Matern Child Health J (2006) 10:S149–S151
DOI 10.1007/s10995-006-0116-9
ORIGINAL PAPER
Strategies to Reduce Alcohol-Exposed Pregnancies
R. Louise Floyd · Shahul Ebrahim · James Tsai ·
Mary O’Connor · Robert Sokol
Published online: 22 July 2006
C Springer Science+Business Media, Inc. 2006
Keywords Alcohol . Pregnancy . Preconception care
nostic criteria for fetal alcohol syndrome (FAS), and recommendations for screening, assessment and interventions to
reduce alcohol exposed pregnancies.
Introduction
Prenatal alcohol exposure remains a leading preventable
cause of birth defects and developmental disabilities in the
United States, with the prevalence of alcohol consumption by
women in childbearing age remaining high and unchanged
over time (Fig. 1). This paper provides a summary of current
knowledge and information on recognition and prevention
of an alcohol-exposed pregnancy, including overall alcohol
exposure burden among women of child-bearing age, diagContributions: RLF conceived the idea, RLF and SE developed the
framework for the paper, and JT conducted the statistical analyses
and developed the figure. RLF, SE, MO and RS contributed to the
writing and reviewed the content. All authors reviewed, commented,
and contributed to the final version of the manuscript.
Conflicts of interest: None declared.
R. L. Floyd · S. Ebrahim · J. Tsai
Centers for Disease Control & Prevention,
Atlanta, Georgia
M. O’Connor
Department of Psychiatry and Biobehavioral Sciences, University
of California at Los Angeles, David Geffen School of Medicine,
Los Angeles, California
R. Sokol
Department of Obstetrics and Gynecology, Wayne State
University, School of Medicine,
Detroit, Michigan
S. Ebrahim ()
Centers for Disease Control & Prevention (E86),
Atlanta, Georgia, 30333
e-mail: sebrahim@cdc.gov
Burden of alcohol exposure in pregnancy
Most women reduce their alcohol use substantially when they
realize they are pregnant, but significant numbers continue
to drink at levels that can be hazardous to the fetus [1, 2]. Of
particular concern are the group of sexually active women
who are not planning to become pregnant (about half of all
pregnancies in the US), but do so and continue alcohol use
during the early stages of embryonic and fetal development
[1]. For many women, pregnancy recognition does not occur
until the 6th week of gestation [3]. According to national
survey data, in 2002 about 8% of women aged 18 to 44 years
were sexually active, fertile, not using any form of birth
control, and at risk of becoming pregnant [1]. This group of
women also report high rates of binge drinking, with 1 in
5 in the age category of 18 to 24 years reporting multiple
episodes of binge drinking, and are therefore at risk for an
alcohol-exposed pregnancy.
Adverse fetal outcomes
Prenatal alcohol exposure can result in a wide range of adverse outcomes including fetal alcohol syndrome (FAS), although not all infants exposed to alcohol in utero develop the
same severity of effects as do others. The term fetal alcohol
spectrum disorder (FASD) has been introduced to describe
the range of physical, mental and behavioral effects that can
occur in an individual exposed to alcohol in utero. Because
diagnostic criteria are not available for all conditions along
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Matern Child Health J (2006) 10:S149–S151
60
any drinking
percentage
50
40
30
20
frequent drinking
10
binge drinking'
0
1991 1992 1993 1995 1997 1999 2001 2002 2003
year
Fig. 1 Weighted percentage of alcohol consumption for non-pregnant
women aged 18 to 44 years during the previous 30 days, BRFSS, United
States. Data were not collected in 1994, 1996, 1998, and 2000. Frequent
refers to = 7 drinks/week or binge. Binge drinking refers to = 5 drinks
on one occasion
the spectrum, there are no prevalence rates available for the
full spectrum. Prevalence rates of FAS range from 0.3 to 2.0
cases per 1,000 live births [4] depending on the methodology used, and the sub-populations assessed. Reported rates
are higher among infants born to women who are American Indian/Alaska Native or African American, unmarried,
smokers, have low incomes, and have a history of previous
drug use or mental health conditions [5, 6]. In an effort to promote the more complete recognition of FAS, guidelines for
identifying and referring persons with FAS have been collaboratively developed and disseminated recently [4] (www.cdc.
gov/ncbddd/fas/documents/fas guidelines accessible.pdf).
Approaches to reducing alcohol-exposed pregnancies
A 1996 report from the Institute of Medicine addressing
prevention of FAS recommended implementation of preventative actions at multiple levels including individual, group,
and universal levels [7]. To date, most of the effective prevention strategies identified have focused on the individual level.
In 2004 the U.S. Preventive Services Task Force (USPSTF)
released a report recommending screening and behavioral
interventions to reduce alcohol misuse in adults in primary
care settings [8], www.preventiveservices.ahrq.gov.
The report concluded that effective interventions include
brief counseling comprised of feedback regarding screening and assessment information, advice, goal-settings and
follow-up assistance. The report further cited complementary practices of motivational interviewing, assessing readiness to change, and use of the 5 A’s behavioral counseling
framework of assess, advice, agree, assist and arrange. Validated screening instruments are available for screening pregnant and non-pregnant women of reproductive age including
the T-ACE, TWEAK, and AUDIT [9]. More information
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on these instruments is available at the following website:
www.nih.gov/publications/Assessing/Alcohol/Index.htm.
Primary healthcare providers can play a pivotal role in
identifying women of reproductive age (during pregnancy
and before pregnancy occurs) who are at high risk for an
alcohol-exposed pregnancy and providing them with advice, counseling, and referral as appropriate. This strategy
has widespread support among professional organizations
including the American College of Obstetricians and Gynecologist (ACOG), and the American Academy of Pediatrics (AAP), as well the U.S. Office of the Surgeon
General, and the U.S. Department of Health and Human
Services.
A useful example of an intervention targeting groups
of women using many of the components described in the
recommendation of the USPSTF is found in a CDC sponsored study, Project CHOICES, a feasibility pilot study that
targeted non-pregnant women at high risk for an alcoholexposed pregnancy [10]. Project CHOICES was conducted
in diverse sub-populations of women determined to have
higher proportions of individuals at risk for an alcoholexposed pregnancy. Compared to the overall estimated 2%
of childbearing women at risk for an alcohol-exposed pregnancy, the Project CHOICES intervention settings (e.g.
a jail, alcohol and drug treatment facilities, and primary
care clinics) had an overall rate of 12.5% of women at
risk for an alcohol-exposed pregnancy. A unique aspect
of the intervention is that it focused not only on reducing risk drinking, but also addressed pregnancy postponement as a route for avoiding an alcohol-exposed pregnancy.
The intervention consisted of 4 brief motivational interventions sessions and 1 consultation visit to a family planning
provider. All participants were at risk for an alcohol-exposed
pregnancy in that they were sexually active, fertile, risky
drinkers and not taking effective measures to avoid pregnancy. At the 6 month follow-up assessment, 68.5% were
at reduced risk because they had either changed their risk
drinking, instituted effective contraception, or both. Subsequently, the Project CHOICES Research Group completed
a randomized controlled trail to test the efficacy of the
intervention with a report of the study findings currently
underway.
Universal level interventions have not received recent
attention with the exceptions of the 2005 release of U.S.
Surgeon General’s Advisory on Alcohol Use and Pregnancy,
http://www.hhs.gov/surgeongeneral/pressrelease/sg0222205.
html. This advisory drew attention to the continuing problem
of FASD and the continuing high rates of alcohol use,
including binge drinking, among childbearing aged women
in the U. S. The impact of the advisory has provided
support for those seeking to inform and educate the public
healthcare system overall to this important public health
concern.
Matern Child Health J (2006) 10:S149–S151
Summary
In addition to the adverse effects of alcohol on the fetus,
alcohol leads also to many other adverse effects on the
health of women including reproductive health conditions
that are not addressed in this brief. Though the approaches
mentioned here are primarily aimed at reduction of prenatal alcohol-related pregnancies, any reduction in hazardous
alcohol consumption among women will add to improvements in the general health of women. Multiple federal
and non-fedral health agencies and organizations have recommended that pregnant women and those planning a pregnancy abstain from alcohol use. Although assessment and
interventions are valuable tools to recognize and address
alcohol use and secondary pregnancy outcomes, they are underutilized in primary care settings. To reduce the burden
of alcohol exposed pregnancies and alcohol’s impact on the
health of families, it is critical for physicians and health care
providers to consistently screen childbearing-aged women
for alcohol use with validated screening tools which can be
embedded in the patient screening protocol. Tools are now
available for pediatricians and child health care providers to
enhance early recognition of FASD and reduce secondary
conditions that often accompany physical maturation [4].
Brief clinician-delivered behavioral interventions to women
and their partners, counseling regarding effective contraceptive options when not planning a pregnancy, and improving
access to such services for those who are unable reduce their
alcohol intake can help more women reduce their risk for
an alcohol exposed pregnancy [11]. Referral to needed social services should complement health services in order to
achieve maximum benefits of primary care-based attempts
to reduce alcohol-exposed pregnancies. Given the levels of
alcohol use among childbearing aged women, primary care-
S151
based individual level assessment and intervention continues
to remain a critical prevention strategy for reducing alcoholexposed pregnancies.
Acknowledgement
comments.
We thank the anonymous reviewers for their
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