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A CALENDRICALAND DEMOGRAPHICTOMBTEXT
FROMNOt1 HERNPERU
Gary Urton
Thefocus of this study is on a khipu-a knotted-stringrecordingdevice-from the Chachapoyaregion of the northeasternAndes
of Peru. The khipu was one of 32 khipus discovered, along with some 220 mummybundles, in 1996 in a half-dozen chullpas
(burial houses) built into a rock-overhangoverlooking a lake, called Laguna de los Condores, near the town of Leymebamba
(Departmentof Amazonas). The cultural materialsfound with the mummiesand khipus date from the pre-lnkaic Chachapoya
culture (ca. A.D. 800-1450), throughthe Inka occupation of the region and on into the early colonial era. It is argued that the
khipus stored with the dead representedtomb texts, which contained informationpertaining to the history of the mummiesand
the social groups descendedfrom them. One of the khipu samples (UR6) is interpretedas a combined biennial calendar and
census of the tributepayers in Chachapoya territory,around Laguna de los Condores, in late Prehispanic times. It is argued
that khipu UR6 was the source of informationfrom which thefirst colonial census in the region was drawn up by the Spanish
administrators,in 1535.
El eje del presente estudio es un analisis de un khipu-un instrumentodonde se registrainformacioncon hilos anudados-grande
y excepcionalmentecomplejoprocedentede la regionde Chachapoyas,en los Andes nororientalesdel Peru.El khipuen cuestion
fue uno de un grupo de 32 descubiertosen 1996, conjuntamentecon 220fardosfunerarios, en seis chullpas (edificios mortuorios)
de piedra y morteroconstruidas en la repisa rocosa de un acantilado que mira a la Laguna de los Condores (departamentode
San MartEn),cerca del pueblo de Leymebamba(provinciade Chachapoyas,departmentode Amazonas).Los materiales encontrados con las momiasy khipus, entre los que se encuentran ceramica, textiles, matesp irograbadosy cuentas europeas, datan de
la cultura chachapoya (c. 800-1450 d.C.), la ocupacion incaica de la region (1450-1532 d.C.) y la tempranaera colonial. Se
argumentaque de modo muyparecido a las inscripcionesde las tumbasde mayasy egipcios, los khipusguardadoscon los difuntos representaban"textosfunerarios";en cuantotales, dichosdocumentospodrfanhabercontenidoimportanteinformacionacerca
de temas como la historia genealogica de las momiasy los grupos sociales (esto es, los ayllus) que descendfande ellas, ademas
de otros tipos de informacion(calendarica y demografica,por ejemplo) que podrfan haber tenido un intere'sduraderopara el
grupo en cuestio'n.En conformidadcon esta hipotesis, se argumentaque uno de los khipus(UR6) de Lagunade los Condoresfue
construidocomo un calendario bianual y un censo conjuntode los tributariosde la parte sur-centraldel territoriochachapoya,
alrededordel lago, en la e'pocaprehispanicatardfa.Asimismose argumentaque el khipu UR6no solo es lafuente con la cual los
funcionarios espanoles realizaronel primercenso colonial de la regionen 1535, sino que adema's,los restos delfuncionario local
que segu'nlos documentoshistoricos dio la informacioncensal a los espanoles-un hombrellamado Francisco Guama'n-podrfa,
en realidad,estar entre los fardos funerarios recuperadosen las chullpas de Lagunade los Condores.
The
khipus the knotted-stringdevices used
for record-keepingin the Inkaempire have
longrepresenteda majorconundrumforthose
who would attemptto interpretInkaculturehistory.
One of the centralproblemsconfrontingus in the
-studyof theseancientrecordsis thefactthatwe have
so far been unable to decipher anything but the
numericalvalues encoded on many (but not all) of
thesedevices.However,evenin thecase of thosekhipus containingnumerical(quantitative)data,we are
generallyunable to state convincinglywhat object
is being specified,or counted,by any given number
recordedon a particularkhipu. That is, while we
may be able to say, for instance,thata certainpendantstringon a given khipucontainsthe numerical
value253, in mostcases we cannotanswerthe question: "253 (of) what?"
There are two notable exceptions to the statements made above. The first concerns calendrical
counts;for instance,if an arrangementof knotson a
Gary Urton * Departmentof Sociology and Anthropology,Colgate University, 13 Oak Drive, Hamilton,New York 13346
LatinAmericanAntiquity, 12(2), 2001, pp. 127-147
CopyrightC)2001 by the Society for AmericanArchaeology
127
128
LATINAMERICAN ANTIQUITY
khiputotals365, we cansuggestthateachunitin such
a recordreferredto one "day"(ornight)in an annual
calendarcount. The second areafor which we can
make strong argumentsfor the meaningof counts
recordedon the khipusis in termsof the accounting
unitsused in the decimal-basedadministrativesystem of the Inkaempire.In this case, recordedkhipu
values of lOs, lOOs,and l,OOOs,for instance,may
havehad significancein relationto the recordingof
informationon tributarygroupingsin the empire.
Laterin this article,we will examineone extraordinary khiputhat was recoveredfrom cliff tombs in
the northeastern
Andes of Peru,in which, it will be
argued,both of these types of valuesalendrical
andadministrative areencoded.
The initialfocus of this study,however,will not
beon theinterpretation
of numericalvaluesrecorded
in the khipus,but ratheron another,perhapsrelated
conundrumfacing students of the knotted-string
records.This is the problemof whatwe areto make
ofthe fact thatthe vast majorityof survivingkhipus
havebeenrecoveredfromgravesitesortombs.VVhat
couldhave been the significanceof a culturalpracticein which a record-keepingdevice, presumably
fullof information,was depositedin a graveor burialchamberwith a dead body? We may be sure, I
wouldsay,thatthekhipuwouldhavebeen of importanceto theindividualwithwhomit was interredduoringhis/herlifetime;perhapsthe personin question
hadbeen a khipukamayuq("knotmaker/keeper"),
oneof the staterecord-keepers,
andtheplacementof
thekhipuwithinthe tomb was meantto providethe
deadwith a mementorepresentinga life's work.But
what,
if any,significancemighttheinformationin that
khipu
have had for the living afFerit was placed in
thetomb?Was the significanceof the information
recorded
on such a khipunegated,or in some other
waymadeirrelevant,by virtueof its being placedin
atomb,awayfromthe living?As we will see below
withregardto the intermentof mummifiedremains
ofancestorsin theAndes,theseobjects themummy
bundles becameobjectsof frequentvisitationsand
-worship
by the living. In such circumstances,could
thedisposalof these khiputexts with the dead have
signaled
anevengreaterreligiousorcosmologicalsignificancefor such records, rendering them, for
instance,
asAndeanequivalentsof thevarietyof mortuary
texts found in otherancientsocieties, such as
thehieroglyphictexts commonly inscribedwithin
Mayan
andEgyptiantombs?These are some of the
[Vol. 12, No. 2, 2001
questionsthatI will explorein this article.
A spectacularexampleof the practiceof placing
recordedtexts with the deadis the recentdiscovery,
in thenortheasternAndes
of Peru,of a groupof some
220 mummybundlesthatwerefoundin a half-dozen
rooms,orchullpas(burialchambers),builtintoa rock
overhangin a cliff face high above a lake, called
Lagunade los C6ndores("Lakeof the Condors").
The site in questionis locatedalong the northwesternborderof theDepartmentof SanMartin(Province
of Huallaga), near the town of Leymebamba
(Province of Chachapoyas,Departmentof Amazonas; Figure 1). In prehispanictimes, this region
was includedwithinthe territoryof the Chachapoya
chiefdom,ormulti-ethnicconfederation.Along with
theextraordinarilywell-preservedmummiesfound
inthecliff tombsatLagunade los C6ndores,theburial goods included an equally well-preservedcollectionof some thirty-twokhipus.
In the courseof this articleI will, first,providean
overviewof thecontextin whichthe khipusfromthe
siteof Lagunade los C6ndoreswere found;second,
Iwill discussthepossiblesignificanceforkhipustudies of the disposal of these recordingdevices with
mummiesin open (i.e., accessible)burialchambers;
third,I will analyzethe numericalcontentsand the
possiblecalendricalandsociopoliticalsignificanceof
oneespeciallyinterestingandcomplexkhipusample
fromthis collection; and finally, I will suggest an
attribution
of this particularkhiputo a specific individual,a nativeChachapoyan,namedGuaman.We
knowfromvarioushistoricalsources(see below)that
Guaman
was a headmanof an aylluin thisregion,as
wellas a local administratorin service to the Inka
overlords
in lateprehispanictimes.Inaddition,immediatelyfollowingthe Spanishconquestof theregion,
Guaman
(who now borethe nameFranciscoPizarro
Guaman)
becameanincreasinglyimportantfigurein
thecolonialadministration
of thelocalencomendero,
Alonsode Alvarado.The suggestedattribution
made
hereinof proprietorshipof a khipufrom the site of
Laguna
de los C6ndoresto the local lord (Francisco
Pizarro)
Guamanis the firstattemptin the historyof
thestudyof the khipusto attacha specific archaeologicalsampleof one of thesedevicesto a particular,
named
historicalindividual.
The Region and Culture of Society:
Chachapoyals
Chachapoyas
is todaythe nameof a provincein the
A CALENDRICAL
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129
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LA LIBERTAD
g
* CitiQS and towns
t
Chuchupoya culture
archoeological
sites
---depsrtmental
boundaries
Figure 1. Map of Chachapoya Territory and the Location of the Site of Laguna de los Condores.
Departmentof Amazonas,in northeastern
Peru(Figure 1). However,in bothprehispanicandpre-Inkaic
times (i.e., from about A.D. 800 to 1470),
''Chachapoya''l
referredto a largerchiefdom,orethnic confederacy-like polity whose borders were
formedto the northandwest by the MaranonRiver,
to the east by the dense montaneforests above the
Huallagariverfloodplains,whilethesouthernextent
of Chachapoyaterritorystretcheddown the narrow
stripof landbetweenthe middleMaranonandHuallaga riversas far south as the town of Pias (ca. 8°
south latitude). Chachapoyas is a rugged, rain-
drenchedterritorythatwas as difficultfor the Inkas
to penetrateand controlas it has been for succeeding states to integrateeffectively into their transportation and communications systems (see
KauffmannDoig 1993;Lerche1995, 1996;Muscutt
1998; Savoy 1970).2
As elsewhere throughoutthe Andes, the preInkaicChachapoyapopulacelived in dispersedkinship, land-holdingand ritualgroupings,which are
known throughoutmuch of the Andes by the term
ayllu ("lineage,family").Inthehistoricaldocuments
fromthe northernPeruvianAndes, these groupings
LATINAMERICAN ANTIQUITY
[Vol. 12, No. 2, 2001
130
arealso sometimesreferredto by the termpachaqa
("one-hundred"),as well asparcialidad("part";see
EspinozaSoriano1981;Remy 1992:72-79;andRostworowski de Diez Canseco 1981 :40). The
Chachapoyaregionwas broughtunderInkacontrol
less than a half-centurybefore the arrivalof the
Spaniardsin 1532 (Espinoza Soriano 1967). The
demographicmake-upof Chachapoyawas significantlyaffectedby Inkaimperialpolicies of population control. This was specifically the case with
regardto the institutionof the mitimae,which was
the termused for the Inkapracticeof moving people fromone placeto anotherwithinthe empire,primarilyfor economicandpoliticalmotives.In regard
to theChachapoyaarea,theInkasstationedgarrisons
mannedby foreigners forexample,byWankapeoples from the southcentral highlands of Peru
andthey
(Schjellerup1997:69) withintheterritory,
populaChachapoya
shippedportionsof the native
the
tionto some 18differentlocationsaround empire,
includinga largecontingentthatwas sent to live in
the Inka capital city, Cusco (Schjellerup 1997:
66-69). In additionto the institutionof the mitimae,
the Inkas appear to have introduced into the
Chachapoyaregionthe full complementof imperial
accoutrements,includingthe worshipof the sun,the
decimal administrationof the population,and the
recordingdevice,thekhipu(Espinoza
knotted-string
Soriano1967:233-239).
ThefirstSpanishentryintoChachapoyaterritory
occurredunderAlonso de Alvarado,in 1535. The
Chachapoyansquickly allied themselves with the
SpaniardsagainsttheirformerInkaoverlords.The
institutionof theencomienda(aroyalgrantof patronage over a particulargroup of nativepeoples) was
introducedat the beginningof the colonialeraas the
principal institution for the administration and
exploitation of native Andean peoples. In 1538,
Alvaradoreceivedthe encomiendaof the threeparcialidadesof Cochabamba, Leymebamba, andChilchos;thesewerethreeethnicgroups,eachcomposed
of multiplepachaqas, or ayllus, locatedin the middle and upper portions of the Utcubamba River
drainage,as well as in the cloud forestbetweenthe
upperUtcubambaand the Huallagarivers.The latterregion,which includesLagunade los Condores,
was the home territoryof the nine ayllus thatmade
up the Chilchosethnicgroup.
Numerousvisitas(fact-findingvisits by colonial
administrators) were made to the area of
Cochabamba,Leymebamba,andChilchosfromthe
1540sthroughthelate 1570s.By the 1570s,theSpanhadundertakenthe reorish colonialadministration
ganizationof the populationof the region, moving
scatteredayllu groupings into central towns,
thWe
called reducciones (Lerche 1995:67; Schjellerup
1997:83-84). Iwhevisitas and other administrative
processesundertakenat this time resultedin a veritableexplosionof written(Spanish)documentation
pertainingto censuses, land-boundarydisputes,as
well as accountsof the organizationof this region
undertheInkas.As elsewherethroughouttheAndes,
the Spanish administratorsin Chachapoya drew
heavilyon Inkaadministrativerecordscontainedin
the khipus, as interpretedfor them by the native
record-keepers,the khipukamayuqs.3
In general terms, khipusf which some 600
samples,mostlyfromcoastalPeru,survivetodayarecomposedof a main,rope-likecord(the"primary
cord")to which are attacheda variablenumberof
spunandplied strings,called "pendantstrings"(for
anexcellentoverviewof the structuresof khipus,see
Conklin2001). Mostpendantstringshaveknotstied
into them in an arrangementthatin manycases can
be shown to have recordednumericalvalues in the
decimal place system of notationused by the Inka
(and presumablyby the Chachapoya)for adminisKhipusweresaidby theSpantrativerecord-keeping.
ish chroniclersto have been used to record both
informationas well as units of
numerical/statistical
information recordedin some mannerthatwe do
notas yet entirelyunderstand(seeAscherandAscher
1997; Quilter and Urton 2001; and Urton 1998,
2002) that were consulted in reciting histories,
genealogies, and otherforms of narrativeaccounts.
It appearsto havebeencommonpracticein Inkaand
earlycolonial times to place khipusamongthe burial remains of the groups and/or of the khipukamayuqsto which they pertained.
The Chullpas of Laguna de los Condores
In 1996,a groupof haciendaworkmen,cuttingtrees
in the heavily forested area aroundLagunade los
Condores, spotted a painting on a cliff face high
above the lake. Makingtheir way to the site, they
found a half-dozenstone and mortarconstructions,
commonlyreferredto as chullpas(burialchambers),
builtinto the overhang(Figure2). Eachof the chullpas containednumerousmummybundles,totaling
some 220 in all, as well as a wealthof gravegoods,
Urton]
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131
Figure 2. The Chullpasat Laguna de los Condores.
including pottery,textiles, pyro-engravedgourds,
wooden sculptures,and a collection of some thirtytwo khipus.4Althoughthe men looted the site for a
time whichincludedtheirhackingopennumerous
mummybundleswiththeirmachetes thanksto the
quick action of PeterLerche, a local historianand
guide,mostof thematerialfromthetombswas eventuallyrecovered(see Lerche1999).Thematerialwas
then placed in the care of the Peruvianarchaeologist, Dr. Sonia Guillen, and her colleague,Adriana
von Hagen. All materials mummies and grave
goods were soon movedinto a housein the nearby
town of Leymebamba(Guillen 1999). The house
was quickly transformedinto a researchfacility,
see
("CenteroftheAncestor";
namedCe7atroMallwui
vonHagenandGuillen1998;andWilford,NewYork
Times,Dec. 16, 1997:F3).
Due to thefactthatthemummybundlesandother
gravegoods originallyfoundat Lagunade los Condores were partiallyplunderedand badly disturbed
at the time of theirdiscovery,we do not have good
informationon the precise relationshipsbetween
mummiesand khipus.The loss of this information
meansthatwe haveprobablylost foreverthe opportunityto do a close analysisof the social organization of the disposal of the khipus that is, their
distributionto specific individuals and groups of
mummy bundles.Nonetheless, as one of only two
archaeologicaldiscoveriesof khipusfor which we
have(relatively)goodprovenience,its virtuallycomplete aboriginalmaterialculturalcontext,as well as
ethnohistoricaldocumentsfrom the region written
up by Spanishadministratorsfrom khipureadings
thesiteof Laguna
providedby nativerecord-keepers,
de los Condoresrepresentsone of the most important archaeologicaldiscoveries for advancingthe
studyof thekhipussincethetimeof theSpanishconquest.
ThechullpasatLagunade los Condoreswereutilized for disposalof the mummifiedremainsof the
dead duringthe severalcenturies-longperiodleading up to the Inka conquestof the region, through
period (ca. A.D. 145s1532)
the Chachapoya-Inka
andon into the earlycolonial era.As for the prehispanicmaterials,therichiconographyadorningespecially the textiles and pyro-engravedgourdsfound
132
LATINAMERICAN ANTIQUITY
atthesite suggestconnectionsto culturesof thenorth
Peruvianhighlandsand coast beginningas early as
theEarlyIntermediateperiod(2000 B.C.-A.D. 700;
von Hagen 2000). The continueduse of the site for
disposalof the deadduringthe earlycolonialperiod
is confirTned
by thepresenceamongtheburialgoods
of such items as a small wooden Latin cross and
Spanishglazedpottery,as well as a varietyof European glass tradebeads.
Concerningthe tradebeads, duringthe summer
of 1999, severaldifferenttypes of Europeantrade
beadswerefoundinsideone of themummybundles,
which had been openedfor conservationpurposes.
The beads were suspendedon a spun cotton string
thatwas attachedto a braidedcord;also suspended
from the cord were several other items, including
seven small, worked shell ornaments,two metal
shawl pins (tupus),and an unidentifiedseed pod.
The glass beads includedsphericalred-white-bluegreen beads, as well as tubularbeads of the types
known as Nueva Cadiz Plain and Nueva Cadiz
Twisted.The lattertwo types of beads were introduced into Peruduringthe earliestyears following
the Spaxiishconquest(if not, like the germs of the
conquerors,even somewhatearlier)until the early
seventeenthcentury(Smithand Good 1982:1>11,
31-33). Thistimeperiodaccordswell withtherange
of radiocarbon dates from several khipusfrom
Lagunade los Condores.6
Inprehispanictimes,thelivingdescendantsof the
mummiesdisposedof in the chullpasat Lagunade
los Condoreswould probablyhave includedmembers of the local Chilchos ethnic group,as well as
membersof otherneighboringethnic groups.Following the entryof the Inkasinto the region,the site
may also have been used for the disposal of the
remainsof mitimae,people who were moved into
the region from elsewherearoundthe Inka empire
(Schjellerup1997:69-70), as well as Inka bureaucratsfromthe capitalcity of Cusco. The local Chilchospopulationprobablylivedin a settlementacross
the lake, at a site called Llaqtacocha.The mitimae
dndInkabureaucrats
mayhavelivedatthe samesite,
or perhapsin one of the nearbyInkaadministrative
centers,suchas Leimebamba(Leymebamba)and/or
Cochabamba(Schjellerup1997:7S73).
Oneof themainproblemsthatconfrontsus in our
studiesof thekhipusfoundin thechullpasof Laguna
de los Condoresis explainingwhy the inhabitantsof
theregionwouldhavekepttheseknotted-stringdoc-
[Vol. 12, No. 2, 2001
umentsin the hard-to-reachtombs of the(ir)dead.
Indeed,it is for most of us, at least an arduous
walkof an hourortwo fromLlaqtacochaaroundthe
lake to the foot of the cliff in which the tombs are
located.Onceatthefoot of thecliff, one is facedwith
a difficult climb up the side of the cliff and then
acrossa narrowtrailto reachthe tombsthemselves.
The difficultiesof this excursionnotwithstanding,it
is nonethelessclear from the large numberof dead
buriedin these tombs,as well as fromthe recordof
burialgoods that includes both Precolumbianand
colonialartifacts,thattheinhabitantsof Llaqtacocha
andperhapsotherneighboringsettlementsdidin fact
make this journey innumerabletimes over several
centuries.Whatcan we hypothesizeaboutthe possible significanceand uses of the khipusfor these
peoplewho weredepositingandvisitingtheirancestorsin the cliff face aboveLagunade los Condores?
Khipus and the Dead
Fromthenumerouspublishedreportsof previousdiscoveries of khipus,it appearsthatthe final phasein
the life history of the majorityof these recording
devices was burial, or interment with the dead.
Reportsof this form of disposalarefound scattered
throughoutthe archaeologicaland ethnohistorical
literaturesin the Andes. Mackey (1970) in particular has described several such cases from coastal
Peru.In addition,the catalogsin the variousmuseums where we today encounterlargecollections of
khipus such as the Museum fur Volkerkunde,in
Berlin(300 samples),andtheAmericanMuseumof
NaturalHistory,in New York (100 samples) are
replete with references to khipus recovered from
grave sites along the Peruviancoast. The problem
thatis raisedby this practice-particularlyin those
cases (like Lagunade los Condores)in which the
remainsof the dead remainaccessible, ratherthan
being buriedin the ground is that of understanding and explainingthe curious,indeedcounterintuitive, habitof linking an active signifying object (a
khipu)with a (passive)deadbody.
Thereis always some element of mysteryassociated with any object interredwith a dead body.
Tomb goods have significancein relationto their
attachmentto the life and deeds of the deceased,as
well as to the interests,sentiments,andneeds of the
living (Rowe 1995:31-32;for anexcellentoverview
of burialbeliefs andpracticesin theprehispanicand
colonialAndes, see Dillehay 1995). The practiceof
Urton]
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placingitems of value with the dead may be relativelyunproblematicfor utilitarianobjects, such as
food vessels, huntingand artisanalequipment,etc.
As with all items of materialcultureused daily by
the membersof a given society, such grave goods
wouldrepresentthe objects to which sentimental
values were attached that were used by the
deceasedwhen living and that would continue to
representimportantobjectsof thememoriesanddiscourseof the living membersof thatsociety.These
powerfulin theircapacobjectswouldbe particularly
ity to evoke memoriesof the living on those occasionswhendescendantsof themummiesvisitedtheir
ancestors,which was common practicein prehispanic and early colonial Peru (Doyle 1988; Isbell
1997;Rowe 1995;Salomon1995).Butwhat,in these
terms,can we concludeaboutthe significanceof a
device like a khipu,which not only had meaningas
an object in the local system of remembrancesand
discourse,but which also had potentialuse as an
active "signifier,"a recordthat was susceptibleof
being read,interpreted,andeven potentiallyof provokingactionon the partof the living?Whatwould
havebeenthe statusof sucha device in the local system of values and meanings,as well as in the systems of controland authorityamongthe living?
To state in a direct way the position that I will
adopthereinon the questionof the disposalof khipus in open or accessible tombs, I thinkthatin the
prehispanicand early colonialAndes, the mummified remains of the dead were given custody of
recordswhich still hadthe capacityto communicate
withthe living becausethese were notjust anydead
bodies;rather,they were ancestors.In Andeanideology and cosmology, ancestors whose mummified remains were referred to by the term
mallki were objects of greatvenerationand worship(see Doyle 1988;Salomon1995).Mallkiswere
often kept in caves or in otherbuilt structuresthat
affordedaccess to the ancestralmummiesby theliving (Bonnier1993;Isbell 1997).As Doyle has noted
in her excellent studyof burialritualand the ancescentralcult in seventeenthand eighteenth-century
tralPeru,
From the documentarytestimonies it is apparent that cave machays [burial chambers] were
almost always sealed with irregularly shaped,
uncut stones, while the doorways of the other
types of machays [e.g., subterraneanand aboveground built structures] are rarely described.
133
The doorways were not designed to be permanently sealed because periodic access to the
interior was necessary for the performance of
ceremonies honoring the dead and the placement of new burials [Doyle 1988:110].
In prehispanicandearlycolonial times, the mallkiof anyparticularsocial group,suchas an ayllu or
pachaqa,wasregularlyvisited,givenfood anddrink,
redressed,and was askedfor aid and guidance.We
know a considerableamountabout such activities,
primarilybecausetheyformsome of thecentralpreoccupationsof the "idolatry"campaigns,the investigationsof idolatrous,"pagan"beliefs andpractices
thatwere carriedout by Catholicclergyin the Peruvian countrysidethroughoutthe seventeenth and
early eighteenth centuries. The objectives of the
clergywerenot only to investigate,butalso to stamp
out suchpracticesandto destroythe objectsof veneration,such as the ancestralmummies (see Mills
1997).The mallkiwere consideredto be the owners
andprovidersof all food (plantandanimal)andthe
fields,irrigationcanals,
firstownersof all agricultural
terraces,etc.; as such, ritualsand ceremonieswere
held to honorandworshipthe ancestorsin the caves
(mach'ay) where they were interred (Doyle
1988:68). In one very interestingdocument, it is
reportedthatchicha(cornbeer)was producedforritual consumptionat a mach'ayby the membersof a
group of ayllus that were consideredto have been
descended from a particularmallki. It is said that
everyhouseholdwithineach of the ayllus gave one
ear of corn for makingthe chicha;a khipuaccount
was createdto see to it that everyone contributed
(Doyle 1988:151).
Each mallki communicatedwith his/her living
descendants through an intermediary,usually a
memberof thedeceased'sayllu who servedthemallki as its oracle (Doyle 1988:61, 117, 135-137).
Mallkis were the most powerfulobjects validating
theexistence,history,socialidentity,as well as overseeing the well-being of the group of people
descended from that ancestor.Whatevera mallki
"said" throughits diviner/oracle was considered
to be sacredand true. By the same token, I would
arguethatwhateverthegravegoods (suchas a khipu)
thatwere buriedwith a mallkiindicatedwould similarlyhavebeen takenby the living as the true,final,
or at least the original/ancestralword on a particular matter.
Given the powerful position occupied by the
134
LATINAMERICAN ANTIQUITY
mallkis in the life and thoughtof prehispanicand
early colonialAndeanpeoples, how betterthan by
worshipingthe mummifiedremainsof one's ancestors could one realize and validatethe connection
betweenan individualor a groupandits past?I suggest thatat the site of Lagunade los C6ndores(and
no doubtat otherchullpasites as well) the interaction between past and present, realized in the
encounterbetweena personandhis/hermummified
ancestors,was mediatedin some cases by, among
otherthings,the khipus.If this was the case, then I
thinkthis gives us groundsto arguefor some rather
specifictraitsthatmay have characterizedthe kinds
of informationencodedin these khipu"tombtexts"
thatwere depositedwith the dead.
In particular,I hypothesizethat the information
inscribedin such texts would probablyhave concerned,or been relevantfor, both the living and the
dead thatis, for the pastandpresent.Suchrecords
probablywould not have incorporatedinformation
thatwould lose its relevanceover a single lifetime.
Rather,theinformationwouldprobablyhavebeenof
a more enduringnature;for instance,it might have
concernedthegenealogicalhistoryof thegroup(e.g.,
an ayllu,orpachaqa)andits relationswithits neighbors,as well as withsupernaturals.
Tothedegreethat
chronological,demographic,andothertypesof measurementsmay have been recordedon such khipus,
theywouldprobablyhaveregisteredaboriginal,standardized,or ideal values or units (e.g., whole numbers, full decimalvalues, or powers of ten, etc; see
Urton1997).In these ways, khipurecords,or whatI
amreferringto hereas tombtexts,wouldhaveserved
thelivingas standardsagainstwhichto evaluatepresent conditions and from which to measure the
changes that had takenplace in the population,its
organization,
andperhapsits understanding
of its own
historyandidentityovertime.
In regardto the latterpoint, I thinkwe are warrantedin makinga comparisonbetweenthe khipus
placedin tombslike thoseatLagunade los Condores
withtombtextsfoundin otherancientsocieties,most
notablyamong the ancientMayansand Egyptians.
Intheformercase,forinstance,we havesuchremarkable examplesas thatof the Templeof the Inscriptions at Palenquein which the corpse in this case,
LordPacal was placed in a tomb on whose walls
were inscribedhis dates of ascensionand death,as
well as otherimportantdates of his lineage history
(Lounsbury1974;Robertson1983:55ff.).As for the
[Vol. 12, No. 2, 2001
Egyptiantombtexts, we know thata whole class of
such documents the so-called PyramidTextswereinscribedon the walls of pyramidtombsfor the
purposeof helping the deceased royaltyascend to
heaven and continue to rule there in the afterlife
(David 2000:18-19; Hare 1999:65). The question
raisedby these comparativeexamplesof tombtexts
elsewherein the ancientworldis whetheror not the
disposalof khipuswith the dead in the prehispanic
Andes shouldbe regardedas an indicationthatthese
documentshadsimilarprofoundhistorical,religious,
andperhapsotherformsof significancefor the people who placedthemin the tombs.My hypothesisis
that,in the case we areexamining,the khipusdid, in
fact,havesuchsignificancefortheChilchosandother
peopleswho lived aroundLagunade los Condores.
While my studyof the collection of khipusfrom
Lagunade los Condoresis stillin a preliminarystage,
I will examinebelowtheinformationrecordedonjust
one khipufromthiscollectionthat,I believe,contains
in its structure,organization,and apparentcontents
thekindof ancestral,regulatorytextdiscussedabove.
A Possible Biennial Tributary Khipu from
Laguna de los Condores
ThekhipusfromLagunade los Condores,whichare
overwhelminglymadeof cotton,rangein size from
sampleshavingonly a few pendantstrings(one set
of which was found inside the mummybundleof a
young woman) to several samples containing
60>800 pendantstrings.In termsof its size, state
of preservation,andthe organizationof information
thatwas spun,strung,dyed, and knottedinto it, the
khipualludedto at the end of the previoussectionis
one of the most spectacularsamplesrecoveredfrom
the chullpasat Lagunade los Condores(see Figure
3). I will referto this khipuin the following discussion as khipuUR6.7
The Organizationof CalendricalInformationin
khipu UR6
KhipuUR6 containsa total of 762 pendantstrings
made of Z-spun, S-ply cotton fibers. Comparedto
otherkhipusin thiscollection,the pendantstringsof
khipuUR6 areattachedto theprimarycordandorganizedin an unusual,highly systematicmanner.That
is, with only a few exceptions,the basicunitof organizationof the pendantstringsis a paired set (see
Figures4 and 5). One memberof these pairedsets
is composedof either20, 21, or 22 pendantstrings;
Urton]
PERU
TOMBTEXTFROMNORTHERN
AND DEMOGRAPHIC
ACALENDRICAL
Figure
3. KhipuUR6(circular
thesependantstringsareattacheddirectlyto theprimarycord.The othermemberof each pairedset is
composedof 8, 9, or 10 pendantstrings.These latter pendants,however,are not attacheddirectlyto
theprimarycord;rather,theyareattachedto a string
whose two ends arethemselvesattachedto the pristrings(i.e., as they
marycord.These"intermediary"
standbetween,andconnect,the pendantstringsand
theprimarycord)hangdownbelowtheprimarycord
in a slight arc,or loop. I will referto these intermediary stringsand the pendantsattachedto them as
"looppendants."Thereare24 groupsof thesepaired
sets of pendantstringsand loop pendantson khipu
UR6 (see Figures6 and 7).
Before proceeding,I shouldnote thatin the calendricalanalysisof khipuUR6 thatI will presentin
this section, I will disregardthe 32 pendantstrings
on this sample that do not conformto the regular
arrangementof paired-that is: [20, 21, 22] + [8, 9,
10] -- sets of pendantstringsas outlinedabove.The
excludedpendantstringsare those that are circled
in Figure 7. The knot counts on these excluded
135
lay-out; summer, 2000).
stringswill come into play later in my analysis. I
believe thatthese strings,which do not conformto
the patternof paired sets, may have been used, in
somemannerthatI do notentirelyunderstandatpresent, to provideflexibility in relationto one of the
principaluses of this khipu-that is, as a biennial
calendar.8
Therearetwo clearindicationsof the calendrical
significanceof the organizationof pendantsstrings
on khipuUR6. The firstindicationis the numberof
stringsin each of the pairedsets; thatis, if we take
the mean value of the numberof pendantstringsin
the 24 pairedsets, we arriveat a (theoretical)repetitivecombinationof 21 + 9 (= 30) pendantstrings(see
Figure5). This count is, of course,the whole number valueclosest to the numberof days in a synodic
lunarmonth (= 29.53 days). If each one of the 24
pairedsets in khipuUR6 containedthe meun number of strings(i.e., 21 + 9 = 30), this would produce
a totalof 720 pendantstrings(30 x 24 = 720). Onehalf of this totalwould give us 360 pendantstrings,
a numberwhichis close to an annualcalendarcount
LATINAMERICAN ANTIQUITY
136
[Vol. 12, No. 2, 2001
Figure4. Detail of Primary Cord and Pendant Strings on Khipu UR6.
| Illoop
'
30 strings
|
Figure
5. The Structure of Pendant and "Loop Pendant" String Pairs on KhipuUR6.
Urton]
PERU
TOMBTEXTFROMNORTHERN
AND DEMOGRAPHIC
ACALENDRICAL
Figure
6. KhipuUR6(linear
137
lay-out; summer, 1999).
less thanthecountof the numberof dayscoveredby
However,when we count the actual
of 365 cWays.
aphelion,whichis theperiodof the sun's(apparthe
the
in
strings
pendant
numbersof pendantandloop
movementfromthe Marchequinoxthroughthe
ent)
numthe
at
arrive
we
24 pairedsets (see Figure7),
solstice and back to the Septemberequinox
June
number
a
365,
is
count
ber730; one-halfof thistotal
1980:66).Thus,althoughsuch an interpreta(Aveni
is
what
in
days
of
number
that coincides with the
resultin a biennialcalendarof disconwould
tion
number
whole
the
(i.e.,
year"
knownas the "vague
quarterly(i.e., four half-year)
interlocking
tinuous,
khipu
Thus,
days).
of daysin a solaryearof 365.242
given the sums of pendant
nonetheless,
periods,
cala
represent
to
UR6 appearson a superficiallook
half-years la and 2c, we
the
in
contained
strings
perilunar
synodic
endarintegrating24 essentially
thatthebiennialcalpossibility
the
for
allow
should
respective
The
ods into two (vague) year counts.
in thepairings:1a
reckoned
was
UR6
khipu
in
endar
periods
half-year
pendantstringcountsforthesefour
ratherthanof the
366),
(=
2d
+
lb
and
364)
(=
2c
+
in
summarized
are illustrated in Figure 8 and
+ 2d (=368).
2c
and
(=362)
lb
+
la
groupings:
1,
Table
and
8
Figure
schematicformin Table1. In
respectto this
with
appreciate
to
point
main
The
loop
and
pendant
we note thatthe 12 pairedsets of
to representa
appears
UR6
khipu
that
is
discussion
of
count
total
a
pendantstringsin YearOne contain
pause for a
should
We
count.
calendar
biennial
count
a
contain
Two
362; the 12 pairedsets forYear
circumstance
unusual
rather
the
consider
to
moment
am
I
what
of
count
average
of 368 strings.Thus,the
callinghereinthe two yearsrecordedin khipuUR6 of findinga khipurecordinga double,ratherthana
single,yearcount.It is relevantto notein this regard
is 365 (i.e.,362 + 368 = 730 *.2 = 365).
the Inkasexhibiteda strongemphasison pairing
that
we
if
emerges
fact
in
It is interestingto notewhat
in manyaspectsof theirmaterialculture
dualism
and
of
sets
paired
12
of
divideeach ofthe two groupings
organization(for generaldiscussociopolitical
and
what
producing
pendant strings in half, thereby
of Inkaculture,see Duviols 1973;
aspect
this
of
sions
interpretation
should, accordingto the calendrical
andvande Guchte1996).For
1997;
Urton
1986;
Platt
(see
periods
offered here, representfour half-year
culture,Cumminshas
material
of
terms
in
instance,
halfthe
1,
especiallyTable1). As we note in Table
of Inkakeros,the
studies
his
in
convincingly
shown
pendant
179
year labeled Year One (a) contains
vesselswere
these
that
cups,
drinking
ceremonial
Inka
con(c)
Two
Year
stringsand the half-yearlabeled
1988:124).
(Cummins
pairs
in
produced
always
more
day
one-half
is
tains 185 pendants.Now 179
Althoughwe do not have extensivedocumentathanthe countof the numberof days coveredby the
foranequalemphasison dualismamongthepretion
sun's
the
of
time
of
perihelion; this is the period
Chachapoya,there are certaindata that do
Inkaic
equinox
September
(apparent)movementfrom the
the importanceof this organizationalprinsupport
March
the
to
back
throughtheDecembersolsticeand
regionandin its materialcultureas well.
this
in
ciple
days
one-half
and
equinox.The number185 is one
LATINAMERICAN ANTIQUITY
[Vol. 12, No. 2, 2001
138
(top string)
20
9
(t)
21
9
21
9
21
9
21
9
21
9
21
9
21
10
(top strings)
(top strings)
22
9
22
8
21
9
22
9
21
9
22
9
22
9
22
9
22
9
22
9
22
9
22
9
22
8
22
9
22
8
21
9
2
5
2
W
Figure 7. The Organization of String Groupings on Khipu
UR6 (top of this figure is at right-hand side of Figure 6).
For instance,we find a notableemphasison paired
artifactsin the materialrecoveredfromthe chullpas
at Lagunade los Condores.Thereare severalpairs
of pyro-engraved
drinkinggourds,eachpairof which
isrdecoratedwith virtuallyidenticaldesigns, found
amongthe gravegoods. I wouldnote the very interesting ethnographicdatumreportedby Schjellerup
in which she reportsthat,priorto 1960, villages in
the region were paired for the purposes of maintainingthe roadsystem,the bridges,and the canals
(1997:46). This informationis particularlyinteresting in relationto the interpretationI will develop
belowregardingthetwo-yearcalendarof khipuUR6
as a recordof laborservice in the region in the late
prehispanicperiod.Finally,Lerchedetectsnot only
a strong dualistic organizational principle in
Chachapoyasociopoliticalorganization,buthe also
arguesthatwhenpolitiesin thepastweredividedinto
dualgroupings-one exampleof which is the dualism "Chilcho/Llaja" these entitieswere each further subdivided into nine subdivisions (Lerche
1995:5841). Thus, whetherthe calendricalkhipu
underconsideration(i.e., UR6) was manufactured
andused by the pre-InkaicChachapoyansor by the
Inkaadministrators
aftertheirentryintoChachapoya
territory,we ought not, in fact, be surprisedto find
thatthecalendarspecialist(s)constructeda two-year
calendarcount.
Therefore,at this first level of analysis, we can
concludethat one of the messages the people from
Laqtacocha (or elsewhere) would have been
remindedof when they visited the tombs at Laguna
de los Condoresandtook up khipuUR6 was a powerfulrepresentationof what I would termthe ideal,
or proper,structureand organizationof time i.e.,
as a unit composed of two complementary,probably interconnectedvague year counts.
As we will see below,theaboveinterpretation
has
only scratchedthe surfaceof the calendricalinformationencodedin khipuUR6. However,in orderto
understand
the additionaltemporalinformationthat
wasencodedintothe stringsof khipuUR6, we must
shift our attentionto the knot counts that are containedon thependantandloop pendantstringsof this
khipu.In the courseof this analysis,we will identify
anotherpossible use of this knotted-stringrecordthatis, as an accountof the organizationof tributepayersin the region of Lagunade los Condoresin
lateprehispanictimes.
\>
Urton]
A CALENDRICAL AND DEMOGRAPHIC TOMB TEXT FROM NORTHERN PERU
Pandan1/Loop
139
Pondan1 Paln
20
9
(top)
6)
21
9
21
(a)
>
21
9
21
9
21
9
=179
\
/
\
Y*ar Ono
=362
21
9
21
10
(b)
(top)
v_
_
..
.
= 183
>
22
9
22
9
(c)
Thar IWO
22
9
22
8
21
9
22
9
(top)
= 185
22
9
22
9
22
9
_
22
9
22
9
22
22
9
22
8
21
9
=368
\
>
= 183
/
/
2
5
2
Figure 8. The Calendrical Organization of Strings on Khipu UR6.
/
= 730 . 2 = 365
140
LATINAMERICAN ANTIQUITY
[Vol. 12, No. 2, 2001
Table 1. The Schematic Organizationof the Biennial CalendarCount in Khipu UR6.
(a)
(b)
Totals:
Year 1
29
30
30
30
30
30
30
31
31
30
30
31
179
183
362
The Significance of Knot Values in kkipu UR6
As is well-known,many(butby no meansall)9khipus incorporated
a hierarchicaldecimalorganization
in the arrangement
of knotstied intopendantstrings
such thattherewere differenttypes of knots tied in
clustersondifferentlevelsalongthelengthof thependantstringsasplace-valueindicatorsof ls, lOs,lOOs,
l,OOOs,and lO,OOOs
(see Ascher and Ascher 1997
[1981]; Garcilaso de la Vega 1966:330-331
[1609-17]; Locke 1923;Urton1994). In Figure9, I
providea readingof thenumericalvaluesof theknots
tiedintothependantandlooppendantstringsof khipu
UR6.Intermsof theconstructionof knotsinthissample, I would note thatthe majorityof knotsin khipu
UR6 are tied as, what I have termedin an earlier
study(see Urton1994),Z-knots.However,thereare
also several scatteredexamples of S-knotson this
sample(see below).l°
In the interpretationof knot-countvalues pre*sentedin Figure9, I have dividedthe khipuat the
following places: a) the non-pairedgroupings of
stringsat thebottomof the khipuareset off fromthe
pendantsand loop pendantscomposing what was
interpretedabove as the biennialcalendarcount;b)
anotherdivision is made between the two annual
periodsof the biennialcalendarcount;and c) sub.divisionsof the two yearly counts are made (as in
Figure8 andTable1) to producefourhalf-yearperiods. I will firstconsiderthe calendricalinformation
encodedin the knot countsillustratedin Figure9.
The CalendricalInformationin the KnotValuesof
KhipuUR6
When we study carefullythe knot values tied into
185
183
Year 2
30
31
31
31
31
31
31
31
30
31
30
30
(c)
(=364)
(=366)
(d)
368
the pendantandloop pendantstringsof khipuUR6,
we encountera ratherstunningamountof calendrical information(Table2). We areawarefromearlier
studies of Inka calendrics(see especially Zuidema
1977 and 1989) thatInkacalendarspecialistshad a
particularinterestin observingboththesidereallunar
cycle as well as the synodiclunarcycle, andin correlatingthese lunarperiodicitieswith the solaryear
of 365.242 days.Thesecalendricalperiodicities,and
the apparentinterestin correlatingthem, are also
evident in the Chachapoya-Inkacalendarin khipu
UR6. For example, we find in the knot values of
khipu UR6 that the calendar specialists in
Chachapoyashad recordednumbersthatwere very
close numericalequivalentsof sets of sidereallunar
cycles (= Ll in Table2) composed of groupingsof W
110 (-0.4 day), 112 (-1.1 days), and 113 (-2.3 days)
sidereallunarcycles; these values are encoded in
khipu UR6 by the values (respectively)of 3,005,
3,059, and 3,085.
Thiskhipualsodisplaysremarkably
close approximationsof multiplesolar-yearcounts(= S in Table
2). These areseen in the periodsof: a) 1,826, which
is two-tenthsof a day less thanfive solaryears, and
b) 730, whichis one-halfof a day less thantwo solar
years.What is perhapsmost strikingaboutthe calendricalperiodicitiesencoded into khipuUR6 are
those cases in which therearecorrelationsof different lunar cycles with the solar year count(s). For
example, the total knot count on the pendantsand
loop pendantsof YearTwo (= 977) is two and onehalf daysmorethan33 synodiclunarmonthsand/or
six-tenthsof a day more than two solar years plus
nine sidereallunarcycles. One sees a similarcorrelation of a lunar(sidereal)periodicityand the solar
A CALENDRICAL
AND DEMOGRAPHIC
TOMBTEXTFROMNORTHERN
PERU
Urton]
Pondant
Per.Onts
Sts
Loop Pandants
(non-palrod
Per.dun1s)
(O)
75
20
9
(a)
Yeor
135
(31)
(]) (top)
21
9
21
9
21
9
21
9
21
9
58
19
60
12
52
595
58
150
44
10
1
21
9
21
45
ll
49
10
103
22
(b)
83
9
22
8
21
9
22
9 (top)
148
67
13
71
12
71
Total
21
(c)
121
52
12
55
86
30
76
26
8
28
22
9
22
9
22
8
22
9
22
8
21
9
33
64
19
22
5
39
66
26
66
Total
rotals
13
(23)
57
Year 2
6rand
(=2028)
59
9
22
9
22
9
22
9
22
9
22
9 (top)
(d)
87
1295
733
446
531
1 179
1826
(=977)
(=3005)
(80)
(=308S)
Figure 9. Knot Counts on Khipu UR6.
141
LATINAMERICAN ANTIQUITY
142
[Vol. 12, No. 2, 2001
Table 2. A Summaryof CalendricalValues Encoded in KhipuUR6.
Value in
Khipu UR6
3,085
3,059
3,005
2,963
1,826
1,179
977
733
730
531
446
185
179
122
53.5
=
=
=
Calendrical
Correlation
113 L] (-2.3 days)
112L] (-l.ldays)
110 L] (-0.4 day)
=
100 L2 (+9 9 days) =
=
5 S (-0.2 day)
=
40 L2(-2.2 days)
=
33 L2 (+2.5 days)
25 +9L,(+0.6day) =
=
2 S (+2.5 days)
=
2 S (-0.5 day)
=
18 L2(-0.6 day)
1 S + 3 L] (-1.2 days) =
aphelion (-1.5 days) =
perihelion(+0.5 day) =
=
4 L2(+3-9 days)
=
2L(-l.ldays)
Source of Value
in Khipu UR6
total knot count on all pendants
total knot count on all pendantsminus the knot count on the bottom five pendant
groupings(=26)
knot count on all pendants& loop pendantscomposing Yr. 1 & Yr. 2 biennial
calendar
value of all knots tied as Z-knotsa
total knot count on loop pendantsof Yr. 1 & Year2 pairedsets
total knot count on pendantsof Yrs. 1 & 2 pairedsets
total knot count on Yr. 2 pendantsand loop pendants
total knot count on Yr. 1 pendants(of pairedsets)
total # of pendants& loop pendantscomposing biennial calendar
total knot count on Yr. 2 loop pendants
knot count on Yr. 2 pendants
total pendantstrings in Yr. 2 (a)
total pendantstrings in Yr. 1 (a)
value of all knots tied as S-knotsa
average# of loop pendantsin l/2-yr. periods
Key:
S = 365.242 = the numberof days in a solaryear
L] = 27.321 = the numberof days in a sidereallunarmonth(i.e., the monthlycycle of the movementof the moon from a fixed
point in the sky back to that point)
L2= 29.531 = the numberof days in a synodiclunarmonth(i.e., the cycle of the phases of the moon; see Aveni 1980:98-100)
a See note #10.
regionencodedinto khipuUR6 is an accountingof
tribute-payers
thatbelongedto theayllusorpachaqas
in this region.This informationis includedprimarily in the knot values of khipuUR6. That is, as we
see in the knot counts(i.e., the decimalvalues)presentedin Figure9, theknotcountforYearOne totals
2,059 (i.e., 2,028 + 31 = 2,059), while theYearTwo
knot-count totals exactly 1,000 (i.e., 977 + 23 =
1,000).These two valuesgive a total(biennial)knot
count of 3,059. However,if we eliminatethe three
groupsof pendantstringscircledin Figure9 (i.e., 31
+ 23 = 54), which are those stringgroupsnot organized accordingto the pairingof pendantand loop
pendantstringswithinthe two-yearcounts,we end
up with a total,biennialknotcountof 3,005. As we
will see below, this knot count is very close to the
total numberof tribute-payersthatwere countedin
the first census of the population(i.e., the descendantsof themallkisatLagunade los Condores)made
Khipuand DocumentaryAccountsof Tributein this regionin earlycolonial times.
PayersaroundLagunade los Condores
Althoughtherehas not been extensiveethnohisThe othertype of informationthatit appearslikely toricalwork carriedout concerningthe early colothe khipukamayuqsof the southern Chachapoya nial populationin the southernpartof Chachapoya
year count in the knot count on pendantstringsin
YearTwo(= 446; see Table2 for the calendricalcorrelation).
The organizationof knotvaluestied intothe pendantsand loop pendantsof this khipusample provide the information for very complex and
sophisticatedcalendricalreckoningandcorrelations.
The calendricalinterpretationof khipu UR6 presentedhereshouldbe consideredprovisional.As furtherstudiesof additionalkhipusamplesfromLaguna
de los Condoresarecompleted,andas these studies
arebroughtinto relationshipwith studiesof the historicaldocumentsfrom the region, it is hoped that
we will arriveatfullerandmorecontextualizedviews
on how and why certainastronomicalobservations
were made, and calendricalcalculationsand correlations were performed,by the Chachapoya-Inka
khipukamayuqs.
Urton]
PERU
TOMBTEXTFROMNORTHERN
AND DEMOGRAPHIC
ACALENDRICAL
aroundLagunade los Condores,important
territory
colonialcensusdatafromtheregionaregivenin studiesby EspinozaSoriano(1967), Lerche(1995), and
Schjellerup(1997). We know that,duringthe brief
period of Inka domination of the region, the
Chachapoyapopulationwas organizedinto decimal
unitsof tributepayers.Administrativeoversightof
thesouthernChachapoyaregionwas conductedfrom
theInka site of Cochabamba,located to the southwest of Lagunade los Condores(see Figure 1; see
Schjellerup1997:64).
In the Inkadecimaladministrativeorganization,
the principal accounting units among the
Chachapoya(as elsewherethroughoutthe empire;
see Julien1988 andMurra1982) were groupingsof
chunka("10"),pachaqa("100"),waranqa("1000"),
andhunu("10,000")tribute-payers.Subjectsof the
empirewererequiredto paytributewithinthesedecimal units of accounting.As is well-known,in the
Inka empire, the mannerof "payingtribute"was
throughthe performanceof labor service for the
state.This was undertakenin mit'a, "turns"of labor
groupsworkserviceperformedby differenttributary
we learn
Now,
1982).
Murra
(see
ing in succession
thatdur1572,
to
dates
which
document,
from one
polittop
(the
principal
cacique
the
times,
ing Inka
large
the
of
official)
administrative
ical and
of
west
and
south
the
to
just
region
administrative
Guaman.
named
man
a
was
Condores
los
de
Laguna
Guamanis describedin this documentas the "lord"
(senor) of the threewarangas(= 3000 tributepayers) of Cajamarquilla,Condormarca,and Bambamarca(Schjellerup1997:315-316).
Soon afterthe Spanishenteredthe Chachapoya
region, in 1535, Alonso de Alvaradowas awarded
theencomiendaof Cochabamba,Leymebamba,and
Chilchos (Espinoza Soriano 1967:299); this
encomiendagrantincludedthe ayllus of Chilchos
Indianswho were removedto colonial reducciones
("towns")fromthe areaaroundLagunade los Condores.Whatis criticalto note is that,at the time of
theestablishmentof thisencomiendagrant,Alvarado
is saidto havetakencensusinformationfroma local
lordnamedFranciscoPizarroGuaman.As we learn
fromreadingthecolonialdocumentsfromthisregion
carefully,FranciscoPizarroGuamanwas the same
man identifiedearlier (i.e., in the documentfrom
1572; see above) as "Guaman,"the Chachapoyain
Inkacaciqueprincipalof the3,000 tribute-payers
prohave
to
said
is
Guaman
Francisco
region.
this
143
withcensusdatafromkhipuaccounts
videdAlvarado
inhis (Guaman's)possession (BibliotecaNacional
Lima,A585 f93r; published in Espinoza Soriano
1967:299).Inthatcensusaccount,madein 1535,the
totalnumberof tribute-payers,or mit'a laborers,
countedwas given as threewarangas i.e., 3,000
(see Schjellerup1997:40,318).
may have
The number3,000, or threewarangas,
been a rounded-off,or "idealized,"number,as we
often find in colonial documentationpertainingto
censusesandtributerecords(see Remy 1992:72-79;
andUrton 1997). Nonetheless,I find it remarkable
andquite suggestivehow closely the initial census
count of 3,000 mit'a laborers approximates the
numericalvaluesencodedintothebiennialcalendar
countin khipuUR6 from Lagunade los Condores.
To recapitulate,when we subtractthe knot values tied into the circledpendantgroupswithineach
of the two "yearcounts"thatdo not conformto the
calendricalorganizationin khipuUR6, we arriveat
the totalof 3,005 (= 2,028 + 977). I hypothesizethat
this value, and thereforekhipuUR6 itself, referred
in the regionof
to the totalnumberof tribute-payers
Laguna de los Condores, Leymebamba, and
Cochabambain late prehispanic(i.e., ChachapoyaInka)times.
Conclusions and Questions for Future Studies
Theimportantpointto stressfromtheanalysesgiven
aboveis the coincidencebetweenwhatI have interpretedas a) calendricalvalues,andb) censusfigures
(for tribute-payers)on khipuUR6. The crux of my
argumentis that this was, in fact, a coincidenceof
numericalvalue thatis, theywerecomplementary,
WhatI meanby thisis thatthecalnotcontradictory.
endricalorganizationof (FranciscoPizarro)Guaman's khipuwould have provided the temporal
patternfortheorganizationof mit'alaborserviceprovidedto theInkastatein theregionpriorto the Spanish conquest. The knot count pertaining to each
pairedset of pendantandloop pendantstringswould
have indicated the number of tributepayers that
would have been responsiblefor performingstate
laborservicein the regionduringone synodiclunar
monthoverthe two-yearaccountingperiodencoded
in the stringsandknots of khipuUR6.
offered
Althoughit is hopedthattheinterpretation
above in the form of a hypothesishas at least gone
some distancetowardexplaininghow andwhy khipu
UR6 was constructed as it is, it is also clearly
144
LATINAMERICAN ANTIQUITY
recognizedby the authorthatthereare,in fact,many
more new questions raised by this interpretation.
Thesequestionsincludethefollowing:If khipuUR6
is, indeed, a biennial tributaryrecord,then where
does the firstyearbegin?At the top or at the bottom
of the khipu?At whatpointin the annualcycle does
the calendarbegin (e.g., at one or the otherof the
solstices?At one or the other of the equinoxes?)?
Why, if this is a two-yearcalendarof state service
thatwas performedby peoplein thisregion,does the
recordshow that twice as many people workedin
YearOneas inYearTwo?Andfinally,why werethere
such greatdifferencesin the numbersof tributaries
who workedforthe statefromone monthto thenext?
I cannotprovideconvincinganswersto any of these
questionsatthepresenttime.However,we areatleast
now asking questions of khipu records that have
neverbeenaskedbefore,andhopefullysomeof these
questionscan helpguideourfutureinvestigationsof
the knotted-stringrecordsin productivedirections
and1ncreat1veways.
Finally,andas a corollaryto the hypothesisarticulatedabove with regardto the integratednatureof
the calendrical and demographic information
encoded into khipuUR6, I would furtherhypothesize thatthiskhipumayhavebeentheactualaccounting khipu from which Lord (Francisco Pizarro*)
Guaman supplied census figures to Alonso de
Alvarado,in 1535.Thislatterhypothesisimpliesthat
the mummifiedremainsof FranciscoPizarroGuaman may be amongthe 220 or so mummybundles
recoveredfromLagunade los Condores.1l
When descendantsof the mallki(s)at Lagunade
los Condoresvisitedtheancestor-custodian
of khipu
UR6, they could havetakenup the khipuin orderto
remindthemselvesof theproper,or "standard,"
organization of time and the calendar,as well as the
"appropriate,"
traditionaldivision and organization
of laborserviceto the stateperformedin the pastby
the populace in the region. During precolumbian
times,these"messagesfromthemallkis"wouldhave
been of contemporaiyrelevance,as a recordof their
standinglabor service obligationto the Inka state.
Afterthe Spanishconquest,the accountingof time
and sociopoliticalorganizationcontainedin khipu
UR6 would have servedthe people of the regionas
a historicaldocumentagainstwhich to measureand
evaluatecertainchanges that had occurredin their
worldsince the beginningof Spanishdominationin
the region.As in the readingof all texts, the reading
.
.
[Vol. 12, No. 2, 2001
of the informationencoded into khipuUR6 would
have been subjectto the (re-)interpretations
of each
successivereader,as well as eachgenerationof readers. Each new readingof the tomb text, whetherits
substancewas the same as or differentfromthe last
reading,wouldhavebeensanctionedby thepresence
of the mallki.
Acknowledgments.I would like to thankthe following people
for commentson earlierversionsof this paper:AnthonyAveni,
Sonia Guillen,DarrellGundrum,PeterLerche,JuliaMeyerson,
Keith Muscutt,FrankSalomon, Inge Schjellerup,Adrianavon
Hagen, and Tom Zuidema.I am especially gratefulto Anthony
Aveni for the time he spent talkingto me aboutpossible calendrical correlationsin the string and knot values on the khipu
sample discussed herein. I also benefitted from helpful commentaries and critiques provided by five readers for Latin
AmericanAntiquity.I alone am responsiblefor any errorsthat
remain in the article. I gratefully acknowledge the supportof
the following institutionsor organizationsfor supportof my
researchon the various topics touched on in this article. For
support to carry out research at the Centro Mallqui, in
Leymebamba,Peru, I thank the ResearchCouncil of Colgate
University (summer, 1998), and the Wenner-GrenFoundation
for AnthropologicalResearch (summer, 1999). In particular,I
thankSonia Guillen andAdrianavon Hagenfor theirsupportof
my researchon the khipushoused in the CentroMallqui. For
supportof ethnohistoricalresearchin Seville, Spain, I thankthe
AmericanPhilosophicalSociety (summer,2000). For support
to analyze and write up the resultsof my research,I gratefully
acknowledgethe NationalEndowmentfor the Humanities,for
a post-doctoralfellowship (2000), andI gratefullyacknowledge
the JohnD. andCatherineT. MacArthurFoundationfor its support of my researchover the period 2001-2005.
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Notes
1. Following Lerche (1995), I will observe the following
orthographicconventionsregardingthe spelling of the name of
thecultureandgeographicalregionunderdiscussionin this article. Chachapoyawill be used to referto the people, or the ethnic group,as well as the prehispanicpoliticalunity (probablya
chiefdom),and the cultureunderreview here; Chachapoyas,as
thename is spelled on most contemporarymaps of the region,
will be used for the name of the geographicalregion within
which the prehispanicand early colonial Chachapoyaethnic
groupand culturewere centered.
2. For archaeological studies of Chachapoya and
Chachapoya-Inkasites in the region of Leymebamba and
Lagunade los C6ndores, see Horkheimer 1958; Langlois
193940; Reichlenand Reichlen 1950; Ruiz Estrada1970; and
Schjellerup1997.
3. For general studies of the khipus, see Arellano 1999;
Ascherand Ascher 1997; Brokaw 1999; Conklin 1982; Locke
1923;Loza 1998; Mackey 1970; Mackey et al. 1990; Murra
1975,1982;Parssinen1992;Quilterand Urton2001; and Urton
1994,1998.
4. Concerningthe conditionof the khipusupontheirdiscovery,accordingto Adrianavon Hagen (personalcommunication,
1999),the khipus were found scatteredamong the debris left
behindafter the site was disturbedand looted. Several khipus
thatare now storedas individualsampleswere originallyfound
tiedtogether into linked bundles of khipus. These groupings
wereuntiedby CentroMallquistaffas an essentialstep in cleaningand conservingthe khipus.In addition,one khipu a (once)
magnificient
sample composed of some 266 dyed cotton pendantstringsaffixed to a carved wooden stick was washed in
detergent
by the wife of the hacendado whose workmen discovered(and plundered) the burial site at Laguna de los
Urton]
A CALENDRICAL
AND DEMOGRAPHIC
TOMBTEXTFROMNORTHERN
PERU
C6ndores.This latterkhipuis now virtuallycompletelywhite! I
am currentlyworkingto constructan overviewof the historyof
the khipusfollowing their recovery.This account will be published in my complete study of the khipusfrom Lagunade los
C6ndores(in preparation).
5. Anotherarchaeologicalcollection of khipusfor which we
have good proveniencedata and archaeologicalcontext is from
the central coastal Peruvian site of Puruchuco(see Mackey
1990). Anothercollection of khipusof exceptionalimportance
for theirhistoricalandethnographiccontexts,which is currently
the object of intense and importantinvestigationsby Frank
Salomon, is that which is currentlyin use in the village of
Tupicocha, in the central Peruvian highlands. The khipusin
Tupicochaare broughtout for ritualdisplay on the occasion of
public ceremoniesconductedby the headmenof the ayllus.As
to their date of manufacture,four samples taken by Salomon
from the Tupicochankhipusyielded acceleratordates ranging
between 1650 and 1950 (Salomon2001).
6. While this article was in press, the authorreceived the
results of the radiocarbondating of samples from three of the
khipusfromLagunade los C6ndoresandfroma textilefragment
foundassociatedwith one additionalkhipu(table3). These data,
providedby the NSF ArizonaAMS Facilityat the Universityof
Arizona,are presentedhere for the firsttime.
From the this data, we see that the mean age (= 399 + 35
years B.P) of three of the samples (T12818A, T128819A, and
T128822A) falls within the calibrated (2<s) date range:
1426-1630. This dating is consistentwith the interpretationof
the khipusgiven in this article,in which theiruse is seen as covering the period from late pre-Hispanicthroughearly colonial
times. The fourthdate shown above (T12821A) is a bit of an
outlierdate in this group of samples and will be consideredin
future publications along with additionalradiocarbonassays
thatare still in process at this writing.
7. The current museum accession number at the Centro
Mallqui,in Leymebamba,Peru,of the khipuwhich I have designatedherein as khipuUR6 is: CMA 625/LC1-254. However,
I would note that in the summerof 1999, this same khipuwas
designated as CMA 1889/LC1.052 (see Figure 4) in the
museum inventory.In designatingthe khipusin this collection
with labels beginningUR (=Urton),I am following the convention establishedby the pioneers of khipudocumentarystudies,
Marcia and RobertAscher (see especially Ascher and Ascher
147
1978). Each khipustudiedby the Aschers is designatedin their
reportby an AS (=Ascher) number,therebyindicatingto later
researchersthe source(s) of measurementsand observations
made on the khipusamplesin question.
8. For previous studies of possible calendrical values
encodedinto khipus,see Nordenskiold1925 andZuidema1989.
9. From my close studies of about 375 khipu samples in
museumcollections in Peru,Europe(Germany),and the U.S., I
havefoundthatapproximatelytwo-thirdsof the samplesin most
collections have their knots tied in the decimal place notation
system, thus stronglysuggestingthatthe dataon these samples
were of a numerical-statistical
nature.However,aboutone-third
of the samplesstudieddo not exhibitknotstied in a hierarchical,
decimal-place notation manner; that is, these samples have
"units"knots (i.e., figure-eightand long knots)tied above single
knots,the latterof which, dependingon theirplacement,usually
designate increasinglyhigher powers of 10. In addition,there
are examples of the so-called long-knots,which normallyhave
a maximumof nine turnsto the string(any greatervaluebeyond
which the long-knotshouldbe replacedby a single knot, in the
lOs position)thathave up to 16 turns.Khipusof this lattertype,
which I have referredto as "anomalous"and"narrative-accounting" khipus,are describedand analyzedin Urton2001.
10. As I have reportedin a studyof the constructionfeatures
of khipus in the American Archaeology collections of the
Museum fur Volkerkunde,in Berlin (Urton 1994), khipuknots
aretied in two differentways to produceeitherS-knots(in which
the dominantaxis of the knotrunsfromupper-leftto lower-right
(= \) or Z-knots(in which the dominantaxis runs from upperrightto lower-left(= /).
11. While admittingthat it is possible, my colleague Keith
Muscutt, who has spent many years exploring in the
Chachapoyasregion (see Muscutt 1998), doubts that Guaman
wouldhavebeen buriedin the tombsat Lagunade los C6ndores.
Instead,he favorsas a final restingplace for Guamaneitherthe
cliff-tomb burial site of La Petaca (which is nearer to
Cochabamba)or othercliff tombslocatedaroundthe lakes of La
Sierpeand Mishacocha,at Atuen (Muscutt,personalcommunication, 2001).
ReceivedNovember3, 2000; acceptedJanuary13, 2001;
revisedFebruary14, 2001.
Table 3. Radiocarbondating of samples from three of the khipus from Lagunade los C6ndoresand from a textile fragment
found associated with one additionalkhipu.
Lab ID
T12818A
T12819A
T12821A
T12822A
Date B.P.
414 + 35
403 + 35
.834 + 35
379 + 34
Date cal. A.D. 2<s 613C
1426-1624
-26
1433-1626
-21.9
1068-1278
-24.5
1443-1630
-22.5
Material
cotton
cotton
cotton
cotton
Context
khipufrom siteLC2
khipufrom siteLC1
khipufrom siteLCl
textile from site LC1 (assocd. w/ khipu CMA480)