Sucralfate versus Placebo in Treatment of Non-Ulcer Dyspepsia
One hundred fifty-one patients with non-ulcer dyspepsia, defined as
chronic epigastric pain without concomitant symptoms of the irritable bowel syndrome and with no evidence of any organic disease
other than macroscopic or microscopic gastritislduodenitis
seen at
endoscopy on entry into the trial, were randomly assigned to treatment for four weeks with sucraifate or a placebo, 1 g three times a
day one-half hour before meals, according to a double-blind model.
Seventy-nine patients received sucraifate and 72 patients received a
placebo. According to patients’ subjective assessment of their
symptoms at four weeks, 61 patients (77 percent) in the sucraifate
group and 40 patients (56 percent) in the placebo group had become
symptom-free or showed improvement, whereas the condition of 16
(23 percent) in the former group compared with 32 (44 percent) in
the latter group remained unchanged or deteriorated. The difference
between the groups was significant (p ~0.01). The best response to
sucraifate treatment (64 percent or more symptom-free or improved)
was achieved in patients with mild or moderate symptoms and without macroscopic or microscopic inflammation of their gastric mucosa-a typical patient with non-ulcer dyspepsia. Our results indicate that sucraifate is significantly more effective than placebo in
the treatment of non-ulcer dyspepsia.
MATTI I. KAIRALUOMA, M.D., Ph.D.
RISTO HENTILAE, M.D.
MART-R ALAVAIKKO, M.D., Ph.D.
JUHANI KELLOSALO, M.D.
MARKKU STAHLBERG, M.D., Ph.D.
PEKKA JALOVAARA, M.D., Ph.D.
MATTI OLSEN, M.Sc.
PEKKA JAERVENSIVU, M.D.
SEPPO LAITINEN, M.D., Ph.D.
Oulu,
Finland
From the Departments
of Surgery
and Pathology,
Oulu University
Central
Hospital,
Oulu, Finland,
and Farmos
Group Ltd., Research
Center, Oulu,
Finland. Requests
for reprints should be addressed
to Dr. Matti I. Kairaluoma,
Department
of Surgery,
Oulu University
Central
Hospital,
Kajaanintie
50,
SF-90220
Oulu 22, Finland.
September
Since the pathogenesis of non-ulcer dyspepsia is virtually unknown, the
rationale for treatment directed at the neutralization or suppression of
gastric acid is not well substantiated. A proven benefit, demonstrated in
placebo-controlled clinical trials, should be a basic requirement for therapy recommendations. Only two such trials of antacids [1,2] and four of
histamine (H&receptor blockers (2-51 in non-ulcer dyspepsia have been
reported thus far, and all have failed to confirm any beneficial effects in
this condition.
Sucralfate is a new cytoprotective anti-ulcer drug that forms an adherent complex with proteins of the damaged and normal gastroduodenal
mucosa and thus acts as an effective protective barrier against the deleterious actions of acid, pepsin, and bile salts (61. It also buffers acid,
inhibits the action of pepsin, and adsorbs bile salts. Sucralfate speeds up
healing of peptic ulcers and prevents their recurrence [7] and stimulates
gastric and duodenal alkali secretion by local synthesis of prostaglandin
Ez PI.
Sucralfate is at least as effective as alginate/antacid in relieving symptoms and in healing macroscopic lesions in reflux esophagitis [9]. It possesses about the same bile acid binding capacity as antacids of the aluminum hydroxide type [IO]. In our preliminary study, sucralfate proved to
28, 1987
The American
Journal
of Medicine
Volume
83 (suppl
38)
51
SYMPOSIUM
ON SUCRALFATE-KAIRALUOMA
ET AL
be somewhat more effective than a placebo in the treatment of bile reflux gastritis [l 11. Based on these observations and as a consequence
of its properties, sucralfate
might also be useful in treating patients with non-ulcer
dyspepsia.
The aim of the current randomized,
placebo-controlled
trial was to evaluate the efficacy of sucralfate in the treatment of non-ulcer dyspepsia in a carefully circumscribed
group of dyspeptic patients with a constellation
of symptoms most likely originating
in the stomach. Chronic epigastric pain without accompanying
symptoms of the irritable bowel syndrome and the absence of detectable organic diseases (other than macroscopic
or microscopic
gastritis/duodenitis
seen at endoscopy on entry into the
trial) were the basic prerequisites
for inclusion
in the
study. The primary effect variable in this study was the
reduction of epigastric
pain recorded
according to patients’ subjective assessment of the treatment.
PATIENTS
AND METHODS
Any patient with epigastric pain with a duration of at least
three months referred for endoscopy to our outpatient clinic
was eligible for inclusion in the study. Peptic ulcer disease
and other organic lesions of the upper gastrointestinal tract,
such as reflux esophagitis, were excluded by means of endoscopy and biopsy performed at the time of entry into the
study. A history of peptic ulcer disease, previous gastric surgery, untreated biliary tract disease, organic large bowel disease, lactose intolerance, mental disturbances, lactation and
pregnancy, alcohol abuse, or the presence of other concomitant diseases that could explain the symptoms led to exclusion from the trial, as did the presence of symptoms of the
irritable bowel syndrome proposed by Manning et al [12].
From October 5, 1984 to May 14, 1986, a total of 1,663 patients underwent endoscopy for upper abdominal disorders at
our outpatient clinic. Two hundred (12 percent) fulfilled the
entry criteria. All patients were seen on an outpatient basis.
The study was approved by the ethics committee of the medical faculty of the University of Oulu, and the trial was conducted in accordance with the principles of the Helsinki Dsclaration. Informed verbal consent was obtained from each
patient.
Study Design.
This study was designed to detect a difference of 20 percent or more between placebo and sucralfate
treatment, as it was believed that such a difference would be
clinically important. For determination of sample size, it was
estimated that the placebo would be 50 percent effective.
Conventional risks of type I (alpha), and type II (beta) errors
of 0.05 and 0.10, respectively, were accepted [13]. With
these variables, demonstration
that results with sucralfate
were 20 percent better or worse than those with placebo required 60 patients in each group. The loss of patients by exclusion and withdrawal was estimated to be about 25 percent.
Thus, a total of 200 patients was required to complete the
trial.
Study Protocol.
Clinical investigations on entry into the trial
included a careful symptom analysis, endoscopy with biopsy
specimens taken from the body and distal antrum of the
stomach and the first and second parts of the duodenum,
52
September
28, 1987
The
American
Journal
of Medicine
ultrasound scanning of the liver, biliary tract, and pancreas,
and routine laboratory screening. In addition, liver function
tests, determination
of urine and serum amylase, serum
urate, calcium, phosphate, ferritin, folic acid, vitamin B12, pepsinogen [14], and blood glucose, thyroid function tests (serum
thyroxin, resin triiodothyronine
uptake, and free thyroxin
index), and the guaiac test for occult blood in stools
(Fecatest) were performed.
The determinations of serum folic acid and vitamin By2 and
endoscopic biopsies of the second part of the duodenum
were included in order to exclude malabsorption syndromes.
In patients with symptoms suggesting large bowel diseases
(constipation, diarrhea, blood in stools) or with a positive result on the Fecatest, air-contrast barium enema examination
and sigmoidoscopy were carried out. Patients complaining of
diarrhea underwent a lactose tolerance test. To confirm the
diagnosis of non-ulcer dyspepsia, the following additional
examinations were performed: 36 barium enemas, 26 sigmoidoscopies,
19 lactose tolerance tests, four intravenous
pyelographs, three intravenous cholangiograms,
one computed tomograph, one hepatic angiograph, and one laparoscopy.
A double-blind trial design was used. On entry into the trial,
patients were randomly allocated to treatment with either sucralfate or placebo. Sucralfate (Antepsin) 1 g, or placebo was
given three times a day one-half hour before meals. The sucralfate and placebo tablets were similar in appearance. The
constituents of the placebo tablets were lactose 803 mg, potato starch 428 mg, gelatin 20 mg, magnesium stearate
40 mg, and colloidal silicon oxide (Aerosil 200) 14 mg. On
entry into the trial every patient received 100 tablets of sucralfate or placebo. Follow-up examinations were performed by
the same investigator (RH) after four weeks. These examinations included a careful symptom analysis, scoring of epigastric pain from 1 to 3 (1 = mild; 2 = moderate; 3 = severe),
and patients’ subjective
assessment
of the treatment
(symptom-free, improved, unchanged, worse). The number
of unused tablets was counted. Patients who had more than
40 tablets left after four weeks of treatment were deemed to
have violated protocol. These patients were excluded from
the analysis. Side effects were also recorded.
Statistical Analysis.
Differences between the groups were
analyzed by the nonparametric
chi-square test. Differences
occurring with two-tailed probability p co.05 were considered
to be significant.
RESULTS
Twenty-five of the 200 patients did not fulfill our inclusion
criteria and were, therefore, excluded from the study. Ten
patients had esophagitis, five had organic large bowel disease, three had biliary tract disease, two had irritable
bowel syndrome, two had lactose intolerance,
one had
previous gastric surgery, one had thyrotoxicosis,
and one
had hepatic metastases
of pulmonary
cancer. Hospital
records of one patient were missing. Twenty-three
patients dropped out during the trial, 11 from the sucralfate
group and 12 from the placebo group. Of these, six patients in the sucralfate group and four in the placebo group
discontinued treatment because of side effects, four in the
former group and six in the latter group did not follow the
Volume
83 (suppl
38)
SYMPOSIUM
study protocol, and three patients were lost to follow-up.
Thus, 151 patients completed the trial, 79 taking sucralfate and 72 taking placebo.
The provisional-referral diagnosis was upper abdominal
pain in 93 patients, gastritis in 14, duodenal ulcer and gallstones in nine patients each, reflux esophagitis in eight,
gastroduodenitis and dyspepsia in six patients each, and
gastric ulcer and irritable bowel syndrome in three patients each. The characteristics of these patients are summarized in Table I. The groups were similar with regard to
age, sex, length of history, smoking, coffee and alcohol
drinking habits, consumption of nonsteroidal anti-inflammatory drugs, mean serum pepsinogen value, mean severity score, and macroscopic signs of gastritis. Of all 151
patients, 47 had no histologic signs of gastritis or duodenitis, 22 in the sucralfate group and 25 in the placebo group;
67 patients had gastritis and 11 had duodenitis, 34 and
seven in the sucralfate group and 33 and four in the placebo group, respectively. Twenty-five patients had both
gastritis and duodenitis, 15 in the former group and 10 in
the latter group.
All 151 patients had epigastric pain. One hundred thirty
patients (86 percent) complained of flatulence, 110 (73
percent) belching, 95 (64 percent) regurgitation, and 80
(53 percent) heartburn. Twenty patients (13 percent) had
undergone a previous cholecystectomy and 15 (10 percent) had undergone a previous appendectomy. There
were no differences in subjective symptoms between the
groups.
According to the patients’ subjective assessment of the
treatment at four weeks, 61 patients (77 percent) in the
sucralfate group and 40 (56 percent) in the placebo group
had become symptom-free or showed improvement,
whereas the condition of 18 patients (23 percent) in the
former group compared with 32 patients (44 percent) in
the latter group remained unchanged or became worse.
The difference between the groups was significant
(p ~0.01, chi-square = 7.031). Results related to the
severity of patients’ subjective symptoms, macroscopic
findings at endoscopy, and histologic diagnosis are given
in Tables II, III, and IV. Severe symptoms were relieved
less well than were mild or moderate symptoms. The improvement was less pronounced in patients with macroscopic or microscopic inflammation of their gastric
mucosa.
On review of the endoscopic biopsy specimens, the
correlation between macroscopic endoscopic findings and
histologic gastritis was poor. Of the 66 patients with macroscopic signs of gastritis at endoscopy, histologic examination of biopsy specimens revealed normal gastric and
duodenal mucosa in 19 (29 percent) of them. Correspondingly, of the 35 patients with normal macroscopic findings
at endoscopy, microscopic examination showed inflammatory changes in the gastroduodenal mucosa in 25 (71
percent).
Eleven patients (13 percent) in the sucralfate group and
September
28, 1987
TABLE I
ON SUCRALFATE-KAIRALUOMA
Characteristics of 151 Patients
Characteristics
Sucralfate
Number of patients
Men/women
Mean age i- SD (years)
Length of history (years)
<l
l-4
5-9
210
Mean * SD
Smokers
Coffee drinkers
Reported
use of alcohol
Reported
use of NSAlDs
Mean serum pepsinogen
? SD*
Mean severity score
Macroscopic
signs of gastritis
NSAlDs
*Normal
ET AL
Placebo
35144
472 12
72
29143
452 12
20
31
11
17
5+7
20
66
39
27
57 2 34
2.05
60
16
27
13
16
5?6
17
63
34
33
62 ? 31
2.07
53
79
= nonsteroidal
anti-inflammatory
drugs.
values for pepsinogen
were 20. to 66 pgiliter.
13 (17 percent) in the placebo group reported side effects.
They were, however, mild complaints such as flatulence,
diarrhea, fatigue, nausea, and constipation. The types of
side effects were similar in both groups.
COMMENTS
Non-ulcer dyspepsia is a very common complaint in general practice [2,15]. The similarity of symptoms in many
other functional and organic gastrointestinal disorders
makes the definite diagnosis of non-ulcer dyspepsia difficult [16]. Thus, the diagnosis of non-ulcer dyspepsia can
only be made by exclusion. In this study, non-ulcer dyspepsia was defined as chronic epigastric pain with a duration of at least three months without concomitant symptoms of the irritable bowel syndrome and with no evidence
of organic disease, other than macroscopic or microscopic gastritis/duodenitis seen at endoscopy on entry
into the trial.
Neither the neutralization of gastric acid with antacids
[1,2] nor its suppression by Hz-receptor blockers [2-51 is
of clinical value in non-ulcer dyspepsia. We have previously found sucralfate effective in the treatment of reflux
esophagitis [9] and promising in bile reflux gastritis
[lO,l 11. Hence, we considered it warranted to also investigate the efficacy of sucralfate in the treatment of non-ulcer
dyspepsia.
The dropout rate during the trial was rather high but
equally distributed in both groups. To ensure patient compliance, we did not carry out a pentagastrin-stimulated
acid output test, which requires placement of a nasogastric tube, but determined a serum pepsinogen value that
reflects parietal cell mass and acid secretion ability of the
stomach quite well [14]. We have previously noticed that
repeated endoscopic examinations are an obvious reason
for dropouts [9]. Hence, in this study, we omitted repeated
The American
Journal
of Medicine
Volume
83 (suppl
38)
53
SYMPOSIUM
TABLE
II
ON SUCRALFATE-KAIAALUOMA
Results
Related
ET AL
to Severity
of Subjective
Symptoms
Mild
Symptom-Free
or Improved
Sucralfate
(percent)
Placebo (percent)
Chi-square
value
p value
16/l 9 (84)
lo/16 (62)
Moderate
Unchanged
or Worse
Symptom-Free
or Improved
3119 (16)
6116 (38)
32137 (86)
20135 (57)
Severe
Unchanged
or Worse
Symptom-Free
or Improved
5137 (14)
15/35 (43)
1.157
NS
13/23
lo/21
(57)
(48)
6.326
co.05
Unchanged
or Worse
lo/23
11/21
(43)
(52)
0.06
NS
NS = not significant.
TABLE
Ill
Results
Related to Macroscopic Findings at Endoscopy
Gaetrltle/Duodenitis
Symptom-Free
or Improved
Sucralfate
(percent)
Placebo (percent)
Chi-square
value
p value
45161 (74)
33/55 (60)
Normal hlucosa
Unchanged
or Worse
Symptom-Free
or Improved
16161 (26)
22/55 (40)
Unchanged
or Worse
16118 (89)
7/l 7 (41)
1.904
NS
2/18 (11)
10/17 (59)
6.842
co.01
NS = not significant.
TABLE IV
Results
Related
to Histologic Diagnosis
Gastritie/Duodenitis
Symptom-Free
or Improved
Sucralfate
(percent)
Placebo (percent)
Chi-square
value
p value
42157 (74)
26147 (55)
Normal Mucosa
Unchanged
or Worse
15/57
21/47
Symptom-Free
or lmpmved
(26)
(45)
19/22
14/25
Unchanged
or Worse
(86)
(56)
3.07
3/22
1 l/25
(14)
(44)
3.81
NS
NS
NS = not significant.
endoscopy during the follow-up visit and based the evaluation of the efficacy of the drug solely on patients’ subjective assessment of the treatment.
This study focused on a group of patients who had
symptoms confined to the epigastrium and no symptoms
of the irritable bowel syndrome. Also, all patients with positive results on a lactose tolerance test were excluded. It
must be emphasized that inferences from this study can
be applied only to such patients. Admittedly, there are a
considerable number of patients who had some symptoms applicable to the irritable bowel syndrome but who
did not fulfill the criteria proposed by Manning et al [12]
and also some patients with borderline results on the lactose tolerance test. One of the constituents of the placebo
tablets was lactose. This might partly explain side effects
in the placebo group. The study groups were, however,
very similar. Thus, the internal validity of the trial was considered to be good.
The next question that arises is whether the sample
54
September 28, 1987
The American Journal of Medicine
studied was representative of the entire population with
non-ulcer dyspepsia-the
external validity. Inevitably,
more severe cases were referred for endoscopy. Nyren
et al [2] emphasize that those who experience relief with
available remedies-e.g., antacids sold over the counterwill have less reason to consult a physician, and there
may have been a selection of nonresponders presenting
themselves for the investigation. Clearly, the implications
of the current study for all dyspeptic patients who never
seek medical advice are unknown. Therapeutic efforts
should, however, be directed primarily at those who seek
medical care.
Almost all dyspeptic patients use antacids routinely for
their abdominal symptoms [2,15]. However, the neutralization
[1,2] or suppression
of gastric
acid [2-51 is of no
clinical value compared with a placebo. In the current
study, sucralfate, a cytoprotective drug that forms an effective
protective
mucosal
barrier
and also buffers
acid,
inhibits the action of pepsin, and adsorbs bile salts [6,7],
Volume 83 (suppl 36)
SYMPOSIUM
was significantly more effective than placebo in the treatment of non-ulcer dyspepsia. The best treatment response was achieved in patients with mild or moderate
symptoms and without macroscopic or microscopic inflammation of their gastric mucosa-a typical patient with
non-ulcer dyspepsia. Valentini et al [17], Roesch [18], and
Magnolfi et al [19] have recently reported similar results
with pirenzepine and cisapride. Valentini and co-workers
[17] emphasize that the cytoprotective activity of pirenzepine might be the most important factor for its efficacy in
the treatment of non-ulcer dyspepsia. We have earlier
suggested that the bile acid binding and locally active
ON SUCRALFATE-KAIRALUOMA
ET AL
mucosal-protecting characteristics of sucralfate are the
most important factors for the drug’s efficacy in bile reflux
gastritis [l 11. Based on the aforementioned observations
and in agreement with the opinion of Valentini et al [17],
we emphasize that locally active mucosal-protecting and
bile acid binding characteristics of sucralfate are most
important for its efficacy in the treatment of non-ulcer dyspepsia.
We conclude that sucralfate is significantly more effective than a placebo in the treatment of non-ulcer dyspepsia. As a safe, locally active agent with minimal side effects, it is highly suitable for this purpose.
REFERENCES
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
Norrelund
N, Helles
A, Schmiegelow
M: Ukarakteristisk
dyspepsi
i almen praksis. En kontrolleret
undersokelse
med
et antacidum
(Aluminox).
Ugeskr Laeger 1980; 142: 17501753.
Nyren 0, Adami HO, Bates S, et al: Absence
of therapeutic
benefit from antacids
or cimetidine
in non-ulcer
dyspepsia.
N Engl J Med 1986; 314: 339-343.
La Brooy S, Lovell D, Misiewicz
JJ: The treatment
of non-ulcer
dyspepsia.
in: Wastell C, Lace P, eds. Cimetidine:
the Westminster Hospital Symposium.
London: Churchill
Livingstone,
1978; 131-140.
Lance P, Filipe MI, Schiller KFR, Wastell C: Cimetidine for nonulcer dyspepsia
(abstr). Gastroenterology
1981; 80: 1203.
Bendtsen
F, Dano P, Guldhammer
B, Remvig L, Krogsoe
0:
Cimetidinbehandling
af roentgennegativ
dyspepsi.
Ugeskr
Laeger 1983; 145: 3090-3093.
Nagashima
R: Mechanisms
of action of sucralfate.
J Clin Gastroenterol
1981; 3 (suppl 2): 117-127.
Tarnawski
A, Hollander
D, Gergely
H: Mechanism(s)
of protective, therapeutic
and prophylactic
actions
of sucralfate.
in:
Abstracts
of the Fourth International
Sucralfate
Symposium,
Slo Paulo, Brazil, 1986.
Rees WDW, Crampton
JR, Gibbons LC: Effect of sucralfate
on
gastroduodenal
bicarbonate
secretion
and prostaglandin
Es
synthesis.
In: Abstracts
of the Fourth International
Sucralfate
Symposium,
Sao Paulo, Brazil, 1986.
Laitinen S, Stahlberg
M, Kairaluoma
MI, et al: Sucralfate
and
alginate/antacid
in reflux esophagitis.
Stand J Gastroenterol
1985; 20: 229-232.
Stahlberg M, Mokka R, Laitinen S, et al: Bile acid binding capac-
September
28,1987
11.
12.
13.
14.
15.
16.
17.
18.
19.
ity of sucralfate,
cholestyramine
and antacids (abstr). Stand J
Gastroenterol
1983; 18 (suppl 86): 86.
Kairaluoma
Ml, Stahlberg
M, Laitinen S, Hentilae R, Jalovaara
P: A placebo-controlled
double-blind,
crossover
study of sucralfate in postcholecystectomy
bile reflux gastritis
(abstr).
Stand J Gastroenterol
1983; 18 (suppl 86): 35.
Manning AP, Thompson
WG, Heaton KW, Morris AF: Towards
positive diagnosis
in the irritable bowel. Br Med J 1978; 2:
653-654.
Young MJ, Bresnitz EA, Strom BL: Sample size nomograms
for
interpreting
negative clinical studies. Ann Intern Med 1983;
99: 248-251.
Varis K, Samloff IM, lhamaeki T, Siurala M: An appraisal of tests
for severe atrophic gastritis in relatives of patients with pernicious anemia. Dig Dis Sci 1979; 24: 187-191.
Mead GM, Morris A, Webster GK, Langman
MJS: Uses of barium meal examination
in dyspeptic
patients
under 50. Br
Med J 1977; 1: 1460-1461.
Lindberg
G: On the similarity
of symptoms
in peptic ulcer disease (PUD),
non-ulcer
dyspepsia
(NUD) and the irritable
bowel syndrome
(IBS) (abstr). Dig Dis Sci 1986; 31 (suppl):
5.
Valentini P, Caloni R, Leproux GR: Pirenzepine
(PRZ) and nonulcer dyspepsia
(NUD): results of an Italian multicenter
trial
(abstr). Dig Dis Sci 1986; 31 (suppl): 331.
Roesch W: Cisapride
in non-ulcer
dyspepsia.
A multi-center
controlled
trial (abstr). Dig Dis Sci 1986; 31 (suppl): 45.
Magnolfi F, Agnolucci
A, Rossi G, Caneschi
F, Valentini P, Angioli D: Alcohol gastropathy:
therapeutic
experience
with pirenzepine
(abstr). Dig Dis Sci 1986; 31 (suppl): 332.
The American
Journal
of Medicine
Volume
83 (suppl3B)
55