Porraz et al. (2013b) provide an
excellent interpretation of southernmost African technological
change predicated on the Tribolo chronology, this paper assumes
the greater accuracy of the Jacobs chronology (Jacobs et al.,
2008a), which has the advantage of being replicated at multiple
sites, including those proximate to Diepkloof (e.g., Högberg and
Larsson, 2011).
In addition to site-specific problems, the large errors associated
with luminescence age estimations make exploration of leads and
lags in technological patterning problematic, if not impossible in
many cases. Finally, while there have been concerted efforts to
understand the timing of certain technological changes (most
notably the appearance and disappearance of the Still Bay and
Howiesons Poort units), the bulk of the later Pleistocene has
received considerably less attention. The through-time distribution of ages is consequently uneven in ways that do not necessarily reflect occupational patterning. The basic temporal structure
here follows the Marine Isotope Stage (MIS) system. While local
environmental responses to global climatic variations remain
difficult to model (Chase and Meadows, 2007; Chase, 2010), we
expect some broad correspondence between global changes and
local responses as outlined in the preceding section (pace Blome
et al., 2012).
Results
MIS 5 (130e74 ka)
We start by presenting the archaeological evidence from MIS 5
in terms of flaking systems, material selection and implement
types. Data are currently insufficient at most sites to discuss provisioning systems in this period in any detail. Our results are
summarised in Table 2. The prevailing scheme, which differentiates
two units in this period, MSA 2a (Klasies River unit) and MSA 2b
(Mossel Bay unit), is used as a baseline as the dating is weak in
many cases. The older unit (MSA 2a) is distinguished by the production of long, standardised blades; the younger unit (MSA 2b) is
distinguished by the production of large convergent flakes with
blades being more irregular. Denticulates are common in MSA 2a
and rare in MSA 2b, while infrequent unifacial and bifacial points
occur in the latter (Volman, 1980). In both cases, quartzite is the
3
All radiocarbon ages are presented as calibrated ages using the SHCal13 curve
following Hogg et al. (2013).
Figure 2. MIS 5 sites. MSA sites with chronometric ages (circles) or inferred occupation (squares) in MIS 5.
dominant material and radial (here subsuming disc and discoidal)
or Levallois reduction accounts for most core forms. Dates place the
MSA 2a at between w115 and 90 ka and the MSA 2b between
w100 and 80 ka (Wurz, 2002; Lombard et al., 2012).
The MSA 2a/2b scheme was originally designed to describe
technological variation in the sequences at two Year-round Rainfall
Zone (YRZ) sites: Klasies River and Nelson Bay Cave. Detailed
consideration suggests that the scheme applies fairly weakly both
within the YRZ and beyond, in the Winter- and Summer Rainfall
Zones (WRZ, SRZ) (Fig. 2).
In the YRZ, the site of Blombos has flaking systems oriented
towards the production of flakes rather than blades or convergents
in its M3 unit, and as such matches neither MSA 2a nor 2b despite
an age overlap with MSA 2b (Henshilwood et al., 2001b; Jacobs
et al., 2013). Cape St Blaize has unstandardised blades typical of
MSA 2b but lacks the production of convergents (Thompson and
Marean, 2008), while there is no clear separation of blade and
convergent flake production in the extensive MIS 5 sequence
documented by Thompson et al. (2010) at Pinnacle Point 13b. Of Die
Kelders (DK), another south-coast YRZ site, Thackeray (2000: 164)
states: “DK MSA artefacts are not comparable with the Klasies River
Mouth MSA I [equivalent to MSA 2a] . as the DK collections are not
characterized by the long flake-blades typically associated with this
stage. Also, quantities of short triangular convergent flake-blades
like those found in the upper part of the MSA II at Klasies River
Mouth [MSA 2b] were not found”.
In the WRZ, flaking systems at Ysterfontein (Halkett et al., 2003;
Wurz, 2012) and Hoedjiespunt (Will et al., 2013) are directed towards the production of flakes, with few blades or convergents. At
Hoedjiespunt, bipolar cores outnumber radial or Levallois cores.
Klipfonteinrand matches the typical characteristics of MSA 2b with
respect to flaking systems (Volman, 1980), however, recent reexcavation by one of us (AM) suggests some mixing in the deeper
deposits. The site also has numerous denticulates (Fig. 3), which
were not reported during Volman’s (1980) analysis. Only at Diepkloof has a (currently tentative) case been made for a WRZ
expression of flaking systems consistent with MSA 2b (Porraz et al.,
2013a). At Apollo 11, situated on the northern margins of the current WRZ-YRZ the production of large blades occurs in pre-MIS 4
levels though convergents are not noted to be a significant
assemblage component (Vogelsang et al., 2010).
Please cite this article in press as: Mackay, A., et al., Coalescence and fragmentation in the late Pleistocene archaeology of southernmost Africa,
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A. Mackay et al. / Journal of Human Evolution xxx (2014) 1e26
7
Figure 3. Selected artefacts from MIS 5-aged archaeological deposits arranged by rainfall zone. 1e3: denticulates from Apollo II Cave (Vogelsang et al., 2010: Fig. 11); 4e6: denticulates from Varsche River 3 (Mackay’s images); 7e9: denticulates from Klipfonteinrand (Mackay's images); 10e12: points from Diepkloof, ‘MSA-Mike’; 13e14: points from
Diepkloof, ‘Pre-Still Bay type Lynn’ (Porraz et al., 2013b: Figs. 4 and 5); 15: denticulate from Hoedjiespunt, level AH I; 16: point from Hoedjiespunt, level AH II; 17: denticulate from
Hoedjiespunt, level AH III (Will et al., 2013: Figs. 4, 7 and 8); 18e20: denticulates from Ysterfontein (Halkett et al., 2003; courtesy R. Klein); 22e23: cores from Dieplkloof, ‘MSAMike’ (Porraz et al., 2013b: Fig. 4); 25e26: cores from Hoedjiespunt levels AH II (25) and AH III (26) (Will et al., 2013: Figs. 5 and 8); 27e29: blades (27e28) and a point (29) from
Pinnacle Point 13b (Thompson et al., 2010: Fig. 4); 30e33: points (30e31) and scrapers (32e33) from Nelson Bay Cave (Mitchell, 2002: Fig 4.5; after Volman, 1980: Figs. 16, 17, 22,
23); 34e36: blades (34e35) and a point (36) from Klasies River, MSA I; 37: a point from Klasies River, MSA II (Wurz, 2002: Fig. 4); 38e39: cores from Pinnacle Point 13b (Thompson
et al., 2010: Fig. 4); 40e41: cores from Klasies River, MSA I; 42: a core from Klasies River, MSA II (Wurz, 2002: Fig. 3); 43e50: points from Rose Cottage Cave, Malan excavation, preHowiesons Poort levels (Wadley and Harper, 1989: Fig. 5); 51e53: notched blades from Melikane (Stewart’s images); 54: a point from Sibudu (Wadley, 2012: Fig. 2); 55e61: points
(55e57, 60e61), a blade (58) and a scraper (60) from Border Cave (Beaumont, 1978: Fig 88).
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8
A. Mackay et al. / Journal of Human Evolution xxx (2014) 1e26
Table 3
Summary of results from MIS 4, using only dated sites with detailed assemblage descriptions.
Zone
Site
Age range (unit)
Provisioning
Dominant material
Quartzite
WRZ
YRZ
SRZ
WRZ
YRZ
WRZ
YRZ
SRZ
DRS
HRS
AXI
BBC
BC
RCC
SC
UMH
DRS
PP
DK
DRS
KKH
AXI
KRM
PP
BC
RCC
SC
UMH
75e70 ka
(Still Bay)
71e65 ka
65e60 ka
(Howiesons Poort)
Individual
Individual
n/d
Individual
n/d
n/d
Individual
n/d
n/d
n/d
n/d
Place
Place
Place
Place
n/d
n/d
n/d
Place
n/d
Silcrete
Dominant flaking products
Other
U
U
U
Flakes
Blades
Convergents
Dominant implements
Backed
U
U
U
U
U
Rhyolite
Opaline
Dolerite
U
U
U
U
U
U
Quartz
?
Silcrete
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
Points
U
U
U
U
U
U
U
U
U
(b)
(b)
(u)
(b)
(b)
(b)
(b)
(b)
(b)
None
Notches
Notches
Notches
Notches
Notches
U
Quartzite
Mudstone
Silcrete
?
Rhyolite
Opaline
?
U
U
U
U
U
Other
U (b)?
U (b)
U (b)?
The abbreviations (u) and (b) after the checks denote unifacial and bifacial points, respectively. There is likely some inconsistency in typological assessment which affects the
summary. For example, unifacial points and convergent scrapers may be conflated or differentiated by different analysts.
The data covering MIS 5 flaking systems in the SRZ are presently
quite weak, though Melikane presents an interesting example. The
earliest layers at this site contain numerous regular, large blades,
which are the defining feature of MSA 2a. However, the relevant
layers date within the range of MSA 2b. Different researchers have
assigned these layers to both MSA 2a and MSA 2b depending on
whether the technologies or the ages are accorded preference,
highlighting the problems inherent in these units (Lombard et al.,
2012; Stewart et al., 2012).
Consistent with expectations, quartzite accounts for most artefacts at most YRZ-WRZ sites, including Klasies River, Nelson Bay
Cave, Cape St Blaize, Pinnacle Point, Peers Cave, Diepkloof and
Klipfonteinrand. However, most of these sites are situated in
geological contexts dominated by Table Mountain Sandstones
where quartzite is usually the most abundant locally-available,
flakeable rock. In coastal sites where quartzite is not available
close to hand, knappers show no obvious preference for its acquisition, instead preferring quartz (Hoedjiespunt) or silcrete (Ysterfontein). As Thompson and Marean (2008) suggest, material
selection in the region was probably more strongly influenced by
local availability than by preference.
Material selection patterns are more difficult to gauge in the
SRZ,4 where there appears to be little dramatic sequential change,
possibly because fine-grained rocks are more often locally available than in the WRZ-YRZ (Wadley and Harper, 1989; Wadley,
2005, 2007; Soriano et al., 2009; Conard et al., 2012). Border
Cave provides an exception, with fine-grained chalcedony sourced
from >15 km, thus providing insights into the relative frequency
of non-local rock use. Border Cave conforms to the pattern of
highly local procurement in the earlier MSA, with the MIS 5 layers
having lower frequencies of non-local rocks than those above
them.
4
In many parts of southernmost Africa, sources of stone used in artefact
manufacture are difficult to isolate, particularly where these occur as outcrops of
variable quality at variable distances from sites (e.g., quartzites around Apollo 11) or
as gravels in fluvial systems (e.g., opalines in the Maloti-Drakensberg). Identifying
behavioural patterns through material selection works best where isolated pointsources of stone (e.g., silcrete outcrops) show variable prevalence through space
and time.
While variability in flaking systems and highly localised patterns of rock procurement seem characteristic of most sites across
southernmost Africa in MIS 5, there are also spatial patterns in
implement type that appear to track climate regions (Table 2,
Fig. 3). Notably, most WRZ-YRZ sites are linked in at least some
period of their MIS 5 occupation by the occurrence of denticulates.
This does not seem to hold for the SRZ. While many SRZ sites
remain undated beyond MIS 4 (if at all), in dated instances at Border
Cave, Rose Cottage Cave and Sibudu, denticulates are outnumbered
by bifacial and/or unifacial points in late MIS 5 (Pienaar et al., 2008;
Wadley, 2012). At Border Cave bifacial point manufacture plausibly
begins in MIS 6 and extends through MIS 5 to MIS 4 (Beaumont,
1978; Grün and Beaumont, 2001). Bifacial and unifacial points are
also characteristic of the undated, earlier MSA layers at Bushman
Rock Shelter, Cave of Hearths, Mwulu’s Cave and Olieboompoort
(Tobias, 1949; Eloff, 1969; Louw, 1969; Beaumont, 1978; Volman,
1980; Mason and Brain, 1988). Points are not characteristic of all
MIS 5 SRZ assemblages, however; such implements appear to be
persistently absent in the higher elevation sites of Lesotho (Jacobs
et al., 2008a; Stewart et al., 2012).
MIS 4 (74e58 ka)
Like MIS 5, two sequential units are generally identified in MIS
4: the Still Bay and the Howiesons Poort (Table 3). The former is
identified by the presence of bifacial points, and the latter by the
production of backed artefacts and small blades from unipolar
prepared cores. Available dates generally place the Still Bay from
w75 to 70 ka and the Howiesons Poort from w65 to 58 ka (Jacobs
et al., 2008a; though see; Tribolo et al., 2012).
While dated, stratified Still Bay sites remain few, the starting
ages are similar in the Winter (WRZ), the Year-round (YRZ) and the
Summer Rainfall Zones (SRZ) with some SRZ examples extending
into MIS 5 as noted above. Still Bay technologies do not appear at
high elevations in the Maloti-Drakensberg areas of the SRZ (Stewart
et al., 2012), and dated occurrences currently available thus form a
rough arc around the southern perimeter of South Africa, broadly
tracking the plains coastward of the Cape Fold Belt (Fig. 4).
The production of flakes from radial cores provides the most
common flaking system in most dated Still Bay assemblages, with
Please cite this article in press as: Mackay, A., et al., Coalescence and fragmentation in the late Pleistocene archaeology of southernmost Africa,
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A. Mackay et al. / Journal of Human Evolution xxx (2014) 1e26
Figure 4. Early MIS 4 sites. Bifacial point-bearing ‘Still Bay’ sites with chronometric
ages for occupation layers w74e70 ka (circles); undated bifacial point-bearing MSA
sites (squares).
Apollo 11 in the YRZ perhaps the exception (Vogelsang et al., 2010).
Apollo 11 is also characterised by large blades in this period, which
other Still Bay assemblages generally lack. More typical of Still Bay
assemblages across southernmost Africa is the small number of
cores (Henshilwood et al., 2001b; Wadley, 2007; Mackay, 2009;
Porraz et al., 2013a). This contrasts with both earlier and later assemblages at the same sites and implies a difference in technological organisation, perhaps one more closely focussed on
individual provisioning given the maintainable design of the
dominant implements (Kelly, 1988; Mackay, 2009; McCall and
Thomas, 2012).
Material acquisition in the Still Bay differs from that in preceding occupations at most WRZ sites but perhaps not as clearly at sites
in the YRZ and SRZ. At Hollow Rock Shelter and Diepkloof in the
WRZ, the proportion of non-local rocks increases dramatically into
the Still Bay (Evans, 1994; Mackay, 2009; Porraz et al., 2013a), while
the proportion of fine-grained but locally-available quartzite increases at Apollo 11 at the WRZ-YRZ margin (Vogelsang et al., 2010).
In the first bifacial point-bearing layers at Blombos (YRZ), quartz
has an unusually high percentage, but thereafter silcrete is dominant, as it was in the earlier MSA. Further east in the SRZ at Sibudu,
locally available dolerite constitutes more than 75% of artefacts in
the Still Bay, though whether the prevalence of hornfels (which is
available both near site and at >10 km) changes relative to the
earlier layers is presently unclear (Wadley, 2005, 2007, 2012).
The bifacial points from Sibudu were initially classified as Still
Bay because of strong morphotypic agreement between those
specimens and points from Blombos and Hollow Rock Shelter
(Wadley, 2007) (Fig. 5). This in itself suggests either high fidelity
transmission or extraordinary convergence given the >1000 km
that separates Sibudu from these WRZ and YRZ sites. The current
absence of documented Still Bay sites across the intervening distance makes transmission across this space appear remarkable,
though new research may eventually fill the gap (Fisher et al.,
2013).
Despite similarities, there is still considerable morphological
variation both within and between assemblages at different sites
(Villa et al., 2009). Lombard et al. (2012), for example, report bifacial
serrated points from Kaplan’s (1990) Umhlatuzana assemblage in
the SRZ in addition to more typical Still Bay points. Examples of this
form have not been noted elsewhere despite the recovery of large
9
numbers of bifacial points from dated and undated contexts
(Minichillo, 2005; Villa et al., 2009; Mackay et al., 2010; Högberg
and Larsson, 2011). At the maximum distance from Umhlatuzana,
Vogelsang et al. (2010) have questioned on morphological grounds
whether the points from Apollo 11 should be considered ‘Still Bay’,
though the assemblage dates are coherent with those elsewhere.
Unifacial points are more common than bifacial points in the Apollo
11 sample, something which is also atypical for a Still Bay assemblage. Vogelsang et al. (2010) also note basal end scrapers at Apollo
11 in this period, something which they suggest to be typical of the
Namibian Still Bay (cf. Vogelsang, 1998), but which seem to be
absent elsewhere.
Assessing the diachronic distribution of bifacial pieces within
sites is complicated by a tendency to present sequence data as
culture historic units, which obscures within-unit trends (Mitchell,
1994; Mackay, 2008a, in press). These data are available for some
sites, however. At Diepkloof, bifacial pieces exhibit a sigmoidshaped increase in frequency followed by a comparable decline,
resulting in a battleship curve (Mackay, 2009; Porraz et al., 2013a).
A sigmoid uptake curve also describes the pattern at Hollow Rock
Shelter, but occupation there appears to cease at the peak of bifacial
point frequency (Evans, 1994). Though the requisite data are as yet
unavailable for Sibudu, it can be inferred that a more complex
pattern pertains than at the WRZ examples cited here (Wadley,
2012).
The termination of bifacial point production appears broadly
synchronous at most sites at w70 ka (Jacobs et al., 2008a). In many
cases, this heralds the start of a period of non-occupation
(Minichillo, 2005; Jacobs et al., 2008a; Vogelsang et al., 2010)
(Fig. 6). Recently, however, Brown et al. (2012) have presented
evidence for backed artefact production at the YRZ site of Pinnacle
Point 5/6 extending back to 71 ka. Though they are reluctant to
classify these assemblages as Howiesons Poort, they argue for
continuity in implement type and form through to 61 ka.
Of further interest here is Diepkloof in the WRZ, which includes
both Still Bay and Howiesons Poort layers (Rigaud et al., 2006;
Porraz et al., 2013a). Jacobs et al. (2008a) suggest a gap between
the Still Bay and Howiesons Poort at Diepkloof of w6 kyr (thousand
years) based on upper ages for the former at w71 ka and lower ages
for the latter of w65 ka. However, the upper Still Bay-assigned age
of 70.9 2.3 ka derives from layer Kerry, which although it contains
bifacial points is better characterised by the production of small
blades, pièces esquillées, and backed artefacts (Mackay, 2009). The
backed artefacts here include at least two classic crescentic forms
(Mackay, 2009), generally considered typical of the Howiesons
Poort (Thackeray, 1992; Wurz, 2002). Porraz et al. (2013a), and
classify Kerry and the layers above it as ‘early Howiesons Poort’.
Given that backed artefacts are present from Kerry at w71 ka
through to layers dated <61.8 ka (Mackay, 2009; Porraz et al.,
2013a), the duration of the backed artefact sequence at Diepkloof
would seem strongly similar to that at Pinnacle Point 5/6. The
repeated occurrence of backed artefacts in the latest bifacial pointbearing layers further implies that the Howiesons Poort at Diepkloof was foreshadowed by, if not rooted in, the Still Bay at that
site. This is consistent with the fact that the 71e65 ka layers at
Diepkloof also witness the first sustained appearance of blade and
bladelet production in the sequence. In general, core reduction is
unidirectional with exploitation of a single surface in a manner
similar to that documented in the Howiesons Poort at Klasies River
(YRZ) (Villa et al., 2010; Porraz et al., 2013a). Porraz et al. (2013b)
suggest that, aside from some changes in blade size, the basic
rules guiding flaking systems after 71 ka persist through to the end
of the Howiesons Poort around 60 ka. Similar systems also appear
at the site of Rose Cottage Cave in the SRZ, though these appear to
have been adapted to the form and small size of local opaline
Please cite this article in press as: Mackay, A., et al., Coalescence and fragmentation in the late Pleistocene archaeology of southernmost Africa,
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A. Mackay et al. / Journal of Human Evolution xxx (2014) 1e26
Figure 5. Selected artefacts from early to mid MIS 4-aged archaeological deposits arranged by rainfall zone. 1e8: points from Apollo 11, Still Bay levels (Vogelsang et al., 2010:
Fig. 10); 9e11: points from Hollow Rock Shelter, Still Bay levels (Mackay’s images); 12e15: points from Diepkloof, ‘Still Bay type Larry’; 16e20: backed artifacts from Diepkloof, ‘Early
Howiesons Poort’, including two crescentic pieces (19 and 20); 21e23: points from Diepkloof, ‘Early Howiesons Poort’ (Porraz et al., 2013b: Figs. 6 and 7; Mackay, 2009: Plate 8.3);
24e33: points from Blombos, Still Bay levels (Villa et al., 2009; Fig. 1; Henshilwood, 2012: Fig. 3); 34e40: backed artefacts from Pinnacle Point 5/6 (Brown et al., 2012, Fig. 3); 41e43:
points from Sibudu, Still Bay levels (Wadley, 2007: Figs. 4 and 5); 44e49: serrated points from Umhlatuzana, Still Bay levels (Lombard et al., 2010: Fig. 3).
Please cite this article in press as: Mackay, A., et al., Coalescence and fragmentation in the late Pleistocene archaeology of southernmost Africa,
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A. Mackay et al. / Journal of Human Evolution xxx (2014) 1e26
Figure 6. Mid MIS 4 sites. Backed artefact-bearing ‘early Howiesons Poort’ sites with
chronometric ages for occupation layers w70 ka.
nodules used (Soriano et al., 2007). Material selection in the post71 ka layers at Diepkloof is highly variable, but for the most part
contains higher proportions of locally-available rocks such as
quartz and quartzite than the subsequent backed artefact-bearing
layers.
From approximately 65 ka, backed artefact-bearing, classically
‘Howiesons Poort’ assemblages are in evidence across southernmost Africa (Jacobs et al., 2008a) (Fig. 7, Fig. 8). Some variation
might exist in the timing of coalescence, but this is difficult to assess
within the error ranges and dose-rate complexities of the various
age estimates (Tribolo et al., 2005; Pienaar et al., 2008; Jacobs et al.,
2008a; Guérin et al., 2013). There is also some subtle variability
between climate regions. For example, Howiesons Poort assemblages in the WRZ and YRZ are associated with a greater than usual
prevalence of fine-grained rocks often from non-local sources
(Volman, 1980; Singer and Wymer, 1982; Deacon, 1995; Mackay,
2010; Brown et al., 2012; Porraz et al., 2013a; though note;
Figure 7. Late MIS 4 sites. Backed artefact-bearing ‘Howiesons Poort’ sites with
chronometric ages for occupation layers w65e60 ka (circles); undated ‘Howiesons
Poort’ sites (squares).
11
Minichillo, 2006). This cannot be solely because such fine-grained
rocks are essential for the production of blades and backed artefacts, as demonstrated by the prevalence of quartz in subsequent
periods of blade and backed artefact manufacture in the region
(Orton, 2006, 2008). This pattern of varying material selection does
not seem to hold as strongly for the SRZ, though fine-grained
opaline rocks increase in frequency at the western Lesotho lowlands site of Ntloana Tsoana (Mitchell and Steinberg, 1992; Villa
et al., 2005; Cochrane, 2006; Soriano et al., 2007; Stewart et al.,
2012).
The backed pieces at Klasies River (YRZ) are suggested to have
been made almost exclusively on blades, while those at Diepkloof
and Klein Kliphuis (WRZ) appear to make more use of flake blanks
(Wurz, 1997; Mackay, 2008b; Porraz et al., 2013a). This patterning is
matched by Clarkson’s (2010) analysis of core forms, which groups
Diepkloof and Klein Kliphuis but differentiates them from Klasies
River. Backed artefacts are generally produced on blades at Rose
Cottage Cave in the SRZ (Soriano et al., 2007), but at Melikane the
abundant blades and bladelets are rarely backed (Stewart et al.,
2012). Further spatial patterning has been noted in the prevalence of notched or strangulated blades, which are components of
the Howiesons Poort at WRZ-YRZ sites including Diepkloof, Klasies
River, Klein Kliphuis, Nelson Bay Cave and Pinnacle Point, but not of
SRZ Howiesons Poort assemblages at Rose Cottage Cave, Sibudu or
Umhlatuzana (Porraz et al., 2013a). In contrast, bifacial points are
noted in the later Howiesons Poort at Sibudu (de la Pena et al.,
2013) and possibly also at Umhlatuzana and Rose Cottage Cave
(Wadley and Harper, 1989; Kaplan, 1990), but not at Diepkloof,
Klasies River, Klein Kliphuis or Nelson Bay Cave (de la Pena et al.,
2013).
Despite these differences, there are broad inter-regional consistencies in:
1. The basic form of implements (backed pieces including crescentic morphologies);
2. The production of small blades using similar flaking systems
(Soriano et al., 2007; Villa et al., 2010; Porraz et al., 2013a);
3. Assemblage sizes either proportionally very large (total
numbers of artefacts) or very dense (numbers of artefacts per
unit volume) relative to other industries (cf. Mackay, 2010);
4. The on-site reduction of cores and production of implements.
Data on the diachronic distribution of backed pieces within the
Howiesons Poort are available for some sites. Battleship curves can
be observed in backed artefact frequencies in the SRZ sites of Border
Cave and Rose Cottage Cave (Beaumont, 1978; Wadley and Harper,
1989). Patterns appear more complex in the WRZ-YRZ at Diepkloof,
Klein Kliphuis and possibly Klasies River, with periods of increase,
decrease, increase and rapid disappearance (Singer and Wymer,
1982; Mackay, 2010; Porraz et al., 2013a).
The increase in assemblage sizes, coupled with widespread
evidence for on-site core reduction and implement production, is
consistent with an increased emphasis on place provisioning
(Mackay, 2009; McCall and Thomas, 2012; Porraz et al., 2013a).
While faunal assemblages differ between sites (Faith, 2013), consistency in provisioning only implies consistency in the predictability of subsistence conditions rather than in the specifics of the
resources harvested. There may be attendant implications for
greater logistical organisation in movements at this time, and
concomitant extended durations of site occupation (Mackay, 2009;
McCall and Thomas, 2012). This matches micromorphological evidence at sites where such studies have been undertaken
(Goldberg et al., 2009; Miller et al., 2013). Similar systems of
provisioning thus appear to pertain across different climate regions in late MIS 4.
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A. Mackay et al. / Journal of Human Evolution xxx (2014) 1e26
Figure 8. Selected artefacts from late MIS 4-aged archaeological deposits arranged by rainfall zone. 1e10: backed artefacts (1e7) and blades (8e10) from Apollo 11, Howiesons Poort
levels (Vogelsang et al., 2010: Fig. 9); 11e15: backed artefacts from Varsche River 3, Howiesons Poort levels; 16: backed artifact from Putslaagte 8, Howiesons Poort levels (Mackay’s
images); 17e19: backed artefacts from Klein Kliphuis, Howiesons Poort levels (Mackay’s images); 20e25: backed artefacts (20e22) and blades (23e25) from Diepkloof, ‘Intermediate Howiesons Poort’; (Porraz et al., 2013b: Fig. 9); 26e29: backed artefacts from Diepkloof, ‘Late Howiesons Poort’ (Porraz et al., 2013b: Fig. 10); 30e35 cores from Klein
Kliphuis, Howiesons Poort levels (Mackay’s images); 36e38: cores from Diepkloof, ‘Intermediate Howiesons Poort’; (Porraz et al., 2013b: Fig. 9); 39e41: cores from Diepkloof, ‘Late
Howiesons Poort’ (Porraz et al., 2013b: Fig. 10); 42e48: backed artefacts from Nelson Bay Cave, Howiesons Poort levels (Mitchell, 2002: Fig. 4.6; after Volman, 1980: Figs. 27, 28, 30,
32); 49e56: backed artefacts (49e53) and blades (54e56) from Klasies River, Howiesons Poort levels (Villa et al., 2010: Fig. 7; Wurz, 2002: Fig. 5); 57e60: cores from Klasies River,
Howiesons Poort levels (Villa et al., 2010: Fig. 15; Wurz, 2002: Fig. 5); 61e69: backed artefacts from Rose Cottage Cave, Howiesons Poort levels (Soriano et al., 2007: Fig. 15); 70e76:
backed artefacts from Sibudu, Howiesons Poort levels (Lombard and Pargeter, 2008: Fig. 6; Lombard and Phillipson, 2010: Fig. 4; Wadley, 2008: Fig. 4); 77e81: backed artefacts from
Umhlatuzana, Howiesons Poort spits (Kaplan, 1990: Fig. 14); 82e89: backed artefacts (82e86) and blades (87e89) from Border Cave, Howiesons Poort levels (Beaumont, 1978:
Fig. 88); 90e95: cores from Sibudu, Howiesons Poort levels (Soriano et al., 2007: Fig. 8).
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13
Table 4
Summary of results from MIS 3, using only dated sites with detailed assemblage descriptions.
Zone
Site
Age range
Provisioning
Dominant material
Quartzite
WRZ
YRZ
SRZ
YRZ
SRZ
YRZ
SRZ
DRS
KKH
KRM
BC
RCC
SC
UMH
AXI
BC
HAS
MEL
SC
UMH
AXI
CJ
HNK
JS
MEL
RCC
SHH
STB
60e50 ka
(Post-Howiesons Poort)
w39 ka
(Late MSA, early LSA)
w31 ka
(Final MSA, early LSA)
Individual?
Individual?
Individual?
n/d
n/d
Place?
n/d
n/d
n/d
n/d
n/d
Individual?
Place?
n/d
n/d
n/d
n/d
n/d
n/d
n/d
n/d
U
U
Silcrete
Dominant flaking products
Other
Flakes
Blade(let)s
U
U
U
U
U
U
U
U
Rhyolite
Opaline
n/d
Hornfels
U
Bipolar
Dominant implements
LSA
Backed
Points
U
U
U
U
U
U
U
U
(u)
(u)
(u)
(u)
(u)
(u)
(u)
U
Quartz
Opaline
Opaline
Hornfels
Hornfels
U
U
U
U
U
U (u, b)
U (u, b)
U
U
Quartz?
Quartz?
Quartz?
Opaline
Opaline
Opaline
Hornfels
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
Other
Scrapers
Scrapers
Scrapers
Scrapers
None
None
None
None
Hollow-based
Hollow-based
None
None
None
None
None
‘Knives’
Scrapers
‘Knives’
The abbreviations (u) and (b) after the checks denote unifacial and bifacial points, respectively.
Before concluding this section, the site of Die Kelders requires
specific discussion. The site has a deep Middle Stone Age (MSA)
sequence with ages suggesting that some or much of it accumulated in MIS 4 (Feathers and Bush, 2000; Schwarcz and Rink, 2000).
The site also has a spike in silcrete towards the top of the deposit
suggestive of a YRZ Howiesons Poort component. Yet, in contrast to
sites ascribed to the Howiesons Poort in this period, the layers with
high silcrete percentages in all samples tend to have lower frequencies of artefacts (Thackeray, 2000). Furthermore, while two
backed artefacts were found, Thackeray (2000: 164) describes them
as “idiosyncratic” and not representative of a Howiesons Poort
component at the site. As with MIS 5, Die Kelders appears not to
match the typical characteristics of other regional sites in MIS 4.
MIS 3 (58e24 ka)
Lithic assemblages in MIS 3 are notably more heterogeneous
than those in MIS 4 (Volman, 1980; Mitchell, 2008; Conard et al.,
2012), with post-Howiesons Poort, late MSA, final MSA and early
LSA units noted at various sites (Table 4). The post-Howiesons Poort
industry immediately follows the Howiesons Poort industry both
temporally and stratigraphically at numerous sites. The change is
marked by the disappearance or frequency decline in backed artefacts and their replacement by unifacial points and scrapers. The
emphasis on blade production decreases and flakes tend to be
wider and thicker. These changes have been described as gradual at
sites in the Winter (WRZ), Year-round (YRZ) and Summer Rainfall
Zones (SRZ) (Soriano et al., 2007; Villa et al., 2010; Mackay, 2011;
Porraz et al., 2013a). In WRZ and YRZ sites the prevalence of finegrained rock also declines, something not noted in SRZ sites for
reasons discussed above. As with the Still Bay and Howiesons Poort,
the defining characteristics of the post-Howiesons Poort can be
recognised in sites across all climate regions (Figs. 9 and 10).
While consistencies in early MIS 3 assemblages are numerous
and widespread, there is spatial patterning to the occurrence of
counter-examples. For example, typical unifacial points are absent
from the post-Howiesons Poort MSA levels at sites towards the
northern limits of the modern WRZ (Vogelsang et al., 2010; Dewar
and Stewart, 2012; Steele et al., 2012). At other WRZ-YRZ sites,
including Boomplaas, Klipfonteinrand, Montagu Cave and Nelson
Bay Cave, occupation directly after the Howiesons Poort ceases
altogether (Volman, 1980). Where occupation does persist in the
WRZ-YRZ, assemblage size generally decreases dramatically (Singer
and Wymer, 1982; Mackay, 2009, 2010; Porraz et al., 2013a).
In the SRZ, by contrast, few sites seem to be abandoned at the
end of the Howiesons Poort and several appear to have been
occupied for the first time, including Driekoppen, Holley Shelter,
Sehonghong, Sibebe and Siphiso (Cramb, 1952, 1961; Davies, 1975;
Price-Williams, 1981; Wallsmith, 1990; Jacobs et al., 2008a). The
decrease in artefact numbers also appears more muted in the SRZ
than in the WRZ. Indeed, the post-Howiesons Poort at Sibudu is
notably rich, comprising 28 layers that span some 0.85 m (Jacobs
et al., 2008b) and prompting Conard et al. (2012: 181) to describe
the site as having been occupied “intensely” in this period (note
also Goldberg et al., 2009; Wadley et al., 2011). This contrasts with
sites such as Diepkloof, Klasies River and Klein Kliphuis in the WRZ,
where Howiesons Poort deposits are far more extensive than those
Figure 9. Early MIS 3 sites. Unifacial point-bearing ‘post-Howiesons Poort’ sites with
chronometric ages for occupation layers w60e50 ka (circles); dated and undated postHowiesons Poort assemblages with few or no unifacial points (triangles); undated
unifacial point-bearing post-Howiesons Poort occurrences (squares).
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Figure 10. Selected artefacts from early MIS 3-aged archaeological deposits arranged by rainfall zone. 1e9: points from Klein Kliphuis, post-Howiesons Poort levels (Mackay’s
images); 10e15: points (10e13), a retouched backed artifact (14) and a blade (15) from Dieplkloof, ‘post-Howiesons Poort type Claude’ (Porraz et al., 2013b: Fig. 11); 16e19: cores
from Klein Kliphuis, post-Howiesons Poort levels (Mackay’s images); a core from Dieplkloof, ‘post-Howiesons Poort type Claude’ (Porraz et al., 2013b: Fig. 11); 21e29: convergent
flakes/points (21e23), scrapers (24e27), and cores (28e29) from Klasies River, MSA III levels (Villa et al., 2010: Figs. 21 and 22); 30e32: points from Rose Cottage Cave, postHowiesons Poort levels (Soriano et al., 2007: Fig. 6); 33e40: points from Ntloana Tsoana, post-Howiesons Poort levels (Mitchell and Steinberg, 1992: Fig. 7); 41e46: points
from Sibudu, post-Howiesons Poort levels (Conard et al., 2012: Figs. 7 and 11); 47e53 points from Sibudu, Late MSA levels (Villa et al., 2005: Fig 10; Villa and Lenoir, 2006: Fig. 7);
54e64: points from Holley Shelter, ‘Lower Strata’ (Cramb, 1961:46); 65e68: cores from Rose Cottage Cave, post-Howiesons Poort levels (Soriano et al., 2007: Fig. 13); 69e73: cores
from Ntloana Tsoana, post-Howiesons Poort levels (Mitchell and Steinberg, 1992: Fig. 4); 74e77: cores from Sibudu, post-Howiesons Poort levels (Conard et al., 2012: Fig. 4); 78e86:
cores from Sibudu, Late MSA levels (Villa et al., 2005: Figs. 6 and 8).
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Figure 11. Late MIS 3 sites. MSA sites with chronometric ages for occupation layers
w39 ka (diamonds); MSA sites with chronometric ages for occupation layers w31 ka
(squares); LSA sites with chronometric ages for occupation layers >30 ka (circles).
in the post-Howiesons Poort, the latter presumably reflecting an
attenuated occupational signal (Singer and Wymer, 1982; Mackay,
2010; Miller et al., 2013; Porraz et al., 2013b). While Mackay
(2009) has argued for an eventual return to individual provisioning in the post-Howiesons Poort at Klein Kliphuis, the intensive
occupation at Sibudu suggests this may not be a widespread
component of technological/settlement organisation.
After 50 ka, the cessation of occupation encompasses rock
shelter sites across the WRZ-YRZ (Fig. 11). Few if any sites in these
regions have robust ages in the range from 50 to 25 ka, and where
these do occur assemblage sizes are small and difficult to characterise (Mackay, 2009, 2010; Jacobs, 2010; Thompson et al., 2010;
Högberg and Larsson, 2011). Klein et al. (2004) have suggested
potential abandonment of the region at this time (though note
Mitchell, 2008). Apollo 11 and Boomplaas on the fringes of the
modern WRZ-YRZ are presently the only two sites in the region to
have produced convincing, finite radiocarbon ages for sizable assemblages between 50 and 25 ka (Wendt, 1976; Deacon, 1979;
Vogelsang et al., 2010). This stands in marked contrast to the SRZ,
where robust occupation is documented at numerous sites between 50 and 25 ka (Carter and Vogel, 1974; Opperman, 1987;
Kaplan, 1990; Wallsmith, 1990; Wadley, 1993; Opperman, 1996;
Wadley and Jacobs, 2004; Tribolo et al., 2005; Pienaar et al.,
2008; Jacobs et al., 2008a,b; Mitchell and Arthur, 2010; Stewart
et al., 2012). Unfortunately, in many cases the relevant assemblages remain poorly described, making it difficult to assess intersite patterning in technological systems.
Defining characteristics are provided for a distinct final MSA
industry dating around 39 ka at Sibudu (Wadley, 2005; Jacobs et al.,
2008b) (Fig. 11). Points (both bifacial and unifacial) are common
and a distinctive morphology (hollow based points) appears
(Fig. 12). Such implements are also present in comparably-aged
deposits at nearby Umhlatuzana (Kaplan, 1990; Mohapi, 2013).
Presently this morphology is specific to these two sites, though a
decontextualized example has been reported from Kleinmonde at
the southern edge of the SRZ (Clark, 1959). Wadley (2005) notes the
paucity of cores in the w39 ka assemblages at Sibudu, with those
that are present typically bipolar. In this respect, Sibudu contrasts
with Umhlatuzana, where cores are well represented and platform
cores are more common than bipolar cores (though these are also
15
prevalent). The highland SRZ sites of Melikane and Ha Soloja have
broadly similar aged-deposits to Sibudu and Umhlatuzana, though
as seems typical of Lesotho sites, points are absent and instead
blade-based reduction with little retouch defines these assemblages (Carter and Vogel, 1974; Stewart et al., 2012).
A subsequent pulse of occupation associated with final MSA
technology centres on w31 ka. This is represented at Rose Cottage
Cave, Sehonghong and Strathalan B (Opperman, 1996; Clark, 1999;
Jacobs et al., 2008a), all situated quite close together in the SRZ, as
well as Apollo 11 on the northern YRZ margin (Wendt, 1976;
Deacon, 1979) (Fig. 11). While little detail is available for the
Apollo 11 assemblage, there is evidence for similarities in technological systems between SRZ sites. Retouched points occur at Rose
Cottage Cave, but these are not typical of the retouched component,
which is dominated by straight sided scrapers or ‘knives’ (Clark,
1999) (Fig. 12). Cores are common and feature a mix of rotated
and bipolar techniques, while bladelets and flakes are both present.
Sehonghong exhibits very similar technological characteristics in
this period, though cores are mostly irregular and flat, and
retouched flakes uncommon (Carter, 1978; Carter et al., 1988). At
Strathalan B, the hornfels-dominated assemblage contains scrapers
with similar morphologies to those at Rose Cottage Cave and
Sehonghong (Opperman, 1996). There may also be a late MSA
w32e35 ka component at Umhlatuzana but the extent to which
this can be understood as a coherent assemblage or the product of
mixing is unclear, given stratigraphic problems with the site and
the fact that artefacts similar to those in the subsequent MIS 2
Robberg unit are found in this latest MSA at the site.
Umhlatuzana notwithstanding, MSA artefacts occur in this pulse
at several sites, with MSA flake forms suggested to persist at
Strathalan B through to w24 ka. In contrast, LSA technologies are
found in SRZ sites north of 27 S from >30 ka (Fig. 11). At Border
Cave, dates of w40 ka have been presented for the appearance of
the LSA, based on the presence of organic artefacts taken to be
typical of modern San material culture, including poisons, bone
points and ostrich eggshell beads (d’Errico et al., 2012b). Organic
preservation at Border Cave is exceptional, however, and consequently using these organic finds to define the technology of the
period presents problems. The 40 ka lithic technology at Border
Cave seems best characterised in terms of the bipolar reduction of
quartz pebbles with the production of few implements; something
shared with Cave James, Heuningneskrans, Jubilee Shelter and
Kathu Pan, which have all been claimed as examples of LSA assemblages antedating 30 ka, though the dating remains weak
(Wadley, 1993). Melikane is presently the only SRZ site beyond this
cluster with potentially LSA-aligned technologies from w40 ka
(Stewart et al., in Press).
MIS 2 (24e12 ka)
MIS 2 includes two sequential units, a poorly-defined early LSA
and the subsequent Robberg industry, and is marked by the reemergence of occupation across the Winter (WRZ) and Yearround (YRZ) Rainfall Zones. Like-aged deposits also occur across
the SRZ (Davies, 1975; Deacon, 1979, 1982; Kaplan, 1990; Manhire,
1993; Wadley, 1993; Mitchell, 1995; Orton, 2006; Mackay, 2010;
Vogelsang et al., 2010; Orton et al., 2011; Dewar and Stewart,
2012) (Fig. 13). All assemblages in all climate regions are classified as LSA from the start of MIS 2, reflecting the disappearance of
radial and Levallois techniques throughout southernmost Africa
(Table 5). Beyond this similarity, the earliest technologies in this
period do exhibit some spatial patterning. Flaking systems
emphasise bladelet production with some additional use of bipolar technique in early LSA assemblages >22 ka at the SRZ sites
of Sehonghong (Mitchell, 1995) and Rose Cottage Cave (Clark,
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Figure 12. Selected artifacts from late MIS 3-aged archaeological deposits in the Summer Rainfall Zone (SRZ). 1e5: hollow-based (1e2), bifacial (3) and unifacial (4e5) points from
Sibudu, final MSA levels (Villa and Lenoir, 2006: Fig. 6); 6e12: unifacial points from Umhlatuzana, final MSA spits 23e19 (Mohapi, 2013: Figs. 5a and 5b); 13e19: hollow-based (13e
17) and unifacial (18e19) points from Umhlatuzana, final MSA spits 18e16 (Mohapi, 2013: Figs. 4a and 4b); 20: a hollow-based point from Kleinmonde (Clark, 1959: Fig. 32); 21e30:
bladelets from Melikane, final MSA levels (Stewart’s images); 31e34: bipolar cores from Melikane, final MSA levels (Stewart’s images); 35e40: bipolar cores (35e37), a backed
artifact (38) and bladelets (39e40) from Border Cave, Early Later Stone Age levels (Beaumont, 1978: Fig. 88); 41e44: scrapers including two ‘knives’ (41e42) from Sehonghong, MSA/
LSA transitional levels (Mitchell, 2002: Fig. 5.3); 45e48: ‘knives’ (45e47) and a point (48) from Strathalan B, terminal MSA level (Floor VBP) (Opperman, 1996: Fig. 8); 49e60:
‘knives’ from Rose Cottage Cave, MSA/LSA transitional levels (Clark, 1999: Fig. 6); 61e65: cores from Sehonghong, MSA/LSA transitional levels (Carter et al., 1988 Fig. 4.30).
1999). At Melikane, located only 24 km from Sehonghong (40 km
following the Senqu River Valley), early MIS 2 sees bladelet production phased out in favour of extremely heavy bipolar reduction.
At Kathu Pan and Shongweni, early LSA assemblages are small and
appear difficult otherwise to characterise (Wadley, 1993). In the
WRZ-YRZ at Elands Bay Cave and Boomplaas, assemblages dating
to the early LSA tend to be bladelet-poor, with a more marked
emphasis on bipolar reduction (Deacon, 1982; Orton, 2006).
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17
With respect to timing, while terminal dates for the Robberg are
as late as 12e13 ka at Ravenscraig, Rose Cottage Cave, Sehonghong,
Siphiso and Umhlatuzana in the SRZ (Kaplan, 1990; Wadley, 1993;
Mitchell, 1995), alternative non-microlithic industries seem to be
in place in some WRZ and YRZ sites by 14 ka (Manhire, 1993; Orton,
2006). Mitchell et al. (1998) have previously noted that asynchronous technological and occupational responses characterised patterns between vegetation biomes at the Pleistocene/Holocene
boundary, a pattern accounted for by the different controls on
rainfall regimes.
Discussion
Despite the uneven data, there are clear patterns in the late
Pleistocene archaeological sequence of southernmost Africa
(Table 6). In MIS 5, heterogeneity in flaking systems seems to
characterise assemblages, while material selection is generally
highly responsive to local availability. To that extent, broadlyapplied schemes such as MSA 2a/2b appear to have limited value.
However, there are climate region consistencies that distinguish
the WRZ-YRZ from the SRZ; denticulates are common to sites in the
former while points of various types are typical of those in the
latter, particularly in dated assemblages. Assuming that unifaciallyretouched implement types transfer more easily than flaking
techniques, and given the prevalence of local-scale stone procurement and within-climate region heterogeneity in core reduction
and flake production in MIS 5, these patterns most plausibly reflect
information transfer between loosely interacting groups whose
technological systems were strongly locally-adapted. The evidence
for this is currently clearest for sites in the WRZ-YRZ. This interpretation assumes some degree of contemporaneity of assemblage
formation in these climate regions. If, alternatively, we assume that
the observed differences arise from different periods of assemblage
formation, this in turn implies asynchronous occupation of the SRZ
and WRZ-YRZ regions in MIS 5. Where dating allows consideration
of this possibility it is non-supportive; sites with similar ages in the
SRZ and YRZ have different technologies.
In either case, the weakness of denticulates as a spatio-temporal
marker (e.g., Steele et al., 2012; Wurz, 2012) is probably overstated.
While they may not be discrete markers to the same extent as
hollow-based points or backed crescents, denticulates in concert
with a paucity of other retouch types appears to characterise WRZYRZ sites antedating MIS 4. With perhaps minor exceptions they do
not recur in large numbers in later periods, and the extent that they
Figure 13. MIS 2 sites. LSA sites with chronometric ages 24e12 ka.
After 22 ka there is another period of broad coalescence across
southernmost Africa, in the industry known as the Robberg. Flaking
systems involve a strong emphasis on bladelet production from
small platform cores (Fig. 14). Cores are usually numerous and assemblages large, while retouched implements are infrequent.
Within the limits of these defining attributes there are noted patterns in material prevalence and the relative contribution of bipolar
reduction to assemblages; quartz and bipolar reduction are more
common in the WRZ and northern SRZ, and crypto-crystalline silicates (with less bipolar) more typical in the southern and highland
SRZ sites (Mitchell, 1988). There may also be instances of coeval but
distinct assemblages dating to this period, such as the nonmicrolithic MIS 2 assemblages at Apollo 11 (Wendt, 1976).
The rubric of ‘Robberg’ also masks interesting and potentially
informative complexities in timing and assemblage composition.
With respect to assemblage composition there are marked withinRobberg material changes at sites in the WRZ-YRZ, notably at
Nelson Bay Cave, Byneskranskop and Boomplaas, all of which see
potentially asynchronous, short-lived but quite dramatic spikes in
silcrete frequency (Deacon, 1978, 1982; Schweitzer and Wilson,
1983). Similarly dramatic changes in the frequencies of finegrained rocks have not been documented at Robberg occurrences
in the SRZ.
Table 5
Summary of results from MIS 2, using only dated sites with detailed assemblage descriptions.
Zone
Site
Age range
WRZ
YRZ
SRZ
EBC
BMP
MEL
SHH
EBC
FRK
KKH
AXI
BMP
BNK
NBC
MLK
RCC
SHH
UMH
22e24 ka
(Early LSA)
Dominant material
Quartz
WRZ
YRZ
SRZ
Opaline
U
U
Dominant flaking products
Other
Flakes
w22e14 ka
(Robberg)
U
U
U
n/d
U
U
U
U
Quartzite
U
U
U
Blade(let)s
Bipolar
LSA
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
U
Silcrete
U
U
Dominant implements
U
U
U
U
U
U
U
U
U
Backed
Points
Other
None
None
None
None
None
None
None
n/d
None
None
None
None
None
None
None
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A. Mackay et al. / Journal of Human Evolution xxx (2014) 1e26
Figure 14. Selected artefacts from MIS 2-aged archaeological deposits arranged by rainfall zone. 1e18: blades and bladelets (1e8, 12e18) and backed artefacts (9e11) from site
AK2006/001G (Orton, 2008: Figs. 3 and 4); 19e30: blades and bladelets from Putslaagte 8, Robberg levels (Mackay’s images); 31e37: blades and bladelets from Byneskranskop 1,
Robberg levels (courtesy J. Pargeter); 38e40: cores from site AK2006/001G (Orton, 2008: Fig 2); 41e45: cores from Putslaagte 8, Robberg levels (Mackay’s images); 46e52: bladelets
from Nelson Bay Cave, Robberg levels (courtesy J. Pargeter); 53e68: backed artefacts (53e57), scrapers (58e61) and cores (62e68) from Nelson Bay Cave, Robberg levels (Deacon,
1978: Figs. 8 and 9); 69e99: blades and bladelets (69e90), backed artefacts (91e93) and scrapers (94e99) from Rose Cottage Cave, Robberg levels (Wadley, 1993: Fig. 5); 100e110:
blades and bladelets (100e104), backed bladelets (105e106), a retouched blade (107), and scrapers (108e110) from Sehonghong, Robberg levels (Mitchell, 1995: Fig. 8); 111e121:
cores from Rose Cottage Cave, Robberg levels (Wadley, 1993, Fig. 6); 122e130: cores (122e127) and pièces esquillées (128e130) from Sehonghong, Robberg levels (Mitchell, 1995:
Fig. 5).
Please cite this article in press as: Mackay, A., et al., Coalescence and fragmentation in the late Pleistocene archaeology of southernmost Africa,
Journal of Human Evolution (2014), http://dx.doi.org/10.1016/j.jhevol.2014.03.003
A. Mackay et al. / Journal of Human Evolution xxx (2014) 1e26
19
Table 6
Summary of changes and scales of interaction for all time periods.
Period
MIS
MIS
MIS
MIS
MIS
MIS
5
4
4
4
3
3
early
mid
late
early
mid & late
MIS 3/2
MIS 2
Provisioning
Material selection
Flaking system
Implements
Form
Scale
Form
Scale
Form
Scale
Form
Scale
Limited data
Individual
Limited data
Place
Variable
Limited data
Limited data
Inter-regional
Limited data
Inter-regional
Regional
Limited data
Local
Local, non-local
Non-local
Local, non-local
Local, non-local
Local, non-local
Local
Regional
Regional
Regional
Regional
Local
Limited data
Radial
Blade
Blade
Limited data
Radial, bladelet, bipolar
Limited data
Inter-regional
Regional
Inter-regional
Limited data
Local
Regional
Inter-regional
Regional
Inter-regional
Inter-regional
Local
Limited data
Limited data
Limited data
Inter-regional
Local
Local, non-local
Local
Regional
Bladelet, bipolar
Bladelet, bipolar
Local
Inter-regional
Denticulates, points
Bifacial points
Backed artefacts
Backed artefacts
Unifacial points, scrapers
Hollow based points,
‘knives’, none
None
None
Inter-regional
Inter-regional
‘Scale’ denotes the broadest spatial scale at which similarities are manifest across southernmost Africa at any given time. Italic text is used where data sets are too limited for
useful inference.
do is probably less than bifacial points, unifacial points or backed
artefacts.
Bifacial and unifacial points appear in parts of the WRZ-YRZ
around the start of MIS 4. The morphology of these pieces is
strongly similar to like-aged points in the SRZ. Given this and the
complexity of point production as outlined by Villa et al. (2009), it
seems unlikely that the appearance of these implements is entirely a
consequence of convergence (independent invention in different
locations). The more plausible alternative is that the advent of the
Still Bay reflects the interaction of populations across southernmost
Africa. While product copying may account for the spread of this
technology, the similarity in form across >1000 km implies high
fidelity transmission that is more likely to reflect process copying,
and thus learning from individuals through extended periods of
transmission. The sequence noted by Porraz et al. (2013a) at Diepkloof in which bifacial points appear immediately before a dramatic change in flaking systems around the start of MIS 4 may
reflect initial population interaction followed by greater integration.
The most likely source for this technology was in the SRZ. While
dating is often poor, several sites in the SRZ have bifacial points
antedating MIS 4 and other, undated sites in the region have
bifacial points extending down to their deepest levels. This is in
contrast to the WRZ and YRZ where bifacial points have only been
encountered either as isolated instances or in discrete bands, which
are invariably not the oldest sequence component. Sites in the WRZ
also tend to exhibit sigmoid-shaped uptake curves where that can
be discerned. Sibudu, Border Cave and possibly Rose Cottage Cave
are presently the only sites in southernmost Africa that preserve
distinct phases of bifacial point production antedating 76 ka. MIS 5aged bifacial points may occur at Blombos, but Jacobs et al. (2013)
preclude a start for the Still Bay earlier than 75.5 ka. Further supporting an eastern origin is the diversity of forms in that region,
including serrated examples, and the non-Still Bay-like form of Still
Bay-aged points at Apollo 11, which is the maximum distance, and
thus the maximum number of transfers, from the eastern SRZ
assuming movement along the southern coastal arc.
These observations should not be taken to mean that the Still
Bay was strictly a socially-mediated phenomenon, but rather that
its spread probably had a socially-mediated component. At the
same time, there are marked consistencies between climate regions
in other elements of technological organisation at this time, most
clearly in the paucity of cores. This observation in combination with
the maintainable design of bifacial points (Bleed, 1986; Kelly, 1988),
suggests widespread use of individual provisioning, attendant on
some consistency in subsistence conditions, most likely in their
predictability rather than the specifics of the fauna and flora
harvested.
One other notable issue here is the apparent non-uptake of
bifacial point technology in Lesotho. While bifacial points occur
throughout many late Pleistocene sequences in the SRZ, there is
currently no evidence of periods of concerted bifacial point
manufacture in the highlands of Lesotho either in MIS 4 or earlier
(Carter et al., 1988; Stewart et al., 2012). This may reflect nonoccupation of the region in early MIS 4 (Stewart et al., in press)
though it does not explain the distinction in MIS 5 or the later
absence of points in MIS 3. Local zones of non-uptake are consistent
with expectations for the diffusion of innovations.
From w71 to 65 ka, and broadly coincident with the coolest
period of MIS 4 in Antarctic records (Jouzel et al., 2007), the clearest
occupational signal is in the WRZ-YRZ. The technological characteristics of assemblages from the two sites occupied at this time
(Diepkloof and Pinnacle Point) are similar to those which follow
across southernmost Africa dating w65e60 ka. At Diepkloof, elements of this system have their roots in the preceding period.
Provisioning systems at this time are difficult to assess with the
available data, but given the apparently distinct regional patterning
it seems plausible that the production of blades and backed artefacts at this time was a local innovation.
After 65 ka, comparable technological systems are found across
southernmost Africa. Similarities in assemblage structure consistent with place provisioning suggest underlying similarities in the
predictability of subsistence conditions, though these do not
readily account for noted consistencies in core reduction and blade
production systems across different climate regions. These consistencies in flaking systems seem more likely to arise from process
copying, again implying strong interaction between populations
across southernmost Africa. Besides these similarities are
continued climate-region differences in the blank form used for the
production of backed artefacts (flakes and blades in the WRZ;
blades only in the YRZ and SRZ) and in the forms of secondary
implements. The WRZ and YRZ sites often seem to have numerous
notched pieces along with backed artefacts at times within the
Howiesons Poort, while several SRZ sites have bifacial points, which
are uncommon or absent in this period outside the region. Most
plausibly these differences reflect continuing regional traditions
over-printed by similarities arising from interaction. The tradition
of bifacial point manufacture in the SRZ appears to begin before MIS
4 and extend well into MIS 3; the presence of such implements in
the WRZ-YRZ appears much more temporally constrained.
Significant occupational changes occur at the transition from
MIS 4 to MIS 3. These are most apparent in the WRZ-YRZ, where
numerous sites are abandoned. No comparable changes are noted
in the SRZ, where instead there are some indicators of increases in
site use. Occupation of sites on the north-eastern edge of the WRZ
e Klipfonteinrand, Boomplaas and Montagu Cave e show cessation
of occupation immediately after the Howiesons Poort (though
Boomplaas shows brief later reoccupation in mid-MIS 3). Where
documented, flaking systems appear to document greater
Please cite this article in press as: Mackay, A., et al., Coalescence and fragmentation in the late Pleistocene archaeology of southernmost Africa,
Journal of Human Evolution (2014), http://dx.doi.org/10.1016/j.jhevol.2014.03.003
20
A. Mackay et al. / Journal of Human Evolution xxx (2014) 1e26
heterogeneity in this period. The dominant implement
morphology, unifacial points, is common to SRZ and southern
WRZ-YRZ sites, but does not appear in the northern WRZ or YRZ at
VR3, Spitzkloof A or Apollo 11. In general, this patterning matches
expectations of a contraction of the WRZ along axes A and C of
Chase and Meadows (2007). The implication is that processes
facilitating inter-regional similarities in late MIS 4 and potentially
under-written by expansion of the zone of westerly influence had
begun to fragment by early MIS 3.
This fragmentation accelerated into mid- and late MIS 3, when
weak occupational and technological signals in the WRZ-YRZ are
contrasted with strong if pulsed occupation in the SRZ. Increasingly,
localised technological patterning may also be reflected in the SRZ
in this period. The production of hollow-based points dating
w39 ka at Sibudu and Umhlatuzana is not matched in nearby
Lesotho, while south-eastern SRZ sites do not seem to share
dominant core reduction systems with one another. Interaction at
this time appears to have been highly localised. This aside, technologies in southern SRZ sites (with the possible exception of
Melikane) are still characteristically MSA. The northern SRZ sites, in
contrast, are characterised by LSA technology, including the
absence of radial and Levallois reduction, the manufacture of ostrich eggshell beads and other organic technologies, and the production of bored stones. These last items may have an MSA
antiquity further north in Zimbabwe (Cooke, 1955, 1971), potentially providing a reservoir for their appearance.
Middle Stone Age-assigned technologies persist in the southern
SRZ and northernmost WRZ through to w25 ka, but soon thereafter
LSA technologies in the form of bladelet production appear across
southernmost Africa (with the possible exception of Apollo 11).
There are gross similarities in core form, a persistent lack of
retouched pieces other than infrequent backed artefacts, and the
production of large numbers of small blades. There is a prima facie
case for broad regional interaction and strong population interconnectedness at this time, however, the level of detail in analysis
of artefact production/reduction to which MIS 4 technologies have
been subjected have yet to be applied to MIS 2 assemblages. While
there is some genetic evidence to suggest an important period of
population flux in southernmost Africa around 30 ka (Pickrell et al.,
2012), further discussion of the mechanisms underlying the spread
of small blade technologies in MIS 2 awaits better dating coupled
with more detailed technological analysis of assemblages from
across the subcontinent. This is likely to be particularly revealing
given the degree of both occupational and technological variability
even within sites from 22 to 12 ka.
Coalescence and fragmentation in the late Pleistocene
archaeology of southernmost Africa
The data presented here suggest a complex set of coalescent and
fragmented technological relationships across southernmost Africa
through the period 130e12 ka. In this depiction, coalescence is
largely restricted to but not entirely coeval with cooler conditions
in MIS 4 and MIS 2, with non-conforming patterns in MIS 5, MIS 3
and potentially the onset of MIS 1. Coalescence through much of
MIS 4 is also consistent with Chase’s (2010) hypothesis of an
expansion of westerly influence across southernmost Africa during
glacial peaks, though as noted the archaeological pattern is more
complex than singular. As an aside, we can note that the suggestion
of coalescence and fragmentation post-70 ka is not affected by our
choice of chronologies for Diepkloof. Both the Jacobs et al. (2008a)
and Tribolo et al. (2012) chronologies allow for an early Howiesons
Poort in the WRZ-YRZ antedating 65 ka and are broadly in-phase
thereafter.
The suggestion of variable coalescence/fragmentation has implications for the way we understand the occurrence of cultural
complexity in southernmost Africa through the late Pleistocene
(Jacobs and Roberts, 2009; Powell et al., 2009; Richerson et al.,
2009; d’Errico and Stringer, 2011; Ziegler et al., 2013). Prior to
discussing this, the point needs to be made that characterising MIS
4 industries like the Still Bay and Howiesons Poort as complex
based on flaked stone artefacts is inappropriate (Mackay, in press).
Bifacial points and backed artefacts have deep antiquity in Africa
and do not first appear in MIS 4 (Beaumont, 1978; McBrearty, 1988;
Barham, 2002; Yellen et al., 2005; Barton et al., 2009). Nor, as has
been discussed, do they disappear in MIS 3. Pressure flaking may
first be in evidence in MIS 4 but heat treatment extends into MIS 6
(Brown et al., 2009; Mourre et al., 2010). Ornaments, abstract engravings and evidence for paint kits also all antedate MIS 4 in Africa
(Bouzouggar et al., 2007; Henshilwood et al., 2009, 2011). What is
unusual about MIS 4 in southernmost Africa, and the Still Bay and
Howiesons Poort in particular, is less the presence than the frequency of symbolic items, bone tools and ornaments (Henshilwood
and Sealy, 1997; Henshilwood et al., 2001a, 2002; d’Errico et al.,
2005; Backwell et al., 2008; d’Errico et al., 2008; Texier et al.,
2010, 2013; Vanhaeren et al., 2013).
Numerous researchers have observed that larger populations
have a greater capacity to generate and maintain complex behavioural variants than smaller populations (Shennan, 2001; Henrich,
2004; Collard et al., 2013; Derex et al., 2013), and that this may
explain some changes in the late Pleistocene record of southernmost Africa (Powell et al., 2009). Archaeologically, however, population increase and decrease are often difficult to demonstrate due
to a large number of potentially confounding factors (Surovell and
Brantingham, 2007; Dogandzic and McPherron, 2013; Sealy, in
press). An alternative possibility is that early and late MIS 4 may
have been periods of greater interaction between populations
rather than increases in the total number of individuals (Jacobs and
Roberts, 2009). As Henrich (2010) has discussed, interconnected
populations are likely to have diffused novel fitness-enhancing
information more rapidly than weakly connected populations,
providing adaptive advantages (Kuhn, 2012). Inter-connected
populations may also have been more resilient, diminishing the
frequency of local population extinctions (Stiner and Kuhn, 2006;
Premo and Kuhn, 2010). Furthermore, it has been argued that
population interaction was a particularly relevant variable in the
production of personal ornaments and identity markers (Kuhn and
Stiner, 2007; Sterelny, 2011, 2014; Kuhn, 2014; Stiner, 2014),
something common to both the Still Bay and the Howiesons Poort.
There is support for the idea of a relationship between coalescence and cultural complexity in the sequence from Diepkloof.
Howiesons Poort or Howiesons Poort-like technology extends from
w71 to 60 ka and occurs in levels that include recurrent motifs
engraved on ostrich eggshells, some of which may have served as
water flasks. These presently constitute the only clear evidence of
conventionally maintained abstract designs in the MSA (if implement types are excluded). The practice of ostrich eggshell
engraving is not wholly coeval with Howiesons Poort-like technologies, however. Other than a few early outlying instances, the
bulk of the examples recovered so far relate to layers dated w65e
60 ka in both the Jacobs and Tribolo chronologies (Jacobs et al.,
2008a; Texier et al., 2013), when Howiesons Poort-like assemblages are in evidence across southernmost Africa. Notably it is also
at this time that the practice of engraving ostrich eggshell extends
over 800 km to the northern and south-western margins of the
WRZ (Texier et al., 2013; Henshilwood et al., 2014). In this hypothesis, the disappearance of complexity, including decorated
ostrich eggshell, reflects the fragmentation of population interaction around the termination of MIS 4, which accelerated into later
Please cite this article in press as: Mackay, A., et al., Coalescence and fragmentation in the late Pleistocene archaeology of southernmost Africa,
Journal of Human Evolution (2014), http://dx.doi.org/10.1016/j.jhevol.2014.03.003
A. Mackay et al. / Journal of Human Evolution xxx (2014) 1e26
MIS 3. This does not necessitate population decline, though such is
suggested in the WRZ-YRZ by the weak occupational evidence
there. Any local population extinctions associated with fragmentation might further have accelerated the process of information
loss (Premo and Kuhn, 2010).
Encouragingly, there is evidence for the recurrence of ornamentation in the later coalescent phase of early MIS 2. This evidence includes: engraved ostrich eggshell at Boomplaas,
Byneskrankop and Melkhoutboom (Deacon et al., 1976; Deacon,
1979; Schweitzer and Wilson, 1983), bone and ostrich eggshell
beads at Boomplaas, Buffelskloof, Faraoskop, Kathu Pan, Nelson Bay
Cave, Rose Cottage Cave, Sehonghong and possibly also Elands Bay
Cave (Opperman, 1978; Deacon, 1982; Manhire, 1993; Wadley,
1993; Mitchell, 1995; John Parkington, Personal communication),
bone ornaments from Buffelskloof (Opperman, 1978), and a marine
shell pendant and Nassarius kraussianus shell bead at Sehonghong
(Mitchell, 1995). The early MIS 2 layers at Rose Cottage Cave contain
fragments of marine shell, implying contacts with the coast 330 km
south-east across the Maloti-Drakensberg Mountains (Wadley,
1995), as does the marine shell pendant at Sehonghong, derived
from a minimum distance of 200 km. The ostrich eggshell beads
from Sehonghong were also probably imported (from further
inland) given the local absence of ostriches (Mitchell, 1995). These
data suggest an emphasis on ornamentation and the existence of
inter-group interaction across broad and environmentally-variable
areas in MIS 2.
Conclusions
The objective of this paper was to examine causality in technological change across southernmost Africa through the late
Pleistocene. We posed three questions pertaining to the influence
of environments, the role of information transmission, and the
extent of variability in population interaction. By separating out
different aspects of technology and technological organisation, we
have been able to explore these questions with a reasonable degree
of success. Both environments and information transmission between groups were clearly important factors in generating previously identified patterns, but the extent of their influence varied
through time. Technological and occupational systems were not
always in agreement across southernmost Africa and the efficacy of
universalising industrial schemes, particularly where attention is
not given to underlying causes, is questionable (Mitchell, 2002).
Our analysis of the lithic and occupational data from 46 sites
across southernmost Africa reveals apparently widespread population interaction at various times, and most especially in the Still
Bay, classic Howiesons Poort and Robberg. During these periods we
identified between-region similarities in flaking systems and
implement types, and also material selection within the constraints
of local/regional geology. At the same time, similarity in modes of
technological delivery (provisioning systems) suggests similarities
in the predictability of movement and subsistence conditions, and
thus underlying environmental conditions. We suggest that these
similarities may result from the expansion of westerly influence
during cooler conditions as argued by Chase (2010).
These periods of inter-regional population interaction also
correlate with periods in which ornaments and symbolic items
become common in the archaeological record. This provides a
relatively parsimonious and theoretically grounded explanation for
their complex temporal distribution, and one which does not rely
on forces that are difficult to detect archaeologically.
Outside of MIS 4 and MIS 2 there appears to be strong evidence
for fragmentation of populations. There is little coherence in flaking
systems within climate regions during MIS 5 and material selection
often appears highly localised, both of which imply localised
21
spheres of interaction. Simple and readily-transmittable unifacial
implements, denticulates, characterise many WRZ-YRZ sites in this
period, something which contrasts with the production of bifacial
and unifacial points in the SRZ. The production of bifacial points in
the SRZ is of particular interest, as there appears to be continuity in
pursuit of this technology in the region, albeit perhaps in pulses, for
more than 35 kyr. In the WRZ-YRZ, by contrast, bifacial technology
invariably appears to have been temporally restricted and centred
on 74e70 ka.
A second period of fragmentation in MIS 3 is most clearly
marked by the cessation of occupation of most WRZ-YRZ sites,
including the major archives at Klasies River, Nelson Bay Cave,
Pinnacle Point, Blombos and Diepkloof. Even within the SRZ, where
evidence for occupation remains strong, technological systems
become increasingly localised in this period, with a spatiallyconstrained early LSA in the northern SRZ, and somewhat enigmatic implement forms and MSA flaking systems in much of the
southern SRZ through to the start of MIS 2. While we do not posit an
explanation for the subsequent expansion of LSA technologies
across southernmost Africa, we note that this expansion occurs in
the aftermath of what appears to have been significant occupational perturbation particularly in the WRZ-YRZ, but also reflected
in pulsed occupation and localised spheres of interaction in the SRZ.
Beyond these important results, the data we have presented
provide directions for future work that will allow our suggestions to
be tested. Improved dating is needed to clarify the timing of
changes, particularly in MIS 5, MIS 3 and MIS 2. The bulk of the
latter two periods are amenable to radiocarbon dating, and a
dedicated program (re)dating key sites would be valuable, particularly given that these stages witness the variable onset of the LSA.
Improved chronometry in this period might reveal the directionality of movement for the appearance of heavy bipolar reduction
and small blade manufacture, or indeed lack thereof if they reflect
convergence.
Also critical is more detailed and perhaps more consistent
technological analysis. Data are insufficient for many periods to
address questions of provisioning, and the tendency to present site
sequences in bulk culture historic units makes the assessment of
underlying processes extremely difficult. Resolving the extent to
which apparent technological similarities are artefacts of classification rather than genuine consistencies in reduction behaviour
presently rests on concerted programs of technological analysis
being undertaken by a limited number of researchers (Soriano
et al., 2007; Villa et al., 2009; Mourre et al., 2010; Villa et al.,
2010; Conard et al., 2012; Wurz, 2012; Porraz et al., 2013a).
Similar programs could profitably be applied to MIS 5, late MIS 3
and MIS 2.
Additional application of morphometric techniques to cores
(Clarkson, 2010) and implement types such as backed artefacts,
bifacial points and unifacial points might allow the relative influences of different transmission systems to be better understood
(e.g., Bettinger and Eerkens, 1999; Cardillo, 2010). The hypothesis
presented here would be supported by greater heterogeneity in
bifacial point form in the SRZ in late MIS 5 and early MIS 4 as a
consequence of its proposed origin there, and greater homogeneity
in the WRZ as a consequence of its later spread. Inter-regional
similarities should diminish with distance from origin, and thus
from SRZ to YRZ to WRZ. The reverse is expected for backed artefacts from 65 to 60 ka. Inter-regional heterogeneity in implement
form and core reduction should be most marked in MIS 5 and MIS 3,
with the reappearance of generalised inter-regional similarities in
MIS 2.
Finally, beyond the climate region scheme this paper has made
limited reference to palaeoenvironmental changes through the late
Pleistocene. This reflects the limitations of appropriate data
Please cite this article in press as: Mackay, A., et al., Coalescence and fragmentation in the late Pleistocene archaeology of southernmost Africa,
Journal of Human Evolution (2014), http://dx.doi.org/10.1016/j.jhevol.2014.03.003
22
A. Mackay et al. / Journal of Human Evolution xxx (2014) 1e26
presently available from the wider region with which to carry out
truly robust comparative analyses (see Deacon and Lancaster, 1988;
Chase and Meadows, 2007). Few independent continental records
exist for the period considered here, and while the archaeological
sites themselves often contain important palaeoenvironmental
proxies, the aggregate sub-continental dataset has not yet been
sufficiently resolved to provide a coherent picture of the nature and
mechanisms of past environmental change. Whilst new records are
providing fresh opportunities to study the evolution of the region’s
climate systems (e.g., Peeters et al., 2004; Caley et al., 2011; Dupont
et al., 2011; Chase et al., 2012, 2013; Valsecchi et al., 2013; Ziegler
et al., 2013), and their impact on the flora and fauna that are the
baseline of subsistence, considerable work remains to be done
before specific comparisons can be made.
Acknowledgements
David Braun and Justin Pargeter provided helpful comments on
earlier drafts of this paper, which was subsequently improved by
thorough and insightful comments from four anonymous reviewers
and an Associate Editor at the JHE. We are grateful for their time
and effort. Katherine Clahassey provided skillful assistance with
many of the figures. We would particularly like to thank Sarah Elton
for her hard work in helping to restructure the paper into a
stronger, more readily publishable format.
Alex Mackay’s research is funded by the Australian Research
Council (DP1092445, DE130100068); Brian Stewart is funded by
the British Academy (Small Grant SG-50844), Wenner-Gren (PostPh.D. Research Grant 8166) and the McDonald Institute, Cambridge
University; Brian Chase is funded by the European Research Council
(European Union’s Seventh Framework Programme (FP/2007e
2013)/ERC Grant HYRAX, agreement n. 258657). This paper arose
from discussions at an INQUA HABComm International Focus Group
(#1205) meeting in the Cederberg Mountains in July 2013.
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