Publication status: Not informed by the submitting author
Finding the origin of domestication of cupuaçu requires more
than genomics
Charles R. Clement, Rafael Moysés Alves, Alberto Vicentini, William Balée, Patience Epps,
Marcos Pereira Magalhães, Alessandro Alves-Pereira, José Edmar Urano de Carvalho, Henri
Ramirez
https://doi.org/10.1590/SciELOPreprints.8304
Submitted on: 2024-03-26
Posted on: 2024-04-01 (version 1)
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Matters Arising submitted to Communications Earth & Environment
Finding the origin of domestication of cupuaçu requires more than genomics.
Charles R. Clement1, Rafael Moysés Alves2, Alberto Vicentini3, William Balée4,
Patience L. Epps5, Marcos Pereira Magalhães6, Alessandro Alves-Pereira7, José Edmar
Urano de Carvalho8, Henri Ramirez9
1
Instituto Nacional de Pesquisas da Amazônia, Manaus, Amazonas, Brazil, Orcid:
https://orcid.org/0000-0002-8421-1029
2
Embrapa Amazônia Oriental, Belém, Pará, Brazil, Orcid: https://orcid.org/0000-00029826-4690
3
Coordenação de Biodiversidade, Instituto Nacional de Pesquisas da Amazônia,
Manaus, Amazonas, Brazil, Orcid: https://orcid.org/0000-0002-5906-9358
4
Department of Anthropology, Tulane University, New Orleans, Louisiana, USA,
Orcid: https://orcid.org/0000-0003-4046-5147
5
Department of Linguistics, University of Texas at Austin, Austin, Texas, USA, Orcid:
https://orcid.org/0000-0002-7429-7885
6
Coordenação de Ciências Humanas, Museu Paraense Emílio Goeldi, Belém, Pará,
Brazil, Orcid: https://orcid.org/0000-0003-1711-8235
7
Departamento de Genética, Instituto de Ciências Biológicas, Universidade Federal do
Amazonas, Manaus, Amazonas, Brazil, Orcid: https://orcid.org/0000-0002-3012-6355
8
Embrapa Amazônia Oriental, Belém, Pará, Brazil, Orcid: https://orcid.org/0000-00015889-9766
9
Departamento de Letras, Universidade Federal de Rondônia, Guajara-Mirim,
Rondônia, Brazil, Orcid: https://orcid.org/0000-0003-0784-3812
Keywords: Domestication; Origin of domestication; Theobroma grandiflorum;
Theobroma subincanum; Botany; Biogeography; Archaeology; Linguistics; History;
Genetics
Colli-Silva et al.1 recently proposed that cupuaçu (Theobroma grandiflorum)
was domesticated in northwestern Amazonia as a selection from its sister species, cupuí
(T. subincanum). This proposal ignores long-term research in taxonomy, botany,
biogeography, and genetics about Theobroma, including cupuaçu. Our review of the
research that was ignored and of Colli-Silva et al.’s results demonstrates that cupuaçu is
a valid species, as they now agree2, but cupuí may be paraphyletic, the distribution of
wild cupuaçu was not included in their samples so the origin of domestication continues
SciELO Preprints - This document is a preprint and its current status is available at: https://doi.org/10.1590/SciELOPreprints.8304
unknown, precolonial archaeology lacks remains that can be attributed to either species,
historical linguistics indicates that the term cupuaçu references the species’ wild
distribution and is a recent introduction in northwestern Amazonia, history suggests that
cupuaçu started to be domesticated during the last 100-200 years, and the genomics
results are not about the domestication of cupuaçu because it is a valid species and its
wild distribution was not sampled.
This cupuaçu proposal1 is based on a genomic analysis of the two species from
four localities that were poorly selected to identify the origin of domestication of
cupuaçu. Alphonse de Candolle3 observed that the origin of domestication is found
where the species is known to occur spontaneously, i.e., where humans did not plant it.
Wild populations of cupuaçu were reported, and can still be found today, in southern
and eastern Pará and northern Maranhão4, cited by1. De Candolle proposed that the
search for origins is a multidisciplinary task, with botany, archaeology, biogeography,
linguistics, and history contributing. In the early 20th century, Nikolai I. Vavilov5 added
genetics to the list of disciplines. It follows that when the genetic results are correct,
they will be supported by all other results. The Colli-Silva team includes botanists,
geneticists, and archaeologists, but the study still exhibits problems that escaped peer
review.
Curiously Colli-Silva et al. do not review previous work about domestication of
cupuaçu, nor the phylogeny of the Glossopetalum section of Theobroma that contains
their two species to provide context for readers and peer review. The review of the
Glossopetalum section is especially important as they proposed in 2023 that cupuaçu is
not a valid species; this is essential because domestication does not create new species,
except via polyploidization6, which is not the case for these diploid species4. In 2024,
they changed their opinion and now consider cupuaçu a valid species2. In this Matters
Arising, we introduce information that Colli-Silva et al. ignored (though cited in their
references), as well as new information to show why their proposal is wrong.
Systematic botany provides information about the limits of and relationships
among species. If cupuaçu was a domesticated form of cupuí, one would expect
differences primarily in fruit characteristics, which is the part used and thus subject to
human selection7. In Cuatrecasas’4 dichotomous key of Theobroma, the expectation
from Colli-Silva et al.’s proposal is that cupuaçu and cupuí would be distinguished
primarily by fruit characteristics. However, numerous vegetative characteristics also
distinguish cupuaçu from cupuí. The key suggests that cupuaçu is not derived from
cupuí and that both species are valid, as they now agree2.
There is no molecular phylogenetic analysis of Theobroma that significantly
questions Cuatrecasas’4 revision of the genus. Colli-Silva et al. cite four partial
analyses, but only Sousa-Silva and Figueira8 include the two species of interest here.
There is no indication that these species are not valid. Nonetheless, Colli-Silva et al.
state that “Cupuaçu’s closest relative is cupuí (T. subincanum), and in recent
phylogenies the two species have consistently emerged as sister-groups.” Such a
relationship is not supported by the cited references, three of which do not include both
species, but is now supported by the newest study from their group2. If it is a sister
species, as they now affirm, it cannot have arisen via domestication, which does not
create species6.
The Amazonian flora is under sampled9. The few phylogeographical analyses of
plant lineages in Amazonia suggest that some widespread 'species' contain independent
SciELO Preprints - This document is a preprint and its current status is available at: https://doi.org/10.1590/SciELOPreprints.8304
lineages with old divergences despite the lack of morphological differences. The
widespread Protium heptaphyllum contains 9 lineages with most divergences before
750,000 years ago10. Similarly, there is abundant "cryptic" variation within a
widespread Pagamea species complex of white-sand soils11. Cuatrecasas’4 subspecific
classification of cacao (T. cacao) followed earlier hypotheses with two varieties (criollo
and forastero), the latter with a pan-Amazonian distribution. Molecular analyses
revealed 10 distinct genetic groups in Amazonia, one of which gave rise to criollo12.
These studies reflect the poor knowledge about Amazonian species and the
limits of morphology for revealing diversity. Hence, one should not assume that
widespread Amazonian species like cupuí are well defined. The paraphyletic pattern of
cupuí in relation to cupuaçu in Colli-Silva et al.'s Fig. 2a suggests that cupuí is poorly
defined, not that cupuaçu was domesticated from cupuí.
Archaeobotany relies on plant remains to identify and date the species humans
used. Although Colli-Silva et al. affirm that “Our dating somewhat precedes earliest
archeological evidence for the use of cupuaçu that dates to the late Holocene (4200–500
yBP) and all known sites with archaeobotanical remains in the Middle-Upper Rio Negro
Basin,” there is no mention of cupuaçu remains in the citation. A recent review of the
archaeobotany of edible Amazonian plants13 found three reports of Theobroma, none
identified to species. In the many sites from the Carajás region (southern distribution of
wild cupuaçu) carbonized wild plants exist in hearths14, but no cupuaçu or cupuí.
Biogeography draws on multiple disciplines to guide the search for origins3.
Wild cupuaçu occurs from the eastern side of the middle Tapajós River in Pará state
eastwards to Pre-Amazonian Maranhão state4. Curiously, Colli-Silva et al. disregarded
this, although they cite4. Instead, they used this rationale: “2) they (sic: the collection
localities) encompass areas where T. grandiflorum is known to occur outside of
botanical gardens, agronomic institutes, or intentionally established plantations, which
would indicate potential cultivation on a larger scale” (Supplementary Methods). This
rationale cannot distinguish between wild and cultivated; cupuaçu is generally
cultivated in swiddens and home gardens, neither of which are classified as plantations,
as well as in small plantations.
Historical linguistics uses lexical terms to trace the origin of words for cultigens.
Terms for recently acquired plants cannot be reconstructed to an older protolanguage;
these emerge in daughter languages via borrowing or shared innovation15. If Colli-Silva
et al.’s proposal was valid, names for cupuaçu and cupuí would reconstruct in
protolanguages of northwestern Amazonia.
This region is home to many language families and branches thereof, including
Eastern Tukanoan, Naduhup (Makú), and Arawakan16. The diversification of these
groupings began less than 5,000 years ago17, hence are close to the window of
domestication proposed by Colli-Silva et al. Nheengatú, a colonial form of the coastal
Tupí-Guaraní language Tupinambá18, arrived during the colonial period. The terms
cupuí and cupuaçu are from Nheengatú (cupu + -í ‘small’ and -açu ‘large’), not from a
local language. Notably, terms for cupuaçu in languages of the Negro River region
cannot be reconstructed to any of the relevant protolanguages, while terms for cupuí
reconstruct.
Terms for cupuí and cupuaçu in the Tupí-Guaraní branch of Tupí offer an
intriguing comparison. The likely point of dispersal for this widespread branch was the
lower Xingu River basin in central Pará19, where wild cupuaçu occurs. While a form
SciELO Preprints - This document is a preprint and its current status is available at: https://doi.org/10.1590/SciELOPreprints.8304
*kupu (Ramirez, personal reconstruction) or *kɨpɨ (Balée, personal reconstruction) can
be reconstructed to Proto-Tupí-Guaraní, it is not specified for one or the other species
(cf. Nheengatú ‘little cupu’ and ‘big cupu’). Thus, historical linguistics suggests no
difference in time-depth between cupuí and cupuaçu for Tupí-Guaraní – consistent with
a scenario wherein both plants were familiar to speakers of the protolanguage.
The written history of Amazonia started in 1541-42 with Orellana’s voyage
down the Amazon River. The first mention of these species dates from the mid-18th
century; missionary João Daniel20 acclaimed their flavors, but observed that neither was
cultivated. In the 19th century, no European naturalists mention either species, although
astute observers Richard Spruce and Alfred Wallace spent considerable time on the
Negro River. Adolpho Ducke21 affirmed that cupuaçu was a pre-Columbian crop, but
that cultivated plants are little different from wild ones. These historic citations provide
conflicting observations: Ducke considered cupuaçu a crop; Daniel considered it wild;
and other competent observers didn’t notice it.
In the mid-20th century, the discipline of ethnobotany became important and
provides floristic inventories of Indigenous and traditional communities. A systematic
review of the ethnobotany of the Negro River22 found the first mention of cupuaçu in
1985 in Indigenous communities along the upper river23.
Genetics and now genomics are very popular methods for the study of
domestication24. When geneticists have access to an appropriate sample of living or
preserved plants, they can study the diversity and structure of populations, estimate
changes through time and propose areas that may be the origin of domestication, as
Colli-Silva et al. purported to do. These authors, however, used an inappropriate sample
of cupuaçu in their study, so their results are not about the domestication of cupuaçu.
Please see Supplementary Information for a full botanical, archaeological, biographical,
linguistic, historical, and genetic analysis.
Author contributions: Conceptualization, CRC; investigation, all authors; writing –
original draft, all authors; writing – revision and editing, CRC; all authors agree with
this manuscript and submission to Communications Earth & Environment.
Competing interests: Authors declare no competing interests.
References
1
Colli-Silva, M. et al. Domestication of the Amazonian fruit tree cupuaçu may
have stretched over the past 8000 years. Communications Earth & Environment
4, 401, doi:10.1038/s43247-023-01066-z (2023).
2
Bossa‐Castro, A. M. et al. A phylogenetic framework to study desirable traits in
the wild relatives of Theobroma cacao (Malvaceae). Journal of Systematics and
Evolution, doi:10.1111/jse.13045 (2024).
3
de Candolle, A. Origine des plantes cultivées. (Librairie Germer Baillière,
1883).
4
Cuatrecasas, J. Cacao and its allies. A taxonomic revision of the genus
Theobroma. Contributions to the US National Herbarium 35, 379-605 (1964).
5
Vavilov, N. I. in Origin and geography of cultivated plants (ed Nicolay
Ivanovich Vavilov) 421-442 (Cambridge University Press, 1992).
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Harlan, J. R. Crops & man. 2 edn, 284 (American Society of Agronomy & Crop
Science Society of America, 1992).
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Sousa Silva, C. R. & Figueira, A. Phylogenetic analysis of Theobroma
(Sterculiaceae) based on Kunitz-like trypsin inhibitor sequences. Plant
Systematics and Evolution 250, 93-104, doi:10.1007/s00606-004-0223-2 (2004).
Hopkins, M. J. G. Modelling the known and unknown plant biodiversity of the
Amazon Basin. Journal of Biogeography 34, 1400-1411, doi:10.1111/j.13652699.2007.01737.x (2007).
Damasco, G. et al. Revisiting the hyperdominance of Neotropical tree species
under a taxonomic, functional and evolutionary perspective. Scientific Reports
11, 9585, doi:10.1038/s41598-021-88417-y (2021).
Prata, E. M. B. et al. Towards integrative taxonomy in Neotropical botany:
disentangling the Pagamea guianensis species complex (Rubiaceae). Botanical
Journal of the Linnean Society 188, 213-231, doi:10.1093/botlinnean/boy051
(2018).
Motamayor, J. C. et al. Geographic and genetic population differentiation of the
Amazonian chocolate tree (Theobroma cacao L). PloS one 3, e3311,
doi:10.1371/journal.pone.0003311 (2008).
Cassino, M. F. et al. in Local food plants of Brazil (eds Michelle Cristine
Medeiros Jacob & Ulysses Paulino Albuquerque) 127-159 (Springer
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Santos, R. S., Coelho-Ferreira, M., Lima, P. G. & Magalhaes, M. P. Useful
plants and their relation to archaeological sites in the Serra de Carajás, Brazil.
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Epps, P. in The Routledge handbook of historical linguistics (eds Claire
Bowern & Bethwyn Evans) 579-597 (Routledge, 2015).
Epps, P. in Language dispersal, diversification, and contact - a global
perspective (eds Mily Crevels & Pieter Muysken) Ch. 16, 275-290 (Oxford
University Press, 2020).
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Moore, D. in Iberian imperialism and language evolution in Latin America (ed
Salikoko S. Mufwene) 108-142 (University of Chicago Press, 2014).
O’Hagan, Z., Chousou-Polydouri, N. & Michael, L. Phylogenetic classification
supports a Northeastern Amazonian Proto-Tupí-Guaraní homeland. LIAMES:
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doi:10.20396/liames.v19i0.8655791 (2019).
Daniel, J. Tesouro descoberto no máximo rio Amazonas. Vol. 1 (Contraponto,
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as espécies ou formas espontâneas que supostamente lhes teriam dado origem.
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SciELO Preprints - This document is a preprint and its current status is available at: https://doi.org/10.1590/SciELOPreprints.8304
Supplementary Information submitted to Communications Earth & Environment
Finding the origin of domestication of cupuaçu requires more than genomics.
Charles R. Clement1, Rafael Moysés Alves2, Alberto Vicentini3, William Balée4,
Patience L. Epps5, Marcos Pereira Magalhães6, Alessandro Alves-Pereira7, José Edmar
Urano de Carvalho2, Henri Ramirez8
1
Instituto Nacional de Pesquisas da Amazônia, Manaus, Amazonas, Brazil
Embrapa Amazônia Oriental, Belém, Pará, Brazil
3
Coordenação de Biodiversidade, Instituto Nacional de Pesquisas da Amazônia,
Manaus, Amazonas, Brazil
4
Department of Anthropology, Tulane University, New Orleans, Louisiana, USA
5
Department of Linguistics, University of Texas at Austin, Austin, Texas, USA
6
Coordenação de Ciências Humanas, Museu Paraense Emílio Goeldi, Belém, Pará,
Brazil
7
Departamento de Genética, Instituto de Ciências Biológicas, Universidade Federal do
Amazonas, Manaus, Amazonas, Brazil
8
Departamento de Letras, Universidade Federal de Rondônia, Guajara-Mirim,
Rondônia, Brazil
2
Colli-Silva et al. (2023) recently proposed that cupuaçu (Theobroma
grandiflorum) was domesticated in northwestern Amazonia as a selection from its sister
species, cupuí (T. subincanum). This proposal ignores a century of scholarship on the
taxonomy, botany, biogeography, and several decades of genetics about Theobroma and
cupuaçu, which the Colli-Silva team is familiar with. Our review of the scholarship that
was ignored and of Colli-Silva et al.’s results shows that cupuaçu is a valid species, as
they now agree (Bossa‐Castro et al. 2024), but cupuí may be paraphyletic, the
distribution of wild cupuaçu was not included in their sample so the origin of
domestication continues unknown, precolonial archaeology has no remains that can be
attributed to either species, linguistics suggests that cupuaçu is a name from its wild
distribution and a recent introduction in northwestern Amazonia, history suggests that
cupuaçu started to be domesticated during the last 100-200 years, and the genomics
results are not about the domestication of cupuaçu because cupuaçu is a valid species
and its wild distribution was not sampled.
The Colli-Silva et al. proposal is based on a genomic analysis of the two species
from four localities that were poorly selected to identify the origin of domestication of
cupuaçu. Alphonse de Candolle (1883) observed that the search for the origin of
domestication should start from where the species is known to occur spontaneously, i.e.,
where humans did not plant it. Wild populations of cupuaçu have been reported, and
can still be found today, in southern and eastern Pará (Cuatrecasas 1964), cited by ColliSilva et al. (2023). None of the localities used by Colli-Silva et al. for cupuaçu are in
this area, although one is close. In addition, de Candolle proposed that the search for
origins should be a multidisciplinary task, with botany, archaeology, biogeography,
linguistics, and history contributing. In the early 20th century, Nikolai I. Vavilov (1992)
added genetics to the list of disciplines. It follows that when the genetic results are
correct, they will be supported by all other results. The Colli-Silva team includes
SciELO Preprints - This document is a preprint and its current status is available at: https://doi.org/10.1590/SciELOPreprints.8304
botanists, geneticists, and archaeologists, but the study has significant inconsistencies
that escaped peer review.
Curiously Colli-Silva et al. do not review previous work about domestication of
cupuaçu, nor the phylogeny of the Glossopetalum section of Theobroma that contains
their target species, which would provide context for their study to guide readers and
peer review. The review of the Glossopetalum section is especially important as they
proposed in 2023 that cupuaçu is not a valid species; this is essential because
domestication does not create new species, except via polyploidization (Harlan 1992),
which is not the case for these diploid species (Cuatrecasas 1964). They do not explain
why cupuaçu is not valid, nor why they expected that cupuaçu was domesticated from
cupuí, rather than from wild populations of cupuaçu itself, which is the logic that de
Candolle (1883) highlighted. However, in their most recent study (Bossa‐Castro et al.
2024) they accept cupuaçu as a valid species. In this essay, we introduce information
that Colli-Silva et al. had access to and even cited the appropriate references, but did not
use, as well as new information to show why their proposal of an origin of
domestication of cupuaçu from cupuí in northwestern Amazonia is wrong.
Botany
Systematic botany provides information about the limits of and relationships
among species, originally based on morphology and other traits and now including
genetics. Cuatrecasas’ (1964) revision of the genus is currently accepted in general. As
was standard at that time, the revision is based on morphology and other botanical
characteristics. If cupuaçu was a domesticated form of cupuí, one would expect
differences primarily in fruit characteristics, which is the part used and thus subject to
human selection (Darwin 1859). These selected characteristics are the basis of the
domestication syndrome (Meyer et al. 2012). In a dichotomous key to differentiate
species, the expectation from Colli-Silva et al.’s proposal is that cupuaçu and cupuí
would be paired based on fruit characteristics and genetically correlated characteristics
of the domestication syndrome, but that the trees and leaves of cupuaçu and cupuí
would be indistinguishable. In fact, Colli-Silva et al. observe that “Morphologically,
cupuí is very similar to cupuaçu, but with smaller fruits and seeds and more pubescent
leaves.”
However, Cuatrecasas’ (1964) key to the Glossopetalum section highlights
numerous other differences besides the pubescent leaves, including flower size and
other flower characteristics, leaf texture and stipules, and other vegetative and
reproductive characteristics. Most of these vegetative and even reproductive
characteristics were not selected by humans, i.e., they are not part of the domestication
syndrome. The key suggests that cupuaçu and cupuí are clearly morphologically distinct
with some reproductive similarities and numerous vegetative differences, which is not
what is expected in a domestication syndrome. The Colli-Silva team now agrees that
cupuaçu is a valid species (Bossa‐Castro et al. 2024).
There is no molecular phylogenetic analysis of Theobroma that significantly
questions Cuatrecasa’s (1964) revision of the genus. Colli-Silva et al. cite four partial
analyses, but only Sousa-Silva and Figueira (2004) include the two species of interest
here, as well as the closely related cupurana. They used a sequence of the trypsin
inhibitor for their analysis, so they generated a single gene phylogeny that is highly
congruent with Cuatrecasas’ hypothesis for the phylogenetic relationships among
SciELO Preprints - This document is a preprint and its current status is available at: https://doi.org/10.1590/SciELOPreprints.8304
Theobroma species based on morphology. There is no indication in Sousa-Silva and
Figueira (2004) that any of these three closely related species are not valid. Nonetheless,
Colli-Silva et al. (2023) state that “Cupuaçu’s closest relative is cupuí (T. subincanum),
and in recent phylogenies the two species have consistently emerged as sister-groups.”,
but this relationship is not supported by any of the cited references, three of which do
not include both species. A newly published phylogeny from the Colli-Silva team used
five WRKY transcription factor loci and numerous morphological traits to analyze the
relations among 19 of the 23 Theobroma species and found the relation they reported in
2023 (Bossa‐Castro et al. 2024). If Colli-Silva et al.’s proposal that cupuaçu was
domesticated directly from cupuí was valid, the new phylogeny would group the species
together as a unit because the WRKY loci are highly conserved and unlikely to mutate
much in 200 or even 5000 years. Instead, they found that cupuaçu and cupuí are sister
species, with no indication that cupuassu is not valid. If it is a sister species, as they now
affirm, it cannot have arisen via domestication, which does not create species (Harlan
1992).
Addison and Tavares (1952), cited by Colli-Silva et al. (2023), used controlled
pollination and grafting compatibility to study the relationships among various
Theobroma species, including cupuaçu, cupuí and cupurana. Since domestication is a
recent phenomenon in the evolutionary histories of some plant species, domesticated
and wild populations cross-pollinate freely (Harlan 1992; Ellstrand 2003) and should be
fully graft compatible. When cupuaçu was the female parent and cupuí was the pollen
parent, fruit set from 317 hand pollinations was 12 %; the reciprocal pollination gave
fruit set of 22 % from 189 hand pollinations. Similarly, graft compatibility of cupuaçu
on cupuí was 85 % and the reciprocal was 35 %. Neither of these methods of testing
relationships suggest that cupuaçu is derived from cupuí.
The Amazonian flora is under sampled and poorly studied (Hopkins 2007), with
some estimates suggesting that over 60 % of tree species have yet to be described (ter
Steege et al. 2013). Most species have few samples in herbaria (Hopkins 2019), and
well-known species, like Amazonian fruits, tend to be poorly represented in collections
just because people know them. The few phylogeographical analyses of plant lineages
in Amazonia suggest that many widespread 'species' may contain independent lineages
with old divergences despite the lack of obvious morphological differences. The
widespread ‘hyperdominant’ species (sensu ter Steege et al. 2013) Protium
heptaphyllum, for example, contains 9 lineages after a large population and genomic
sampling, with most divergences before 750,000 years ago (Damasco et al. 2021).
Similarly, Prata et al. (2018) show abundant "cryptic" variation within a widespread
Pagamea species complex of white-sand soils. Cacao (T. cacao) has similar subspecific
variation, although not to the species level. Cuatrecasas’s (1964) subspecific
classification of cacao followed earlier hypotheses with two varieties – criollo and
foresteiro – the latter with a pan-amazonian distribution. Molecular analyses revealed 10
distinct genetic groups in Amazonia, one of which gave rise to criollo (Motamayor et al.
2008; Cornejo et al. 2018).
These studies reflect the current poor knowledge about Amazonian species, both
their sampling and their definitions, and the limitations of morphology for revealing
diversity. Therefore, one should not assume that Amazonian plant species are robustly
defined, and better definition of the phylogenetic context beforehand is an important
first step for population level analyses of any species, particularly widespread ones like
SciELO Preprints - This document is a preprint and its current status is available at: https://doi.org/10.1590/SciELOPreprints.8304
cupuí. The paraphyletic pattern of cupuí in relation to cupuaçu in Colli-Silva et al.'s Fig.
2a suggests that cupuí is currently poorly defined, not that cupuaçu was domesticated
from cupuí. Including other closely related species in their analysis, particularly
cupurana, might have permitted a better interpretation of the relations between cupuaçu
and cupuí.
Archaeology
Archaeobotany uses several types of plant remains conserved in archaeological
sites to identify and date the presence of species used by humans. Although Colli-Silva
et al. affirm that “Our dating somewhat precedes earliest archeological evidence for the
use of cupuaçu that dates to the late Holocene (4200–500 yBP) and all known sites with
archaeobotanical remains in the Middle-Upper Rio Negro Basin.”, there is no mention
of archaeological remains of cupuaçu in the citation given. A recent review of the
archaeobotany of edible Amazonian plants (Cassino et al. 2021) found three reports of
Theobroma, none identified to species. Maezumi et al. (2018) found archaeological
pollen of Theobroma at Lake Caranã but no phytoliths in nearby plots in the Tapajós
National Forest (just west of cupuaçu’s spontaneous distribution and where Colli-Silva
et al. collected both species), although cupuaçu and cupuí are present in modern
vegetation. The Theobroma pollen did not allow identification to species. Also,
Theobroma does not produce diagnostic phytoliths (Piperno and McMichael 2020). The
other two studies found carbonized pieces of Theobroma seeds but did not identify the
species. In the dozens of sites studied in the Carajás region (adjacent to the southern
part of the spontaneous distribution of cupuaçu), where modern inventories identify
cupuí but not cupuaçu in the forest, from the most recent (+/- 500 years before present
(BP)) to the oldest (+/- 11,000 BP) layers, mostly wild plant species were found
carbonized around fireplaces, with some incipiently domesticated species (not
dependent on humans), such as cashew (Anacardium occidentale) and açaí-do-pará
(Euterpe oleracea) (Magalhães et al. 2019; Santos et al. 2019), but no cupuaçu or
cupui. The scarcity of cupuaçu and cupuí remains may be explained by how they are
used: cupuí is generally used as a snack while walking along trails in the forest, while
cupuaçu is generally used to make a juice, especially when a sweetener is available.
Biogeography
De Candollle (1883) considered this discipline to be extremely important as it
integrates information from botany, archaeology, linguistics across geographic space. In
the case of cupuaçu, wild plants have been collected from the eastern side of the middle
Tapajós River in Pará state eastwards to the Tocantins River and further eastwards into
Pre-Amazonian Maranhão state (Ducke 1946; Cuatrecasas 1964); the map in
Cuatrecasas (1964) is quite clear. Curiously, Colli-Silva et al. did not use this
information to create their maps (Fig 1, Fig S1), even though they had the opportunity
to study the “conditions of collection” of each GBIF data point included in Fig S1,
which contains the collector’s description of the ecosystem where it was collected. This
information generally allows clear discrimination of cultivated versus wild, although
some botanists do not carefully discriminate between old second growth (i.e.,
successional swidden plots and abandoned home gardens) and mature forest. Rather
than use this information, Colli-Silva et al. used this rationale: “2) they (sic: the
collection localities) encompass areas where T. grandiflorum is known to occur outside
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of botanical gardens, agronomic institutes, or intentionally established plantations,
which would indicate potential cultivation on a larger scale” (Supplementary Methods).
This rationale cannot distinguish between wild and cultivated; cupuaçu is generally
cultivated in swiddens and home gardens, neither of which are classified as plantations,
as well as in generally small plantations. Since the 2023 article, the Colli-Silva team has
used remote sensing to analyze the distribution of cacao in Amazonia and found that
outside of its region of origin in western Amazonia it is almost always found in
cultivation or regrowth (Colli-Silva et al. 2024). If they had used the same methodology
with their cupuaçu collections, they would have found that cupuaçu in Amazonas and
Acre is in cultivation or regrowth.
In 1964, Cuatrecasas affirmed that cupuaçu is cultivated in eastern Amazonas
state, as far as Manaus. Colli-Silva et al.’s Balbina locality is just north of Manaus, in
the municipality of Presidente Figueiredo that specializes in cupuaçu production,
including plantations, swiddens and home gardens (there is a yearly cupuaçu festival
that elects a cupuaçu queen). Cuatrecasas’ affirmation does not agree with Ducke
(1946), however, who affirmed that cupuaçu is cultivated in all of Brazilian Amazonia,
although it is less common in western Amazonas state. Colli-Silva et al.’s São Gabriel
de Cachoeira is in northwestern Amazonas state and Xapuri (Acre) is immediately
adjacent to southwestern Amazonas state. Observe that Cuatrecasas and Ducke agree
that cupuaçu only occurs in cultivation in Amazonas and by extension Acre. Today
there are numerous plantations in Amazonas, especially in Presidente Figueiredo, and in
eastern Acre not far from Xapuri, and cupuaçu is an element in many swiddens and
home gardens across the region.
Colli-Silva et al. have one locality close to the western margin of the
spontaneous distribution in the lower Tapajós River, the Tapajós National Forest. This
National Forest displays 4500 years of intensive anthropogenic management (Maezumi
et al. 2018), so wild plants would be rarer there today than they might have been in the
early Holocene. The other three localities are far from the region where cupuaçu is
known to be wild, hence arrived by human dispersal sometime during the Holocene,
most probably during the Portuguese and Brazilian colonial periods (see History
below), as supported by Colli-Silva et al.’s stairway plot (Figure 2g).
Colli-Silva et al.’s Fig 2f suggests that the origin of cupuaçu is in northwestern
Amazonia. The evidence behind this figure is weak. The ancestral area reconstruction
(Sup Fig 6) has no probabilities associates with any ancestral area used, so they are all
likely, and estimation of ancestral states is extremely sensitive to sampling (number of
terminals, where Balbina is over-represented) and to the definition of geographical areas
(Holland et al. 2020). Thus, the reasoning that the "earliest diverging cupuaçu
specimens are found to be most closely related to cupuí samples from São Gabriel da
Cachoeira and Balbina, in the Middle-Upper Rio Negro Basin (...), suggesting that
initial domestication occurred somewhere around these localities" is probably a
sampling artifact due to their use of single specimens to represent monophyletic groups
in the phylogeny (Sup Fig 4; Supplementary Methods).
In the case of cupuí it is much more difficult to infer where the species
originated because it is hyperdominant (number 32 on the list in (ter Steege et al. 2013))
and widely distributed in Amazonia (Fig S1 in Colli-Silva et al. (2023)), and, as
discussed above, the species limits are not clear, i.e., how many lineages of cupuí exist
and their geographic distributions. The paraphyletic cupuí reported in Colli-Silva et al.’s
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Fig S2, does not necessarily indicate that there are many lineages of cupuí, as paraphyly
does not reject a good biological species (sensu Mayr) per se, but also does not reject
the hypothesis that the different lineages of cupuí are different species, or at least
lineages (a western and an eastern) that have been in isolation for some time.
Linguistics
Historical linguistics uses lexical terms (e.g., names for plants) to trace the
acquisition and identify the cultural relevance of the concepts they represent (i.e., the
plants). In general, terms for recently acquired concepts cannot be reconstructed to an
older protolanguage and generally emerged in the respective daughter languages via
borrowing or language-internal innovation (e.g., derivation using a pre-existing term as
the base form) (Epps 2015). When concepts do persist over time, the names that
designate them tend to be more stable for culturally salient referents than for non-salient
ones; accordingly, names for domesticates are replaced less quickly than names for wild
species (Berlin et al. 1973; Balée and Moore 1991).
Northwestern Amazonia is home to many languages, including the eastern
branch of the Tukanoan family and the Naduhup (Makú) family (Epps and Bolaños
2017; Cayón and Chacon 2022). Several branches of the Arawakan family (and possibly
the family as a whole) probably originated in northwestern Amazonia (Ramirez 2020:
vol 2., 15, 25). The diversification of each of these language families probably began
less than 5,000 years ago (Chacon 2013; Michael 2021), so they fall just outside the
5,000-8,000 BP window of domestication proposed by Colli-Silva et al. for cupuaçu.
Hence, terms for cupuaçu would probably reconstruct to the respective protolanguages
and should be the oldest in Amazonia. A much more recent arrival to the Negro River
was Nheengatú or Lingua Geral, a colonial form of the coastal Tupi-Guarani language
Tupinambá favored by Jesuit missionaries in the 17th-18th centuries. Nheengatú
continued to expand in the region through the 19th century and even into the 20th, acting
as a lingua franca within local economic networks (Moore 2014). The terms cupuí and
cupuaçu are themselves from Lingua Geral (cupu + -í ‘small’ and -açu ‘large’), not
from a local language.
Notably, terms for cupuaçu in languages of the Negro River region cannot be
reconstructed to any of the relevant protolanguages. They also show evidence of being
highly innovative, indicating that they are quite recent additions to these languages, via
either borrowing or language-internal innovation. In contrast, terms for cupuí are
considerably less innovative – the opposite of what we would expect if both plants were
of similar antiquity in the region, given the general tendency for relative stability among
terms for domesticates. In regional Arawakan languages, for example, cupuí terms show
evidence of similarity across related languages (e.g., Baniwa-Kurripako maawi-ɺʊ́-da,
Yukuna maʔawe-ɾé ‘cacau’, Piapoco mawi-ri ‘cacau’ and Tariana mawílo (Cuatrecasas
1964: 566; Aikhenvald et al. 2001: 105; Ramirez 2001: 202), and Ramirez (2020: vol.4,
55) reconstructs *maʔawe / *maʔawi (‘a kind of wild cocoa tree’) for the Proto-JapuraColombia branch of Arawakan. On the other hand, terms for cupuaçu are loans from
Nheengatú in Baniwa-Kurripako and Tariana (kopowaso, kupuasú (Aikhenvald et al.
2001: 104; Silva 2013: 91).
Similarly, in most of the eastern Tukanoan languages the forms for cupuaçu are
transparently derived from the cupuí terms in the respective languages, and most are
literally ‘big cupuí’ (e.g., Siriano babe kara paga (Cabalzar 2016: 118)). Evidence of
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dialectal variation in cupuaçu terms also suggests recent innovation; e.g., the Tuyuka
term recorded in Brazil is susu paka (‘big cacao/cupuí’ (Cabalzar 2016: 118)), while the
term recorded in Colombia is cocowasu (an apparent adaptation of a Nheengatú loan
(Barnes 2012: 103)). The Tukanoan cupuí terms themselves (Tukano wapê-kara,
Wanano pe-kara, Desano wabékará, Makuna abekara, Siriano babe kara (Ramirez
1997: 213; Cabalzar 2016: 122)) are etymologically complex but consistent and very
likely reconstruct to the protolanguage.
Turning to Naduhup (Makú), a small family with four members, terms for cupuí
in the closely related languages Hup and Yuhup are similar (bǝh-ʔuk, bo-ʔuk), while the
terms in Dâw and Nadëb are distinct (hûlʔ piʃ, jakaro) (Epps fieldnotes, Silva and Silva
(2012: 115)). Naduhup terms for cupuaçu are once again more diverse and more
innovative: Hup has a Nheengatú loan (kupuwasú), and both Yuhup and Nadëb have
derived complex terms meaning ‘big cupuí’ (bo-ʔuk pog, jakaro ɨb). (Dâw, on the other
hand, is unique among all the languages considered here in that the cupuí term is the
derived counterpart, ‘small cupuaçu’; this may be the outcome of a markedness shift).
In summary, terms for cupuí among Negro River languages are consistently
more uniform and more morphologically simplex, while terms for cupuaçu are almost
without exception more variable and more complex. The cupuaçu terms tend to be
either loanwords from Nheengatu or are transparently derived from the corresponding
cupuí terms, typically as ‘big cupuí’, which itself may well be a Nheengatú calque (i.e.,
a loan translation from cupu-açu ‘cupu-big’). These facts provide robust evidence that
the cupuí terms are older throughout the region, while the cupuaçu terms are recent
innovations – a scenario that is directly consistent with a recent introduction of cupuaçu,
likely associated with the same colonial presence that brought Nheengatú.
Terms for cupuí and cupuaçu in the Tupi-Guarani family offer an intriguing
comparison. The most likely point of dispersal for this widespread family was from the
lower Xingu River basin in central Pará (O’Hagan et al. 2019), where wild cupuaçu
occurs. Two possible forms can be reconstructed to Proto-Tupi-Guarani: *kupu(a)
(Ramirez, personal reconstruction); *kɨpɨ (Balée, personal reconstruction). Importantly,
neither is specified for one or the other species (cf. Nheengatú ‘little cupu’ and ‘big
cupu’; cf. also cupurana ‘false cupu’ for T. obovatum). Thus, historical linguistics does
not imply any difference in time-depth between cupuí and cupuaçu for the Tupi-Guarani
family – consistent with a scenario in which both plants were familiar to speakers of the
protolanguage.
History
The written history of Amazonia started in 1541 with the expedition of
Franscisco de Orellana from Quito, Ecuador, down the Napo, Solimões and Amazonas
Rivers and north into the Caribbean (Medina 1934). Neither cupuaçu nor cupuí were
mentioned. The first Portuguese colony was the Capitania de Maranhão e Grão Pará,
with its capital in São Luiz, Maranhão, just south of the eastern limits of the
spontaneous distribution of cupuaçu. In the 1600s, the missionaries Claude d’Abbeville
(1975) and Cristóvao de Lisboa (1967) inventoried the natural resources of the eastern
part of the colony; neither species was mentioned. In the mid-1700s, the missionary
João Daniel (2004) mentioned both species and was quite enthusiastic about their
flavors and aromas, but observed that neither was cultivated. At the end of the century,
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the first European naturalist, Alexandre Rodrigues Ferreira (2008), mentioned that both
are domesticated Indigenous fruits, but gave no details about quality, cultivation or
localities where he saw them. At nearly the same time, Lobo D’Almada (1861) only
observed cupuí along the Branco River, the main tributary of the Negro and commented
that it is not cultivated. In the 1800s, neither Avé-Lallemant (1980), Bates (1962), Spix
and Martius (2017), Spruce (2014), nor Wallace (2004) mention either species. Spruce
and Wallace spent considerable time on the Negro River. Agassiz & Agassiz (2000) did
mention cupuaçu, but with no details; they called it a type of wild cacao. The economic
botanist Adolpho Ducke (1946) affirmed that cupuaçu was a pre-Colombian crop, but
observed that the cultivated plants are little different from wild plants, except for stature
– they grow less in full sun than in the shade of the forest. These historic citations
provide conflicting observations: Ferreira and Ducke considered cupuaçu an Indigenous
crop, Daniel and Agassiz and Agassiz considered it to be wild, and other competent
observers didn’t notice it, even along the Negro River, where Colli-Silva et al. propose
that it was domesticated.
In the late 19th century references to cultivation appear and become more
numerous. In 1869, just south of Santarém, Para, the confederate immigrant from the
USA, Richard Hemington, reported that he had 30 trees of cupuaçu in his new orchard
(Guilhon 1987). Shortly thereafter, in 1886, José Veríssimo (2014) reported planted
cupuaçu in a home garden, probably in Óbidos, Para, northwest of Santarém.
In the mid-20th century, the discipline of ethnobotany became important and
provides floristic inventories of Indigenous and traditional communities. A systematic
review of the ethnobotany of the Negro River (Assis 2022) found the first mention of
cupuaçu in 1985 in Indigenous communities along the upper river (Ribeiro 1995).
However, by this time the agricultural extension service of the State of Amazonas was
actively distributing cupuaçu seedlings to Indigenous and traditional communities
across the state, including the Negro River, encouraged by Embrapa and INPA (e.g.,
Clement and Venturieri (1990), cited by Colli-Silva et al. (2023); Alves et al. (2014)).
As research in ethnobotany expanded in the 1990s and later, the number of citations
expanded rapidly, but this review suggests that cupuaçu is a recent arrival to the Negro
River.
Genetics
Genetics and now genomics are very popular methods for the study of
domestication, especially since it was discovered that DNA can be extracted from
archaeological remains (McMichael et al. 2023). When geneticists have access to an
appropriate sample of living or preserved plants, they can study the diversity and
structure of populations, estimate changes through time and propose areas that may be
the origin of domestication, as Colli-Silva et al. attempted.
In the late 20th century, the Brazilian Enterprise for Agricultural Research
(Embrapa) initiated a plant breeding program for cupuaçu (Souza et al. 2009; Alves et
al. 2014). The two principal Embrapa centers in Amazonia, Embrapa Eastern Amazonia
in Belém and Embrapa Western Amazonia in Manaus, created germplasm collections,
as did the National Research Institute for Amazonia (INPA, Manaus) and, curiously,
EletroNorte, the government holding company for generation and distribution of
electricity. By law, EletroNorte was obliged to support research institutions to collect
samples of biodiversity that would be destroyed when the Tucuruí Hydroelectric Dam
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was flooded in the late 1980s. Tucuruí is in the region where cupuaçu occurs
spontaneously and these wild plants were a priority. A few years later, INPA
researchers collected in pre-Amazonian Maranhão and adjacent eastern Pará, again
concentrating on wild cupuaçu. Shortly thereafter, Embrapa Eastern Amazonia
researchers collected wild cupuaçu in Nova Ipixuna, Pará, and included it in the
germplasm collection in Belém.
These three samples of wild cupuaçu were included in the first and only
relatively wide-ranging genetic analysis of cupuaçu (Alves et al. 2007), cited by ColliSilva et al. (2023). The Embrapa-led group used 21 nuclear microsatellites (simple
sequence repeats) transferred from cacao (Alves et al. 2006) that they had also used to
characterize cupuaçu’s mating system (Alves et al. 2003). In the mating system analysis
of the Nova Ipixuna wild cupuaçu, they found that cupuaçu is highly outbreeding, but
has some biparental inbreeding (Alves et al. 2003). This raised the question of the
extent of inbreeding in other populations, both spontaneous and cultivated, which was
one of the objectives of the 2007 study. In that study, Alves et al. (2007) used three
population samples (40 plants each) of wild cupuaçu (identified above), three groups of
cultivated cupuaçu from Amapá, central Pará (Belém to Santarém along the Amazon
River), and Amazonas (along the Amazon and Solimões Rivers), as well as from a
commercial plantation in Tomé-Açu, Pará (in the region of wild cupuaçu). They found
that the three populations of wild cupuaçu were highly divergent (θp = 0.301), both
among themselves and with the cultivated samples, and that Tomé-Açu grouped with
the wild samples, rather than the cultivated samples, suggesting that it is a recent local
selection. Compared to the wild cupuaçu, the cultivated groups were only slightly
divergent (θp not estimated), as found by Colli-Silva et al. As expected from the mating
system analysis, they found significant inbreeding in the wild populations (mean 0.192),
which suggests limited gene flow among these plants that are generally relatively rare in
the landscape (Cuatrecasas 1964; Alves et al. 2014). Alves et al. (2007) also concluded
that the cultivated cupuaçu in Amapá, Pará and Amazonas were not derived from any of
these three wild populations. Since no further analyses of wild and cultivated cupuaçu
have been done, the population(s) that gave origin to cultivated cupuaçu along the
Amazon River remain unknown.
What can Colli-Silva et al.’s analysis tell us about cupuaçu and cupuí? Taken at
face value, their phylogenetic analyses (Fig. 2a; Fig. S4) suggest that cupuí is at least
two lineages rather than a single monophyletic species, as discussed above. However,
cupuí from Balbina is paraphyletic, with three plants grouping with Acre and three with
Pará (Fig. 2a). In the Balbina-Acre group, Acre is derived from Balbina (Fig S4). In the
Balbina-Pará-São Gabriel group, São Gabriel is the sister of the Balbina-Pará group (Fig
S4), and there is no plant that groups with São Gabriel as in Fig. 2a. Because Balbina is
paraphyletic, its mean nucleotide diversity is higher than any other location in either
species (Table S3) and its genetic diversity is structured (Figs. 2c and 2d). It is not
surprising that cupuaçu in Balbina is paraphyletic given its importance in the local
economy, where different farmers might introduce seeds from different sources. The
same is not true for cupuí since there is no current market interest in the species.
These curious relationships may be because Colli-Silva et al. called their SNPs
from a published cacao genome, and cacao is quite distant from cupuaçu and cupuí in
the trypsin phylogeny (Sousa Silva and Figueira 2004) and the new WRKY phylogeny
(Bossa‐Castro et al. 2024), and Cuatrescasas (1964) considers it the most derived
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Theobroma. Using short-read sequences to identify SNPs has several technical
difficulties that may influence the data set obtained (Mastretta-Yanes et al. 2015).
Among these, using a reference genome from another species is known to introduce
biases towards regions that evolve slowly (Leigh et al. 2018) and may decrease the
probability of mapping alleles that are different from the reference genome (Pool et al.
2010). This might explain the low levels of nucleotide diversity observed by the authors
(Table S3), although SNPs are known to have lower mutation rates and lower withinlocus variation than SSR (Freeland et al. 2011).
In Fig 2a and Fig S4 cupuaçu is monophyletic, with three of the four localities
consistent in Fig 2a. Again, Balbina mixes with another locality, in this case São
Gabriel. However, in Fig S4 there is more mixture with Balbina dispersed in various
parts of the phylogeny. If cupuaçu was derived from cupuí in northwestern Amazonia,
as Colli-Silva et al. propose, one would expect a phylogeny that mixes some cupuí
plants with the cupuaçu plants from the same region, because the latter is derived from
the former. There is no such mixture in either figure.
Disappointingly, Colli-Silva et al. did not take the opportunity to date their
Bayesian phylogeny (Fig S4). However, phylogenetic divergence estimates between
cacao (the outgroup in Colli-Silva et al.’s Fig S4) and the Glossopetalum clade that
includes cupuí and cupuaçu have a mean value of 10.96 Ma and the crown node of
Glossopetalum+Andropetalum is about 4 Ma (Richardson et al. 2015). Although
Richardson et al.'s dating does not include cupuí, considering the phylogenetic position
and branch lengths in Fig. 4 of Sousa-Silva and Figueira (2004), the common ancestor
of cupuí and cupuaçu may be much older than 720,000 years ago, dramatically older
than the 8000 years estimated by Colli-Silva et al. in Fig 2g for the domestication of
cupuaçu from cupuí.
In Fig 2b, the haplotype network shows that all cupuaçu are minor variations on
a single theme, while cupuí appears to be two lineages with much more variation, as
discussed above. As in Fig 2a, Balbina is an anomaly as it is present on both sides of
cupuaçu. Nowhere do Colli-Silva et al. mention the Balbina anomalies.
In Fig 2c, there is remarkably little variation in any of the four groups in the
PCA, which is not surprising for cupuaçu, but is for the others. Disappointingly, ColliSilva et al. did not explore the structure of each of these four groups by isolating them
in individual analyses. Nonetheless, the distribution of genomic diversity in the PCA
space does not support the hypothesis that cupuaçu is derived directly from cupuí.
A Structure analysis has the potential to display admixture between a
domesticate and its putative wild ancestor, since the domesticated individuals should
display significant proportions of genetic diversity of the wild population from which
they were derived. At K = 3, the most likely number of groups, Colli-Silva et al. did
find one plant of cupuí with a signal of admixture (Fig 2d) and that plant is from Pará,
not Balbina or São Gabriel de Cachoeira, the putative origin of domestication in their
hypothesis. There is no admixture in cupuaçu, where it should be more abundant if it
were selected from cupuí. What K = 3 does suggest is that cupuí is paraphyletic, as
mentioned above and shown in Fig 2a, 2b and Fig S4.
Colli-Silva et al. suggest that the reduced genetic diversity (Table S3) and the
lower number of loci under selection associated with a greater mutation load (Fig. 2e) in
cupuaçu when compared to cupuí may be direct evidence of a domestication bottleneck
in cupuaçu. This is expected during domestication, whether from wild cupuaçu or cupuí.
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Additionally, the reduction of genetic diversity and increased mutation load may result
from post-domestication processes also (Allaby et al. 2019), such as dispersal (genetic
drift) and subsequent local selections. Furthermore, the tests for selection and
annotation recovery were based on the coding sequences of cacao, which assume
complete synteny across the three species’ genomes. Given the difficulties mentioned
above (Pool et al. 2010; Leigh et al. 2018) this assumption requires careful evaluation,
which Colli-Silva et al. do not provide.
The demographic history of cupuaçu (Fig 2g) suggests a remarkable loss of
nucleotide diversity between 8000 and 5000 years ago, conventionally called a
bottleneck, as well as a gradual and expected decline in the last 100-200 years of
dispersal (see History above). If cupuaçu was selected from cupuí, the period before
8000 years ago should represent cupuí, but this is not clear in Methods. If it does
represent cupuí and the authors then adopted cupuaçu nucleotide diversity, the 80005000 year ago loss may be an artifact of the poorly selected collecting localities that
combine domestication and a long history of dispersal. Assuming that the loss is real
requires an examination of domestication theory. Rindos (1984) suggested that
domestication starts in the landscape, i.e., humans select individual plants, protect and
tend them, and these then have greater probability of reproduction, with or without
humans dispersing them. This kind of domestication of plant populations in the
landscape has been reported for cupuí in the upper Negro River (Franco-Moraes et al.
2019) and eastern Pará and northeastern Maranhão (Balée 1994). Recently, Allaby and
colleagues (2022) restated Rindos’ proposal and suggested that one of the implications
is that genetic bottlenecks are less common than previously imagined (Allaby et al.
2019). Another of the implications is that human selection is only slightly stronger than
natural selection, especially at the beginning of the process (Allaby et al. 2015). This
kind of selection in the landscape is incompatible with the 8000-5000-year bottleneck.
If the loss in Fig 2g is real, a different type of domestication is necessary: vegetative
propagation. As Harlan (1992) pointed out, this is instant domestication, and the loss of
genetic variability is dramatic – all alleles not present in the cloned plant are excluded
from the domesticate. Although Amazonian Indigenous Peoples practiced vegetative
propagation with numerous crops, this was all via cuttings, such as with manioc
(Manihot esculenta) and other herbaceous annuals. There is no record of the use of
cuttings with woody perennials, such as cupuí and cupuaçu, nor is there a record of
grafting (Patiño 1963; Patiño 2002), which is common today with cupuaçu (Alves et al.
2014). Since the 8000-5000 BP loss of diversity cannot be attributed to domestication, it
may be due to the extinction of Pleistocene megafauna who dispersed Theobroma spp
before humans arrived (Guimaraes et al. 2008).
Conclusions
Our review of the available information about cupuaçu and cupuí suggests that
Colli-Silva et al.’s proposal that cupuaçu was domesticated from cupuí in northwestern
Amazonia is wrong. In terms of botany, there is no evidence in the literature before
Colli-Silva et al.’s publication that cupuaçu is not a valid species and these authors do
not provide such evidence. In fact, their new phylogeny shows that cupuaçu is valid.
They do show that there is a strong possibility that cupuí contains multiple lineages,
rather than being a monophyletic species. In terms of precolonial archaeology, there are
currently no macro or micro remains that have been attributed to cupuaçu or cupuí. In
SciELO Preprints - This document is a preprint and its current status is available at: https://doi.org/10.1590/SciELOPreprints.8304
terms of biogeography, ignoring the region where cupuaçu is spontaneous eliminated
the opportunity of finding the real origin of domestication of cupuaçu. In terms of
linguistics, words for cupuaçu in languages of the Negro River are consistently more
innovative than are terms for cupui, and the majority have a plausible source in the
Nheengatú term that would have accompanied cupuaçu’s arrival in the region in the
colonial period. In terms of history, although there are conflicting reports from the 18th
century, it appears that cupuaçu started to be domesticated during the last 100-200
years, not 8000-5000 years ago, and was dispersed into the Negro River basin in the last
100 years. In terms of genetics, the genomic analysis says nothing about the
domestication of cupuaçu from cupuí because cupuaçu is a valid species and the wild
distribution was not sampled, although is provides some information about cupuí, i.e., it
is not monophyletic.
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