This is the accepted manuscript made available via CHORUS. The article has been
published as:
Collimation with Hollow Electron Beams
G. Stancari, A. Valishev, G. Annala, G. Kuznetsov, V. Shiltsev, D. A. Still, and L. G. Vorobiev
Phys. Rev. Lett. 107, 084802 — Published 17 August 2011
DOI: 10.1103/PhysRevLett.107.084802
FERMILAB-PUB-11-192-AD-APC
Collimation with hollow electron beams
G. Stancari,∗ A. Valishev, G. Annala, G. Kuznetsov,† V. Shiltsev, D. A. Still, and L. G. Vorobiev
Fermi National Accelerator Laboratory, P.O. Box 500, Batavia, IL 60510, U.S.A.
(Dated: July 11, 2011)
A novel concept of controlled halo removal for intense high-energy beams in storage rings and colliders is
presented. It is based on the interaction of the circulating beam with a 5-keV, magnetically confined, pulsed
hollow electron beam in a 2-m-long section of the ring. The electrons enclose the circulating beam, kicking
halo particles transversely and leaving the beam core unperturbed. By acting as a tunable diffusion enhancer
and not as a hard aperture limitation, the hollow electron beam collimator extends conventional collimation
systems beyond the intensity limits imposed by tolerable losses. The concept was tested experimentally at the
Fermilab Tevatron proton-antiproton collider. The first results on the collimation of 980-GeV antiprotons are
presented.
PACS numbers: 29.20.db, 29.27.-a, 41.75.-i, 41.85.-p, 41.85.Si
Keywords: storage rings and colliders; beam collimation; magnetically confined electron beams; beam diffusion
2
In high-energy particle accelerators and storage rings, the collimation system must protect equipment from intentional and
accidental beam aborts by intercepting particle losses [1–3]. Its functions include controlling and reducing the beam halo,
which is continually replenished by various processes such as beam-gas scattering, intrabeam scattering, electrical noise in
the accelerating cavities, ground motion, betatron resonances, and beam-beam collisions. Uncontrolled losses of even a small
fraction of the circulating beam can damage components, quench superconducting magnets, or produce intolerable experimental
backgrounds. Collimators also serve as a diagnostic tool for fundamental machine measurements, such as transverse admittances,
beam vibrations, and diffusion rates.
Conventional collimation schemes are based on scatterers and absorbers, possibly incorporating several stages. The primary
collimators (or targets) are the devices closest to the beam. They generate random transverse kicks mainly via multiple Coulomb
scattering. In the Tevatron, the primary collimators are 5-mm tungsten plates positioned about 5 standard deviations (σ ) away
from the beam axis. The random multiple-scattering kick has a root mean square (r.m.s.) of 17 µrad for 980-GeV protons.
The betatron oscillation amplitude of the affected particles increases, and a large fraction of them is captured by the secondary
collimators (or absorbers), suitably placed around the ring. In the Tevatron, the absorbers are 1.5-m steel blocks at 6σ .
The conventional two-stage system offers robust shielding of sensitive components and it is very efficient in reducing beamrelated backgrounds at the experiments. However, it has limitations. In high-power accelerators, the minimum distance between
the collimator and the beam axis is limited by instantaneous loss rates, radiation damage, and by the electromagnetic impedance
of the device. Moreover, beam jitter, caused by ground motion and other vibrations and partly mitigated by active orbit feedback,
can cause periodic bursts of losses at aperture restrictions.
The object of this research is whether the hollow electron beam collimator (HEBC) is a viable complement to conventional
systems in high-intensity storage rings and colliders, such as the Tevatron or the LHC [4–7]. In a hollow electron beam collimator, electrons enclose the circulating beam over a 2-m section of the ring immersed in a 1 T to 3 T solenoidal field (Figure 1). The
electron beam is generated by a pulsed 5-kV electron gun and it is transported with strong axial magnetic fields, in an arrangement similar to electron cooling [8] and electron lenses [9]. Its size in the interaction region is controlled by varying the ratio
between the magnetic fields in the main solenoid and in the gun solenoid. Halo particles experience nonlinear transverse kicks
and are driven towards the collimators. If the hollow current distribution is axially symmetric there are no electric or magnetic
fields inside and the beam core is unperturbed. A magnetically confined electron beam is stiff, and experiments with electron
lenses show that it can be placed very close to, and even overlap with the circulating beam. Another advantage is that, contrary
to conventional systems, no nuclear breakup is generated in the case of ion collimation.
The transverse kick θ experienced by particles of magnetic rigidity (Bρ) p traversing a hollow electron beam at a distance r
from its axis depends on the enclosed electron current Ir and on the length L of the interaction region:
2 Ir L (1 ± βe β p )
1
,
(1)
θ=
r βe β p c2 (Bρ) p 4πε0
where βe c is the electron velocity and β p c is the particle velocity. The + sign applies when the magnetic and electric forces
have the same direction. For example, in a setup similar to that of the Tevatron electron lenses (Ir = 1 A, L = 2 m, βe = 0.14,
r = 3 mm), the corresponding radial kick is 0.3 µrad for 980-GeV counterpropagating antiprotons. The intensity of the transverse
kicks is small and tunable: the device acts more like a soft scraper or a diffusion enhancer, rather than a hard aperture limitation.
Because the kicks are not random in space or time, resonant excitation is possible if faster removal is desired.
Analytical expressions for the current distribution were used to estimate the effectiveness of the HEBC on a proton beam. They
were included in tracking codes such as STRUCT, LIFETRAC, and SixTrack [10] to follow core and halo particles as they propagate
in the machine lattice. These codes are complementary in their treatment of apertures, field nonlinearities, and beam-beam
interactions. Preliminary simulations suggested that effects would be observable and that measurements would be compatible
with normal collider operations.
The concept was tested experimentally in the Fermilab Tevatron collider. In the Tevatron, 36 proton bunches collide with 36
antiproton bunches at an energy of 980 GeV per beam. Each particle species is arranged in 3 trains of 12 bunches each. Initial
beam intensities are typically 3 × 1011 protons/bunch and 1011 antiprotons/bunch. Beam lifetimes range between 10 h and
100 h. There are 2 head-on interaction points, corresponding to the CDF and the DZero experiments. The maximum luminosity
is 4 × 1032 cm−2 s−1 . The machine operates with betatron tunes near 20.58.
A 15-mm-diameter hollow electron gun was designed and built (Figure 2). It is based on a tungsten dispenser cathode with a
9-mm-diameter hole bored through the axis of its convex surface. The peak current delivered by this gun is 1.1 A at 5 kV. The
current density profile was measured on a test stand by recording the current through a pinhole in the collector while changing
the position of the beam in small steps. A sample measurement is shown in Figure 2. The gun was installed in one of the
Tevatron electron lenses, where the pulsed electron beam could be synchronized with practically any bunch or group of bunches.
The behavior of the device and the response of the circulating beams were measured for different beam currents, relative alignments, hole sizes, pulsing patterns, and collimator system configurations. Here, we focus on a few representative experiments
3
illustrating the main effects of the electron beam acting on antiproton bunches. Other important effects, such as collimation
efficiencies, fluctuations in losses, and diffusion rates will be presented in a separate report. Antiprotons were chosen for two
main reasons: their smaller transverse emittances (achieved by stochastic and electron cooling) made it possible to probe a wider
range of confining fields and hole sizes; and the betatron phase advance between the electron lens and the absorbers is more
favorable for antiproton collimation.
The first question we address is the particle removal rate. In the experiment described in Figure 3, the electron lens was
aligned and synchronized with the second antiproton bunch train, and then turned on and off several times at the end of a collider
store. The electron beam current was about 0.4 A and the radius of the hole was varied between 6σy and 3.5σy , σy = 0.57 mm
being the vertical r.m.s. beam size. The light-gray trace is the electron-lens current. To isolate the effect of the hollow beam,
the ratio n ≡ Na /Nc between the intensity of the affected train Na and the average intensity Nc of the other two control trains
is shown in Figure 3 (black trace). One can clearly see the smooth scraping effect. The corresponding average removal rates
ṅ = dn/dt are collected in Table I.
Whether there are any adverse effects on the core of the circulating beam is a concern, because the overlap region is not a
perfect hollow cylinder, due to asymmetries in gun emission, to evolution under space charge of the hollow profile, and to the
bends in the transport system. We approached the problem from four points of view. First, one can see from Figure 3 and
Table I that no decrease in intensity was observed with large hole sizes, when the hollow beam was shadowed by the primary
collimators. This implies that the circulating beam was not significantly affected by the hollow electron beam surrounding it,
and that the effect on beam intensity of residual fields near the axis was negligible.
Secondly, one can observe the evolution of the emittances. Figure 4 shows the average emittances of the affected bunch train
during the experiment of Figure 3. If there was emittance growth produced by the electron beam, it was much smaller than that
driven by the other two main factors, namely intrabeam scattering and beam-beam interactions. As expected, for small hole
sizes, suppression of the beam tails translated into a reduction in measured transverse emittances.
The effect of halo removal can also be observed by comparing beam scraping with the corresponding decrease in luminosity.
Luminosity is proportional to the product of antiproton and proton populations, and inversely proportional to the overlap area. If
antiprotons are removed uniformly and the other factors are unchanged, luminosity should decrease by the same relative amount.
If the hollow beam causes emittance growth or proton loss, luminosity should decrease even more. A smaller relative change in
luminosity is a clear indication that halo scraping is larger than core removal. In Figure 3, one can see how the luminosity for the
affected bunch La changed with time relative to the average luminosity Lc of the control bunch trains. The gray trace is the ratio
` ≡ La /Lc . The corresponding relative luminosity decay rates `˙ = d`/dt are reported in Table I. The ratio between luminosity
decay rates and intensity decay rates increased with decreasing hole size.
Finally, one can attempt to directly measure the particle removal rate as a function of amplitude. This was done with a
collimator scan (Figure 5, top). A primary antiproton collimator was moved vertically in 50-micron steps towards the beam
axis. All other collimators were retracted. The corresponding beam losses and decay rates were recorded. The electron lens
was acting on the second bunch train with a peak current of 0.15 A and a hole size of 3.5σy , or 1.3 mm at the location of the
collimator. The corresponding relative intensity decay rates ṅ as a function of collimator position are shown in the bottom plot
of Figure 5. The effect of the electron lens for a given collimator position is represented by the difference between the A and B
data sets. Data sets B through J correspond to different collimator positions, all with electron lens on. Particles are removed
where electrons are, but as soon as the primary collimator shadows the electron beam, eliminating the halo at those amplitudes,
the relative intensity decay rate of the affected bunch train goes back to the value it had with lens off. Even with such a small
hole size, the effects of residual fields on the core appear to be negligible. The time evolution of losses during a collimator scan
can also be used to measure changes in diffusion rate as a function of amplitude [3].
Losses generated by the electron lens were mostly deposited in the collimators, with small changes at the experiments. Alignment of the beams was crucial, and the procedures based on the electron-lens beam-position monitors were found to be reliable
in spite of the different time structure of the electron and (anti)proton pulses. No instabilities or emittance growth were observed
over the course of several hours at nominal antiproton intensities and electron beam currents up to 1 A in confining fields above
1 T in the main solenoid. Most of the studies were done parasitically during regular collider stores.
In summary, it was demonstrated that controlled particle removal in high-intensity storage rings and colliders with hollow
electron beams is viable. The device complements and extends conventional collimation systems: particle removal is gradual
and controllable, and the electron beam can be placed arbitrarily close to the circulating beam. To make the device more
versatile, larger cathodes and higher electron beam currents appear to be feasible, and experimental tests in this direction are
planned. Applicability to the Large Hadron Collider is also under study.
The authors would like to thank R. Assmann and the CERN LHC Collimation Group, A. Drozhdin, N. Mokhov, and R. Moore
of Fermilab, and V. Kamerdzhiev (Forschungszentrum Jülich, Germany) for discussions and insights; G. Saewert (Fermilab) for
the design of the high-voltage modulator; M. Convery, C. Gattuso, and T. Johnson (Fermilab) for support during operation of
the accelerator.
Fermilab is operated by Fermi Research Alliance, LLC under Contract DE-AC02-07CH11359 with the United States Depart-
4
ment of Energy. This work was partially supported by the U.S. LHC Accelerator Research Program (LARP).
5
∗
†
[1]
[2]
[3]
[4]
[5]
[6]
[7]
[8]
[9]
[10]
Corresponding author; e-mail: stancari@fnal.gov; on leave from Istituto Nazionale di Fisica Nucleare (INFN), Sezione di Ferrara, Italy.
Deceased.
M. Church et al., in Proc. 1999 Part. Accel. Conf. (PAC99), New York, New York, p. 56; D. Still et al., in Proc. 29th ICFA Adv. Beam
Dynamics Workshop (HALO03), Montauk, New York, AIP Conf. Proc. 693, p. 176 (2003).
O. Brüning et al. (ed.), LHC Design Report, Vol. I, Ch. 18, CERN-2004-003 (2004).
K.-H. Mess and M. Seidel, Nucl. Instr. Meth. Phys. Res. A 351, 279 (1994).
V. Shiltsev, in Proc. 3rd CARE-HHH-APD Workshop (LHC-LUMI-06), Valencia, Spain, p. 92, CERN-2007-002 (2007); Proc. CAREHHH-APD Workshop (BEAM07), Geneva, Switzerland, p. 46, CERN-2008-005 (2007).
V. Shiltsev et al., Proc. 2008 Eur. Part. Accel. Conf. (EPAC08), Genoa, Italy, p. 292.
J. C. Smith et al., in Proc. 2009 Part. Accel. Conf. (PAC09), Vancouver, Canada, WE6RFP031.
G. Stancari et al., in Proc. 2010 Int. Part. Accel. Conf. (IPAC10), Kyoto, Japan, TUPEB076; Proc. 14th Adv. Accel. Concepts Workshop
(AAC10), AIP Conf. Proc. 1299, 638 (2010); Proc. 2011 Part. Accel. Conf. (PAC11), New York, New York, MOP147.
V. V. Parkhomchuk and A. N. Skrinsky, Rev. Accel. Sci. Tech. 1, 237 (2008).
V. Shiltsev et al., Phys. Rev. Lett. 99, 244801 (2007); New J. Phys. 10, 043042 (2008); Phys. Rev. ST Accel. Beams 11, 103501 (2008);
X.-L. Zhang et al., Phys. Rev. ST Accel. Beams 11, 051002 (2008).
I. Baishev et al., SSCL-MAN-0034 (1994); D. Shatilov et al., in Proc. 2005 Part. Accel. Conf. (PAC05), Knoxville, Tennessee, p. 4138;
G. Robert-Demolaize et al., in Proc. 2005 Part. Accel. Conf. (PAC05), Knoxville, Tennessee, p. 4084.
6
FIGURES
7
VERTICAL POSITION (mm)
hollow electron beam
5
0
antiproton core
−5
proton core
−10
−10
−5
0
5
HORIZONTAL POSITION (mm)
protons
antiprotons
hollow electron beam
FIG. 1. Layout of the beams in the Tevatron.
8
0.0 0.2 0.4 0.6 0.8 1.0
(b)
arb. units
(a)
●
ρ
Er
●
●
●
●
● ●●
●●
●●
●●●
●
●
●
●
●
●●●●●●●●●●●●●●●●●●
0
2
4
●●●●
●●●●●●●●●●
6
8
10
r (mm)
(c)
(d)
9
FIG. 2. (Color online.) Hollow electron gun: (a) top view; (b) side view; (c) measured current density profile; (d) measured charge density ρ
and calculated radial electric field Er .
Relative intensity and luminosity
0.97
0.99
1.01
1.03
10
4.5σ
3.5σ
4σ
3.75σ
Intensity
0.0
Luminosity
0.1
0.2
0.3
0.4
Electron beam current (A)
5σ
6σ
5.5σ
16
17
18
Time (h)
19
FIG. 3. Relative intensity and luminosity of the affected bunch train, for different transverse sizes of the electron beam. The light-gray trace is
the electron beam current (right axis).
5.4
● ●
●
●
●●
●
●
●
●
●
●
●
●
●
●●●
● ●●
●● ●
●
●
● ●●● ●
●●●● ●
●
●
●
● ● ●●
●
●
●
●●
●
● ●● ●
●
●
●
●
●● ●
●●● ● ●
●
●
●
●
●
● ●● ●
● ●
●
●●
●
● ●
●
●● ●
●
●
●
16
●
17
Horizontal
Vertical
Longitudinal
18
Time (h)
4.8 4.9 5.0 5.1 5.2 5.3
Longitudinal emittance (eV s)
11.5 12.0 12.5 13.0 13.5 14.0 14.5
Transverse emittances (95% norm., µm)
11
19
FIG. 4. Emittance evolution of the affected bunch train. The light-gray trace is the electron beam current (same experiment as Figure 3).
Relative intensity
1.020
1.025
1.030
A
11.5
DF
BCEG
12.0
e−beam ON
H
I
J
1.2
1.4
1.6
1.8
Position of primary collimator (mm)
11.0
1.0
12
Time (h)
12.5
Relative steady−state decay rate (%/h)
0.0
0.5
1.0
1.5
2.0
2.5
13
●
E
C
●
D
●
●
F
●
B
●
e−beam OFF
e−beam ON
G
●
●
H
A
●
●
J
I
●
●
1.5
1.4
1.3
1.2
Position of primary collimator (mm)
FIG. 5. Results of a collimator scan: (top) relative intensity n of the affected bunch train and collimator distance from the beam axis vs. time;
(bottom) relative steady-state decay rate ṅ of the affected bunch train vs. collimator position, for each data set (letters A through J).
14
TABLES
15
I
mA
0
380
366
397
436
405
410
410
r
σy
6.0
5.5
5.0
4.5
4.0
3.75
3.5
ṅ
%/h
0.009(5)
0.03(5)
−0.07(4)
−0.31(3)
−1.32(4)
−2.49(3)
−3.83(3)
−5.18(2)
`˙
%/h
0.03(1)
0.3(2)
−0.09(9)
−0.06(9)
−0.5(1)
−0.78(9)
−1.83(9)
−2.65(4)
˙ ṅ
`/
9(7)
1(1)
0.2(3)
0.34(7)
0.32(4)
0.48(2)
0.512(7)
TABLE I. Relative particle removal rates ṅ and luminosity decay rates `˙ as a function of total electron beam current I and hole radius r.