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The Russian Journal of Genetic Genealogy: Vol 2, №1, 2011
ISSN: 1920-2989 http://ru.rjgg.org © All rights reserved
The Kazakhstan DNA project
hits first hundred Y-profiles
for ethnic Kazakhs
Turuspekov Y.1*
Sabitov Zh.1
Daulet B.1
Sadykov M.1
Khalidullin O.1
Abstract
The territory of Kazakhstan is often considered as one of the crossroads of human genealogy and possible place
of the origin for a number of human Y-haplogroup branches. Still little is known about the genealogy of Kazakh tribes, the major ethnic group living in modern Kazakhstan. Therefore, in 2007 the project «Kazakhstan DNA project»
has been launched on the Kazakh genealogy web site «Shezhire». The major aim of the project is to study the genealogy of Kazakh tribes based on Y-DNA records. At the beginning of 2011 the project consisted of hundred unrelated ethnic Kazakhs out of total 125 participants with available data of Y-12 microsatellite markers. The participants represent the majority of Kazakh tribes and lineages, although the representation was not even among the
groups. The data has been collected based on the results from the commercial company Family Tree DNA (FTDNA)
and Sorenson project (SMGF). The results revealed that Kazakh Y-records spread in 10 different Y-haplogroup
branches, which is confirming complex genetic composition of Kazakhs. The majority of profiles were grouped to
haplogroup C3 (46.1%), followed by haplogroups G (15.7%) and O3 (9.8%).
each group that was inherited from Genghis Khan
Empire (Akimbekov, 2011, p.541-547). Nowadays Kazakhs considered themselves as a one
ethnic group but still knowledge of the names of
tribes is part of tradition and culture. In modern
Kazakhstan, according to the last population census, Kazakh ethnic group (63%) is the majority
of 16 million’s nation (Smailov, 2010). In terms
of language Kazakhs belong to Turkic-speaking
Altaic language group and ethnically close to
Central Asian and Siberian Turks and Mongol tribes (Vostrov and Mukanov, 1968, p.34-108).
Introduction
Kazakhstan is one of the largest countries in
the Central Asia and often regarded as a place
where West meets East. The name of the country
is associated with Kazakhs, which is the ethnic
group emerged in 15th century and comprised
predominantly from descendants of Turkic and
Turkic-Mongol tribes (Vostrov and Mukanov,
1968, p. 34-108). Territorially all Kazakh tribes
were separated in three large groups («Zhuzes»
or branches) called as Elder Zhuz, Middle Zhuz,
and Junior Zhuz (Vostrov and Mukanov, 1968, p.
34-108). Elder Zhuz tribes were mostly occupied
South and South-East of present Kazakhstan,
Middle Zhuz tribes lived in Eastern, Northern and
Central Kazakhstan, and Junior Zhuz tribes were
traditionally lived in Western Kazakhstan (Figure
1). The separation of Kazakhs in three Zhuzes
was also associated with the political weight of
The genealogy of Kazakhs was extensively
studied by means of historical (Vostrov and Mukanov, 1968; Akimbekov, 2011), linguistic
(Amanjolov, 2003), and anthropological tools
(Ismagulov, 1982; Deryabin and Beskina, 2009)
and frequently connected to ancient tribes that
lived in this area back to kurgan culture (LaluezaFox et al., 2004).
_____________________________________________________________
Received: December 31 2011; accepted: January 3 2012;
published: January 6 2012
Correspondence: yerlan_dna@yahoo.com babasan@yandex.ru
_____________________________________________________________
69
1-“Shezhire”, Samal-2, 25/8, Almaty050051, Kazakhstan
* - corresponding author, yerlan_dna@yahoo.com
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The Russian Journal of Genetic Genealogy: Vol 2, №1, 2011
ISSN: 1920-2989 http://ru.rjgg.org © All rights reserved
of these reports are small sample sizes, restricted
locations of sample collections and luck of information related to tribal allocation of collected
samples.
However, most of the conclusions related to
genealogy of local tribe up to 15th century were
based on oral stories and rarely well documented.
Therefore, it was often problematic to establish
genetic relationships of Kazakhs with other ethnic
groups and determine a reliable links of modern
tribes to ancient groups of people once lived in
this area.
It is obvious that DNA based genealogy is becoming a powerful tool to discover ancestral roots
in every existing ethnic group and tribe. To
achieve this goal it is important to develop well
sized document and DNA records for each particular tribe. Therefore, in 2007 new project under
the name of «Kazakhstan» was launched on web
site of the commercial company Family Tree DNA
(FTDNA, USA). The Kazakhstan DNA project is a
part of larger documentary national project
«Shezhire» (means ancestry from Kazakh language). The purpose of Shezhire is to collect and
systemize information for family genealogy of
Kazakhs based on the documents and DNA profiles (www.elim.kz). The database of Shezhire
consists of more than 700000 individual names
living from 13th century to modern time. The Kazakhstan DNA project hits the first hundred YDNA profiles at the end of 2010 and the size of
database is growing further. It was assumed that
development of Kazakhstan DNA project will
greatly improve the significance of Shezhire in
study of the genealogy of Kazakhs. The DNA
project is also open for any other ethnic group
within and outside of Kazakhstan and already has
25 Y-profiles of Russians, Kyrgyz, Uzbeks and
other neighboring nationalities and minority
groups.
One of the promising ways to unfold a history
of Kazakh tribes is to exploit on DNA genealogy
based research. Generally, two major approaches
were used in studies with involvement of Kazakh
populations. First approach is based on analyses
of mitochondrial DNA (mtDNA) markers and maternal genealogy. Nearly all studies suggested an
admixture of west and east Eurasian mtDNA haplotypes (Comas, et al., 1998; Lalueza-Fox, et al.,
2004) and some predict the connection of modern Kazakhs to kurgan cultures in the 1st millennium BCE (Lalueza-Fox, et al., 2004; Bennet and
Kaestle 2010). Studies with larger samples revealed that 58-59% of Kazakhs belong to Asian
(D, C, G, A, M and F) and 41% to European (H,
T, J, K, U2, I, U5 and HV) mtDNA haplotypes
(Berezina, et al., 2004; Derenko and Malyarchuk
2010). Also, the analysis of the genetic relationships of various Asian ethnic groups were performed by using principal component analysis
(PCA) and multifactorial scaling (MFS) of hyper
variable region 1 (HVR1) of mtDNA (Derenko and
Malyarchuk, 2010, p. 157). PCA revealed that
when considered first two components Kazakhs
from Altay region clustered together with Kalmyk, Soyot, Hamnigan, Buryat, Tolengit and other ethnic groups living in Altay mountains. When
considered second and third components, the Kazakhs from Altay clearly grouped with Shortsy
and Tolengit. The phylogenetic dendrogram of
MFS from HVR1 is allowed to establish close relationship of Kazakhs with other Central Asian
groups, such as Kirgiz, Uigur, Uzbek, Tadzhik,
Turkmen and Tolengit (Derenko and Malyarchuk,
2010, p. 158). The second approach is based on
analyses of Y-chromosome markers and paternal
ancestry. Available publications on the analysis of
Y-chromosome STR (short tandem repeats) or
microsatellite markers in Kazakh populations are
largely confirm the results received from mtDNA
research (Perez-Lezaun, et al., 1999; Underhill,
et al., 2000; Wells, et al., 2001; Karafet, et al.,
2002; Dulik, et al., 2011). The major drawbacks
The major purposes of this work were to report on current status of Kazakhstan DNA project
and describe the genetic composition in Kazakh
population based on available Y-records.
Materials and methods
One hundred Y-chromosome STR records of
ethnic Kazakhs were developed by FTDNA (Kazakhstan project) and two profiles were from
SMGF project (personal communications). When
information was available, the tribal assignment
of participants was done based on personal
communications with each individual. The details
of STR records for each Kazakh participant are
given in supporting information tables (SI1- SI3).
SNP results for selected participants were gener70
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lived in 15th century (Usenbaev, 2003, p. 456).
The data in Kazakh DNA project is suggesting
that 16 out of 18 Y-records belong to C3haplogroup (SI1). In addition to 18 Y-12 records,
the project has 11 Y-37 and 7 Y-67 records (SI2SI3). The phylogenetic analysis of all C3-profiles
of the Junior Zhuz is suggesting one common ancestor for the entire group with availability of minor admixtures coming from ancestors of shekty2, shekty7 and zhappas2 (Figure 3, Figure 9).
Current modal haplotype of the Alshins is 13-2516-10-12-12-11-13-11-14-11-31 in the order of
STR markers from FTDNA and it is 6 steps away
from the hypothetical haplotype of Genghis Khan
(Zerjal, et al., 2003). It is interesting that one of
the Y-12 records belongs to tribe Zheturu (subtribe Tama, SI1), and it is matching to the modal
haplotype of Alshins.
ated by FTDNA (given in green color). Where SNP
results are not available yet, the Y-haplotype assignments (red color) were adopted as suggested
by FTDNA. Genetic distance matrices developed
by
hybrid
mutation
model
of
Y-utility
(www.mymcgee.com) and phylogenetic trees
constructed based on Fitch program of PHYLIP
(Baum 1989) and FigTree
(http://tree.bio.ed.ac.uk/) software packages.
Results
The analysis of generated DNA profiles in Kazakhstan project suggested that Kazakh Yrecords spread in 10 different Y-haplogroup
branches (Table 1). The majority of samples belongs to C3 haplogroup and this pattern greatly
influenced by participants from tribes of Junior
and Elder Zhuzes and Tore lineage. Tribes of the
Middle Zhuz were characterized by four Yhaplogroups with two of them originated in Western Eurasia (haplogroups R and G) and others
from eastern Eurasia (haplogroups C and O).
Sample size was not even among the groups,
with highest number presented in Middle Zhuz
(44), followed by Junior Zhuz (18), and Elder
Zhuz (12). In addition to the groups, the Yprofiles of two separate noble lineages, Tore
(descendants of Genghis Khan, 16 samples) and
Kozha (descendants of Arab missionaries, 4),
were collected. Also, eight participants entered to
the project without knowledge of their family root
(Table 1).
Y-DNA records of Kazakh tribes from Middle Zhuz
The Middle Zhuz is the largest group among
Kazakhs and, consequently, has the largest number of records in Kazakh DNA project (Table 1).
This group is formed from 6 tribes where Argyns
and Naimans are large-size, Kerei, Konyrat and
Kypshak and are mid-size tribes, and Uak is
small-size tribe (Vostrov and Mukanov, 1968, p.
34-108). The data in Table 1 suggests that all
tribes may have a different genealogy roots.
Argyn. Despite being one of the largest tribes
within Kazakhs, the number of Argyns in 1917
were 890 thousands (Tynyshpaev, 1925, appendix 4), the genealogy of Argyn before 14th century is unknown and there are no reliable sources
explaining from where this tribe is appeared in
Kazakh steppe. According to documented shezhire, the tribe was founded by Kodan-bii, who
lived in 14th century (Tynyshpaev, 1925, p. 8-9).
The genealogy chart of Kazakh Argyns is given in
Figure 4 (according to Gabzhalilov, et al., 2007,
p. 58). In total 20 Y-12, 15 Y-37, and 8 Y-67
records of Argyns available in the database (SI1SI3). The analysis of 20 Y-12 revealed that 13
samples belong to G1a, and remaining 7 samples
belong to C3, R1a, R1b and Q1a3 haplogroups
(Table 1). Except in Kenzhesopy branch (Figure
4), which was represented only by one sample,
the G1a haplotypes were well spread in all Argyn
branches and, therefore, it was assumed that the
root of this tribe is G1a haplogroup. The phylo-
Y-DNA records of Kazakh tribes from Junior Zhuz
The Junior Zhuz consists of three tribes called
Alimuly (6 sub tribes), Baiuly (12 sub tribes) and
Zhetyru (7 sub tribes). The majority of Kazakh
tribes in Junior Zhuz is part of Alshin (or Alchin),
which is one of the Tartar tribes (Rashid al-Din
1952, p.103). Document based genealogy is suggesting that Kazakh Alshins consist of sub tribes
of Alimuly and Baiuly, while third tribe Zhetyru is
the mixture of different small sub tribes that became part of Junior Zhuz under the rule of khan
Tauke (Usenbaev, 2003, p. 456-459). The simplified documented genealogy of Alshins is given
in Figure 2 and not included sub tribe Zhetyru.
The most obvious founder of Kazakh Alshins is
believed to be Alau, who according to Shezhire
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pire. Kazakh Kereis have two major branches
called Ashamaily and Abak-kerei. The project has
two Y-profiles, one FTDNA-mediated record for
the participant from Abak-kerei branch, and,
second, Y-profile of Ahamaily branch from SMGF
company. Both Y-profiles belong to the starcluster of hypothetical haplotype of Genghiz Khan
(SI1).
gram based on 37 Y-DNA markers is correctly
separated descendants of Somdyk and Meiram
(Figure 5).
Naiman. The second largest tribe of Middle
Zhuz is Naiman, which is most probably has Turkic-Mongol origin (Vostrov and Mukanov, 1968,
p. 61). It is well documented that this tribe was
defeated by Genghis Khan in 12th century and
scattered in north-east, east and central territories of modern Kazakhstan and elsewhere. There
is a shortage of documented evidences of Naimans from 12th to 15th century and reports indicate that there are several founders of modern
Naimans within Kazakhs (Figure 6). Unfortunately, all available DNA records belong to Belgybai
branch, therefore, it is still difficult to conclude if
all branches have a common ancestor. There are
eleven Y-12, nine Y-37, and four Y-67 records of
Naimans in Kazakhstan DNA project (SI-SI3).
Seven out of eleven Y-12 records were O3 haplogroup samples, two samples were R1a, and remaining two samples were C3 and R1b haplogroups. The participant with C3 profile is
representing adopted lineage within Kazakh Naimans, and it is possible that R haplogroup representatives are the results of admixture as well.
The relationship of 6 Y-37 O3 profiles is given in
Figure 7 and phylogram is in accordance with oral
genealogy in Belgybai branch of Naimans.
Konyrat and Uak. Two available Y-profiles of
Konyrat belong to the most abundant C3 haplogroup within Kazakhs, while two available Yprofiles of Uak belong to O and C3 haplogroups
(SI1). The differences between two Konyrat samples were four mutations, where two of them
recorded in the marker DYS385b. The Y-12 STR
profile of Uak with O haplogroup has 8 mutation
differences with Y-12 modal O3 haplotype of
Naimans, and, therefore, may hypothetically belong to different sub branch of O haplogroup.
Y-DNA records of Kazakh tribes from Elder Zhuz
The majority of tribes in the Elder Zhuz is often collectively associated with ancient Uysyn
(Wusun) clan, which once dominated in SouthEast of Kazakhstan starting from 3rd century AD
(Vostrov and Mukanov, 1968, p. 25-35). According to another version the modern Kazakh tribe
Uysuns are descendants of the Mongol tribe Hushin and their ancestor was Mayky-bii, commander of Jochi and representative of Hushin
tribe (Irmuhanov, 2006, p. 95-104). Also, tribes
such as Dulat, and Zhalair are well-known from
the time of Genghis Khan Empire. Unfortunately,
the participants of this group are least
represented in the project, therefore, it is still
very difficult to trace their connection to other
groups. Best represented tribe Dulat has four C3profiles out of five available records (Table 1).
Two of those C3-profiles belong to Genghis
Khan’s star-cluster and two others may have different ancestors (Figure 9, SI1). The only participant of Alban has R1a profile, while three participants of Zhalair tribe have two R1a and one C3
profiles, and single representative of another ancient tribe Katagan has J2 profile. The DNA profile of C3 representative of Zhalair is also matching the star-cluster haplotype.
Kypshak. Kypshak is essential tribe for Kazakhs and existed in the territory of modern Kazakhstan well before Mongol’s invasion in 12 century. There are two branches of Kypshak within
Kazakhs – Kara-Kypshak and Kulan-Kypshak. Unfortunately, at this moment the project has only
six participants from Kara-Kypshak branch. The
major sub branches of Kara-Kypshak are given in
Figure 8. Kypshak participants of the project
represent only three sub branches – Uzun, Karabalyk, and Tory. Four out of six samples belong
to R1b haplogroup, although they differ in haplogroup’s sub branches. While participants from
Uzun and Karabalyk have R1b1a1 (2011 ISOGG
revision), the participant from Tory has
R1b1a2a1a1b3c* (L2+) haplogroup (Table 1,
SI1).
Kerei. This tribe is connected to famous Kereit
tribe, which was very important at the time of
emergence and growth of Genghis Khan’s em-
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E1b profile reported that according to oral history
of his lineage he is the descendant of Arab missionaries and can trace his family genealogy seven generations back.
Y-DNA records of Kazakh noble lineages
There are several lineages of Kazakhs that not
associated with Zhuzes, notably two of them,
Tore and Kozha, considered to be noble. Tore
was a special cast within Kazakhs and their ancestor is Jochi, first son of Genghis Khan. It is
well-known that the first wife of Genghis Khan
was captured by Merkit tribe, therefore, it is unknown if Jochi is genetically related to Genghis
Khan. Most researchers suggest that Kazakh Jochids are descendants from Tuka-Timur, 13th son
of Jochi, however, there are some reports indicating that Kazakh Tore descent from Orda
Ichen, first son of Jochi (Akimbekov, 2011, p.
480). Khan Zhanybek, who is 10th generation
down from Jochi and the founder of Kazakh Khanate, had two sons, Jadik and Usek, and descendants of those two Jochids are the majority of
Kazakh Tore. Kozha is a cast of descendants of
Arab missioners who disseminated Islam religion
among Kazakh tribes. Unfortunately, this cast
has confusing genealogy as descendants of nonKozha who visited Mecca are often also called
themselves as Kozha.
Kazakhs and Haplogroup C3
The majority of the project is C3 participants
(46.1%) and they can be found in all three Zhuzes and well represented in Tore lineage. The Figure 9 is suggesting the phylogenetic relationship
of C3 participants and separates them in five
clusters. First identified cluster consists of three
representatives of Argyn tribe (Middle Zhuz) and
participant from Zhappas tribe (Junior Zhuz). Genetically this group was close to the second cluster that was formed only by participants of Junior
Zhuz (Figure 9). The third cluster was formed
from the samples that associated with Genghis
Khan’s star-cluster (Zerjal, et al., 2003) and
grouped together the participants from Elder and
Middle Zhuzes, and also includes controversial
Tore sublineage called Satemir-Tore (Figure 9,
tore10). The majority of Kazakh Tore (Jochi lineage) formed a separate forth cluster that characterized with a rare ReCLOH mutation in
DYS448 (SI). It is interesting to note that participant tore9 (FTDNA ID 144637, SI1) has two mutations difference from modal haplotype of Cluster IV, characterized by the same ReCLOH mutation as in Cluster IV, and has 9 matches out of 10
Y-markers with samples 50 and 52 in Egyin Gol
valley necropolis (Keyser-Tracqui, et al., 2003).
The last cluster is formed by samples of two Konyrat participants and dulat3 and the dendrogramm suggests that this lineage has a common
root with Jochids (Figure 9).
Tore. There are sixteen participants of the
project whose oral or documentary genealogy
suggests that they belong to Tore. The database
has 16 Y-12, 7 Y-37 and 5 Y-67 profiles (SI1SI3). Eleven Y-12 profiles were appeared to be
C3 haplotypes, three profiles were R2 haplotypes
and one sample each for R1a and R1b profiles
(Table 1). Eight participants with C3 haplotype
most probably where descendants of Jadik and
Usek, and they formed a separate C3-cluster
(Fig.9). Jadik and Usek descendants have at least
one Y-67 profile with only 6 mutations apart,
confirming that they ancestor is Khan Zhanybek
(lived approximately 1428-1474). The other
three C3 participants of Tore (Fig. 9, tore7, tore
9, tore 10) did not provide a clear scheme of
their genealogy, although, it is interesting that
profile of tore10 (Satemir branch of Tore) is
matching to the star-cluster.
Discussion
Since first hundred Y-profiles of ethnic Kazakhs of Kazakhstan spread in 10 haplogroup
branches, this may lead to a prediction that we
can face a very complex genetic relationship
within a single ethnic group. However, when participants were assigned to their Zhuzes, tribes
and lineages, this complexity can be structured in
certain following order.
Kozha. There are four participants of the
project who claim to be Kozha. All four DNA profiles belong to different haplogroups, C3, E1b,
R1a1 and Q1. While Kozha with profiles of C3,
R1a1 and Q1 were having difficulties with providing their clear genealogy, the participant with
1) Despite minor admixture events, the simplest genetic relationship is visible in group of
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Junior Zhuz or Alshins, where predominant subtribes of all three tribes have a single founder
with C3 Y-haplogroup signature.
RJGG
ing in those turbulent times. There is a possibility
that the ruling time of Genghis Khan and his descendants is greatly reshaped newly emerged Kazakh tribes in 14th and 15th centuries. Hence,
there is a ground under assumption that modern
Kazakh tribes are not necessarily connected to
famous ancient tribes with similar names existed
before Genghis Khan’s era. The major contributor
to this assumption is the fact that the oral history
of most modern Kazakh tribes starts from founders who lived in 14th-15th century. However, DNA
profiles of ethnic Kazakhs collected in this work is
suggesting relatively high intra-tribal homogeneity and luck of strong influence from Genghis
Khan’s hypothetical DNA signature. In fact, this
signature is invisible in tribes of Junior Zhuz,
present only in Kerei tribe of Middle Zhuz and
found in several tribes of Elder Zhuz. The participants from Dulat and Zhalair (this group may include tribe Oshakty, Djansugurova, et al., 2011)
tribes of Elder Zhuz have exact matches with
suggested haplotype of Genghis Khan. Therefore,
it seems that DNA related structure of Kazakh
tribes is reflecting the political construction of
three Kazakh Zhuzes. Obviously, in order to validate the link between modern and ancient tribes
and evaluate the relationships among nomads
the comparative Y-DNA analysis should be done
in neighboring Central Asian ethnic groups, including those that have similar names of tribes.
2) The next level of complexity is evident in
Middle Zhuz. This group is consisting of six tribes
that all have different distinct origins (Table 1).
Note that well represented Middle Zhuz tribes
have comparatively high intra-tribal homology.
There been recorded evidences of admixture in
all relatively well represented tribes, but those
events can be traced back and explained, as it
was done in case of recorded C3 profile within
Naimans (see Naimans in Results), and explanations can be more evident as size of samples
within each tribe will grow further.
3) The next and most level of complexity can
be visible in tribes of Elder Zhuz and at this moment it is associated with small sample size.
The generated data is providing the bases for
further genealogy studies of each tribe and new
possibilities to evaluate past historical processes
in Central Asia. For instance, the phenomenon of
appearance and construction of Kazakh Zhuzes is
often debatable among historians. It is argued
that it is not simple geographic separation but
rather politically based structure of Kazakhs that
associated with the legacy of Genghis Khan’s
empire. The Elder Zhuz is a group of tribes come
out of Chagatai’s Khanate, who was appointed by
Genghis Khan to execute Yassa, which was a
military secret code of law. Therefore, it was assumed that this group of tribes was considered as
the Eldest Zhuz (Akimbekov, 2011, p. 541-547).
The Junior Zhuz was not directly associated with
Genghis Khan and had the lowest status among
three groups of Kazakhs. The group of tribes
from Jochi’s Khanate was between those groups
and, therefore, called Middle Zhuz (Akimbekov,
2011, p. 541-547). The major policy of Genghis
Khan and his sons in the development of Mongol
Empire was to eradicate tribal differentiation and
build the state based on loyalty principles of
mixed tribal army. Indeed, there is luck of information for tribal developments from 12th to 14th
century. However, with the destruction of Mongol
Empire, the opposite process started to play in
shaping of Central Asian landscape and tribal
identity is probably was a major factor for surviv-
Concluding remarks: According to FTDNA
prediction more than 45% of the participants in
Kazakhstan DNA project have C3 haplotypes. The
analysis of C3 profiles is allowed clearly separate
the descendants of Jochi from those who have
hypothetical Genghis Khan’s haplotype. Several
participants of the project have exact matches
with the hypothetical profile of Genghis Khan,
however, they were restricted to specific tribes
and lineages, such as Kerei and Dulat. Therefore,
in order to confirm the hypothesis if rapid spread
of the star cluster has connection to theoretical
Y-profile of Genghis Khan (Zerjal, et al., 2003)
more his descendants from different lineages
should be tested. Overall, the assignment of Yprofiles to tribes and lineage is significantly increased the understanding of specific patterns in
genealogy of Kazakhs and provided important
bases for further studies.
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from Western Siberia and the Sargat Culture. Human Biology 82(2): 143-156.
5. Berezina G, Svyatova G, Abdullaeva A, Bermisheva M, Kutuev I, Husnutdinova E, Billems R (2005) Polimorphism of
mtDNA in Kazakh population. Meditsinskaya genetika
4(3): 108-113. (in Russian).
6. Comas D, Calafell F, Mateu E, Pérez-Lezaun A, Bosch E,
Martínez-Arias R, Clarimon J, Facchini F, Fiori G, Luiselli
D, Pettener D, Bertranpetit J (1998) Trading genes along
the silk road: mtDNA sequences and the origin of central
Asian populations. Am J Hum Genet 63(6):1824-1838.
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10. Dulik M, Osipova L, Schurr T (2011) Y-chromosome variation in Altaian Kazakhs reveals a common paternal gene
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The Russian Journal of Genetic Genealogy: Vol 2, №1, 2011
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Appendixes
Table 1. Distribution of Y-haplogroups in first hundred participants of Kazakhstan DNA genealogy project.
Groups
Elder Zhuz
Tribes
and lineages
N
Dulat
5
4
3
1
Alban
1
Katagan
1
Zhalair
Ysty
2
Argyn
20
Kerei
Middle Zhuz
2
Konyrat
2
Kypshak
6
Naiman
12
Alimuly
9
Uak
Junior Zhuz
Separate lineages
Tribe name
not available
Baiuly
Zhetyru
Kozha
3
2
2
1
1
8
7
E1b
J2
N1
O3
1
1
1
13
1
2
7
1
1
8
4
47
1
16
1
1
R1b
2
1
1
R1a
2
4
1
1
2
10
9
II
III
I
Figure 1. Approximate living area of three Kazakh Zhuzes in the early 20th century.
I – Elder Zhuz, II – Middle Zhuz, III – Junior Zhuz (based on Vostrov and Mukanov, 1968).
76
Q1
1
1
4
1
1
1
R2
2
1
11
102
G1
8
16
4
1
2
1
Tore
C3
Y-haplogroup branches
1
2
8
3
3
1
2
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Figure 2. Simplified ancestry chart of Kazakh Alshins (Alimuly and Baiuly). The numbers represent FTDNA ID,
subtribes are given in boxes.
Figure 3. The phylogram of 15 C3-profiles in tribes of Young Zhuz. The graphic is based on 12 Y-DNA markers,
scale is given in generations.
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Figure 4. Simplified ancestry chart of Argyns. The numbers represent selected FTDNA samples in Kazakhstan DNA project.
Figure 5. The phylogram for 7 Y-37 Argyn profiles of G1a haplogroup. 120953 and 120958 are descendants of Somdyk,
the other participants are descendants of Meiram (see Figure 4). Scale is given in generations.
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Figure 6. Ancestry chart of Kazakh Naimans suggests several founders (Kitapbaev, 1994).
*- Currently Y-DNA records available only from Belgybai branch.
Figure 7. Phylogram of 6 Y-37 profiles of six O3 Naimans within Kazakh DNA project. 84783 and 123576 are Karakerei
samples, and 80057 and 120960 are Karauzhasyk samples (see Figure 6). The scale is given in generations.
Kara-Kypshak
Uzun
105120
156185
Koldenen
Karabalyk
146319
Bultyn
Tory
121942
135069
Figure 8. Document based genealogy scheme of Kazakh Kara-Kypshaks. Numbers represent FTDNA ID.
Y-profiles available for sub branches highlighted in bold.
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Figure 9. Unrooted phylogenetic tree of C3 representatives of Kazakh tribes based on Y-12 STR markers. The scale is given in
generations. Star cluster is associated with hypothetical haplogroup of Genghis Khan (Zerjal, et al., 2003), Jochids are participants who claim to be descendants of Jochi, Alshins are participants from the tribes of Junior Zhuz. Identified clusters designated
in roman numerals.
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