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Senior Consultant :
Prof. Shobhita Jain, (Group of Adult Education, JNU)
Research Associate: Dr. Manasi Mishra, (Group of Adult Education, JNU)
Course Coordinators: Dr. Anita Dighe, (Former Director, Campus of Open Schooling, University
of Delhi, Delhi)
Dr. P R Goswami, Director, National Social Science Documentation
Centre, Indian Council of Social Science Research, New Delhi
Course Writers:
Dr. Anita Dighe
Dr. Ajay Kumar, (Associate Professor, Group of Adult Education, JNU,
New Delhi)
Dr. B K Sen, (Retired Scientist, Indian National Scientific Documentation
Centre, New Delhi)
Prof. Ila Patel, (Institute of Rural Management, Anand)
Ms. Indira Kaul, (Documentation Officer, National Social Science
Documentation Centre, New Delhi)
Dr. John A Joseph, (Vice President, Vintech Solutions, Chennai)
Dr. Mandakini Pant, (PRIA, New Delhi)
Ms. Malini Ghose, (Nirantar, New Delhi)
Prof. Pramila Aggarwal, (George Brown College, Toronto, Canada)
Dr. P.R. Goswami
Prof. Shobhita Jain
Prof. S. Ganguly, (Indian Institute of Management, Lucknow)
Prof. S.M. Dhawan, (Retired Scientist, National Physical Laboratory,
New Delhi)
Ms. Shalini Joshi, (Nirantar, New Delhi)
Dr. Tariq Ashraf, (Deputy Librarian, University of Delhi, Delhi)
Dr. Usha Reddi, (Former Director, Commonwealth Education Media
Centre for Asia, New Delhi)
Project Director:
Prof. S Y Shah, Director, Group of Adult Education, JNU
Cover design and layout by: Arvinder Chawla and Kamal Kumar
DOCUMENTATION
Participatory Adult Learning,
Documentation and Information Networking (PALDIN)
DOCUMENTATION, DISSEMINATION AND NETWORKING
Course 02
Group of Adult Education
School of Social Sciences
Jawaharlal Nehru University
New Delhi
i
DOCUMENTATION,
DISSEMINATION AND
NETWORKING
Please Note
It is important that the learner completes all activities mentioned in
PALDIN units because much of the learning content is incorporated in
‘learning by doing’ type of activity sections of each unit of a course. It
will not be useful to simply read the various sections of the unit and leave
out Reflection/ Activity. Interactivity through all such sections of each
unit is meant to give impetus to participatory learning whereby all learners
get also the opportunity to contribute to construction of knowledge content
of PALDIN units. In addition, learners’ feedback to each unit will go a long
way to help the revision of the course material.
Participatory approach to learning adopted in PALDIN courses brings home
the point that adult educators’ training is itself a demonstration of sound
adult learning practice. In other words, PALDIN learners need to take
participatory approach to their interaction with adult members of the
communities during their work situations.
Another point to note is that PALDIN courses and their activity exercises
stress in equal measure conceptual understanding of the field, practical
skills of participatory learning and not easily perceivable but equally
important personal qualities of empathy and rapport. While completing
activity exercises of PALDIN units, its learners will find plenty of occasions
to discover that adult learning is a social process and adult educators’
reflection on social reality influences how they perform their roles in work
situations.
ii
DOCUMENTATION
Contents
Preface
v
Acknowledgements
vii
Introduction to the Professional Development Program of
ix
Study in Participatory Adult Learning,
Documentation and Information Networking (PALDIN)
Introduction to Course 02
xiii
Documentation, Dissemination and Networking
Unit 1
Documentation
John A Joseph
1
Unit 2
Process Documentation
John A Joseph
13
Unit 3
Knowledge Management
B K Sen
27
Unit 4
Knowledge Management in a Library and an Adult Learning Setup
B K Sen
37
Unit 5
Basics of Information Dissemination
S M Dhawan
45
Unit 6
Information Dissemination Services
S M Dhawan
59
Unit 7
Networking
Indira Kaul
69
Unit 8
Computer Networks
S Ganguly
81
iii
DOCUMENTATION,
DISSEMINATION AND
NETWORKING
iv
Unit 9
Networking and Adult Learning
Shobhita Jain
95
Unit 10
ALADIN: Case study of a Network of Networks
Shobhita Jain
101
Unit 11
Standards for Information Management and Dissemination
P R Goswami
113
Unit 12
Managing Adult Learning Setup
S Ganguly
125
Unit 13
Communication Media, Systems and Strategy
S Ganguly
141
Unit 14
Organizational Behavior
T Ashraf
155
Unit 15
Dynamics of Working Together
T Ashraf
169
Unit 16
Managing a Library
S M Dhawan
181
Unit 17
Building Library Resources and Services
S M Dhawan
189
References and Further Reading
210
Preface
DOCUMENTATION
Notwithstanding
the expansion of Adult Education as a field of practice and a
discipline of study, very little attention has been paid to the professional development
of Adult Educators. Unlike School Education, which has in India a well designed
professional program of one year duration for the preparation of school teachers,
there is no such provision in the field of Adult Education. Hence, a large number of
organizations employ untrained personnel or those with minimum training. The
attempt to provide on the job training to the staff has been found to be limited in
scope. Several research studies have traced the ineffectiveness of Adult Education
programs to the poor quality of training of the program staff. Therefore the need
for building and strengthening the capacities through appropriate professional
development programs for adult educators has been repeatedly highlighted in
several forums of the UNESCO, especially Adult Learning Documentation and
Information Network (ALADIN) which has about two hundred members in fifty
countries.
A Country Study (2004) sponsored by the then UNESCO Institute for Education on
the Status of Adult Learning and Documentation Centers in India revealed that
most of the organizations in India were neither networked nor have the expertise
in documenting their activities or dissemination. The majority of the Staff members
working in these organizations expressed a desire to acquire relevant training.
This idea was seriously pursued by a group of five members, namely, Dr. Mohan
Kumar, Additional Director, Directorate of Adult Education, Government of India;
Dr. P. R. Goswami, Director, National Social Science Documentation Center, ICSSR;
Shri K. C. Choudhury, Chancellor, International Institute of Adult and Lifelong
Education; Dr. Madan Singh, Secretary, Indian Adult Education Association and Prof.
S. Y. Shah, Jawaharlal Nehru University, New Delhi, who formed ALADIN-INDIA.
They organized an International Workshop (2005) with the support of the National
Literacy Mission of Government Of India, Indian Council of Social Science Research,
International Institute of Adult and Lifelong Education and the UNESCO Institute of
Education. The participants at the Workshop discussed several issues related to
capacity building of the staff members and stressed the need for designing a short
duration program of study through open and distance learning mode. Accordingly,
the ALADIN-INDIA prepared a proposal. Consequent upon the funding support from
the University Grants Commission of India, the work was initiated at Jawaharlal
Nehru University. The project team began with a survey of the existing courses in
Adult Education and Information Management. Subsequently an International
Workshop (2006) was organized and a curriculum was framed and well-known
scholars were commissioned to prepare the course material.
The development of a professional programme for Adult Educators is a challenging
task not only because of the wide variety of jobs undertaken by them, but also the
varying expectations of the different types of organizations which employ them
viz., government agencies, NGOs, universities, libraries and information centers.
v
DOCUMENTATION,
DISSEMINATION AND
NETWORKING
It has been observed that in most of the adult learning organizations, especially in
small organizations, one person is expected to undertake various types of work,
such as project management, project documentation, information management,
networking and dissemination of information. While those who work in libraries
and information centers may have some knowledge and expertise related to
information organization and management, they often lack the knowledge and
skills required to plan, manage and document adult learning activities. In the same
way, most of the adult educators, while possessing relevant knowledge and skills
related to their area of work, may lack the expertise related to the classification
and cataloging of documents. Invariably, it has been observed that many adult
educators have very little idea of process documentation and how to manage
information. Although there are separate courses of 6-12 months duration either
in Information Management or in Adult Education, there is no comprehensive short
term professional program of study for adult educators, covering adult learning,
project documentation, information dissemination and networking.
The present learning package on Participatory Adult Learning, Documentation
and Information Networking (PALDIN) is an attempt in this direction.
S.Y. Shah
vi
DOCUMENTATION
Acknowledgements
T he
professional development program on Participatory Adult Learning,
Documentation and Information Networking (PALDIN) has been undertaken with
the active cooperation of several experts and financial support from a number of
organizations, namely, University Grants Commission of India, UNESCO Institute
for Lifelong Learning (UIL), Indian Council of Social Science Research (ICSSR),
National Literacy Mission (NLM) and International Institute of Adult and Lifelong
Education (IIALE). Of the several individuals who have shown great interest in this
project and encouraged it, I would like to record my gratitude to ALADIN Cocoordinator Ms. Lisa Krolak, Head of Documentation at UILL, Dr. R. K. Chauhan,
Additional Secretary of UGC, Dr. Bhaskar Chatterjee, the former Member Secretary
of ICSSR, Mr. Jagan Mathews, the former Director General of NLM and Mr. K. C.
Chaudhury, Chancellor of IIALE.
My sincere thanks are due to the two Course Coordinators, namely, Dr. Anita
Dighe, former Director, Campus of Open Learning, University of Delhi and Dr. P. R.
Goswami, Director, National Social Science Documentation Center, ICSSR, for ably
coordinating the course development and going through the manuscripts. I appreciate
the scholarly contributions of the following experts who wrote different units,
namely, Professors - Pramila Aggarwal (George Brown Community College, Toronto),
Ila Patel (Institute of Rural Management, Anand), Anita Dighe, Shobhita Jain
(JNU); Dr. Usha Reddi (Commonwealth Education Media Center of Asia), Dr.
Mandakini Pant (PRIA), Ms. Shalini Joshi and Malini Ghose (Nirantar), Dr Ajay Kumar
(JNU), Dr. P. R. Goswami, Dr. S. M. Dhawan, Dr. S. Ganguly (Indian Institute of
Management, Lucknow). Dr. B. K. Sen, Dr.Tariq Ashraf (University of Delhi).
Professor Shobhita Jain (Senior Consultant) deserves special thanks for helping me
in coordinating the project and shouldering the main responsibility of finalizing the
draft by meticulously going through the entire manuscript, copy editing, rewriting
certain portions, putting them in ODL format and checking again and again several
versions for errors. Dr. Manasi Mishra (Research Associate) provided excellent
academic support throughout the project. I would like to acknowledge the services
of Ms Arvinder Chawla and Mr Kamal kumar, who designed the book and its cover.
My heart-felt thanks are due to all the participants of the International Workshop,
held in March 2006 at the India International Center, New Delhi, for finalizing the
syllabi of the two courses of PALDIN. Annexure 1 on the next page gives the names
of the participants. Finally, I would like to acknowledge the support of the authorities
of Jawaharlal Nehru University for granting me permission to undertake this project
and providing all the facilities.
S.Y. Shah
vii
DOCUMENTATION,
DISSEMINATION AND
NETWORKING
Annexure 1
List of Participants
Mr William Evans, Advisor, Norwegian
Association for Adult Learning, Oslo
Prof Surendra Singh, Vice-Chancellor, Kashi
Vidyapeeth, Varanasi
Ms Sue Adams, Librarian, Coady International
Institute, St. Francis Xavier University,
Canada
Prof A. Sundararajan, Tirupati University,
Tirupati
Prof Gajendra Verma, Former Dean, Research
& Graduate Studies, School of Education, The
Manchester University, UK
Prof R.D. Pathak, Director, School of Social
& Economic Development, University of
South Pacific, Fiji
Dr Usha Mehta, Consultant, State
Department of Health, New York, USA
Prof Pramila Aggarwal, George Brown
College, Toronto, Cananda
Mr Sharad Babu Shrestha, Country Director,
READ, Kathmandu, Nepal
Ms. Saloni Singh, Didi Bahini, Kathmandu
Dr K. Gopinath Pillai, Director, Department
of Adult Education, University of Kerala
Prof N.V.R. Kapali, Head, Department of Adult
Education, University of Madras
Dr S.C. Jhansi, Assistant Director, SNDT
Women’s University, Mumbai
Prof Ashok Bhattacharya, Director,
Department of Continuing Education,
Jadavpur University, Kolkatta
Dr Poonam Dhawan, Director, Department of
Adult Education, Jammu University, Jammu
Dr Jyrwa, Director, Department of Adult
Education, North-East University, Shillong
Dr L. Raja, Assistant Director, Department
of Adult Education, Gandhigram University,
Madurai
Dr S.K. Kejariwal, Department of Adult
Education, Poona University, Pune
viii
Dr Usha Reddi, Director, Commonwealth
Education Media Centre for Asia, New Delhi
Dr R.K. Chauhan, Additional Secretary,
University Grants Commission, New Delhi
Dr H.K. Chauhan, Joint Director, University
Grants Commission, New Delhi
Dr S. Bhatnagar, Adult Education Bureau,
University Grants Commission, New Delhi
Dr P.R. Goswami, Director, National Social
Science Documentation Centre, ICSSR, ND
Prof. N.K. Ambasht, former Chairman, NIOS,
New Delhi
Dr A. Mathew, UNESCO, New Delhi
Dr Rajesh, Senior Lecturer, Department of
Adult Education, University of Delhi
Dr Asraf Ali Khan, Training Expert, Prerana,
New Delhi
Shri K.L. Sharma, Documentation Officer,
Indian Adult Education Association, New Delhi
Dr Shahazad Hussain, State Resource Centre,
Jamia Milia Islamia, New Delhi
Prof Anita Dighe, Former Director, COL,
University of Delhi, Delhi
Prof Tapas Majumdar, Former Dean, School
of Social Sciences, JNU
Ms Kalpana Kaushik, Programme Coordinator,
International Institute of Adult & Lifelong
Education, New Delhi
Dr Joseph Bara, Editor, Educational Research
& Record Unit, JNU
Dr Koganuramath, Chief Librarian, JNU
Dr Sansar Chand, Director, Department of
Distance Education, G.J. University, Hissar
Prof Shobhita Jain, Senior Consultant, Group
of Adult Education, JNU
Dr Madan Singh, Former Director, Literacy
House, Lucknow
Dr Manasi Mishra, Research Associate, Group
of Adult Education, JNU
Shri K.C. Choudhury, President, Indian Adult
Education Association, Mhow, Indore
Dr M.C. Paul, Associate Professor, Group of
Adult Education (GAE), JNU
Dr Yaswantsingh Rana, Department of Adult
Education, H.P. University, Shimla
Shri O.P. Swamy, GAE, JNU
Prof S.Y. Shah, Director, Group of Adult
Education, JNU
Introduction to the Professional Development
Program of Study in Participatory Adult
Learning, Documentation and Information
Networking (PALDIN)
DOCUMENTATION
Shobhita Jain
The
project team of PALDIN courses development extends a warm welcome to
PALDIN learners. This introduction to PALDIN, a professional development program
of study consisting of two courses, familiarizes you with its target group, aim and
objectives and provides a brief description of its courses and their relevance to your
profession. Next follows an account of the special features of the courses’ contents
that have been developed with the help of a wide range of academic resources.
Let us clarify at the outset that our attempt to build capacities of adult educators
and thereby value of their profession does not in any way refer to professionalism
that gives rise to exclusiveness, elitism and all too familiar gap between educators
and learners. PALDIN courses have been prepared in the spirit of discourse between
equals, with no sense of compulsion and encumbrance of examination and grading.
This is a self-transforming learning package, advancing belief in participation and
open dialogue. In our perception every adult is an adult educator as well as a learner.
Target Group
PALDIN courses will be of interest to the program staff of different types of adult
learning setup, namely, State Resource Centers (SRCs), University Departments of
Adult Education, Documentation Centers, and NGOs-run Centres. They will be able
to use PALDIN courses developed in open and distance learning format as per their
convenience of time and place.
Aim and Objectives of PALDIN
PALDIN is an innovative open learning program with the aim of capacity building of
adult educators.
Objectives of the program are to
Provide its learners a conceptual understanding of the various roles of
adult educator in the context of contemporary socio-economic life
that requires a continuous stream of lifelong learning for adults.
Offer the learners the ways to learn various skills pertaining to
documentation, dissemination and networking.
Give adult educators oppurtunities to apply what they learn in each
course so that they are both reflecting on their new learning and applying
the same in their day-to-day work situations.
Duration and Delivery of the Courses
As mentioned above the learning package on Participatory Adult Learning,
Documentation and Information Networking (PALDIN) comprises two courses, each
ix
DOCUMENTATION,
DISSEMINATION AND
NETWORKING
of which would notionally require a minimum of four hundred and eighty hours of
study and practical work. In terms of open and distance learning mode, you can
say that this much of workload completed will entitle you to earn sixteen credits of
an advance level learning. You work out the same in terms of months and visualize
the workload of 2 months @ 8 hours work each day or of 4 months @ 4 hours each
day or of 8 months @ 2 hours each day. This is only a notional scheme. You can, of
course, work two hours one day and four hours another day and take a break of
few days to resume the work later. As per availability of time you can complete the
courses at your own pace. You can study both simultaneously or one after the
other. The flexibility available to learners includes the facility of going through the
course material any time of day or night and at any place of your choice. If you
prefer to read the printed text, you opt to use the books. In case you like to read
it on you personal computer, you can use the single compact disc that contains the
entire course material.
Brief Description of the Two Courses of PALDIN
The two courses of PALDIN come to you in the form of two books. The book on
Participatory Adult and Lifelong Learning and Information and Communication
Technologies outlines the global, regional and national scenario on literacy and
discusses policy on adult and lifelong learning. Then it traces the philosophical roots
of current forms of adult learning and sensitizes its readers to the need of critically
looking at them for acquiring conceptual clarity. This leads to the concept of and
working with the community. Focusing on the processes of participatory learning
the book dwells at length on participatory training and evaluation. Finally, the book
provides very useful inputs on the role of information and communication technologies
in education and development and ends with their uses in literacy and lifelong
learning. For further details of the book see the introduction to the course.
The book on Documentation, Dissemination and Networking deals with the
processes of documentation and dissemination of information and then it elaborates
with the theme of networking for obtaining better linkages between those
documenting and disseminating information relating to adult learning. All this
culminates in knowing how to manage adult learning setup, including its libraryrelated resources. Communication and organizational behaviour are two pillars of
management strategies explained in detail so that adult educators may apply the
same to their work. Introduction to the course provides more details about the
various themes discussed in the book
PALDIN course material is now ready for pilot testing in the field. Feedback from
the first batch of its learners will be the basis of its final version that will go to the
larger community of adult educators.
The two courses will also be available in a compact disc (CD). Each book has a certain
number of units, which sensitize learners to critically approach the various themes and
sub-themes. The course material is designed to facilitate learners to increase efficiency
and effective functioning in their work situations because each unit of both courses
requires application of what has been learnt. Thus in a cumulative manner, step-bystep learners increase their skills to obtain better outputs in their professional work.
x
At all levels in your career, understanding your roles enables you to hold on to your
job, to succeed in getting further promotions and above all to effectively take part
in decision-making processes that exist in your profession. There is currently a
growing demand for professional adult educators to carry out lifelong learning
programs. The reason for such a demand is linked to the fact that the global
spread of industrializm coupled with information and communication technologies
has vastly expanded the scope of lifelong learning by all adults. Such programs of
study as PALDIN strive to upgrade knowledge and skills of adult educators and
thereby empower them to carry out their roles in an efficient and effective manner.
DOCUMENTATION
For pilot testing of the two courses, some select adult learning institutions will
accept to run them and the first batch of learners will basically study as well as
evaluate the course material.
Special Features of the Presentation of PALDIN Course Material
A reading of the special features of designing lay-out of the course material will
help PALDIN learners to devise their own strategies to go through the course content
according to their particular interests and choices.
Language and Style of Writing
PALDIN course material has been consciously prepared in gender-sensitive language,
that is, it addresses equally both women and men learners. Further throughout the
courses there is use of clear and simple language and captions appear to indicate
systematically numbered figures, tables, boxes and activities etc. Style of writing
reflects a learner-friendly conversational format that indicates a relationship of
equality between the learner and the developer of the course content. All efforts
have been made to avoid the use of words like ‘should’ or ‘must’ because such
words reflect a tendency of offering commands to learners.
Aide-memoir
Each unit comes to you with a clearly stated structure that informs in advance its
coverage and the order of discussion of each theme and sub-theme. Similarly
stating clearly the learning objectives prepares you to systematize your reading of
the contents in terms of outputs of your efforts. The learning objectives spell out
what you would achieve after reading the unit and completing all its activities. You
can use the learning objectives as study tools to review your preparation for problemsolving situations at work.
The introduction of each unit states the theme and elaborates how the theme
develops. It outlines the roadmap of your learning of a particular theme. The
introduction also links the particular theme with the unit that precedes and succeeds
the unit you are reading so that you keep a firm grip on how the subject matter
develops through various units. At the end of reading each unit, you are hopefully
ready to apply in practical life what you have learnt. This is the main objective of
PALDIN. So you are advised to take this part of learning seriously and systematically
if you wish to derive full advantage of this learning package.
Additional Information
In systematically numbered boxes, you will find additional information about concepts/
processes/ events mentioned in the text. Serial numbers of boxes pertain to the
unit they belong to. Similarly, illustrations, elaborating the points made in the text,
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DOCUMENTATION,
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have systematic numbers and captions. We have avoided the practice of inserting
footnotes to the main text. Our practice is to explain the term or concept when it
appears for the first time in the text.
All references to the works cited in the text of each unit appear in alphabetical
order at the end of the book. We have followed the Harvard system of referencing
both in the main body of the text and the list of references at the end of each
book of PALDIN. References include all the sources that developers of the units
have cited in the text. They include also the books suggested as Further Reading.
References help those learners who wish to explore further into a particular theme
or sub-theme discussed in PALDIN course material.
Experience-based Learning through Reflection and Activity Exercises
Through reflection and activity exercises, PALDIN units have incorporated the
constructivist principles of learning in the design of your learning environment.
Often formal classroom teaching is not embedded in learners’ everyday experiences
and this is why learning tasks do not carry much meaning and relevance for them.
Most learning is often confined to the sole aim of passing the examination and
obtaining a degree. Our aim in PALDIN is to make learning tasks embedded in adult
learning-based contexts and here the learner’s situation requires her/ him to possess
the knowledge and skills for solving day-to-day problems in adult learning setups.
The reflection and activity exercises encourage you to hold discussions with other
learners and thus experience the benefits of collaborative learning. These exercises
offer you the choices to identify issues of your interest and relevance. The focus is
on situations wherein you experience interaction through authentic tasks and thus
you go through the process of knowledge construction. In this approach the emphasis
is on how to learn, how to construct and rebuild new meaning that is more important
than the outcomes in terms of knowledge for its own sake. Our expectation is that
PALDIN learners would take this approach to learning to their field and apply it
while dealing with adult learners. We have endeavored to include a higher order of
thinking about one’s own thinking and problem-solving ways. You may call it a
process of reflexivity that has a strong potential for problem-solving. This approach
allows the scope for generating alternatives with more effective strategies. In a
nutshell, the whole process involved in reflection and activity exercises is to facilitate
PALDIN learners’ movement from their initial state of understanding to the abstract
levels of understanding. We take the so-called “mistakes” as steps in learning through
a natural and productive process. Our attempt is to build this dynamic process of
learning into the reflection and activity exercises of PALDIN units.
Evaluation Methodology
As per the above learning process, this learning package has a system of continuous
assessment of its learners’ performance. PALDIN learners need to complete all
exercises and the process of completing the exercises comprises the act of learning
by doing. Each PALDIN learners is to submit to the institution that runs PALDIN
courses a written proof of completing all exercises in a systematic and neat fashion
with clearly stated the learner’s name, date and place of the work, serial number of
the activity etc.
xii
Introduction to Course 02:
Documentation, Dissemination and Networking
DOCUMENTATION
Introduction to Course 02:
Documentation, Dissemination and Networking
P R Goswami
Need and Rationale
The processes of lifelong learning including the process of acquiring the skills of
literacy are all over the world taking place through a wide variety of adult learning
programs. Apart from certain specialized agencies, NGOs, social science institutions
and special wing of government departments; such as rural development, women
and child development, agriculture, health etc. also carry out such programs. The
centers of adult learning can be conveniently called as adult learning setups (ALSs).
In India, they are spread all over the country; a number of state agencies as well as
civil society organizations administer them.
The basic purpose of the ALS is to promote adult learning related activities; which
include entire body of organized educational processes that are involved in development
of capabilities, enrichment of knowledge, and improvement in technical or professional
skills of adults; or turn them in a new direction and bring about changes in their
attitudes or behaviors (UNESCO 1977). ALSs deals with art and science of helping
adults to learn (in contrast to pedagogy as the art and science of teaching children);
and the expectation is that all ALSs promote policy-driven and action-oriented
research and studies in adult learning. Training of adult educators and preparation
of learning material for neo-literates form an important part of their activities.
As a corollary to the above tasks, ALS is engaged in various information related
activities such as sharing of relevant information on adult learning, and making
accessible updated data and research papers on the subject. ALSs receive a large
number of print and non-print material in the form of monographs, research
reports, statistical compendia, pamphlets, posters as well as primers for adult
learners. However, mostly ALSs do not efficiently maintain these materials due to
the lack of skills in information management or documentation system among
those responsible for running them.
Target Group
The course is meant for the persons working in ALS in a supervisory capacity or
those responsible for running their resource centers. Often such persons do not
have a formal training in library science and/ or information management. These
adult educators are also expected to manage a small library in their setups. Course
02 of PALDIN would benefit such adult educators.
Objective
The general objective of the course is capacity building of adult learning
documentation and information services. The course includes the basics of library
and information science, documentation and networking in jargon-free and simple
language; elucidating various tools and techniques that you would use to carry out
these activities. The specific objective of the course is to upgrade managerial skills
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of those working in ALSs. Most significantly, the basics of human communication,
group dynamics and behavioral pattern in an organization and library management
have been included in the last six units of the course for the purpose of enabling
adult educators to run adult learning set up in an efficient an effective manner.
Course Design
Keeping in line with the aim and objectives of PALDIN, the Course 02 on
Documentation, Dissemination and Networking has been designed for the purpose
of imparting training on identification, acquisition, processing, storage, retrieval
and dissemination of various types of knowledge artifacts in an ALS. As the target
group of the course comprises mature professional adult educators, its design is in
an interactive and participatory learning mode. An interactive mode of learning
combines contents found in traditional books with active learning components
possible in an open learning environment. In fact, interactive learning process
provides an opportunity to expand, explore and capitalize on new ways to interact
with information. Participatory learning is a learner-centered model in which all
curricular, pedagogic and evaluative decisions are shaped by what we know about
the groups’ experience of learning. The model advocates the integration of learners’
experiences into the curriculum with an emphasis on the learners’ self-directed
control over the process of learning. Let us now take a look at the structure of
Course 02 and then go through content-brief of each unit of the course.
Thematic Structure
The Course 02 on Documentation, Dissemination and Networking has four subthemes, that is, Documentation, Information Dissemination, Networking and
Management of Adult Learning Setup. Seventeen units cover the entire subject
matter of these four sub-themes. Unit 1 and Unit 2 discuss the first sub-theme of
documentation, while Unit 3, Unit 4, Unit 5 and Unit 6 deal with the issue of
dissemination of the information documented. Unit 7, Unit 8, Unit 9 and Unit 10
concern the process of networking.
The contents of Unit 1 to Unit 10 provide us the nuts and bolts of activities that
take place in an adult learning setup. Unit 11 has a place of privilege in this course.
It provides the necessary ground for PALDIN learners to apply universally recognized
standards for managing an ALS. Without a certain measure of universally acceptable
standards of the activities of documentation and dissemination it is not possible to
achieve a sensible pattern of networking that would give mutual benefit to all in a
network. Unit 11 provides us very useful information on standards and enables
adult educators to follow a path that is recognized everywhere. In a sense Unit 1 to
Unit 11 arm adult educators with various skills to effectively manage an ALS.
Keeping in mind this particular responsibility of professional adult educators, the
last six units (Unit 12, 13, 14, 15, 16 and 17) of the course give in detail inputs on
communication skills, organizational behavior and library management for effectively
and efficiently managing adult learning setups.
xiv
Before proceeding to read each unit of the course, let us familiarize ourselves in
brief with the broad contents of the units and the expected outcomes of the
course.
Content Briefs
DOCUMENTATION
Unit 1: Documentation provides an insight into the term ‘document’ and assesses
the importance of documentation and discusses various aspects of its management,
relevance of evaluation in documentation, and documentation systems and services.
Unit 2: Process Documentation discusses the aims and objectives of the activity
of documenting all processes of developing an adult learning setup, methods and
tools used in it; such as process narration and flow charts. It also tells us how to
conduct process documentation.
Unit 3: Knowledge Management (KM) distinguishes between, data, information
and knowledge, and tells us how to manage them. It deals with various other facts
like, tacit knowledge, technologies in KM , and pre-requisites for KM; and major
challenges before this activity.
Unit 4: Knowledge Management in a Library and an Adult Education Setup
deals with the application part of this concept. It explains about how to create a
knowledge base in an organization like ALS and how information service can be
provided from this base.
Unit 5: Basics of Information Dissemination assesses the importance of this activity
and also tells how to customize information for dissemination. It elaborates various
preparatory measures for information dissemination such as searching indexed and
non-indexed sources, establishing information centers and creation of databases.
Unit 6: Information Dissemination Services deals with information search
strategies, retrieval performance, and various types of information services including
document delivery systems and services that are presently available.
Unit 7: Networking answers the question “What is meant by networking?” so that
besides documentation and its dissemination, an adult educator can improve the
facilities and services of the adult education setup by networking. The contents of
this unit help to understand the significance of networking for your profession.
Unit 8: Computer Networks is about electronics-based networking. It introduces
you in detail to computer networks. With the greater use of computers it has been
realized that the use of the computer can not be restricted to a particular place
and the concept of computer networks has become very popular among professional
adult educators.
Unit 9: Networking and Adult Learning provides insight into theoretical
understanding of the concept of networking and tells us about fundamental principles
of networking that is necessary for professional growth of adult edcators.
Unit 10: ALADIN: Case study of a Network of Networks provides a summary of
the aims, objectives and activities of Adult Learning Documentation and Information
Network (ALADIN) and presents it as a ‘case study’ of a successful network.
Unit 11: Standards for Information Management and Networking is about
performing adult educators’ tasks so that they match with the specified standards
used both nationally and internationally. For this purpose it is necessary that adult
educators are familiar with such standards relating to different procedures or
systems or practices at your workplace. In addition, Unit 10 explains about
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relatively ‘open standards’ as they are applied in the management of digitalized
information.
Unit 12: Managing Adult Learning Setup is about the various aspects of human
communication in the context of managing adult learning. Beginning with
explanations of the concept, forms and methods of communication, the unit talks
about the art of effective communication and oral and non-verbal communication.
As a professional adult educator, you will appreciate the value of learning about
communication process and the skills for effective communication.
Unit 13: Communication Media, Systems and Strategy elaborates that the
evolution of different means of communication technology has opened up a vast
potential for transforming sounds and gestures to produce speech, videos, films,
posters, theatre. With a plethora of tools and methods to use, the communicator
may find it difficult to choose an appropriate one. How is this choice to be made?
Unit 12 explains that the answer to this question depends on our understanding of
the impact of information technology on our everyday life.
Unit 14: Organizational Behavior discusses that managing an adult learning setup
involves some basic principles of organization that an adult educator has to keep in
mind and follow while performing various functions. For example, most types of
adult education setup have staff members who need to be trained, motivated,
satisfied and well-informed.
Unit 15: Dynamics of Working Together emphasizes that since adult learning
setup is mostly run on the principles of formal organization, it is paramount for
adult educators to have the knowledge of the proceses of team building, managing
organizational change and negotiations so that they are able to work together for
better running of various programs at adult learning setups.
Unit 16: Managing a Library explains the role of facilitating access to information
for learning. It discusses the procedure for managing library collection and services.
Unit 17: Building Library Resources and Services deals with library skills and
techniques for building library collection for access and retrieval.
Expected Outcomes
xvi
This course will enable the practitioners in the area of adult education
to manage their setups in a better way with a proper system of
information storage, retrieval and dissemination.
It will also help the ALS play two distinct roles, namely, to serve as a
local center of information and knowledge and to be local gateway to
national and global knowledge.
1
DOCUMENTATION
DOCUMENTATION
JOHN A JOSEPH
Structure
1.1 Introduction
1.2 What is a Document?
1.2.1 Understanding Documentation and its Importance
1.2.2 Documentation Management and its Cost
1.3 Evaluation as a Part of Documentation
1.3.1 Process Evaluation and Outcome Evaluation
1.3.2 External Evaluation
1.4 Documentation System and Services
1.4.1 Documenting an Event
1.4.2 Documenting Celebrations Organization
1.5 Conclusion
1.6 Apply What You Have Learnt
Learning Objectives
After going through Unit 1, it is expected that you would be able to
Describe the meaning, relevance and cost of documentation
Carry out evaluation of documented material
Plan and implement the exercise of documenting an event or a celebration.
1.1 Introduction
Most adult education setups (ALSs) carry
out important activities but due to lack
of their documentation, information and
experience generated from such programs
fail to reach others. Proper documentation
of events is essential for providing the
contemporary professionals and future
generations the opportunities to know,
learn, and benefit from the past knowledge
and experience. Unit 1 is about basics
and concepts pertaining to event
documentation. Documentation for events
involves
two-way
process
of
communication, and drawing upon all
actors together in building records of
events. Hence, the term documentation
in this Unit refers to the way an adult
educator would carry out documentation.
Please note that it does not here refer to
the conventional context of building
information systems for access and
retrieval.
All adult educators are expected to carry
out documentation work during their
career but have no exposure to learn what
is documentation and how does one
undertake process documentation. Unit
1 and Unit 2 deal with the two questions
and we hope that going through them
will help PALDIN learners to consider
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JOHN A JOSEPH
documentation a relevant and enjoyable
activity. It is enjoyable mainly because all
documentation involves a two way process
of communication that draws all actors
together in recording events that they
1.2 What is a Document ?
A “document” is a collection of data,
regardless of the medium on which it is
recorded, that generally has permanence
and can be read by humans or machines.
Documents include both paper and
electronic documents. A document is an
amount of information on one or more
related topics prepared for a specific
purpose and presented as a unit. A
document may be used in a printed
form, online form or a combination of
the two. Examples of documents
include: manuals, reports, proposals,
letters, faxes and emails.
Document, from Latin “documentum”
and “doceo” literally refers to “an
example meant to teach, both for giving
instructions and for warning purposes”
A document comes from “somewhere
and leads towards somewhere else”. It
is a support for decision making based
upon information coming from different
sources, which is meant to produce new
information to be reused.
Documentation users may be viewed as
information consumers, who may later
on produce further documents and
derivative information packages.
A documental unit is the end result of
information
assimilation
and
condensation processes and it is the
result of a whole set of selection and
transformation processes, which are
meant
to
make
information
presentation effective.
2
A documental unit may easily be indexed
and classified. By classification we mean
have been part of. Such a team work is
always an enjoyable activity because it
includes all educators and learners in a
common activity and makes them share
a common experience of documenting all
that they have performed together.
adopting the notation system of a
specific classification model covering a
whole range of documents.
1.2.1 Understanding Documentation
and its Importance
In general terms, documentation is any
communicable material (such as text,
video, audio, CD, DVD etc., or
combinations thereof) used to explain
some attributes of an object, system
or procedure. It is often used in today’s
information era to mean engineering
or software documentation, which is
usually paper books or computer
readable files (such as HTML pages) that
describe the structure and components,
or on the other hand, operation, of a
system/product. In adult education we
refer to documentation in the sense of
keeping a record of activities
undertaken by an adult education
organization/ project. The documented
material becomes a useful resource for
its creators as well as for others
interested in carrying out similar
activities.
Good documentation is crucial to a data
collection’s long-term vitality; without
it, the resource will not be suitable for
future use and its provenance will be
lost. Proper documentation contributes
substantially to a data collection’s
scholarly value. At a minimum,
documentation
should
provide
information about a data collection’s
contents, provenance and structure, and
the terms and conditions that apply to
its use. It needs to be sufficiently
detailed to allow the data creator to
use the resource in the future, when
the data creation process has started
to fade from memory. It also needs to
be comprehensive enough to enable
others to explore the resource fully, and
detailed enough to allow someone who
has not been involved in the data
creation process to understand the data
collection and the process by which it
was created.
Documentation amplifying processes,
such as reformulation, revision,
cataloguing and indexing, have proved
to be most useful to support learning
and information acquisition and
absorption. Documentation (from Latin
‘documentum’: to be taught) is the
output result of a whole set of packaging
and repackaging operations performed
ideally by individuals working
collaboratively in groups, within the
same organization structure. Daily
events, current interactions, occasional
conversations as well as planned
meetings establish the conditions for
information to flow through different
media and in many and various ways
and created the context for an accurate
understanding of the organizational
culture by en large.
Information may be coming in various
flows and waves, to be filtered,
categorized and organized as to be
accessible and reusable for different
purposes at different times. As soon as
some information is found to be of
relevance as to become stabilized and
be turned into a document, then the
need to store information in ways, which
is to be made fully transparent, becomes
a major issue. Information packaging
based upon both topic continuity and
context consistency is a most
fundamental process, upon which
accurate and timely decision-making
resides.
DOCUMENTATION
Availability and accessibility of packages
of information in document formats
needs to be supported by an enhanced
labelling system, which may help speed
up efficient retrieval. In other words,
each document or piece of document
will have to be labelled according to
qualitative reasoning upon the nature
of information.
Reshuffling scattered pieces of
information coming in textual forms and
formats, as to turn them into thoroughly
organized documentation packages,
according to a diversified set of needs
and priorities and depending upon
continuously changing scenarios, entails
a specific competence and cannot be
subject to arbitrary and occasional
decision making.
Documentation organised and built up
according to such view, does also
constitute a tremendously rich repository
for collective memories within an
organization and does create the
context for interpretation and
understanding of present and past
conditions.
The maintenance of comprehensive
documentation detailing the data
creation process and the steps taken
involves a significant but profitable
investment of time and resources. It is
more effective if documentation is
generated during, rather than after, a
project. Such an approach will result in
a better-quality data collection, as well
as better-quality documentation,
because the maintenance of proper
documentation demands consistency
and attention to detail. The process of
documenting
the
process
of
documentation of a project can also have
the benefit of helping to refine research
3
JOHN A JOSEPH
questions and it can be a vital aid to
communication in larger projects.
Through documentation we create and
provide evidence and we convey
information. Documentation is meant
to provide an interpretive infrastructure
to a whole organization. Referring to
the various definitions of the term
“documentation” provided by Webster’s
Dictionary, Third International Edition,
let us especially focus on the following
ones: “documentation is the provision
of footnotes, appendices or addenda
referring to or containing documentary
evidence in verification of facts or in
support of theory in a piece of writing”
and “the assembling, coding and
disseminating of recorded knowledge,
comprehensively treated as an integral
procedure
utilising
semantics,
psychological and mechanical aids,
techniques of reproduction for giving
documentary information maximum
accessibility and usability”.
Activity 1.1
Read the above paragraphs carefully and write on a separate sheet of paper answers to
the following simple questions.
1.
What are documentation amplifying processes?
2.
Who performs the packaging and repackaging operations of documentation?
3.
What establish the conditions for information to flow through different
media?
4.
Why should information storing be transparent?
5.
Why are topic continuity and context consistency major issues in information
packaging?
6.
Why is labeling system important in documentation?
7.
Why does reshuffling of documented material require special competence?
8.
How collective memories are important in documentation in an organization?
9.
Should documentation be generated during or after a project implementation?
10. Keeping in mind the dictionary meaning of documentation, what is, in your
opinion, the main concern of documentation in the field of adult education?
4
Good documentation is crucial to a data
collection’s long-term vitality; without
it, the resource will not be suitable for
future use and its provenance will be
lost. Proper documentation contributes
substantially to a data collection’s
scholarly value. At a minimum,
documentation
should
provide
information about a data collection’s
contents, provenance and structure, and
the terms and conditions that apply to
its use. It needs to be sufficiently
detailed to allow the data creator to
use the resource in the future, when
the data creation process has started
to fade from memory. It also needs to
be comprehensive enough to enable
others to explore the resource fully, and
detailed enough to allow someone who
has not been involved in the data
creation process to understand the data
collection and the process by which it
was created. For the range of
documentation related activities, see
Box 1.1.
Reflection
Are there more documentations related
activities than mentioned in Box 1.1? If
yes, then include those in your range of
documentation.
DOCUMENTATION
Box 1.1 Range of Document-related Activities
The range of documentation-related activities is
Document design and development on paper and/or online
Project management for documentation projects
Proofreading, editing and related document quality assurance activities
Indexing
Considerations on software tools for document development and publication.
1.2.2 Documentation Management
and its Cost
creation, as well as knowledge
classification and representation.
Documentation is defined as the process
or specialty of accumulating and
classifying documents and making them
available to others. Management is the
application of skill and care in the
manipulation, use, treatment or control
of things or persons, or in the conduct
of an enterprise, operation and so on.
Documentation management is bound
to accuracy, motivation and responsibility
shown by individuals involved in the
process of the document creation and
further development throughout a whole
set of transitional states. Lack of those
elements radically affects the way
information flows are perceived,
monitored and channelled within an
organizational structure. See Box 1.2
on lifecycle of documentation.
Beside and beyond information retrieval
and
knowledge
dissemination,
documentation management includes
knowledge discovery, capturing and
Box 1.2 Documentation Lifecycle
A sequence of tasks that comprise the process of developing and maintaining
documentation is called Documentation lifecycle. The term ‘lifecycle’ is used to indicate
that, as for living things, any human activity repeats after a period of time.
Documentation Cost
Documentation costs money so it must
be included in your event budget. How
much you actually spend depends on the
methods that you choose. If you want a
professional to document your event it
is a good idea to get a number of quotes
and be clear about what it is you want
documented. Remember to look for
ways of making it cheaper. (See box 1.3)
Box 1.3 Tips for Ways of Making Documentation Cost Effective
Here are a few tips for you to bring the cost of documentation down.
A local camera shop or photography student may be interested in photographing the
event. The camera shop could display some of the photos in the store and sell
copies to the community.
Local colleges or schools who have access to audiovisual equipment may wish to
video the event as part of a project or they may be willing to supply equipment.
If you do have to pay for documentation, look locally. A local professional will probably
do it a lot cheaper if there is a chance that they may get some free advertising for
their business.
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JOHN A JOSEPH
Activity 1.2
Describe the process of documentation that has existed in your workplace and discuss
how you can improve it. Explain as to what will be the benefit of the improvement
suggested by you?
1.3 Evaluation as a Part of Documentation
Evaluation
is an important aspect of
any event in your organization or
project because it allows you to reflect
on what has taken place and think about
future planning. It is important to
provide all those who participated with
an opportunity to comment on the event
once it is over. This will be a chance to
review the event, its highlights and its
shortcomings and should be an aid to
future planning.
of the event is to attract as many people
as possible then you would evaluate the
event in terms of numbers and audience
sizes. Hopefully your evaluation will
extend much further than only
quantitative judgments and consider the
range of experiences that the
community gained from the event. For
the most comprehensive evaluation use
a variety of both quantitative and
qualitative judgments.
Evaluation can provide a chance to make
a critical assessment of the event, to
state lessons learnt, to identify the
outcomes, to review the aims and
objectives, to identify problems and to
debrief the workers, participants and
the community.
Evaluation can be approached in a
number of ways but there are two main
approaches to evaluating a project.
Ideally as many people as are involved
in the event should be involved in the
evaluation. This will guarantee a more
realistic account of the event. It should
involve monitoring all the processes of
the event from the beginning to the
end. The task of monitoring particular
aspects of the event can be delegated
to committee members. For example,
the person, responsible for publicity, may
collect all press clippings. Coordinating
the evaluation may fall into the hands
of the event coordinator or to someone
from outside.
6
There are a number of ways in which
your event can be evaluated. These will
be influenced by your objectives and
actions. If, for example, the main aim
1.3.1 Process Evaluation and
Outcome Evaluation
This is a continual evaluation strategy
that occurs during the life of the project.
This type of evaluation needs to be built
in to the regular activities during the
lead-up to the event.
Outcome evaluation is an evaluation
strategy that occurs upon conclusion of
a project.There are advantages in
applying either or both of these
strategies. The method you choose will
affect the type of information you will
have at the end. Outcome evaluation is
perhaps the most common method and
usually takes the form of a general
meeting and/or report.
1.3.2 External Evaluation
Another way of evaluating is to get
someone not involved in your event to
do it. However if you adopt this method
it is crucial that the person is very
familiar with the aims and objectives
of your event. Provide them with a clear
brief so that they can analyse your event
in an appropriate way. They should
commence their evaluation before the
event starts and attend the event
day(s). A consultancy fee may be paid
to this person.
DOCUMENTATION
Activiy 1.3
Describe in terms of method (s) of evaluation if an event in your organization was ever
evaluated? If not, then describe if you have ever been an evaluator of any adult education
program. In case, you have not encountered either of the above two situations, then
construct an imaginary situation in which you are planning evaluation of your current
work and state what method of evaluation you will select and give reasons for selecting
the same.
1.4 Documentation System and Services
Today, the world is so much flooded with
documented knowledge that it requires
some system to be followed for locating
the exact information at a time when
it is actually required. This work involves
organization of information in such a
way as to make it available for a specific
purpose in a readily usable form and in
the shortest possible time. The nature
of such work varies in different types
of documentation centres and is
determined by the types and range of
the clientele it is designed to serve. Thus
the nature of documentation centres
serving a research institute, or an
industrial enterprise or a commercial
organization is entirely different both
in the type of documentary collection
as well as the range of services offered.
In an adult education set-up, it is
expected that adult educators carry out
documentation of every important event
starting from planning to initial survey
of target learners to sanction of a
project to implementation, its
evaluation, success and loopholes/
shortcomings to recommendation by
external evaluating agencies, meetings,
day-to-day activities, financial
expenditure, digital documentation of
successful activities, vocational skill
development programs, booklets/
magazines/ newsletters/ publications
developed internally and procured
externally, manpower and their training
and functions, etc. Being a multifaceted actor in the profession, an adult
educator has to perform the tasks
requiring knowledge of documentation.
Let us now look at two types of
documentation, namely, Documenting an
Event and Documenting Celebrations.
Please note that in Unit 2, you will read
about
two
more
types
of
documentation, namely, Documenting a
Digital
Event
and
Software
Documentation.
1.4.1 Documenting an Event
Documenting an event is useful for
Recording experiences that capture
the atmosphere and reflect the
experiences of the event.
Reusing when organizing your next
event.
Presenting to funding bodies of
sponsors who have assisted your
event.
7
JOHN A JOSEPH
Presenting to possible future funding
bodies or sponsors, or interested
parties evaluation and consideration
of the good and bad points of your
event.
Most of the recording for documentation
will be done on the day of the event.
However, it may be useful to document
some of the pre-event activities. See
Box 1.4 on the list of documents to be
recorded.
Box 1.4 Recording of Useful Documents
Using the following documents you can record what happens at the event.
Press clippings: Collect all press clippings from newspapers that have articles about
your event. There are services available that will do this for a charge.
Photographs and slides: Photographs are commonly used to document events because
they are fairly inexpensive, easy to organise and provide a good result. Slides are useful
for presentation to large groups of people.
Video taping/ digital recording: Video taping or digital recording is a great way to
document your event. A little more expensive but the extra animation and the inclusion
of sound provide much more realistic recording. It is a good idea to edit your video to a
short and concise five minutes if you want to use it for future presentations. A longer
tape is more interesting and useful to event participants and organisers.
Radio and TV recording: Record radio announcements, interviews and advertisements.
If your event is lucky enough to receive television coverage try to ensure it is recorded.
Many events have a main stage or area where there is entertainment, whether it is
music, comedy, dance or singing. The day’s activities can be tape recorded, then edited
and tidied up at a later date.
Sound recordings: Sometimes the proceedings of the event are recorded in a cassette
or CD. Speeches made and discussions held are recorded so that nothing of importance
is missed.
Surveys: Make a collection of comments from people who attend the event as well as
those involved with the event (such as participants and volunteers). These comments
can be gathered through written evaluations, letters of support or through tape recordings
on the day. A written evaluation form, if carefully constructed, is also an opportunity to
gather statistics about satisfaction levels at the event which can then be used for sponsor
reports, funding applications and so on.
You need to take the following steps
during the process of documenting an
event.
i) General Meeting
8
Hold a general meeting about two weeks
(no longer if possible) after the day of
the event. Invite all those involved in
the planning, implementation and
participation of the event, including
stakeholders,
performers,
key
organizers, sponsors, staff and key
community groups. The purpose of the
meeting will be to gather a collection of
views on the event as a whole. The form
this meeting takes is for the organisers
to decide. An informal tone is probably
best so that people feel confident and
relaxed about being involved in the
evaluation process. At this meeting the
committee members responsible for a
particular area can take notes for their
evaluation report.
Discussion of the event can be started
by getting everyone to comment on what
each participant thought went well or
could have been done better. Problems
that were faced should be discussed and
solutions suggested and implemented for
the future. All opinions and thoughts
should be recorded so that they can be
referred to when writing up the
evaluation report. Avoid backstabbing
and personal gripes during this process.
people’s responses
ii) Putting Together an Analysis
Report
After gathering people’s perspectives on
the event, it is a good idea to collect
the information and present it in the
form of a report. The report needs to
contain the following material.
1.4.2 Documenting Celebrations
DOCUMENTATION
collection of press clippings
photographs
financial statements
event
program
and
other
promotional/publicity material
future directions/commendations
for the future
Documentation is done to capture
important historical moments, to
increase awareness and interest in the
relationship between past and present
and to provide a model for future
celebrations. See Box 1.5 on what and
who to document.
aims and objectives
successful and unsuccessful aspects
of the event
Box 1.5 What and Who to
Document?
Box 1.5 What and Who to Document?
All aspects of the celebration should be documented such as:
Meetings - organizational and planning
Programs and Events
Newsletters and Publications
Planners
Committee Members
Sponsors
Participants
Audiences
Materials documenting celebrations do
generally include the following
documents.
Personal Journals
Published and Printed Materials
Photographs, Film and Videos
Correspondence
Oral Histories
Besides paying attention to materials for
documentation, you need to put emphasis
on where to place documentation and
remembering celebrations through
documentation. In addition you may also
like o know about “event historian” and
time capsule – important aspects of
documenting celebrations. Let us discuss
in brief each of the four points.
i) Where to Place the Documentation?
The materials documenting an
important celebration should be placed
in a permanent location or “repository”
where the records are kept secure,
organized and accessible. The
permanent location could be any of the
following places.
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JOHN A JOSEPH
The archives of the sponsoring
organization
A local historical society
With the local government historian
A public library local history collection
A local government records
repository
A college or university archive or
special collection
ii) Remembering and Documenting
Celebrations
Celebrations should be remembered and
documented.
The
depth
of
documentation will be different for
annual events and for special events
such as centennials.
Annual Celebrations: Annual
celebrations can be documented
with administrative records for the
event. There will probably be no
need for additional efforts.
Special Celebrations: Special
celebrations that involve a wide
variety of community members will
need to have specific documentation
efforts built in from the very
beginning.
iii) “Event Historian”
Someone should be designated “event
historian” to
Save all relevant materials.
Label and organize them is such a
way that they can be used.
See that they are placed in an
organized collection or repository
Well-documented celebrations will be
remembered much more vividly and
will remind sponsors and participants
of the successful event.
iv) Time Capsules
The creation of a time capsule is often
considered during the planning of a
celebration. Time capsules are fun, and
their appeal is understandable. But the
actuality is often disappointing. Most
time capsules are buried or placed in
cornerstones. When removed after 50
or 100 years, most materials placed in
them have deteriorated to the point to
where they can’t be handled or read.
An alternative is to place the time
capsule in an acid-free box in a
permanent location or repository that
has temperature and humidity controls.
The time capsule box could be sealed
for the desired time and opened at the
appointed hour. Because it would be
stored in a protected environment the
material would be in relatively good
condition when retrieved.
Activity 1.4
As an adult educator you may have across many events/ celebrations in the field of adult
education. Have you also observed/ participated in any of them? If yes, describe at least
one of them in terms of the details given in subsection 1.4.1 and sub-section 1.4.2.
1.5 Conclusion
Now that you have reached the end of
10
Unit 1 on ‘Documentation’, you have
gained the knowledge of the basics of
the term documentation to the
knowledge of what to document and the
different things/ events to document
and its importance in an adult education
set-up. Documentation, as we have
learnt in this unit, is not only the collection
of important data but also a systematic
arrangement of those data to
substantiate decision-making and support
diversified needs and priorities in the
context of an ever-changing scenario.
You have also read about documentation
management and its lifecycle.
Documentation need not be a costly
affair and you can discover ways of
making it cost-effective. Evaluation as
a part of document provides an
opportunity for assessment and
identifying problems and tightening
loose ends. The section on
documentation systems and services
gives a broader perspective on why, how
and what to document and the efficient
ways to carry out documentation in an
adult education set-up. As an adult
educator, you have a role to play in
shaping the future of literate persons
in a society. An effective and efficient
documentation system helps us in
achieving this goal.
DOCUMENTATION
1.6 Apply What You Have Learnt
As an adult educator you need to carry
out documentation work and Box 1.5
has already mentioned what and who
to document.
It is not enough to understand what and
who to document. You need some tips
about when and how to document and
for this purpose you may go through
Box 1.6.
Box 1.6 When and How to Document?
Begin with the first organizational or planning meeting. Continue until the celebration or
event is over.
One person should be designated to keep the materials together. As soon as possible
after taking the photographs or the videos, identify the date, event, people, and location.
Meeting minutes, clippings, programs and other papers should have dates.
Try to sort and organize materials for easy use while the celebration is in progress and so
the materials are in order for placement in a permanent collection.
Avoid storing the material in basements, attics or garages. Dampness and temperature
extremes will damage paper and photographs
When in doubt, DON’T throw it out!
Now you are ready to carry out a short
application-oriented exercise, dealing
with learning points of Unit 1. First,
describe the status of documentation
in the adult learning set up (ALS), that
is, your work place. Second, write in
brief about your plans to improve the
current status of documentation of your
ALS.
Tips for the adult educator for better
organisation of documentation
Each day, an hour prior to the time
of leaving your desk for the day,
organise your important materials in
a sequential way so as to keep a
record of the important happenings
of the day and how they are going
to affect the running of the AE
program. Write down the important
points.
Date-wise and event-wise arrange
and document materials
Never mix up materials pertaining
to different events, meetings,
celebrations, teaching-learning
process or vocational training inputs
in one single file
Always keep a ‘to do’ list handy and
11
JOHN A JOSEPH
do it priority-wise to eliminate any
confusion and last-minute rush
As far as possible finish each day’s
documentation process as soon as
the event/meetings/visits/skill
training programs, etc. are over to
ensure accurate and attentive data
to be documented
Now that you have studied the whole
unit, plan the documentation of your
adult education set-up based on the
following activities.
12
Collection of data to document
Assessing those data as per priority,
time and reference
Calculation of its cost and how to
make it cost-effective
Self-evaluation of data
Documentation
of
different
programs/events/meetings/
celebrations, etc.
Placement of documentation
Future plans and activities
PROCESS
2
PROCESS
DOCUMENTATION
DOCUMENTATION
JOHN A JOSEPH
Structure
2.1
2.2
2.3
2.4
2.5
2.6
2.7
2.8
2.9
Introduction
Aim and Importance of Process Documentation
Methods and Tools of Process Documentation
Process Narratives and Flow Charts
2.4.1 Risks and Controls
2.4.2 Proactive Process Management
How to Conduct Process Documentation
Software Documentation
Documenting a Digital Event
Conclusion
Apply What You Have Learnt
Learning Objectives
After going through Unit 2, it is expected that you would be able to
Describe the aims and objectives of process documentation
Discuss the different methods and tools of process documentation
Conduct documentation based on software
Document a digital event.
2.1 Introduction
The conceptualisation, evolution, growth
and implementation strategies for event
documentation differ from one
organization/ project to another. Each
project or agency has the potential to
provide deeper insight into the enigmatic
subject of social development, but
differently. Each case has something to
contribute to the learning process in the
field of adult education, as there is no
“blue print” approach. Hence,
understanding
the
process
documentation (PD) is of immense
relevance to strengthen the adult
education project implementation.
In adult education programs in India,
the information collected during the
evaluation provides insights in postfacto. On the other hand, process
documentation provides concurrent
insights, since evaluation is a real time
ongoing activity during the course of
the project. As such, information
collected during the course of process
documentation is of timely relevance.
Information collection on programs is
the key aspect of PD
PD in the context of social science
research is about finding occurrences of
similar events or deviations, causative
factors, etc in an ongoing manner. Hence,
it results in constant thinking, reflecting
and analysing the adult education
concepts and implementing strategies.
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JOHN A JOSEPH
In adult education projects, generally
there are not any hard and fast set of
rules, criteria or any one specific model.
Methods, models, criteria are situation
and context specific. Hence, PD in adult
education is a process of collection of
authentic data about recurring
phenomena on an ongoing basis to
provide insights into programs,
implementing
strategies
and
organization development mechanisms.
In this sense, PD of each organization
or project provides a different model.
PD is based on the learning approach.
Before undertaking bigger projects, it
is useful to apply PD on pilot scale to
gain clearer insight into policy
formulation and criteria for making
bigger projects. PD of another agency
on the similar project can used to gain
policy insights, etc. In PD, the key
players are managers, supervisors,
community leaders etc. The insights and
analyses of process begin during the
data collection process itself.
Hence, not only PD provides insights into
the programs and strategies but also
builds the organization capacities. PD
provides inter linkages between
different agencies, facts, systems, not
conventionally thought of in a
developmental model. PD also helps in
educating different members who join
the agency at different stages on the
mission and strategies and serves the
purpose of orientation and team
building.
Every social set-up, organization
operates under its own articulated
ideology, mission and perspectives. A
variety of processes take place during
the articulation and implementation. It
is very difficult to capture all processes
that undergo in a development
organization. PD is a tool, which helps
to collect data systematically on various
processes. PD is not an evaluation
strategy, or a post-facto exercise. It is
an exercise to gather all data for
continuous reflection and analysis and
re-examination of strategies for
strategic and operational framework.
The above discussion makes it clear that
knowledge and skills about process
documentation is a necessary item of
acquisition by professional adult
educators. Unit 2 is going to focus on
explaining what and why of process
documentation and what its relevance
is for running an adult education
program. Most importantly, it provides
the learners some key skills to begin
process documentation at their end.
2.2 The Aim and Importance of Process Documentation
Process documentation is a method of
concisely capturing and sharing critical
project concepts, plans and information
as they are developed, so that impacted
parties can share this information, make
informed decisions, and keep the
project moving forward without having
to revisit old discussions.
14
The basic aim of process documentation
(PD) is to learn from implementation
experience and in the light of this modify
the strategy and ultimately, policy of a
program, project or organization.
Documentation of processes helps in
creating systematic information to
articulate the intervention strategies and
develop the flow chart of a program.
This helps the project or organization to
find out more about the needed field
intervention methods, coordination,
management requirements, financial
management and human resource
development policies. Not only the project
conducting process documentation takes
benefit from this but also other similar
projects and agencies can use the
outcome as a model in their formulation
and implementation methods.
Most of the process-oriented
methodologies are meant to record
programs as they occur and feed the
information back to managers,
researchers and policy makers to help
them understand the working of the
project better.
However, there are several other
purposes, equally important, for which
processes are sought. They are used by
agencies undertaking new and complex
forms as part of expansion of programs,
which need understanding about
stakeholder participation. Such
information is often needed to validate
the approach/program and consequent
policy formation.
PROCESS
DOCUMENTATION
An important aspect of any process is
the documentation that accompanies it,
such as logging trouble calls, requesting
system changes, or executing disaster
recovery plans. Let us now discuss the
methods and tools of process
documentation.
2.3 Methods and Tools of Process Documentation
When we ask the average team member
in an adult education organization why
he or she has so much documentation, a
common answer is, “Because my
organization requires me to fill out the
templates.” If we ask about the usefulness
of such documentation, a typical reply is,
“I guess it will provide a trail of what has
happened so that management can study
my project later.” But almost no one ever
goes back and ploughs through “the
stack.” With purposes as unclear as these,
it is not surprising that people just “fill
out the templates.”
There are many methods and tools
available today to aid in capturing
information about how an organization
performs its day-to-day activities in
order to achieve desired efficiencies and
cost reductions. A common approach
integral to most methods is to develop
an end-to-end process flow (See Box 2.1
to understand what an end-to-end
process flow is.
Box 2.1 End-to-end Process Flow
An important question to be answered before starting is ‘What does end-to-end really
mean?’ For the head of an adult education organization it may mean viewing all its activities
from the time the organization has been set up until it has completed its plans. It may mean
only those processes initiated and developed by the organization. For a project head, it may
include all the activities of the project and may become a means to identify gaps and overlaps
to determine improvement opportunities. And yet another perspective is that of the Head or
key actors who want to use a process-centric approach to the the organization/ project rather
than the typical functional view and achieve a means to assess the impacts of strategic
decisions on the activities critical to their Organization.
Centralized support groups such as Information Technology (IT), in addition to their own
activities, are responsible for all automated processes used by modern
organizations. Therefore, IT may see end-to-end as referring to the execution of specific
software processes regardless of who uses them. For the purposes of this discussion, a
machine aided by technology performs the software process. It starts when a user
initiates a transaction, or triggers an event, and ends when the computer delivers a
response or result. An adult education program, on the other hand, is performed by a
human being and may or may not be enabled by one or more software processes.
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JOHN A JOSEPH
Methods for Documenting the Process
You may find some of the following
methods quite useful for documenting
the process in your adult education setup.
Use of existing documentary
material
Records
Structured interviews
Case studies
Reconstruction of events
Field diaries of project staff
Video and audio recordings
Newspaper clippings
Software development
Participant observation of users
None of the above methods is new
in itself in the social science
methodology, but what is new is the
use to which each method is put.
Let us now look at some more process
documentation techniques to achieve a
common understanding of a process.
2.4 Process Narratives and Flow Charts
Documenting an understanding of a
process, related controls, and key roles
and responsibilities can be achieved
through process narratives and flow
charts. Both of these documentation
techniques assist internal audit teams
and those responsible for the processes
to establish a common understanding
of a process.
Once the documents are confirmed as
accurate, they provide a baseline for
performing risk analysis, internal
controls testing, and implementing
process improvements as necessary.
Narrative and process flow tools allow
auditors to organise, describe, and
graphically depict the results of
Process Reviewed: -------------------
Reviewing policy and procedure
manuals;
Discussing the process with key
employees through inquiry;
Performing a process walk through
of sub-processes using samples, etc;
Considering key inputs and outputs
to a process;
Lines of responsibility for individual
employee and departmental roles.
The objective of process narratives and
flow diagrams is to generate an
accurate representation of how work is
actually performed. Audit teams are
then positioned to add value to
recommend improvements, evaluate
segregation of duties controls, and
identify key controls (see Figure 2.1).
Location:
-------------------
Process Management Rating: ------------ Sub-Process: -------------------
Figure 2.1: Audit Team’s Comments
16
2.4.1 Risks and Controls
Narratives and process flow maps (see
various part of Figure 2.2) are designed
to assist the analysis of processing risks
and related controls. Although these
documentation techniques do not test
the effectiveness of controls, they should
promote an agreed upon understanding
of how a process is performed, who
performs specific duties (roles and
responsibilities), and assertions about
control activities.
Key risks and controls can be mapped
on the process flow diagram to indicate
when, by whom, and how controls
mitigate risks.
Many organizations or IT companies
develop excellent processes but fail to
document them adequately. After an
initially successful implementation of the
process, many of these procedures go
unused due to lack of documentation,
particularly as new staff members who
are unfamiliar with the process attempt
to use it. Methodical process
management can identify bottlenecks
and inefficiencies that are invisible to
the organization and it can find room
for improvement even in well-refined
procedures.
Process Summary
A Does the process narrative summary have the preparer’s name?
PROCESS
DOCUMENTATION
Yes or No
B Does the process narrative summary have the approver’s name (where
applicable)?
C Is the process owner name evident on the process narrative summary?
D Are the relevant policies and procedures (P&P) noted on the summary?
E Are the P&P in the documentation folder or related application storage
facility? Where?
F Does the summary clearly indicate the financial statement accounts
impacted by the process?
G Does the summary indicate the related COSO assertion (where applicable)?
Figure 2.2a: Narratives and Process Flow Maps
Process Maps
Yes or No
A Is there a defined start symbol (either start or connector from another map)?
B Does the map have a legend that describes the various shapes in the map?
Is each shape in the map appropriate (e.g., database reference shows a
database shape)?
C Does each shape (process) describe ->
Who is performing the action?Note: Examples include: AP Clerk, Senior
Accountant, Controller, etc. This is particularly important when describing
authorization/approval controls.
Are only position titles (not names) utilized in the map?
What action are they performing [e.g., reconciling, posting, validating, etc]?
When are they performing the actions?
Where is the action being performed (could be externally, internally, systemic
application, database, etc., different dept, etc.)?
D How is the action being performed? Note: describe what is being utilized to
perform the action, for example, report name, database, etc.
E Do the maps indicate inputs, outputs for each activity?
F Is the input/output specifically identified (i.e., exact name of query or name of
report)?
17
JOHN A JOSEPH
G Have all FINANCIAL risks been identified? Note: What could go wrong for
each shape, keeping in mind a financial impact focus?
H Have all FINANCIAL controls been identified?Note: How do we prevent what
could go wrong such as a mitigating control?
I
Are there any estimates or assumptions in the process?
Is the methodology explained/documented in the narrative?
J Does the process end at the end of the map?
Yes - Is there a defined end symbol?
No - Is the next process connector on the map instead of an end
symbol?
K If process map is linked to/from another, have the terminology and common
activities been named the same between maps?
L Have risks been documented where the risk is occurring?
M Have controls been documented where they occur?Note: controls that
occur outside of the process (e.g., senior management operational review)
should be documented on the map.
Does every risk identified on the process map have an associated
description in the narrative?
N Does every risk identified on a process step have a control and vice versa?
Figure 2.2b: Narratives and Process Flow Maps
Information Technology
Yes or No
A Is the specific database referenced where process information exists?
B Does the narrative indicate which database?
C Have IT processes within each financial/operational process map been
identified?
D Has IT provided process and control information when computer applications
are involved?
Are all the applications used listed/represented?
E If the financial process is dependent on other IT processes (e.g., polling,
interfaces, etc.), have these IT processes been identified and linked to the
applicable IT map(s)?
F Has IT provided process and control information when computer applications
are involved?
G Do process flow maps or narratives cite specific application controls and
related individual users (position associated with access)?
Note: See the Controls Checklist below for coverage of basic IT control
attributes.
18
Figure 2.2c: Narratives and Process Flow Maps
PROCESS
DOCUMENTATION
Risk Checklist
A Is the risk defined adequately enough to explain what could go wrong - from
a financial reporting perspective only?
Yes or No
B Have all FINANCIAL risks been identified? Note: Think about what could go
wrong for each shape and focus on the financial impact.
C Does the risk identified collaborate with a COSO assertion?
D Does every risk have its own number?
E Does every risk link to at least one control?
F Does every risk statement contain the cause and effect?
Controls Checklist
Have all FINANCIAL controls been identified? - [How do we prevent what could Yes or No
go wrong?]
Are there any risks/controls that apply to the whole process?
Figure 2.2d: Narratives and Process Flow Maps
For Each Control
Does the control list who performed, when in the process/cycle, and how
executed?
I. If a restrict access control, does the control detail that the:
a. Access is relevant to job responsibilities.
b. Access is reviewed periodically for appropriateness.
c. Access is appropriately authorized.
II. If an exception report control, does the control detail:
a. What information is contained in the report?
b. Who reviews the report and how often?
c. What follow-up activities are performed for exceptions/errors detected?
d. How are file transfers reviewed for completeness and accuracy?
e. How often do file transfers occur?
f. What system generates the report?
III. If a management review/monitoring control, does the control detail:
a. How often are reports/results reviewed?
b. What is the purpose of the review?
c. Who performs?
d. Follow up procedures for discrepancies/unusual variances?
IV. If a segregation of duties control, does the control detail:
a. Which responsibilities are segregated?
b. How are duties segregated? (view / read-only)
c. Does an organization or department chart exist, and where is it located?
V. If an approval or authorization control, does the control detail:
a. Whether it is manually documented or system driven?
19
JOHN A JOSEPH
b. Who approves (what level of management?)
c. Existence of an established level of authorization?
VI. If a reconciliation control, does the control detail:
a. Who prepares and performs the reconciliation?
b. What is the purpose of the reconciliation?
c. Who reviews the reconciliation?
d. What is the evidence of the review? ( manager approval)
e. What reports are used and which systems generate the reports used?
f. How are differences investigated / resolved?
VII. If a document control, does the control detail that:
a. Documents are pre-numbered and system generated (e.g., sales orders,
invoices etc)
b. Documents are safeguarded (e.g., physical controls over checks,
contracts, manual journal entry logs, etc.)?
VIII. If a physical asset control, does the control detail:
a. How is the access to the asset and related record keeping appropriately
restricted and is it reviewed periodically?
b. What procedures ensure the accuracy of the related record keeping
(activity logs)?
IX. If a system based control, does the control detail:
a. All key fields for data entry must contain valid information (e.g.,
current date, established dollar range) in order for a record to be accepted.
b. Information is validated against a master table (e.g., customer number,
product number, vendor number, PO number).
c. Master tables are reviewed and updated regularly to ensure accuracy and
table data is safeguarded.
d. Duplicate postings/entries are not accepted.
e. Accounting period-end cut-off dates are enforced by the system.
f. System-based control overrides must be authorized.
Figure 2.2e: Narratives and Process Flow Maps
Additional Considerations
A Is the methodology explained / documented in the control descriptions for
formulas etc?
B Is the control frequency documented e.g., quarterly, monthly, weekly, daily,
multiple times daily?
C The control description adequately explains how it mitigates the risk?
D Is the control type (Preventive, Detective, Corrective) listed?
Is the control type listed accurate?
E Is the control owner listed?
F Are only position titles (not names) utilized in the RCM?
G Is the control technique (Systemic, Manual) listed?
20
Is the control technique listed accurate?
H Is the control level (Primary, Secondary, Tertiary) listed?
Is the control level listed accurate?
I
PROCESS
DOCUMENTATION
Is the COSO component identified?
Is the COSO component identified accurate?
J Has the preparer assessed the design effectiveness?
K Do you agree with the assessment of design effectiveness?
L Has the preparer documented any deficiencies (Control gaps) in the design
effectiveness?
Figure 2.2f: Narratives and Process Flow Maps
2.4.2 Proactive Process Management
Proactively managing the processes can
help an organization to achieve the
following benefits.
Eliminate flaws
Improve efficiency
Improve overall quality
Increase customer and employee
Reduce the time spent on specific
Very few techniques are available to
quantify the quality and value of Process
Documentation. See Box 2.2 for a list
of different approaches to understand
process documentation.
tasks
Decrease costs
Decrease resources associated with
any task
satisfaction.
Box 2.2 Different Approaches to Understand Process Documentation
There are quite a few different approaches to understand process documentation,
including
Field level activities
Meetings
Negotiations
Planning
Implementation of decisions
Resolutions of differences
Decision-making
Activity 2.1
Note the following steps to take in developing Process Documentation at your adult
education setup and describe its relevance for your activities as a professional adult
educator.
Develop an action plan to manage the creation of a policy and process documentation
system that effectively prescribes action and expedites efforts.
Design a documentation structure suited to your organization’s needs and its size.
Analyse the potential of process documentation versus training material.
Learn various ways to organize and express your organization’s goals or its
expectations.
Examine the merits of various structures and styles to compose/access both policy
and process documentation.
Discover the key criteria to keeping it simple.
21
JOHN A JOSEPH
2.5 How to Conduct Process Documentation
Although there are no well-defined
methods for conducting PD, some
methods can be spelled out in specific
context of agency needs. The key steps
are:
The program or agency needs to
articulate the purpose, scope and
limits of the PD exercise.
Expectations of both the agency
personnel and PD facilitator need to
be clarified and reach a common
understanding on the process of the
PD
At the outset it is important to
establish the focus and frame of
reference for PD in which the
expected outcome of PD needs to
be spelled out.
PD needs to result in analysis,
reflection, planning, diagnosis and
organizational ‘development’ and
also address the day-to-day needs of
the organization like preparation of
an organizational document on its
history and programs.
Having an organizational framework
in mind helps in the systematic
identification of processes. This
enables in identification of processes
that could begin from the results/
outcomes to leadership, policy
formulation, strategies and mission
or begin from mission and move onto
other areas of organizational
framework.
The key actors’ recalling or narrating
the experiences, events, happenings
and decisions form a large part of
data. Structuring these and putting
them in a proper perspective results
in process identification.
Analysis need to focus on both
desired and undesired processes but
also hint at the causes of processes
and patterns.
The PD process should be defined
within a particular time frame. The
temporal aspect provides clarity for
future use of data that has emerged
from the PD process.
PD essentially enables the
organization to build internal
mechanisms
for
continuous
reflection and analysis based o
authentic data. It is primarily used
for developing appropriate system,
structure, perspective and building
the institution.
PD essentially enables the
organization to build internal
mechanisms
for
continuous
reflection and analysis based on
authentic data. It is primarily used
for developing appropriate system,
structure, perspective and building
the institution.
After our long discussions of merits,
methods and tools of process
documentation, let us now complete
what we began in unit 1. While
discussing planning of documentaion
system and services in section 1.4 of
Unit 1, we had mentioned that in Unit
2 we will discuss two types of
documentation, namely, software
documentation and documenting a
digital event.
Activity 2.2
22
Read section 2.5 carefully and select some steps from the above list to carry out process
documentation at your adult education centre. Explain why the steps selected by you are
more appropriate for your adult learning setup.
PROCESS
DOCUMENTATION
2.6 Software Documentation
Software documentation is a form of
writing for both print and online media
that supports the efficient and effective
use of software in its intended
environment. Software documentation,
as many researchers have shown and as
technical writers and software
documents know from their work in the
business, contributes significantly to the
value of the software product. In this
sense the documentation contributes to
the user’s efficiency in the workplace
and thus has an important role to play
in modern business.
Over
its
evolution,
software
documentation has expanded to take on
the challenge of providing useful and
practical information products for users.
Whereas documentation once aimed to
satisfy the support needs of the
experienced user, documentation in the
2000s aims also to make software
useful. This means not just teaching
features but supporting workplace tasks
with step-by-step relevancy.
In changing from the goal of supporting
experts to guiding and teaching
beginning and intermediate users,
researcher looked to a number of
resource disciplines, including document
design, instructional psychology,
cognitive psychology, ergonomics and
human factors, and traditional rhetoric.
These explorations created a great
number of design innovations that,
coupled with technological advances in
page design and functionality, have given
us the exciting world of single-sourced
documents (online documents with
dynamically generated content and
adaptive interfaces) and embedded help
files (documents that present
information at the point of need through
features of the software interface).
But of all the innovations that span from
the rapid rise of computer and software
technology during the1920s and 1990s,
task orientation has provided the most
dependable and useful tool for manual
design. Task orientation, as an
organizing principle in manuals and online
help and as a goal in their design and
writing informs the modern day
approach.
Task orientation is an approach to
software documentation that presents
information in chronological order based
on the user’s workplace sequence. Task
orientation encourages the successful
application of software to workplace
objectives. Other terms used for task
orientation include how-to, step-bystep, procedures, walkthroughs, and
tutorials.
This
approach
to
documentation is shown in a variety of
print and online forms: tutorials,
“getting started” booklets, instruction
steps, job performance aids, and online
help procedures.
A good document should encourage users
to learn the program (proficiency) and
encourage users to apply the program
to problems in the workplace
(efficiency). A number of things
determine the success of software
documentation. Put another way, you
can easily find a number of ways to mess
up a documentation project. The
overriding principle is: Make the
software usable. A manual that does this
adapts the software to the user’s job,
rather than making the user adapt to
the software.
Software users often need both how-so
and how-to information while working
with a program.
23
JOHN A JOSEPH
2.7 Documenting a Digital Event
As the morning of 11 September 2001
unfolded, the media looked at history
to provide a sensible reference point for
the shocking events it presented to the
public. In the heat of the moment, it
became all too common to compare the
attacks of 11 September 2001 with the
attack on Pearl Harbor of 7 December
1941. So successful was this comparison
that now, more than a year later, it
remains commonplace in both media
and popular circles.
24
concerted effort by historians and
archivists, these fragile materials will
surely be lost - even at the touch of a
delete key. The September 11 Digital
Archive is working to prevent that loss.
The comparison has, however, come
under some scrutiny by the historical
community. Among other things,
historians point out differences in the
nature of the targeted communities,
public response to the events, the
relationship between attacker and
attacked, and in the broader cultural
and geopolitical circumstances in which
the two events were situated. Yet even
putting substantive debates aside, it
must be admitted that from the
historian’s perspective there are
important practical differences between
Pearl Harbor and 9/11 - differences that
speak to the nature of sources.
Organized by the American Social History
Project at the City University of New
York and the Centre for History and New
Media at George Mason University with
funding by a major grant from the Alfred
P. Sloan Foundation, the September 11
Digital Archive uses electronic media to
collect, preserve, and present the history
of the 11 September 2001 attacks and
the public responses to them. In
particular, the archive works to collect
stories, e-mails, digital images and
other “born-digital” materials relating
to the attacks of September 11.
Additionally, the archive organizes and
annotates the most important webbased September 11 resources and
develops
online
materials
to
contextualize and teach about the
events. The archive is quickly becoming
the premier resting place for the vast
digital record precipitated by
September 11.
The historical record of 1941 consists
almost entirely of paper - government
reports,
letters
from
home,
photographic prints and newspaper
headlines. Not so in 2001 - September
11 was not only the first major event
of the twenty-first century, it was also
the first major event of the Internet
age. For the first time, people
experienced a major historical event as
it unfolded on their computers - both
at work and in classrooms. Much of the
record of 11 September 2001 sits on
our hard drives and servers - in
documents, e-mails, voice mails, digital
images, and web sites. Without a
Launched on 11 March 2002, the
archive’s first year has seen remarkable
success. Over 25,000 e-mails, 10,000
first hand stories and 5,000 digital
images have been preserved and
permanently archived. A wide-ranging
series of partnerships has been formed
with other institutions, including the
Museum of the City of New York,
National Public Radio’s Sonic Memorial,
and the Library of Congress. The archive
is especially pleased to have been
selected as the Smithsonian Institution’s
designated repository for digital
materials relating to September 11 and
its special exhibition, “Bearing Witness
September 11 Digital Archive apart from
other historical repositories is the large
number of spontaneous grassroots
contributions, personal stories of
September 11, and pieces of digital
artwork. Unlike traditional “brick and
mortar” archives, there are no physical
limits to the size of the September 11
Digital Archive’s collection. If it needs
to be expanded, more disk space is
added. This means that no digital object
is too trivial for the archive to accept.
Another thing that sets the archive’s
collections apart is the large number of
e-mail and instant messages that were
written during the moments of the
attacks. For instance, the archive
contains a series of Blackberry wireless
e-mail messages written by people
escaping the World Trade Center. Of
course, the substance of these e-mails
is moving and fascinating and not in
itself very different from the substance
of, say, letters written by U.S. service
people at Pearl Harbor. What is very
different about these communications
is their media. Unlike Pearl Harbor and
other earlier events, witnesses to
September 11 connected to the news
and to each other in real time. In these
exchanges we see the events as they
unfolded and the immediate responses
of those involved.
PROCESS
DOCUMENTATION
Through continuing efforts to collect the
digital record of September 11, the
archive will insure that future historians
do not fail to understand all experiences
of that monumental day.
Activity 2.3
Select two digital events pertaining to India and compare their process documentation
along the lines attempted in section 2.7.
2.8 Conclusion
After reading the unit, you have learnt
how Process Documentation (PD) is an
important part of documentation, which
not only provides insights into the
programs and strategies, but also builds
the capacities of the organization. It is
equally useful in an adult learning setup, where you can develop systematic
process documentation by following the
different methods and tools mentioned
in Unit 2. As an adult educator, you need
to understand a process, its key roles
and responsibilities. Through process
documentation, you can create a
database of implementing strategies
used at different phases of an adult
education program, its salient features,
goals, etc., budgetary provisions,
important events and internal
inventories during the process of
implementation. It can reduce the
dropout rate and back-log tendencies
existing in any adult education set-up
as it would provide an insight to future
adult educators and would be a
substantive measure to reduce flaws and
improve quality, efficiency and learner’s
satisfaction. Similarly, as an adult
educator, you will document and create
a list of important e-mails to send
instant messages. You can also develop
success stories of adult learners to
provide incentive to other learners. But,
it is also important for you to carry out
a continuous process of documentation
for analysing the program and its
achievements. In case of transfer or
some other causes, if an adult educator
25
JOHN A JOSEPH
has to change duty then the new person
in-charge will not face difficulty in
assessing the activities and the
teaching-learning process at the ALS will
not be affected if you have carried out
the process documentation in an
efficient manner.
2.9 Apply What You Have Learnt
Imagine that a new colleague has joined
your adult learning setup (ALS) and you
need to handover the responsibility of
process documentation to this person.
For explaining her/his tasks, you
prepare a long note so that the new
person can refer to it while in doubt.
Prepare this note in the context of your
ALS and try to incorporate the following
points.
Aim and Importance of Process
Documentation
Methods and Tools of Process
Documentation
26
Process Narratives and Flow Charts
Risks and Controls
Proactive Process Management
How
to
Conduct
Process
Documentation
Software Documentation
Documenting a Digital Event
Applying what you have learnt in this
Unit about Process Documentation
prepare
a
note
on
process
documentation of your ALS and critically
examine how to carry out the
documentation on a day-to-day basis.
3
KNOWLEDGE
MANAGEMENT
KNOWLEDGE MANAGEMENT
B K SEN
Structure
3.1 Introduction
3.2 Data, Information and Knowledge
3.2.1 Data
3.2.2 Information
3.2.3 Knowledge
3.3 Management of Data, Information and Knowledge
3.4 Tacit knowledge
3.5 Technologies for Knowledge Management
3.6 Prerequisites for Knowledge Management
3.6.1 Sharing of Expertise
3.6.2 Knowledge Mapping
3.6.3 Knowledge Workers
3.6.4 Value Creation
3.7 Major Challenges of Knowledge Management
3.3.1 Lack of Sharing of Expertise
3.3.2 Attaining Expertise
3.3.3 Handling of Tacit Knowledg
3.3.4 Legal Issues
3.8 Conclusion
3.9 Apply What You Have Learnt
Learning Objectives
It is expected that after going through Unit 3 you will be able to
Understand the concept of knowledge management
Differentiate between data, information and knowledge
Have a fair idea of tacit knowledge
Gain a fair degree of knowledge about technologies, prerequisites and
major challenges of knowledge management.
3.1 Introduction
Unit 3 on Knowledge Management (KM)
pertains to the basic activity of planning
and implementing our tasks in a
systematic and efficient manner. Its
relevance for adult educators is obvious
as they are generally responsible to
accomplish many a task in their capacity
of professional adult educators. Unit 3
has focused on the theoretical
understanding of the concept of
knowledge management. In Unit 4 you
will learn about its skill component. The
27
B K SEN
two units together prepare you to apply
the concept to your day-to-day activities
at an adult education setup.
The concept of management is known
to all of us. In our daily life we use this
concept more often than not to
accomplish various tasks systematically.
Managing various activities requires
precise planning in advance and proper
implementation. Suppose, you have
been given the responsibility of
organizing Independence Day celebration
in your adult education centre.
Immediately you are to start planning
as to the particular spot in the centre
where it will take place; time when the
celebration will start; the person who
will hoist the flag; informing the people
of the community about the celebration;
the collection of subscription, if
required, to meet various expenses;
making the venue attractive as well as
comfortable for sitting; arranging the
flag, flagstaff and flowers; giving the
responsibility to someone to train the
boys and girls of the community to sing
the national anthem after flag hoisting
and also perform other cultural
functions; contacting the photographer
to take photographs or video of the
function
and so on. Once the
celebration is over, you are to see that
the venue is cleaned, the flag and the
flagstaff are preserved properly for the
next year, the payments due to those
involved in the celebration are made,
the necessary accounting of the money
raised through subscription is properly
done and made known to people who
paid the subscription. If all these
activities are done without any hitch,
then the people will say that the
celebration has been organized very well
which would not have been possible
without proper management.
While organizing the celebration, you
have recorded various things, e.g. the
amount of subscription collected form
various sources, the expenditure
incurred for diverse purposes, the
responsibilities given to various persons,
and so on. These recordings are in fact
data which provide us information either
straightway or after processing. You
have also gathered information from
various persons who organized such
activities earlier. The persons who have
given you information have in fact
shared their knowledge with you. As an
adult educator, you need to manage the
various activities of the adult education
centre. Unit 3 aims to equip you with
the requirements of managing adult
education programs efficiently and
effectively.
In the next section we shall deal with
data, information and knowledge.
3.2 Data, Information and Knowledge
28
The three terms, data, information and
3.2.1 Data
knowledge are semantically interlinked
and often you may find people using
them indiscriminately and creating
confusion in mind. Let us carefully
discuss each term and its specific
meaning in our context and find the
relationship among them.
We encounter various definitions of data
in dictionaries. For our purpose we shall
use the following definition – ‘Facts or
figures from which conclusions may be
drawn’ (NWDDC 1993). We shall try to
understand the concept with certain easy
examples. For celebrating certain public
festivals we usually raise subscriptions
for which we use subscription books. In
the subscription book we record the
name of the subscriber, his or his/her
address as well as the amount given. All
these are data.
During census operations, enumerators
visit every household and record in a
prescribed form the name, sex, age,
educational qualification, occupation,
and so on of all the family members of
the household. Data gathered by each
enumerator is transmitted to the office
of the census commissioner for
processing and generating information.
You may note that data are quite often
recorded in figures, e.g. statistical data;
and sometimes also in words, e.g. the
address of a person. The role played by
data in management is enormous.
3.2.2 Information
Information is a very common term and
we use it quite often in our day-to-day
conversation. We receive information
from newspapers, radio, television,
relatives, friends, teachers and many
other sources like written media, print
media and oral communication and so
on. Sometimes we generate information
by virtue of our multifarious activities.
A dictionary provides a number of
definitions for the term ‘information’.
For our purpose, we shall take into
account the following definitions: i) Any
fact or set of facts, knowledge, news
or advice, whether communicated by
others or obtained by personal study and
investigation (see HWG 2006); and ii)
Data that has been processed into an
organized, usable form and is meaningful
to the recipient for the task at hand
(cf. Szymanski, et al 1994).
Let us now try to understand the
meaning of information from the
definitions given above. Everywhere in
the world, nay, the universe, incidents
are happening. Some persons are
observing these incidents. When the
observers are communicating these
incidents to people, they are getting
informed or getting information about
the incident. On 21 July 2006, a Haryana
boy, called Prince fell into a deep
borehole on his sixth birthday and had
to stay there for about 50 hours
awaiting his rescue by military personnel.
Reporters there were continuously
witnessing the rescue operation and
airing the news through radio and TV
and people not only in India but also in
many parts of the world were getting
the latest information about the rescue
of the boy. In this case an incident gave
birth to a lot of information.
KNOWLEDGE
MANAGEMENT
A person may acquire knowledge by
observation, reading, thinking,
research, listening, tasting and feeling.
When the person communicates his or
his/her knowledge by telling, writing,
printing or recording, it becomes
information.
Now, we take up the second definition
and try to see how the organization of
data in a desired way becomes
information. We have already seen that
subscription needs to be collected using
a subscription book for organizing a
function like Independence Day
celebration. The subscription book will
have the data relating to the name and
address of the person and the amount
contributed. Now, if we add the
amounts recorded in all the subscription
books, we generate information as to
the total subscription raised. We may
arrange the amounts contributed by
individuals in ascending order to find out
the minimum amount contributed,
maximum amount contributed, amounts
contributed in the range of Re. 1-5, Rs.
29
B K SEN
6-10, and so on. Thus, you see, we
generate different information using the
same data set. Information being
generated through the processing of
data is usable and meaningful. In many
cases a piece of data itself provides us
information. For example, if we want
to find out how much Ms. X has
contributed we can do so by checking
the subscription book.
3.2.3 Knowledge
Data and information are like tangible
products. They can be collected, handed
over, distributed, and so on. Take for
example, mark sheets. They contain
data as to the marks a student has
obtained, division s/he has secured, the
school from which s/he passed and so
on. The concerned Board of
Examination has distributed these mark
sheets to various schools wherefrom
they are distributed to students. We
cannot collect and distribute knowledge
in the same way. Every day the newsboy
distributes the newspapers to various
subscribers. The principal of a school
or college may ask one of his teachers
to distribute mark sheets. S/he cannot
ask the teacher in the same way to
distribute knowledge among students.
Knowledge is more abstract, hence it
cannot be treated as a product. It is a
philosophical concept.
Dictionaries provide many a definition
for knowledge. We take only the
following definitions for our purpose: i)
‘all that has been perceived or grasped
by the mind; learning; enlightenment;
ii) the body of facts, principles, etc.
accumulated by mankind’ (NWDDC
1993).
30
From the first definition it is very clear
that mind is involved in the case of
knowledge. Throughout our life we
observe, read, hear, and feel many a
thing. Of all these, whatever we can
grasp or perceive is our knowledge. It
is always to be borne in mind that
knowledge is personal. An example is
being given here to distinguish between
information and knowledge. A teacher
before delivering his/her lecture in a
class distributed the photocopy of his/
her class note on the topic to each
student. Afterwards s/he took the class
as usual, explained the topic, and
answered questions asked by the
students. Finally, s/he took a class test
on the topic. On examining the answer
books s/he observed that the answers
varied from student to student even
though the same amount of information
was distributed to each student by way
of the class note and the lecture. The
test clearly showed that knowledge
gained varied from student to student
despite the distribution of equal
information. This is the knowledge we
are concerned with in knowledge
management.
Every day we are getting a plethora of
information from diverse sources like
television, radio, newspapers, books and
people talking to us, events happening
before us, and so on. We cannot digest
all the information that we receive
because of our limited knowledge. An
erudite lecture on Einstein’s theory of
relativity broadcast by a TV channel may
not be digested by most viewers. On
the other hand a lecture on solar eclipse
can easily be grasped by most people.
So, the limited knowledge of a person
does not allow digesting every piece of
information s/he receives. Whatever s/
he can digest properly gets internalized
and adds to one’s knowledge. Now, on
the basis of this knowledge, s/he can
provide information to others.
Incomplete
and
half-digested
information many a time gives rise to
rumors or wrong information. Let us
give a concrete example here. It is an
incident of late 1960s when television
transmission from Delhi station used to
start around 6 PM and continued till
around 10 PM. Prior to 6 PM, a girl
with chest pain visited a doctor. The
doctor as usual examined her and
advised X-ray of the chest. While talking
to another person, the doctor said – ‘TV
has already started’. The girl heard the
doctor as saying ‘TB has already
started’. She was totally upset and her
agony continued till the X-ray report
revealed nothing of the sort. Here is a
case of improper grasping of
information caused by incorrect hearing.
In knowledge management listening to
a person with undivided attention is of
paramount importance.
KNOWLEDGE
MANAGEMENT
The other definition is quite clear. From
the early days of civilization till date
whatever facts, principles, ideas, etc
have been accumulated by mankind is
knowledge. It is to be remembered that
all facts etc are recorded in the form
of information. Whenever mankind
comprehended the facts embedded in
information, it became knowledge.
Activity 3.1
Define data, information and knowledge. Explain briefly how data is related to information.
Also answer the question: when does information become knowledge?
Write your answer on a separate sheet of paper.
3.3 Management of Data, Information and Knowledge
D ata
and information have been
recorded since time immemorial on
stones, clay tablets, papyrus,
parchment, vellum, palm leaves,
bhojpatras and paper and so on. Now
we record data and information on
microfilms, microfiche, ultrafiche,
magnetic tapes, compact discs, hard
discs of a computer and so on. Anything
on which information has been recorded
is usually termed as a document. For
management, these documents are
classified, catalogued, properly arranged
on shelves or other places, maintained
and preserved. Whenever needed they
are used by students, teachers,
professionals, managers and so on.
Libraries in the world are famous for
the management of documents
containing data and information. Many
a time data is recorded in registers (e.g.
in banks, universities, etc), forms,
paper files, computer files and so on.
In every office there is a system of
organizing registers, files, forms, and
so on. Whenever needed these
documents are retrieved, used, and
placed back when done with in shelves,
cabinet, etc. for future use. Knowledge
base is a specialized database containing
information on a specific topic. It is a
centralized repository of information
and data.
Knowledge management involves the
management of data and information
in one side and management of the
knowledge of employees on the other
side. Documents and employees – all are
carriers of knowledge. The way we
manage data and information, the same
way we cannot manage employees. The
content of knowledge in a particular set
of data or in a particular document is
constant. The messages of Asoka, the
31
B K SEN
king of Magadh, recorded more than
2,000 years ago on stones has not
undergone any change. The marks and
other details of students which have
been recorded in a Calcutta University
register one hundred years ago have
remained the same till date.
This is not the case with the knowledge
content of an employee. A library
employee who joined the profession
twenty years ago might have forgotten
today many rules of cataloguing due to
non-practice. On the other hand s/he
might have gained substantial
knowledge in library automation in which
s/he is involved during the past several
years. Thus, we see the knowledge
content of an employee undergoes
change with the passage of time.
Whenever we take a book and go
through it we know about its knowledge
content. It is pretty difficult to fathom
the knowledge content or simply
knowledge of an employee. The
information about the qualifications and
experience of an employee gives some
idea about his/her knowledge. In certain
cases, that might be the tip of the
iceberg. The employee might have
attained in-depth knowledge in
computer application through his/her
own effort, working with computers in
office, cyber cafes or at home. The
records available in the office might not
give any idea about the newly acquired
knowledge of the employee.
An employee may become highly
knowledgeable or an information
gatekeeper of an organization.
Identifying such an employee, giving his/
her due importance and incentives, and
tapping his/her knowledge properly may
benefit the organization profusely. It is
to be taken care of in knowledge
management.
Knowledge of the employees that is used
to run an organization is called the
corporate knowledge. It is a
conglomerate of visions, policies,
strategies, rules, procedures, traditions,
and people. Miller (2002), Documentum’s
Chief Executive Officer, very aptly said:
‘Every afternoon our corporate
knowledge walks out the door and I hope
to God they’ll be back tomorrow’.
3.4 Tacit Knowledge
Tacit knowledge is believed to be the
32
expertise a professional possesses and
utilizes it whenever needed. S/he can
orally explain it and if necessary write
down. For example, a classifier can
lucidly explain the rule of classification,
and write it down. Following which an
inexperienced classifier will be able to
classify a book. Initially, s/he will take
time for the job, and gradually s/he
will pick up speed. On the other hand,
a tea taster tastes tea and grades six
cups of tea as excellent, very good,
good, fair, bad and very bad, according
to its quality. Now, it will be very difficult
for the taster to explain or write down
how s/he has decided the quality of tea
as excellent or bad. This is inexpressible
tacit knowledge. Take another example,
with the basic ingredients of milk and
sugar, a cook demonstrates to a
layperson how a rosogolla is made. The
methodology can also be written down.
When the layperson tries to prepare the
rosogolla following the same method,
the sweetmeat does not become so
tasty. Here lies the tacit knowledge of
the experienced cook, which has been
developed
through
years
of
experimentation and experience.
Undeniably, the tacit knowledge of the
employees is an asset to an organization
and its proper utilization and nurturing
is a good example of knowledge
management. Moreover, the case
descriptions of highly successful projects
usually include ‘a statement of the
problem being solved, the circumstances
that are relevant to the case, the steps
the expert goes through in the solutions
of the problem, the specification of
useful data and information relevant to
the exercise, and the outcome’(Blair
2002: 1025). These case descriptions
form the firm base for the establishment
of the set of best practices which often
serve as a benchmark for comparing the
quality expected of practicing experts
(Blair 2002). Collection of ‘good
practices’ is an important component
of knowledge management.
KNOWLEDGE
MANAGEMENT
3.5 Technologies for Knowledge Management
We
have seen in the foregoing pages
that knowledge resides in documents as
well as in the brains of experts.
Retrieving necessary information from
such a multitude of sources is undeniably
a daunting task. Fortunately, database
management systems (DATA BASE
MANAGEMENT SYSTEM or DBMS)
developed by Oracle, INTERNATIONAL
BUSINESS MACHINES (IBM) and Informix
can cope efficiently with a wide variety
of information media to retrieve desired
information.
branches all over the world with
thousands of employees working in
them. Managing the knowledge of the
company lying in files, blue prints,
drawings, variety of reports, books and
other published documents, press
clippings, data sheets, human brains,
and so on was unthinkable even two
decades ago. Now this huge quantum
of knowledge can be managed by storing
them in databases, and getting the
databases connected through internet
or intranet.
The advent of Internet, World Wide
Web, high bandwidth communication
technology, TRANSMISSION CONTROL/
INTERNET
PROTOCOL
(TCP/IP)
communication protocol, digital
networks like INTEGRATED SERVICES
DIGITAL NETWORK (ISDN) and DATA SET
LEVEL (DSL); multimedia mark-up
languages like HYPERTEXT MARKUP
LANGUAGE (HTML) and XML have added
unimaginable dimension to knowledge
management. Now, we can think of
managing knowledge on a global scale.
A multinational company may have
As far as storing is concerned, there is
no problem as such. A single DEWEY
DECIMAL CLASSIFICATION (DDC) can
store information scattered in thousands
of sources. The problem still exists with
the retrieval of information. Today in
most cases we try to retrieve
information using words which almost
invariably yield huge amount of garbage
many a time hiding the required
information. The retrieval mechanism
is yet raw and requires a great deal of
sophistication.
3. 6 Prerequisites for Knowledge Management
P rerequisites
of
knowledge
management comprise sharing of
expertise, knowledge mapping,
knowledge workers and value
33
B K SEN
creation. We shall briefly discuss each
of the items here.
3.6.1 Sharing Expertise
In an organization each person
possesses some expertise. For
example, in a library one may be an
expert in classification, another in
cataloguing, the third person in
computer application and so on. When
a new person joins a post, in many
cases s/he may be totally fresh from
the university with nil experience. In
such a case the new entrant quite
often may require the help of his/her
seniors who are experts in their
respective areas. Here comes the
question of sharing expertise. If the
seniors share their expertise with the
new entrant, then s/he will pick up
his/her job fast, his/her productivity
will improve, and gradually s/he will
also turn into an expert. On the other
hand, if the senior does not share his/
her knowledge with the new entrant,
s/he at times will commit mistake, and
obviously will take time to learn his/
her job. It will not be beneficial to
the organization. Hence, a culture of
expertise sharing is to be developed
in an organization. Otherwise the
organization will suffer.
3.6.2 Knowledge Mapping
No two individuals possess exactly equal
knowledge. A few persons of an
organization may have equal
qualifications and experience even then
their knowledge will not be the same.
Hence knowledge mapping of every
employee is considered so important.
While mapping knowledge, apart from
listing the employees along with their
qualifications and expertise, their
specific problem solving capacities are
also to be included without fail.
34
3.6.3 Knowledge Workers
A knowledge worker is ‘a member of
the organization who uses knowledge
to be a more productive worker. These
workers use all varieties of knowledge
in the performance of their regular
business activities. Everyone, who uses
any form of recorded knowledge, is a
‘knowledge worker’ (Earthlink 2005).
The definitions obtained from Internet
provide a clear understanding of the
concept of ‘knowledge worker’. The
first definition is more elaborate and
better portrays a knowledge worker.
It says a knowledge worker uses
‘knowledge’ which belongs to his/her
and acquires some more from other
sources like WWW and other experts.
The second part of the definition
mentions that knowledge workers use
‘all varieties of knowledge’, i.e.
knowledge which is recorded in
documents or websites in the form of
data or information, tacit knowledge
of the worker herself, and also of other
experts of the trade.
To be a successful knowledge worker,
s/he should have the ability to pick up
from the bewildering multitude of
information sources the information
that is authentic and validated.
Otherwise anytime s/he may slip into
a pitfall.
3.6.4 Value Creation
One of the most desired goals of
knowledge management in an
organization should be value creation
within the organization. This value
does not necessarily mean the
economic value. Philanthropic
organizations, government bodies, etc
do not create economic values. Here
value creation is directly related to
providing support to effective
decision-making.
KNOWLEDGE
MANAGEMENT
Activity 3.2
Enumerate the prerequisites for knowledge management.
3.7 Major Challenges of Knowledge Management
M ajor
challenges of knowledge
management relate to the sharing and
attainment of expertise, handling tacit
knowledge, legal issues, etc. We shall
dwell on them briefly.
time. This is the beauty of expertise.
When more will be known about the
process of expertise attainment, possibly
knowledge management will become a
shade simpler.
3.7.1 Lack of Expertise Sharing
3.7.3 Handling Tacit Knowledge
The sharing of expertise fosters
friendship, generates amicable relation,
engenders helpful cooperation and
creates a congenial atmosphere in an
organization highly conducive to work.
Unfortunately expertise sharing is not
always smooth. Because, many experts
feel that if they divulge their expertise
completely, they will loose their
importance and will no more be the socalled ‘experts’. They may not feel
interested in sharing expertise when
they know very well that they are not
going to get anything in return.
Instances show that whenever a
knowledgeable person leaves, an
organization loses useful expert,
sometimes the loss is too much to run a
project. Finding a good replacement for
an expert quite often proves to be
difficult.
The tacit knowledge that is expressible
poses no major problem. It can be
recorded and used any number of times
depending on the need. The
inexpressible tacit knowledge is still a
formidable problem in knowledge
management. The expert cannot
express it in words hence it cannot be
recorded. Some people during the
course of their work develop sixth sense
or presence of mind which at times helps
them tide over a difficult situation. The
person concerned may not even know
how the sixth sense or presence of mind
developed in him or his/her. Obviously
the person will not be able to explain
how one can develop it. It is not known
how this problem will be solved, when it
will be solved, or it will be solved at all.
3.7.2 Attaining Expertise
There is some understanding as to how
a person turns into an expert. However,
the process is not yet completely
understood. Several persons with the
same qualification and experience will
not have the equal expertise. A tricky
problem in a complicated machine that
baffles an engineer with brilliant
academic records and sound experience
can at times be detected and rectified
by a simple mechanic practically in no
3.7.4 Legal Issues
Legal issues relate to intellectual
property right (IPR). Knowledge or
expertise gained by, say Ms. X, with
his/her own efforts is his/her intellectual
property. If the same is gained in the
course of his/her work in an
organization, justifiably it should be the
intellectual property of the organization.
As long as Ms. X is the employee of the
organization, there is no problem. While
leaving, Ms. X will not be able to deposit
back his/her intellectual property to the
organization. S/he will carry it with his/
35
B K SEN
her. If she uses or divulges this
intellectual property in another
organization, will it be a breach of IPR?
If the answer is ‘Yes’, then immediately
the questions arises – what is the
solution? What weapons the organization
should have to stall the transfer of the
property to another organization? It
should also be remembered that quite
often an organization poaches an
employee of another organization at a
high price just to milk the intellectual
property s/he has gained there. This is
a tricky problem of knowledge
management begging solution.
Activity 3.3
What information is to be recorded for knowledge mapping of an employee?
3.8 Conclusion
After
enumerating the objectives and
providing a brief introduction, the
terms data, information and knowledge
have been defined and explained. Tacit
knowledge and technologies for
knowledge management have been
briefly touched. Under the heading
prerequisites
for
knowledge
management sharing of expertise,
knowledge mapping, knowledge
workers, and value creation have been
discussed providing adequate emphasis.
Major challenges of knowledge
management have been dealt with laying
emphasis on sharing and attaining of
expertise, handling of tacit knowledge,
and legal issues involved relating to the
acquisition and sharing of expertise.
3.9 Apply What You Have Learnt
As an adult educator you need to plan
and implement your activities at your
ALS. For this purpose you consider the
idea of holding a meeting of all those
working in the ALS and explaining about
the meaning of the terms, data,
information and knowledge and then
36
about their management. Write a note
of two pages on what you would like to
say in this meeting as its first speaker
who is introducing the purpose of the
meeting and explaining the prerequisites
for knowledge management.
4
KNOWLEDGE MANAGEMENT IN A LIBRARY
AND AN
KNOWLEDGE
MANAGEMENT
IN A LIBRARY
AND ADULT
LEARNING SETUP
ADULT LEARNING SETUP
B K SEN
Structure
4.1 Introduction
4.2 Knowledge Management in a Library
4.3 Knowledge Management in an Adult Learning Setup (ALS)
4.3.1 Agriculture and Allied Industries
4.3.2 Small Scale Industries
4.3.3 Health and Hygiene
4.3.4 Housing
4.3.5 Education
4.3.6 Employment
4.4 Creating a Knowledge Base
4.4.1 Collection Building
4.4.2 Compilation of a Local Directory
4.5 Information Service
4.6 Conclusion
4.7 Apply What You Have Learnt
Learning Objectives
It is expected that after going through Unit 4 you will be able to
learn about the management of knowledge in a library and an adult
education centre;
create a knowledge base; and
render information services to the villagers.
4.1 Introduction
In
Unit 4, we have discussed about
knowledge management (KM). KM can be
applied almost in every area of activity.
In Unit 4 we shall focus on application
aspect of knowledge management and
discuss how knowledge is managed in a
library and an adult education centre
(AEC). Libraries and adult education setups
are found both in urban areas as well as
rural areas. They vary in scope, size,
functions, and so on. Since in Course 02
our focus is on documentation,
dissemination and networking at adult
learning setup, we shall here only touch
upon KM in libraries and discuss in greater
details KM in adult learning setup.
37
B K SEN
4.2 Knowledge Management in a Library
A library is considered a storehouse of
knowledge. Major part of the knowledge
of a library is recorded in books,
journals, newspapers, patents,
standards, theses, reports, and other
documents in the form of data and
information. Most of these are procured
from outside, some are generated locally
which include among others annual
report of the organization, trip reports,
committee reports, budget proposal,
case descriptions of successful projects,
audited statement of income and
expenditure, and locally compiled
databases. For their management, there
are well-established rules and procedures
which are followed. At times some rules
are framed locally by the library staff
for the proper management. You will
learn about these rules and procedures
in detail in other units.
The other part of the knowledge of a
library lies with the library staff
themselves. Knowledge of the library
staff varies from person to person. One
may be well-versed in classification,
another in cataloguing, and someone
may be in reference service. The
librarian should have adequate
knowledge about the expertise of his
staff and utilize their expertise to the
optimum level. In some libraries there
are employees who are extraordinary
in finding out documents with the
slightest of hints. Utilizing this type of
person properly will be a very good
example of knowledge management. On
the other hand if the head of an
organization feels that anybody is
capable of doing anything, and
accordingly places a typist in the
reference desk and a non-professional
as head of the library, then this will be
the worst case of knowledge
management in a library.
4.3 Knowledge Management in an Adult Learning Setup
The
38
resources of an adult education
setup vary from place to place, and
locality to locality. In a typical rural adult
education centre there might be a
handful of books, old and new issues of
one or two magazines, a newspaper and
some files. Some setups may be more
resourceful. With a short-term training
on
document
processing
and
management, an adult educator will be
able to manage these documents
efficiently. For knowledge management
however, an adult educator will have to
be active, enthusiastic, and needs to
have an aptitude for gathering
information. There are rural as well as
urban adult education setups. Here we
shall discuss knowledge management in
a rural setup.
Villagers require information mostly
relating to agriculture and agroindustries, small scale industries, health
and hygiene, housing, trade and
commerce, education, religious events,
communication, traveling and so on.
There may be constant demand for this
type of information in case correct
information is provided to rural folk in
time. The responsibility for the building
up a knowledge base in an adult
education centre lies solely on the adult
educator. For accomplishing this job s/
he has two options:
i) s/he can create a knowledge base
of her own gathering information from
various sources; or
ii) s/he can create a corporate
knowledge base.
The facility for transporting
In the first case, the adult educator will
have to identify the various types of
information pertaining to agriculture,
health, etc the educatees or villagers
need. Then s/he will have to find out
either the information itself or the
sources wherefrom the information can
be obtained.
cultivation,
pest
control,
harvesting, storing, etc of the new
variety of a crop
The possibilities of receiving
4.3.1 Agriculture and Related
Industries
planted in a village so that the trees
can thrive well and in the course
of years become a good source of
fruits, timber, fuel wood, shade and
so on
About 65 to 70 per cent of India’s
population is dependent on agriculture
for their livelihood. We may not find
any village in India which is devoid of
some sort of agricultural activity. Along
with agriculture have developed animal
husbandry, fisheries and forestry in some
villages. Hence, the extent information
requirement for these areas is really
large. Hence, villages may need among
others the following types of information
for agriculture and related industries
[Chatterjee and Rahman 2003]
The place where From good quality
seeds can be obtained
The cattle market where from the
cattle of better breed can be
purchased
agricultural products by rail, road, etc
The availability of expertise for
KNOWLEDGE
MANAGEMENT
IN A LIBRARY
AND ADULT
LEARNING SETUP
training in vermin-culture and
organic farming
The kind of trees that can be
Availability of seedlings for the
purpose of plantation.
Varieties of flowers that can be
grown in a particular village.
Market for purchasing and selling
domestic animals, poultry, etc.
Centers for artificial insemination.
Dairies and markets where milk can
be sold.
Method of fish breeding
Sources for the purchase of
hatchlings etc
Centers providing training in
beekeeping, and so on
The suppliers of various agricultural
implements in nearby cities or
towns
The repair shops for agricultural
implements
The sellers of fertilizers, pesticides,
etc in nearby markets
The buyers of food grains and other
agricultural products
The availability of cold storage in
nearby areas
4.3.2 Small-scale Industries
The types of small scale industries vary
from village to village depending on the
availability of raw materials and other
facilities. In the villages of Murshidabad
district in West Bengal there is a
predominance of bidi industry. There
are villages in Uttar Pradesh which
specialize in bangle-making and basket
weaving (see Figure 4.1). The above
instances make it clear that our villages
also specialize in product generation.
39
B K SEN
Obviously, information requirements of
villagers will depend on the work they
are doing for their livelihood.
the adult educator will have to create
her knowledge base.
4.3.3 Health and Hygiene
Through education, media, traveling,
personal contacts, etc villagers are
getting exposed to various modern
facilities relating to health and hygiene.
Hence, information they often require
is of the following types [Chandra and
Bhattacharyya 2003].
Availability of renowned doctors for
complicated diseases like cancer,
tuberculosis, and heart ailments
Location of hospitals, dispensaries,
maternity centers, mental asylums,
polio booths, family planning
centers, pathological testing
centers, etc
Figure 4.1: Basket Weaving
of nearby reliable
drugstores wherefrom genuine drugs
and other medical supplies can be
obtained
Let us take a village specialized in dollmaking. The villagers would obviously
need the following types of information
related to doll-making.
Availability of treatment through
The place wherefrom they can get
Possibilities of receiving professional
raw materials (clay, plastics,
clothing, dyes, etc) needed for
making dolls
The channels available for
marketing as well as export of
dolls to various states as well as
foreign countries
Banks providing loans with low
interest
Facilities available for training in
doll-making including charges for
training, lodging and boarding
It goes without saying that depending
on the industry prevalent in the village,
40
Location
alternative systems of medicine
training in childcare and childbirth
Location of nearby training centers
for setting up hygienic sanitary
systems of low cost
Reliable information on HIV-aids and
other related diseases
Availability of short term training
courses in keeping environment clean
and unpolluted
Information on forming village clubs
of young men and women to
promote health and hygiene related
issues
4.3.4 Housing
The housing scenario in villages is fast
changing. Fifty years ago where there
were only thatched houses in my village,
gradually they have all been replaced by
brick-built houses. Today villagers need
information about good quality building
materials like bricks, stone chips and
cement; sanitary wares; timbers;
architects; artisans; and so on.
Information on low-cost housing with
local resources can be of great value to
villagers. Local resources are often
equally good if not better in comparison
with those procured from outside the
area at a great cost.
4.3.5 Education
Gradually the curse of illiteracy, which
dominated for centuries in our country,
is finally fading out. Even the poorest
of the poor is trying to send children to
school. The percentage of literate people
is steadily increasing. Even in rural areas
schools are coming up, primary schools
are being upgraded to middle schools,
and middle schools to secondary and
higher secondary schools. Students
appearing in class XII examination
nowadays need a variety of information
as to their future pursuit and career.
Some of which are listed below.
For admission in top ranking medical
and engineering institutes in the country
students take joint entrance
examinations (JEEs), and for this they
require very good preparation as the
competition is extraordinarily tough. In
this case villagers need information
about the centers that provide coaching
through correspondence course, distance
learning or any other mode. Those who
are getting a chance for admission in
engineering or medical colleges, they
need money beyond the capacity of
most villagers. Such students need
information about bank loans. Those
who fail to qualify in JEEs need
information about various colleges,
polytechnics, vocational education
centers, and so on where they can take
admission for pursuing their studies
further.
KNOWLEDGE
MANAGEMENT
IN A LIBRARY
AND ADULT
LEARNING SETUP
Unemployed youth in rural areas need
skill up-gradation in order to find
sustainable employment. Another useful
educational input can be information on
training with placement opportunities.
4.3.6 Employment
In villages students who have cleared
secondary or higher secondary exams,
or graduated, they are in constant
search for an employment. Hence,
information regarding employment is of
vital importance for them. The central
as well as state governments in our
country have started many selfemployment schemes. Employment
seekers very much need to know about
them.
Similarly for organizing religious, social,
cultural events, etc information is
required.
Activity 4.1
Enumerate the types of information a farmer in your area generally needs. Does your
center provide the villagers information on any of the areas listed by you? Write a short
note on the types of information available at your center.
Write your answer on a separate sheet of paper.
41
B K SEN
4.4 Creating a Knowledge Base
For creating a knowledge base in a rural
setup, first of all a profile of the village
is to be created. If it is already there it
should be used (Sarkhel and Majumdar
2003). In an Adult Learning Set-up (ALS)
all the information villagers may require
will not be available. If the villagers come
to know that the adult educator is a
knowledgeable person, they will come
to him or her for information on various
matters. Hence, the adult educator will
have to prepare herself or himself to
satisfy the villagers. For this purpose s/
he will have to create a knowledge base.
Now we shall discuss how a knowledge
base can be created.
4.4.1 Collection Building
For creating a knowledge base, collection
of information assumes paramount
importance. The information is to be
collected from diverse sources as
described below.
National Fertilizer Corporation; Seed
Corporation; National Horticultural
Board; state agricultural universities;
state forest departments; companies
dealing with fertilizers, seeds,
pesticides, etc from time to time bring
out leaflets, pamphlets, etc. These
documents provide valuable up-to-date
information and are generally available
free. If an AEC writes to these
organizations, the name of the AEC will
be in their mailing lists, and whenever
such publications are issued, one copy
will be made available to the AEC. The
central and state governments from
time to time issue notifications relating
to various schemes directed towards
rural development. These notifications
are also to be collected, preserved,
and used whenever occasion arises.
42
National and local newspapers and
magazines from time to time publish
articles of rural interest. The adult
educator is to scan them and maintain
clippings of those items.
The files available in the centre also
contain valuable information which
should be preserved carefully.
Some reference books like an almanac,
a time table, a PIN code directory, a
relevant telephone directory, etc should
be purchased to provide information on
various religious matters, travels, post
offices and so on. These are not costly
and affordable by the AEC. If the AEC
can subscribe to periodicals like
Employment News it will be of very great
help to employment seekers. If genuine
efforts are made, some of these things
may be available through gifts even.
Agricultural Finance Commission
publishes monthly Techno-economic
Feasibility Report which contains
valuable marketing information
relating to agricultural and industrial
commodities. National Horticultural
Board also issues various bulletins on
horticulture which also should be
collected as a potential source of
information.
4.4.2 Compilation of a Local Directory
As an adult educator goes on collecting
information, s/he will gradually feel the
need of systematic compilation in order
to use the collection being gradually built
up. One of the useful information
sources to gradually compile is the
directory of important persons like
district magistrate (DM), block
development officer (BDO), agricultural
development officer (AGO), krishi
prayukti sahayak (KPS), specialists and
knowledgeable persons of the area,
head and members of gram panchayat,
doctors, amins (land surveyors),
technicians of agricultural machineries
and dealers of seeds, fertilizers and
pesticides functioning in the area;
organizations like government offices,
non-government organizations, banks,
schools and colleges; hospitals,
dispensaries, drugstores; local farms;
nurseries; and shops selling agricultural
equipment and machineries. This apart,
the directory needs to include
information about the local markets,
the days the markets function, the
products that are sold and purchased,
the renowned buyers, wholesalers, and
so on. The directory should include
name, address, telephone number etc.
KNOWLEDGE
MANAGEMENT
IN A LIBRARY
AND ADULT
LEARNING SETUP
Whenever somebody needs any
information, the person may refer to
the directory and retrieve the
information. This is a painstaking job
and requires patience, perseverance and
devotion. Moreover, the information
gathered requires constant updating.
Of course, some information like crops
grown in a village round the year may
serve for many years.
Activity 4.2
Explain how you as an adult educator will create a knowledge base in your adult education
centre.
Write your answer on a separate sheet of paper.
4.5 Information Service
The information services that AEC
is
generally expected to render pertains
to reference and referral services (Ray
2003). When the information required
by a person can be directly given to him
or her, it is known as reference service.
For example, a person needs
information about a heart specialist.
The adult educator searches the
directory and finds that there is a heart
specialist in the district town. On a piece
of paper s/he writes the name and
address of the specialist, and tells the
person about the doctor’s fees and
visiting hours. This is reference service.
On the other hand, the adult educator
may not have the information and in
such case s/he may ask the person to
consult the local doctor who may provide
the information. This is referral service.
If an AEC can collect some books and
magazines through gifts and purchase,
then the lending service can be started.
Books and bound volumes of magazines
can be issued for one week and
magazine issues when become old can
also be issued.
A notice board can play a big role in
information dissemination. Some
information like prices of commodities
in various markets, weather forecast
and farming-related advice for the
week, fortnight or the month, as well
as relevant circulars issued by the
government can be displayed on the
notice board.
Considering the fact that a large section
of our population is still illiterate, lectures
by experts, seminars of topical interest,
film shows relating to topics of local
interest may also be organized.
43
B K SEN
4.6 Conclusion
Knowledge management in a library has
been briefly touched as it is being
discussed in detail in unit 16 and unit 17
of course 02. Knowledge management in
an AEC which is of paramount importance
for adult educators has been described in
greater detail. The creation of a
knowledge base, collection building,
compilation of a directory, and information
service has been described laying sufficient
emphasis.
4.7 Apply What You Have Learnt
Suppose
that you need to carry out
knowledge management in your ALS and
create a knowledge base as well as
provide information service to users of
the ALS. Describe in 1500 words how
44
you will plan and implement these
activities in your ALS in the context of
already existing base and your plans for
improvement in the base.
B
5
ASICS OF INFORMATION
DISSEMINATION
BASICS OF INFORMATION
DISSEMINATION
S M DHAWAN
Structure
5.1 Introduction
5.2 Importance of Information Dissemination
5.2.1 Problem-centered Nature of Adult Learning
5.2.2 Special Nature of Information Dissemination for Adult Community
5.3 Customizing Information for Dissemination
5.3.1 Issues of Relevance to Adult Community
5.3.2 Assessing Information Needs
5.3.3 Types of Information for Communication
5.3.4 Media and language for Communication
5.4 Approaches to Information Dissemination
5.4.1 Model 1: Searching Indexed Resources
5.4.2 Model 2: Non-indexed Sources
5.4.3 Model 3: Establishing Public Platforms for Reaching Out to Community
Members (Nicknamed ‘Choupal’)
5.5 Database Creation
5.5.1 The First Step
5.5.2 Record Structure
5.5.3 Software for Creating Database
5.6 Conclusion
5.7 Apply what you have learnt
Learning Objectives
We hope that after going through Unit 5, you will be able to
Form your own understanding of various aspects of information dissemination.
Share your understanding of the basics of information dissemination with
non-governmental organizations (NGOs) organizing adult education projects
and programs.
Facilitate the NGOs efforts to develop skills and techniques required for
organizing information dissemination services for the benefit of the adult
community.
5.1 Introduction
Unit 5 pertains to acquiring
skill and
applying the same to your professional
activities and we hope that Unit 5 will
be of especial relevance to your day-today work at adult learning set-up.
Information dissemination is a proactive
45
S M DHAWAN
information service designed to educate
and inform focused groups of users on
social, economic and educational issues,
problems, and opportunities of interest
to them. It requires systematic planning,
collection, organization, and storage of
information for its delivery to the target
audience using different media and
communication means.
Let us now discuss the importance of
information dissemination before
moving on to a community’s information
needs.
5.2 Importance of Information Dissemination
I t is a fact that survival and self- learning, the emphasis
development are the major issues
central to several adults in many
communities. The need to raise their
socio-economic status is thus necessary
and urgent. This requires empowering
adults, the under-privileged and
economically weaker sections of society
with technical skills and education.
However, organizing programs meant
mainly for raising awareness, education,
and training are information and
communication dependent. Information
dissemination as such constitutes an
important and critical factor for the
success of adult education and learning
programs.
Let us look at the special character of
information dissemination for adults in
a community.
5.2.2 Special Nature of Information
Dissemination for Adult Community
More often than not, organizers perceive
information dissemination to be a oneway form of communication, circulating
information and advice mainly through
mass media in a cost-effective and
timely manner. In some cases, the media
are posters and pamphlets, while in
some others reliance is exclusively on
text-based print medium. However,
two-way form of communication is
relatively more relevant and effective
for organizing awareness programs and
activities in adult education.
In the context of this Unit we have used
the phrase ‘adult community’ to refer
to the groups of adult people, who have
something in common such as low level
of literacy with a higher level of
knowledge and skills, yet poor living
standards and poor economic conditions.
Special features of disseminating
information to adult community are as
follows:
Information dissemination programs,
organized mainly for adult
community, need not be always one
way such as through mass media
alone.
5.2.1 Problem-centered Nature of
Adult Learning
For vitality and impact, adult
Essentially, adult learning is more of a
problem-centered rather than contentcentered activity. In content-centered
46
is on refining
knowledge that already exists, upgrading
existing level of skills, and nurturing and
shaping innate potential and talent of
individuals and groups in a society. In
problem-centered learning, the emphasis
is on applying information/ knowledge
as well as skills for finding solutions to
the problems and issues confronting the
adult community.
educators need to organize
information dissemination activities
in classroom mode and structure
them
around
face-to-face
interactions. One of their aims could
be to offer services such as
counseling, referral, practical help,
advice, advocacy, community
education, etc.
Counseling may be on livelihood issues
such as employment, occupation,
marketing, and new sources of
revenue.
Practical help may mean aids such
as facilitating and liaison with
different government agencies to
address day-to-day problems.
The
scope
of
information
dissemination could as well expand
to training and educational programs
to improve employment potential of
adult-learners.
The two-way form of communication
needs to dominate information
dissemination activity, with focus on
contents relevant to problems of the
adult community.
BASICS OF INFORMATION
DISSEMINATION
It is essential that communication
with adult community takes place in
the language that they understand.
It is essential that information
content in verbal and written
communications to the adult
community should be of a type of
interest and relevance to adult
community (Type of information
content as discussed under Section
5.3.2).
Adult educators may also offer
content-oriented services mainly for
the benefit of the NGO staff engaged
in education, research and training
in adult education and learning.
See Box 5.1 on the possible aims of
information dissemination oriented
programs.
Box 5.1 Aim of Information Dissemination Oriented Programs
Information dissemination oriented programs, for the benefit of the adult community,
may pursue the following aims.
To sensitize adult learners on the importance and relevance of information
To give practical information for problem solving
To spread awareness in adult community about their rights and privileges as well
as responsibilities
To assist adult community in identifying markets for their produce, products, and
skill sets, and introducing and publicizing such produce and products in the
identified markets
To supply and popularize among the adult community members relevant market
data on best market prices
To educate NGO staff on the intellectual property rights issues and their
management (Intellectual property rights refer to protection given by law to
intellectual property such as patents, copyrights, trademarks and trade secrets.)
To apprise all NGOs engaged in adult education on recent and major developments
in adult learning
5.3 Customizing Information for Dissemination
F or
organizing
information
dissemination programs for the benefit
of the adult community, the first step
is to assess and understand their
47
S M DHAWAN
information needs based on issues of
relevance to adult community, and to
customize the information accordingly
for dissemination.
5.3.1 Issues of Relevance to Adult
Community
48
As per local community members’
choices, needs, aspirations, an adult
educator is likely to arrive at a very
specific list of needs. All the same, we
may say that broadly the issues of
relevance to adult community with
diverse cultural backgrounds, cover a
wide spectrum, ranging from rights and
privileges matters at one end to health,
housing, education, market and
marketing issues on the other. We find
some of the following issues have been
widely reported in literature
(Venkatappiah 2004, Vashishth 1995,
and Kumar 2004).
Community profile including cultural,
civilization of the local area
Redressal of grievances – contact
points, government agencies/
departments, etc.
Rights, privileges, duties,
responsibilities, welfare measures,
legal matters
Consumer services, daily necessities,
provisions of grains and foods at
reasonable rates
Environment information, family,
health and safety, government
information
Health
care
information:
immunization, hospitals, admission
procedures, fist aid, grandma’s
remedies, sanitation, hygiene
Housing and schemes mainly
intended for disadvantaged groups
Government welfare schemes for weaker
sections, rural development, etc.
Transport, bus, rail, and other
modes
Sources of finance, banks,
government subsidies, loan schemes,
and other money matters
Privileges of senior citizens, women’s
issues and their solutions
Youth problems, citizens rights and
duties
Education, skill development and
training programs, admission
procedures, and costs, grants and
scholarships
Self-employment schemes and
programs, rural development
schemes
Sports information, games, arts
Agricultural information such as new
farming
methods,
seeds,
insecticides, fertilizers, weather,
vermin-culture,
Recycling of waste material
Market information, product,
produce prices information
Ongoing trends in the field of adult
learning
Content oriented information for
education, research, and training
5.3.2 Assessing Information Needs
You may adopt participatory approach
to assess the issues and problems
confronting the community and to
understand their information needs. The
adult individuals in the community may
not be in a position to articulate their
information needs as clearly as research
and
academic
communities
communicate. However, by holding
interactive sessions with the community
members, adult educators can identify
topics of relevance to their survival, and
accordingly judge/interpret the kind of
content going to be of use to them,
understand their linguistic concerns and
preferences, and their media
preferences for communication, etc.
You may also use the data in past
reports on adult literacy program,
research papers published on the subject
to update and supplement findings made
from interactive face-to-face sessions
with adult community. While identifying
information needs, adult educator would
assess what types of information
contents delivered in the service are
going to be of interest and relevance to
the adult community in addressing their
issues and problems.
BASICS OF INFORMATION
DISSEMINATION
Activity 5.1
Identify the issues and problems of unemployed, literate adults in farmer community
and the types of information content, media, and language you would plan for their
socio-economic development.
5.3.3 Types of Information for
Communication
Theoretically, information generated for
communication and dissemination is of
different types as stated below.
However, not all types are of relevance
to the adult community. Assessment
about usefulness of a particular type of
information would differ from
community to community given their
diverse social and cultural backgrounds.
It mainly depends upon the level of their
literacy and education, the issues and
problems of relevance to them, and
their preferences for language and
communication media (means of
communication are radio and television,
newspapers, and magazines that reach
or influence people widely). Adult
educators would need to customize
information for dissemination to adult
community or to the team of adult
educators according to their needs. You
may consider the following different
types of information for the purpose.
Bibliographic information
Practical information: markets for
local products, produce, new
employment opportunities, where to
go for addressing grievances, etc
Referral information
Statistical data: adult literacy data
Analytical information: analyzing
quantitative data for discovering
trends
Condensed information: concise
picture of thought contents
described in documents such as
digests, abstracts
Consolidated information: literature
reviews/ state-of-the-art reports to
catch with latest developments in
the specific areas of interest
Repackaged information: to educate a
non-technical person on technical topics
such as popular/encyclopedic
information sufficient to understand or
revive one’s knowledge in the subject
Let us discuss in brief each of the types
of information contents in the service.
Bibliographic information: It is about
the identity and records of books,
articles, and other published material.
It also refers to listings of bibliographic
records, listings of cataloguing records,
listings of references, listings of articles,
etc. Such information service outputs
are of value and relevance for gathering
and understanding knowledge in the
subject, and generating new knowledge
through research studies and
investigations.
Practical information: It is the
information having value and meaning
in problem-solving situation acquired
through cognitive process of studying,
understanding, and analyzing contents,
or knowledge acquired through learning
experience.
49
S M DHAWAN
Referral information: It is the
information about experts, people,
contacts, or institutions that serve as
useful referral sources in gathering
practical information, knowledge, or
even documentary information.
Statistical information: It is about
temporal, spatial, institutional data on
various activities and programs in
different subject areas. For example,
adult literacy data of different
geographical regions spread over time.
Analytical information: It is the
information generated by analyzing
temporal, institutional, and spatial data
for discovering trends. For example,
quantitative data on adult literacy
analyzed on time series basis provide
insight about strengths and weakness
of adult literacy programs on
comparative basis.
Condensed information: It is the
information generated to provide a
concise picture of thought contents
described in documents. Examples
include digests, abstracts, synopsis,
brief summaries, etc.
Consolidated information: It is the
information generated by analyzing and
compressing thought contents from
documents that have appeared on the
subject. It gives a critical and
consolidated overview of the topic,
assessing and reviewing contributions
made in the field over time, presenting
complete overview of trends and
developments in the field, the latest
developments in field, the state-of-theart in the field, and the highest level of
achievement in the field, etc.
50
Repackaged information: It is the
information generated to educate a
non-technical person on a subject of
importance. It gives a complete but
concise picture of the subject easy to
understand and comprehend. For
example, popular articles, like
presentation on the importance and
relevance of right to information Act.
5.3.4 Media and Language for
Communication
The information dissemination programs
and projects, planned for the benefit
of the adult community, cannot be
effective unless the media and the
language used for communication of
contents are meaningful to the adult
community. The media most commonly
used for communication are (i) oral/
verbal communication, (ii) written
communication,
(iii)
visual
communication, and (iv) multi-media
communication.
i) Oral communication is by word of
mouth when two or more persons
meet and talk directly, face-to-face,
or by telephone. Both these forms
are oral and not verbal.
ii) Verbal communication is through
words, both written and spoken,
such as group meetings and
presentations, and informal talks.
iii) Visual communication (drawings,
photographs, pictures, etc) is more
effective than any number of words.
iv) Multi-media
communication
(combining text, visual, graphics,
sound, and motion pictures) is still
more effective.
Given their low literacy level, yet higher
level of language and communication
skills, communication to adult
community may limit to oral, visual, and
multi-media. Adult educators may of
course adopt written means of
communication when the target
audience reaches the requisite level of
competence in reading and writing. The
community would be able to receive and
comprehend the message conveyed only
if it understands the language used in
communication. The language used in
oral communication is, therefore, of
great significance. It has to be the one
that the community understands and is
comfortable with it in face-to-face
interactions.
BASICS OF INFORMATION
DISSEMINATION
Activity 5.2
Using information sources available within the library, prepare one-page write-up on the
importance of right to information act can help improve living conditions in the village.
5.4 Approaches to Information Dissemination
I nformation
dissemination requires
systematic collection, organization, and
storage of information relevant to the
needs of adult community. There are
several approaches to capturing relevant
information both content-oriented
information and problem-oriented
information. Some approaches are
traditional while some others are
innovative. Adult educators can generate
a series of services after gathering
information through such approaches.
Unit 10 will discuss the how or application
aspect of information dissemination
services. Let us here look at different
models of collecting information.
5.4.1 Model 1: Searching Indexed
Resources
This model is more suited for collecting
content-oriented information. Here we
capture information from indexed
information resources such as
multidisciplinary and specialized
databases,
library
catalogues,
repositories, digital libraries, web
resources. Information captured from
such resources is first stored in the
database created for the purpose before
it goes to the target audience (see Figure
5.1).
The indexed information resources
Figure 5.1: Information Dissemination
Model 1: Library Services Generated using Indexed Resources
51
S M DHAWAN
useful for searching content-oriented
information are of the following types.
Electronic databases and Online
bibliographic services
Local library catalogues
Digital libraries and repositories on
the Internet
Web resources
We will now discuss each of the types of
sources
for
content-oriented
information.
52
Electronic databases: Electronic
databases mainly index primary sources
of information such as journals (including
scholarly journals, review journals, and
popular
journals),
conference
proceedings, and research reports. Such
sources of information generally engage
in publishing original work in the subject.
Journals publish wide variety of papers
such as general, review, theoretical, and
developmental papers focusing on new
developments,
economic
and
commercial information, practical
applications, new tools and products,
etc. Conference proceedings contain
original and unpublished research,
covering case studies, and state-of-theart reports of topical interest. Research
reports are institutional reports
reporting findings of research projects
of social, economic, and cultural
relevance. Such sources are excellent
sources of information for discovering
latest trends or understanding the
impact of new measures in the field.
Evidently, primary information sources
are more useful for updating knowledge
in the subject, understanding overall
trends in the subject, but not for
searching and collecting problemoriented information.
Consequent upon electronic publishing,
multidisciplinary and specialized
database have become available online
for searching. Some are bibliographic
databases (with or without abstracts)
while others are full-text offering access
to the original articles in the archives
dating back to say 5 to 10 years. By
entering in the database search menu,
search terms related to a topic,
individuals are able to retrieve
information about articles of interest.
The search outputs from databases
categorized as select listings of articles,
bibliographies, and full-text articles and
papers. Such outputs form the basis for
generating analytical information,
preparing state-of-the-art reports for
latest developments in the subject, etc.
Databases are largely commercial
products and are available for online
access on subscription basis. However,
some databases offer free access online.
We have listed below only some of them.
You can obtain additional information
on free databases by searching the
Internet.
Ingenta
Findarticles.com www.findarticles.com
ERIC- World’s largest digital library of
educational literature
http://www.eric.ed.gov/
POPLINE® - World’s largest bibliographic
database on population, family planning,
and related health issues.
http://db.jhuccp.org/ics-wpd/
popweb/
Online Bibliographic Service: Online
bibliographic services such as DIALOG,
OCLC, BLAISE, ESA-IRS, and SilverPlatter offer online access to commercial
bibliographic databases, cataloging
databases, trade catalogues, standards
and patents on fee basis. Such services
are of immense importance to libraries
that do not subscribe to electronic
databases but do need to access them
on occasional basis.
Library catalogues are the tools for
accessing library holdings comprising
books, journals, reports, etc. Digital
libraries on the Internet and Web
resources are also useful sources of
information on books.
BASICS OF INFORMATION
DISSEMINATION
Activity 5.3
List ten online databases in health and medicine using the Internet.
5.4.2 Model 2: Non-Indexed Sources
This model is more suited to meeting
needs
for
problem-centered
information. It entails browsing nonindexed sources of information for
capturing and storing the relevant data
first in the databank created for the
purpose and later applying it for problem
solving, educating, training, and
enlarging the choices of the target users
(see Figure 5.2).
Figure 5.2: Information Dissemination
Model 2: Library Services Generated using Non-indexed Resources
You can categorize non-indexed
information resources in the following
heads.
Grey literature
Reference sources such as product
directories
Capturing data about intellectual
assets of the local community
Grey literature: You can refer it as
non-conventional literature. It
comprises documents, not published
commercially such as census,
statistics, government reports,
legislations, patents, conference
proceedings, theses, preprints,
research reports, newsletters,
53
S M DHAWAN
pamphlets, annual reports, and
technical reports. Grey literature also
comprises newspapers even though
they produced commercially. Such
documents are often original and
comprehensive
sources
of
information and provide access to
the latest research in a particular
area. However, these sources of
information are difficult to search
and access compared to traditional
sources for two reasons: (i) typically
not collected and acquired by
libraries systematically and (ii) not
well indexed for retreival. Agencies
such as government, academia,
business or industry, usually produce
them both in print and electronic
format.
Activity 5.4
List information sources on Indian patents using the Internet.
Reference sources: These are
typically comprehensive information
sources compiled mainly for
reference purpose rather than
reading them cover to cover. These
works are informative in nature and
emphasize the documentation of
statistical data. Examples of
reference works are: almanac,
atlas, concordance, dictionary or
lexicon, thesaurus, directory,
encyclopedia, gazetteer, and
handbook, etc.
Local cultural wealth: The local
54
communities in several areas are rich
in traditional knowledge, traditional
art and artistry, cultural resources,
natural resources, agro biodiversity
wealth, etc. The knowledge about
such wealth and resources generally
remains undocumented. There is
need to capture information about
these resources and preserve them
for posterity. One can the data
needed for the purpose from process
documents produced by NGOs,
published sources of information,
and supplementing this data by field
surveys of the area. Procedurally, it
is better to first document
information about local cultural
wealth and resources in the database
and later use for information
dissemination to support awareness
programs, and education and
training programs.
5.4.3 Model 3: Establishing Public
Platforms for Reaching Out to
Community Members (Nicknamed
Choupal)
This is an innovative model for
establishing communication links with
the community for education, learning,
and addressing issues of importance to
the local community such as right to
information, product marketing, health,
job opportunities, etc. The basis of this
model is on the philosophy of
community-based participation, wherein
the people from within the locality come
together at designated venue for
discussion and exchange information.
Even this model is novel, but
conceptually this approach in not new.
Village ‘Choupals’ have traditionally been
the instruments of communication.
What is new is the application of the
information technology for giving wider
reach to the participating communities,
enabling them access to new markets
over
Internet.
Secondly,
the
contemporary ‘Choupal’ model has the
involvement of facilitators such as the
‘Non-Governmental Organizations’
playing their role as link between the
village community on one hand and
government and private agencies in the
marketplace on the other. States like
Tamilnadu, Madhya Pradesh, and
Rajasthan have put this conceptual
framework into practice. (World Bank
Report 2006). See Box 5.2 for some
case studies pertaining to practical
application of model 3.
BASICS OF INFORMATION
DISSEMINATION
Activity 5.5
Search the Internet to find out information five ICT based projects on poverty alleviation
in India.
Box 5.2 Case Studies Reflecting the Application of ‘Choupal’ Model
Case Study 1 - Information Village Research Project
Information Village Project is the initiative of the M S Swaminathan Research Foundation,
a non-governmental organization founded by Prof. M S Swaminathan. (http://
www.iimahd.ernet.in/egov/ifip/feb2006/article3.htm) This project employs technology
as a tool for empowering the poor for reaching the unreached, who need access to
information that they can immediately use to their advantage Local volunteers collect
information from the markets, weather office, government departments, etc.
Transmission of this information goes to the nine villages over the local area networks.
In villages without steady power supply, the villagers use the substitute of solar energy
and charged batteries. The volunteers and representatives of the community meet at a
designated place regularly for sharing and exchanging information. The project is known
for innovative use of technologies for reaching the so far not-reached communicating to
them the information they can use to their advantage and helping them to realize their
innate potential. Local volunteers, mostly women, operate the knowledge centers, and
gather the locale specific information. It is an example of bottom up approach, demand
driven and need-based program for empowering the poor some of them still below the
poverty line.
Case Study 2 – Warna Wired Village Project
This project is the initiative of National Informatics Centre undertaken in collaboration
with the Government of Maharashtra, and Warna Vibhag Shikshan Mandal. This is an
example of top to bottom approach in information dissemination for educating farmers,
cultivators, and others on latest crop cultivation practices in respect of major crops,
pest and disease control, marketing information, dairy and sugarcane processing practices.
(http://www.apdip.net/projects/2003/in/cases) The NIC has set up village kiosks in
the Warna area, computerized and networked for access and sharing of information.
Since the people in the area are not literate, kiosk operators lend help to disseminate
information to the villager visiting the kiosks. Each kiosk has 8 to 10 computers linked
to VSAT for network connectivity through NIC. The project was initiated is 1998 and is
jointly organized by the Government of India through the National Informatics Centre
(NIC), the Government of Maharashtra and Warna Cooperative Society.
Case Study 3 – E-Choupals and Choupal Sagars
It is an excellent example of private sector participation in marketing services to the
farmers for marketing using information technologies. ITC has opened up business model
e-choupal telecenters covering 30,000 villages in Madhya Pradesh, Uttar Pradesh,
Maharashtra and Rajasthan. (http://www.apdip.net/projects/2003/in/cases) It is also
planning to extend its e-choupal models to cover 100,000 villages across in the next two
years and is looking at investing Rs 50 million (or 5 crore) per 50 e-choupals. It was in
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S M DHAWAN
June 2000 that ITC began its e-business operations with six e-choupals in Madhya Pradesh.
The company plans to set up ‘Choupal Sagar’, a multiple service centre for every cluster
of 50 e-choupals. This multiple service centre will accommodate warehouses, retail stores,
a fuel station, a training and health centre. ITC does not employ any marketing or
advertising to promote its e-business model. The company’s field teams directly go to
Indian villages to create awareness for its e-choupals. With the help of audio-visuals,
they show the benefits of the project of mutual interest to villagers. After selecting an
operator (sanchalak) in a particular village, ITC trains him or her to run the Internet
centre. However, the real work still lies in educating villagers to use Internet centers
effectively.
Case Study 4 – Gyandoot Project
Gyandoot project in Madhya Pradesh is an example of grassroots level participation of
local people at village level for socio-economic development. Under this project, twenty
information centres (soochanalayas) have been set up in five blocks of Dhar district.
(http://www.apdip.net/projects/2003/in/cases) These are located in the premises of
the office of village panchayat (panchayat ghars) for availing of their technical and physical
infrastructure such as power, furniture, equipments. The librarian in the centre (called
Suchak) provides technical and information support for running activities such as computer
literacy, desktop publishing. Interestingly, nearly half-a-million people in Dhar district
are using these services.
Activity 5.6
Search the following website for information on impact of e-information village.
http://www.iimahd.ernet.in/egov/ifip/feb2006/article3.htm
5.5 Database Creation
Libraries supporting adult education and
learning programs would need to create
a database for organizing and storing
the data/ information they capture for
the purpose of dissemination. Such a
database could come handy for
disseminating the same information
repeatedly, if so required.
5.5.1 The First Step
The first step in creating a database is
to create bibliographic records
conforming to established bibliographic
standards such as the i) standards for
bibliographic description, and ii)
standards for record format
Standards
56
for
Bibliographic
Description
There is International Standard for
Bibliographic Descriptions (ISBDs),
created for different types of
publications and media. These include
ISBD (M) for monographs, ISBD (S) for
serials, ISBD (NBM) for non-book
materials, ISBD (ER) for electronic
resource (IFLA Committee on
Cataloguing. ISBD(G)). These ISBDs
prescribe the common way for
presenting data elements in the
bibliographic record, a pre-defined
order separated by prescribed
punctuations. The need for establishing
standards for bibliographic description
had arisen from the fact that without
common standards libraries would not
be able to exchange bibliographic
information. You will find a detailed
discussion on these standards in Unit 9.
Bibliographic description is also about
syntax for describing the contents of
bibliographic elements. For example, it
helps to learn the skill of rendering the
name of personal author or corporate
author in author field or of writing the
statement of responsibility. I may also
tell you about the filing elements in a
cataloguing record. You can control such
syntax related issues by using cataloguing
code: Anglo-American Cataloging Code2 (AACR-2) (American Library
Association. 2002).
Standards for Record Format
The term record format first came into
being when user computers sought it
for cataloguing and cataloguing
database. Essentially, record format is
a standard for representing bibliographic
data in machine-readable form for
exchanging data between the libraries.
Standards provide a common way of
organizing machine-readable records so
that they users can easily exchange
records. A number of standard formats
schemes have been created. These
include USMARC, CANMARC, UKMARC,
MARC21, CCF, and UNIMARC. (Saur
1994, Simmons and Hopkinson (Eds).
1998, MARC 21 Manual http://
www.loc.gov/marc/) Such standard
record formats comprise prescribed
bibliographic data elements as well as
prescribed codes to identify data
elements. The importance of standard
record format lies in the fact that
libraries can exchange such records
without any loss of data and thus
libraries can benefit by sharing their
cataloguing or bibliographic resources.
5.6 Conclusion
After completing this Unit, the learner
would come to understand the
importance of information dissemination
and the role that such a proactive service
You will find a detailed description about
these standards in Unit 9 on Standards.
BASICS OF INFORMATION
DISSEMINATION
5.5.2 Record Structure
The term record structure often implies
record format. However, record format
is generally the broader term and often
refers to a combination of record
structure, content designation, and
content of the record. The record
structure specifies the structure of
bibliographic/ cataloguing record. It
consists of
A record label consisting of 24
characters,
A directory consisting of a 3-digit
tag of each data field, along with
its length and its starting character
position relative to the first data
field, and
Data fields of variable length, each
separated by a field separator.
ISO 2709 further specifies that the
data in fields may optionally be
preceded by indicators and
subdivided into subfields.
5.5.3 Software
Database
for
Creating
The libraries need to acquire software
for creating records in machine-readable
format. This could be either an
integrated library management software
or single module software exclusively for
database creation only. The software
acquired and used by the library for
record creation must support the
standards for bibliographic exchange
format, and standard record format.
can play in addressing the social,
economic and educational issues and
problems of interest to adult
community. They would also come to
57
S M DHAWAN
learn of issues and problems confronting
adult community and how could they use
information dissemination services for
raising awareness about opportunities
in the marketplace for improving their
socio-economic status. The learners
would also come to learn what type of
information is useful in planning
communication to the adult community
for addressing their day-to-day
problems, improving their employment
potential, or developing their innate
potential. The learners would also learn
about different models available for
planning and organizing information
dissemination services. To make impact,
they would have place greater emphasis
on offering proactive information
services, and opening avenues for
interactive sessions with the target
community, such as E-Chouplas and
Choupal Sagars and deploying all such
innovative means that interest and
benefit the target adult community.
5.7 Apply What You Have Learnt
If you have completed all the activities,
given in the various sections of Unit 5,
you would have learnt to apply the
information provided. Further to this
input, you may write a short account
58
of how you plan to augment your efforts
to disseminate information received at
your end among those connected with
your adult learning set-up.
6
NFORMATION
DISSEMINATION SERVICES
I
INFORMATION
DISSEMINATION
SERVICES
S M DHAWAN
Structure
6.1 Introduction
6.2 Search Strategy
6.2.1 User’s Requirements
6.2.2 Selecting Database
6.2.3 Query Formulation Options
6.3 Retrieval Performance
6.3.1 Recall
6.3.2 Precision
6.4 Information Services
6.5 Types of Library and Information Service
6.6 Document Delivery System and Services
6.6.1 Modes of Document Delivery Service
6.6.2 Document Delivery Service Providers
6.7 Conclusion
6.8 Apply What You Have Learnt
Learning Objectives
Our hope is that after going through Unit 6, you will be able to
Describe the techniques used for searching databases for effective retrieval
Discuss the services that can be initiated for disseminating information to
adult community and to research and programme teams engaged in adult
education and learning
Outline document delivery services available in India and abroad
Use such services for acquiring documents not held in the small collection at
the adult learning set up where you are working.
6.1 Introduction
Unit 6 introduces you to the practical
aspects of information dissemination.
It will familiarize you with the techniques
for finding out databases and thereby
effectively retrieving the desired
material. Further, it will describe the
services you can use for information
dissemination to adult community and
discuss some of the document delivery
services you can find in India and abroad.
Our effort is to motivate you to use
these services for obtaining documents
not available at your adult learning setup. Small libraries in adult education and
learning can utilize such services for
acquiring documents not held in their
own small collections.
Let us now discuss some of search strategies.
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S M DHAWAN
6.2 Search Strategy
Search strategy is about formulating
search statement for an effective
retrieval and about deciding the
databases as such suitable for searching
and retrieval. It is all about series of
operations and decisions starting from
developing an understanding of user’s
needs to selecting appropriate databases
for retrieval, formulating search
statement by using suitable keywords,
descriptors and phrases (reflecting user’s
requirements) coupled with or without
Boolean operators, and the data fields
on which to carryout the search. The
role of the library is to mediate between
the user and the information resources,
working out a plan of action from
amongst the various available options
for database searching.
Retrieval performance is all about postsearch operations involving evaluation
of the search output for its relevance
to the user’s needs and revising search
strategy in the light of the user’s
feedback.
6.2.1 User’s Requirements
60
In mediated searching, understanding
user’s requirements is about bridging
the gap between the ‘expressed needs’
and ‘actual need’. The gap sometimes
stems from the lack of understanding
of the part of the user about terms and
keywords used in the database to
express a key concept under retrieval.
The best approach to reduce this gap is
to ask the user to provide a few
references of documents that seem to
meet his expressed requirements. You
could use the keywords used to index
such documents in the database to
understand his ‘actual requirements’.
The second approach to reducing the
gap is to expose the user to descriptors
in the thesaurus and to let him express
his requirements using descriptors
relevant to his topic.
6.2.2 Selecting Database
Selection of a database for retrieval
depends upon the subject of the query
and specialty of the database. It also
depends upon depth and breadth of
coverage of indexed resources in the
database, coverage of indexed resources
by regions and countries, and accessibility
to database archive for retrospective
searching and full-text searching.
6.2.3 Query Formulation Options
A search query can be simple or
compound. In addition, you can advance
a search by using Boolean, limiting,
string, proximity and truncation
operators and sets. We will now discuss
each type of query formulation options.
Simple Query: In simple query, you
use only keywords (or descriptors
taken from the controlled
vocabulary). Sometimes, you may
use a phrase in place of keywords in
the simple query. In such a case, you
will retrieve only records matching
the phrase. However, you reduce the
chances of finding records matching
the query if phrase is quite long. In
case, you use only keywords for
expressing the query (i.e. without
using any operator); the search
output would comprise records
containing one or more keywords
matching the query. Thus, the
greater the number of keywords in
the query the larger would be size
of the search output. There is no
single formula for keeping the output
small when there are too many
keywords in query. Thus the tip to
searching nearly exact match is to
keep the query as simple as possible
but without losing specificity in
expressing the query.
Compound Query: One of the
strategies to keep the acèsearch
output (matching the query) small
is to construct a compound query
using Boolean operators .OR, AND,
NOT. You can use them to group
search terms to broaden or narrow
the results of a search. Boolean
searching is a method of combining
search terms either to retrieve more
documents (use OR as the Boolean
operator) or a smaller and more
precise set of documents (use AND
or NOT as the Boolean operator).
Most databases and search engines
allow Boolean searching, but may
also use special characters or
commands. AND retrieves items in
which both terms are found e.g.
adult AND community. OR retrieves
items in which either term is found
e.g. adult OR community. NOT
retrieves items in which the first
term is present but the second term
is not e.g. information NOTt
knowledge. In other words AND
narrows a search, OR expands a
search, and NOT excludes terms
from the search.
Advanced Search: Simple or
compound search can be further
refined by combining advanced
search capabilities of the search
engine such as limiting the search
to specific fields in the record,
grouping keywords in the query
statement,
using
proximity
operators, truncation features etc,
Limiting Search: Many search
engines provide the facility to limit
the search to any one or more
fields, say, title, author, descriptors,
language, publication year, and
country of publication.
INFORMATION
DISSEMINATION
SERVICES
String Search: Many search engines
allow searching data fields for
character strings that are not in the
index. For example, character string
‘adult education and learning’ can
be searched by employing string
search technique. This facility is
particularly useful in searching for
specific characters.
Proximity Search: Proximity
operator between two terms is used
to find records that contain both
terms in the same field. For
example, when searching for ‘adult
WITH literacy’, the word and word
literacy would both appear in the
same search field. This operator can
thus be used to make a search more
precise than using the AND operator.
Some search engines use the term
‘SAME’ in place of ‘WITH’ to
represent proximity operator.
Order of precedence when using
multiple operators: Parentheses
override the order of precedence
when using multiple Boolean and/ or
Proximity operators. The search
statement “house* and (finance$ or
loan$)” retrieves documents that
contain some variant of the word
house and either one (or both) of
the terms in the parenthesis. You
can use up to fifty search operators
in a single search statement. The
order of precedence for multiple
operators would be as follows:
( )
Same/ With
NOT
AND
OR
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S M DHAWAN
Truncation: Truncation can be used
in a number of different ways: (i)
at the end of the word to retrieve
all mentions of the word (singular
and plural), all forms of a root in
cases of irregular plurals, and to
retrieve more than one character,
and (ii) internal truncation or
wildcard characters to retrieve
alternate spellings of words. You
may apply truncation at least after
three characters. The truncation
symbol * serves as a substitute for
any string of zero or more
characters. The wildcard symbol ‘?’
serves as a substitute for any one
character exactly. For example, the
search for wom?n retrieves woman
or women. One can use truncation
or wildcards anywhere in the search
term except as the first character.
The wildcard symbol $ serves as a
substitute for zero or one character.
$ = zero or one character
* = Zero or more characters
? = one character only
Example of right side truncation
Lite* = Literacy, liter, literature, literate
(* = zero or more characters)
Educate$ = Educate, educated ($ = zero
or one character)
Example of internal truncation
Computeri?ation = Computerization,
computerization (? = one character only)
Colo$r = color, colour ($ = zero or one
character)
6.3 Retrieval Performance
There are two parameters for
evaluation of search output: (i) recall
and (ii) precision. Any search output
from a database comprises two types
of records (i) hits (relevant records) and
(ii) misfits (noise, irrelevant records).
You can measure recall and precision
based on number of hit records and
misfit records retrieved from the
database and based on relevant records
not retrieved from the database. The
search engine due to poor formulation
of the search statement does not
retrieve sometimes records relevant to
a query.
6.3.1 Recall
62
Recall is a ratio of hits retrieved (total
records retrieved–noise) to total relevant
records held in the database i.e. With
reference to the figure below recall is
computed as (A/C). It is a measure of
the ability of the retrieval system to
retrieve (recall) relevant records from
the database.
6.3.2 Precision
It is a ratio of relevant records retrieved
(relevant hits = total records retrieved
–noise) to total records retrieved (hits
+ noise). With reference to Figure 6.1,
it is computed as (A/G). It measures
the ability of the system to suppress
noise in the search output.
Retrieved Not Retrieved Total
RELEVANT
A
(HITS)
B
(MISSED)
NOND
RELEVANT (NOISE)
X
TOTAL
H
G
C
Figure 6.1 Precision
You can obtain user feedback in terms
of recall and precision taken as the basis
for improving retrieval performance by
suitably amending search statement in
the query.
Activity 6.1
Search website http://www.findarticles.com/p/advanced?tb=art for articles on poverty
alleviation published during 2000-2005. List only top 10 references and measure the
precision of the search output.
INFORMATION
DISSEMINATION
SERVICES
6.4 Information Services
T he
libraries could use in-house
databases as well as external
bibliographic and full-text databases for
organizing information dissemination
services. In adult education and learning
sector the constituencies that need
library support and services are two: (i)
adult community and (ii) academic and
research teams planning and organizing
adult education programs. The most
common service that libraries have been
offering over the years is the access to
document collections. However, the
expectations of both the constituencies
from the libraries go far beyond the
accessibility to internal collections. The
adult community is more interested in
getting useful information than just the
documents. Given their low socioeconomic status and their low literacy
level, they need practical and processed
information useful in making informed
choices or taking decisions on matters
relating to their livelihood and living
standard, and guarding themselves
against exploitation and deprivation,
etc. The other constituency in the adult
education and learning sector, which
comprises academic and research
teams, needs services far beyond the
accessibility to document collections.
They need bibliographic information,
condensed information, analytical
information, repackaged information,
and consolidated information and such
other content-oriented information for
understanding latest developments in
the field, state-of-the-art in the subject,
and complete overview of the topic.
6.5 Types of Library and Information Service
Broadly, libraries offer different types
of library and information services that
should be of relevance to both the user
constituencies in the adult education
sector. These services include i) Current
Information, ii) Everyday Use
Information, iii) Catching up
information services, and iv) Exhaustive
Information. Let us now discuss each
type in somewhat more detail.
i) Current Information Services: Such
services usually refer to keeping up to
date with the latest literature published/
information in a subject area for the
adult community in rural areas ‘mandi’
(wholesale market) rates for farm
produce, revision in loan rates from the
banks, latest health and family planning
programs, agricultural melas (fairs), etc
constitute current information as it is
crucliterature, store it first in the
database, before disseminating it to the
adult community. However, for the
academic and research teams engaged
in adult education and learning
programs, the connotation of current
information is different. To them it
implies latest research papers and
publications in journals, latest books and
monographs in the field, pre-prints, etc.
The purpose of such a service is to
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S M DHAWAN
understand current research trends in
the field and to gain knowledge about
the highest level of achievements in the
field. For planning and organizing current
information services, the libraries need
to browse published and grey literature
in adult education and learning, and
compile the relevant data in the
database for producing such services
as Current Titles service (classified by
subject) and Table of Contents service
(organized by journal titles). In
addition, there are also a) Selective
Dissemination
of
Information
(customized to individual’s needs) and
b) Electronic Clipping Service. About
the latter two services, we will discuss
a little more.
a) Selective Dissemination of
Information (customized to
individual’s needs): In addition,
the library can organize selective
dissemination of information (SDI)
wherein the current information is
provided to the users on the select
topics of interests to the users, and
from
select
sources
of
information. The user feedback is
an important pre-requisite in the
SDI service as it helps in
performance evaluation of the SDI
service and introducing midcourse
changes, if so required, in the user
profile or the search query for
improved performance.
64
b) Electronic Clipping Service:
Electronic publishers provide
electronic clipping service to
individual users on select topics of
their interest. Individuals need to
register with the publishers for the
service. They get in their mail box
listings of research papers from
current issues of journals and on
the subject of their interest. This
service is now a substitute for the
traditional current awareness
services as well as SDI service.
ii) Everyday Information Service:It
is about information needed for
performing day-to-day activities such
as
conducting
experiments,
engineering operations in a factory,
fabricating products, etc. Usually
reference sources such as directories,
handbooks, and encyclopedias are of
used in giving such type of information
services. The need for such type of
information services for adult
community is usually not very strong.
iii) Catching up Information Service:
In this service, complete picture on a
particular topic in given in simple and
short form to enable an individual to
catch up and comprehend the
developments in the subject since the
time he lost touch in it. Such a service
includes i) Popular write-ups on a
subject/ topic on demand, ii) Contents
that empower adult learners and
enable them to understand the
importance
of
information/
knowledge, and iii) Knowledge and
information useful for economic
activity.
iv) Exhaustive Information Service:
Exhaustive information services are
important
for
assessing
and
understanding overall developments in
the subject. These services include
literature search, bibliography
compilations, and state of the art
reports, critical reviews etc. You can
customize such services to individual’s
needs and give them on demand.
Coverage of information in such a
service is exhaustive. Usually such
services are of importance and relevance
in knowledge creation and utilization
and as such useful and relevant to adult
education teams.
Activity 6.2
Explain the difference between current awareness service and selective dissemination
of service.
INFORMATION
DISSEMINATION
SERVICES
6.6 Document Delivery Systems and Services
Libraries supporting adult education and
learning programs are required to
provide documents on demand or in
support of pro-active services that they
organize. Given the fact that the
collections size of NGO libraries is usually
not large, they may not be able to
provide access to all documents on
demand from their in-house collections.
They will have to depend upon external
document delivery systems for the
purpose. Initially, before the advent of
photocopying machine, libraries used to
exchange documents in their holdings
on demand on inter-library loan.
However, with the advent of
photocopying machines, photocopies
have replaced the practice of lending
original documents. The end users or
user libraries get photocopies of
documents for permanent retention.
Subsequently, with the emergence of
electronic publishing era and advent of
ICT, Internet era, the libraries started
sharing their resources by transmitting
digital images of the print documents
or sending electronic files of digital
documents over the Internet.
In the literature, the terms ‘inter-library
loan’ and ‘document delivery’ are used
interchangeably. However, the two
terminologies have specific and different
connotations though they serve to meet
the same end purpose. In inter-library
loan, you can borrow only holdings of
the library such as books, journals,
reports, standards, etc., from one
library to another but for a limited period
only. You need to return such documents
to the lending library after the expiry
of loan period. In inter-library loan, you
never get documents for permanent
retention. On the other hand, in
document delivery, the end-user gets
copies of the documents such as
photocopies/ electronic images/ fax
images/ electronic files for permanent
retention.
6.6.1 Modes of Document Delivery
Service
Document delivery means supplying
documents on demand in either original
or as copies of the original (copies in
print or digital format) and delivered
through mail/ courier or over
communication networks. Document
delivery to end users implies three types
of
operations:
i)
document
identification, ii) document location, and
iii) document procurement. Document
identification requires verifying the
bibliographical elements of the
documents to ensure that details such
as author, article title, source title,
volume, and pages as given in the user
request are correct. You can verify such
details by searching the Web or the
relevant databases. Document location
implies identifying the library holdings
the documents under reference. You
may do this by searching union
catalogues available from library
networks. Document procurement
implies writing to the relevant libraries/
65
S M DHAWAN
service providers for delivery
documents. There are several modes of
document procurement.
Requesting documents from the
holdings library/ library networks
Requesting documents from
document delivery service
providers
Searching the Web for digital
copies of the documents for free
access
6.6.2 Document Delivery Service
Providers
There are several document service
providers in India and abroad. Their role
is to provide copies of documents on
demand. The mode of copying may be
photocopy, fax image, digital image, or
duplicate electronic file. The delivery
options are post-mail, courier, fax, or
over the network. Unlike traditional
libraries which give documents without
charging any money, these delivery
systems are commercial in approach and
charge for providing document delivery
service. è˜èThese systems compete
with each other in terms of speed of
service, being exhaustive in terms of
depth and breadth of information
sources, and in terms of service costs.
See Box 6.1 for a list of the service
providers in India and abroad. You can
obtain more information about their
services by searching their websites.
Box 6.1 List of the Service Providers in India and Abroad
INDIA
INFLIBNET Document Delivery System offers services in collaboration with the
following set of libraries.
Indian
Banaras Hindu University, Varanasi
University of Hyderabad, Hyderabad
Indian Institute of Science, Bangalore
Jawaharlal Nehru University, New Delhi
Punjab University, Chandigarh
Tata Institute of Social Science, Mumbai)
NISCAIR Document Delivery Service
National Institute of Rural Development, Hyderabad
Institute of Rural Management, ANAND, Gujarat
Tata Institute of Social Sciences, DEONAR, MUMBAI
NASSDOC Document Delivery Service
National Social Science Information Centre, M.S University, Baroda
National Information Centre, SNDT Women University, Mumbai
FOREIGN
66
British Library Document Delivery Service
Canadian Institute for Scientific and Technical Information
National Library of Australia
Activity 6.3
List using the Internet the terms and conditions for document delivery services offered
by INFLIBNRT, NISCAIR, NIRD, NASSDOC.
6.7 Conclusion
After completing Unit
6 the learner
would come to learn the techniques for
searching databases for effective
retrieval, plan and organize various
services for disseminating information
to adult community as well as to
research and programme teams
engaged in adult education and learning.
This Unit would also educate learners
about the institutional resources in India
and abroad for obtaining full-text
articles. Most NGO libraries may not
have comprehensive collection of
databases. In such cases, it will be
advisable on the part of the adult
INFORMATION
DISSEMINATION
SERVICES
educators to use the services of online
hosts or else use the Internet resources
for information retrieval. The choice of
services for information dissemination
will depend upon needs of the target
users, the level of their education and
literacy, and their preferences for the
media and the language for
communication. The NGO libraries would
need to use extensively the document
delivery services for obtaining full-text
documents. This is so because not all
NGO libraries generally posses limited
resources in their collection.
6. 8 Apply What You Have Learnt
D uring completion of all activity
sections of Unit 10, you would of course
apply what you have learnt in this unit.
In addition, you may also write a short
account of how you plan to introduce
some of information dissemination
services discussed in the unit at your
adult learning set-up.
In this exercise, you will find very useful
the list of some key words given in Box
6.2.
Box 6.2 Some Useful Keywords
Search strategy
Formulating search statement for an effective retrieval and
deciding databases to besearched for retrieval.
Search statement
Keywords used for expressing search query with or without
operators
Simple search
Keywords used for expressing search query without any
operators
Advanced search
Keywords used for expressing search query using operators
and placing operators in the query statement in prescribed
order of precedence
Limiting search
Searching database on select indexed fields
Boolean operators
Boolean operators are .OR, AND, NOT. Boolean operators
provide a method of combining terms either to retrieve more
documents (use OR as the Boolean operator) or a smaller
67
S M DHAWAN
and more precise set of documents (use AND or NOT as the
boolean operator).
Proximity search
Proximity operator ‘WITH’ or ‘SAME’ is used between two
terms to find records that contain both terms in the same
field.
Recall
The ability of the retrieval system to retrieve relevant records
from the database
Precision
The ability of the retrieval system to suppress noise in the
search output
Selective dissemination
Current awareness service customized to individual’s of
information needs
Electronic clipping service
Service provided by electronic publishers to individual users
on select topics of their interest for receiving alerts on
articles on the topics/journals of their interest
Document delivery systems Individual or collaborating libraries of national importance
providing documents on demand to end users for permanent
retention against payment
68
7
NETWORKING
NETWORKING
INDIRA KAUL
Structure
7.1 Introduction
7.2 What is a Network?
7.2.1 Definition and Concept of Networking
7.2.2 Need for Networking
7.2.3 Various Features of Networking
7.2.4 Networking Components
7.3 Networking through Information and Communication Technology
7.3.1 Technology, the Internet, and Adult Literacy
7.3.2 Advantages of Networking and Internet Technology
7.3.3 Internet Services
7.3.4 Electronic Networks of Practice (EnoPs)
7.4 Why of Networking
7.4.1 Problems Associated with Networking
7.4.2 EnoP and Participation and Helping Others
7.4.3 Knowledge Sharing and Electronic Networks
7.5 Conclusion
7.6 Apply What You Have Learnt
Learning Objectives
After going through Unit 7, it is expected that you would be able to
Define networking, its concept, need, features and components
Conduct networking through ICT in adult literacy programmes
Differentiate communities of practices (CoPs) versus electronic networks of
practices (EnoPs) and knowledge sharing.
7.1 Introduction
B esides documentation
and its
dissemination, an adult educator can
improve the facilities and services of the
adult education set-up by networking. You
may ask, “What is meant by networking?”
Unit 7 answers this question in detail and
helps you to understand its significance
for your profession.
7.2 What is a Network?
A network is a social structure made of
nodes which are generally individuals or
organizations. It indicates the ways in
which they are connected through
various social familiarities ranging from
casual acquaintance to close familial
bonds. Networking is basically an interinstitutional arrangement intended to
69
INDIRA KAUL
break information isolation. The term
was first coined by Barnes (1954).
Networking involves a set of skills and
activities relying heavily on effective
i n t e r p e r s o n a l
communication
for
gathering,
processing, and moving information in
organisation. Networking is a set of
behaviors that take place within the
context of organisations. However,
networking has become a popular term
in the day to day conversation and is
often considered to be related to job
seeking and personal advancement with
an emphasis on self-promotion and
trying to use others for ones’ own ends.
None of us can survive in business or
other profession without a strong
network of information and referral
sources. Every person has a network
of old schoolmates, relatives, colleagues
from former jobs or leisure activities,
and friends. The critical factor is your
mindset
towards
networking–
recognising networking as important,
not a waste of time. Networking is
valuable not simply because of the
information you gather, but because of
the sense of cooperation or goodwill that
you create. Networking is often
considered as the hidden side of
organizational leadership.
The human network is the social
structure composed of individuals,
friends, collaborators or other
organizations connected through
technology using a variety of devices personal computers, mobile phones,
gaming consoles and PDAs. In many
instances the term is described
synonymously with the architecture of
participation. It is the intersection of
communications networks and social
networks - a telecommunications
network where people are the
endpoints.
Activity 7.1
Build your network by following the steps given below.
Find out who has the information and influence that you need.
Develop well rounded relationships that are not all “business”. Develop and use
your contacts.
Try to go to meetings, even if the topic is not of direct relevance to you, to meet
other people. Talk to everyone you know about opportunities.
Find those friendly network spiders, those types of people who just seem to know
everyone.
Warm up long-cold contacts.
Get into the habit of being talkative.
7.2.1 Definition and Concept of
Networking
70
Networking is the building and
maintaining of relationships with a wide
range of individuals, groups, or
institutions who share common
interests, goals, or expertise.
Networking implies that the relationships
between people are the determining
factor in programs.
Women face different challenges than men
in the workplace. To meet these challenges
successfully women need to network.
Networking is about sharing information,
ideas, resources, opportunities. Members
of a network look to each other for advice,
tips on jobs, careers and employment and
create a support system for each other.
These informal strategic alliances can
benefit you greatly.
Networking is emerging as an important
concept in the study of professional
effectiveness and advancement,
leadership, and organisations. It has
been linked to studies of leadership
power and influence skills, careerdevelopment and promotion tactics,
organisational
structure
and
communication processes. Networking
has become popularised and is often
considered to be related to job seeking
and personal advancement, with an
emphasis on self-promotion and trying
to use others for one’s own ends (Stark
1985).
7.2.2 Need for Networking
In any organisation there are structured
groups like different departments, or
work groups and unstructured or
informal groups.
Individuals’
involvement in unstructured groups is
important, because networking is
becoming the best way to accomplish
things in organization(See Box 7.1).
Albrecht and Ropp have found that
workers discussed new and innovative
ideas in an unstructured group more
freely than in a structured group or in a
hierarchical role relationship.
7.2.3 Various
Networking
Features
NETWORKING
of
Networking is characterized by the
following features:
Ongoing, purposeful interaction
Cooperation
Relationships
People centeredness
Complex
and
diverse
interconnections
Open ended and flexible progression
Box 7.1 Steps to More Effective Networking
Define your objective: Focus on what you want to achieve and how people can help
you. Think about what you can do for members of your network in exchange for
information, contacts and support.
Be Visible and Approachable: Go out of your way to be where people are. Be
cheerful, confident and straightforward.
Make contact: Select the best approach and initiate the conversation. Wait for
aresponse. Mention common interests. Report news of interest.
Get the contact of the people you meet: Not just their business card but other
keyinformation that can be stapled with their card.
Follow up on information, advice or leads given to you.
7.2.4 Networking Components
It is essential to approach networking
systematically. In order to develop a
good network you should be able to
answer the following types of questions:
In which organisations / events do
you need to be visible?
What kinds of referral sources do
you need, and where / how can you
meet them?
Who can influence potential people to
choose you, and how can you meet them?
Who are already your advocates and
can introduce you to others?
Different people have different
attitudes to networking. All persons are
not natural net workers. Some can
develop strong networking skills with a
little help, and others are really not
comfortable meeting strangers
especially in new cultures. You would
find different attitudes towards
networking among different types of net
worker as you can make out below.
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The Passive Net worker: They have
little interest in meeting new people.
Instead, they will gravitate to people
they already know, wasting the chance
to expand their contacts(See Box7.2).
The Inquisitive Net worker: This type
of people takes initiative but behaves
like a detective interrogating suspects.
They draw out other people and may
learn a lot, but sooner of later the fact
that they do not share any information
will make others stop trusting them.
Social Net worker: This type takes
appropriate initiative in meeting new
people but keeps the conversation on a
social level. They may be very popular
and receive many social invitations – and
so can be very valuable in your networking
strategy. However, they need to
understand how to engage in commercial
information exchanges as well.
Dedicated Net worker: They initiate
appropriately and are constantly looking
for ways to be helpful to others. In
return, the latter often share with them
valuable market information and
intelligence. These staff members are
the heart of your networking team and
should receive your active support and
are rewarded for their efforts.
Even some of those who have strongly
supported the view that effectiveness
of networking centres around, the
objective to further ones’ own interest
have started seeing the limited scope
of this self serving framework. They say
that knowing how to network is
practivally knowing how to be helpful to
the people with whom we work and ask
for help in return. In reality,
interdependence not independence is
the key to getting somewhere in the
work world. Such attitude expresses
what is best about networking ability
to create an effective support system
for yourself that also works to the
advantage of others.
Box 7.2 Tips on How to be Visible while Networking
72
Ask a question at a conference.
Make a point in a meeting.
Discuss a book with an industry leader.
Make people laugh.
Have an opinion on everything.
Send cards at Christmas or New Year to remind your contact that you exist.
Networking is now becoming as
emerging style of functioning within the
organization. People are increasingly
learning from one another horizontally;
everyone is becoming a resource for
everyone else; and each person is
receiving professional support and
assistance from many directions. In this
scenario, one can identify the following
as strategies for successful networking
(McHale 1987)
Finding the right track to multiple
sources of information related to a
project;
Bridging the information flow
between functions such as finance
and marketing;
Communicating by both formal and
informal means to accomplish
projects;
Doing things and/or gathering
information without overpowering
others;
Managing the give and take of
information flow within an
organization
or
between
organizations, often outside formal
organization lines and;
Facilitating the interchange among
individuals who serve as resources
to obtain a specific goal.
It has been found that networking can
be a decisive factor in the woking of a
successful organisation. Research has
proved that workers are more likely to
talk about new ideas with those
colleagues with whom they also discussed
work and personal matters. Tacit
knowledge is shared relatively easily
between individuals within the
community, often without ever being
made explicit.
NETWORKING
And those who are well integrated into
networks of social relationship at work
are more likely to participate in decision
making. They can see clearly how they
contribute to group performance and
share in the rewards of group
performance. It has also been found
that highest number of innovation has
taken place in those organisations where
collaboration, free flow of information
and coalitions built of supporters are the
dominant characteristics.
Activity 7.1
Imagine a younger colleague comes to you and asks help in writing a short essay on
‘Networking’. The colleague asks the following basic questions. In order to help your
colleague you need to read the above sections from 7.2.1 to 7.2.4 carefully and answer
the questions asked. The colleague requests you to put your answers in writing for
future reference. Write down your answers and oblige the colleague.
What does one actually do while ‘networking’?
Why has networking now become so important?
What are the key features of networking?
Do you ever utilize any of the steps of effective networking within your organisation?
If yes, give details of the steps. If no, give reasons for not doing so.
How can a passive net-worker be turned into a dedicated net-worker?
Mention any three tips on how to be visible without really trying while networking.
7.3 Networking through Information and Communication
Technology
Now a days, organisations are investing
in ICT that create intra-organisational
electronic network. The purpose is to
have “bridging ties” between
geographically dispersed organisational
members. The main objective is to
provide a platform to communication
through which individuals working on
similar problems may quickly ask each
other for help on task related
problem(See Box 7.3).
Educators and policy makers need to
stay alert to the need for programs that
maintain the principle of providing a
positive, useful, and quality service.
i) Professional Development: New
Technologies, while helpful in certain key
ways, also create new problems, the
foremost of which is training individuals
(learners and teachers) how to
implement them in a cost-effective
manner. Sometimes the training process
becomes very expensive, and nearly
counterproductive (when in the midst
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of repaid platform and software
changes). The Internet promises, in
some respects to be relatively easy to
train on and with.
ii) Technological Lifelong Learning:
Using Online networking technology and
the Internet not only provides adult
learners with new opportunities for
literacy and basic skills instruction but
the use of these technologies themselves
provide new technological literacy skills
that adult learners can utilize in the work
place, for personal reasons, and in the
future for additional lifelong learning at
higher levels.
In sum, Internet-based network
technology is one of the most promising
areas for literacy work in the world.
The benefits of this technology seem
well matched with the following
problems in the literacy field:
(a) The dispersed and diverse population
of adult learners,
(b) The limited and thinly distributed
expertise in learning diagnosis, and
(c) The need to connect learners and
instructions interactively in an
asynchronous manner that takes
advantages of learners needs for
independence along with their
unavailability for formal classroom
instruction.
The uses of technology for adult literacy
and adult education have been growing
exponentially in recent years, from
computer-assisted instruction to the
information highway and to the simple
improvements engendered by the use
of personal computers in management
and information systems.
Box 7.3 Follow-up Strategies
Networking does not stop with meeting people. An information management process is
critical to your success. Some ideas to help you build and maintain a strong network:
Note the function, date and key issues on the business cards you collect as soon as
possible (but not in the presence of the card giver).
Have a standard follow-up letter ready to send out when you return to the office.
Remember that you are likely to be very busy at that time, so being prepared in
advance is helpful.
Set up a mailing database to track information and make correspondence easy.
Find reasons to keep in touch. Send the person copies of papers you have written,
news clippings they might be interested in, anything to keep your capabilities in
their minds.
Activity 7.2
Prepare a database of adult education functionaries of your area and build up a network
to share success stories of adult learning known to you and innovations in adult learning
that have been carried out by you.
7.3.1 Technology, the Internet and
Adult Literacy
74
One can argue that in theory, electronicbased technologies are a source of
exponential growth in the field of adult
literacy. All things being equal, that is,
inexpensive access to broadband width
of internet facility, uninterrupted supply
of power and clear link between literacy
and poverty alleviation, it is possible to
effectively work on the interface
between technology, the Internet and
adult literacy.
i) Electronic Technologies
Computers, wireless communications,
videotapes, and the like – are now being
incorporated
into
elementary,
secondary, business, and college level
education. Adult literacy programs, in
contrast, still lag far behind in using
these newer technologies for
instruction. Studies show that many
adult literacy programs have a foothold
in technology, but this is mainly in the
use
of
microcomputers
for
administrative
purposes,
not
instructional ones.
Economic considerations clearly are a
major impediment to technology
implementation in adult literacy
programs.
ii) Need of Network in Adult Literacy
These technologies hold enormous
promise for the future because they can:
Reduce the isolation that many
adult literacy providers and
students experience,
Facilitate communication among
staff and students within and
between programs
Increase access to high quality
materials and emerging research,
Streamline administrative and
reporting processes, and
Help to provide the delivery vehicle
for innovative instructional and staff
development approaches.
However, we need to keep in mind that
across these new technologies, there is
also inadequate staff training and lack
of
information
on
effective
implementation and specialised uses.
7.3.2 Advantages of Networking and
Internet Technology
NETWORKING
There are some clear advantages of
networking and Internet technology both
for adult learners and for adult literacy
programs.
For learners, this would include
reaching learners outside of the
classroom,
using learning time more efficiently,
sustaining motivation
individualizing instruction and
providing access to information
tools.
For adult literacy programs, this would
include
improved recruiting and training of
learners,
improving curriculum
meeting staff development needs
enhancing assessment and
curriculum, and
streamlining
coordination,
management and administration.
7.3.3 Internet Services
The Internet allows each of us to share
information and resources such as
government documents, electronic
publications, online books, media
publishing, human anatomical images,
computer software, bibliographic and
full-text databases, speeches, live
concerts, animal sounds, and motion
videos. The Internet’s dynamic nature
is delivered from world citizens
contributing their time, resources and
energies to each other.
Users consult electronic resources at
libraries; download computer shareware
and software upgrades. A few usages
of the Internet can be listed.
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To trade with people or other
organizations
To access information on Internet,
you need a browser-software.
Examples of the browser can be
Netscape, Internet Explorer etc.
The World Wide Web (WWW) can be
defined as a hypertext, multimedia,
distributed information system that
provides links to hypertext documents,
as well as too many other Internet tools
and databases. There are several
features that are unique to the Web
that make it the most advanced
information system to appear on the
Internet to date. See Box 7.4 for
information on Search Engine and
Network-based Information Services.
Box 7.4 Search Engine
There are several tools to find information on Internet. Search engines are one of their
examples of search engines can be Google (www.google.com), HotBot
(www.hotbot.com), dogpile (www.dogpile.com) etc.
Network-based Information Services
Resource Sharing, Virtual Libraries,
Computer Mediated Communication,
Web Publishing, Other Services
Infrastructure
Requirements
Hardware, Software, Human ware,
Technologies for Networking,
Network architecture etc
Organization
of
Information
Resources Digital resources, Nonprint media, Content creation,
Metadata tools, Research networks,
Institution networks etc
Network Policy and Governance
Participation in INFLIBNET, Legal and
Copyright issues, Economics of
centralised database services
Institutional policies etc.
Activity 7.3
Your younger colleagues has come to you once again asking for help in applying the ideas
about networking to adult learning. In order to help her, you first read the paragraphs in
sub-section 7.3.1 to sub-section 7.3.3 and then write down for her the answers of the
following questions.
What are the specific needs of networking in adult literacy?
How can Networking and Internet Technology be of advantage for adult learners?
How does Internet allow us to share information?
What are the network-based Information Services?
7.3.4 Electronic Networks of Practice (EnoPs)
76
In an effort to replicate traditional social
electronic networks of practice (EnoPs).
networks electronically, organisations are
now investing in computer-mediated
communication technologies to facilitate
knowledge sharing regardless of time
and space constraints. These emergent
virtual communities are referred as
Needles to say, communication within this
network of practice occurs primarily
through computer-based communication
technologies suh as bulletin board, listservs
etc.
One of the main characteristics of ENoPs
is that the participants in the network
interact with one another to help each
other solve problems. By posting a
message, individuals seeking help can
reach out others who can provide
valuable knowledge and insight in
response. The posting of messaes and
responses is recorded like a conversation
beteen participants. This shows active
mutual engagement in problem solving;
and the characteristic of mutual
engagement distinguishes it from more
static form of electronic knowledge
exchange,
such
as
document
repositories and other types of
database.
Another characteristic of an ENoP is the
fact that the technology supports any
number of participants. As a result
knowledge seekers are not limited to
asking only experts whom they
personally know or able to identify, thus
increasing the possibility of connecting
with someone willing and able to help.
In addition, knowledge in an ENoP is
typically archived and available to all
participants in the network. This
ultimately creates and online repository
of questions and answers that can be
referred to later by any individual
regardless of the fact whether he or
she had participated in the original
discussion. The value of an ENoP
increases dramatically as the number
of participants rises.
NETWORKING
Moreover, in an ENoP, participation is
open to anyone with a desire to interact.
The electronic links created by the
Internet and related technologies that
enable individuals to communicate are
practically ubiquitous, thus membership
is open to anyone with a desire whether
they want to participate as well as how
often they participate. They have the
choice to determine what they want to
contribute, choosing what knowledge
they are willing to disclose as well as
the length of the message they
contribute influencing the quality and
helpfulness of the knowlede exchanged.
The characteristic of discretionary
choices regarding participation and
knowledge sharing differntiates an ENoP
from other form of virtual work, such
as virtual teams in which the members
of participants are expected to
coordinate effects to deliver a specific
outcome (see box 7.5).
Box 7.5 Example
An example of online participatory networking is ohmy News, a sort of online newspaper.
It is an example of ‘citizen journalism’ in action. The website of this South Korean
newspaper gets an average of 700,000 visitors ad two million page views a day, which
puts it in the same league as a large newspaper. But ohmy News has no reporters on its
staff at all. Instead, it relies on amateurs or citizens to contribute the articles. The
newspaper is a ‘playground’ for South Korean hobbyists. The articles are of good quality
as South Korea has a good educated ‘people power’. Ohmy News has a build-in-feedback
and rating systems so that the best articles rise to the top.
One of the biggest innovations of this newspaper is economic. The site has ‘tip-jar’
system that invites readers to reward good work with small donations. All they have to do
is click a little tip-jar button to have their mobile phone or credit-card account debited.
The system is working well. In addition, advertising and syndication revenue helps it to
run smoothly. The success of Ohmy News has wide ramifications in South Korea’s media
industry. Many newspaper sites now have feedback and conversation passes at bottom of
online articles and are trying to interact more with readers (Economist: A Survey of New
Media, April 22,2006).p.7.
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In addition to these, participants in an
ENoP are strangers. Knowledge
exchange is an ENoP occurs between
people regardless of personal
acquaintance, familiarity or location.
Since participation is voluntary,
knowledge seekers have no control over
who responds to their questions. On the
contrary, in a traditional social network,
people typically know one another and
interact overtime creating expectations
of obligations and reciprocity that are
enforced through social sanctions.
Activity 7.4
Your younger colleague is much baffled by acronym EnoP and its meanings. Please write
down the full form of the acronym and explain its meaning and help her to find answer of
the following questions:
What does EnoP stand for and what is its meaning?
Why is it better to share knowledge through EnoPs?
How can Internet help you to build a network of Adult educators?
How can you get a feef of ‘best practices’ in your field through an ENoP?
In what way an ENoP is different from a conventional social network?
7.4 Why of Networking
Electronic Networks of Practice is
an
excellent means of improving one’s own
level of technical competence.
Additionally it helps to keep current with
technical developments as well as to
know who was actively working in
different areas. Technically or otherwise
people gain competitiveness.
There seem to be a variety of reasons
why people help each other. As the saying
goes, nothing comes free, in order to
receive help from the network,
individuals feel obligated to help others
in return, a strong sense of reciprocity.
In some organisations, like knowledge
management companies, helping others
is a part of their job. Through their
participation they are able to improve
level of technical competence of
network as a whole and ultimately
enhance organisation’s competitiveness
in the market.
78
The participants of EnoP gain exposure
to critical new ideas. They get help
and advice not available locally.
Studies indicate that individuals
participate in EnoPs outperform their
colleagues who primarily rely on their
colleagues for knowledge and advice.
A database of all the postings / questions
can be made. This shall help individuals
to find previously discussed topics as well
as a means to educate people on how
to use email or list serve technology give
here examples of Adult education /
community participation questions.
7.4.1 Problems Associated with
Networking
In case of List serve mailing lists, even
though mail is received in the mail box,
yet there is much unsolicited mail. The
receiver has to go through that. It
wastes his much time which otherwise
could be utilised in some productive
work.
In a discussion form, the participants
are required to enter forum actively
otherwise he/she gets no postings of
the network.
An online CoP may be ephemeral and
the knowledge created may be lost,
unless proper infrastructure is in place
that can sustain what may be learned.
7.4.2 EnoP and Participation and
Helping Others
Higher levels of participation and tenure
in the EnoP are associated with both
acquisition of knowledge from
participation in the network and
contributing knowledge to others. In
addition, both knowledge acquisition
from and knowledge contribution to the
network are positively related to
individual performance. Level of
participation in the network is more
important for supporting positive
knowledge outcomes than the length of
time an individual has participated. This
implies that newcomers to the network
can reap the same benefits of
participation as long as standing
participants.
EnoPs are a type of collective in which
the knowledge exchanged and created
is the collective’s public good. Mutual
engagement in an EnoP is open and
voluntary. Participation typically results
in the creation of a knowledge repository
of archived messages that is available
to all individuals regardless of their
original participation.
7.4.3 Knowledge Sharing and
Electronic Networks
easily between individuals within the
community, often without ever being
made explicit. Furthermore, these
tightly knit social structures facilitate
the creation of a shared identify
through the development of a common
language and social capital (such as
norms of behaviour, trust, and
obligation), resulting in strong social ties
between individuals.
These
characteristics have been argued as
essential for the continuous incremental
improvements in the community’s
practice and the reason why CoPs are
centres for learning and innovation
within organisations.
NETWORKING
In contrast, as mentioned above,
interactions in an EnoP are limited text
based, asynchronous, computermediated communication. As a result,
the ability of members to develop a
shared identity and common language
through narration, collaboration and
social construction is hampered.
However, EnoPs have a greater reach
than CoPs and support the creation of
weak electronic “bridging ties” between
unlimited numbers of like minded others
from across the globe. Due to the
extensive reach of these networks,
individuals benefit from EnoPs since they
gain access to new information,
expertise, and ideas that are often not
available locally.
Tacit knowledge is shared relatively
7.5 Conclusion
In a nutshell, Unit 7 has explained that
networking is an important activity in
the field of adult education. The 21st
century is witnessing explosion in the
field of Information and Communication
Technologies (ICT) and we need to
explore ways and means to use the newly
available ICT facilities to establish
effective communication through
networking for sharing ideas and
infrastructures. This would in turn
create an atmosphere conducive for
spreading education and knowledge to
adult population. Survival without
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networking is quite impossible now-adays. Knowingly and unknowingly, we all
network in our social circles and in the
organisational level. In adult learning setup it is important to network to
facilitate teaching-learning process, to
know and implement new innovations
in the field, to implement plans,
programmes and policies and to
streamline coordination, management
and administration. Increasingly,
knowledge sharing and resource building
in adult education centres is catching
up with time. Hence, for every adult
educator networking is an area which
can not be overlooked.
7.6 Apply What You Have Learnt
Have
you formed an Adult Learners
Association (ALA) in your region? If yes,
make efforts for Adult Learners
Association (ALA) to create a “Social
Network Site” on which knowledge can
be shared by way of placing
Relevant articles – information on
web and
80
Events of particular institutions.
If no, as an adult educator, make efforts
to initiate the process so that an ALA
may be formed and it can then move in
the direction of creating a ‘Social
Network Site”.
8
COMPUTER
NETWORKS
COMPUTER NETWORKS
S GANGULY
Structure
8.1 Introduction
8.2 Networking through Computers
8.2.1 Types of Network
8.2.2 Network Topologies
8.2.3 Network Components
8.3 Internet
8.3.1 Trends
8.3.2 Adult Education
8.4 Importance of Internet
8.4.1 Disadvantages of Internet
8.4.2 Benefits of Internet
8.5 Case Studies-I
8.5.1 ALTIN: Focus on teachers.
8.5.2 SHELCOM: Focus on Learners
8.5.3 Literacy Link
8.5.4 Conclusions and Future Directions
8.6 Case Studies - II
8.6.1 Information Production and Dissemination through Network
8.6.2 Demand Driven Information Production in the Warna Wired Village Project
8.6.3 Creating Rural Knowledge Repositories
8.6.4 Local Websites
8.6.5 Databases
8.6.6 Bulletin Boards
8.6.7 Email Lists
8.7 Participation in Application Network
8.7.1 Example for an Application Network: FarmNet
8.7.2 Community Education
8.8 Conclusion
8.9 Apply What You Have Learnt
Learning Objectives
It is expected that after going through Unit 8 on Computer Networks you would be
able to
Understand basics of the various types network technologies in the area of
computers, Local Area Network (LAN) and different components of computer
network
Familiarize yourself with the Internet and its terminologies, web addresses,
advantages, benefits disadvantages and its usages in the field of adult
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S GANGULY
education
Acquaint yourself with needs and demands of creating demand driven
information, rural knowledge repositories, importance of local websites,
databases, bulletin boards e-mail lists, etc. in adult education by the help of
different case studies
Appreciate the importance of participation in application oriented networks
and community education
8.1 Introduction
In
Unit 7 we mentioned about
electronics-based networking. In order
to understand fully the concept of this
type of networking Unit 8 introduces
you in greater detail to computer
networks. With the greater use of
computers it was realized that the use
of the computer could not be restricted
to a particular place. A need was felt
to link computers located at different
places, e.g. in the same room or
scattered through a building or at
distant places for exchange of data/
information. A group of two or more
computer systems linked together is
known as computer network.
Networking has revolutionized use of the
computer. It is more cost effective and
productivity is also gained. It allows
computers and their users to share
information and resources. Its other
uses are database server, computer
server, email, chat, internet, etc.
8.2 Networking through Computers
In
Unit 7 you read how networking
through computers is emerging and no
one could keep himself/herself away
from it any longer. But, what are the
types of a network within the arena of
computers? Those are LAN, MAN and
WAN. Not only this, there are certain
topologies associated with it and there
are certain components which carry out
these functions. We need to acquaint
ourselves with these technical words and
their usages when we move to the area
of networking through computers and
extend its use in reaching out to adult
learners. Let’s discuss in detail about
seemingly strange terms and their
everyday applications.
8.2. 1 Types of Network
82
Based on geographical dispersion of
computers there are mainly three types
of network.
Local Area Network (LAN)
Metropolitan Area Network (MAN)
Wide Area Network (WAN)
Local Area Network
In this type of network computers and
other communication devices are in a
small area and are connected together
(networked). The area can be single
building, cluster of buildings in the same
campus. Examples can be Local Area
Network of Lab in which you may be
working or a library which you may be
using.
Metropolitan Area Network
A Metropolitan Area Network is basically
a bigger version of LAN and normally
uses similar technology. It might cover
a group of nearby corporate offices or
it can be in a city. It can be private or
public.
Wide Area Network
Computers can be farther apart like
covering cities, countries or even
continents. The computers are
connected by telephone lines or radio
waves or optical fibres.
8.2.2 Network Topologies
Topology refers to the shape of a
network or network’s layout. How
different nodes in a network are
connected to each other and how they
communicate is determined by the
network’s topology. There are four most
common network topologies, namely, i)
Bus Topology, ii) Star Topology, iii) Ring
Topology and iv) Mesh Topology (See
Figure 8.1).
COMPUTER
NETWORKS
Figure 8.1 Network Topologies – Star, Bus and Ring
Bus Topology
All devices are connected to a central
cable, called the bus or backbone.
network nodes. In a true mesh topology
every node has a connection to every
other node in the network.
Star Topology
All devices are connected to a central
hub. Nodes communicate across the
network by passing data through the
hub.
8.2.3 Network Components
Ring Topology
All devices are connected to one another
in the shape of a closed loop, so that
each device is connected directly to two
other devices, one on either side of it.
Mesh Topology or Point to Point
Network
Devices are connected with many
redundant interconnections between
The following are essential components
for computer networking.
a) Network hardware
b) Transmission media
c) Network software
Let us discuss each component in some
detail.
a) Network Hardware
The basic component of computer
network hardware is a computer.
Computers on a network can be divided
into two categories,
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i) server and
ii) clients or nodes.
Server is the computer of higher power,
and speed. It costs more. To this
computer resources are attached. And
the clients, also known as nodes access,
are the resources which are attached
to server. In peer to peer computer
networks there are no servers.
b) Transmission Media
Communication of data propagation
and processing of signals is called
transmission. Signals travel from
transmitter to receiver via a path. This
path is called medium. Medium can be
guided or unguided.
Guided Media
In guided media, data is sent along a
physical path i.e. cables. There are
several types of cables used in network.
The type of cable chosen for a network
is related to the network’s topology,
protocol and size. Different types of
cables are a) coaxial cables, b) Twisted
pair copper wire, and c) Optical fibre
cable.
a) Coaxial cable looks like cable that
brings the cable TV signal to
television.
b) Twisted pair copper wire cable looks
like phone cable. Twisted pair cables
come in two varieties, a. shielded
and b. unshielded.
c) Optical fibre cable
Unguided Media
Here no wire is installed. The data
communication is predominantly sent by
radio waves and microwaves.
84
Network Card
We will discuss about networking
software. But hardware has also to be
connected. Most important part of
connection is the network card. This is
the middle part of connection. These
cards are 8 bit cards, 16 bit cards and
32 bit cards. Each card has its own
method of sending information
(network protocol) through the cable.
The most commonly used is Ethernet
Protocol. A network card is called
Interface card, network adapter, a NIC
etc. It is a circuit board or chip which
allows the computer to communicate to
other computers on a network.
Modem (MODulator / DEModulator)
A modem converts digital signals
(computer signals) from the computer
into analogue signals for transmission
and vice versa for reception over a
telephone line. There are four basic
types of modems for a PC: i) External,
ii) USB, iii) Internal and iv) Built-in.
External and USB are set on your desk
outside the PC, while as Internal and
Built-in are inside the PC. Present day
modems have 56 kilobites per second
speed. ISDN (Integrated Services Digital
Network) circuits are digital. In this
conversion from digital to analogue is
not required.
Switch
Switches are basically bridges, but usually
have multiple ports. Switches connect
network segments, using a table of
addresses to determine the segment on
which a packet needs to be transmitted.
Hubs
A hub is used to connect multiple
computers and devices via a dedicated
cable. It is cheap and connections are
easy. It generally has 4, 8, 12, 24 ports.
Router
These are used to connect networks and
to determine the optimal path along which
the network traffic should be forwarded.
They are occasionally called gateways.
There are other network devices like
repeaters, bridges, ports, etc.
c) Network Operating Software
Network operating software (NOS) is a
collection of software and associated
protocols that allow a set of autonomous
computers, which are interconnected by
a computer network, to be used
together in a convenient and costeffective manner. It is similar to any
other operating system like windows,
DOS, etc. except it operates over more
than one computer. It controls operation
of the network system, including who
uses it, when they can use it, what they
have access to, and which network
resources are available.
At a basic level, the NOS allows network
users to share files and peripherals such
as disks and printers. They provide data
integrity and security. The examples
can be categories of NOS: The NetWare,
LAN Manager, Solaris and Windows 2000
etc.
The main categories of network
software are i) Peer to peer software
and ii) Client / Server-based
Peer to Peer Software
In peer to peer networking operating
software users can share resources and
files located on their computers and can
access shared resources on other
computers. There is no central server.
All computers in the network are equal.
They have similar capabilities and
resources. Examples of Peer to peer
network software are Windows XP,
Windows 98. When you are working in
Microsoft Office Word under Windows
environment, you can share the shared
documents. It is possible because
Windows XP is peer to peer networking
software.
COMPUTER
NETWORKS
Client Server Based (Two Tier)
This software is in two parts. One part
which includes functions and services
resides in one or more exclusive
(dedicated) computers. This part is
called server. It provides security and
access to resources. Another part called
‘client’ resides on other computers
(nodes / client). They access resources
on the server. The network operating
system allows multiple users to
simultaneously share the same resources
irrespective of physical location.
Examples of Server based networking
software are: Novel Netware, Windows
NT, UNIX, Window 2000 etc.
Client Server Based (Three Tier)
Here a client-software is split into two
parts.
i) Browser (user-interface) (thin client)
ii) Logic.
Thus two tier client-server becomes
three tier architecture. The logic which
describes how to access and process
data is moved to a new server. This
new server is server for thin client.
Nothing changes in the server side.
LAN
Standards for LAN are Ethernet,
LocalTalk (for Macs), Token Ring, the
most popular in Ethernet Protocol. It
allows for linear bus, star or tree
topologies. Data can be transmitted
over twisted pair, coaxial or fibre optic
cable at a speed of 10mbps.
Activity 8.1
Do you have a computer in your adult learning set up? If yes, try to identify the type of
network it has and its topology or the shape of its layout. Then with the help of a
computer expert, try to find out the type of its network hardware, transmission media
and network software. Write a short account of 500 words on your information about the
computer in your adult learning setup.
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8.3 Internet
The Internet is a network of networks.
It connects millions of computers and
thousands of computer networks
throughout the world. The Internet has
revolutionised our society, our economy
and our technological systems. The
Internet represents one of the most
successful examples of the benefits of
sustained investment and commitment
to research and development of the
information infrastructure.
The Internet Society (ISOC) defines the
Internet as a “global network of
networks” which enables computers of
all kinds to directly and transparently
communicate and share services
throughout the world. It provides for
both communications capabilities and
information services. It also constitutes
a shared global resource of information,
knowledge and means of collaboration
and cooperation among countless
diverse
communities.
For
communication on Internet it uses
standard protocol which is called
transmission control protocol, Internet
Protocol or TCP/IP. Standardized
communication protocols allow similar,
dissimilar, near and distant computers
to communicate with one another. The
Internet protocols and standards are
being defined from time to time by
various international organization and
committees after rigorous testing and
reviewing.
8.3.1 Trends
You may like to know about Internet 2
and Internet 3, which reflect future
trends in computer networks.
8.4 Importance of Internet
The Internet is an “enabling technology”.
86
When its introduction is sensitive to local
Internet 2: It is a consortium being led
by 200 universities working in partnership
with industry and government to
develop and deploy advanced network
applications and technologies,
accelerating the creation of tomorrow’s
Internet.
Internet 3: It includes the US
Government’s initiative to provide high
bandwidth network service.
8.3.2 Adult Education
There are discussion groups and e-mail
lists relating to adult learning. You may
try to access some of the following
resources.
Discussion groups
alt.education.distance is a group
that focuses on learning over the
Internet, a form of distance
education.
bit.listserv.edtech is an adult
education discussion group.
misc.eeducation.adult is an adult
education discussion group (All the three
visited by the author on 27.9.2006).
Email Lists
ADNET is the adult education
network
URL: listserv@alpha.acast.nova.edu
DEOS-L is the international forum
for distance learning.
URL: listserv@psuvm.psu.edu
DISTED is an online chronicle of
Distance
Education
Communication
and
URL: listserv@alpha.acast.nova.edu
values and committed to local capacitybuilding,
it
offers
important
opportunities to
Open dialogue: Low cost
networking facilitates knowledge
sharing, awareness of alternative
perspectives, more open exchange
Improve governance: Raising
efficiency,
transparency,
participatory systems
Improve social and human rights
conditions: Expands access to better
quality education, healthcare,
disaster relief capacity and other
services
Reduce poverty: Opens new
opportunities for bypassed groups
(women, the poor, rural populations,
children)
Introduce economic opportunities:
E-commerce,
development etc.
ICT-sector
fully realized. Indeed, the internet is
by nature an anonymous medium in
which people find it hard to place their
trust. As a result, people who have had
few or no face-to-face meetings are
not likely to share knowledge.
8.4.2 Benefits of Internet
It supports and encourages the new
learning environment, which is based on
principles of active learning-reflecting
the change in the culture of education
from teacher-centred to learnercentred.
The Internet can be used for a variety
of purposes from a library. Some of the
purposes are
to exchange e-mail instantly with
institutions in India or abroad
to participate in teleconferences
environmental
management, GIS: Food security
early warning systems.
with people on topics of internet or
research problems like adult
education
Support indigenous knowledge:
to find out educational information
Improve
Communities
knowledge.
document
COMPUTER
NETWORKS
their
from universities libraries and book
stores all over the world
to search on-line library catalogues
8.4.1 Disadvantages of Internet
Advances in communication media (VoIP,
Instant messaging, email), based on
Internet technology have made
computer mediated communication
more rich and cheap. Yet, today, this
potential for knowledge sharing is not
for bibliographic data and other
databases for textual data
to have access to electronic journals,
newsletters
and
in-house
information of many organisations
and institutions.
Activity 8.2
Have you ever used the Internet? If yes, write briefly about the contexts in which you
use the Internet. Do you find it an enabling technology? If yes, then write in one short
paragraph, how it has enabled you to do what.
Let us now look at some case studies in order to learn from the practice of computer
networking.
8.5 Case Studies - I
Here we will discuss about the network
that focuses on teachers and another
network that focuses on learners. Then
we will talk about a network that links
literacy efforts and also about futures
trends.
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8.5.1 ALTIN: Focus on Teachers
The gradually increasing use of
instructional technology and online
communications in the field of adult
literacy is creating both new
opportunities and reviving old challenges.
ALTIN: The purpose of the Adult
Literacy Technology Innovation Network
(ALTIN) technology training program,
begun in the mid-1990 was to provide
basic instructional technology staff
development for adult literacy teachers,
including the basics of instructional
technology and electronic online
communications in a useful and userfriendly way, while at the same time
building a network of practitioners who
can, after the six months of training,
assist other literacy programs and
practitioners by means of a mentoring
process. ALTIN has shown that an
electronic training network works best
when participants have established a
human network among themselves when
they are able to identify commonalities
of interest and need, have established
a level of trust and commitment among
themselves, and can identify areas of
collaboration and communication that
will result in mutual benefit. Face-toface meetings appear to make such a
people-to-people connection easier,
helping to increase the level of trust,
facilitating the identification of areas
of mutual interest and concern among
participants, and increasing the
accountability and commitment that
participants have to each other online.
8.5.2 SHELCOM: Focus on Learners
The shelter communications Literacy
Network was an experimental Internetbased computer writing project for
adults living in homeless shelters in
Philadelphia, USA. The project began
in 1993 and completed in 1995. These
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poorly educated adults also suffered
from a variety of problems associated
with drug and alcohol use. SHELCOM
showed that such disadvantaged
populations can be reached effectively
through the Internet, in spite of the
initial low literacy abilities of many
participants.
8.5.3 Literacy Link
Distance education for learners and
teachers: Literacy Link, funded by the
U.S. Department of Education is
designed to serve the large numbers of
Americans who require additional basic
skills instruction. As an Internet-based
lifelong learning system, Literacy Link
has two major goals: (a) to increase
the access of adults to learning
opportunities that will enable them to
obtain their high school diplomas, and
(b) to improve the quality of instruction
available to individuals and adult literacy
providers nationwide through enhanced
resources and expanded staff
development. Literacy Link is one of
the first and most comprehensive
initiatives to harness the power of the
Internet to provide instruction and
demand to adult learners, as well as
communities, libraries, schools and
homes.
8.5.4 Conclusions and Future
Directions
The above case studies illustrate a few
of the opportunities that have become
available through Internet. Some of
them are staff development, reaching
out to the disadvantaged, and taking
advantage of the convenience of
learning in the home or community. In
the ALTIN case study, it was found that
human networks are an essential
component to the electronic networks
that are now easily and cheaply available
on the Internet. The SHELCOM project
demonstrated that new technologies can
be implemented with even the most
difficult to reach and difficult-to-retain
populations, using fairly simple
networking and word-processing
techniques. Literacy Link deals with
how distance education can provide a
cost-effective and comprehensive selflearning system for adult education in
the home and community.
COMPUTER
NETWORKS
Activity 8.3
Do-it-Yourself: ICT & Adult Education Network
It is possible to establish an adult education workers network. In order to communicate
with each other adult educators can create an EnoP based on Listserv Technology. This
can also encourage knowledge sharing among them. There is listserv-software available,
like names of SWS. Or alternatively using “Yahoo mail” they can form “Yahoo group of
adult workers”. A mailing list of resource people has to be made. If a person needs help
to know how to perform a particular task or availability of some information he/she can
post a question to the whole network through mailing list. Members of mailing list will
reply to his/her question and his/her problem shall be solved.
8.6 Case Studies - II
P roduction
of information and its
dissemination through network can be
most effective if it comprises local
content. We will discuss here importance
of local content and creation of local
content in India. Then we will look at
creation of information that is demanddriven. There will be short pieces of
information on creation of rural
knowledge repositories and local
websites, databases, bulletin boards and
e-mail lists.
programs, information on public
benefits, information on health,
consumer and credit information, and
information related to employment and
training. If a woman in the village has
access to the Internet, she will not
necessarily be able to use the information
to improve her child’s health because
trying to get information from the
Internet is like drinking from a fire hose
– you don’t know the source of the
water.
8.6.1 Information Production and
Dissemination through Network
Local content is a big challenge for an
adult education centre. A multi-nation
study by the International Institute for
Communication and Development or
IICD (2002) suggests that “easier access
to globalized knowledge is fast turning
us into ‘consumers’ of distant and
potentially irrelevant information”.
Local content, the report says faces
intense competition because big content
initiatives by other groups tend to push
their external content onto local
communities. In the same vein, another
IICD report suggests developing countries
are being invaded by foreign ideas and
Let us first discuss
a) how important is local content and
b) generation of local content in India.
a) Importance of Local Content
An education centre can provide people
in the community with access to
computers to send and receive
information. Centre should translate
the need to provide people with access
to content that they can use in their
daily lives. Persons may need such
practical content as adult literacy
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or
to sustainability of the adult education
setup.
b) Generation of Local Content in India
Here is a case study of a village
knowledge centre. It shows how staff
dealt with the issues of local, relevance
and language. The centres, established
in Pondicherry on the southeast coast
of India by the M.S. Swaminathan
Research
Foundation
(MSSRF),
demonstrated ingenuity, creativity and
sensitivity in developing their
information products. In one case,
coastal villages were highly dependent
on weather and tides information. Many
fishermen were not literate. Village
Knowledge Centre downloaded whether
reports from digital network
information and converted that to
audio. The audio versions were then
played on loudspeakers in the open air.
In addition, project volunteers in the
villages built their own information
resources in the center to complement
the external databases thereby providing
local and localized information on
agricultural, health and government
programs for low-income people, for
example, a directory of general and crop
insurance schemes; a list of about 130
schemes available as entitlements to
rural families; a directory of hospitals
and medical practitioners in Pondicherry
– grouped according to their
specialisations; bus and train schedules
covering Pondicherry and two nearby
towns; and pest management
information for the sugarcane crop.
8.6.2 Demand Driven Information
Production in the Warna Wired
Village Project
values that may undermine
overwhelm local cultures.
The content in the above cases is based
on Dagron (2001) and Harris (2003).
90
Information must be locally relevant and
respond to the information needs of the
potential users. In such ways these
services shall contribute to social and
economic community development and
The project area is a cluster of 70
villages in the Sangli district of
Maharashtra, India. The project has
been jointly implemented by the
Government of India through the
National Informatics Centre, the
Government of Maharashtra and the
Warna Cooperative Society. This project
was initiated to serve the information
needs of the farmers for different crop
cultivation practices of major crops,
sugarcane cultivation practices, pest
and disease control, marketing
information, dairy and sugarcane
processing information, and other
agriculture-related services.
Apart from information retrieval, there
are two client based applications to serve
the farmers’ needs through the
computer booths installed in each
village: (a) the Dairy Information Centre;
and (b) the Sugarcane Information
System.
In the Dairy Information System,
information on all farmers who are part
of the dairy system is maintained. Other
details available to members of the dairy
co-operatives include the quantity of
milk supplied by each farmer, fat
content, billing information and credit
details. This information is maintained
and updated at the central database on
a daily basis.
In the Sugarcane Information System,
information on shareholders is
maintained. There are about 200-350
shareholders in each village for the
sugarcane crop. This system maintains
details of the cultivation schedule, the
quantity harvested and supplied to the
society, deductions effected by the
society towards, credit, and the net
income due to the farmers. This data
is available with respect to each
shareholder.
Booth operators of Paragoam,
Bhairwadi, Kuralap and Panhala report
that an average of 20-25 farmers visit
the computer booths every day for
information on crop cultivation practices
and disease control, marketing, dairy
and sugarcane billing details, etc.
These excerpts are from K Bedi, P J
Singh, and S. Srivastava (2001).
8.6.3 Creating Rural Knowledge
Repositories
Tele-centers in Kannivadi and
Samiarpatty developed a database on
indigenous knowledge on issues such as
livestock management, integrated pest
management, the practices of the
farmers in cultivating 42 crops focusing
on pest and disease management.
A database on the local expertise has
been developed in the form of a rural
yellow page. The information consists
of consisting of names, addresses and
information of various village professions
such as blacksmiths, carpenters,
plumbers, masons, nurses, traditional
healers, etc. Similarly, a local consultant
has been employed to gather
information about all the development
programmes in the region. This
database would provide the information
regarding the objectives of the
programs, eligibility for participation,
etc. Details of experts in agriculture and
health are also kept in the tele-centers.
Camps are organized where experts and
villagers meet and discuss various issues
in specific subjects. These discussions
are captured in audiocassettes and video
photography. In a form of question-
answer, the discussions are kept in a
database. Camps such as livestock
management, credit management, and
women’s health are being organized.
The activities of the region are captured
in Thagaval Thinnai (information
courtyard) where information on
agriculture and horticulture prices in the
regular local markets, weekly markets
and informal markets, social and cultural
events, training programmes, visits of
experts, local entertainment, weather
reports, local employment opportunities,
and news from regional newspapers are
regularly given and supplied through local
area network. Moreover prints-out of
some of the location-specific and very
vital information are being pasted at
the public places every day. Thus,
Tagaval Thinnai is available both in
‘online’ form as well as in print form.
The animators collect the information
through formal channels such as web
sites and informal channels such as
contacting the traders. Some of the
main sources of the information are
agricultural extension agencies, the
block development office, commission
agents of the flower market at Nilakotai
(a market town), Gandhigram, a
deemed university etc. The information
is collected and provided on a daily basis.
COMPUTER
NETWORKS
P. Thamizoli and K. Balasubramanian,
Information Management and Knowledge
Empowerment: MSSRF Tele-centers in
South India, The Journal of Development
Communication December 2001.
8.6.4 Local Websites
A local website with the help of users of
adult education centre can guide to
relevant information. The website can,
on the one hand, be a medium for
introducing information on the
community with information provided
by the community. On the other hand,
the website will provide links to useful
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information sources and present
information that has been interpreted
into the local languages. The website
can further link to online distance
learning material and/or local
databases. Example of a communitybased website is: www.tarahaat.com.
8.6.5 Databases
The tele-center manager in collaboration
with project volunteers can build their
own databases. These shall be locally
generated and, hence, locally and
personally relevant information sources
that can include details of government
programs for low-income rural families
(dependent on the context of the
particular community); local market
prices for grain; local farming families;
a directory of insurance plans for both
crops and input prices; pest
management plans for local products; a
directory of local hospitals, medical
practitioners and their specialities; a
regional timetable for buses and trains;
and a directory of local veterinarians,
cattle, and animal husbandry programs,
etc.
Databases could further include a
collection of application software and
reference material, such as CD ROMs
relevant for responding to local needs.
Most software producers donate license
for their software to NGOs or
community groups upon request, so if
a NGO is in need of software, it can
contact the producer.
8.6.6 Bulletin Boards
Bulletin boards present an easy-to-realize
method of presenting gathered
information to a wide number of
community members. Bulleting boards
could be placed outside the adult
education centre building and/or
different focal points within the
community and be updated regularly.
8.6.7 Email Lists
Email lists allow the posting of
questions, receiving of news updates,
and sharing of experiences via email
within a group that you define. An email
list is identified by a single name, such
as mail- list@server.com. A message
is sent to the mailing list name and it is
automatically forwarded or broadcast to
all the addresses in the list.
These mailing lists can be extremely
helpful in connecting users of adult
literacy programmes to share
experiences. For example, Chasquinet,
an Ecuador-based NGO, hosts a telecenter in Latin America and the
Caribbean.
Activity 8.4
Visit a community-based website: www.tarahaat.com and find out if it contains
information provided by the community. Does it provide links to useful information
sources and present information in the local language? Also look out if the website
provides link to online distance learning material. Write a short not of 200 words on
what you have discovered after visiting the website: www.tarahaat.com.
8.7 Participation in Application Network
92
The participation in collaborative
networks enables information to flow
from and to rural communities,
facilitates
dialogue
between
communities, intermediaries and
development organizations, fosters coordination of national and local
development efforts and overcomes
physical barriers to knowledge and
information sharing. Networks provide
information and help regarding
particular topics, as well as access to
the Internet, mail connections, radio
connections, and e-mail. Generally,
these applications use inexpensive storeand-forward systems to provide
information on agriculture, public health,
medicine, and the environment.
8.7.1 Example for an Application
Network: FarmNet
Farmer Information Network (FarmNet)
is a network of rural people and
supporting intermediary organizations,
such as extension services, using ICTs
and conventional communication media
to facilitate the generation, gathering
and exchange of knowledge and
information. Operated by farmers and
their organisations, FarmNet links
farmers to each other and to the
resources and services, they need to
improve their livelihoods. Design of a
FarmNet with the Uganda National
Farmers’ Association found that the best
approach was to enhance existing
communication efforts (face-to-face,
local radio, publications) with the use
of simple e-mail based communication
system for information on markets,
improved agricultural technologies and
weather conditions.
FAO, FarmNet brochure, 2000
URL of FarmNet : http://www.fao.org/
sd/2001/KN1008-cn.htm
FarmNet Asia (China, India, Indonesia,
Nepal, Philippines, Sri Lanka, Thailand
and Vietnam).
The FARM approach has successfully
demonstrated that it can bring the farm
households to the center of decisionmaking. The approach also builds the
capacity of farm households to
collectively assess, decide, plan,
implement, manage and be responsible
for their own development on a
continued “doing and learning process”.
The approach also enhances the
relationship of all stakeholders involved
in rural development. It includes the
cooperation and collaboration of
government and non-governmental
organizations
with
the
farm
communities.
URL: http://farmnetasia.nic.in/
COMPUTER
NETWORKS
TARAhaat is a project with the goal of
bringing information and Marketing
Services using e-business to rural India.
Tarahaat acts as a social enterprise to
promote effective e-commerce. Users
are able to buy seeds, machinery, spare
parts, and even household items.
Tarahaat puts a special focus on
responding to people’s needs, making
the network highly participatory and
responsive.
URL: http://www.tarahaat.com
8.7.2 Community Education
As adult educators, PALDIN learners may
be interested in encouraging increased
use of community resources and seeking
out volunteers to augment the basic
educational program. They may like to
develop educational partnerships among
schools and public and private service
providers, business and industry, and
civic and social service organization.
By organizing programs and activities
that serve all ages and populations, a
community school encourages disparate
elements of the community to come
together to work for common goals. It
provides a physical setting as well as an
organizational structure for school
community collaboration.
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8.8 Conclusion
Unit
8 provides details about various
types of computer networks such as
LAN, MAN and WAN, how they are
useful. It explains about different
components of network, what is
Internet, and tells about some e-mail
lists of sites related to adult education,
importance of Internet, its benefits and
advantages, etc. From the different
case studies you learn about the use of
instructional technology in reaching out
to those who we cannot easily reach
and how information can be generated
and disseminated at the local level. The
case studies show that it is always
beneficial to generate locally relevant
information and make a database of this
information. To have these data in an
online and print is also of advantage.
The creation of a rural knowledge
repository helps in many ways starting
from farming and weather information
to awareness about health and
developmental
programmes.
Participation in application-oriented
networking provides resources, service
and possibilities of improvement in
livelihood. As an adult educator you need
to relate education to development and
work on livelihood issues of adult
learners. In this context, networking
helps in bridging the gap between adult
educators and adult learners.
8.9 Apply What You Have Learnt
Have you ever witnessed or participated
in an application-oriented network? If
yes, share it with your colleagues. If
not, then open the Internet and in the
website address given in the unit search
for it. Write down the information you
received. Design and propose to develop
such an application-oriented network
keeping in view the needs and demands
of adult learners in your region.
Create a Rural Knowledge Repository in
your area by including some of the points
given below.
94
Major Crops of the area and its
cultivation
Pest and disease Management by
Farmers
Names, addresses and information
of various occupation-holders of the
village
Heath Centres, their timings, etc
Various developmental Programs,
their contact persons and help lines,
if any
Loan Facilities from bank and the
name and address of their contact
persons
9
ETWORKING AND
ADULT LEARNING
N
NETWORKING AND
ADULT LEARNING
SHOBHITA JAIN
Structure
9. 1 Introduction
9. 2 Networking
9.2.1 What is a Network?
9.2.2 Two Basic Principles of Professional Social Life
9.3 Diverse Types of Networking
9.4 Why Network?
9.5 Conclusion
9.6 Apply What You Have Learnt
Learning Objectives
It is expected that after going through this lesson you will be able to
Discuss the basics of professional networking
Enumerate diverse types of networking
Appreciate the relevance and importance of networking
9.1 Introduction
After reading in detail about networking
and computer networks in Unit 7 and
Unit 8 respectively, you come to Unit 9,
which is about accessing and linking with
resources available in the field of your
profession. When you carry out this
activity in an organized fashion, we call
it the process of networking. The
purpose of this lesson is to increase your
9. 2 Networking
Before we can effectively discuss about
ALADIN, let us understand what a
network is and why we network. Since
networking is a social activity, it is
relatively simple and easy to apply its
methods for building a professional
network so that you are in know of
ability to network, so that you are able
to network for a specific purpose. We
will first briefly talk about networking
in the context of adult learning and then
in Unit 10 you will read about Adult
Learning
Documentation
and
Information Network (ALADIN), which
is a global network of adult learning.
emerging themes in your profession,
able to use consultation to organize your
activities at work, ensure that you
receive credit for your innovations and
above all learn to engage professionally
with active scholars from different
disciplines and cultures. So in a nutshell
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SHOBHITA JAIN
we are here concerned with the
relationship between your professional
network and your work. Both reflect the
process of weaving yourself and your
work into a set of professional links.
You have already understood the nuts
and bolts of networking and computer
networking in Unit 7 and Unit 8,
respectively and here we will discuss
network building and concepts that
underlie this process and try to follow a
more advanced theory of networking
that includes the process by which your
work interests in adult learning become
institutionalized. So here are the
fundamentals
of
professional
networking.
9.2.1 What is a Network?
Network refers to accessing the links
from relevant people/ resources we
know to people/ resources they know.
We are here using the term “relevance”,
in functional terms, that is, you know
how your professional world operates
and with whom you have a mutual
interest in your profession. Your
network will in this sense comprise those
with interests similar to your professional
interests.
The process of accessing the links is
established in an organized way, for a
specific purpose. Networking involves
establishing goals, analyzing the kinds
of help you will need in achieving your
goals, analyzing and developing your
skills, building and cultivating your
network accordingly, keeping in mind
that people like to give advice, people
like recognition, people like to be
helpful. Furthermore, knowing about
and accessing resources referred to by
those who belong to one’s network has
always helped in analyzing and developing
one’s professional skills. In a network,
one is always receiving help and at the
same time one is also enriching the
network by sharing knowledge and
resources and by offering to enhance
its size and quality of its database. In
this sense networking is like a two-way
street. It is not just asking for help,
but agreeing to be helpful in return.
Activity 9.1
State at least two goals for which you would like to be part of a network and then write
in 200 words the kind of skills you would like to develop in order both to give help and
receive help.
9.2.2 Two Basic Principles of
Professional Social Life
96
In considering the way to become a part
of a professional network, you encounter
two fundamental principles of
professional social life. The first one
pertains
to
articulation
of
commonalities. In other words, you
develop relationships with people on the
basis of shared values, shared goals,
shared research interests, or anything
else of a professional nature that you
would share with others in your
profession. In order to articulate
commonalities, you need to formulate
a distinct language for establishing your
professional relationships. Since the
people who excel in the field of your
profession (adult learning) often live in
different parts of the world and hold
worldviews quite different from your
own, you will certainly need to learn to
express yourself in a language that is
understood by your professional
colleagues at home and abroad.
Having understood one dimension of the
first fundamental principle of social life,
let us discuss the other dimension of
this principle which pertains to
exploration
of
differences,
disagreements, debates and other
engines to promote clear and analytical
thinking. It is no use to avid conflict in
your professional relationships. Rather
you need to be able to assert your
opinions in public at professional forums.
Of course, disagreements are always
conducted within the framework of
articulated commonalities and therefore
the
principle
of
articulating
commonalities is the secret of sustaining
your membership of a professional
network.
The second principle of professional life
refers to what we sociologists like to
call “structural holes”. You may like to
read more about this concept in Ronald
Burt’s book, Structural Holes: the Social
Structure of Competition, published by
Harvard University Press in 1995. A
structural hole refers to a group of
people who do not know each other but
professionally speaking ought to know.
Your professional interests define a
structural hole and you get a place in
that hole because you have formed
relationships with all those whose
professional interests are linked to your
professional interests in several different
directions. The fact of different
directions is indeed relevant because
your professional relationships are
mostly with those from different
communities and regions. The more
diverse people/ resources you form
relationships with, the more unforeseen
opportunities will arise for your own
professional growth as well as for theirs.
Being placed in a structural hole that
contains professionals in several other
communities, you need not fear the
isolation of a limited world of
relationships within your own
professional colleagues. You enter a
professional network through the
Internet. In order to learn about using
the Internet for this purpose, you need
to refer to information about internet
tools explained in any basic course on
computer operations for beginners, if
you do not already possess the relevant
skills.
NETWORKING AND
ADULT LEARNING
Activity 9.2
Identify common values, goals and research interests you share with fellow adult educators
and list the number and nature of social relationships you have formed within India.
9.3 Diverse Types of Networking
As we all know networks can be very
diverse. Krolak (2003) has mentioned
the following types in a Handout on
Networking.
horizontal (same sector, same level),
vertical (same sector, different level)
or cross sectoral (different sectors,
different level)
(registration with legal and financial
responsibilities)
local, national or international
unrestricted or restricted
centralized or decentralized
highly structured or unstructured
informal, more formal (some form
of
co-ordination)
or
formal
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SHOBHITA JAIN
Activity 9.3
Try and access the following websites, which are in fact very useful ones for PALDIN
learners and discover the type of networking each one belongs to. Please note that you
may not find all the links functioning at the time you would try to open them. Often one
link may not be functioning or may have been withdrawn or may have been in the process
of its updating, so do not despair and keep trying to access. You may find some websites
still operational and quite useful for you. On the part of those in-charge of PALDIN
course material development, there will be efforts to update this list. All the same, it is
better to approach this exercise with caution and not feel disappointed if you can not
open some of the links listed below.
The List of Useful Links for PALDIN Learners
Adult Basic Learning and Education (ABLE) http://www.bellanet.org/adultlearning/
inde10.cfm a comprehensive site with documents and an extensive bibliography of
publications on adult education and learning. It includes information, list of participants
and on-line archives of contribution to the ABLE online forum that took place in May and
June 2002.
Andragogy Net http://www.andragogy.net/ It includes information on upcoming adult
education conferences and international and national organizations and institutions.
Asian South Pacific Bureau of Adult Education (ASPBAE) http://www.aspbae.org
ASPBAE’S fundamental purpose is to defend and advance the rights of adults throughout
the Asia-Pacific Region to learn throughout their lives in order to gain control of their
destiny.
Commonwealth of Learning http://www.col.org/ (ALADIN Member) A comprehensive
site with information, electronic resources, and knowledge services on distance education
and learning.
Educational Resource Information Center http://www.eric.ed.gov/ Access to ERIC’s
databases, all clearinghouses, publications, ERIC’s digests, information services and
updates from the system.
ERIC Clearinghouse on Adult, Career, and Vocational Education (ERIC/ACVE) http://
www.ericacve.org/ (ALADIN Member) A comprehensive site with a variety of information
resources including access to ERIC’s databases and information services, database of
ERIC/ACVE publications, In-process abstracts, links to a variety of information services
and resources, listings of electronic journals, and access to a variety of relevant sites.
European Association for the Education of Adults (EAEA) http://www.eaea.org/ (ALADIN
Member) Website includes information on the activities of EAEA and its member
organizations, directory of members, news and events on adult education and documents
on adult and lifelong education policy in Europe.
Informal Education http://www.infed.org/ Provides access to the online encyclopedia
of informal education and to e-archives of informal education documents and publications.
International Bureau of Education (IBE) http://www.ibe.unesco.org/Links/
linkhome.htm (ALADIN Member) A comprehensive collection of links to education-related
resources, documents, organizations, conferences, data and other information sources.
International Council for Adult Education http://www.web.net/icae(ALADIN Member)
Maintained by the International Council for Adult Education (ICAE) this site includes
information on ICAE activities, projects and publications, directory of regional and national
member organizations, and current news and events related to adult education and
learning.
98
UNESCO Education Sector http://www.unesco.org/education (ALADIN Member) Includes
news and information on UNESCO’s programmes, activities and publications in the
education sector. Access to Education Today magazine. Provides addresses and links to
UNESCO offices, institutes and networks. The Virtual Library contains references to
educational materials published by UNESCO. Some full-text materials for downloading
are included.
NETWORKING AND
ADULT LEARNING
UNESCO Information Sources http://www.unesco.org/unesdi/ Central access point to
UNESCO’s bibliographic, referral (directories, projects, etc.) and full text databases
produced by UNESCO; access to libraries, information services, full texts of UNESCO
documents, photo bank, worldwide translation database and other materials.
9.4 Why Network?
It has been found that calling someone
after a referral generates 80 per cent
more results than a cold call without a
referral, 75 per cent of people get their
jobs through networking. Have you
heard about the Law of 250? It refers
to a chain of contacts. Every person
knows at least 250 other people, each
of your contacts knows at least 250
people, so that comes to 62,500 people
at your 2nd level of contacts. Each of
your 2nd level contacts knows 250 people
- and that is over 15,000,000 contacts.
Without going into enormous figures
cited above, you can safely say that
through your contacts at the first and
second levels, you can more reasonably
expect to obtain information and other
assistance for achieving your goals than
you would if you had no contacts at all
to tap. In this sense a network is like a
tap that you can shut or open as per
your needs. You need to of course
consciously keep your presence in it alive
if you wish to continue to enjoying its
benefits. The more you contribute to
maintaining it, the better it will serve
you.
9.5 Conclusion
After reading the basics of networking
in the context of adult learning as
described in Unit 9, you will find that in
the next unit (unit 10) the account of a
network, where diverse interests have
come together under one umbrella, will
open up for you resources from different
regions of the world. Only a network of
many networks or a meta-network can
link diverse constituent elements into a
coherent whole. ALADIN, the Adult
Learning
Documentation
and
Information Network, is an excellent
example of a meta-network and for
adult educators it is a mine of
knowledge and information on adult
learning resources. As PALDIN learners
you will discover in ALADIN a welcoming
platform to receive a vast database and
in return it would welcome accounts of
your experiences in the area of adult
learning,
documentation
and
information.
This is why we have said on the cover
page of PALDIN books that PALDIN is
the product of an ALADIN-INDIA
initiative. Let us learn in detail in Unit
10 about ALADIN.
9.6 Apply What You Have Learnt
Describe
in 500 words the nature of
networking that you have developed
during your career as adult educator and
work out the benefits you have enjoyed
99
SHOBHITA JAIN
from it. In order to articulate the benefits that you may have accrued from your
networking, you may read many benefits of networking given in Box 9.1.
Box 9.1 Benefits of Networking
Krolak (2003) has mentioned in her handout on networking the following of many benefits
to networking.
Facilitating the exchange of (professional) information, ideas, skills, knowledge,
experiences, expertise and materials
Linking people of different levels, disciplines, organizations and backgrounds
Restricted access to communication tools such as e-mail
Providing the critical mass needed for advocacy, action and policy change
Providing members with a source of peer support, status, encouragement, motivation
and professional recognition.
Organizational strengthening
Offering capacity building opportunities such as workshop, conferences and exchange
programs
100
Providing interpersonal or intercultural relations and communication skills
Offering opportunities to access e.g. funds, training, scholarships
Recommending or referring individuals or organizations
Offering marketing opportunities to a wider audience
Creating awareness of similar and shared concerns and common objectives
Making best use of (limited) resources and pooling them centrally
Joint cataloguing / union catalogue
Fighting the feeling of isolation
Developing new leadership and improving competence and capabilities
Learning from each other
Supporting co-operative group work and team building
Less duplication of work and effort
Working as a group gives a better chance to solve common problems more quickly
and effectively
10
LADIN: CASE STUDY OF
A NETWORK OF NETWORKS
A
ALADIN:
CASE STUDY OF
A NETWORK OF
NETWORKS
SHOBHITA JAIN
Structure
10.1
10.2
10.3
10.4
Introduction
ALADIN: A Global Network
Objectives of ALADIN
Year-wise Account of ALADIN Activities
10.4.1 The Year of 1997
10.4.2 The Year of 1998
10.4.3 The Year of 1999
10.4.4 The Year of 2001
10.4.5 The Year of 2002
10.4.6 The Year of 2003
10.4.7 The Year of 2004
10.4.8 The Year of 2005
10.4.9 The Year of 2006 and beyond
10.5 PALDIN Learners’ Networking on the Network
10.6 Conclusion
10.7 Apply What You Have Learnt
Learning Objectives
It is expected that after going through Unit 10 you would be able to
Gain information about ALADIN as a global network
Make out how to use it for your activities in the field of adult learning
documentation and information services
Consider the possibilities of your making contributions to augmenting the
qualities of this useful resource for policy-makers, researchers, and
programme developers in adult learning
Learn to network in order to excel in your profession.
10.1 Introduction
As a PALDIN learner you are interested
in establishing useful links with resources
that would help you analyze and develop
your skills to build and cultivate your
professional network. Unit 10 will
introduce you to a network that has
come into being as a result of
networking among key stakeholders in
the
area
of
adult
learning
documentation and information. In this
lesson you will not only learn about a
global network but also get to know how
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SHOBHITA JAIN
to access resources that link you with
the wider world of knowledge and
information about adult learning. The
inputs obtained from such sources are
likely to enhance your professional skills
as an adult educator and in turn enable
you to carry out your responsibilities in
adult education more effectively and
efficiently.
In Unit 10 you will learn about the Adult
Learning,
Documentation
and
Information Network (ALADIN).
Through this case study we hope to serve
a dual purpose. One purpose concerns
your familiarity with the concept,
objectives, approach and activities of
ALADIN and the other concerns your skills
to network and access and link with
various resources that are integral parts
of ALADIN. For the first purpose you
will need to simply go through the
contents of Unit 10 and for the second
purpose you will need to complete all
the exercises given in the unit.
10.2 ALADIN: A Global Network
The Adult Learning Documentation and
Information Network (ALADIN) is a
global network, set-up by the UNESCO
Institute for Education (UIE) and several
adult learning documentation and
information centers. It is co-ordinated
by the Head of Documentation at the
now called UNESCO Institute for
Lifelong Learning (UILL), in cooperation with the ALADIN Task Force.
(The following description of ALADIN
is entirely based on Energizing ALADIN,
edited by Lisa Krolak. I have at times
used the author’s own words, without
quotations marks but with full
acknowledgement and gratitude. For
full reference see the entry under
Krolak 2005 in the list of References
at the end of this unit.)
102
This network has been established for
facilitating the access to adult learning
resources. Its current membership
comprises 100 members spread in
more than 40 countries. It was
initiated in 1997 as a follow-up action
of CONFINTEA V (Fifth International
Conference on Adult Education). For
more information on the various
aspects of the network please visit its
website, http://www.unesco.org/
education/aladin
A general and broad definition of adult
learning characterizes the philosophy
and activities of ALADIN, which binds
in one network practitioners of adult
learning located in such diverse
environments as university, research
institutes, national, regional and
sectoral centers, community-based
organizations and services and online
information providers. In this sense
ALADIN makes possible an access to
resources from different parts of the
world. While respecting the diverse
character of adult learning in the
various regions of the world, ALADIN
endeavors to construct a coherent
network with the aim of linking theory
with practice, improving research,
programme development and planning
and supporting advocacy for policymaking in adult learning.
You can access the network through
its website or by entering the ALADIN
e-mail listserv, which is an e-mail link
between friends of ALADIN. You can
either visit the website or contact the
ALADIN co-ordinator for further
information.
Activity 10. 1
In order to access the ALADIN Website, you need to have your computer connected to
the Internet so that you can use a browser to view ALADIN website on the world wide
web. As you know that every website has a unique uniform resource locator (URL) that
identifies it on the computer. URL of ALADIN website is www.unesco-aladin.net. You
can also find this website by using a search engine (e.g. google, yahoo, ask jeeves,
aolsearch, hotbot etc). Each search engine does not search a website directly. It searches
a database of the full text of web pages from the billions of web pages out there living
in servers. You need to simply type the keyword relevant to the topic you are searching.
In this case you need to type the word ALADIN and the search engine will display all the
web pages in its database that contain this word.
ALADIN:
CASE STUDY OF
A NETWORK OF
NETWORKS
After finding the ALADIN website, you will see its homepage which expects you to click
at its various icons for finding further information under each head. Try to click some
of these icons and then answer the following questions.
What steps did you take to find the home page of ALADIN website?
Do you find its design attractive and appealing to your sense of aesthetics?
What is the name of the ALADIN Co-ordinator?
10. 3 Objectives of ALADIN
ALADIN’s
objective is to network and
build the capacity of adult learning
documentation and information
services. The network makes it possible
to access relevant documentation on
adult learning and in this sense it
facilitates informed policy-making,
research and programme development
in the field of adult learning. Further,
ALADIN endeavors to continuously
update information on adult learning and
therefore its members are always wellinformed about the latest developments
in the field.
In a nutshell, you can say that ALADIN
acts like an information provider for
researchers, practitioners and policy
makers in the area of adult learning. It
presents a platform to share relevant
information on adult learning and to
provide training in adult learning
knowledge management. The network
aims to set right the uneven access to
adult learning documentation and
information resources.
10. 4 Year-wise Account of ALADIN Activities
ALADIN is only a less than ten-year old
10. 4. 1 The Year of 1997
child with a history of very active life.
Let us look at its birth and growth that
its co-ordinator has chronicled in a
report on a Workshop, held in 2003 at
the CONFINTEA V mid-term review
conference in Bangkok, Thailand. The
following year wise account of ALADIN
activities is based on this report.
As mentioned earlier, ALADIN came into
being in July 1997 as a result of a
CONFINTEA V workshop on adult
learning
documentation
and
information. Taking into account the
then prevailing state of unequal access
to documentation and information
regarding adult learning, a group of
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SHOBHITA JAIN
representatives of adult learning
documentation and information centers
felt a strong need of organizing an
interactive knowledge management
system in the field of adult learning.
The Head of the UIE Documentation
Center coordinated the initiative.
10. 4. 2 The Year of 1998
The year of 1998 saw major events for
ALADIN, including a worldwide survey
of adult learning, publication of the first
annotated Directory of ALADIN Network
Members, a fellowship programme and
an expert seminar.
The Directory of Members provided the
profiles of 89 adult learning
documentation and information services
located across the world. The most
recent Directory, published in November
2005, carries an updated list of ALADIN
members.
During autumn 1998, under a fellowship
programme, five research fellows from
Africa, the Arab states and Eastern
Europe drafted proposals for regional
ALADIN action plans.
A three-day expert’s seminar on “Adult
Learning
Documentation
and
Information Network” took place in
Hamburg. Its 25 participants not only
shared their experiences but also
drafted an action plan that reflected
the principle of free and global access
to information on adult learning.
10.4.3 The Year of 1999
The events of the preceding year led in
1999 to the launch of the ALADIN
website and convening of the ALADIN
Task Force through an e-Mail seminar.
The ALADIN website provides detailed
information and online access to all
ALADIN members.
104
The ALADIN Task Force has members,
forming the international steering body
of ALADIN. Its online seminar was
coordinated jointly by the UIE’s
Documentation Center and the ERIC
Clearing House on Adult, Career and
Vocational Education. Along with
updating on ALADIN activities and
stating its administrative functions for
the Task Force members, the online
seminar collected information from the
members to set the future agenda of
ALADIN.
10. 4. 4 The Year of 2001
An ALADIN workshop, “Adult Learning
Documentation and Information:
Building the Network” was held in
August 2001 at the International Council
of Adult Education (ICAE) World Assembly
in Jamaica. Aimed at strengthening
ALADIN, this workshop identified the
need for a comprehensive training
approach for its members and made a
case for supporting grassroots
documentation efforts.
10.4.5 The Year of 2002
In January 2002 the ALADIN e-Mail
listserv was launched to enable the
ALADIN members and friends of ALADIN
to regularly get in touch with each other.
This is now a platform where the ALADIN
members and friends of ALADIN can
share ideas, comments, concerns and
requests. We very much hope that
PALDIN learners will take advantage of
his facility to augment their stock of
information and knowledge as well as
share their own experiences in the
sphere of adult learning.
In April 2002, seven members of the
ALADIN Task Force held a meeting at
the Coady International Institute in
Antigonish, Canada to discuss general
ALADIN issues, including the specific
issue of approaches for capacitybuilding. This meeting resulted in a flow
of ideas on upgrading the ALADIN
website and turning it into a
comprehensive knowledge forum for
information and research on adult
learning. At this meeting the Task Force
members decided to focus on training
information specialists to help ALADIN
members that require institutional
support. This means that the mid-term
agenda of ALADIN network is i) to
prepare a training manual (in English,
Spanish and French) on documenting and
organizing information in the field of
adult learning and ii) to formulate a
training strategy at the regional level.
ALADIN:
CASE STUDY OF
A NETWORK OF
NETWORKS
Then in November 2002, ALADIN Task
Force member (Eva Kupidura) collected
as well as annotated and added as many
as 200 adult learning links to the ALADIN
website.
Activity 10.2
Write answers to the following questions after considering carefully your access to resources
that you require for your work as an adult educator.
What kind of resources do you need most for your everyday work as an adult educator?
Have you ever felt that you have little access to resources available to adult educators
in other parts of the world for developing or documenting adult learning programmes?
As an adult educator, do you find that ALADIN website is a useful resource for your
work in the field?
Have you ever accessed any resource from any website for your research/ programme
development in adult learning, documentation and information?
10.4.6 The Year of 2003
The Coady International Institute in
Antigonish, Canada organized in May and
June 2003 a four-week certificate
course in “Managing NGO Resource
Centers” and five ALADIN members
received full scholarships to attend it.
For details of the four-week certificate
course and its methodology see Box 10.1.
Box 10. 1 Managing NGO Resource Centre and its Methodology
The following description has been taken with acknowledgement from the website http:/
/www.coady.stfx ca.library//MRClinkshtm.
Development organizations around the world recognize the power of information to raise
awareness and mobilize action for social change. They also recognize the need to develop
their own capacity to access, organize and use information effectively. The rapidly growing
focus on technology is causing many NGOs to look at how they manage their development
information. They need methods that are both locally appropriate and globally connected.
To meet this challenge, many NGOs have established—or plan to establish—information
resource centres. Well-managed resource centres are a valuable component of learning
organizations, and can help reduce unproductive duplication of effort both within and
among NGOs. They can also serve as centres of community learning and participation in
civil society initiatives.
The Certificate in Resource Centers for Learning and Change will provide participants
with the opportunity to gain or improve skills in managing information, as well as to
analyze the dynamics of indigenous knowledge, appropriate media, information-sharing
and networking. During the program, participants will develop an action plan for their
resource center’s contribution to the community-based development, and the information
and education strategies of their organization. (For the content, objectives, target
group and methodology of the program, you need to visit the site and gather further
information.)
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SHOBHITA JAIN
In September 2003, twenty members of
the ALADIN Task Force and various
friends of ALADIN representing 12
countries attended an ALADIN thematic
workshop in Bangkok. The workshop
was held in the context of the
CONFINTEA V mid-term review
conference with the aim to review
ALADIN network’s growth and
achievements since 1997. Besides
revisiting ALADIN’s objectives and finding
them still relevant, this review included
discussions on future ICT developments
in ALADIN and capacity-building
initiatives. In group sessions, the
participants identified emerging trends,
challenges and innovative practices in
adult learning. The entire exercise
helped the participants to identify
ALADIN’s priorities and to state its vision
for the activities to be carried out
before CONFINTEA VI (to be held in
2009).
This significant workshop paved the way
for concentrating on the following five
areas up till now.
1. ALADIN ICT & Standardization
developments
2. The ALADIN Toolkit for capacity
building
3. The pilot country study on adult
learning in India
4. A bibliography on adult learning in
Latin America
5. ALADIN membership
106
The workshop in Bangkok recognized the
growing importance of developments in
information and communication
technologies for ALADIN. The ICTs enable
and support networking, the connection
of information services, the sharing of
knowledge and the e-learning at
different levels. A networked
community requires the standardization
of knowledge management tools, such
as cataloguing software and indexing
rules and a consensus on method and
form of data transfer. In order to
concentrate on these specific issues,
ALADIN formed a sub-group called the
ALADIN Information and Communication
Technology and Standardization (ALADIN
ICT&S) group.
10. 4. 7 The Year of 2004
The year 2004 proved to be a phase of
extremely engaging activities for
ALADIN.
In the beginning of 2004, two members
of the ALADIN ICT and Standardization
group held discussions with the ALADIN
Co-ordinator at UIE on ALADIN related
ICT issues. A by-product of this meeting
was the coming into being of a new email listserv.
The newly created e-mail listserv was
then at the University of the Western
Cape (UWC) in South Africa, with its
mirror site at the Norwegian Association
of Adult Learning (NAAL). In the new
format of the ALADIN e-mail listserv
uses a moderator (the first moderator
was Glen Arendse of UWC) on a rotating
basis. The moderator collects all
messages and analytically organizes
them before sending them out. This has
resulted in the high quality and
systematic presentation of each ALADIN
message.
A by-product of this innovation is a
message archive that all members can
access via normal web interface. In this
way each ALADIN member can maintain
her/ his own personal information and
work out the way one wants to receive
the messages.
In May 2004, the work began on
redesigning the ALADIN website, a task
that is still underway. The vision is to
create the most comprehensive platform
on knowledge and information on adult
learning. It shall be an interactive site
with links to existing information
services and to the resources of the
ALADIN members and other key actors
in the adult learning community. Besides
search functions and online fora for
members and visitors, the website
offers regularly updated news. The
ALADIN website can be a very powerful
tool in the hands of those engaged in
policy making, research, programs
development for adult learning
documentation and information. All
PALDIN learners are likely to find the
ALADIN website an interactive meting
point.
ALADIN:
CASE STUDY OF
A NETWORK OF
NETWORKS
Six Latin American ALADIN members
met in July at INEA in Mexico and
discussed common information issues
with particular reference to guidelines
and necessary steps for preparing an
ongoing Joint Bibliography on Adult
Learning for Latin America. For details
on this project see Box 10.2.
Box 10.3 Joint Bibliography on Adult Learning for Latin America
The following excerpt has been taken from the website http://www.unesco.org/education/
aladin
Bibliography on Adult Learning in Latin America, April 2005
OREALC/UNESCO Santiago has published: La Educación de Jóvenes y Adultos en América
Latina y el Caribe. Hacia un Estado del Arte. (The Education of Young People and Adults
in Latin America and the Caribbean. Toward a State of the Art). The work presented
here was motivated by the lack of studies of what is being done in the field of education
for young people and adults. It presents the general analytic and policy framework for
the education of young people and adults in Latin America and the Caribbean, providing
a compendium of best practices in literacy training and adult education carried out in
the region.
During the International Adult Learners’
Week in September 2004, an ALADIN
lecture was held in Cape Town, South
Africa, on the topic of “Overcoming
Barriers: Reaching Out to Excluded
Learners”.
An ALADIN Toolkit workshop followed the
lecture. The University of the Western
Cape (UWC) South Africa hosted the
workshop, which focused on the
development of an ALADIN Toolkit for
setting up basic information services on
adult learning. Various meetings of
ALADIN had raised the concern about a
need for ALADIN to support training and
capacity building in the sphere of
knowledge
and
information
management
and
to
set
up
documentation and information centers
on adult learning in regions where no
such centres exist. This felt need of
ALADIN members emanated from the
realization that i) library and
information management has globally
received little attention and ii) there is
hardly any material that supports
documentation and information centers
on adult learning in information
management. The ALADIN Task Force
expressed deep concern about both
issues and took upon itself to develop
the material to support information
management that will a) assist nonprofessional information workers in their
everyday work and b) establish general
guidelines for facilitating electronic
networking of the ALADIN members.
The ALADIN Toolkit will contain
information management tools
(cataloguing rules, keywords, indexing
107
SHOBHITA JAIN
rules and possible classification systems
focusing on adult learning issues). It will
also include a standardized database
software based on the free
UNESCO.CDS/ ISIS database software
that many ALADIN members worldwide
already use to access information on
various issues. For details of the toolkit
see Box 10.3.
Box 10.4 ALADIN Toolkit, for setting up basic documentation centers for adult learning
The following excerpt has been taken from http://www.unesco.org/eduation/aladin/
atkToolkit.htm .
You can visit the website to obtain further information on each of the sub-section of the
toolkit.
The ALADIN Toolkit is ALADIN’s response to member requests for assistance in managing
information and setting-up documentation centres. We hope that it will prove useful to
a wide range of new and existing adult learning libraries, documentation and resource
centres. Its primary goal, however, is to assist adult learning organizations and communitybased groups that are wishing to organize their information resources or to improve
efficiency of existing information centres, and whose staff have limited or no training
in information management.
108
In the first half of 2004 an ALADIN
member (S. Y. Shah) carried out an
ALADIN Pilot Country Study for India.
The rationale and purpose of the
country study was in terms of i) the
assumption that an effective
documentation and information
network plays a key role in
strengthening adult and lifelong
education, ii) the realization that
documentation is not taken to be a
core activity within adult learning
programmes, iii) while larger
organizations employ professional
documenters, smaller organizations
lack such expertise and iv) very little
information is available on the existing
documentation centers in South Asian
countries. It came as a revelation that
the 2003/2004 ALADIN Directory
included 89 documentation centers in
41 countries and listed only two centers
in India and one each in Nepal,
Bangladesh and Sri Lanka. Since the
available directories of libraries and
documentation centers in India provide
very little information on adult
education documentation, the UIE
decided to sponsor a pilot country study
on the current status of adult education
documentation centers in India.
10.4.8 The Year of 2005
The ALADIN Pilot Country Study for
India resulted in March 2005 in an
international workshop on ALADIN
India in New Delhi. For details of the
country study and the international
workshop (see Box 10.5 and figure
10.1).
Figure 10.1
Box 10.5 The Country (India) Study and International Workshop
The following excerpts are from the website, http://www.unesco.org/education/aladin/
news.
ALADIN:
CASE STUDY OF
A NETWORK OF
NETWORKS
ALADIN-India, National Directory of Members 2005, September 2005
ALADIN member Prof. S. Y. Shah, Honorary Director of the International Institute of
Adult & Lifelong Education (IIALE, India) carried out an ALADIN Pilot Country Study for
India during the first half of 2004. The study collected in-depth information on adult
learning documentation centers from 207 organizations spread all over India. By May
2004, 47 centers have responded and Prof. Shah has listed and evaluated the results in
an extensive country study. The study was published as the ALADIN-India Directory of
Members 2005.
10. 4. 9 The Year of 2006 and
Beyond
building initiatives in different
regions of the world
ALADIN is an ongoing project proceeding
from strength to strength. For the
duration preceding CONFINTEA VI in
2009, ALADIN network will expand itself
in the area of information exchange and
capacity building for adult learning
documentation and information
services. ALADIN’s long-term vision is
to achieve balanced global access to
information and documentation in the
field of adult learning. For achieving this
vision ALADIN is striving to achieve a
balanced global representation of adult
leaning documentation and information
services.
building up regional structures,
In 2006 and beyond ALADIN is continuing
its activities regarding such projects as
the ALADIN Toolkit
constant improving and updating of
the ALADIN website
organizing training and capacity
supported by ALADIN regional
meetings (for example, there was
held an international workshop in
New Delhi in March 2006 for
developing a framework for a
professional
development
programme of study in Participatory
Adult Learning, Documentation and
Information Networking (PALDIN) in
March 2006.)
identifying documentation and
information centres in adult learning
in need of support with particular
reference to the least developed
countries
Identifying and supporting those
partners who would engage in
setting
up
adult
learning
documentation and information
centres in countries and regions
where none exist
10.5 PALDIN Learners’ Networking on the Network
In
order to project your professional
persona – a way for people to know that
you are a member of the profession
(adult learning, documentation and
information), you need to think of
building relationships through a web of
networking. One way of starting the
process is by creating your own home
page through the Internet. You can learn
how to do it through the Internet itself.
Your home page needs to include four
elements.
Complete contact information
(paper mail and e-mail addresses,
109
SHOBHITA JAIN
work phone and fax numbers etc)
Links to organizations you are
associated with (your department,
project, professional associations,
classes you teach, events that you
are involved in organizing etc)
Full references to the publications/
programmes you have developed and
you want people to know about
Links to other web-based facilities
that you maintain, for example a
page of links to resources that are
relevant to your profession.
It is not advisable to include personal
information or goofy stuff on your
professional web-page. You need to
deliberately try and design your
professional web-page in a nonfrivolous format. Creating your webpage with links to online resources that
are specific to your professional
interests, directories of research
projects in your field that people might
have built on the Web, and the home
pages of university departments of
adult education and other research
institutions dealing with adult learning,
you will save yourself and other people
the trouble of looking for them again.
You can also use online discussion
groups to become familiar with current
debates in the area of adult learning,
documentation and information.
Before taking such a step, you need
to listen in on a discussion group for a
while and become familiar with its
customs and conventions and then only
consider responding or chatting. One
good method of entering a discussion
group is that you write an intelligent,
self-respecting, unshowy, low key less
than one page message that reflects
a single, clearly stated point about a
topic that is of interest to you and
others in the discussion group. This
strategy offers you a chance to either
withdraw or enter the ongoing
discussion.
Your professional life as an adult
educator demands you to construct
and maintain a professional persona
that entails largely your research,
writing and other professional
activities. It is important to remember
that network-building takes time. It
is a long-term investment of time and
efforts. The above discussed casestudy of ALADIN shows that a number
of committed stakeholders have been
proactive for nearly a decade to make
possible the existence of an adult
learning,
documentation
and
information
network.
ALADIN
members use the various tools of a
larger ecology of communication
media, each with its own role to play.
If you pay attention to the relationship
among media, you can use the right
tool for each task.
Activity 10.3
Identify the various tools of communication media employed by ALADIN members and
consider the possibility of creating a home page for PALDIN program of study. State the
main elements that this home page will include in its design.
OR
Create your own home page and include the four components discussed above. Take help
of ALADIN web pages for creating links to other online resources which are important
and relevant for your professional work as an adult educator.
110
10.6 Conclusion
The professional community of adult
educators is a public arena and you as
an adult educator have to develop an
identity for locating yourself in this
arena. Through the case-study of
ALADIN, we have attempted to present
before you some tacit rules of
establishing your professional identity.
Socialising as an adult educator amidst
professional adult educators is a normal
activity that we expect each PALDIN
learner to appreciate and practice.
very good idea to be on one’s guard
while networking. There are risks
involved in the process that you need to
be aware of. For example, as Krolak
(2003) has mentioned in her handout
on networking, network may face the
following serious risks.
Lack of concrete activities that are
interesting and beneficial to
members
Having initiated the process of
networking, you would like to consider
what to do with it. If you would like to
do well in your field, you will like to try
organizing something like a workshop,
a journal issue, an e-mail discussion
group, an approach to a funding agency
for a grant for your project etc. You
have either created your own home
page or become a member of ALADIN
or you have both venues open to you
for undertaking any of the above
activities. In this context, if you
remember the norms of humility that
operate in most spheres of social life,
you will engage in the activity of your
choice with extensive constraints on
your public persona. Here you are
basically attempting to get a public
voice. Learning about ALADIN has paved
the way to knowing about insides of
networking process. We feel that your
own experience of networking at
grassroots level can give you impetus to
try and make use of ALADIN for boosting
your professional identity.
Lack of focus, clear roles, objectives
Of course, you are not always successful
with the process of networking. There
are many times several pitfalls in the
process of forging links because some
networks work beautifully while some
others do not pose problems and it is a
ALADIN:
CASE STUDY OF
A NETWORK OF
NETWORKS
Neglect of training and capacity
building
and vision
Restricted access to communication
tools such as e-mail
Lack of financial resources, time
and human resources
Language can be a barrier
Dilution of organization’s objectives
and distraction from daily work when
spending too much time on
networking
Arriving to consensus can be time
consuming
Network may be too large or too
small and become ineffective
Lack of regular opportunities to
meet face-to-face in meetings,
conferences etc.
High expectations and limited
patience resulting in disappointment
Network has just one project and
when the project is finished the
network deteriorates
The network is artificially created
and not really needed or wanted by
its members
Passive
membership or low
commitment or interaction of
members
Hidden and conflicting agendas
111
SHOBHITA JAIN
Danger of centralization and
domination if one network coordinator or an organization is
leading the process
Networks suffer if the co-ordinator
is not in close contact with the field,
whom they claim to represent
Dependency on personalities or
conflicts and competitiveness
between strong personalities or
organizations
Lack of appropriate leadership
Failure of individuals to carry out
agreed actions
Neglect of monitoring and evaluation
of the network - evaluation is made
difficult through the iceberg and
snowball effect
Indeed we do not want to end Unit 10
with the thought of possible risks to be
possibly encountered in the world of
networking. Therefore we discuss in the
last section of the unit the features of
successful networks.
10.7 Apply What You Have Learnt
In this lesson you have learnt about
ALADIN as a global network of networks.
It is expected that you have accessed
some links to support and enrich your
own professional work as an adult
educator. You will also know about other
networks in your personal or professional
life. In this exercise we would like you
to go carefully through the following
criteria of successful networks (the list
of criteria has been taken from Krolak
2003) and identify criteria that are met
by ALADIN and/ or by networks that you
know. Please choose at least three
criteria and explain your decision.
Successful networks usually meet the
following criteria.
a realistic strategy for working
together with clear objectives
members have the capacity to
contribute financial resources, time
or information
efficient communication
mechanisms that allow for two-way
communication
regular meetings and conferences
112
take place
skills are developed through collective
training, information sharing or
informal mentoring within the
network/there is transparency, trust
and a willingness to actively cooperate
members see the benefits of joining
the network, have a stake in the
general objective(s), an interest in
specific activities, a sense of
belonging and a confident feeling of
achievement and future possibilities
a committed core of active members
will take initiatives for coordination, management and
logistics
Hopefully after completing this exercise
you will find that you are well aware of
the good and the bad aspects of
networking and it will much depend on
your sound judgement to find out as to
which links provide you with the support
that you are seeking as a professional
adult educator. Best of luck!
11
TANDARDS FOR INFORMATION
MANAGEMENT AND DISSEMINATION
S
STANDARDS FOR
INFORMTION
MANAGEMENT AND
NETWORKING
P R GOSWAMI
Structure
11.1 Introduction
11.2 Why Standards
11.2.1 Definition
11.2.2 Categories of Standards
11.3 Indian Standards
11.3.1 Editing, Printing and Publishing of Books, Periodicals etc.
11.3.2 Information Processing, Management and Documentation
11.3.3 Library Management
11.3.4 Database Development and Exchange of Information in Electronic Form
11.4 Standards for Information Literacy Programs
11.5 Information Technology and ‘Open Standards’
11.6 Conclusion
11.7 Apply What You Have Leant
Learning Objectives
After going through Unit 11, it is expected that you would be able to
Acquaint and sensitize yourself to the use of different specified standards
pertaining to procedures/system/practices (both national and international)
at your workplace.
Be familiar with recent developments in the area of ‘open standards’
particularly for managing digital information
Relate the standards described here to work done in an information intensive
organization.
11.1 Introduction
Unit 11 is about performing your tasks
so that they match with the specified
standards used both nationally and
internationally. For this purpose it is
necessary that you are familiar with such
standards relating to different
procedures or systems or practices at
your workplace. In addition, you will
also learn in Unit 11 about relatively
‘open standards’ as they are applied in
the management of digitalized
information.
In an information
intensive workplace like an adult
education and learning set-up, it is
important for you to be sensitive to the
need of applying standards to all your
113
P R GOSWAMI
activities so that you are able to share
them with colleagues and others at
home and abroad. Similarly, if you are
aware of standards in procedures and
practices, you will be able to appreciate
and make use of what others are doing.
With the application of standards in all
your procedures, systems and practices,
it becomes quite easy for you to
exchange information and this sharing
can bring both efficiency and speed to
your performance at your workplace.
Unit 11 will enable the PALDIN learner
to understand the importance of use of
standards, particularly in a network
environment
where
different
organizations/institutions are required
to share their expertise and resources
to break information isolation. Unit 11
stresses the viewpoint that use of a
widely accepted standard is desirable
while developing a computerized/
electronic database as it facilitates
exchange of information with other
institutions. In addition, Unit 11
highlights also the benefits of open
standards in IT environment.
11.2 Why Standards
Standards are necessary for successful
management of information and
supporting resources in addition to
communications systems. We use a
telephone and dial direct to any place in
the world because of standards accepted
by vendors of telephone equipment.
Standards are published as operating
guidelines, procedures and policies.
Whatever the standards are called, rules
are required in the management of
information, just as laws are needed in
our society.
114
A shop in your locality selling building
material and hardware items has
‘screws’ of different sizes or
specifications. You can easily buy them
according to the size given by your
carpenter. But buying a ‘screw’, nut or
bolt was not easy in the 19th century.
Most screws, nuts and bolts were locally
made and products available in different
shops were often incompatible. It
happened simply because the craftsmen
who made them did not follow any
defined standard. However, one of these
craftsmen put America’s machine tool
industry on the path of standardization.
In the year 1864, William Sellers
introduced a ‘uniform system of screw
threads’ which later became widely
adopted. The argument made by William
Sellers was simple, ‘without standardized
easy-to-make screws, there could be no
interchangeable parts and thus no mass
production’. Later, most technology
sector such as railways, electricity, telecommunications all learned to love
standards in their fledgling period. The
stalwarts in the field of industry or
technology believed in the dictum
‘without standards a technology can not
become ubiquitous, particularly when it
is part of a larger framework’. For
instance, railway track gauges, voltage
levels, signaling systems all had to agree
on before railways, electricity and
telephones became ready for widespread
use or mass consumption. Standards also
allow a technology to become automated
thus making it more reliable and easier
to use.
In our day to day activities, we come
across manufacturing standards. They
are
often
cited
in
product
advertisements. We do ask for ISI marks
(i.e. Indian Standards Institution) when
we purchase an electric motor switch
(ISI: 3854), or white cement (IS-8042).
We also advise our friends and relatives
to buy ISI marked goods for quality
products.
The importance of standardization was
felt in the field of library and
documentation work quite early. The
world-wise use of standard catalogue
cards of 12.7 cm X 7.6 cm size was for
a long time. The introduction of
International Standard Book Numbering
(ISBN), and Serial Numbering (ISSN)
along with International Standard
Bibliographic Description (ISBD) was for
the purpose of achieving bibliographic
control over books and serials that are
published all over the world in a
dispersed manner.
11.2.1 Definition
International
Organization
for
Standardization (ISO), Geneva, the apex
body, has defined standards as:
“A technical specification or other
document available to the public, drawn
up with the cooperation and consensus
or general approval of all interests
affected by it based on the consolidated
results of science technology and
experience aimed at the promotion of
optimum community benefits and
approved by a body recognized on the
national, regional and international
level”.
Charles D Sullivan describes standard as
a ‘category of documents whose
function is to control some aspects of
human endeavor’. Thus a standard is a
result of particular standardization
effort or activity which after getting
approval of an empowered body takes
the form of a document containing a
set of conditions relating to quality
control, pattern of practice or processes
that are to be followed.
STANDARDS FOR
INFORMTION
MANAGEMENT AND
NETWORKING
11.2.2 Categories of Standards
Standards relating to procedures,
system and practices that relate to an
ALS fall under the following categories.
Preparation of
(i) abstracts of periodical articles/
thesis
(ii) alphabetical indexes
(iii) bibliographical references
(iv) abbreviations of titles of periodicals
(v) technical manuals
(vi) trade catalogues etc.
Printing and publishing, electronic
document interchange/information
retrieval, ISSN/ISBN, microfilming
etc.
Management
of library and
information centers, public library,
inter library lending, use of
thesaurus for classification and
cataloguing terms, layout of a union
catalogue etc.
Activity 11.1
Please read the section 11.2 thoroughly and try to answer the following questions
Who invented the standards? What sort of difficulty Indian Railway could face if
there is no ‘standard’ or ‘specification’ for railway tracks?
How can ‘standard’ help you to judge the quality of a product like a Pressure Cooker?
What types of standard are required in an ALS for information management and
editing of publications?
115
P R GOSWAMI
11.3 Indian Standards
Indian Standards Institution (ISI), now
known as Bureau of Indian Standards
(BIS) was established in the year 1947
primarily to improve quality of goods
produced in the country. However, ISI
or BIS has also published a large number
of standards which relate to processes
and procedures that are followed in the
creation of knowledge artifacts (e.g.
books, learned periodicals, technical
manuals) or exchange of information
in a computer mediated environment.
In addition, the importance of standard
practices in library and documentation
work was realized by the ISI, and a
technical committee was set up by it as
EC 2: Documentation Committee,
headed by an eminent person in the field
Dr. S.R. Ranganathan.
This Committee is presently known as
MSD 5: Documentation and Information
Sectional Committee. The Committee
is responsible for formulation of Indian
standards on the following documents
Preparation of abstracts of periodical
articles, reports etc.
Indexing work/preparation of
The Committee works in close
cooperation with other bodies that are
responsible for formulating technical
guidelines in related fields. They are:
ISO/TC 46
Information
documentation
ISO/TC 130
Graphic technology
ISO/TC 154
Processes, data elements
and
documents
in
commerce, industry and
administration
ISO/TC 171
Document management
applications
So far BIS has compiled more than 50
standards in different areas that are
relevant to the persons working in adult
learning setups and their documentation
unit. A near exhaustive list of these
current standards with all necessary
details such as publication data etc. is
given below.
11.3.1 Editing, Printing and
Publishing of Books, Periodicals etc.
These standards relate to editorial and
publication unit of an ALS.
IS 4:1963
Guide for layout of
learned
periodicals
(Revised)Jan 2003
IS 790:1987
Guidelines for preliminary
pages of a book (First
March 2003 Revision)
(superseding IS 791:1956,
IS
792:1964
and
IS794:1956)
IS 795:1976
Guide for preparation of
abstracts(First Revision)
Mar 2003
subject indexes of books etc.
Bibliographic references
Cataloguing and classification terms
Automated information handling
system
Transliteration
Book numbering (ISBN)
Book production, illustration and
rinting processes
Style manual
Binding and any other aspects
relevant to processing, handling and
publication of documents.
116
and
IS 1250:1958 Proof corrections for
printers and authors Jan
2003
IS 1275:1976 Rules
for
making
alphabetical indexes (First
Revision) Mar 2003
IS 3130:1968 Guide for preparation of
manuscript of an article
March 2003 in a learned
periodical
IS 6298:1971 Guide for selection of
type and page layout in
Jan 2003 textbooks
IS 6660:1972 Guide for illustrations in
books Jan 2003
IS 7140:1971 Symbols and notations for
correction of Jan 2003
illustration and illustration
proofs
IS 7160:2003 Guide for print area,
margins and type sizes for
textbooks (First Revision
of various parts of IS7160)
IS 7400:1974 Guide for preparation
and production of Jan
2003 textbooks
IS 8010(Part1) Guidelines for preparation
of technical reports: Jan
2003
1976
Part 1 Research and
development reports
IS 8010(Part 2) Guidelines for preparation
of technical reports: Jan
2003
1982
Part 2 Feasibility reports
IS 8010(Part 3) Guidelines for preparation
of technical reports: Jan
2003
1987
Part 3 Industrial potential
survey reports
IS 8310:2003/Information
documentation–
international
and
ISO 2108:1992 Standard book numbering
(ISBN) (First Revision)
IS 9637:1980 Guidelines
presentation of
for
STANDARDS FOR
INFORMTION
MANAGEMENT AND
NETWORKING
information in Jan
2003 technical manuals
IS10101:2003
Information
and
documentation–
International
ISO 3297:1998
Standard
serial
number (ISSN) (First
Revision)
IS 12000(Part 1) Guide for paper
spoilage and wastage
for Mar 2003 1987
printing industry: Part
1 Sheetfed,letterpress
and offset processes
IS 15281:2003
Information
and
documentation –
International
ISO10444:1994
Standard Technical
Report Number (ISRN)
IS 15306:2003
Printing @ Publishing –
Glossary of terms
DOC.MSD 5(145) Transliteration of the
Indian scripts to the
Roman script
11.3.2 Information Processing,
Management and Documentation
These standards are needed for various
types of documentation works such as
indexing/alphabetical arrangement,
preparation of catalogue, etc.
IS 18:1999/
Documentation – Rules
for the abbreviation
ISO 4:1997
of title words and titles
of publications (Second
Revision)
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P R GOSWAMI
IS 382:2003
IS 2381:1978
IS 3050:1965
Recommendations for
bibliographical
references: Mar 2003
Essential
and
supplementary
elements
(First
Revision)
Code of practice for
reinforced binding of
library Jan 2003 books
and periodicals
IS 6666:1972
Recommendations for
frequency notation for
Jan 2003 Periodical
publications
IS 9400:1980
Guide
for
the
preparation
of
bibliographic March
2003 Description sheet
for technical reports
IS10454:1983
Guidelines
for
presentation
of
translations March
2003
IS 10455:1983
118
Practice
for
a l p h a b e t i c a l
arrangements (First
Revision)
Guidelines
for
presentation
of
abstract sheets March
2003
in
serial
publications
IS 11956:1987
Guidelines for the
preparation of trade
March 2003 catalogues
IS 11957:1987
Guidelines for contents
list of periodicals
March 2003
IS 13550:2003
Information
and
Documentation
Vocabulary
–
/ISO 5127:2001 (First Revision of
various parts of IS
13550)
IS 14720:1999
Documentation–
guidelines for the
Establishment
ISO 2788:1986
and development of
monolingual
thesauri
IS14836(Part
1):Codes for the
representation of
names of countries
2000/ISO 3166-1:
and
their
subdivisions: Part 1
Country codes 1997
11.3.3 Library Management
These standards relate to different
practices and procedures that are
involved in the management of a library
and information Centre.
IS 796:1966
Glossary of cataloguing
terms (First Revision) Mar
2003
IS 1358:1967 Practice for layout of
library catalogue code
Mar 2003 (First Revision)
IS 2550:1963 Glossary of classification
terms Mar 2003
IS 7150:1974 Specification for library
catalogue and Mar 2003
Abstract card
IS 12940:1990Documentation – Library
statistics – Guide Mar 2003
IS 13536:1992Documentation–
Directions of libraries,
for
bibliographic
description of different
kinds of documents
Aug 1998
ISO 2146:1988 Archives, information and
documentation Centers
and other databases
IS 15283:2003Layout of an entry in a
union catalogue of
Periodical publication
IS 15339:2003Public Library – Guidelines
DOC.MSD
5(132)
Inter-library loan (to be
finalized)
11.3.4 Database Development and
Exchange of Information in
Electronic Form
These are the standards and protocols
used in data communications; and
development of today’s interoperable
and global Internet
IS 7900:2001 Data elements and
interchange formats –
Information Interchange
– Representation of dates
and times (Second
revision of IS 7900)
IS 11370:1985Guide for data elements
and record format Mar
2003 for computer based
bibliographical data bases
STANDARDS FOR
INFORMTION
MANAGEMENT AND
NETWORKING
IS 14873:2000Information
and
documentation – Format
for ISO
2709:1996
Information exchange
IS 15389:
2003
GEDI – Generic Electronic
Document Interchange
ISO 17933:2000
IS 15390:2003Information
documentation
Information
ISO 23950:
1998
retrieval
(Z39.50) –
and
–
Application
service
definition and protocol
specification
In addition to these, there are quite a
few standards relating to microfilming
of different types of publications, their
handling and storage. A guide has also
been published in the form of a standard
for the purpose of drafting and
presentation of Indian standards, 1988
(Third Revision).
These standards are available in a
documented form and can be acquired
by any organization from the Bureau of
Indian Standards, Bahadurshah Zafar
Marg, New Delhi-110002.
Activity 11.2
Please read the section 11.3 and try to remember the titles of standards that can be
used by you for your work and acquire at least two relevant titles and use them in your
work. Also answer the following questions.
You have been asked to write a research paper for a peer reviewed periodical in the field
of adult education. What are the standards you would like to consult when you prepare
the final manuscript.
You have a full size English dictionary in your office. Try to find out what sort of standard
‘symbols’ or ‘guidelines’ are available in it that can be used for editing/proof reading
purposes.
119
P R GOSWAMI
11.4 Standards for Information Literacy Programs
In
the context of an adult learning
centre, information literacy is a
practical and strategic concept guiding
the efforts in information seeking and
using skills. To be information literature
a person must be able to recognize when
information is needed and have the
ability to locate and use information
effectively. Right to Information Act
(2005) has enhanced the importance of
this concept.
effective information seeking
informed choice of information
Information literacy is defined as the
set of skills needed to find retrieve,
analyze and use of information.
According to American Library
Association, information literate people
are those who have learned how to
learn. They know how to learn because
they know how knowledge is organized,
how to find information and how to use
information in such a way that others
can learn from them. They are people
prepared for lifelong learning, because
they can always find the information
needed for any task or decision at hand.
Though the definitions of information
literary vary, they include the following
as determinants.
A number of standards have been
developed in western countries primarily
to assess information literacy skills of a
person. Two well known standards have
been developed by Association of College
and Research Libraries (ARCL) in USA
and Society of College, National and
University Libraries (SCONUIL) in U.K.
SCONUIL has developed a model for
information literacy called ‘Seven Pillars
Model of Information Literacy’. In this
model, information literacy has been
identified under seven headline skills
which have been further sub-divided into
several sub-skills. See Box 11.1 for
these headline skills and their
subdivisions.
sources
information evaluation and selection
comfort in using a range of media
to best advantage
awareness of issues to do with bias
and reliability of information
effectiveness in transmitting
information to others.
Box 11.1 Headline Skills and their Subdivisions
i) Recognition of the Need
The ability to recognize a need for information
ii) Filling the Information Gap
The ability to distinguish ways in which the information ‘gap’ may be addressed knowledge
of appropriate kinds of resources, both print and non-print, selection of resources with
‘best fit’ for task at hand
The ability to understand the issues affecting accessibility of sources
iii) Strategies to Locate Information
The ability to construct strategies for locating information
to articulate information need to match against resources
to develop a systematic method appropriate for the need
to understand the principles of construction and generation of databases.
120
STANDARDS FOR
INFORMTION
MANAGEMENT AND
NETWORKING
iv) Accessing Information
The ability to locate and access information
to develop appropriate searching techniques (e.g. use of Boolean)
to use communication and information technologies, including terms for international
academic networks
to use appropriate indexing and abstracting services, citation indexes and databases
to use current awareness methods to keep up to date
v) Compare and Evaluate Information
The ability to compare and evaluate information obtained from different sources
awareness of bias and authority issues
awareness of the peer review process of scholarly publishing
appropriate extraction of information matching the information need
vi) Communicate Information
The ability to organize, apply and communicate information to others in ways appropriate
to the situation
to cite bibliographic references in project reports and theses
to construct a personal bibliographic system
to apply information to the problem at hand
to communicate effectively using appropriate medium
to understand issues of copyright and plagiarism
vii) Create New Knowledge
The ability to synthesize and build upon existing information, contributing to the creation
of new knowledge.
At the base of this model are the two
fundamental building blocks of basic
library skills and basic IT skills. The
former is a part of user education
programs of academic libraries where
as the latter is a part of IT related
training programs for the use of
electronic resources. The personnel
working in at adult learning centers are
required to master these skills for their
day to day work.
The information skills model given on
the right presents diagrammatically the
relationships between the competent
information user at the base level and
the much more advanced user. The
seven pillars shown above represent
transformation of an information user
from a beginner to an expert.
Figure 11.1: Information Skills Model
121
P R GOSWAMI
Activity 11.3
Please read the Section 11.4 thoroughly and try to answer the following questions. Also
read the basic provisions of Right to Information Act (2005).
What do you understand by the strategic concept of ‘information literacy’? How it is
different from the term ‘literacy’?
What are the basic library skills that are required to be an information literate person?
What sort of information literacy skills would you like to teach to neo-literates at your
centre/set-up?
Have you ever exercised your right to information?
If yes, what kind of information you sought and how long did it take you to get it ?
11.5 Information Technology and ‘Open Standards’
It
is true that standards have always
played an important role in IT
applications but they were often
proprietary. Now there is a visible
change. For the first time there are
true standards to allow inter –
operability and these standards are not
controlled by a vendor.
This is not simply a question of protocols
and interfaces that have become ‘open
standards’ (i.e. not controlled by any
IT firm), even entire pieces of software
are becoming open standards popularly
known as open source software. This
is a software development model where
the underlying programming code is open
to inspection, modification and
redistribution. One of the prominent
examples is Linux operating system
developed by world wide virtual
communities of volunteer programers.
This gradual shift towards ‘Open Source’
is important as most players in IT
industry believed in locking in customers
and making it costly for them to switch
from one brand of technology to
another.
Box 11.2 Open Standard (excerpted from Wikipedia, the free encylopedia)
Some definitions of the term “open standard” permit patent holders to impose “reasonable
and non-discriminatory” royalty fees and other licensing terms on implementers and/or
users of the standard. For example, the rules for standards published by the major
internationally recognized standards bodies such as the ITU, ISO, and IEC permit requiring
patent licensing fees for implementation. However, the definitions of the European
Union and Danish government forbid open standards to require fees for use. Permitting
such license fees is controversial, because these tend to forbid implementation as free/
open source software and discriminate against those who do not hold those patents.
Many definitions of the term “open standard” specifically forbid any such fees.
The term “open standard” is sometimes coupled with “open source” with the idea that
a standard is not truly open if it does not have a complete free/open source implementation
available.
Open standards which specify formats are sometimes referred to as open formats.
122
The following are some quotations that define ‘open standars’.
·
EU Commissioner Erkki Liikanen: “Open standards are important to help create
interoperable and affordable solutions for everybody. They also promote competition
by setting up a technical playing field that is level to all market players. This means
lower costs for enterprises and, ultimately, the consumer.” (World Standards Day,
14 October 2003) [3]
·
Jorma Ollila, Chairman of Nokia’s Board of Directors: “... Open standards and
platforms create a foundation for success. They enable interoperability of
technologies and encourage innovativeness and healthy competition, which in turn
increases consumer choice and opens entirely new markets,” (Nokia Foundation
Award to Mårten Mickos, 2006)
In some ways although IT firm were
often centers of mass production, when
it came to standards they were still stuck
in the old era of draftsmen with
proprietary software bringing them
huge profits.
In fact, the shift towards open standards
or ‘open source’ products or practices
in IT is based on the premise that value
of a technology depends not just on its
quality but also on number of users,
positive feedback can help one firm to
dominate the market. For example, if
a large number of people are already
connected to a data network using a
particular transmission standard, the
more people will see the point of
hooking up to it. Thus network effects
make it even more attractive to control
a technology. These network effects
also explain why the IT industry in the
STANDARDS FOR
INFORMTION
MANAGEMENT AND
NETWORKING
1980’s decided to move away from
completely proprietary technology, the
most important characteristic of the
mainframe era. Microsoft Corporation,
for instance, figured out how to
strengthen feedback loops by
encouraging other software firms to
develop applications for its operating
system. This kind of openness made
windows a widely used ‘standard’ with
a proprietary tag of a firm.
The Internet has played a dominant role
in spreading open standards. It has
provided a positive feedback loop in
favor of open standard. The Internet
has produced workable open standards
such as TCP/IP, its communication
protocol or HTML, the language in which
web pages are written. The Internet
has also made it much easier to develop
standards.
Activity 11.4
Please read the section 11.5 and try to understand the newly emerging concepts like
‘Open Standards’ and ‘Open Source Software’. Also read about telecommunication
standards and ‘Internet protocols’ from a recent publication. Also answer the following
questions:
What are the advantages of open source software?
Why are open standards now encouraged by the technology firms?
11.6 Conclusion
Standards are basically rules in the form
of operating guidelines, procedures and
policies that are to be followed at your
workplace. Unfortunately, organizations
123
P R GOSWAMI
continue to operate without standards
or rules until much damage is done.
Standards ensure quality products,
procedures and services that are widely
accepted by clients.
The purpose of this unit is to introduce
the learner with the existing Indian
Standards that are required for
management of information resources
(e.g. creation of bibliographic records
or preparation of abstracts of
monographs) and for the creation of
knowledge artifacts (e.g. guide for
preparation of manuscript of an article
in a learned periodical). The unit also
tells about various international
standards that are normally used for
processing or exchange of digital
information. However, one has to
remember that nomenclature for
standards to be followed differ
according to organizational customs. It
is anticipated that the unit would enable
the learner to identify and procure
relevant standards that can be used at
his or her workplace.
11.7 Apply What You Have Learnt
Please
prepare a checklist of various
activities that take place at your ALS;
and identify relevant standards for at
least two important activities.
124
Use the standards identified for these
activities at your centre; and assess how
the standards have improved the quality
of products, processes or services.
12
ANAGING ADULT LEARNING SETUP
M
MANAGING ADULT
LEARNING SETUP
S. GANGULY
Structure
12.1 Introduction
12.2 Adult Learning and Communication
12.2.1 Means of Communication
12.2.2 Effect of the Communication
12.3 Forms of Communication
12.3.1 Intra-personal Communication
12.3.2 Inter-personal Communication
12.3.3 Group Communication
12.3.4 Mass Communication
12.4 Methods of Communication
12.4.1 Internal Communication
12.4.2 External Communication
12.5 Effective Communication
12.5.1 Communication Process
12.5.2 Barriers to Communication
12.5.3 The Communicator
12.5.4 Factors Affecting Communication
12.5.5 Skills of a Good Communicator
12.6 Oral and Non-verbal Communication
12.6.1 Oral communication in Practice
12.6.2 Guidelines to Create a Structured Oral Message
12.6.3 Listening Skills
12.6.4 Interviews
12.6.5 The Telephone
12.6.6 Non-verbal Communication
12.7 Apply What You have Learnt
Learning Objectives
After going through unit 12, it is expected that you will be able to
Relate how effective communication is one of the major strategy in adult
teaching-learning process and how different means of communication give
effect to a communication process
Distinguish between internal methods of communication and external methods
of communication
Appreciate the role of a communicator in making effective communication
with the audience and the skills of a good communicator
Discuss the importance of oral and non-verbal communication
125
S GANGULY
12.1 Introduction
So
far you have learnt about the
processes
of
documentation,
dissemination and networking. You have
also sensitized yourself to the use of
different specified standards pertaining
to procedures/and system/practices
(both national and international) at your
workplace. This has set the stage for
you to efficiently manage an adult
learning set-up. In addition to learning
about the above-mentioned processes
while managing adult learning set-up,
you require also the basic understanding
of two significant aspects of your
professional expertise. One deals with
human communication and the other
one concerns organizational behavior.
Unit 12 and Unit 13 discuss in quite some
detail about human communication while
Unit 14 and 15 are on organizational
behavior.
An integral part of living and working
with people involves communicating at
all levels, so also does adult education
set-up entails a whole series of
communication skills. Communication is
an everyday interaction that we have
with people around us. As such,
communication is not restricted to
speech alone as body language plays an
important role in it. In addition, we now
have access to mass media such as
radio, television, newspaper and videos
which
are
useful
tools
of
communication. Unit 12 is about the
various
aspects
of
human
communication in the context of adult
learning. Beginning with explaining the
concept, forms and methods of
communication, you will learn about the
art of effective communication and oral
and non-verbal communication. As a
professional adult educator, you will
appreciate the value of learning about
communication process and the skills for
effective communication. Let us start
with the importance of communication
in the context of adult learning.
12.2 Adult Learning and Communication
C onsidering
the centrality of
communication in an adult learning setup we will first discuss the meaning of
the
term
‘communication’.
Communication may be defined as
giving, receiving or exchanging
information, opinions or ideas by
writing, speech or visual means, so that
the material communicated is
understood by everyone concerned.
communication in terms of who are the
people involved and what they do. So
we try to understand communication as
Who says what? With what purpose?
To whom? In what situation? By what
means? and with what effect? See Box
12.1 Who, What, Why, Whom and When
of Communication. Then we will talk
about the means and effect of
communication.
Let us try to understand the process of
Box 12.1 Who, What, Whom and When of Communication
Who?
126
As a communicator you must know what you are talking about. The people you talk to
must believe in you and trust you. They must accept you as a person so your attitude is
important. You must have patience and be willing to listen.
MANAGING ADULT
LEARNING SETUP
What?
What are the content of your message? What your message communicates – skills,
attitudes or information. At different times you may have different messages which are
dictated by the needs of the community making sure they are not conflicting messages.
Why?
Be very clear about the outcomes that are expected after you have communicated the
message to the people. In the case of development worker, most of the communication
will have purposes like: teaching skills, presenting facts, organizing knowledge,
stimulating imagination or changing attitudes.
Whom?
To whom are we giving the message to? A person’s background in terms of experience,
literacy level, interests, attitudes and values will determine how the person accepts the
message. There are times when we may feel that giving some information (say about
vaccinations) is important, but the attitudes of the people whom we are trying to
communicate with as well as their willingness to listen to our message is an important
factor in effective communication.
When?
Communication is a cycle process that starts from understanding the need to
communicate, the actual intervention of communicating the message, decoding of the
message on part of the receiver and then getting feedback from the receiver. Again we
will try to improve or react to the feedback received.
12.2.1 Means of Communication
One of the most important factors is
the means that are being used to
communicate the message. For a long
time the only way of communicating was
the spoken word. Even today many
communicators depend on this for giving
messages. There are certain other tools
which are used for communicating.
a) Audio as Tool: For many people
information heard directly from the
mouth of another person is important
if that person is well respected and
trusted or is professionally qualified.
Others increase the effect of the spoken
word through dramatic gestures. Still
others will use language and nuances to
increase effectively. The spoken word
itself, though, has certain limitations.
Many people hear the words but may
have little understanding of the idea
behind them.
b) Visual-Something seen: With many
subjects, visuals arouse the interest and
provide a clear mental picture. It
facilitates understanding and help in
memorizing a fact or issue.
12.2.2 Effect of the Communication
Here we come to the last part of the
steps in communication. After
communicating what is important for
us is to know how the audience has
perceived that communication. This will
be clear if we note the effect of the
communication on the audience.
Short-term effect: Expressions, actions
and words of the audience will tell us
whether they are bored, clear, confused.
Look for and encourage some sort of a
response. This is a short-term effect.
127
S GANGULY
Long-term effect: The success of the
communication is finally judged by what
people will do when they are free to act
as they choose. The long-term value of
communications is to be found in
people’s actions.
12.3 Forms of Communication
T here
are four major forms of
Communication.
12.3.1 Intra-personal Communication
Communication is an ongoing process
and that intra-personal communication
is one aspect of this. For example, if
we see food that we are allergic to, we
will say, ‘I should not eat that as it gives
me stomach ache’. So we have
communicated to ourselves the aversion
to talking in certain food. This way we
keep communicating with ourselves
about factors that influence us or affect
us.
12.3.2 Inter-personal Communication
Inter-personal communication takes
place between two people who share
some kind of a relationship. Interpersonal communication allows us to
better understand the external worldevents, other people and out
environment.
Interpersonal
communication may take place between
two people or between small groups of
people.
12.3.3 Group Communication
When you are working in a village, you
may address a group of women who
have come together to take up some
task, or you may in course of your work,
be interacting with a group of people,
say the village education committee. All
these become forms of group
communication.
12.3.4 Mass Communication
With the advent of printing and
information technology, a new form of
communication was introduced. Mass
communication involves the newspapers
(and other print media), television,
radio, Internet. All these are forms of
mass communication and can be used
very powerfully to mould opinions and
get people to act in the desired manner.
Mass communication is a very powerful
tool for a developmental worker if used
in the proper way. The limitation of mass
communication is that it can be used
for giving information, but is not very
effective for getting feedback.
Activity 12.1
Test yourself?
How many of these forms of communication have you so far used ?
12.4 Methods of Communication
The main methods of oral and written
communication, both internal and
128
external, are shown in the following
diagrams.
MANAGING ADULT
LEARNING SETUP
12.4.1 Internal communication
Figure 12.1 depicts the interface between oral and written communication.
Report
Telephone
Intercom
Graphs Charts
Memo
Message
Email
Internal
ORAL
WRITTEN
Communication Staff
Newsletter
Meeting/
Conference
Fa c e - t o - f a c e
discussion
Presentation
Fax
Notice
Form
questionnaire
Minutes
Figure 12.1 Interface between Oral and Written Communication
12.4.2 External communication
Figure 12.2 shows the different nature of oral and written communication.
Conversion
Conference/
seminar
Telephone
Meeting
Presentation
ORAL
Brouchure
Letter
WRITTEN
Invitation
Fax
Form questionnaire
Email
Report
Press release
Customer
newsletter
Graph/chart
Notice
Advertisement
Figure 12.2 Difference between Oral and Written Communication
129
S GANGULY
Activity 12.2
Which communication method would you use in each of the following situations?
a) congratulating an employee on passing an important examination
b) informing employees about an annual dinner and dance
c)
putting a nervous applicant at ease while waiting for an interview
d) displaying the past 5 years’ sales figures
e) confirming a lunch appointment with an important client next week
f)
describing the location of a hotel where your company is hosting a seminar
g) reminding staff of the security procedures at your company
h) obtaining the reactions of staff to a new telephone system recently installed
i)
putting forward a proposal for a change in company policy
j)
sending an urgent message to an overseas client.
12.5 Effective Communication
Communication, whether oral or
written, is all about understanding.
Our aim should be to communicate a
message successfully so that it is
received as we intended, without any
misunderstanding.
Effective communication can be
achieved by having a thorough
knowledge of the communication
cycle, being aware of the barriers
which exist and by considering carefully
some of the vital factors mentioned
in Box 12.2.
Box 12.2 Vital Factors in Effective Communication
What is the objective of the communication?: Is it intended to give information, to
persuade, to request, to inform?
Who will receive the communication?: What is the relationship between the sender
and the recipient? What is the recipient’s background knowledge and experience?
Under what circumstances is the communication taking place?: Why is the
communication happening? Is it urgent, serious, dangerous, emotive and informative?
How will the recipient react to the communication?: How will the message affect the
recipient? Is it important? Will the recipient be offended or angered? Will it achieve the
desired aims?
12.5.1 Communication Process
In human communication process, we
shall be dealing mostly with interpersonal
and group communication. In this
process, we have a person formulating
a message – acting as a source and
another who receives the message –
acting as the receiver.
130
In figure 12.3 you will find that there
are several steps between the time a
message is conceived and the same is
received and decoded.
As shown in Figure 12.3, the sender
performs the following tasks.
i. Conceives the message: When you
have something to say, consider the best
means of putting our message across,
Sender
Recipient
MANAGING ADULT
LEARNING SETUP
Conceive the message
Feedback
Encode the message
Interpret the message
Select appropriate channel
Decode the message
Figure 12.3 Communication Process: Tasks of Sender and Receiver
and bear in mind that timing is
important. Consider your recipient
carefully and aim your message to suit
their specific needs.
ii. Encodes the message: This stage
involves putting the information into an
appropriate form suitable to both the
sender, the recipient and the aim. Think
before reaching for your phone or
putting fingers to keyboard. Decide first
what specific outcomes you want from
the communication. This will help you
choose whether words will suffice,
whether a printed record is necessary
and whether graphics are appropriate.
It will also help you choose appropriate
language and tone.
131
S GANGULY
iii. Selects the appropriate channel:
This stage is where the message is
actually sent and the information is
transferred. The technological revolution
has brought about a wide range of
telecommunication methods. You must
consider all aspects: speed, cost, quick
receipt, printed record, confidentiality,
etc., and make an intelligent decision
before sending your message. Time and
money can be wasted if the wrong
medium is chosen. As is clear in Figure
12.3, the recipient performs the
following actions.
iv. Decodes the message: Because so
many messages arrive in offices today,
it is important to ensure that they are
routed promptly and are given the
attention they deserve. To achieve
success at this stage it is also important
to take the trouble to ensure that the
recipient will understand the language
and vocabulary used.
v. Interprets the message: Very often
it is necessary to ‘read between the
lines’. It is always important to consider
carefully the tone and register used in
your communication so that the correct
message is received. For example, you
do not want to risk antagonizing a good
customer by using a hash tone.
Distortion, of the message may occur
if the sender has not carefully encoded
the communication, in which case the
recipient will interpret the message
differently from how it was intended.
vi.
Provides
feedback:
The
communication process cannot be
successful without appropriate feedback.
In oral communication this is often
immediate, in meetings the audience
may not or smile to show understanding
and agreement. But with written
messages courtesy and discipline are
important to acknowledge receipt of
messages until a full and appropriate
response can be given.
TIP to Remember
How well you communicate is
determined not by how well you say
things but by how well they are received.
Activity 12.3
List the six stages in a two-way communication process, and briefly describe each stage.
Next explain the importance of feedback in a communication cycle.
12.5.2 Barriers to Communication
132
Many problems encountered in our
business and personal lives result from
miscommunication. What the recipient
understands by a message may not
always be the message which the sender
intended. Several communication
barriers exist between sender and
recipient, and they may be responsible
for a message not being understood
correctly, or a message becoming
distorted (see Table 12.1). The table
explains the nature of barriers to
communication and suggest the ways to
maximise
the
communication.
import
of
a
12.5.3 The Communicator
The process of effective communication
is based on an effective communicator.
And an effective communicator is one
who has knowledge, attitude and skills.
Lack of any of these can be a barrier
for the communicator.
Knowledge
When you are knowledgeable about the
subject you are communicating, you are
MANAGING ADULT
LEARNING SETUP
Table 12.1 Barriers to Communication
Barrier
What happens
How to maximise communication
a) Physical:
A learner may not be able to
see or hear properly.
It is the responsibility of the
communicator to be clear in speech and
visual presentation.
b) Intellectual
A learner may not be willing
and eager to receive the
message. Their interest may
not lie in what you have to
say.
As a communicator, it is important that
we design our communication in such a
way that it takes into account the
educational levels of the people, their
experiences and backgrounds. We need
to select appropriate examples and
situations for explaining issues. The
material that we use should also be
carefully selected so that no ambiguous
messages are given. Speak slowly if
people are having difficulty in following
you. Illustrate your points with lots of
examples so that they are able to relate
to what you say.
c) Emotional
A learner may not be able to
understand what is being
said or shown. This may
happen because of lack of
schooling, lack of functional
literacy of different
experiences and situations
(for example you may be
speaking about a city to a
rural farmer)
People are interested and willing to
change when they are given suggestions
rather than lecture. So as a
communicator, we need to learn the art
of suggesting rather than telling. We
need to offer our suggestions in a way
that people recognize that the change
will meet a need that they have
recognized.
naturally more self-confident. Though
knowledge about subject matter is one
of the requisites of an effective
communicator, it is important for us to
remember that all knowledgeable
persons are not good communicators.
Attitude
You are what your attitude is. This is
manifested in our gestures, our tone of
voice, our behaviour with people.
Attitude will thus affect how we are
perceived by the people as
communicators. An attitude of openness
and friendliness puts our audience at
ease and invites them to be more
participative.
Skills
In the communication process we act
or react as a whole. We cannot react
only at the intellectual level or at the
emotional level because we are not
compartmentalized. Rather we react
both intellectually and emotionally.
12.5.4
Factors
Communication
Affecting
There are always factors affecting
communication and it is important that
we recognize them. Let us discuss some
of such factors.
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Listening: In our day-to-day lives we
listen to a lot of things. Listening is not
the same as hearing. We may hear, but
we may not listen. Hearing is a passive
process that occurs subconsciously.
Listening, on the other hand, is an
active process that takes energy and
commitment. Listening can be for
enjoyment (as in listening to music),
for information (as students or as
trainees we pick up new ideas and
information), for help (listening with the
intention of being able to help others
who have come to you with a problem).
Listening for Help is an important aspect
of our work as developmental workers.
We find that many times people have
some problems and unless we listen to
what they have to say, we cannot help
them, cannot understand their needs.
By listening carefully we can efficiently
encode our messages. Listening helps a
communicator to understand the
priorities and needs of the people, the
intellectual level at which they can be
addressed, their attitudes and
perceptions.
134
Voice: A pleasant voice is an asset.
Those who do not have good voice can
culture and improve their voice through
practice. Voice needs to be controlled
in volume and pitch. A loud and highpitched voice can be grating on the
nerves and put off the audience.
Similarly, a low-pitched and soft voice
can make the audience restless. Check
the size of your audience. Although the
voice should be loud and clear, if the
group is small then a loud voice can be
disadvantageous. If the audience is large
make sure that there are arrangements
for a mike, otherwise audiences in the
back will start losing interest in the
proceedings. Varying the tone of your
voice can vary the connotation of a
message. Emphasis on certain points can
be made by stressing on the words.
Varying the tone also helps in making
the message delivery more enjoyable.
A monotonous or a singsong voice can
be irritating to the audience.
Speed of Delivery: Along with the
volume and pitch is the speed of delivery.
Make sure that what you say is audible
and clear to the audience; do not speak
too fast or too slow. At the same time,
when you are talking on technical
subjects or giving information on
subjects that are unfamiliar to the
audience speak clearly and slowly.
Illustrate your talk with examples to help
the audience understand.
Quality of Content: The quality of
content is influenced by the knowledge
that you have of the subject. We cannot
afford to be too abstract in our message
delivery. We need to use as many
examples as possible. We need to relate
the content to the needs of the
audience, their priorities and their
situation.
Pronunciation: We have to be skilled
enough to understand the accent of the
local area and how to use that effectively
to modulate our speech.
Body Language: Body languages
comprises of movements and
mannerisms. Both are sources of
secondary communication. If we are
confident of our communication, it will
show in our body language – a body
language that portrays confidence,
openness, friendly nature, willingness to
listen, ability to reach out and empathise
with others, will all help in building
rapport with the audience and make the
communication easy.
Facial Expressions: Facial expressions
are again a part of body language. Many
times facial expressions can be used by
a good communicator to communicate
a message. An encouraging sign makes
the audience respond positively and open
up to discussions. This is one part of
it. The other part is how a
communicator can use the facial
expression on the audience to read the
level of interest or to read how the
message is being perceived and in short
get a feedback from the audience. A
skillful communicator will look for signs
of disinterest, anger, eagerness,
boredom and modify her message
delivery style accordingly.
Maintaining Eye Contact: To maintain
eye contact with the audience helps to
monitor feedback. It is also essential
for holding the interest and attention
of the audience. At the same time,
nervous shifty gaze and avoidance of
eye contact can send out wrong signals
to the audience.
12.5.5
Skills
Communicator
of
a
Encouragement: The communicator
Good
As an adult educator you do need to
acquire skills of a good communicator
in order to perform your professional
tasks. For becoming a good
communicator you require the following
skills.
Listening: The first skill needed is
the ability to listen carefully, picking
out the positive aspects and the
problems, difficulties and tensions
of the audience.
Observation: Going closely with
listening is observation – the ability
to pick up information and nuances
about the communication needed in
particular situations – the feeling
from non-verbal clues.
Empathy: The communicator needs
to be able to identify with the issues/
situation as seen through the eyes
of the participant.
needs to build the confidence of the
audience by appreciating their work,
time and commitment. The
communicator should also encourage
the audience to ask questions, raise
queries.
This
helps
the
communicator know that the
message is being decoded correctly.
Summarizing: The communicator
needs to be able to summarize the
information given in the sessions by
picking the main issues discussed,
the conclusions and analysis drawn.
At the same time the communicator
is to help the audience in
paraphrasing messages in their own
words.
Flexibility: The communicator
needs to be flexible in order to
encourage creativity and a spirit of
experimentation in the audience. A
good communicator is also one who
is willing to change the style of
communication if she finds that the
audience is not able to understand
or participate in a certain style.
Timing: The communicator needs a
good sense of timing, when to
encourage, when to challenge, when
to ask a question, give suggestion,
give support and keep track of the
time.
Planning: A communicator needs to
plan the communication well ahead.
The tools and methods to be used
should be prepared well in time. In
case you are using posters, ensure
that there is enough place to fix the
posters. Plan the communication
from the beginning to the end—how
do you introduce the topic, how do
you ask questions, what are the
expected outcomes and how do you
evaluate these outcomes.
MANAGING ADULT
LEARNING SETUP
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12.6 Oral and Non-verbal Communication
In your life you will probably spend much
more of your time talking and listening
to colleagues and clients than you will
be writing and reading. In this process,
both
oral
and
non-verbal
communications
become
quite
significant.
should be planned just as carefully as
planning what you write.
Here are some guidelines to follow in
order to create a well-structured oral
message.
Decide the desired outcome – what
is the aim of your message?
12.6.1 Oral Communication in
Practice
Select the important facts and figures
Oral communication can take a variety
of forms. It can be over the telephone
or face to face. It can be:
Identify key points of your message.
Arrange the key points in a suitable
A private discussion
A conversation over lunch
A gossip in the lift
A telephone conversation
A chance meeting in the corridor
An informal gathering of staff
Instructing subordinates
Dealing with clients
Formal meetings
Interviews
Training sessions
to support your message.
order which will flow naturally from
introduction to middle to conclusion.
Choose an appropriate style in which
to put your message over. Its
acceptance will depend very much
on
Facial expressions (sincerity, warmth,
assertiveness, diplomacy, fairness)
Body stance and gestures (ease,
physical presence, enthusiasm,
conviction, determination, respect,
eye contact)
Articulation (tone, enunciation,
Giving a presentation
emphasis, volume, projection).
Conferences/seminars
When delivering the message,
12.6.2 Guidelines to Create a
Structured Oral Message
Most people find talking easier than
writing because phrases can be used in
speech which would be unacceptable in
written communication. However, if
understanding is to be complete and
effective, language needs to be chosen
carefully. Effective oral communication
monitor the feedback constantly.
Watch
for
unusual
facial
expressions, gestures, body
movements. Be prepared to adjust
your delivery or content in
accordance with the listener’s
reactions.
Know when you have said enough
and try to end on a positive note.
Reflection
Do you use expressions like: um, er, you know, know what I mean, kind of, sort of? Take
note of any speech patterns like this and try to correct them.
136
MANAGING ADULT
LEARNING SETUP
Activity 12.4
Discuss the points to be remembered when communication with someone orally.
What does the expression ‘non-verbal communication’ mean? Give examples of
some non-verbal communication signals which you might associate with:
sympathy
disagreement
discomfort
attentive listening
boredom
12.6.3 Listening Skills
that you are listening, as does your
Listening is half of oral communication,
and it is a skill that needs to be practiced
and taken equally as seriously as
speaking. All effective leaders and
managers realize the importance of
acquiring good listening skills.
posture.
Here are some guidelines to follow if
you want to be an effective listener.
Prepare to listen: Clear your mind
so that your attention is assured.
Concentrate on what is being said.
Learn to listen, not just hear!
Watch for signals: Pick up aspects
that the speaker considers important
by watching posture and gestures,
and listening to intonation in the
speaker’s words. This is like listening
to the ‘music’ as well as the words.
Exact main points: Pick out and
repeat to yourself the key words or
phrases. This will help to fix in your
mind what is being said.
Give feedback: Learns to give
judge the speaker because of
appearance of occupation, or jump
to any conclusions before hearing
what is said.
positive feedback non-verbally, by
nodding and smiling. Be alert so that
you can provide a suitable remark
or ask a question to assist your
understanding of the message.
Be open-minded: Hear what is being
Make note: Record important
said, not what you would like to
hear. Appreciate the speaker’s point
of view.
conversations afterwards. Your
notes will serve as a useful reminder.
Develop your note-taking skills by
jotting down the salient points of
lectures or meetings.
Avoid pre-judgment: Do not pre-
Establish eye contact: This shows
Activity 12.5
Explain the importance of listening in oral communication and complete a short exercise.
This exercise requires more than one person. You and one of your friends can carry it
out. Describe to your partner something that you did recently – a movie you saw with an
interesting story. Your talk should last about 4 to 5 minutes. Ask your partner to tell you
the content of your talk. Then change over the roles and you do the listening. Let him
narrate a story of the movie she/ he watched recently. Discover how good are your story
telling and listening skills?
12.6.4 Interviews
One very important type of oral
communication is an interview. You may
be involved in various kinds of interviews:
Selection interview: the kind when
you consider someone for a job
Promotion interviews: this takes
place when you wish to be considered
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for a job at a higher grade within
your organization
Appraisal interviews: this generally
takes place annually to review
progress and discuss the future
Counselling interviews: this may be
held to find out what has been
troubling and employee or why
someone has not been working to
their usual high standard
Disciplinary interviews: this is carried
out when an employee has been
accused of breaching usual procedures
carried out when an employee feels
that he or she has been treated badly
by another member of staff.
The Interviewer
If an interview is to be successful
effective planning is essential. if the
interviewer
makes
thorough
preparations, the rewards will be wellstructured, enjoyable, informative
interviews for both the interviewer and
the interviewee. Box 12.3 provides some
useful inputs for such preparations
before, during and after the interview.
Grievance interviews: This is
Box 12.3 Preparations Before and During an Interview
Before the Interview
Aim: Think about the purpose of the interview and what you hope to achieve,
Information: Familiarize yourself with any relevant information – correspondence, job
application forms, curriculum vitae, job specification, job description.
Setting: Choose a suitable time and place for the meeting. The room should be the right
size and the furniture arranged appropriately, depending on the number of people involved.
Consider if it is necessary to put a notice on the door to ensure you will not be interrupted,
and to arrange for redirection of telephone calls.
Structure: Draw up a list of points for discussion so that you can discuss things in a
logical order and make the most of the time available. Some companies have formal
interview assessment forms which provide a permanent record of the interview and the
applicant’s suitability for the post.
During the Interview
Your aim should be to put the interviewee at ease and help him or her to relax by
being friendly and reassuring. Beware of closed questions which need no expansion;
instead use open questions which give the interviewee an opportunity to talk freely
and expand on important points.
Give the interviewee your undivided attention. Smile, nod and use appropriate
gestures to show that you have a genuine interest in what the interviewee is saying.
Sum up the interview by stating any action you are going to take or anything expected
of the interviewee after the meeting.
12.6.5 The Telephone
138
Most of us use the telephone several
times a day to talk with friends or to
make social arrangements. These calls
are usually quite straightforward and
require little planning. Using the
telephone for business purposes is very
different. In any organization the person
on the telephone represents the centre
and gives an impression of the
organization to the outside world. If you
are to ensure good public relations,
effective telephone techniques must be
mastered. You should aim, to convey
an impression of an efficient, friendly,
progressive centre eager to give good
service (for details see Box 12.4).
MANAGING ADULT
LEARNING SETUP
Box 12.4 Telephone Techniques
Before Calling
Choose the right time to call: Consider the cost, urgency and convenience. When calling
overseas you must also consider the time difference.
Check the number: A great deal of money is wasted each year on dialing wrong numbers.
Plan your call: Make a list of points and questions to be raised during your call.
Be prepared: Gather together any files, papers or other information which may be needed
during the call. It is unprofessional to have to say ‘Hold on while I look for that.’
Avoid interruptions Call at a time when you are unlikely to be distracted.
During the Call
Be courteous and establish a rapport: Make time for suitable pleasantries like ‘How are you
today Ashok?’, ‘Did you enjoy your holiday?’
Put a smile in your voice: Remember your caller cannot see you so use intonation to good
effect and try to sound confident, decisive, helpful and interested.
Check your notes: Look back at your notes to ensure you have covered everything and quote
figures and other data correctly.
Obtain feedback: Make sure the caller understands the message correctly, especially where
deadlines and actions are involved.
Be courteous: Finish by thanking the caller for his or her time and trouble.
After the Call
Make notes: Let it be a habit to make notes of the call and place them in the appropriate file.
Take action: If you need to send a letter of confirmation or inform someone in your organization
about any details of the call, do so immediately so that you do not forget important points.
TIP to REMEMBER
If you have to ask a caller to hold on,
keep going back and assuring him/her
that you will be as quick as possible.
12.6.6 Non-verbal Communication
In face-to-face encounters non-verbal
communication is often just as important
as verbal communication. As you are
speaking information can be conveyed
non-verbally as well as verbally. The nonverbal signals of listeners will provide
instant
feedback.
Non-verbal
communication is often referred to as
body language.
Non-verbal communication techniques are
often used unconsciously, for instance
while speaking we may throw our arms
around; while listening a sudden shock may
result in a sharp intake of breath. Such
non-verbal signals add impact to a
meaning, and thy combine to provide an
instant impression in a way that written
communication or telephone calls cannot.
Actions of this sort are an important part
of the communication process.
Posture: The way people stand or sit can
say an awful lot about how they feel.
Someone who is nervous or anxious will
fidget with their hands, tap their feet,
drum the table with their fingers.
Someone who is sitting well back in their
chair, legs crossed at the ankle, may be
seen as being relaxed and confident.
Someone with a gloomy expression, head
down and lifeless is probably feeling
depressed or dejected. Someone sitting
forwarding their chair looking intently at
the speaker, is showing a great deal of
interest. The ability to interpret such
signals and act as necessary is important
in developing good human relations.
Facial expressions: Human faces are
capable of communicating a wide range
of expressions and emotion. A smile
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conveys good humor, raised eyebrows
denote questioning and disbelief, a frown
denotes upset or worry.
Gestures: Many gestures are used as we
speak, for example shaking a first to
denote anger, sweeping arms in
excitement, using hands for emphasis. In
listening, too, gestures are used, like
nodding in agreement, shaking your head
in disapproval, putting your hand to your
chin in consideration, folding your arms
in boredom. There are all valuable signs
in communicating and you should learn to
read such gestures carefully.
Eye contact: The importance of eye
contact is paramount. Looking someone
directly in the eye suggests openness,
honesty, confidence and comfort. Looking
away given an impression of being
conniving or sly, or perhaps just unsure
and uncomfortable. When speaking to one
person try to look them in the eye. When
speaking to a group avoid fixing your gaze
on one or two people – let your eyes roam
regularly to all corners of the room to let
everyone feel involved.
Activity 12.6
Discuss with your colleagues the body language/facial expressions which may be used
to express: anger, love jealousy, surprise, impatience, alertness, satisfaction,
nervousness, assertiveness, friendship, hostility, sympathy, pain.
12.7 Apply What You Have Learnt
Finally, here are some tips for successful communication in Box 12.5 for you to
practice as and when you have an opportunity to do so.
Box 12.5 Top Ten Tips for Successful Communication
i. Read: Extend your knowledge of language by reading.
140
ii. Listen intelligently: Remember that communication is a two-way process. Listening
is just as important as speaking. Similarly, try reading your written message as if
you were the recipient, and consider if it will be effective.
iii. Think and plan: Think before you speak or write. Plan all your communications
carefully, whether oral or written.
iv. Use appropriate language Use clear, simple language, and appreciate the same
used by others.
v. Be open-minded: Consider other people’s viewpoints, be willing to adapt and change
methods or procedures if necessary.
vi. Select appropriate media: Consider carefully the method to be used for
communicating your message. It should be appropriate to the desired objective.
vii. Time your communication appropriately: Consider the best time for the
communication and how long it should be.
viii. Use appropriate language: Use worlds which are relevant to the topic and which
will be understood by the recipient.
ix. Obtain feedback: Obtain feedback to ensure that the communication was effective.
If the message is not understood, rather than blame the recipient, ask yourself why
the communication failed and how it could have been improved in order for it to be
effective. Some questions you might ask are:
a) Did your expressions or language create confusion or misunderstanding?
b) Was your timing poor?
c) Was your message too long so that the main points were lost?
d) Were your tone and manner appropriate?
x. Aim high: Set and maintain high standards in all your methods of communication,
both in terms of language and presentation.
13
OMMUNICATION MEDIA,
SYSTEMS AND STRATEGY
C
COMMUNICATION
MEDIA AND SYSTEM
STRATEGY
S GANGULY
Structure
13.1 Introduction
13.2 Communication Media
13.2.1 Impact of Information Technology
13.2.2 Visual Communication
13.2.3 Examples of Visual Media
13.3 Communication Systems
13.3.1 Communicating as a Part of Networks
13.3.2 Various Forms of Communication
13.4 Communication Strategy
13.4.1 Why, How and What of Communicating
13.4.2 Selection of Tools and Methods
13.4.3 Process of Communication
13.4.4 Monitoring and Evaluation
13.4.5 Restructuring the Message
13.5 Apply What You Have Learnt
Learning Objectives
It is expected that after going through Unit 13 on Communication Media, Systems
and Strategy you would be able to
Understand the prevailing nature of communication media
Describe communication systems that enable transfer of information
from one source to another
Discuss the why, what and how of communication strategies for
adult learning communities
13.1 Introduction
In
Unit 12 you read about the means,
forms and methods of communication.
You also learnt that communication is
an important strategy in the teachinglearning process of adult learners.
Communication does not only entail using
good language and speaking clearly but
also reaching to the receiver or making
the receiver understand what you want
to communicate. In order to go deeper
in the realm of communication, Unit
13 is going to deal with communications
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media, systems and strategy. What are
all these? Media has an important role
to play in effective communication and
with the IT revolution it has now been
of inevitable use and vitality. In adult
learning from building up environment
or motivating people for literacy to
sensitizing people about population
explosion, girl child education, health
awareness, etc. visual media have played
a significant role. Communication
system refers to dissemination of
information. Communication is part of
networking. Communication strategy in
adult learning is significant to achieve
effective transfer of information so that
adult learners achieve the purpose of
coming to the adult learning setup.
Unit 13 is going to explain these issues
at length.
13.2 Communication Media
Some
of the earlier methods used for
communication have been visual and
audio in the form of gestures, sound
and pictures/drawings. Technology today
has transformed these sounds and
gestures to produce speech, videos,
films, posters and theatre. The evolution
of different means has opened up a vast
potential for communication. With a
plethora of tools and methods to use,
the communicator may find it difficult
to choose an appropriate one. How is
this choice to be made? Answer to this
question depends on our understanding
of the impact of information technology
on our everyday life. Let us discuss this
issue in the next section of the unit.
13.2.1 Impact of information
technology
In recent years there has been an
information technology (IT) revolution.
While paper-based manual systems for
processing
information
and
communicating are still very much
evident, computer-based technology is
increasingly undertaking most office
functions and procedures. The
implications of IT on communication
methods cannot be ignored. However,
technology will always require people,
and in communication it is the input of
the human agency that will ensure
effective
communication
(or
otherwise). See Figure 13.1 to
IMPACT OF
INFORMATION
TECHNOLOGY
142
Figure 13.1 Impact of Information Technology
understand better the impact of
information technology.
The fundamental skills of structure, tone
and composition will always be of vital
importance in ensuring effective
communication. As originators of
printed communications, people have
control over these factors. However,
while technological developments are
making their role more interesting and
challenging, the basic presentation
techniques conventions should not be
allowed to suffer. High standards must
be set and maintained in order to ensure
that your communications are not only
appropriately worded and logically
structured, but are also consistently and
attractively presented.
13.2.2 Visual Communication
Visuals are used effectively to strengthen
communication. Visuals help people
remember what they hear. The trick is
in relating what you hear to a picture.
For a majority of people it is easier to
remember pictures than to remember
just words. People like to put into
pictures what they are hearing. You can
say that visuals play the following key
roles in our life.
i) Relevance
Visuals can give accurate representation
of ideas: visuals help to define facts and
information easily and precisely. They
can identify and describe in concrete
terms giving meaning to words.
However, it is important to remember
that to give accurate information the
visuals must also be accurate. So if it is
necessary, take the help of skilled artists
or use photographs.
ii) Visuals save time
Imagine that as a communicator you are
talking about some common diseases.
You want to give a description about
the digestive system in humans. Suppose
you have to use only words to describe
what happens to the food, if we
consider only the time factor, the time
taken will certainly be much more than
if you had a visual of the digestive
system.
COMMUNICATION
MEDIA AND SYSTEM
STRATEGY
iii) Visuals help memory
As we have already described earlier,
visuals help people to remember and
recall much better. Most adults, we find,
will be able to recall things they had
seen in their youth, than a talk heard
just a day or two before.
vi) Visuals can stimulate the
imagination
Pictures can often be used as a starting
point for discussions and debates.
Visuals are not only a quick way of
acquiring facts but also of using them.
Details presented in a picture can make
people think and react.
v) Visuals provide a shared experience
We have seen that when the
communicator and the audience share
a common experience, communication
becomes much easier. Visuals get two
people thinking on similar lines about
the same subject. It cuts down the
possibility of there being ambiguity about
the subject under discussion.
13.2.3 Examples of Visual Media
It is relevant to learn about various
examples of visual media in more detail
because you as a professional adult
educator would have many occasions to
use them at different forums.
The following seven categories of visual
media have their own purposes,
advantages and disadvantages and it is
a good idea to be aware of strengths
and weaknesses of each category.
Hopefully the following discussion would
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make explicit these aspects of each of
the examples of visual media discussed
in this unit.
a) Pictures
b) Puppets
c)
d)
e)
f)
g)
Dramas, street plays and roles plays
Audio Cassettes
Videos
Broadcast media
Teleconferencing
Activity 13.1
Give examples of two visual media that you have already used in your adult learning
setup. Write in 300 words about its purpose and impact on the basis of your own
experience.
a) Pictures
Pictures are the common factor in video,
posters, charts, flip charts, slides and
so on. For any of these tools to be
understood we have to understand the
basic principle of the tool that is the
picture. The pictures that we select
must be appropriate to the purpose of
the communication, the viewer
(audience) and the subject (content) of
the communication. See Box 13.1 for a
discussion on the purpose of using
pictures.
Box 13.1: Purpose
Pictures can be used for the purposes of stimulating imagination, teaching skills,
presenting facts, organizing knowledge or changing attitudes. Any one or multiples of
these are the purposes of the training of adult educators as well. While selecting a
picture with a purpose in mind, there are three questions that a picture can help to
answer.
What do I see?
What do I understand
What do I feel?
Depending on whether we are focusing on facts and information, discussion and debate
or skills, the choice of the pictures will be made. It then becomes necessary that at each
stage of our input we must decide the outcome of our communication. For example, if I
am to talk about the importance of kitchen gardening, and want the women to learn the
skills for developing a kitchen garden, I need to give them information on the vegetables
to be grown in a kitchen garden, and make them see how nutritious food is necessary
for healthy living. For each one of these statements there is a purpose and one can use
a corresponding picture.
144
Besides understanding the purpose of
using pictures to communicate ideas, it
is necessary to keep in mind the profile
of the audience or the viewer and you
would obviously select the pictures
appropriate to the theme of the
message you want to communicate (see
Box 13.2 on both who and what of
communicating through pictures). Some
pictures can communicate more than
what words can convey. In this sense,
adult educator have a very good tool by
way of pictures to communicate unusual
messages. Hope that you will make use
of this tool in your professional work.
Box 13.2: The Viewer and Subject of Communication through Pictures
COMMUNICATION
MEDIA AND SYSTEM
STRATEGY
A) Audience
When
communicating the idea, we must consider the background, education and
experience of the audience. We need to know the media that they are familiar with.
Knowing what our audience would understand and their emotional as well as intellectual
levels will help us develop the right kind of pictures.
The experience of a communicator may be much wider than that of the poor rural
women and men. So try to discover to what extent they understand pictures. Conduct
a few simple experiments, if need be.
Understanding a picture is a skill that may have to be learned and many rural people
may find it difficult to relate to black and white pictures and to three-dimensional
objects to real life that they see everyday. When you look at a photograph, you have
the help of experience behind you; thus you are able to decipher the perspectives in a
photograph or a picture. You can understand the overlaps, highlights and shadows,
but illiterate women may have a different perspective.
In the experience of a poor rural woman, the converging railway lines may look like
the end of a track and she may think that a train going along this track will certainly
meet with an accident.
B) Theme
The theme or the content of the message will affect the choice of the picture material.
If we are talking about fodder development in wasteland areas, we cannot show a
picture with fodder being developed in an area which has sources of irrigation. In
showing the usefulness of vaccination for BCG, it will be more helpful to show
vaccination in progress rather than a victim of tuberculosis.
Using any means of communication has
its advantages and disadvantages and
it is important that we fully appreciate
this dimension before deciding to use a
particular tool of communication (see
Box 13.3 for a discussion of advantages
and disadvantages of using pictures).
Box 13.3: Advantages and Disadvantages of Using Flat Pictures
The advantages of using flat pictures are that they are easily available and easy to
use. They are low-cost and can be stored and reused. Pictures can arouse interest and
imagination. They provide a common experience for the audience to stimulate
imagination and start a discussion.
Disadvantages of using flat pictures are that all details may not be discernible to the
viewer in a single picture and some ideas are too big for a single picture. For example,
a single picture cannot convey the idea of necessity of good health.
Pictures are static in that they show the action in a split second of time even if the
activity extends over a period of time.
Slide sets/film strips are also examples
of pictures only. Table 13.1 shows both
pros and cons of slide sets or film strips.
Flip charts are yet another example of
communication through pictures. Table
13.2 explains pros and cons of this means
of communication.
Printed materials can also be treated
as a kind of pictures and as such they
present the pros and cons as given in
Table 13.3.
b) Puppets
One of the best used forms of rural
communication in India has been the
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Table 13.1 Visual Communication- Pros and Cons of Using Slide Sets or Film Strips
Pros
Cons
Slide-sets are quite simple to produce
because equipment for production and
projection is low-cost and easily available.
Production requires laboratory process
You can get very good color/visual quality.
Filmstrips made of robust material are
small and easy to transport.
Slide-sets are excellent training medium
for all subjects except those few for which
showing movement is an absolute
essential.
Cannot be used in day light without a
special rear-projection screen
Lacks the appeal of video (which relates
to TV in most minds)
Turning slides into filmstrips requires
laboratory process which is not always
available in developing countries
Summary: Slide sets/film strips have proved an invaluable training aid in rural and
agricultural development but they are tending to lose out to video, despite the higher
cost of the latter.
Table 13.2 Visual Communication - Pros and Cons of Using Flip Charts
Pros
Cons
Cheap and simple to produce and use
Not as realistic as projected aids
Good for training a nd extension support
Care required for preparing drawings
that are understandable to the audience
Lack the attraction of audio-visual
materials
May be thought of as ‘second-rate’ by
people with experience of electronic
media
Summary: Flip charts are very useful to help extension workers/technicians in their work
with rural people. Drawings notoriously difficult to understand for people with low visual
literacy, so careful design and pre-testing needed.
Table 13.3 Visual Communication - Pros and Cons of Using Printed Materials
Pros
Cons
Relatively cheap, simple and easy to
produce
Of limited use among illiterates but bear
in mind “family literacy” as opposed to
literacy of individual farmers
Can be taken home, consulted, and kept
as a permanent reminder
Particularly valuable for extension workers,
technicians, and community leaders
146
Summary: Well designed, carefully written for their intended audience printed materials
can provide a vitally important and cheap source of reference for extension workers, and
for literates among the rural population.
puppet. For ages this method of
communication has held centre stage.
Puppetry has evolved as an art form and
in many regions of India it is a way of
livelihood for many artisans. Rajasthan
is particularly famous for its puppets.
See Box 13.4 on Advantages and
Disadvantages of Using Puppets.
COMMUNICATION
MEDIA AND SYSTEM
STRATEGY
Box 13.4: Advantages and Disadvantages of Using Puppets
Advantages
Puppets make the audience responsive, as they get emotionally involved with them.
Audience can easily identify with the puppet-characters in the story and can get involved
in their situations.
Puppets are not usually resented even when they depict sensitive subjects.
From a practical point of view, puppets are easier to operate, parts may be read, there
are minimum rehearsals, unusual characters can be presented easily and there are few
production problems, like stage setting, actor coordination, rehearsals, etc.
Puppets and suitable stories can be devised for all ages and for a wide variety of subjects.
Puppets are also useful for exaggerated presentations. All types of scenes can be depicted
using puppets. Animal puppets are particularly useful.
Disadvantages
Since they are small, puppets can sometimes cause problems in usage. In Rajasthan
though, the art has been perfected so well that large life-size puppets are also made and
managed properly.
Audience seating has to be managed carefully so that everyone can have a clear view
and sound carries to the last person in the audience.
c) Dramas, Role-Plays and Street Plays
Drama is used in many countries, not
just for entertainment but as a media
for giving social messages. In India the
street play or the nukkad natak is a
common form of drama that is used
for transmitting social messages.
The use of drama is an educative
experience for both the performers as
well as the audience. Many social
activists have also used the formal
theatre regularly. Drama takes many
forms. Besides the role-play and street
play, one also comes across the
pantomime plays that do not use
language but only facial expressions and
body gestures. Dance is also one form
of drama. The classical dances in Odissi,
Kathakali, Rabindra natya, etc. have
been used effectively in communication
social messages.
To help us simplify the different forms
of drama we can club it in the following
categories.
1. The formal drama with written
scripts, rehearsals, actors, etc.
2. Impromptu dramatization where the
situation and story are suggested
and people make up actions and use
their own words.
3. Informal theatre with a flexible
script, interactions with the
audiences and absence of costumes
or props.
In different regions of India, adult
educators have made efforts to use folk
media to impart social messages. See
Box 13.5 on the next page on pros and
cons of using folk media.
d) Audio cassettes
Almost everywhere in the world, audio
cassettes and nowadays compressed
discs (CDs) have been used by adult
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Table 13.4 Tools of Communication – Pros and Cons of Using Audio Cassettes
Pros
Cons
Easy and cheap to produce programs
Audio only and so suffers some of the
weaknesses of radio, though repeated
listening may help to overcome it
Cassette players quite widely available
Easy to localize information
Good for feedback because farmers can
record their questions/ reactions
Can be used well in conjunction with rural
radio
Summary: Very good low-cost medium. Potential has not been sufficiently recognized.
Especially useful when used in conjunction with extension and rural radio.
Box 13.5 Folk Media (Theatre, Puppetry, Story telling etc.)
Pros
Cons
Does not require capital investment
Requires skilled crafting of development
messages into the fabric or the folk media
Does not depend on technology that is
liable to break down
Intrinsically adapted to local cultural
scene.May be highly credible and
persuasive where folk media has a strong
tradition
May lack prestige vis-à-vis more modern
media in some societies
May be difficult to organize, and calls for
close working relationship between
development workers and folk media artists
Summary: Creative use of folk media in cultures where it is popular and well entrenched
can be a subtle and effective way of introducing development ideas and messages. Care
required to ensure that the mix of entertainment and development is appropriate, so it
is possible to further the latter without damaging the former.
educators as very effective tools of
communication. Let us look in Table 13.4
at pros and cons of this useful means of
communicating ideas.
e) Videos
Videos have been largely used as a mass
media and dissemination tool. Many
projects today have a separate unit for
production of videos that can help in
development work. The role of video in
development communication has been
to educate, helping to spread messages
prepared by professional producers. It
is necessary to have a better
understanding of the advantages and
disadvantages of the videography (see
Box 13.6).
148
f) Broadcast Media - Television and
Radio
In India, a high percentage of people
have access to radio and slightly less
percentage have access to television.
Both these media are powerful channels
of communication and have been used
under many circumstances to spread
developmental messages (see Box 13.7
on pros and cons of Television and Radio
Broadcasting).
Both TV and radio programs can be used
by a trainer in developmental work. In
using the television, the communicator
needs to know the content and timing
of the program and how the program
can be used. As we have said earlier,
the TV can be used with other media,
Box 13.6: Pros and Cons of the Videography
Pros
Cons
Highly persuasive
Multiplicity of standards/formats
Constantly improving technology is
making if ever cheaper and more reliable
Requires talent, skill, and experience to
produce good programmes for
development
Electronic image/sound recording gives
immediate playback and production
flexibility
Allows more than one language to be
recorded as commentary on a single
tape.Can be shown in daylight using
battery-powered equipment
COMMUNICATION
MEDIA AND SYSTEM
STRATEGY
Requires rather sophisticated repair and
maintenance facilities
Dependent on the use to which it is to be
put, may call for quite large capital
investment
Colour/visual quality mediocre in some
standards
Summary: Video has become the media in the minds of many. Indeed it is highly effective
but calls for a careful strategy and skilled producers.
Box 13.7: Pros and Cons of Television and Radio Broadcasting
Television
Pros
Prestigious and persuasive
Cons
Trends to be monopolized by powerful
interests because of its prestige
Not available in all rural areas
Expensive production/reception
Program production for agriculture can be
difficult
Difficult to localize information for
agriculture unless there are local TV
stations still are in developing countries
Summary: Summary: Although potentially powerful, television is not easy for agricultural
and rural development in most developing countries.
Radio
Pros
Wide coverage and availability in rural
areas
Cons
Weak as a medium for training and
education since it is only audio
Cheap production/reception
Relatively simple programme production
Local radio stations facilitate localized
information
Summary: Radio has been an excellent medium for motivation and for drawing attention
to new ideas and techniques but weak for providing detailed knowledge and training.
like posters or charts and other printed
material. A communicator can also use
a lecture or discussion mode coupled
with TV viewing.
g) Teleconferencing
Teleconferencing is an interactive mode
of communication, where high quality
multi-media links and satellites are used
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to establish links between the trainer
and trainee.
Advantages
Teleconferencing is good option to
provide uniform training to all the field
functionaries.
Through Teleconferencing a good
strategy can make all the project
partners feel linked and involved directly.
This is an important medium to provide
a quick and uniform training to all field
functionaries and it minimizes distortion
and time lag in messages.
Disadvantages
It is a highly technical medium and
requires basic electronic media facilities
like telephone, fax, etc., that are not
easily available in rural areas. A trainertrainee live interaction is absent because
of the distances separating both.
When there are too many calls to attend,
trainers may miss out some queries or
may not be able to answer them
satisfactorily.
The above description of various
examples of visual media leads us to
the quest for learning in detail about
communication systems and strategy
most suitable for adult educators and
adult learners. Our next two sections
will be devoted to these two themes.
Activity 13.2
i.
Explain how audience and theme are of concern while deciding the visual
presentation through pictures.
ii. Discuss any three pros and cons of using slide sets/film stripes.
iii. Do you hold that printed materials are always effective to use? Give at least three
reasons for your belief.
iv. In adult education programs, dramas and nukkad nataks are popular means of
conveying a message. Have you ever tried it out? What are your observations?
v.
How do you think the resources of folk media can be used in rural India for
disseminating effective adult learning?
vi. Do you agree with the view that radio is more reachable than any other form of
media? Give reasons for your agreement.
13.3 Communication Systems
A system for communicating is generally
called communication system that is
often a facility comprising the structures
set up for disseminating information.
In other words, you could also describe
a communication system as a facility to
provide information transfer between
persons and equipment.
13.3.1 Communicating as a Part of
Networks
150
The system may be a collection of
individual communication networks,
transmission systems and relay stations
and
terminal
equipment
for
interconnecting and interoperating so as
to make an integrated whole. The
individual components of such a system
possess a common purpose and employ
common procedures and operate as a
unified organizational structure. Often,
nowadays a communication system is
recognized as a telephone, radio,
television, data transmission, or other
system in which information-bearing
signals originate at one place and are
reproduced at a distant point. We are
here going to talk about communication
systems in a more general and broad
sense of the term.
13.3.2
Various
Communication
Forms
of
Organization charts make it easier to
see how communication can take place
vertically (between levels), horizontally
(between sections) and diagonally
(between different levels and sections).
It is important to keep all
communication routes as open and as
effective as possible. Let us briefly
discuss the various communication
systems in the following paragraphs.
Downward communication
This is by far the most frequent form
of
communication
within
an
organization, where higher levels
communicate with staff below them. In
this category are communications like
memos, notices, in-house newsletters,
company handbook, procedure manuals.
Upward communication
The upward communication flow is
equally important as the downward flow.
Communications are directed upwards
to managers, supervisors or directors
by using memos, reports, meetings,
informal discussions.
Horizontal communication
This occurs between people of the same
status – sales staff, departmental heads,
directors, supervisors. As well as memos
and reports, horizontal communication
could include committee meetings,
seminars and conferences.
Diagonal communication
Tasks frequently arise which involve
more than one department and there
is often no obvious line of authority.
Diagonal communication often relies
largely on cooperation, goodwill and
respect between the parties concerned.
COMMUNICATION
MEDIA AND SYSTEM
STRATEGY
Unofficial communication
When
the
correct
lines
of
communication are not used, the
grapevine often results. This term
describes an unofficial communication
system, which is constantly changing.
The grapevine is a vehicle for distortions
of the truth; it is basically a kind of
rumor and gossip. An active grapevine
can cause much damage to an
organization by spreading incomplete,
false or exaggerated information. It
results in low morale, cynicism, fear and
an unsettled workforce. Although the
grapevine may never be completely
eradicated, one should take steps to
reduce its influence by considering
carefully ways in which information is
communicated, particularly in times of
uncertainty within the organization. The
confidence of an organization’s
employees is vitally important, and
adequate and accurate information
should always be made available to the
people concerned at the earliest possible
opportunity, through the correct
channels.
Let us now discuss the aspect of evolving
a communication strategy suitable for
development work carried out by adult
educators.
Activity 13.3
i.
Describe the communication systems used in your family.
ii. What is downward communication?
iii. Give reasons for the belief that unofficial communications cause much damage to
an organization.
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13.4 Communication Strategy
In the overall communication strategy,
we need to address five major questions
which will help us define the
communication strategy for our
community.
What is the message that we are
communicating?
Who is the target audience for our
message?
What behaviors should we promote
among the target audience?
What message concepts will promote
perceived benefits of the new
behavior?
What channels of communication will
reach our targets audiences as often
and as affordably as possible?
13.4.1 Why, How and What of
Communicating
Why do we need to communicate?
This need was felt because of a variety
of factors. As a useful exercise, perhaps
you could write some of the reasons why
working with the poor rural women is
necessary or is a need based activity
that arises from your assessment of the
situation and your understanding of the
goals of adult learning.
152
How do we assess and prioritize the
needs?
First, we have to assess what the
women want to know and then prioritize
what should be communicated first. For
example, women may want to know how
to cultivate fodder in wastelands, they
may want to know how to improve the
breed of their cattle and they may want
to know how a motion picture is made.
Now each of the needs is a topic for
communication.
Deciding on what to communicate
After having understood the needs of
the women, we now need to pick and
choose what we have to communicate.
There is a plethora of information
available on any given subject, but as
communicators we assess the level of
understanding of the women and then
decide what they will understand.
Communication should always be
targeted at the middle level so that it is
not too simple, neither too technical.
Suppose we are communicating about
growing vegetables and kitchen
gardening to a group of women
belonging to the farming community.
Then we presume that they will know
the basics of growing vegetables. What
we need to focus on in this case may be
composting, varieties that can be
grown, improving production or
introducing new methods in horticulture.
13.4.2 Selection of Tools and
Methods
We have spoken at length about this in
the previous section. Based on the input
to be given we can select the
appropriate tools and methods for
delivering the communication package.
There are already many tools available
to us through the Project. Many of the
materials developed like posters, flip
charts, handbooks, video-films can help
us. In addition we can use programs on
radio and television where such facilities
are available.
13.4.3 Process of Communication
Once the needs are understood, the
content of communication decided and
the tools and methods selected, we can
work on the process of communication.
This simply means who will communicate
what – using what tools – to whom –
when - and – with what effect. When
we answer these questions for each of
our communications we are in addition
focusing on two things.
and also measure the impact.
For example, if we have taken the
women out for an exposure visit to the
Public Health Center (PHC), what is the
outcome that we are looking for?
That women will be aware of the
facilities in a PHC?
That women will know the route to
the PHC and in case of need, be able
to guide other people in the village
to the PHC?
i) What is the time that we are setting
for our communication – when?
That women will be aware of the
ii) What is the outcome that we expect
from our communication – with what
effect?
That they would effectively ask for
Deciding on the time to communicate
is important. Suppose we organize an
exposure visit for a community involved
in farming and it is harvesting time,
then people may join us but not
participate fully.
13.4.4 Monitoring and Evaluation
What is the outcome that we expect
from the communication? What is the
objective of our communication in
creating awareness? Is it only giving
information? Is it providing skills? Does
it aim to change behaviors? Depending
on these objectives, we need to look
for the impact of the communication
COMMUNICATION
MEDIA AND SYSTEM
STRATEGY
vaccination schedules for children?
compulsory vaccinations of all
children in their village (skill building
for advocacy)?
13.4.5 Restructuring the Message
In a long-term communication process,
monitoring and evaluation helps us in
restructuring messages that we give.
This means that when we find gaps that
exist in our communication – in terms
of content, tools, delivery, place and time
– we must make adjustments before
going in for another round of
communication. Communication is a
process of constant learning and
innovation. We must understand that
evaluating the communication cannot be
done in isolation.
Activity 13.4
Discuss in 250 words the how, why and what of communication at your adult learning
setup in terms of prioritizing the needs of adult community.
13.5 Apply What You Have Learnt
As an adult educator you need to form a
strategy for selecting an appropriate set of
communication systems. For this purpose
see Box 13.8 on forming a strategy.
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Box 13.8 Forming a Strategy
Evaluate
Implement
Pre-test (optional)
Formulate communication material
Plan coordinated timing of activities
Identify communication channels and messages
Identify barriers and opportunities
Determine information needs
Prioritized needs of audience
Understand the audience
Purpose of communication
You may like to carry out a short project
to evolve a strategy of establishing
effective tools of communication for
154
development work in the community of
your choice. Keep in mind the above
steps to form a strategy. Good luck!
O
14
RGANIZATIONAL
ORGANISATIONAL
BEHAVIOUR
BEHAVIOR
T ASHRAF
Structure
14.1 Introduction
14.2 Understanding the Term ‘Organizational Behavior’
14.3 Personality and Organization
14.3.1 Measuring Personality
14.3.2 Work Motivation
14.3.3 Motivation: Improving Factors
14.4 Job Satisfaction and Reward Management
14.4.1 Measuring Job Satisfaction, its Determinants and Consequences
14.4.2 Effective Reward Management
14.5 Leadership
14.5.1 Scope of Leadership
14.5.2 Suggested Qualities of Leadership
14.5.3 Leadership and Management
14.6 Authority, Power and Politics
14.6.1 Distinction between Authority and Power
14.6.2 Authority
14.6.3 Power
14.6.4 Politics
14.7 Apply What You Have Learnt
Learning Objectives
After going through the Unit 14 on Organizational Behavior, it is expected that you
would be able to
Understand organizational behavior in its broadest multi-disciplinary context
Familiarise yourself with the theoretical and practical aspects of
organizational behavior (OB).
Appreciate the role of leadership in organizing community-based activities
related to adult education.
Discuss the relevance of the interplay between authority, power and politics.
14.1 Introduction
Running or managing an adult learning
set-up involves some basic principles of
organization that an adult educator has
to keep in mind and follow while
performing various functions. For
example, all such centers have staff
members who need to be trained,
motivated, satisfied and well-informed.
Since running a learning resource setup is a managerial task, it is essential
155
T ASHRAF
that those running such centers
understand some basic principles of
organizational behavior and routine
management principles so that they can
manage their respective centre in a
better way. Unit 14 makes an effort to
explain the basic and important
principles of organizational behavior so
as to equip the centre-in-charges with
the theoretical knowledge of essential
concepts and ideas which will help them
in managing their work in a more
organized and systematic fashion. In
Unit 14 you will learn the practical
aspects of organizational behavior.
As an adult educator, you carry out your
work in an organizational set-up and
therefore need to comprehend some of
the concepts and problems associated
with the management of behavior in
organizations. You have already learnt
in detail about documentation, process
documentation, dissemination of
information, networking and human
communication and at the very end of
your course material you will be
introduced to frameworks for
understanding behavior in organizations
and for diagnosing and dealing with day
to day organizational problems. The
basic purpose is to look at the
relationship between individuals and the
organizations in which they work. There
is an emphasis on decision-making and
leadership with regard to the formation
and successful functioning of ‘groups’
in adult learning centres.
14.2 Understanding the Term ‘Organizational Behavior’
Organizational behavior (OB) is a term
related to the study of individual and
group dynamics in an organizational
setting, as well as the nature of the
organizations themselves. Whenever
people interact in organizations, many
factors come into play. The subject of
Organizational Studies attempts to
understand and model these factors.
This subject is becoming more
important as people with diverse
backgrounds and cultural values have to
work together effectively and
efficiently. OB seeks to emphasize the
understanding of behavior in
organizations so as to develop
competencies in foreseeing how people
are likely to behave. This knowledge may
then help in controlling those behaviors
that are not befitting the objectives of
the organizations. Factors like
objectivity, replicability and sustainability
are important while selecting the
methods
for
this
purpose.
Questionnaire, interview, simulation and
survey are generally used to elicit
responses of individuals located in
different types of organizations. To a
large extent their personalities affect
the nature of their responses.
14.3 Personality and Organization
As understanding personality is crucial
156
for knowing behavior of an individual in
an organization, we will discuss in this
section of the unit the interface
between personality and organization.
Personality refers to some qualities,
characteristics skills and competencies
of individuals along with certain other
traits like grooming and attitude.
Personality means very specific patterns
of behavior of an individual in a defined
situation. But there are certain uniform
characteristics which always emerge in
a person on the basis of which certain
inferences can be drawn. Examples could
be dominant or submissive nature,
aggressiveness or politeness. Personality
consists of organization of feelings,
thoughts, cognitions and visible
behavior. However certain patterns of
behavior are not visible and are known
only after proper testing. Let us
therefore discuss how to measure
personality.
14.3.1 Measuring Personality
Since personality of an individual plays
a crucial role in shaping an organization,
several methods have been evolved to
measure personality. By and large three
methods of assessment are being used.
These are Personality Inventories,
Projective Tests and Assessment Centre.
Let us now briefly discuss each method.
Personality Inventories
As a widely used method of measuring
personality, it consists of several
statements related with a specific
dimension of personality and individuals
are asked to indicate their degree of
agreement or disagreement. This is
usually done by asking both negatively
and positively worded statements on
selected common themes.
Projective Tests
This test is conducted to investigate
more difficult and sophisticated aspects
of an individual’s personality. The
assumption is that some of the dormant
fantasies, feelings, hopes and aspirations
can be measured to asses a personality.
The test consists of ten pictures; one
half being the same as other half. These
are ambiguous, unstructured inkblots
and the individuals are asked to indicate
what they see in these pictures. Another
projective method is the thematic
appreciation. Morgan and Murray (1935)
developed this test. It consists of twenty
pictures, each of which represents a
social setting. These pictures provide a
relatively defined situations and the
individual is asked to write a story of
what might be happening in that social
situation.
ORGANISATIONAL
BEHAVIOUR
Assessment Centre
This test consists of a variety of methods
used to evaluate the personality of
employees in organizations. It may
consist of situational tests, management
problems, in-basket exercises, business
plan presentations, letter and memo
writing etc. It is followed by developing
behavior categories to assess the
performance on the key result areas.
The dimensions assessed are personality
characteristics such as sensitivity to
others, career ambition, integrity,
independence etc.
Reflection 14.1
You can make out that personality of an employee plays a key role in his or her work
related behavior. It is a major criterion in selection, promotion and other developmental
aspects of employees. Organizations can use combination of techniques to assess
personality attributes most suitable to work requirements. Work out and then write a
short note on how you would like to assess personality attributes of those working in an
adult education center.
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ACTIVITY 14.1
Please group the employees working in your adult learning set-up according to above
mentioned attributes and prepare a detailed profile of each. In future, you may use the
profile for assigning them various kinds of jobs. Describe briefly how you grouped the
employees and how you plan to use the profile of each employee for assigning different
jobs.
Most organizational behavior strategies
are eventually meant to optimally utilize
the capabilities of individuals and groups
towards achievement of organizational
objectives. The performance of an
individual is a function of his or her ability
and willingness or desire to use one’s
ability to achieve certain goals. However,
it is important that staff is adequately
motivated to fulfill these objectives.
Once a manager is able to understand
the traits of personality of an individual
worker, she or he can use different
methods of motivation. Let us discuss
the point of work motivation.
14.3.2 Work Motivation
Motivation is a process that starts with
physiological or psychological urge or
need. It activates a behavior or a drive
that is aimed at a goal or incentive. All
individuals have a number of basic needs
which can be thought as outlets that
channel and regulate the flow of
potential energy from the reservoir.
Most individuals have, within a given
socio-cultural system, a similar set of
motives or energy outlets; but differ
greatly in the relative strength or
readiness of various motives and
actualization of motives depends on
specific situations in which a person finds
himself or herself.
14.3.3 Motivation: Improv ing
Factors
158
There are several ways in which
motivation level of employees can be
augmented and improved. Some of
these factors are described as under:
Job Enrichment: Jobs must be
redesigned to provide opportunities for
achievement, recognition, responsibility
and growth. It comprises of variety in
work contents, greater use of skills and
opportunity for growth by providing
employee with a complete unit of work
and increased authority.
Flexi Time: The concept of flexi time
is designed to provide employees some
control on their work schedule. Entire
work time is divided into “core time”
and “flexi time”. During core time, all
employees are compulsorily present
while during flexi time they are free to
choose their own timings.
Empowerment:
Empowerment
essentially means providing authority to
employees in their area of operation for
resolving their work related problems
without seeking approval from above.
Quality Circles: Quality circles are semi
autonomous work groups which meet
regularly to discuss and solve problems
related to their specific area which aims
at improving working conditions and self
development.
Employees Stock Ownership Plan: It
has become a major tool in retaining
and motivating employees in business
organizations. It is an organization’s
established benefit plan in which
employees are offered company stock
as part of their benefit package. It
makes employees work harder as it
directly affects the performance of the
company and the value of their stock
also raises.
ORGANISATIONAL
BEHAVIOUR
ACTIVITY 14.2
Conduct a survey of those working at your adult learning set-up to find out their level of
motivation. Undertake corrective measures in the light of the discussion in section
14.3. Write a short account of the process that makes clear the corrective measures you
followed to increase the level of motivation of those employed in your adult learning setup.
Work motivation and job satisfaction are
closely linked with the overall
performance of workers and subsequent
rewards. A well motivated employee is
likely to feel more satisfied and vice
versa. Hence it is essential to understand
the relationship between these concepts
so as to apply them in the day to day
management of adult learning centers
for better performance.
14.4 Job Satisfaction and Reward Management
Job
satisfaction can be defined as an
individual’s overall attitude towards his
or her job. It is a positive state resulting
from the appraisal of one’s job or job
experience. It is regarded both as a
general attitude as well as satisfaction
with specific dimensions of the job such
as pay, the work itself, promotion
opportunities, supervision, co- workers
etc. The degree of satisfaction may vary
with how well outcomes fulfill or exceed
expectations.
There are various theories of job
satisfaction. The human relations
movement suggested that real
satisfaction with job could only be
provided by allowing individuals enough
responsibility and freedom to enable them
to grow mentally while physical/ economic
school emphasized the role of the physical
arrangement of work, physical working
conditions and pay. In recent years, the
attitude of job satisfaction has come to
be linked with broader approach to
improve the job design, work
organization and quality of life.
14.4.1 Measuring Job Satisfaction,
its Determinants and Consequences
Measuring job satisfaction has been a
challenging process to managers.
Several techniques have been developed
over the years which are used
extensively and are of great importance
for practitioners.
For instance
individuals are made to recall some of
the important and critical incidents
which have caused satisfaction or
dissatisfaction to them and conclusions
are drawn from such exercises. In
another method a small group of
employees are brought together and
encouraged to openly share their feeling
regarding their job. In group
environment people feel free to talk
about various things.
Researchers have identified several
factors leading to job satisfaction which
are broadly divided into two categories,
namely, Organizational Factors and
Individual Determinants.
Organizational Factors
1
2
Reward System: The organizational
reward system has been found to
be related to job satisfaction. This
pertains to how fairly pay benefits
and promotions are distributed.
Work: The nature of work
contributes heavily. The factors
such as flexibility, freedom and
discretion available in the
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3
4
performance of one’s job bring a
lot of job satisfaction.
Supervisory Behavior: Satisfaction
tends to be higher when employees
believe that their supervisor is
competent and considerate.
Working Conditions: Overall working
conditions in an organization have a
direct bearing on the level of
satisfaction. Comfort, salary,
challenge and resource availability
are main components of working
conditions.
Individual Factors
Various individual and socio-economic
variables are linked to job satisfaction.
Researchers have found that younger
people are more satisfied. Similarly men
are more influenced than women if they
are provided more autonomy in their
work (Malini 2001).
There is a direct link between job
satisfaction and performance of an
employee.
A satisfied worker makes extra efforts
leading to better performance in his or
her work.
There is higher outcome in an
organization if employees are more
satisfied. Similarly it leads to decrease
in absenteeism if employees are more
satisfied in their jobs. It also leads to
creativity among employees and better
mental health.
14.4.2 Effective Reward Management
Employee
recognition
is
a
communication tool that reinforces and
rewards the most important outcomes
people create for your organization.
When you recognize people effectively,
you reinforce, with your chosen means
of recognition, the actions and behaviors
you most want to see people repeat.
An effective employee recognition
system is simple, immediate, and
powerful tool.
When you consider employee recognition
processes, you need to develop
recognition that is equally powerful for
both the organization and the
employee. You must address five
important issues if you want the
recognition you offer to be viewed as
motivating and rewarding by your
employees and important for the
success of your organization.
Box 14.1 Some Tips for Effective Recognition
You need to establish criteria for what performance or contribution constitutes behavior
or actions worthy of reward.
*All employees must be eligible for recognition.
*The recognition must supply the employer and employee with specific information about
what behaviors or actions are being rewarded and recognized.
*Anyone who then performs at the level or standard stated in the criteria receives the
reward.
*The recognition should occur as close to the performance of the actions as possible, so
the recognition reinforces behavior the employer wants to encourage.
160
*You don’t want to design a process in which managers “select” people to receive
recognition. This type of process will be viewed forever as “favoritism” or talked about
as “it’s your turn to get recognized this month.” This is why processes that single out an
individual, such as “Employee of the Month,” are rarely effective.
Rewards and recognition that help both
the employer and the employee get
what they need from work are a winwin situation. Avoid employee
recognition system that
singles out a few employees who are
mysteriously selected for the
recognition,
saps the morale of the many who
failed to understand the criteria
enough to compete and win, and
seeks votes or other personalized,
subjective criteria to determine
winners.
Reflection 14.2
ORGANISATIONAL
BEHAVIOUR
As you can make out job satisfaction and
reward management are some of the
most important component in the
functioning of an organization. It has
very close relationship with the overall
survival and sustainability of
organizations. There are several
methods to assess the level of job
satisfaction and thus arrive at some
important conclusions. Work out how
you would like to evolve a method to
assess the level of job satisfaction at
an adult education center.
Activity 14.3
Find out the job satisfaction level of the employees at your adult learning center. Try job
rotation method to instill sense of satisfaction among those lacking it. Write a short
account of the process about how you found out the job satisfaction level of the employees
and how you tried to instill a sense of job satisfaction among them.
Leadership and job satisfaction are
interlinked as a well meaning leadership
helps the process of job satisfaction
among employees by providing a
motivating atmosphere. Ordinary
workers look up to their leaders and feel
immensely satisfied if leaders take them
into confidence and share their wisdom
and experience. Hence it is essential
that people who are managing adult
learning centers understand the concept
of leadership and its various dimensions.
14.5 Leadership
Most of us are familiar with the word
‘leader’. The word leadership can refer
to the process of leading, the concept
of leading and those entities that
perform one or more acts of leading.
In our day to day life, leadership can be
viewed as either actual or potential.
Actual leader gives guidance or
direction, as in the phrase “the
emperor has provided satisfactory
leadership”.
Potential leader has the capacity or
ability to lead, as in the phrase “she
could have exercised effective
leadership”; or as implies in the
concept “born to lead”.
Leadership can have a formal aspect (as
in most political or business leadership)
or an informal one (as in most
friendships). The abstract term
“leadership” usually implies that the
entities doing the leading possess some
“leadership skills” or competencies;
while the term “leading” suggests action
of leading.
Several types of entities may provide or
exhibit leadership, actual or potential.
Leadership emerges when an entity as
“leader” contrives to receive deference
from other entities who become
“followers”. The process of getting
deference can become competitive in
that the emerging “leader” draws
“followers” from the factions of the
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T ASHRAF
prior or alternative “leaders”.
In a democratic country, the people
retain sovereignty (popular sovereignty)
but delegate day-to-day administration
and
leadership
to
elected
representatives.
Competence or perceived competence
provides a possible basis for selecting
leadership elites from a broader pool of
potential talent. Political lobbying may
prove necessary in electoral systems, but
immediately demonstrated skill and
character may secure leadership in
smaller groups such as a service agency.
Many organizations and groups aim to
identify, foster and promote what they
see as leadership potential or ability especially among younger members of
society. The issues of succession
planning or of legitimating a leader
become important when leadership
(particularly individual leadership) might
or must change due to term-expiry,
accident or senescence (growing old).
14.5.1 Scope of Leadership
162
down will of the leader. This
undercutting the importance of
leadership may serve as a reminder of
the existence of the follower. A more
or less formal bureaucracy can promote
an ordinary personality as an entirely
effective leader.
Bureaucratic
organizations can also raise incompetent
people to levels of leadership. These
leaders may build coalitions and
alliances. Political parties abound with
such leaders. Still others depend on
rapport with the masses: they labor on
the actual work place or stand in the
front-line of battle, leading by example.
14.5.2 Suggested Qualities of
Leadership
Studies of leadership have suggested
qualities that people often associate
with leadership. They include the
following qualities (see Fiedler 1967).
Guiding others through providing a
One can govern oneself, or one can
govern the whole earth. In between,
we may find leaders who operate
primarily within families, bands, tribes,
states, nations or empires.
In addition to these, we also find, for
example, religious leaders (potentially
with their own internal hierarchies),
work-place leaders (executives, officers,
senior/upper managers, middle
managers, staff-managers, linemanagers, team-leaders, supervisors)
and leaders of voluntary associations.
Believing that charisma and personality
alone can work miracles, most leaders
operate within a structure of supporters
and groups of executives who carry out
and monitor the expressed or filtered-
role model and through willingness
to serve others first
Talent and technical/specific skill at
some task at hand
Initiative and entrepreneurial drive
Charismatic
inspiration
attractiveness to others and the
ability to leverage this esteem to
motivate others
Preoccupation with a role - a
dedication that consumes much of
leaders’ life - service to a cause
A clear sense of purpose (or mission)
- clear goals - focus - commitment
Results-orientation - directing every
action towards a mission - prioritizing
activities to spend time where results
most accrue
Optimism - very few pessimists
become leaders
Rejection of determinism - belief in
one’s ability to “make a difference”
Ability to encourage and nurture
those that report to them - delegate
in such a way as people will grow
Role models - leaders may adopt a
persona that encapsulates their
mission and lead by example
Self-knowledge (in non-bureaucratic
structures)
Self-awareness - the ability to “lead”
(as it were) one’s own self prior to
leading other selves similarly
With regards to people and to
projects, the ability to choose
winners - recognizing that, unlike
with skills, one cannot (in general)
teach attitude. Note that “picking
winners” (“choosing winners”)
carries implications of gamblers’ luck
as well as of the capacity to take
risks, but “true” leaders, like
gamblers but unlike “false” leaders,
base their decisions on realistic
insight (and usually on many other
factors partially derived from “real”
wisdom).
Understanding what others say,
rather than listening to how they say
things - this could partly sum this
quality up as “walking in someone
else’s shoes” (to use a common
cliché).
Situational leadership theory (Stodgdill
1957) proceeds from the assumption
that different situations call for different
traits. According to this group of
theories,
no
single
optimal
psychographic profile of a leader exists.
It has been said that leadership behavior
becomes a function not only of the
characteristics of the leader, but of the
characteristics of followers as well.
Other situational leadership models
introduce a variety of variables. These
variables include
the nature of the task (structured
or routine)
organizational policies, climate, and
culture
ORGANISATIONAL
BEHAVIOUR
the preferences of the leader’s
superiors
the expectations of peers
the reciprocal responses of followers
Thus leadership is essentially about
managing an organization on the basis
of certain individual and situational
qualities of managers. But there are
several variants of leadership depending
upon situation and kind of organization.
An understanding of these various
categories will help the managers of
Adult Learning Centers to run these
centers in an efficient way.
14.5.3 Leadership and Management
Some commentators (for example,
Cogner 1992) link leadership closely with
the idea of management; some would
even regard the two as synonymous. If
one accepts this premise, one can view
leadership as
1
2
3
centralized or decentralized
broad or focused
decision-oriented or morale
centered
4 intrinsic or derived from some
authority
Any of the bipolar labels traditionally
ascribed to management style could also
apply to leadership style. Hersey and
Blanchard (1982) use this approach.
They claim that management merely
consists of leadership applied to business
situations; or in other words:
management forms a sub-set of the
broader process of leadership. According
to Hersey and Blanchard (1982: 3),
“Leadership occurs any time one
attempts to influence the behavior of
an individual or group, regardless of the
reason. Management is a kind of
leadership in which the achievement of
organizational goals is paramount”.
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However, a clear distinction between
management and leadership may
nevertheless prove useful. This would
allow for a reciprocal relationship
between leadership and management,
implying that an effective manager
should possess leadership skills, and an
effective leader should demonstrate
management skills.
Zaleznik (1977) for example, delineated
differences between leadership and
management. He saw leaders as
inspiring visionaries, concerned about
substance; while he views managers as
planners who have concerns with
process. Bennis (1989) further
explicated a dichotomy between
managers and leaders. He drew the
following twelve distinctions between
the two groups.
Managers administer, leaders
innovate
Managers ask how and when, leaders
ask what and why
Managers focus on systems, leaders
focus on people
Managers do things right, leaders do
the right things
Managers maintain, leaders develop
Managers rely on control, leaders
inspire trust
Managers have a short-term
perspective, leaders have a longerterm perspective
Managers accept the status-quo,
leaders challenge the status-quo
Managers have an eye on the bottom
line, leaders have an eye on the
horizon
Managers imitate, leaders originate
Managers emulate the classic good
soldier, leaders are their own person
Managers copy, leaders show
originality
Box 14.2 gives the various leadership
styles. Working with a community, an
adult educator is always looking for
actual or potential leaders and learning
about different styles of leadership can
help in identifying actual or potential
leaders in a community.
Box 14.2 Leadership Styles
Leadership styles may be of relevance to in a variety of situations where there is a
requirement to manage others. Effective performance will depend on many factors
including the organizational culture in which the individual is operating.
Directive Leader: Directive Leaders are characterized by having firm views about how
and when things should be done. As such they leave little leeway for subordinates to
display independence, believing that they should adhere to the methods and schedules
as originally laid down. Having a high goal-orientation and being particularly concerned
with results the Directive Leader will tend to closely monitor the behavior and performance
of others. This may lead them to be perceived as a little cool and detached.
Delegative Leader: As the name suggests, the style of Delegative Leaders is characterized
by delegating work to subordinates. Since their style is not strongly democratic, the
process of delegation may not involve consultation. As a result, subordinates will generally
be assigned work rather than have active input into how projects should be conducted.
Participative Leader: Participative leaders are primarily concerned with getting the
best out of a team as a whole. Hence, they encourage contributions from all members of
a team and believe that by pooling ideas and coming to a consensus view the best
solutions to problems will naturally arise.
164
Consultative Leader: The Consultative Leadership Style combines elements of both
democratic and directive leadership orientations. They value group discussion and tend
to encourage contributions from the separate members of the team. However, although
group discussions will be largely democratic in nature, Consultative Leaders typically
make the final decision as to which of the varying proposals should be accepted.
ORGANISATIONAL
BEHAVIOUR
Negotiative Leader: Negotiative Leaders motivate subordinates by encouraging them,
through incentives etc., to work towards common objectives. Hence, through a process
of negotiation attempts will be made to arrive at some mutually equitable arrangement
with the other members of the team so as to motivate them to work in a particular way.
Negotiative Leaders tend to rely on their skills of persuasion to achieve their stated
goals.
Reflection
Leadership plays a crucial role in any organization. Change of leadership and reflection
and rethinking in the top management team are powerful triggers for organizational
change. Leaders create a context in which the status quo is challenged. Try to recollect
an experience of crisis in matters of leadership during your career as an adult educator.
ACTIVITY 14.4
Please prepare an assessment-list of the leadership qualities of the staff working in
your adult learning set-up and on that basis prepare them for undertaking higher
responsibilities.
14.6 Authority, Power and Politics
Organizations or voluntary associations,
though rational entities, often do not
follow strictly their own well defined
system leaving scope for power play and
politics. It is therefore necessary to
understand the dynamics of power,
politics and authority so that
organizations can be managed in a
proper way. The concepts of authority,
power and politics are inter-dependent
in the sense that politics - whether of
the specifically governmental kind
(political parties, pressure groups, etc.),
the economic kind (bureaucracies, the
organization of the workplace into social
hierarchies based upon status, etc.) or
the interpersonal (relations between
males and females, children and adults,
etc) - involves the exercising of authority
and power.
14.6. 1 Distinction between Authority
and Power
Though authority and power are terms
quite often used interchangeably but
they are quite different. Specific
differences can be described as below:
1
2
3
Authority is legally enforced and is
derived from level of position in an
organization. Power however is
individual and independent and
originates from charisma and social
positioning.
Authority is formal based upon
superior
and
subordinate
relationship. Power is informal and
is
based
upon
individual
understanding.
Since authority is related with
position in an organization, it has
limited scope and is confined to
organizational structure whereas
power is linked with an individual and
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T ASHRAF
4
transcends boundaries.
Authority is just and applied equally
whereas power may be used
indiscriminately.
14.6.2 Authority
Authority is corner stone of an
organization. It can be defined as the
ability of an individual to seek
compliance to the regulated instructions
of the superior. It refers to the formal
rights inherently available to a manager
to give orders and see their compliance.
According to Max Weber (1924), there
are 3 types of authorities: Traditional,
Rational and Charismatic authority.
Traditional authority rests on an
established belief in the sanctity of
immortal traditions whereas legal
authority rests on sheer legality of
individual’s position. Charismatic
authority has its genesis in an
individual’s personal charisma and
qualities.
Characteristics of Authority
1
2
3
4
Authority resides in the position and
is individual independent
Nature of authority i.e. traditional,
legal, charismatic, determines the
nature of structure.
Authority is in proportion to levels
in an organization.
Ideally there is a positive correlation
between the authority and degree
of competence.
14.6.3 Power
166
In social terms, power, almost by
definition, involves the rule by the few
over the majority and we have to
understand the political processes (both
Structural and Interpersonal) whereby
power is legitimated (the process
whereby power ceases to be nakedly
coercive and becomes power that is
based upon authority. By power is meant
the ability of individuals or groups to
make their own concerns or interests
count, even where others resist. Power
sometimes involves the direct use of
force, but is almost always also
accompanied by the development of
ideas (ideology) which justify the actions
of the powerful. Politics, in this sense,
is a concept that can be defined as a
process involving the “exercise of
control, constraint and coercion in
society”.
Power which is derived from social
positioning lacks legitimacy. It is
dependent upon individual strength and
competencies. Depending upon
situation, there are several kinds of
power, some of which are described
below.
Reward power
Coercive power
Legitimate power
Personal power
Expert power
Referent power
Reward power: The extent to which a
manager can use extrinsic and intrinsic
rewards to control other people is
described as reward power .success in
accessing and utilizing rewards depends
on manager’s skills.
Coercive power: The extents to which
a manager can deny desired rewards or
administer punishments to control other
people. Availability varies from one
organization and manager to another.
Legitimate power: The extent to which
a manager can use subordinates’
internalized values or beliefs that the
“boss” has a “right of command” to
control their behavior. If legitimacy is
lost, authority will not be accepted by
subordinates.
Personal power: Personal power is
derived from individual sources.
Expert power: Is ability to control
another person’s behavior through the
possession of knowledge, experience, or
judgment that the other person needs
but does not have?
Referent power: The ability to control
another’s behavior because the person
wants to identify with the power source.
It can be enhanced by linking to morality
and ethics and long-term vision.
ORGANISATIONAL
BEHAVIOUR
See Box 14.3 to understand the ways
managers acquire the power that they
need for leading those working under
them.
Box 14.3 How do Managers acquire the Power needed for Leadership?
Managers can increase the visibility of their job performance by
Expanding contacts with senior people.
Making oral presentations of written work.
Participating in problem-solving task forces.
Sending out notices of accomplishment.
Additional tactics for acquiring and using power and influence include
Using coalitions and networks to alter the flow of information and the analytical
context.
Controlling, or at least influencing, decision premises.
Making one’s own goals and needs clear.
Bargaining effectively regarding one’s preferred goals and needs.
14.6.4 Politics
It is an attempt to influence the
What are organizational politics? Since
organizations do not follow their
systems and procedures fairly, there is
lot of politics. It essentially implies lot
of maneuverability in the allocation of
responsibilities, rewards and resources.
Politics is the use of power to develop
socially acceptable ends and means that
balance individual and collective
interests.
decision making process.
It may involve give and take strategy.
It is usually devoid of morality and
ethics.
A number of factors can lead to political
behavior. If there is lack of clarity in
organizational policies and presence of
over ambitious individuals in workforce
is higher, there are more chances of
politics. Limited promotional avenues,
discriminatory behavior of management
can aggravate political behavior.
Political behavior may take many forms.
It may comprise passing a chain of
commands, withholding information,
spreading rumors, leaking confidential
information, lobbying, using pressure
tactics etc. The following are the
characteristics and reasons of political
behavior.
It is outside one’s job requirements.
There are several ways in which politics
takes place in organizations. Feyol
(1949) describes the following political
strategies.
Impression Management: An attempt
is made to create an impression that
everything is good because of us and
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T ASHRAF
anything wrong has nothing to do
with us.
Extra Role Relationship: Flattery,
creating goodwill and being overtly
friendly are some of the tactics
through which political behavior is
promoted.
Coalition: Like minded people come
together and promote a particular
cause which is essentially political in
nature.
Bargaining: Bargaining, negotiations
etc. are used to get extra benefits
which are normally not available.
Activity 14.5
Please make a questionnaire with some of the above-mentioned strategies and ask the
staff at your adult learning set-up to fill it. This exercise will help you to assess your
leadership qualities.
14.7 Apply What You Have Learnt
P lease
undertake the following
activities to apply and demonstrate the
main points covered in Unit 14.
What
are
some
important
characteristics of the personality of
each staff at your adult learning setup? Prepare a comparative chart
showing these characteristics.
168
Narrate the factors which have been
found to affect the motivation level
of the employees of your adult
learning set-up.
Undertake a job satisfaction survey
of the staff members at any of the
adult learning set-up and match
them with their personality traits.
D
15
YNAMICS OF WORKING
DYNAMICS
OF WORKING
TOGETHER
TOGETHER
T ASHRAF
Structure
15.1 Introduction
15.2 Working Together
15.15.1 Difference between Team and Group and Importance of Team Work
15.15.2 Types of Teams
15.15.3 Principles of Team Work
15.15.4 Team Composition and Size
1 5.15.5 Team Performance
15.3 Managing Organizational Change
15.3.1 Management’s Role
15.3.2 Change: Behavior Reaction
15.3.3 Role of Leadership
15.4 Managing Negotiations
15.4.1 Approaches to Negotiation
15.4.2 Negotiation as a Process
15.4.3 Negotiation Tactics
15.4.4 Kinds of Negotiation
15.5 Organizational Structure and Design
15.5.1 Organizational Design
15.5.2 Kinds of Organizational Structures
15.5.3 Variables in Organizational Structures
15.5.4 Decision Process
15.5.5 Functions of Organizational Structure
15.6 Apply What You Have Learnt
Learning Objectives
It is expected that after going through Unit 15, you would be able to
Examine the processes of working together at your workplace.
Discuss structures and functions of organizations.
Manage organizational changes
15.1 Introduction
O rganizations
generally consist of
groups of people who work together for
the achievement of common goals.
These groups are further divided in
teams for better coordination and
efficient working of the system. The
teams are formed keeping in mind
several considerations depending upon
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nature of organization and number of
people working therein. Hence it is
essential to understand concept of
team, its advantages and functioning.
Similarly the concepts of Change
Management and Negotiations are
integral part of any organization. To
cope up with several emergent
situations, changes are introduced which
have to be managed effectively and
many a times managers have to enter
into negotiations with their subordinate
staff for various reasons. Despite all
organizations essentially being formal in
nature, there are still several informal
dimensions, which are embedded into
their day to day functioning. These
informal elements are derived from
nature of leadership, management style
and power play.
Since adult learning setups are also run
on the principles of formal organizations,
these elements are essential part of
their functioning too. Hence it is
paramount for the managers of these
setups to have the knowledge of
concepts like team building, change
management and negotiations. Unit 15
deals with all these aspects of
organizational behavior.
15.2 Working Together
A team comprises any group of people
linked in a common purpose. A group in
itself does not necessarily constitute a
team.
Thus teams of sports players can form
(and re-form) to practice their craft.
Transport logistics executives can select
teams of horses, dogs or oxen for the
purpose of conveying goods.
Theorists in business in the late 20th
century popularized the concept of
constructing teams. Differing opinions
exist on the efficacy of this new
management fad. Some see “team” as
a four-letter word: overused and underuseful. Others see it as a panacea that
finally realizes the human relations
movement’s desire to integrate what
that movement perceives as best for
workers and as best for managers.
Teams are especially appropriate for
conducting tasks that are high in
complexity
and
have
many
interdependent subtasks.
170
Large teams can sub-divide into subteams according to need.
Tuckman and Jensen (1977) identified
a life-cycle of stages through which most
teams go through, namely, forming,
storming, norming, performing and
adjourning. Team begins with the
forming stage, where members are
beginning to associate themselves with
the team. At this stage, the team lacks
a clear vision, purpose and structure
whereas in storming stage members
realize the complexity of the problem
and might get polarized into sub –
groups. In norming stage team members
form relationship with other colleagues
and the team clearly defines the specific
expectations from individual members
in terms of both actions and behaviors.
The fourth stage of team development
is the performance stage where team
is set to perform the task after which
team gets into adjourning stage where
it does not possess the kind of energy
demonstrated in the performance stage.
All organizations have formal and
informal teams. Companies that employ
a sizeable number of employees find it
difficult to mobilize individuals towards
organization’s goals without teams.
Sometimes the organizational teams are
formally created, while at times teams
are independently formed by likeminded individuals. Managers encourage
organizational team building.
15.2.1 Difference between Team
and Group and Importance of
Teamwork
First let us understand that teams are
not the same as groups. In groups, there
are no formally elected leaders. Also,
groups are informal gatherings of
people. Groups don’t necessarily have a
goal or an objective; groups could be
formed for social reasons.
On the other hand, organizational teams
are formed with intent, a goal or a
mission. Team members are carefully
selected so that each member of the
team is competent to work towards the
common objective. Team leaders are
also elected so that there is no ambiguity
on authority. Roles are duly assigned to
members of the team, so each member
works in coordination with fellow team
players.
Teams in organizations need to
accomplish corporate goals. While the
organization is hub of all activities, the
teams are the spokes which generate
output. Teamwork can yield much more
than a sum of individual efforts simply
due to organized efforts and streamlined
work processes. Work efficiency is
enhanced and needless multiplication of
processes
is
eliminated.
Organizational teams also build the spirit
of camaraderie. There is a sense of
belonging among employees when they
are a part of a closely knit team. Vertical
and horizontal communications are
stronger and influential. Hence,
organizations can spread the corporate
message to the last employee down the
structure. Employees feel a part of a
greater mission.
DYNAMICS
OF WORKING
TOGETHER
Organizational teams, just like
individuals have their own identity. Every
team is different from the other. Even
within an organization, different teams
have different protocols. The collective
style of individuals that form the team
makes the team persona. Organizational
teams are like human beings; they have
ambitions, strengths, weaknesses and
even ego. Teams can compete, wrestle,
succeed or fail. A good organizational
team can be an invaluable asset to the
organization. A bad team can break the
internal structure of the organization.
Companies need to understand the
power of teams. Organizational team
leaders need to be nurtured and
equipped to build teamwork and team
efficiency. Teams can also be a source
of power conflicts and bad politics.
Hence, a vigilant eye must be
maintained on teams to ensure that
there is no power play or inter
departmental politics. While a healthy
competition is required to keep all teams
on their toes; it is essential that
competition is a positive motivating
factor (Parker 1996).
15.2.2 Types of Teams
Of particular importance is the concept
of different types of teams.
Work Teams: These are kind of
permanent teams in organizations that
are liable to produce output in the form
of produce or services. Membership is
well defined and stable.
i) Project and Developmental Teams
A team used only for a defined period
of time and for a separate, concretely
definable purpose, often becomes
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known as a project team. Managers
commonly label groups of people as a
“team” based on having a common
function. Members of these teams
might belong to different groups, but
receive assignment to activities for the
same project, thereby allowing outsiders
to view them as a single unit. These
kinds of teams are temporary in nature
and are linked to some special project
and consist of experts.
ii) Parallel Teams: In such teams
members are drawn from the regular
organizational structure, but work in
parallel on a specific issue. Such teams
are formed when specific problems arise
that can not be handled within the
existing organizational structure.
iii) Independent and Interdependent
Teams: A football team is clearly an
interdependent team: no significant task
can be accomplished without the help
of essentially all team members, team
members typically specialize in different
tasks (carrying the ball, kicking the ball,
blocking opposing players), and the
success of every individual is inextricably
bound to the success of the whole team.
No quarterback, no matter how
talented, has ever won a season by
playing alone.
On the other hand, a tennis team is a
classic example of an independent team:
matches are played and won by
individuals or partners, every person
performs basically the same actions, and
whether one player wins or loses has no
direct effect on the performance of the
next player.
172
iv) Virtual Team: A virtual team consists
of members joined electronically, with
nominal in-person contact. Virtual
teaming is made possible with
technology tools, especially the Internet.
This allows teams to be formed of
players otherwise unavailable.
15.2.3 Principles of Team Work
Working together poses several
challenges on account of factors that
surface as members begin to interact
as team. These differences need to be
resolved and leveraged for the benefit
of the team, with the help of setting
norms/ criteria/ standards of
performance. The following group
dynamic factors play an important role
in team effectiveness.
i) Norms: Norms are laid down which
contains some acceptable norms and
standards shared across the group. The
norms are mostly formal or informal,
explicit or implicit which help members
to bind together. Such a binding leads
to better coordination.
ii) Cohesiveness: A feeling of closeness
within team members on account of
interpersonal attraction, social
identification leads to better
coordination. It provides emotional
support and fosters belongingness.
iii) Team Energy: It refers to the extent
to which members of team are able to
relate to the team goals effectively and
meaningfully. A team with high energy
levels might lead to higher productivity
if canalized properly
15.2.4 Team Composition and Size
A judicious composition of team is very
important for its proper functioning. In
constituting a team, a right mix of
technical, interpersonal and decision
making are needed. As teams are diverse
in nature, it is important that key
processes like conflict management,
interpersonal communication are done
efficiently.
Though size of team essentially depends
upon nature of task and context in which
task is being performed, yet it is
necessary that team should be balanced
and should not be unwieldy.
15.2.5 Team Performance
In order to manage team performance
effectively, Levy (2001) consider that
the managers need to undertake the
following tasks.
i) Clearly identifying the purpose of
team
ii) Define team agenda clearly
iv) Map the activities of each member
v) Map the team resources
vi) Evolve parameters
evaluation
of
DYNAMICS
OF WORKING
TOGETHER
team
Reflection
Team building is a tedious process but
it is a necessary step to improve
performance of an organization. The
primary challenge in institutionalizing
team working arrives from
inappropriate system of rewarding
team performance. An equitable
system of rewarding the individuals in
the team, for both the team output,
and his or her contribution to the team
will foster and reinforce team bonding.
iii) Make the agenda operational in
measurable terms
Activity 15.1
Group your staff members in various teams and assign them some combined
responsibilities and observe their performance. Write a short account of the process of
grouping the staff in various teams and assigning them combined responsibilities.
15. 3 Managing Organizational Change
Beckhard and Gleicher (1969) developed
the formula for change that is
sometimes referred to as Gleicher’s
Formula. It brings out that the
combination
of
organisational
dissatisfaction, vision for the future and
the possibility of immediate, tactical
action must be stronger than the
resistance within the organisation in
order for meaningful change to occur.
requirements, and motivation.
Management must assess what employee
reactions will be and craft a change
program that will provide support as
workers go through the process of
accepting change. The program must
then be implemented, disseminated
throughout the organization, monitored
for effectiveness, and adjusted where
necessary.
15.3.1 Management’s Role
In general terms, a change program
should:
Management’s first responsibility is to
detect trends in the macroenvironment
so as to be able to identify changes and
initiate programs. It is also important
to estimate what impact a change will
likely have on employee behaviour
patterns, work processes, technological
Describe the change process to all
people involved and explain the
reasons why the changes are
occurring. The information should be
complete, unbiased, reliable,
transparent, and timely.
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T ASHRAF
Be designed to effectively implement
the change while being aligned with
organizational
objectives,
macroenvironmental trends, and
employee perceptions and feelings.
Provide support to employees as they
deal with the change, and wherever
possible involve the employees
directly in the change process itself.
15.3.2 Change: Behavior Reaction
There are certain reactions based on
individual behavioural patterns to
change.. Individual’s attutude,
personality and learning ability,
uncertainiyty , fear of loss or hope of
gain motivates people to behave in a
particular fashion.While some people
have enhanced motivation to act and
move towards change others may have
negative reactiins like disenagagement,
disidentification, disenchantment and
disorientation.. Management should be
able to diagnose these factors so as to
devise strategy to counter it.
Following strategies can be used to
counter resistence to change (see Carr
1996).
i) Education and communication
ii) Participation and involvement
iii) Facilitation and support
iv) Negotiation and agreement
v) Manipulation and co-operation
vi) Explicit or implicit coercion
In bringing about change, managers
make strategic choices regarding the
speed of the effort, the amount of
planning and the involvement of others.
A manager should carefully identify the
current situation, problems and factors
and analyse relevant factors for
producing the needed change. He should
monitor the implementation process and
should make mid-course correction (see
Fisher 1995).
15.3.3 Role of Leadership
Change is always dependent upon good
leadership skills. Following steps are
needed to be followed for suvccesfully
leading change:
i) Establishing a sense of urgency
ii) Forming a powerful guiding coalition
iii) Creating a Vision
iv) Communicating Vision
v) Consolidating improvement
An effective change programme
requires the change agent to have a
skilled and orderly approach.The change
agent should exhibit traits of common
sense, hard work, and systematic goaloriented approach.
Reflection
To bring about effective and
sustainable change, the change agent
requires assembling a team of change
agents.The team may consists of
both internal and external
members.There is always a need to
create a new vision so that the
organisation is prepared to commit
a change in terms of alignment of
new structures, resource generation,
and structural design to suit the new
expectations.
Activity 15.2
Make some changes in the duties of your staff. Study the resistance, if any, and analyse
it keeping in mind the variables like age, seniority and qualification. Write in brief what
changes you made and what sort of resistance there was to those changes and which
variables you took into account while analysing the nature of resistance.
174
Negotiations
between
various
components of an organisation are
integral part of organisational behaviour
studies. Since no organisation is perfect
and has to undergo constant changes,
there has to be regular negotiations
between managers and staff members
on various issues concerning the
organisation. As manger of adult
learning centre, it is important for you
to learn art of negotiations.
DYNAMICS
OF WORKING
TOGETHER
15.4 Managing Negotiations
N egotiation
is the process where
interested parties resolve disputes, agree
upon courses of action, bargain for
individual or collective advantage, and/
or attempt to craft outcomes which
serve their mutual interests.
Negotiation is usually regarded as a form
of alternative dispute resolution. The
first step in negotiation is to determine
whether the situation is in fact a
negotiation. The essential qualities of
negotiation are: the existence of two
parties who share an important
objective but have some significant
difference(s). The purpose of the
negotiating conference to seek to
compromise the difference(s). The
outcome of the negotiating conference
may be a compromise satisfactory to
both sides, a standoff (failure to reach
a satisfactory compromise) or a standoff
with an agreement to try again at a
later time. Negotiation differs from
“influencing” and “group decision
making.”.
15.4.1 Approaches to Negotiation
Given the above definition, negotiation
occurs in business, non-profit
organizations, government branches,
legal proceedings, among nations and
in personal situations such as marriage
and parenting.
Traditional negotiating is sometimes
called win-lose because of the
assumption of a fixed “pie”, that one
person’s gain results in another person’s
loss. Another view is that in negotiation
both parties are equals by definition and
that the best possible outcome is
reached when both parties agree to it.
If the two parties were not equals, the
stronger party would dictate the
outcome and there would be no
negotiation at all.
New terrains: the role of emotions
According to negotiation scholars
Michael Moffitt and Robert Bordone
(1981) the newest frontiers in the field
of negotiation include such topics as
exploring the role of emotions in
negotiation. Indeed, the Harvard
Negotiation Project’s Roger Fisher and
Daniel Shapiro published the
groundbreaking bestseller Beyond
Reason: Using Emotions as You
Negotiate, a follow-up to Getting to
YES.
The book suggests that
negotiations need not be at the mercy
of emotions; it discusses five “core
concerns” that anyone can use to
stimulate helpful emotions.
15.4.2 Negotiation as a Process
According to Burt (1984) negotiation
process can be divided into six steps in
three phases
Phase 1: Before the Negotiation
Step 1: Preparing and Planning: In
this step, first determine what you
must have and what you are willing
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T ASHRAF
to give (bargaining chips). Gather
facts about the other party, learn
about the other party’s negotiating
style and anticipate other side’s
position and prioritize issues. To
ensure smooth negotiation, one
should also prepare alternatives
proposals and establish BATNA (the
Best Alternative To a Negotiated
Agreement). Estimate the other
party’s needs, bargaining chips and
BATNA
Phase 2: During the Negotiation
Step 2: Setting the Tone
Step 3: Exploring Underlying Needs:
Also important is to actively listen
for facts and reasons behind other
party’s position and explore
underlying needs of the other party.
If conflict exists, try to develop
creative alternatives. In a difficult
situation, don’t say anything. Take
time out. When we say nothing we
give nothing away.
Step 4: Selecting, Refining, and
Crafting an Agreement: It is a step
in which both parties present the
starting proposal. They should listen
for new ideas, think creatively to
handle conflict and gain power and
create cooperative environment.
Step 5: Reviewing and Recapping the
Agreement: This is the step in which
both parties formalize agreement in
a written contract or letter of
intent.
176
Phase 3: After the Negotiation
Step 6: Reviewing the Negotiation:
Reviewing the negotiation helps one
to learn the lessons on how to achieve
a better outcome. Therefore, one
should take the time to review each
element and ask oneself, “what went
well?” and “what could be improved
next time”
15.4.3 Negotiation Tactics
According to Druckman (1977) skilled
negotiators use many tactics including:
Analyzing the negotiation or conflict
management style of their
counterpart
Setting pre-conditions before the
meeting
Declining to speak first
Volunteering to keep the minutes of
the meeting
Presenting demands
Time targets, i.e. Deadlines
Limited authority
Walking out
Concession patterns
Intimidation
Fait accompli (what’s done is done)
Take it or leave it
Rejecting an offer
tit for tat technique
Wagon in front of the horse
technique
Stop the time technique
Package deal technique
15.4.4 Kinds of Negotiation
Negotiations should be based on fair
and reasonable exchange of information
to create a mutually satisfying
outcome.By and large negotiations have
been classified into two broad
catagories-Distributive and Integrative
negotiations Lewicki and Litter (1985).
Distributive negotiations take place
when the resources are fixed and limited
and each individual party wants to get
a larger share for itself. Therefore
distributive negotiations becomes
essentially a competitive situation where
gains of one individual is the loss of
others. Distributive negotiations are
lengthy and typically involve deceptive
arguments and few concessions.
Integrative negotiations are focussed
at having an agreement on a mutually
satisfying outcome. The resources here
too may be limited but there is
willingness to generate other options
and agree on them to create a mutually
utilitarian outcome.
DYNAMICS
OF WORKING
TOGETHER
Reflection
While the process of negotiation require preparation, planning and patience, it may
also be a source of irritation, frustration and dissatisfaction. In any case it can be
considered a way of getting what one wants from others in the process of decision
making. Negotiations should be based on merit as against traditional negotiation.
There should be focus on interest and not on position and a variety of possibilities
should be debated before taking a final decision
Activity 15.3
Please conduct a negotiation exercise in your adult learning set-up. Divide yourself
between the groups of the employer and the employee. The success in negotiation would
be judged in terms of the amount of raise and other terms and conditions agreed upon
between the employer and the employee. The objective of the employee would be to get
as favorable a deal as possible and the objective of employer would be to provide a deal
which does not disturb the existing remuneration for the staff in the same position.
Write a short account of the negotiation process you went through.
Organizational structure and designing
is last section of Unit 15. After studying
the constituent components of
Organizational Behavior, this section
intends to provide a larger view of the
organizations, their structuring and
designing. It will help the managers to
assess the functioning of the
organization in view of
different
processes and variant aspects
15.5 Organizational Structure and Design
Organizations are rational entities which
have been developed to perform some
important functions. Therefore it is
important to know structures and
functions of organizations. Though
organizational structures are not fixed
and keep changing yet there are certain
broad patterns allowing coordination
within organization
15.5.1 Organizational Design
Organizational design can be described
as managerial activity to make choices
relevant to the requirements of the
goals. While organizational structures
provide the necessary means to achieve
the goals of organizations while design
provide the necessary and sufficient
conditions to achieve the changing goals
of the organizations. While structures
allocate responsibilities, how these
responsibilities would be met are the
concerns of design
Organizational design, like the structure,
is not a fixed scheme. It is a dynamic
process and keeps changing within the
organization from time to time and
across organizations. Managers in their
own wisdom may develop initial design
which may change according to
changing situation.
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T ASHRAF
15.5.2 Kinds of Organizational
Structure
According to Barnard (1938) though of
many types but mostly organizational
structures are of two types, namely, Tall
and Flat. They are identified by the
hierarchical levels in organizations
relative to its total population.
Flat Structure: It is characterized by
a few responsibility centers in a smaller
number of hierarchies. The numbers of
positions are few and focus in a flat
structure is on end responsibilities and
being a small organization, there are
few promotions only. Hence growth
possibilities are very limited. An average
employee may have greater flexibility
in the performance of their tasks
because there is lot of emphasis on
performance and merit.
Because a flat organization is small,
there is lot of flexibility and
decentralization in decision making
process.
Tall Structures: As organizations grow,
they are transformed into tall
structures. A tall structure is invariably
hierarchical and numbers of opening at
top get decreased. Due to existence of
many levels, tall structures provide
greater opportunity for upward
moment. There is always requirement
for
greater
control
and
interdependence.
In tall structures, span of control is small
and the number of subordinates is
smaller. But on account of their being
very large such structures are formal
and bureaucratic.
15.5.3 Variables in Organizational
Structure
Structures have been created to regulate
and control behavior of the employees
178
in
organization.
To
achieve
organizational goals, some variable play
a significant role in structuring the
organization.
Fayol (1949) has
described the following variables.
Formalization: Formalization refers to
rules, policies and procedures, norms
govern the behavior of employee in an
organization for the purpose of making
behavior of employees more predictable
by standardizing it. All these mechanisms
of regulating behavior vary on a scale
of restrictive- flexible dimension.
Differentiation: Differentiation refers
to the degree of differences that exist
in various activities if organization.
These could be in the actual roles that
employees perform, or these could be
differences in the orientation and
approach followed by various units within
the organization. A job description based
upon job analysis defines the
responsibilities and differentiations in
work of employees.
Departmentalization: Another popular
form
of
differentiation
is
departmentalization and divisions. It
refers to grouping of individuals by units
of related activities.
Departmentalization can be done on the
basis of functions like marketing
department, HR department and
Finance department.
Similarly departmentalization can be
done by place like Delhi, Mumbai and
Kolkata. Departments can be created
on the basis of products/ services like
Tatas have publishing, printing as well
as steel producing business.
Reporting Relationship: One very
important variable in organizational
structure is how reporting structure has
been developed. Since a lot of people
work in organizations in hierarchical
fashion, to smoothly run the
organization. It is necessary that there
is clear reporting structure. Reporting
relationship assures accountability and
the consequences therein by regulating
the span of control and the unity of
command.
Span of Control: It refers to the number
of subordinates a supervisor can direct.
A wide span of control would mean a
large number of employees reporting to
superior while a narrow span of control
would mean a large a large number of
employees.
Unity of Command: It specifies that no
organizational participant should receive
orders from more than one superior. It
may lead to contradiction and confusion
in entire organization.
15.5.4 Functions of Organizational
Structure
Haynes (1959) describes the following
functions
as
performed
by
organizational structures.
i) Allocation of Responsibilities: Most
important
function
of
an
organization is to clearly allocate
responsibilities. It helps in fixing
accountability and eliminates
duplication of work.
ii) Reporting Relationship: It should
be clearly laid down that who is
reporting to whom. For coordination
to be effective monitoring by
immediate supervisor required
because it ensures that individuals
do whatever is supposed to be done
by them.
iii) Rewarding and Punishment: Once
responsibilities are allocated and
reporting relations are clearly
defined, the supervisor gets the
requisite authority to punish for
incompetent or insufficient
completion of task or to reward a
performance.
iv) Communication Flow: Smooth flow
of functions within organization is
very important. Hence it is one of
the functions of organizational
structure to ensure it.
If above functions are not defined clearly,
it may lead to confusion and different
supervisors may use their own judgment
creating problems of morale and
motivation. It could lead to lack of
uniformity in reward and punishment
for same kind of performance. It could
also lead to delay in decision making
and several new opportunities could be
missed.
DYNAMICS
OF WORKING
TOGETHER
15.5.5 Decision Process
Decision making is an important function
of an organization. An organization’s
decision making process has to ensure
that the chosen alternative is such that
it maximizes the return on minimum
investment and organization is able to
meet its goals with limited resource
utilization. There are three important
processes which are stated below.
Centralization: Centralized decision
making refers to the concentration of
power at the higher levels in the
organization. As most decisions are
centralized at the top levels in the
organization a greater uniformity in
decision making is possible. However,
in centralized decision making process,
top management may be overloaded and
may sometimes lead to faulty decisions.
Decentralization: In decentralized
decision making system there is low
concentration of decision making at
higher levels and decisions are taken at
several levels. It provides opportunities
to develop the competence of employees
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T ASHRAF
to take decision at lower level and is
considered as useful mechanism to
motivate employees.
Delegation: Sometime a manager may
delegate certain decision making powers
to his subordinate in view of his or her
competencies and trust earned in the
organization. It is essentially an
informal arrangement where manager
carve out a part of their responsibilities
and hand over them to their
subordinates.
15.6 Apply What You Have Learnt
On the basis your experience of working
in your adult learning set-up, prepare a
chart detailing out its strengths and
weaknesses of the overall structure
180
and suggest the appropriate changes to
make it more functional as a simple
organization.
16
ANAGING A LIBRARY
M
MANAGING
A LIBRARY
S M DHAWAN
Structure
16.1 Introduction
16.2 Library Objectives
16.3 How to Manage a Library
16.3.1 Step 1: Library Policies and Programs for Collection Development
16.3.2 Step 2: Library Authority and Library Advisory Committee
16.3.3 Step 3: Procedures for Library Organization and Administration
16.3.4 Step 4: Library Space, Equipment and Tools for Library Operations
and Services
16.3.5 Step 5: Procedures for Maintenance of Library Collections
16.4 Apply What You Have Learnt
Learning Objectives
After going through Unit 16, it is expected that you would be able to
Understand why library support in adult education set-ups is important for
meeting the institutional objectives
Describe what is the relative importance of different management functions
in managing a library in adult education set-ups
Discuss what are the important procedures for managing library collections
and services
Implement the procedures for managing a small library
16.1 Introduction
Unit 16 throws light on one of the most
important aspects of adult learning. It
explains that libraries in adult education
set-ups have an important role to play
in facilitating access to information for
learning, education and training. They
also play important role in supporting
research programs of adult education
set-ups as well as their outreach
programs designed to educate and
inform adult user groups on social,
economic and educational issues, and
problems. Another role of libraries is to
raise awareness about economic
opportunities available in the
marketplace. Like any other library in
academic set-up or research institutions,
adult education libraries have also to be
planned, organized and managed using
standard management principles and
standard library procedures and
techniques for access and retrieval. Unit
16 deals with all these issues and provides
PALDIN learners with very useful skills
to perform their tasks better.
Besides enabling physical access to
collections, libraries have to be organized
for rendering information services such
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S M DHAWAN
as instructions in the use of library
catalogue and reading materials,
reference service, information
dissemination, etc. You will read about
this dimension of library management
in Unit 17.
16.2 Library Objectives
Strategic planning and development of
a library is guided mainly by the goals
and objectives of the parent institution
of which the library is a part. In any
given adult education set-up, you could
frame library objectives along the
following lines.
i) Facilitate access to information for
knowledge, education, and learning.
ii) Support research activities and
programs of the set-up by offering
proactive information services
iii) Support outreach programs of the
adult education set-up, designed to
educate and inform adult user
groups on social, economic and
educational issues, problems, and
opportunities of interest them.
iv) Offer proactive services for effective
use of all types of library materials.
v) Store and preserve information of
archival nature such as local
traditions, customs, and locally
generated process documentation
reports, etc.
vi) Use library as the platform for social,
economic, and cultural development
of the target communities.
Activity 16.1
Explain on the basis of your past experience why libraries are relevant in achieving the
objectives of adult education setups.
16.3 How to Manage a Library
Library management involves functions
such as planning, organizing, leading,
and controlling. Planning is about
systematically making decisions about
the library goals. Organizing is about
assembling and coordinating human,
financial, physical, informational, and
other resources needed to achieve
library goals. Leading is about functions
that involve efforts on the part of the
librarian to stimulate high performance
by employees, and controlling about
monitoring various library operations and
services. These four management
functions are highly integrated, but
libraries that excel in organizing material
182
resources and in leading their human
capital are known to give better
performance.
Keeping in view the fact that libraries
in adult education set ups are, by design,
small budget libraries, confined to one
room space, and adult education staff
manages them manually on part time
basis, these four management functions
would occur in varying degree. In such
a typical set up, the functions of
organizing and controlling would receive
greater attention compared to other
two functions. For managing a library
you may take the following step-by-step
approach.
Step 1: Defining library policies for
collection development
Step 2: Defining library authority and
library advisory committee
Step 3: Define procedures for library
organization and administration
Step 4: Defining library space,
equipment and tools for library
operations and services
Step 5: Defining procedures for
maintenance of library collections
Let us discuss each step in a little more
detail.
16.3.1 Step 1: Library Policies for
Collection Development
Step 1 includes the following task:
i) Define the objectives of your
library: State clearly the purpose of its
existence.
ii) Define your user community and
their information needs: This requires
complete knowledge and understanding
about library stakeholders. This may
include adult education teams, extension
workers
and
adult
education
professionals, local community members
and those who provide funds for the
library. Their information needs can be
assessed through library surveys,
personal interviews, and informal
discussions with all stakeholders.
iii) Define library policy for building
collections: The policy states the guiding
principles and procedures under which
collection development activities,
including the selection, maintenance,
and weeding of print, electronic, and
media library materials will occur. This
would also mean specifying subject areas
of interest to library stakeholders, their
languages preferences, and formats of
published and unpublished material (i.e.
print, non-print, or electronic format).
Non-print material could include films,
slides, transparencies, photographs,
maps posters, charts, etc. The policy
must also define the limits in terms of
collection size, keeping in view the users
strength in a given subject, space
available within the library premises, and
annual budget earmarked for the
purpose. The policy may also specify the
subject areas in which the library is going
build its archival collection, if any. Such
a policy statement on the part of the
library ensures continuity and consistency
in selection and revision of materials for
the library collections.
MANAGING
A LIBRARY
iv) Define what different collections
are required to be developed and
sustained keeping in view users’
information needs: The possible options
include books collection, reports
collection, pamphlet collection, multimedia collection, and reference
collection (comprising dictionaries,
yearbooks, directories, who’s who
almanacs, general and subject
encyclopedias), etc. The library may
decide on developing some of these
collections keeping in view the users’
information needs.
v) Define your book selection policy:
State the distribution of library budget
by subject and by collection. The policy
may also state guidelines for acquiring
multiple copies of books, guidelines for
accepting books from donors, and
guidelines for weeding out material.
16.3.2 Step 2: Library Authority and
Library Advisory Committee
Libraries in adult education setups are,
by design, small budget libraries,
confined to one room space, and
managed manually on part time basis
by adult education staff. The person in183
S M DHAWAN
charge of the library should be the
library authority, responsible for
organization and management of the
library. He/she should play a dominant
role in decision making, should enjoy
the authority to communicate freely
with groups across the organization, and
enjoy financial and administrative
powers for managing library operations
and services smoothly. The financial and
administrative limits of the library
authority should correspond to staff of
equivalent status in the organizational
hierarchy. The library authority should
be reporting to the top management in
the organization. There is a need to
set up a Library Advisory Committee,
which would perform the role of advising
the library on its growth and
development. It will also act as interface
between the library management and
the top management in the organization
and between the users groups, for
ensuring smooth functioning of the
library operations and services without
compromising on policies set out for
library development. The Committee
should comprise members mainly drawn
from the organization, and representing
various user groups on the Committee.
Its terms of reference could be worked
out on the following lines:
i) To formulate policy for developing
library resources for reading,
reference and projects.
ii) To develop a general program of
library services to suit the interests
and requirements of different
categories of users
iii) To frame, review and approve library
rules
iv) To recommend suitable budgetary
provisions for the library and resource
centre
v) To make recommendations for
proper functioning of library as
knowledge centre
Activity 16.2
Do you have a Library Advisory Committee in your adult learning setup? Do you think
that we need Library Advisory Committee in managing a library? Make a case for setting
up such a committee in each adult learning setup library.
16.3.3 Step 3: Procedures for Library
Organization and Administration
184
In any larger set up, library organization
tasks involve assembling, forming logical
units of works, defining hierarchical
structures, identifying staffing
requirements, assigning tasks and
responsibilities, coordinating human,
financial, physical, informational, and
other resources needed to achieve
library goals. Administration is another
activity required to be undertaken for
performance and achieving library goals.
It is defined as the process of getting
things done through men and materials
within the organizational framework.
Library organization and library
administration are closely related to each
other. The distinction between the two
is very subtle. Organization comes
before administration. The latter starts
when the organization ends. One lays
down theoretical principles, whilst the
other puts those principles into practice.
In the adult education set up, wherein
libraries by design are small and are
going to be managed on part time basis
by adult education staff, not much needs
to be done in so far as library
organization is concerned. In such flat
hierarchical structures, the staff has no
option but to perform multitasking
operations such as administration,
technical functions, service support, and
library maintenance. For effective
performance, it is advisable for the
library to opt for outsourcing of library
maintenance operations such as stack
maintenance,
catalogue
card
maintenance, photocopy services, library
up keep, stock verification, gate
security, etc. It may also consider
outsourcing classification and cataloguing
operations if circumstances so warrant.
The libraries in adult education set ups
need to undertake planning activities
such as strategic planning (i.e.
identifying library goals, objectives,
methods, resources needed to carry out
methods, responsibilities and dates for
completion of tasks), budget planning
(for document collections, library
equipments, library furniture, library
stationery, media library equipments, if
planning for a multi-media library), and
library promotion planning. These are
not perennial activities and are required
to be undertaken once in year. The
extent of budget planning activities
would depend upon the size of adult
education programs, network linkages,
and staff deployed within the
organization, etc. For building a library
from the scratch, it must begin with a
small annual budget of Rs.100, 000/during the first three years. In the
subsequent years, budget requirements
may be reviewed and decided based on
collection already built and actual
requirements. It is a good practice to
undertake budget planning exercise in
consultation with the Library Advisory
Committee for developing collections,
library equipments, library furniture,
media equipments, etc. It is also a good
practice to formulate library plans for
promoting and popularizing library
services.
MANAGING
A LIBRARY
Activity 16.3
Explain the four functions of library management. Assess the extent your adult learning
setup library is able to carry out each of these functions.
16.3.4 Step 4: Library Space,
Equipment and Tools for Library
Operations and Services
Bureau of Indian Standards provides that
a library should have a stack room, a
Librarian’s room and a Reading Room
having seating capacity of 40 to 120
chairs. The stack room should be big
enough to accommodate between 6,000
and 10,000 books. A Sample Layout of
Library is given as a suggestion in the
Appendix A. The library-in-charge would
need to plan actual library size and
seating capacity of ‘reading room’
keeping in view the optimum number
of members in an adult education set-
up, the variety of library services it is
planning to offer, and the members of
the adult community who would be
coming to visit the library for social
interactions.
The library equipments and tools like
furniture, fittings and accessories should
of standard pattern and design, so that
users feel comfortable in using them.
The following is the list of essential
furniture and fittings for an adult
education set up.
1
2
3
4
Reading tables
Chairs for pupils
Librarian’s table
Circulation or charging desk and
185
S M DHAWAN
5
6
7
8
9
10
11
12
13
chair
Librarian’s shelf list trays
Card catalogue trays
Card catalogue cabinet
Bulletin board and notice board
Book supporters
New arrivals display case
Dictionary stands
Periodicals display stand
Newspaper display stand
14 Storage cabinet for work room
15 Filing cabinets
16 Atlas stand
17 Wall clock
Besides, the library may acquire radio
and television set, tape recorder/player,
VCR and VCP, slide and film projector,
overhead projectors, computers with
internet connection, Xerox machine,
etc.
Activity 16.4
What methods do you use for understanding the information needs of library users in
your adult education set up?
16.3.5 Step 5: Procedures for
Maintenance of Library Collections
You will find that the following
procedures help in maintenance of
library collections.
Preservation of library material: Proper
care of library collections is necessary
with a view to prolong its life. This
requires preserving and protecting books
against decay and deterioration. As
preventive measures, dusting and
cleaning of books and shelves must be
carried out on regular basis. Books must
be exposed to adequate air and sunlight
for a short time in case the library room
does not get sufficient sunlight. Avoid
keeping books is in damp places. Pest
control treatment may be got done on
periodic basis. Books and other reading
material may be got bound from time to
time. Besides, book supporters may be
used to keep books upright on the shelves.
Reference books such as dictionaries,
encyclopedias, directories and picture
books are costly and heavy in weight.
They must be handled with care.
186
Organizing reading materials on
shelves and their rectification:
Normally, books and other reading
materials in a library are organized into
different collections such as book
collection, rare book collection,
periodical collection, and reference
collection, etc. Books are arranged
according to classified order. Besides,
when some books are more in demand
than others in such cases the library may
consider creating a separate sequence
of books in great demand. Reference
books are also arranged in classified
order. Periodicals are arranged by journal
title. Shelving and shelf rectification of
reading material in different collections
must be done preferably every day to
ensure that shelf arrangement of books
and other reading material is as per
prescribed order. Shelf rectification is
undertaken to ensure that books and
other reading are kept on the shelves
as per prescribed order. In case they
are not, necessary rectification is done
to restore their order on the shelves.
This is important so that one could trace
books on shelves from their prescribed
locations on the shelves when required.
Other activities of library maintenance
are: taking out worn out books and other
material for repair or binding, sending
new books and journals for binding,
display of new books and other reading
material received in the library,
preparing stack room guides, and
shelving volumes returned after use,
etc. Library may also perform stock
verification on periodical basis, with a
view to weed out books, as per its policy,
and writing off books, etc.
MANAGING
A LIBRARY
Activity 16.5
Have you ever faced the problem of not being able to trace a resource in your library?
What do you think is the main reason for such a state of affairs in a library? Do you
consider shelf rectification to be important for improving library performance?
16.5 Apply What You Have Learnt
Have
you ever taken an interest in
managing library of your adult learning
setup? Do you think that there is a
difference between library organization
and library administration? Will you like
to handle both at your adult learning
setup? If yes, explain how you would
carry them out. If no, give reasons for
not doing so. See Figure 16.1 in
Appendix A for suggested layout of
library.
Appendix A: Suggested layout of Library
29
30
28
3
2
1
Figure 16.1 Suggested Layout of Library
Proposed layout of a library room has been improvised out of a classroom size 20” x
30” with entrance 4’ wide and suitable windows for light and ventilation. See Index
on page 188 for numbers mentioned in Figure 16.1.
187
S M DHAWAN
Index
188
1
Display Board
2
Issue and Return Counter
3
Computer Desk
4
Catalogue Cards
5
Revolving Stand for magazines
6
Reference Books
7-27
Racks for Library Books
28 -29
Table 2’ x 4’ top
30
Large Table top size 5’ x 6’
31
Magazines & Periodicals with Partition
32
Librarians Cabin with seating capacity for 3
33-38
Study Tables
39
Special Information Boards 4’x4’ Softboard
40
Information on New Arrivals
17
UILDING LIBRARY RESOURCES
AND SERVICES
B
BUILDING LIBRARY
RESOURCES
AND SERVICES
S M DHAWAN
Structure
17.1 Introduction
17.2 Building Library
17.2.1 Step 1:
17.2.2 Step 2:
17.2.3 Step 3:
Resources and Services
Acquisition Procedures
Classification and Cataloguing Procedures
Library Services
17.3 Tips for Improving Library Value
17.4 Apply What You Have Learnt
Learning Objectives
After going through Unit 17, it is expected that you would be able to
Understand library skills and techniques for building library collections for
access and retrieval
Discuss the services offered in a library and the procedures for rendering
them
Implement library techniques in your own adult education set-up for building
and managing a small library collection and offering services.
17.1 Introduction
Like any other library in academic setup or research institutions, resources
in adult education libraries have also to
be planned, developed, and organized
for access and retrieval. Besides, such
libraries need to offer library and
information services such as instructions
in the use of library catalogue and
reading materials, reference service,
information dissemination, etc. Unit 17
describes the procedures for building
library resources and rendering library
services and explains the procedures for
library management. It discusses the
techniques for classification and
cataloguing of books and other reading
material for information access and
retrieval. In addition, it describes the
services that a library in an adult
education set up needs to offer its
clientele.
Let us now begin with a discussion on
building library resources and services
for adult learners. On the basis of your
experience, you may also add some
inputs to this in Unit 17.
189
S M DHAWAN
17.2 Building Library Resources and Services
The libraries in adult education set ups
are, by design, small budget libraries,
confined to one room space, and adult
education staff manages them manually
on part time basis. Keeping this in view,
library procedures described in Unit 17
are basically quite simple and elementary
in nature. Such members of adult
educators who do not have any formal
education and training in library and
information science would find it easy
and simple to learn library skills and apply
them for building library collections and
rendering library services. They can take
the following step-by-step approach.
Step 1: Acquisition Procedures
Step 2: Classification and Cataloguing
Procedures
Step 3: Library Services
17.2.1 Step 1: Acquisition Procedures
Library acquisition is about procedures
for selection of published material for
library acquisition, procedures for
placing orders for purchase books and
other reading material, their
accessioning as well as of material
received as gratis. It also about
procedures for payment of bills, and
about upkeep and maintenance of
records as required for the purpose.
190
Procedure for Book Selection: The first
step in book selection operations is to
invite recommendations from users for
purchase of new books and other
reading material. For this, the library
could take initiative by inviting books
on approval from booksellers, or give
users publisher catalogues for selection,
or send them to visit book exhibitions.
Based on this exercise, a tentative
listing of useful books is complied. The
second step is to get the compiled list
of books approved by the Library
Advisory Committee. The Committee
might approve it in total or shortlist it
as per their judgment. While finalizing
books and other reading materials for
purchase, the Committee should pay
special attention to the usefulness of
the selected material, currency of
information given in the books, their
cost and availability of funds. The book
selection exercise should be undertaken
on regular basis through out the year,
and not towards the end of the financial
year once, just to exhaust book budget.
Procedure for Book Purchase: The
second step in book acquisitions is to
initiate action for placing orders with
the approved vendors or booksellers for
selected books. In this regard, the
Library needs to obtain first the
financial sanction of the competent
authority in the organization. It could
be either head of the organization, or
its deputy or any other designated
person for the purpose. For operational
performance, it will be useful if the InCharge Library is given financial
authority to sanction expenditure, say,
up to Rs.5000/- only in respect of such
books and other reading material as
recommended by the Library Advisory
Committee. The library should by default
purchase only latest edition of a book,
unless desired otherwise specifically.
Sometimes cheap editions of foreign
books are printed. In such cases, it is
advisable to go for cheaper editions only.
However, if one of the roles of the library
is to archive books for future, in such a
case the library should purchase books
printed on good quality paper.
The Library may draw up a panel of
vendors/ booksellers as per following
criteria. It may purchase books from
booksellers on the panel.
Bookseller must have membership of
the Delhi State Booksellers
Association/ Federation of Indian
Publishers/
Bookseller must have experience in
the line for at least two years
Must have PAN Number from the
Income Tax
The panel may be reviewed every
year for performance on the
parameters of relevance, quality and
comprehensiveness of the books
displayed for approval or on the
parameter of efficiency and
effectiveness with which the
bookseller supplied books against
order.
The next step is to place formal orders
with approved for purchase of books.
There is no need for inviting quotations
since as per financial rules of the
Government of India books are not store
items. Purchase orders can be placed
on the catalogue price of the book. As
per standard practice, booksellers offer
discount on the catalogue price of
books, ranging from 10 to 15 percent.
Books priced in foreign currencies are
to be paid in Rupee currency. The
foreign currency conversion is done as
per bank’s TT selling rate as prevalent
on the day of the supply of books.
Information about bank conversion rate
can be had from newspapers such as
The Economic Times, and The Financial
Times. The booksellers are required to
supply books along the bill in triplicate.
One copy of bill is to be returned to the
bookseller duly signed as a token of
receipt of books supplied. The library
should insist on price proof of the book
and bank conversion rate from the
booksellers before accepting the supply
of books.
BUILDING LIBRARY
RESOURCES
AND SERVICES
Activity 17.1
List steps for acquiring reading material for library.
Accession of Books: Libraries need to
maintain records of the books acquired
in accession register. This register
constitutes a permanent record of the
library. Figure 17.1 shows a sample
outline of columns of an accession
registers. Printed accession registers are
also available in the market. Before
accessioning, the library needs to
physically check the books supplied against
order in terms of latest edition, year of
publication, and price.
The next step in book acquisition is
accession of books by making record
entries in the accession register, wherein
each book is assigned an accession
number. This number is reproduced later
on several different pages in the book
accessioned such as (i) back of the title
page – bottom portion, (ii) secret page
in a book. (This is a discrete page in a
book which invariably carries its accession
number. The secret page number is known
only to the library staff and hence it is
known as a secret page), and (iii) on the
last page of the book; and on all the copies
of the bill/cash memo.
191
S M DHAWAN
Date
Accession
Number
Author Title
Ed
Place
Year Vol
&
of
Publisher Publication
Pages
Cost
Vendor
Bill No Remarks
and
Date
Figure 17.1 A Sample Outline of Columns of Accession Register
Printed accession registers are available
in multiple of 1000 entries per register
with a minimum of 5000 entries.
Accession register starts from accession
number 1 and goes up to 5000.
Additional accession register, if required,
should begin in continuation of the last
accession number in the previous
register. Avoid overwriting and cuttings
of any kind in the Accession register.
The competent authority in the Library
must affix a certificate in the beginning
pages of the Accession Register
certifying that “This register contains
… (so many) pages in which accession
number run from … to …..”
While making entry in the Accession
register it is advisable to use ink of
lasting quality so that its color doesn’t
fade away with the passage of time.
The Accession register is a valuable
document and must be kept under lock
and key when not in use.
After accessioning, books stamped
bearing the name of the library. Book
tag, book plate, book card pockets and
due date slip are to be pasted at the
appropriate places in the book as
decided upon by the library.
Activity 17.2
What precautions would you take in accession of books?
17.2.2 Step 2: Classification and
Cataloguing Procedures
Each accessioned book is classified, for
assigning it a unique (numeric or
alphanumeric) call number, and
catalogued to facilitate its access and
retrieval from the card catalogue by
author, title, subject, and call number.
The call number of the book is
reproduced on the back of the title
page, book plate, and on the book card.
The book card records necessary
information about the book such as its
accession number, author, and title.
After verifying all these details, the book
is released for circulation.
192
Classification: One of the major
management tasks of the librarian is to
organize the reading material for
browsing, searching and retrieval by
subject and language. The job of
classifier involves giving each book in
the library a unique numeric or alphanumeric number called ‘Call Number’ —
as per library parlance. This number
defines placement/ shelving position of
the book in the stacks. The other
objective of call number is to bring
books on the same subject together for
browsing and retrieval. According to
Ranganathan (1959) a classified
arrangement should be such that the
library staff is able to:
1
Locate a book demanded by a reader
immediately even if the library has
miles of shelves of books.
2
Replace the book at its correct place
on the shelf.
3
4
Find out a proper place for a newly
purchased book among other books
on the same subject.
Find a place for a new book on a
new subject among the already
existing books on related subjects
Choice
of
the
Scheme
of
Classification: Quite a few schemes of
classification have been in use in
libraries. These include Colon
Classification,
Dewey
Decimal
Classification, Universal Decimal
Classification, and Library of
Classification, etc. Some of the small
libraries design and develop their local
scheme of classification. Applying an
established and widely used scheme of
classification is always better than
designing and developing a local one.
This gives the library the benefit of
continuity in experience in classifying
documents and to build thereby the
foundation for the future.
Most libraries use Dewey Decimal
Classification (DDC). It is now running
into 22nd edition. This speaks volumes
about its popularity amongst libraries
throughout the world. One of the
advantages of using DDC is that it can
be adapted to the needs of any large or
small library. Its abridged editions are
designed to meet the special
requirements of small libraries. A copy
of schedule of 100 classes is given as
Appendix A. This schedule alone may not
be found adequate to represent all the
facets of a subject. Therefore, the use
of the Standard Subdivisions of 1000
classes (Appendix B) at times may be
found necessary to separate a book from
other books having the same ultimate
class. These standard subdivisions are
not in themselves class number and
hence can’t be used in isolation, but
may be suffixed/and added to any
number from the schedule.
BUILDING LIBRARY
RESOURCES
AND SERVICES
Activity 17.3
Why do need to classify books? Why can’t we arrange books by accession number?
Cataloguing: A library catalogue is a vital
link between the reader and the book.
It serves as the key to ascertain the
availability of wanted book in a library
and its physical location in the stacks.
Conventionally, cataloguing of books in
libraries is done by using standard
cataloguing codes such as AngloAmerican Cataloguing Rules (AACR),
Classified Cataloguing Code. According
to these cataloguing codes, the levels
of cataloguing differ from library to
library. For example, a major library
may apply for highest level of
cataloguing, in which information that
goes into the cataloguing entry is very
extensive and detailed. However, a small
library set up — like the one in adult
education organizations — could
consider going in for lowest level of
cataloguing, in which the elements that
go into the cataloguing entry are
minimal to ensure access and retrieval
of a book by author, title, and subject.
A sample catalogue entry using AACR2
code is given below for illustration. This
entry is made on a model on 5”x3”
cataloguing card (see Box 17.1).
193
S M DHAWAN
Box 17.1 Cataloguing Card
Class No.
Book No
Main Access Point
Title Proper / First statement of responsibility, if different from main entry heading in
form or number or if there is no main entry heading. – Edition statement. – Material (for
type of publication) specific details. – First publisher, date of publication. – Extent of
item. – Note(s). – Standard number
Tracing Section.
Main Entry and Added Entry Cards:
The cataloguing can be done by using
cataloguing software or manually. If a
library plans to go in for manual
cataloguing, cataloguing entries are to
be made on 5”x3” card catalogues. For
every book, main entry as per sample
given above is made. Additional entries
are made in case the book has more
than one author. Additional entries are
also made for access by title and
subject. For making added entry cards,
main entry card is made in duplicate,
and search element such as second
author, title, or subject heading is
imposed on the top of each duplicated
card. For example, if there are two
authors then there would one added
entry card for the second author, the
first author has already been given
access point in the main entry card.
194
Catalogues are of different types such
as author catalogue, title catalogue, or
subject catalogue. Each catalogue type
has catalogue entry cards arranged
alphabetically (letter-by letter or wordby-word). These different types of
catalogue entries can also be merged
together and filed in a single sequence.
Such a catalogue is known as dictionary
catalogue. For convenience in searching
information from the cataloguing tray,
for every bunch of 100 cards, guide
cards is inserted. Appropriate starting
letters in the alphabetical sequence are
inscribed on the guide cards. The
cataloguing tray can hold 1000-1500
catalogue cards. Sample catalogue
entries for one book are given in the
Appendix C for illustration.
17.2.3 Step 3: Library services
The services offered by libraries can be
grouped as conventional library services
and the services for promoting library use.
i) Conventional Library Services
a) Library Rules
b) Circulation: Issue & Return of
Books
c) Inter-Library Loan Service
ii) Service Promoting Library Use
a) Initiation/Orientation Service
b) Reference Service
c) Current Awareness Service
d) New Books Display
e) Thematic Display
f) Press Clipping Service
Let us first discuss conventional library
rules and then deal with service
promoting library use.
i) Conventional Library Services
a) Library Rules: Every library frames
a set of rules for regulating its services
to members. Rules are framed keeping
in mind the library objectives and
members interests. As far as possible
rules should be explicit, free from any
ambiguity. The basic issues addressed
in framing library rules are the following:
1
Who can use the library?
2
Opening and closing hours of the
library
2 How many books can a member
borrow at a time?
3 For how long can the member retain
borrowed books?
4 Conditions of loan, find for the late
return of books, loss or damage of
books during the loaned period
5 Reservation of books
6 Recall of issued books
7 Renewal of loans
8 Suspension of membership privileges
9 Personal books/property counter,
etc.
b) Circulation: Issue & Return of
Books: Circulation means issuing books
to valid members on loan, and canceling
loans them from issue records upon
return of books by members. It is one
of the most important activities of a
library from users’ perspective. For
managing circulation, the library needs
a proper circulation system designed and
developed for the effective control of
circulation operations in terms of time
per transactions, manpower deployment
requirement, and accuracy in record
keeping. The manual systems currently
in use are: ‘Newark’ system, ‘Browne’
system, ‘Passbook’ system. Of all these
systems, Browne system of issue and
return is most popular for its efficiency
in time per transaction. It is therefore
important that a library in the adult
education set up may apply Browne
system for managing its circulation
operations.
Browne System: In Browne system, the
members are given Reader’s Ticket(s)
to enable them to borrow books from
the library. The design of the reader
ticket is such that it has a pouch on its
front side. The pouch is used to hold
Book card when a book is issued to a
member. For every library book, a Book
card is made. It is kept inside the ‘Book
Pocket’ provided in the book. While
issuing a book the Circulation-in-Charge
simply removes the Book Card from the
Book Pocket and inserts it in the
Reader’s Ticket pouch, puts in due date
stamp on the date slip provided in the
book. The ‘Book Card’ coupled with
the ‘Reader’s Ticket’ is arranged behind
date guides in the charging tray. This is
the simplest of all the methods for issue
and return of books. It reduces paper
work in managing circulation
transactions to the bare minimum. At
the time of receiving books from the
borrowers, Book card is separated from
the Reader’s Ticket and it is inserted
back in the Book Pocket of the book
received. At the close of the day, the
issue record is got rearranged and filed
behind Due Date guides. For books not
received by due date, it is a good
practice to send reminders to the
borrowers for returning the overdue
books. Secondly, the library may consider
giving grace period to members before
issuing such reminders.
BUILDING LIBRARY
RESOURCES
AND SERVICES
Late Fine: Though it may be unfair to
impose fines for the late return of
borrowed books, yet it is essential in a
library to enforce discipline amongst
members. This is done mainly as a
deterrent since the amount collected as
fine is always very trivial. Formal receipt
is, however, issued after realizing late
fee money from defaulters in cash. As
far as possible, a library in an adult
education set up may not resort to this
system unless it is warranted by
circumstances.
Conscience Box: An alternative to fine
system for late return of books is
Conscience Box. This concept was
designed and developed by Dr S R
Ranganathan (1959). In this method no
formal receipt is issued to the borrower,
195
You can use the following devices to promote the use of library by adult
members of a community.
S M DHAWAN
instead money as overdue charges is
dropped in the Consciences Box. The
key to this Box always remains with the
authority in the organization. The
Conscience Box is opened at a
convenient time in the presence of
several officials. The distinct advantage
of this method is that it saves time and
develops in members a feeling of civic
sense and responsibility.
Activity 17.4
Why is Browne System of Issue and Return used most in libraries?
Reservation of Books: Books in heavy
demand usually remain in circulation.
Members in the waiting list could reserve
such books so that they could get the
priority in borrowing them upon their
receipt in the library. The library informs
the member in the waiting list about
the availability of the reserved book.
Loss of Books: Books reported as lost
by borrowers are required to be dealt
as per library rules. Usually, the borrower
is advised to replace the book with a
new copy. If, however, the book is out
of stock in the market, he may be asked
to pay the current price of the book
after getting it verified from the
Publisher’s catalogue or from trade
bibliographies. The price may also be
got ascertained from the Accession
Register and formal receipt issued to
the borrower. Necessary postings may
be done in the Accession Register
indicating in the Remarks Column about
the “Lost and cost realized vide receipt
no… dated….”
196
c) Inter-Library Loan Service: Every
library has a liaison with other libraries
in the vicinity. In case of urgent
requirements, the resource of such
nearby libraries could be harnessed for
borrowing books on inter-library loan,
or get a photocopy made of the wanted
material. The library in the adult
education set up could consider building
such type of cooperative networks for
the purpose.
ii) Service Promoting Library Use
You can use the following devices to
promote the use of library by adult
members of a community.
Initiation/Orientation Service: For
most of users, a visit to the library is
the first encounter with the world of
books. The users have to be made aware
of the privileges they are entitled to as
also the rules they are to follow to derive
full benefits from the library. There are
certain ‘do’s and don’ts which need to
be explained to users at the time of
their first formal visit to the library. This
information is given to new members
upon registration during initiation/
orientation service. This service is also
important for inculcating reading habits
in neo-literates.
Reference Service: Reference service
is a reactive service given to members
on demand. In an adult education set
up, the emphasis in reference service
should be on giving knowledge and not
just information or documents.
Current Awareness Serv ice: For
promoting library services, the library
needs to offer proactive services such
as current awareness service, selective
dissemination of information service,
etc. Section 6.5 of Unit 6 has covered
detailed information in this regard.
New Books Display & Thematic
Display: All the books added into the
library stock must be put on display for
a limited period so as to bring them to
the notice of all library users. On special
occasions, such as birth day of an
important author or leader, festivals,
sport events, relevant books may be
separated from the general sequence
and put on a display to bring them to
the notice of users.
Press Clipping Service: Newspapers are
the most important sources of latest
information. It would be most
appropriate if the relevant cuttings of
write-ups, editorials letters, statements,
news items, events etc. are organized
in some logical order for future
reference and use.
BUILDING LIBRARY
RESOURCES
AND SERVICES
17.4 Tips for Improving Library Value
The following useful tips may help you
improve library value at your adult
learning setup.
1
2
3
The library collection must be kept
relevant (i.e. it must be need based,
and irrelevant material if any must
be weeded out), current (i.e. it must
offer latest and novel information),
accessible (i.e. it must provide tools
for such as catalogues, databases for
access to information), and available
(i.e. document wanted by users
must be available on the shelf and
success rate of the library in this
regard should be at least 80 per
cent).
Organize customized information
services and give information to
users in the form that they can
understand and use. For example,
audio-visual media is most suitable
form of information delivery to adult
community lacking in literacy.
Customized information services
include information repacking (such
as rehashing technical information
for non-technical audience),
information condensation (such as
preparing abstracts, digests,
summaries of useful documents for
information dissemination), and
information consolidation (such as
state-of-the-art information giving
an overview of the trends in the
4
literature)
Customized information services
should aim at disseminating
information for adding and updating
knowledge of individuals, increasing
their awareness on issues of interest
to them
5
Use customized information services
as a tool to enable the library to play
its role as knowledge gatekeeper
on topics of interest to the
organization and its clientele
6
Make library as a place for social
interactions by organizing discussions
on issues of topical importance
7
Follow the best practices in library
management, operations and
services
8
Library operations and services must
kept be efficient and library
response time must not exceed users
expectations
9
Increase the library penetration by
enlarging its users base
10 Develop a special collection of books
and publications frequently in use
11 Keep the library circulation current
so that books do not remain with
the borrower for more than a
prescribed period of loan
12 Books not in circulation or not in use
must be removed from the shelves
and be considered actively for
weeding them out
197
S M DHAWAN
13 Organize library collections in
classified sequence to facilitate
information browsing, searching and
retrieval by subject
16 Keep the library ambience pleasant
and inviting
14 Publish bibliographies on hot topics
of interest to users
18 Ensure regular training of library staff
on library skills and procedures
15 Undertake user survey of library
services on periodical basis to ensure
that library services are focused and
effective
19 For collections exceeding 10,000
volumes, the library must consider
using any library management
system for library automation.
17 Develop networking with other
libraries for sharing resources
17.5 Apply What You Have Learnt
S uppose
you are responsible for
improving the library services to the
adult community that your adult
learning setup covers. Write a note of
about 800 words about the various steps
you would undertake to promote the
library and its services for the adult
community.
Appendix A: Copy of Dewey Decimal Schedule of 100 classes
Second Summary*
The Hundred divisions
198
000 Generalities
010 Bibliography
020 Library & information sciences
030 General encyclopedic works
040 [Unassigned]
050 General serial publications
060 General organizations & museum science
070 News media, journalism & publishing
080 General collections
090 Manuscripts & rare books
300 Social Sciences
310 Collections of general statistics
320 Political science
330 Economics
340 Law
350 Public administration & military science
360 Social problems & services; associations
370 Education
380 Commerce, communications & transportation
390 Customs, etiquette & folklore
100 Philosophy & psychology
110 Metaphysics
120 Epistemology, causation & humankind
130 Parapsychology & occultism
140 Specific philosophical schools
150 Psychology
160 Logic
170 Ethics
180 Ancient, medieval & eastern philosophy
190 Modern western philosophy
400 Language
410 Linguistics
420 English & Old English
430 Germanic languages; German
440 Romance languages; French
450 Italian, Romanian & related languages
460 Spanish & Portuguese languages
470 Italic languages; Latin
480 Hellenic languages; classical Greek
490 Other languages
200 Religion
210 Philosophy & theory of religion
220 Bible
230 Christianity & Christian theology
240 Christian moral & devotional theology
250 Christian orders & local church
260 Social & ecclesiastical theology
270 History of Christianity & Christian church
280 Christian denominations & sects
290 Other religions
500 Natural science & mathematics
510 Mathematics
520 Astronomy & allied sciences
530 Physics
540 Chemistry & allied sciences
550 Earth sciences
560 Paleontology; paleozoology
570 Life sciences; biology
580 Plants (Botany)
590 Animals (Zoology)
600 Technology
610 Medicine & health
620 Engineering & allied operations
630 Agriculture & related technologies
640 Home & family management
650 Management & auxiliary services
660 Chemical engineering
670 Manufacturing
680 Manufacture for specific uses
690 Buildings
800 Literature & rhetoric
810 American literature in English
820 English & Old English literatures
830 Literatures of Germanic languages
840 Literatures of Romance languages
850 Italian, Romanian & related literatures
860 Spanish & Portuguese literatures
870 Italic literatures; Latin literature
880 Hellenic literatures; classical Greek
890 Literatures of other languages
700
710
720
730
740
750
760
770
780
790
900 History & geography
910 Geography & travel
920 Biography, genealogy & insignia
930 History of ancient world to ca. 499
940 History of Europe
950 History of Asia; Far East
960 History of Africa
970 History of North America
980 History of South America
990 History of other areas
The arts; fine & decorative arts
Civic & landscape art
Architecture
Plastic arts; sculpture
Drawing & decorative arts
Painting & paintings
Graphic arts; printmaking & prints
Photography, photographs & computer art
Music
Recreational & performing arts
BUILDING LIBRARY
RESOURCES
AND SERVICES
* Consult schedule for complete and exact heading
Appendix B: Copy of Dewey Decimal Schedule of 1000 classes
Third Summary*
The Thousand divisions
000 Computer science, information & general
works
001 Knowledge
002 The book
003 Systems
004 Data processing & computer science
005 Computer programming, programs & data
006 Special computer methods
007 [Unassigned]
008 [Unassigned]
009 [Unassigned]
010 Bibliography
011 Bibliographies
012 Bibliographies of individuals
013 [Unassigned]
014 Of anonymous & pseudonymous works
015 Bibliographies of works from specific places
016 Bibliographies of works on specific subjects
017 General subject catalogs
018 Catalogs arranged by author, date, etc.
019 Dictionary catalogs
020 Library & information sciences
021 Library relationships
022 Administration of physical plant
023 Personnel management
024 [Unassigned]
025 Library operations
026 Libraries for specific subjects
027 General libraries
028 Reading & use of other information media
029 [Unassigned]
030 General encyclopedic works
031 Encyclopedias in American English
032 Encyclopedias in English
033 Encyclopedias in other Germanic languages
034 Encyclopedias in French, Occitan & Catalan
035 In Italian, Romanian & related languages
036 Encyclopedias in Spanish & Portuguese
037 Encyclopedias in Slavic languages
038 Encyclopedias in Scandinavian languages
039 Encyclopedias in other languages
040
041
042
043
044
045
046
047
048
049
[Unassigned]
[Unassigned]
[Unassigned]
[Unassigned]
[Unassigned]
[Unassigned]
[Unassigned]
[Unassigned]
[Unassigned]
[Unassigned]
050 General serial publications
051 Serials in American English
052 Serials in English
053 Serials in other Germanic languages
054 Serials in French, Occitan & Catalan
055 In Italian, Romanian & related languages
056 Serials in Spanish & Portuguese
057 Serials in Slavic languages
058 Serials in Scandinavian languages
059 Serials in other languages
060 General organizations & museum science
061 Organizations in North America
062 Organizations in British Isles; in England
063 Organizations in central Europe; in Germany
064 Organizations in France & Monaco
065 Organizations in Italy & adjacent islands
066 In Iberian Peninsula & adjacent islands
067 Organizations in eastern Europe; in Russia
068 Organizations in other geographic areas
069 Museum science
070 News media, journalism & publishing
071 Newspapers in North America
072 Newspapers in British Isles; in England
073 Newspapers in central Europe; in Germany
074 Newspapers in France & Monaco
075 Newspapers in Italy & adjacent islands
076 In Iberian Peninsula & adjacent islands
077 Newspapers in eastern Europe; in Russia
078 Newspapers in Scandinavia
079 Newspapers in other geographic areas
199
S M DHAWAN
080 General collections
081 Collections in American English
082 Collections in English
083 Collections in other Germanic languages
084 Collections in French, Occitan & Catalan
085 In Italian, Romanian & related languages
086 Collections in Spanish & Portuguese
087 Collections in Slavic languages
088 Collections in Scandinavian languages
089 Collections in other languages
090 Manuscripts & rare books
091 Manuscripts
092 Block books
093 Incunabula
094 Printed books
095 Books notable for bindings
096 Books notable for illustrations
097 Books notable for ownership or origin
098 Prohibited works, forgeries & hoaxes
099 Books notable for format
Philosophy & psychology
200
100 Philosophy & psychology
101 Theory of philosophy
102 Miscellany
103 Dictionaries & encyclopedias
104 [Unassigned]
105 Serial publications
106 Organizations & management
107 Education, research & related topics
108 Kinds of persons treatment
109 Historical & collected persons treatment
150 Psychology
151 [Unassigned]
152 Perception, movement, emotions & drives
153 Mental processes & intelligence
154 Subconscious & altered states
155 Differential & developmental psychology
156 Comparative psychology
157 [Unassigned]
158 Applied psychology
159 [Unassigned]
110 Metaphysics
111 Ontology
112 [Unassigned]
113 Cosmology
114 Space
115 Time
116 Change
117 Structure
118 Force & energy
119 Number & quantity
160 Logic
161 Induction
162 Deduction
163 [Unassigned]
164 [Unassigned]
165 Fallacies & sources of error
166 Syllogisms
167 Hypotheses
168 Argument & persuasion
169 Analogy
120 Epistemology, causation & humankind
121 Epistemology
122 Causation
123 Determinism & indeterminism
124 Teleology
125 [Unassigned]
126 The self
127 The unconscious & the subconscious
128 Humankind
129 Origin & destiny of individual souls
170
171
172
173
174
175
176
177
178
179
130 Parapsychology & occultism
131 Parapsychological & occult methods
132 [Unassigned]
133 Specific topics in parapsychology & occultism
134 [Unassigned]
135 Dreams & mysteries
136 [Unassigned]
137 Divinatory graphology
138 Physiognomy
139 Phrenology
180 Ancient, medieval & eastern philosophy
181 Eastern philosophy
182 Pre-Socratic Greek philosophies
183 Socratic & related philosophies
184 Platonic philosophy
185 Aristotelian philosophy
186 Skeptic & Neoplatonic philosophies
187 Epicurean philosophy
188 Stoic philosophy
189 Medieval western philosophy
140 Specific philosophical schools
141 Idealism & related systems
142 Critical philosophy
143 Bergsonism & intuitionism
144 Humanism & related systems
145 Sensationalism
146 Naturalism & related systems
147 Pantheism & related systems
148 Eclecticism, liberalism & traditionalism
149 Other philosophical systems
190 Modern western philosophy
191 Philosophy of United States & Canada
192 Philosophy of British Isles
193 Philosophy of Germany & Austria
194 Philosophy of France
195 Philosophy of Italy
196 Philosophy of Spain & Portugal
197 Philosophy of former Soviet Union
198 Philosophy of Scandinavia
199 Philosophy in other geographic areas
Ethics
Ethical systems
Political ethics
Ethics of family relationships
Occupational ethics
Ethics of recreation & leisure
Ethics of sex & reproduction
Ethics of social relations
Ethics of consumption
Other ethical norms
200 Religion
201 Religious mythology & social theology
202 Doctrines
203 Public worship & other practices
204 Religious experience, life & practice
205 Religious ethics
206 Leaders & organization
207 Missions & religious education
208 Sources
209 Sects & reform movements
260 Social & ecclesiastical theology
261 Social theology
262 Ecclesiology
263 Days, times & places of observance
264 Public worship
265 Sacraments, other rites & acts
266 Missions
267 Associations for religious work
268 Religious education
269 Spiritual renewal
210 Philosophy & theory of religion
211 Concepts of God
212 Existence, knowability & attributes of God
213 Creation
214 Theodicy
215 Science & religion
216 [Unassigned]
217 [Unassigned]
218 Humankind
219 [Unassigned]
270 History of Christianity & Christian church
271 Religious orders in church history
272 Persecutions in church history
273 Doctrinal controversies & heresies
274 History of Christianity in Europe
275 History of Christianity in Asia
27 6 History of Christianity in Africa
277 History of Christianity in North America
278 History of Christianity in South America
279 History of Christianity in other areas
220 Bible
221 Old Testament (Tanakh)
222 Historical books of Old Testament
223 Poetic books of Old Testament
224 Prophetic books of Old Testament
225 New Testament
226 Gospels & Acts
227 Epistles
228 Revelation (Apocalypse)
229 Apocrypha & pseudepigrapha
280 Christian denominations & sects
281 Early church & Eastern churches
282 Roman Catholic Church
283 Anglican churches
284 Protestants of Continental origin
285 Presbyterian, Reformed & Congregational
286 Baptist, Disciples of Christ & Adventist
287 Methodist & related churches
288 [Unassigned]
289 Other denominations & sects
230 Christianity & Christian theology
231 God
232 Jesus Christ & his family
233 Humankind
234 Salvation & grace
235 Spiritual beings
236 Eschatology
237 [Unassigned]
238 Creeds & catechisms
239 Apologetics & polemics
290 Other religions
291 [Unassigned]
292 Greek & Roman religion
293 Germanic religion
294 Religions of 0Indic origin
295 Zoroastrianism
296 Judaism
297 Islam, Babism & Bahai Faith
298 (Optional number)
299 Religions not provided for elsewhere
Dewey Decimal Classification 22nd ed. Summaries
240 Christian moral & devotional theology
241 Christian ethics
242 Devotional literature
243 Evangelistic writings for individuals
244 [Unassigned]
245 [Unassigned]
246 Use of art in Christianity
247 Church furnishings & articles
248 Christian experience, practice & life
249 Christian observances in family life
250 Christian orders & local church
251 Preaching
252 Texts of sermons
253 Pastoral office & work
254 Parish administration
255 Religious congregations & orders
256 [Unassigned]
257 [Unassigned]
258 [Unassigned]
259 Pastoral care of families & kinds of persons
BUILDING LIBRARY
RESOURCES
AND SERVICES
300 Social sciences
301 Sociology & anthropology
302 Social interaction
303 Social processes
304 Factors affecting social behavior
305 Social groups
306 Culture & institutions
307 Communities
308 [Unassigned]
309 [Unassigned]
310 Collections of general statistics
311 [Unassigned]
312 [Unassigned]
313 [Unassigned]
314 General statistics of Europe
315 General statistics of Asia
316 General statistics of Africa
317 General statistics of North America
318 General statistics of South America
319 General statistics of other areas
201
S M DHAWAN
320 Political science
321 Systems of governments & states
322 Relation of state to organized groups
323 Civil & political rights
324 The political process
325 International migration & colonization
326 Slavery & emancipation
327 International relations
328 The legislative process
329 [Unassigned]
360 Social problems & services; associations
361 Social problems & social welfare in general
362 Social welfare problems & services
363 Other social problems & services
364 Criminology
365 Penal & related institutions
366 Associations
367 General clubs
368 Insurance
369 Miscellaneous kinds of associations
330 Economics
331 Labor economics
332 Financial economics
333 Economics of land & energy
334 Cooperatives
335 Socialism & related systems
336 Public finance
337 International economics
338 Production
339 Macroeconomics & related topics
370 Education
371 Schools & their activities; special education
372 Elementary education
373 Secondary education
374 Adult education
375 Curricula
376 [Unassigned]
377 [Unassigned]
378 Higher education
379 Public policy issues in education
340 Law
341 Law of nations
342 Constitutional & administrative law
343 Military, tax, trade & industrial law
344 Labor, social, education & cultural law
345 Criminal law
346 Private law
347 Civil procedure & courts
348 Laws, regulations & cases
349 Law of specific jurisdictions & areas
380 Commerce, communications & transportation
381 Commerce
382 International commerce
383 Postal communication
384 Communications; telecommunication
385 Railroad transportation
386 Inland waterway & ferry transportation
387 Water, air & space transportation
388 Transportation; ground transportation
389 Metrology & standardization
350 Public administration & military science
351 Public administration
352 General considerations of public administration
353 Specific fields of public administration
354 Administration of economy & environment
355 Military science
356 Infantry forces & warfare
357 Mounted forces & warfare
358 Air & other specialized forces
359 Sea forces & warfare
390 Customs, etiquette & folklore
391 Costume & personal appearance
392 Customs of life cycle & domestic life
393 Death customs
394 General customs
395 Etiquette (Manners)
396 [Unassigned]
397 [Unassigned]
398 Folklore
399 Customs of war & diplomacy
Language
202
400 Language
40 I Philosophy & theory
402 Miscellany
403 Dictionaries & encyclopedias
404 Special topics
405 Serial publications
406 Organizations & management
407 Education, research & related topics
408 Kinds of persons treatment
409 Geographic & persons treatment
410 Linguistics
411 Writing systems
412 Etymology
413 Dictionaries
414 Phonology & phonetics
415 Grammar
416 [Unassigned]
417 Dialectology & historical linguistics
418 Standard usage & applied linguistics
419 Sign languages
420 English & Old English
421 English writing system & phonology
422 English etymology
423 English dictionaries
424 [Unassigned]
425 English grammar
426 [Unassigned]
427 English language variations
428 Standard English usage
429 Old English (Anglo-Saxon)
430 Germanic languages; German
431 German writing systems & phonology
432 German etymology
433 German dictionaries
434 [Unassigned]
435 German grammar
436 [Unassigned]
437 German language variations
438 Standard German usage
439 Other Germanic languages
440 Romance languages; French
441 French writing systems & phonology
442 French etymology
443 French dictionaries
444 [Unassigned]
445 French grammar
446 [Unassigned]
447 French language variations
448 Standard French usage
449 Occitan & Catalan
470 Italic languages; Latin
471 Classical Latin writing & phonology
472 Classical Latin etymology
473 Classical Latin dictionaries
474 [Unassigned]
475 Classical Latin grammar
476 [Unassigned]
477 Old, postclassical & Vulgar Latin
478 Classical Latin usage
479 Other Italic languages
450 Italian, Romanian & related languages
451 Italian writing systems & phonology
452 Italian etymology
453 Italian dictionaries
454 [Unassigned]
455 Italian grammar
456 [Unassigned]
457 Italian language variations
458 Standard Italian usage
459 Romanian & related languages
480 Hellenic languages; classical Greek
481 Classical Greek writing & phonology
482 Classical Greek etymology
483 Classical Greek dictionaries
484 [Unassigned]
485 Classical Greek grammar
486 [Unassigned]
487 Preclassical & postclassical Greek
488 Classical Greek usage
489 Other Hellenic languages
460 Spanish & Portuguese languages
461 Spanish writing systems & phonology
462 Spanish etymology
463 Spanish dictionaries
464 [Unassigned]
465 Spanish grammar
466 [Unassigned]
467 Spanish language variations
468 Standard Spanish usage
469 Portuguese
490 Other languages
491 East Indo-European & Celtic languages
492 Afro-Asiatic languages; Semitic languages
493 Non-Semitic Afro-Asiatic languages
494 Altaic, Uralic, Hyperborean & Dravidian
495 Languages of East & Southeast Asia
496 African languages
497 North American native languages
498 South American native languages
499 Austronesian & other languages
BUILDING LIBRARY
RESOURCES
AND SERVICES
Science
500 Natural sciences & mathematics
501 Philosophy & theory
502 Miscellany
503 Dictionaries & encyclopedias
504 [Unassigned]
505 Serial publications
506 Organizations & management
507 Education, research & related topics
508 Natural history
509 Historical, geographic & persons treatment
530 Physics
531 Classical mechanics; solid mechanics
532 Fluid mechanics; liquid mechanics
533 Gas mechanics
534 Sound & related vibrations
535 Light & infrared & ultraviolet phenomena
536 Heat
537 Electricity & electronics
538 Magnetism
539 Modern physics
510 Mathematics
511 General principles of mathematics
512 Algebra
513 Arithmetic
514 Topology
515 Analysis
516 Geometry
517 [Unassigned]
518 Numerical analysis
519 Probabilities & applied mathematics
540 Chemistry & allied sciences
541 Physical chemistry
542 Techniques, equipment & materials
543 Analytical chemistry
544 [Unassigned]
545 [Unassigned]
546 Inorganic chemistry
547 Organic chemistry
548 Crystallography
549 Mineralogy
520 Astronomy & allied sciences
521 Celestial mechanics
522 Techniques, equipment & materials
523 Specific celestial bodies & phenomena
524 [Unassigned]
525 Earth (Astronomical geography)
526 Mathematical geography
527 Celestial navigation
528 Ephemerides
529 Chronology
550 Earth sciences
551 Geology, hydrology & meteorology
552 Petrology
553 Economic geology
554 Earth sciences of Europe
555 Earth sciences of Asia
556 Earth sciences of Africa
557 Earth sciences of North America
558 Earth sciences of South America
559 Earth sciences of other areas
203
S M DHAWAN
560 Paleontology; paleozoology
561 Paleobotany; fossil microorganisms
562 Fossil invertebrates
563 Fossil marine & seashore invertebrates
564 Fossil mollusks & molluscoids
565 Fossil arthropods
566 Fossil chordates
567 Fossil cold-blooded vertebrates; fossil fishes
568 Fossil birds
569 Fossil mammals
580 Plants (Botany)
581 Specific topics in natural history
582 Plants noted for characteristics & flowers
583 Dicotyledons
584 Monocotyledons
585 Gymnosperms; conifers
586 Seedless plants
587 Vascular seedless plants
588 Bryophytes
589 [Unassigned]
570 Life sciences; biology
571 Physiology & related subjects
572 Biochemistry
573 Specific physiological systems in animals
574 [Unassigned]
575 Specific parts of & systems in plants
576 Genetics & evolution
577 Ecology
578 Natural history of organisms
579 Microorganisms, fungi & algae
590 Animals (Zoology)
591 Specific topics in natural history
592 Invertebrates
593 Marine & seashore invertebrates
594 Mollusks & molluscoids
595 Arthropods
596 Chordates
597 Cold-blooded vertebrates; fishes
598 Birds
599 Mammals
Technology
600 Technology
601 Philosophy & theory
602 Miscellany
603 Dictionaries & encyclopedias
604 Special topics
605 Serial publications
606 Organizations
607 Education, research & related topics
608 Inventions & patents
609 Historical, geographic & persons treatment
640 Home & family management
641 Food & drink
642 Meals & table service
643 Housing & household equipment
644 Household utilities
645 Household furnishings
646 Sewing, clothing & personal living
647 Management of public households
648 Housekeeping
649 Child rearing & home care of persons
610 Medicine & health
611 Human anatomy, cytology & histology
612 Human physiology
613 Personal health & safety
614 Incidence & prevention of disease
6 I 5 Pharmacology & therapeutics
6 I 6 Diseases
617 Surgery & related medical specialties
618 Gynecology, obstetrics, pediatrics &
geriatrics
619 [Unassigned]
650 Management & auxiliary services
651 Office services
652 Processes of written communication
653 Shorthand
654 [Unassigned]
655 [Unassigned]
656 [Unassigned]
657 Accounting
658 General management
659 Advertising & public relations
620 Engineering & allied operations
621 Applied physics
622 Mining & related operations
623 Military & nautical engineering
624 Civil engineering
625 Engineering of railroads & roads
626 [Unassigned]
627 Hydraulic engineering
628 Sanitary & municipal engineering
629 Other branches of engineering
204
630 Agriculture & related technologies
631 Techniques, equipment & materials
632 Plant injuries, diseases & pests
633 Field & plantation crops
634 Orchards, fruits & forestry
635 Garden crops (Horticulture)
636 Animal husbandry
637 Processing dairy & related products
638 Insect culture
639 Hunting, fishing & conservation
660 Chemical engineering
661 Industrial chemicals
662 Explosives, fuels & related products
663 Beverage technology
664 Food technology
665 Industrial oils, fats, waxes & gases
666 Ceramic & allied technologies
667 Cleaning, color & coating technologies
668 Technology of other organic products
669 Metallurgy
670 Manufacturing
671 Metalworking & primary metal products
672 Iron, steel & other iron alloys
673 Nonferrous metals
674 Lumber processing, wood products & cork
675 Leather & fur processing
676 Pulp & paper technology
677 Textiles
678 Elastomers & elastomer products
679 Other products of specific materials
680 Manufacture for specific uses
681 Precision instruments & other devices
682 Small forge work (Blacksmithing)
683 Hardware & household appliances
684 Furnishings & home workshops
685 Leather, fur goods & related products
686 Printing & related activities
687 Clothing & accessories
688 Other final products & packaging
689 [Unassigned]
690 Buildings
691 Building materials
692 Auxiliary construction practices
693 Specific materials & purposes
694 Wood construction & carpentry
695 Roof covering
696 Utilities
697 Heating, ventilating & air-conditioning
698 Detail finishing
699 [Unassigned]
BUILDING LIBRARY
RESOURCES
AND SERVICES
Art & Recreation
700 The arts; fine & decorative arts
70 I Philosophy of fine & decorative arts
702 Miscellany of fine & decorative arts
703 Dictionaries of fine & decorative arts
704 Special topics in fine & decorative arts
705 Serial publications of fine & decorative arts
706 Organizations & management
707 Education, research & related topics
708 Galleries, museums & private collections
709 Historical, geographic & persons treatment
750 Painting & paintings
751 Techniques, equipment, materials & forms
752 Color
753 Symbolism, allegory, mythology & legend
754 Genre paintings
755 Religion
756 [Unassigned]
757 Human figures
758 Other subjects
759 Historical, geographic & persons treatment
710 Civic & landscape art
711 Area planning
712 Landscape architecture
713 Landscape architecture of trafficways
714 Water features
715 Woody plants
716 Herbaceous plants
717 Structures in landscape architecture
718 Landscape design of cemeteries
719 Natural landscapes
760
761
762
763
764
765
766
767
768
769
720 Architecture
721 Architectural structure
722 Architecture to ca. 300
723 Architecture from ca. 300 to 1399
724 Architecture from 1400
725 Public structures
726 Buildings for religious purposes
727 Buildings for education & research
728 Residential & related buildings
729 Design & decoration
770 Photography, photographs & computer art
771 Techniques, equipment & materials
772 Metallic salt processes
773 Pigment processes of printing
774 Holography
775 Digital photography
776 Computer art (Digital art)
777 [Unassigned]
778 Fields & kinds of photography
779 Photographs
730 Plastic arts; sculpture
731 Processes, forms & subjects of sculpture
732 Sculpture to ca. 500
733 Greek, Etruscan & Roman sculpture
734 Sculpture from ca. 500 to 1399
735 Sculpture from 1400
736 Carving & carvings
737 Numismatics & sigillography
738 Ceramic arts
739 Art metalwork
780 Music
781 General principles & musical forms
782 Vocal music
783 Music for single voices; the voice
784 Instruments & instrumental ensembles
785 Ensembles with one instrument per part
786 Keyboard & other instruments
787 Stringed instruments
788 Wind instruments
789 (Optional number)
740
741
742
743
744
745
746
747
748
749
790 Recreational & performing arts
791 Public performances
792 Stage presentations
793 Indoor games & amusements
794 Indoor games of skill
795 Games of chance
796 Athletic & outdoor sports & games
797 Aquatic & air sports
798 Equestrian sports & animal racing
799 Fishing, hunting & shooting
Drawing & decorative arts
Drawing & drawings
Perspective
Drawing & drawings by subject
[Unassigned]
Decorative arts
Textile arts
Interior decoration
Glass
Furniture & accessories
Graphic arts; printmaking & prints
Relief processes (Block printing)
[Unassigned]
Lithographic processes
Chromolithography & serigraphy
Metal engraving
Mezzotinting, aquatinting & related processes
Etching & drypoint
[Unassigned]
Prints
205
Literature
S M DHAWAN
800 Literature & rhetoric
801 Philosophy & theory
802 Miscellany
803 Dictionaries & encyclopedias
804 [Unassigned]
805 Serial publications
806 Organizations & management
807 Education, research & related topics
808 Rhetoric & collections of literature
809 History, description & criticism
850
851
852
853
854
855
856
857
858
859
810 American literature in English
811 American poetry in English
812 American drama in English
813 American fiction in English
814 American essays in English
815 American speeches in English
816 American letters in English
817 American humor & satire in English
818 American miscellaneous writings
819 (Optional number)
860 Spanish & Portuguese literatures
861 Spanish poetry
862 Spanish drama
863 Spanish fiction
864 Spanish essays
865 Spanish speeches
866 Spanish letters
867 Spanish humor & satire
868 Spanish miscellaneous writings
869 Portuguese literature
820 English & Old English literatures
821 English poetry
822 English drama
823 English fiction
824 English essays
825 English speeches
826 English letters
827 English humor & satire
828 English miscellaneous writings
829 Old English (Anglo-Saxon)
870
871
872
873
874
875
876
877
878
879
830 Literatures of Germanic languages
831 German poetry
832 German drama
833 German fiction
834 German essays
835 German speeches
836 German letters
837 German humor & satire
838 German miscellaneous writings
839 Other Germanic literatures
880 Hellenic literatures; classical Greek
881 Classical Greek poetry
882 Classical Greek dramatic poetry & drama
883 Classical Greek epic poetry & fiction
884 Classical Greek lyric poetry
885 Classical Greek speeches
886 Classical Greek letters
887 Classical Greek humor & satire
888 Classical Greek miscellaneous writings
889 Modem Greek literature
840 Literatures of Romance languages
841 French poetry
842 French drama
843 French fiction
844 French essays
845 French speeches
846 French letters
847 French humor & satire
848 French miscellaneous writings
849 Occitan & Catalan literatures
890 Literatures of other languages
891 East Indo-European & Celtic literatures
892 Afro-Asiatic literatures; Semitic literatures
893 Non-Semitic Afro-Asiatic literatures
894 Altaic, Uralic, Hyperborean & Dravidian
895 Literatures of East & Southeast Asia
896 African literatures
897 North American native literatures
898 South American native literatures
899 Austronesian & other literatures
Italian, Romanian & related literatures
Italian poetry
Italian drama
Italian fiction
Italian essays
Italian speeches
Italian letters
Italian humor & satire
Italian miscellaneous writings
Romanian & related literatures
Italic literatures; Latin literature
Latin poetry
Latin dramatic poetry & drama
Latin epic poetry & fiction
Latin lyric poetry
Latin speeches
Latin letters
Latin humor & satire
Latin miscellaneous writings
Literatures of other Italic languages
History & geography
206
900 History & geography
901 Philosophy & theory
902 Miscellany
903 Dictionaries & encyclopedias
904 Collected accounts of events
905 Serial publications
906 Organizations & management
907 Education, research & related topics
908 Kinds of persons treatment
909 World history
910 Geography & travel
911 Historical geography
912 Atlases, maps, charts & plans
913 Geography of & travel in ancient world
914 Geography of & travel in Europe
915 Geography of & travel in Asia
916 Geography of & travel in Africa
917 Geography of & travel in North America
918 Geography of & travel in South America
919 Geography of & travel in other areas
920 Biography, genealogy & insignia
921 (Optional number)
922 (Optional number)
923 (Optional number)
924 (Optional number)
925 (Optional number)
926 (Optional number)
927 (Optional number)
928 (Optional number)
929 Genealogy, names & insignia
960 History of Africa
961 Tunisia & Libya
962 Egypt & Sudan
963 Ethiopia & Eritrea
964 Northwest African coast & offshore islands
965 Algeria
966 West Africa & offshore islands
967 Central Africa & offshore islands
968 Southern Africa; Republic of South Africa
969 South Indian Ocean islands
930 History of ancient world to ca. 499
931 China to 420
932 Egypt to 640
933 Palestine to 70
934 India to 647
935 Mesopotamia & Iranian Plateau to 637
936 Europe north & west of Italy to ca. 499
937 Italy & adjacent territories to 476
938 Greece to 323
939 Other parts of ancient world to ca. 640
970 History of North America
971 Canada
972 Middle America; Mexico
973 United States
974 Northeastern United States
975 Southeastern United States
976 South central United States
977 North central United States
978 Western United States
979 Great Basin & Pacific Slope region
940 History of Europe
941 British Isles
942 England & Wales
943 Central Europe; Germany
944 France & Monaco
945 Italian Peninsula & adjacent islands
946 Iberian Peninsula & adjacent islands
947 Eastern Europe; Russia
948 Scandinavia
949 Other parts of Europe
980 History of South America
981 Brazil
982 Argentina
983 Chile
984 Bolivia
985 Peru
986 Colombia & Ecuador
987 Venezuela
988 Guiana
989 Paraguay & Uruguay
950 History of Asia; Far East
951 China & adjacent areas
952 Japan
953 Arabian Peninsula & adjacent areas
954 South Asia; India
955 Iran
956 Middle East (Near East)
957 Siberia (Asiatic Russia)
958 Central Asia
959 Southeast Asia
990 History of other areas
991 [Unassigned]
992 [Unassigned]
993 New Zealand
994 Australia
995 Melanesia; New Guinea
996 Other parts of Pacific; Polynesia
997 Atlantic Ocean islands
998 Arctic islands & Antarctica
999 Extraterrestrial worlds
BUILDING LIBRARY
RESOURCES
AND SERVICES
Appendix C: Sample catalogue cards
Main Entry
658.8
KOT
Kotler. Philip
Introduction to marketing. 2nd ed. - New York: Prentice Hall.
1999
xvi, 345p. ,23cm. - ( Prentice Hall Series Marketing: 29 )
234567
I. Marketing. I. Title II ( Series )
207
S M DHAWAN
Added Entry (Subject)
658.8
Kotler. Philip
Introduction to marketing. 2nd ed. - New York: Prentice Hall.
xvi, 345p. ,23cm. - ( Prentice Hall Series Marketing: 29 )
234567
I. Marketing. I. Title II ( Series )
Added Entry (Series)
658.8
Kotler. Philip
Introduction to marketing. 2nd ed. - New York: Prentice Hall.
xvi, 345p. ,23cm. - ( Prentice Hall Series Marketing: 29 )
234567
I. Marketing. I. Title II ( Series )
Added Entry (Title)
658.8
KOT
Kotler. Philip
Introduction to marketing. 2nd ed. - New York: Prentice Hall.
1999
xvi, 345p. ,23cm. - ( Prentice Hall Series Marketing: 29 )
234567
I. Marketing. I. Title II ( Series )
208
References and Further Reading
REFERENCES
DOCUMENTATION
AND
FURTHER READING
PALDIN learners, please note that the references in the list below refer to the
sources used by course developers for writing the units of Course 1. Some of the
references have been added as further reading. Those of you interested in reading
more and going to the sources of information in PALDIN course material will find
this list very useful.
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Anglo American Cataloguing Rules. 2002. 2nd Edition. Chicago: American Library Association
Argyris, C. 1976. Increasing Leadership Effectiveness. New York: Wiley (even though published
in 1976, this still remains a “standard” reference text.)
Barnes, J. A. 1954. Class and Committees in a Norwegian Island Parish. Human Relations
Beckhard, R. and David Gleicher 1969. Organization Development: Strategies and Models.
Reading, MA: Addison-Wesley
Bedi, K., P.J. Singh and S. Srivastava 2001. Opportunities for India. New Delhi: Sage, also at
Government@net:NewGovernment.
Bennis, W. 1987. Management Theory. New York: Free Press
Bennis, W. 1989. On Becoming a Leader. New York: Addison Wesley
Bernard, C. 1938. The Functions of the Executive. Cambridge, MA: Harvard University Press
Blair, D. C. 2002. Knowledge management: hype, hope or help? Journal of the American Society
for Information Science and Technology 532(12): 1019-1028
British Library Document Delivery Service www.bl.uk/services/bsds/dsc/delivery.html
(Document Delivery System & Service)
Bureau of Indian Standards, New Delhi 2006. Documentation and Information Sectional
Committee; MSD 5: List of Standards (unpublished)
Burns, J. M. 1978. Leadership. New York, NY: Harper Torchbooks
Burt, D. N. 1984. The Nuances of Negotiating Overseas. Journal of Purchasing and Material
Management. Winter issue
Burt, Ronald 1995. Structural Holes: The Social Structure of Competition. Harvard University
Press: Cambridge, MA
Byrum Robinson, Beverly and David Womeldorff, J. 1990. Networking skills inventory. IN
Developing Human Resources: The 1990 Annual. London: University Associates pp.153-165
Canadian Institute for Scientific and Technical Information http://cisti-icist.nrc-cnrc.gc.ca/
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Carr, D., Hard, K. J. and Trahant, W. J. 1996. Managing the Change Process. New York: McGraw Hill
Chandra, J. and D. Bhattacharyya 2003. Organization of Health Information for Rural
Development. All India Conference of IASLIC (24th: Kolkata, 2003) on Knowledge management
in special libraries in digital environment. Pp.357-60
209
REFERENCES
DOCUMENTATION,
AND
DISSEMINATION
AND
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READING
NETWORKING
Charney, Davida, Lynne Reder, and Gail Wells. 1998. Studies of Elaboration in Instructional
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the research. Cambridge, MA: The MIT Press
Chatterjee, K, and M. Rahman 2003. Agricultural Information Towards Rural Development – a
Need-based Appraisal. All India Conference of IASLIC (24th: Kolkata, 2003) on Knowledge
management in special libraries in digital environment. Pp.327-334
Chowdhary, G.G. 2004. Introduction to Modern Information Retrieval. 2nd Ed. London: Facet
Publishing
Chun, W.C. 1998. Information Management for the Intelligent Organization, 2nd ed., Medford,
NJ.: ASIS Monograph Series Information Today
Conger, JA 1992. Learning to Lead: The Art of Transforming Managers into Leaders. San
Francisco: Jossey- Bass
Constantino, Rebecca (ed.) 2002. Literacy, access, and libraries among the language minority
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Cook, David E 2004. Standards and Protocols in Data Communications. IN Bidgoli, Hossein.
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Creech, Heather and Willard, Terri 2001. Strategic Intentions: Managing Knowledge Networks
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Desilva, Rufus. 1993. Developing the Secondary School Library Resource Centre. London: Kogan
Page
Druckman, D (ed.) 1977. Negotiations: Social Psychological Perspective. Beverly Hills: Bedminster
Press
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visited it on 21 August 2006
E-Choupals and Choupal Sagars. http://www.apdip.net/projects/2003/in/cases (Access date
16 October, 2006)
Evans, G. Edward. 2004. Developing Library and Information center Collections. Ed 4.
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Fayol , H. 1949. General and Industrial Management. London: Pitman
FID News Bulletin 1996. Vol 46(11) November. Pp. 366-374
Fiedler, F. E. 1967. A Theory of Leadership Effectiveness. New York: McGraw Hill
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Fisher, A, B. 1995. Making Change Stick, Fortune April 17: 81-82
Fisher, Roger and Daniel Shapiro 1988. Beyond Reason: Using Emotions as You Negotiate, a
follow-up to Getting to YES. New York: Harvard Business Press
Fortune of the commons: For the first time, the IT industry is widely adopting open standards
– thanks to the Internet. 2003. Economist May 10, Pp.12-13
Freeman, L.C. 2004. The Development of Social Network Analysis: A Study in the Sociology of
Science. Vancouver: Empirical Press
Freud, S. 1973. New Introductory Lectures on Psychoanalysis. New York: Penguin
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Greany, Vincent, ed. 1996. Promoting Reading in Developing Countries: Views on making Reading
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Gupta, B. 1983. Documentation and Information. Calcutta: World Press
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Haynes, W.W. 1959. Towards a General Approach to Organisation Theory. Englewood.Cliff.,
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http://www.insna.org/INSNA/na_inf.html
HWG. Hypertext Webster Gateway. http://www.bennetyee.org/http_webster.cgi?
information&method=exact The author of the unit visited it on 24 December 2006.
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