Rev Iberoam Micol. 2014;31(1):22–29
Revista Iberoamericana
de Micología
www.elsevier.es/reviberoammicol
Mycologic Forum
Highlights in pathogenic fungal biofilms
Janaina De Cássia Orlandi Sardi a,c , Nayla De Souza Pitangui a,c , Gabriela Rodríguez-Arellanes b ,
Maria Lucia Taylor b , Ana Maria Fusco-Almeida a,d , Maria José Soares Mendes-Giannini a,∗,d
a
b
Department of Clinical Analysis, Laboratory of Clinical Mycology, Faculty of Pharmaceutical Sciences, Universidade Estadual Paulista (UNESP), Araraquara, São Paulo, Brazil
Fungal Immunology Laboratory, Department of Microbiology and Parasitology, School of Medicine, National Autonomous University of Mexico (UNAM), Mexico City, Mexico
a r t i c l e
i n f o
Article history:
Received 19 August 2013
Accepted 27 September 2013
Available online 16 November 2013
Keywords:
Biofilm
Quorum sensing
Pathogenic fungi
Adhesins
Anti-biofilm therapy
a b s t r a c t
A wide variety of fungi have demonstrated the ability to colonize surfaces and form biofilms. Most studies
on fungal biofilms have focused on Candida albicans and more recently, several authors have reported the
involvement of other genera of yeasts and Candida species, as well as of filamentous fungi in the formation of biofilms, including: Cryptococcus neoformans, Cryptococcus gattii, Rhodotorula species, Aspergillus
fumigatus, Malassezia pachydermatis, Histoplasma capsulatum, Paracoccidioides brasiliensis, Pneumocystis
species, Coccidioides immitis, Fusarium species, Saccharomyces cerevisiae, Trichosporon asahii, Mucorales
and Blastoschizomyces. There is a current interest in describing the particular characteristics of the biofilm
formation by of these fungi. A major concern is the control of biofilms, requiring knowledge of the
biofilm mechanisms. However, our knowledge of these microbial communities is limited, due to the complexity of these systems and metabolic interactions that remain unknown. This mini-review aims to highlight recently discovered fungal biofilms and to compare them with the current knowledge on biofilms.
This manuscript is part of the series of works presented at the “V International Workshop: Molecular
genetic approaches to the study of human pathogenic fungi” (Oaxaca, Mexico, 2012).
© 2013 Revista Iberoamericana de Micología. Published by Elsevier España, S.L. All rights reserved.
Aspectos sobresalientes en la formación de biopelículas por hongos patógenos
r e s u m e n
Palabras clave:
Biopelículas
Quorum sensing
Patógenos fúngicos
Adhesinas
Tratamiento anti-biopelículas
Una amplia variedad de hongos poseen la capacidad para colonizar superficies y formar biopelículas
(biofilms). La mayoría de los estudios efectuados sobre biopelículas de hongos han prestado atención
a Candida albicans y, más recientemente, varios autores han descrito la implicación de otros géneros
de levaduras y especies de Candida, al igual que de hongos filamentosos, en la formación de biopelículas, incluidos Cryptococcus neoformans, Cryptococcus gattii, especies de Rhodotorula, Aspergillus fumigatus,
Malassezia pachydermatis, Histoplasma capsulatum, Paracoccidioides brasiliensis, especies de Pneumocystis, Coccidioides immitis, especies de Fusarium, Saccharomyces cerevisiae, Trichosporon asahii, mucorales
y Blastoschizomyces. En la actualidad suscita interés la descripción de las características particulares
de la formación de biopelículas de estos hongos. Una preocupación importante es el control de las
biopelículas, que requiere una comprensión de los mecanismos de su formación. Sin embargo, nuestros
conocimientos sobre estas comunidades microbianas son limitados debido a la complejidad de estos sistemas y a las interacciones metabólicas que aún no conocemos. Esta revisión tiene como objetivo poner
de relieve las biopelículas fúngicas descubiertas recientemente y compararlas con los conocimientos
actuales disponibles sobre ellas.
Este artículo forma parte de una serie de estudios presentados en el «V International Workshop:
Molecular genetic approaches to the study of human pathogenic fungi» (Oaxaca, México, 2012).
© 2013 Revista Iberoamericana de Micología. Publicado por Elsevier España, S.L. Todos los derechos
reservados.
∗ Corresponding author.
E-mail address: gianninimj@gmail.com (M.J.S. Mendes-Giannini).
c
Equal contribution to the development of the review.
d
Supervisors.
1130-1406/$ – see front matter © 2013 Revista Iberoamericana de Micología. Published by Elsevier España, S.L. All rights reserved.
http://dx.doi.org/10.1016/j.riam.2013.09.014
J.C.O. Sardi et al. / Rev Iberoam Micol. 2014;31(1):22–29
It is estimated that 95% of the microorganisms found in nature
are attached in biofilms. According to Costerton et al.,21 a biofilm
can be defined as a complex structured community of microorganisms, surrounded by an extracellular matrix of polysaccharides,
adhered to each other at a surface or interface. This threedimensional structure may become integrated naturally into any
solid surface in contact with non-sterile water.139 Hence, these
structures started to have great importance in diverse human
activities. McCoy et al.80 were the first to describe the formation of biofilms in pipes. From this study, greater attention was
given by researchers to this topic, after all the negative aspects
of biofilm formation, and led the scientific community to seek
alternatives to eliminate harmful biofilms that would cause damage
to equipments through biocorrosion, product contamination,59 and
represent significant losses to industries globally. If on one hand the
biofilms can cause serious damage, on the other side they can be
used in numerous bioprocesses. Examples include production of
vinegar,10 citric acid,114 pharmaceutical applications through the
production of secondary metabolites,96 and biological processes for
extracting metals from ores.109 Recognition of biofilms, from the
1980s on, contributed to recognize numerous persistent infectious
diseases persistent as being caused by biofilms.22 Some infections
caused by the use of medical devices in hospital environments
such as catheters, are also related to biofilms.32 The extracellular polymers (EPS) matrix, which holds the biofilm cohesive, is
also responsible for the persistence of biofilm-related infections,20
and protects microorganisms from disinfectants. Besides, resistance to UV radiation and dehydration (EPS matrix hydrated) has
been demonstrated.14,139 This report aims to review the advances
in fungal biofilms and in adhesins genes involved in biofilm formation, quorum sensing (QS), as well as to cover some new therapeutic
strategies against fungal biofilms.
Fungal biofilms
Infections associated with the formation of biofilms are recognized as a significant and growing clinical problem; therefore,
research in mycology has been increasingly focused on in biofilm
phenotyping.57 Recent advances in molecular techniques and confocal microscopy have shown that the formation of biofilms is the
natural and preferred form of fungal growth and a major cause
of persistent human infections. Microorganisms in biofilms grow
in multicellular communities and produce an extracellular matrix
that provides protection against from host defense mechanisms
and antifungal drugs.22
A wide variety of fungi have demonstrated the ability to
colonize surfaces and form biofilms. Most studies on fungal
biofilms have focused on Candida albicans and more recently, several authors have reported the involvement of other genera of
yeasts and Candida species as well as of filamentous fungi in the
formation of biofilms, including: Cryptococcus neoformans, Cryptococcus gattii, Rhodotorula species, Aspergillus fumigatus, Malassezia
pachydermatis, Histoplasma capsulatum, Paracoccidioides brasiliensis (unpublished data), Pneumocystis species, Coccidioides immitis,
Fusarium species, Saccharomyces cerevisiae, Trichosporon asahii,
Mucorales, and Blastoschizomyces.13,25,26,28,31,75,88,99,104,110,122,137
There is growing interest in uncovering the true participation of
fungal biofilms in human disease. These formations play an important role in the development of infections, since microorganisms
that grow in biofilms exhibit unique phenotypic characteristics
when compared to their planktonic counterparts.104 These characteristics include increased resistance to host defense mechanisms
and antibiotic therapy.78
The adherence of a biofilm to the host may trigger an acute
fungemia and/or disseminated infection. This occurs when cell
23
clusters are dispersed from the initial biofilm and occupy a niche
not previously colonized.106 A recent study developed by Uppuluri et al.133 demonstrated that cells that detach from a biofilm
have a greater association with mortality as compared to planktonic microorganisms. In fact, over 65% of human infections
involve the formation of biofilms, which is related to the increasing use of biomaterials in medical practice and the increasing
number of immunocompromised patients.19,107 In addition, more
than 500,000 deaths per year are caused by biofilm-associated
infections.89
As a result, biofilms have important and, often, deleterious
effects on human health. Fungal biofilm formation on catheters
and prostheses contributes to the development of nosocomial
infections.135 According to Kojic et al.,63 the persistence of
fungal infections occurs due to the ability of a fungus to form
biofilms on a wide variety of medical devices and because of persisting cells representing an important mechanism of resistance.115
Once infected, the in vivo eradication of a biofilm usually requires
the administration of toxic concentrations of antimicrobials, and
the recommended treatment includes removal of the contaminated device; however, this is a difficult and costly procedure that
can result in medical complications.43 Therefore, fungal biofilms
have become a major clinical and economic problem.
Multidrug tolerance is caused by a small subpopulation of
microbial cells termed persisters that become a reservoir from
which recurrence of infection may be developed. These cells
are responsible for an important mechanism of resistance in
chronic infections extensively studied in bacteria,7,106,115 which
have attracted some attention recently in the context of fungal
biofilms.9 In C. albicans biofilms, a small subset of yeast cells have
been described that is highly resistant to amphotericin B, following adhesion, and this is independent of the upregulation of
efflux pumps and cell membrane composition. C. albicans persisters were detected only in biofilms and not in diverse planktonic
populations.65 When a biofilm was killed with amphotericin B and
reinoculated with cells that survived, a new biofilm was produced
with a new subpopulation of persisters; this suggests that these
cells were not mutants but phenotypic variants of the wild type.
The basis of this drug resistance is not clear and involves different
mechanisms, including the presence of a small number of persisters, which are cells that survive high doses of an antimicrobial
agent. Unlike bacterial persisters, C. albicans persisters have so far
been observed only in biofilms and not in planktonic populations.
Identification of important cellular components that are responsible for the occurrence of persisters in fungal biofilms could open
the way to the rational design of antibiofilm agents.68,115
Recent findings have reported the involvement of new
fungal genera and species in the formation of pathogenic biofilms
and it is important to look for the role they can play in infections.
There is a current interest in describing the particular characteristics of biofilm formation of the species Rhodotorula, A. fumigatus, M.
pachydermatis and the dimorphic fungi H. capsulatum, Coccidioides
spp., and Paracoccidioides spp.37,89,99,105,106
It was also recently demonstrated that Rhodotorula species are
able to form biofilms. The increase in invasive infections caused
by emerging pathogens such as Rhodotorula is related to the
increased occurrence of degenerative and malignant diseases in different populations, the growing number of patients who undergo
organ transplantation therapies that include immunosuppression,
broad-spectrum antibiotics and invasive medical procedures131 ;
and the use of implantable medical devices, such as central venous
catheters, which facilitate the formation of biofilms by these
pathogens, causing fungemia followed by eye infections, peritonitis, and meningitis.29,116,131,132 Nunes et al.94 studied various
isolates of Rhodotorula species and noted that this genus is able
to form biofilms, which could play a role in the pathogenesis
24
J.C.O. Sardi et al. / Rev Iberoam Micol. 2014;31(1):22–29
of infections caused by these species. Canabarro et al.12 isolated
Rhodotorula sp. in association with C. albicans subgingival biofilms
from patients with severe chronic periodontitis.
Recent reports describe the growth of biofilm structures for the
filamentous fungus A. fumigatus.60,106 This species is responsible for
approximately 90% of cases of invasive aspergillosis, a severe infectious disease characterized by high mortality rates.51,105 Aspergillus
colonization and biofilm formation predominantly occurs in
patients with genetic functional lung abnormalities, such as cystic
fibrosis or chronic obstructive pulmonary disease.52,86 Biofilms of
Aspergillus can affect diverse biomaterials, such as catheters, prostheses, cardiac pacemakers, heart valves and breast implants.35,61
In addition, a spherical mass of hyphae, called aspergilloma, can
form in the respiratory tract106 or the urinary tract.67,79 All clinical
antifungal drugs are significantly less effective under the biofilm or
spherical hyphae conditions, suggesting that there is need for high
dosages or antifungal combination therapy for better penetration
of drugs in biofilms.87
Another pathogen that has received growing attention is the
fungus M. pachydermatis, capable of forming in vitro biofilms
on devices commonly used in the medical practice, including
polystyrene microplates and polyurethane catheters.13 M. pachydermatis is a commensal yeast found on the skin and mucosa of
healthy dogs and cats,11 but has become an important pathogen
of human fungemia in intensive care units5 and has been isolated
from preterm neonates, children and adults. These infections are
directly associated with the formation of biofilms on catheters in
patients receiving parenteral nutrition with lipid formulations.18,24
Recently, an in vitro study demonstrated the efficiency of H.
capsulatum to form biofilms on abiotic surfaces.99 H. capsulatum
is the causative agent of histoplasmosis, a systemic fungal disease that has become a major health problem in Latin America
and worldwide.93 High concentrations of this fungus are found in
areas with bird and bat droppings, such as caves, chicken coops,
or even urban buildings.1,56,123 A study by Pitangui et al.99 determined the pattern of infection of H. capsulatum in epithelial cells,
characterized as a compact mass of yeast cells, which possibly leads
to the formation of a complex three-dimensional architecture of
biofilms and promotes the internalization of yeast into host cells.
A previous study by Suarez-Alvarez et al.124 described the profile of H. capsulatum yeast adhesion on different bat organs. That
study also noted that the yeasts are found in clusters in the lung
parenchyma, spleen, liver, and intestine. Recent advances in highthroughput methods for the investigation of biofilms opened the
possibility of starting an “omics” approach to study these complex structures in the next decade. Additionally, in vivo studies are
needed to define the true role and growth regulation of H. capsulatum biofilms.
Paracoccidioidomycosis is a systemic mycosis of great relevance
in Latin America, especially in Brazil, which has the highest concentration of endemic areas, as more than 80% of the reported
cases occurred in this country. The causative agents are the dimorphic fungi P. brasiliensis and P. lutzii.4,72 These fungi have several
virulence factors that can cause harm to the host. The adhesion,
colonization and characteristics of these fungi enable them to withstand the hostile environments of the host and are correlated
with the development of disease.39,84 Adhesion is a widely distributed phenomenon that is shared by many microorganisms,
enabling them to colonize in their habitats. Many fungi, especially
pathogenic fungi, are able to adhere to host tissues, which is the
first step in the process of biofilm formation. The present authors
were able to demonstrate biofilm formation by P. brasiliensis. Those
experiments were performed in vitro, with the fungus forming
biofilms at low oxygen tensions (unpublished data).
Davis et al.28 described recurrent coccidioidal meningitis and
C. immitis biofilm was found on the tip of the ventricle-peritoneal
shunt tubing despite the patient’s taking an adequate dosage of
fluconazole.
Quorum sensing in fungal biofilms
The regulation of the expression of virulence genes is a crucial step in pathogenesis and in microorganism adaptation to
host tissues.2 QS is a mechanism of microbial communication
dependent on cell density that can regulate several behaviors in
bacteria such as secretion of virulence factors, biofilm formation,
competence and bioluminescence.2 It is a major mechanism of
microbial communication and QS occurs by the continuous release
and monitoring of hormone-like molecules called auto-inducers or
QS molecules.138 QS has been observed in many bacterial species
regulating the most diverse processes, including secretion of virulence factors, biofilm formation, and antibiotic production; now,
it is believed that the same occurs in fungi.2,46,85 In pathogenic
microbes, the coordinated expression of virulence factors during infection of a host probably constitutes a significant survival
advantage by enhancing the chances of establishing infection
and escaping the immune response.138 Several molecules have
been described as belonging to QS. Lipids, such as sphingolipids,
farnesol and oxylipins are signaling molecules in pathogenic
fungi.121 Recently, aromatic alcohols phenylethanol and tryptophol
molecules were identified as quorum-sensing in S. cerevisiae. These
compounds, which are also produced by C. albicans, showed growth
on S. cerevisiae pseudohyphae at relatively low concentrations.16
Farnesol and tyrosol are QS molecules in C. albicans. The primary
mechanism of regulation of QS is the production of auto-inducers
that are released into the external environment, where they
accumulate and concomitant measurement of their concentration
is achieved through its interaction with its receptor, which may be
as much as being in intracellular cell surface.48 In bacteria, these
inducers have been widely studied and they are related to various
cellular processes, such as antibiotic production, sporulation ability, and expression of virulence genes, DNA transfer and formation
of biofilms.50 Shirtliff et al.120 have shown that 40 mM or 100 mM
farnesol concentrations are able to induce high regulation of C.
albicans protein involved in protection against oxidative stress.
Sharma et al.119 demonstrated that farnesol can modulate the
action of drugs on planktonic cells of C. albicans. Ramage et al.108
evaluated the effects of farnesol on biofilm development and
observed that farnesol inhibits the formation of hyphae when
added in the initial phase of biofilm formation and, hence, can
compromise the structure. Other studies have shown detrimental
effects of farnesol on many microorganisms, including fungi and
bacteria, such as Staphylococcus aureus, S. cerevisiae, Aspergillus
species, P. brasiliensis and Mycobacterium smegmatis.58,117 The
high density of microorganisms in biofilms led to speculate that
detection of QS plays a specific and important role in the physiology of biofilms. In other bacteria, QS detection can function in
the dispersion of individual organisms from biofilm.98,103 It seems,
therefore, that the morphogenesis in C. albicans is under control
of antagonistic tyrosol and farnesol.17 Both farnesol and tyrosol in
biofilms have been studied to emphasize the morphological aspect.
The same can happen with other fungi, potentially increasing the
efficacy of drugs, leading to new strategies for the treatment of
fungal infections.30
Genes involved in the formation of fungal biofilms
It is clear that the current knowledge on fungal biofilms
has increased significantly and much of that knowledge has
been gained through in vitro and in vivo studies of Candida biofilms.66 Through research focused on the biofilm of C.
J.C.O. Sardi et al. / Rev Iberoam Micol. 2014;31(1):22–29
albicans, the molecular characteristics of fungal biofilm development were elucidated.40,107 The increased amount of studies on
Candida biofilms is partly because this pathogen is associated with
infections of several medical devices, leading to high mortality
(approaching 40%).41 Recently, the transcriptional network that
governs the development of biofilms for C. albicans was identified. This network consists of six master transcription regulators
(EFG1, TEC1, BCR1, NDT80, ROB1, and BRG1) and approximately
1000 target genes, whose expression is controlled by these regulators. The six master regulators were identified by screening a
library of approximately 165 mutant transcripts during in vitro
biofilm formation and observing that the mutants had changed
during the event. Six deletion mutants that produced defects in
biofilm formation were identified, three are new (ROB1, BRG1 and
NDT80) and three were previously known to play a role in the
development of biofilms (BCR1, TEC1 and EFG1). All six identified
genes were associated with defects in both in vitro and in vivo
biofilm formation.41 Banerjee et al.6 studied the role of UME6
and found it to be a regulator of hyphae in C. albicans biofilms.
Another study, performed by Taff et al.,126 demonstrated that three
enzymes were related to the production of extracellular polysaccharides, encoded by genes BGL2, PHR1, and XOG1. It has been
shown that these enzymes are essential for the delivery of -1,3glucan for the matrix of the biofilm biomass and accumulation of a
mature, extracellular matrix. Through the construction of mutants,
researchers have demonstrated an increased biofilm susceptibility
to commonly used antifungals, such as fluconazole. These investigators have proposed that the discovery of inhibitors of these
enzymes provide promising anti-biofilm effects. The use of molecular biology tools has helped to unravel the “mystery” of microbial
biofilms. Much has been discovered; however, despite advances in
technology and arrays to evaluate enzymes and proteins, a way to
completely eliminate biofilms has yet to be discovered.
Adhesins in fungal biofilm
Adherence is a precondition for colonization and an essential
step in the establishment of infection. Adherence is mediated
through a large number of differentially regulated cell wall-bound
adhesins. Studies with Candida spp. and P. brasiliensis have shown
that these fungi have great potential for adherence to epithelial
cells.8,83
Among several groups of genes involved in biofilm formation, it
was found that the family ALS (agglutinin-like sequence), present
in C. albicans, Candida tropicalis and Candida glabrata, plays a key
role in this process and encodes proteins having the characteristics
of adhesin glycoproteins on the cell surface.38 It has been shown
that ALS genes exhibit increased expression during the formation of
biofilm.95 The family present in C. albicans ALS includes eight genes
(ALS1–ALS7 and ALS9) encoding many surface glycoproteins.23,53
Molecular studies on the expression of ALS genes showed that
they are differentially expressed and regulated as a function of
cell physiological processes, such as the growth stage and cell
morphology, i.e., yeast or predominantly in the form of hypha
and pseudo-hypha.54,55 ALS1, encoding cell surface glycoproteins,
exhibits high expression in C. albicans biofilm cells.23 Gene ALS3
also showed high expression, however, it is apparently associated
with the production of C. albicans hyphae.23,55 Nailis et al.90 compared gene expression of ALS1 and ALS3 among cells of C. albicans
biofilm formed on the surface of silicone and on suspended cells
(planktonic) and found a significant increase in the expression
of ALS1 biofilm cells, and decreased expression of ALS3. Moreover, Nobile et al.92 concluded, after several tests with mutants
als1/als1 als3/als3 that ALS3 and ALS1 are essential for biofilm
formation in vivo and reduced expression of these proteins entails
25
the formation of a fragile biofilm, whereas their functions are
compatible with biofilm structure and biochemical property. Zhao
et al.140 demonstrated that the decrease in ALS2 protein expression
resulted in the reduction of biofilm biomass, suggesting that ALS2
contributes to the later stages of biofilm development and not to the
adhesion stage. In an experimental model of catheter infection in
vivo, ALS1 and AlS3 also had redundant functions, and other highly
expressed genes of the family – ALS5, ALS6, ALS7, and ALS9 – were
able to partially or completely replace the absence of ALS1 and/or
ALS3, facilitating the development of biofilm in such an experimental model, whereas ALS2 and ALS4 were unable to do so, and all ALS
genes could be replaced by ALS3 or ALS1 models in vivo and in vitro.
C. albicans adheres to epithelial cells in culture, mainly through
EAP1 adhesion. EAP1 is a member of a family of up to 23 putative adhesin-encoding genes present in this yeast genome. EAP1
expression in vitro is controlled both positively and negatively; in
addition, it presents high cell-to-cell heterogeneity, which depends
on Sir-mediated silencing. EPA6 also encode functional adhesions
in C. glabrata.64
Some molecules of H. capsulatum have been identified as ligands
of extracellular matrix components. McMahon et al.81 reported that
a 50-kDa protein present in the fungus cell walls is able to bind to
laminin, an extracellular matrix component of host lung cells. This
protein is an essential step in the pathogenesis of the fungus, once
in the alveolar macrophages yeasts inhibit the production of proinflammatory cytokines, facilitating infection.127 There are no studies
demonstrating H. capsulatum adhesins related to biofilm formation.
Pathogenic fungi such as Paracoccidioides spp., have multiple
factors that can cause damage to the host and contribute to the
virulence phenotype. Adhesion, colonization and characteristics of fungi enable them to resist the hostile environments of
the host and are correlated to disease development.3,27,33,49,82
Further, this protein has virulence potential with high affinity for
laminin, thereby increasing the capacity of the fungi to invade and
destroy tissues.134 Adherence of Paracoccidiodies to epithelial cells
is also greatly reduced in the presence of anti-gp43.47 Gp43 also
interacts with fibronectin, another component of the extracellular
matrix.82 Other adhesion molecules in P. brasiliensis have also
been described, such as a 30-kDa adhesion molecule, with the
ability to bind to laminin, and are expressed in P. brasiliensis,
isolates with high adhesion capacity. Enolase is a cytoplasmic
enzyme most abundantly expressed in many microorganisms.97
Thus, for many years enolase was seen as a soluble glycolytic
enzyme, present exclusively in the cytoplasm. In 2009, Donofrio
et al.,33 demonstrated that enolase from P. brasiliensis (PbEno) is a
fibronectin-binding protein and genetic and proteomic evidences
support its localization on the cell surface.69,71 Studies conducted
in the Clinical Mycology Laboratory, UNESP, Araraquara, Brazil,
have shown an increase of some adhesins of P. brasiliensis in
hypoxic conditions, precisely the condition that occurs in biofilm
formation (unpublished data).
Antibiofilm strategies
Fungal biofilm resistance mechanisms include extracellular
matrix, efflux pump activity, persisters, cell density, overexpression of drug targets, stress responses, and the general physiology
of the cell.106 Thus, to increase the efficiency of new treatment
strategies against bacterial and fungal infections, factors that lead
to biofilm growth inhibition, biofilm disruption, or biofilm eradication are being sought. These factors could include enzymes, sodium
salts, metal nanoparticles, antibiotics, acids, chitosan derivatives,
or plant extracts. Biofilm formation almost always leads to a large
increase in resistance to antimicrobial agents (up to 1000-fold
decrease in susceptibility) in comparison with planktonic cultures
26
J.C.O. Sardi et al. / Rev Iberoam Micol. 2014;31(1):22–29
grown in conventional liquid media.22 Many studies have focused
on the search for natural or synthetic products for various fungal
biofilms, but biofilms of Candida species are the most studied.
Studies performed by Pires et al.100 showed the presence of
biofilms in the fluid pathways of hemodialysis machines. The
impacts of four biocides used for the disinfection of hemodialysis systems were tested against Candida parapsilosis and Candida
orthopsilosis biofilms generated by isolates obtained from a
hydraulic circuit, and collected in a hemodialysis unit. Acetic acid
was shown to be the most effective agent against Candida biofilms.
Strategies for effective disinfection procedures used for hemodialysis systems should also seek to kill and inhibit biofilms. On the other
hand, some natural products have been tested against C. orthopsilosis and C. parapsilosis on planktonic and biofilm conditions and
could be natural anticandidal agents that can be effectively utilized for the control of the yeasts.101,102 In the Clinical Mycology
Laboratory, UNESP, has been consolidating a platform for the development of antifungal and bioreagents. This platform is based on
FAPESP programs, such as the Biota-FAPESP, the BIOPROSPECTA,
and also in SISBIOTA – CNPq. Among natural substances evaluated
that deserves highlighting lies maytenin with antifungal potential
against several fungal species.45
Another promising strategy is the antifungal activity of silver
nanoparticles. Silver (Ag) has been well known for its antimicrobial
characteristics, and has a long history of applications in medicine
with a well-tolerated tissue response.91,115 In the hope of inhibiting biofilm formation, thereby reducing the chance of microbial
infections and rejection, AgNP has been used for lining of medical implants with titanium.42,70 Recently, Sun et al.125 reported
the antibiofilm activity of terpinen-4-ol-loaded lipid nanoparticles
against C. albicans biofilms and this compound (10 g/ml) eradicated formed biofilms.
Studies with antibodies have been performed by several authors
to test their effects on diverse fungal and bacterial organisms. The
latest therapeutic treatment of Cryptococcus biofilms suggests that
monoclonal antibodies (MAbs) are potentially useful in clinical
treatment.77 Martinez et al.74 demonstrated that alpha radiation,
guided by MAb, effectively impairs fungal biofilm formation. Other
authors have found that administering a prophylactic dose of antibodies specific to biofilms, immediately after insertion of a medical
device, is effective in managing biofilm formation.76
Another important therapeutically promise is photodynamic
therapy (PDT), widely used for species of Candida biofilms. Several authors have associated light emitting diode with other
substances.15,111 There are two major types of cellular damage:
DNA damage and the destruction of cellular membranes and
organelles. Recent studies have shown that the antimicrobial effect
can be obtained with the use of photosensitizers belonging to different chemical groups. Junqueira et al.62 assessed the PDT on biofilms
of Candida spp., Trichosporon mucoide, and Kodamaea ohmeri.
Because the biofilm matrix is composed of DNA, proteins, and
extracellular polysaccharides, recent studies have indicated that
the disruption of the biofilm structure could be achieved via degradation of individual biofilm compounds by several enzymes such
as DNAse, lactonases, ␣-amylases, and lyase.128
Research methodology used recently in biofilms
Infections associated with biofilm formation are resistant to
conventional antifungal therapy and due to the high morbidity and
mortality caused by these formations there is an urgent need to
use new technologies and innovative therapies for success in eradicating these infections.113 In this sense, the ease of working with
new models, in vivo approaches of “omics” techniques of molecular biology and nano science are innovative avenues of research
that have paved the way for new lines of study in the search for
antifungal targets.
In vitro biofilm models are needed to elucidate mechanisms of
development of biofilms. Nevertheless, results of testing in vitro
of biofilm formation by clinical isolates do not always agree with
results in vivo.112 In this context, invertebrate models become useful to visualize infection, determining the true role of biofilms
in infectious processes and how these formations directly affect
the health of the host.113 A recent review published by Edwards
and Kjellerup34 highlights the advances in cell–cell interactions
and the understanding how host immune system reacts to biofilm
formation in five invertebrate models: Lemna minor (duckweed),
Arabidopsis thaliana (thale cress), Dictyostelium discoideum (slime
mold), Drosophila melanogaster (common fruit fly), and Caenorhabditis elegans (roundworm). These models were described and
assessed for their relevance to infections associated with polymicrobial biofilm formation. According to the authors, it is possible
to use each of these models to investigate the peculiar characteristics of such biofilm, however C. elegans is presented as the most
complete model to elucidate virulence factors, host innate immune
function and to visualize the infection. Some authors have adopted
C. elegans as a model to determine the toxicity and antifungal activity of fungicidal compounds, aimed at the discovery of new targets
for the treatment of biofilms of C. albicans.36,130 Thus, the nematode
C. elegans has given rise to promising perspectives for innovative
human therapies.
Concomitantly, another important branch of research should be
stressed, “omics” approaches have been widely exploited by pharmaceutical and biotechnology companies for the development of
safer and more effective drugs. Currently, there is great interest in
the search for effective drugs against novel targets and, in this context, we highlight proteins by proteomic analysis, since the identification of a target protein essential to cell survival can provide
important information for the treatment of mycoses.44,136 The proteome of C. albicans in planktonic and biofilm cultures is well
documented by several authors.73,118,129 In this sense, our group in
Brazil has noted that there is a different pattern of proteins when
comparing H. capsulatum in planktonic and biofilm cultures. Using
mass spectrometry more than 40 proteins, belonging to different functional groups, were differentially expressed and identified
between the biofilm and dispersed cells, and the three main functional groups include proteins involved in the metabolism of amino
acids, nuclear proteins, and translation protein (unpublished data).
Additionally, our group has been working on the standardization of
methodologies that aim to characterize the differential transcriptional profile exhibited by fungi shaped biofilm and planktonic
conditions through transcriptomics analysis. In addition, we aim
at identifying the secreted molecules and metabolites, generated
during biofilm formation, using secretomic and metabolomics analyses, respectively. These techniques should allow targeting cellular
receptors for biofilm disruption in the interaction with host cells.
Conclusions
Biofilms control is necessary and has been the subject of many
investigations in the fields of biotechnology and public health,
as biofilms are present in many situations, from human disease to industry. A major concern is the control of biofilms, for
which knowledge of biofilm mechanisms is essential. However,
information of microbial communities is scarce, due to the complexity of these systems and to metabolic interactions that remain
unknown. For this reason, advances in high-throughput methods
have allowed the interaction of systems, combining genomics, transcriptomics, proteomics, and metabolomics to elucidate the real
function and ecology of these complex formations.
J.C.O. Sardi et al. / Rev Iberoam Micol. 2014;31(1):22–29
Conflict of interest
None declared.
Acknowledgements
The authors acknowledge receipt of grant from Brazilian
organizations: FAPESP No. 2011/12734-3, 2012/01270-9, BIOTA2003/02176-7, Bioprospecta-2004/07932-7, and CNPq-Sisbiota563311/2010-0. This paper constitutes partial fulfillment of the
Bilateral Collaboration Agreement between UNAM-Mexico (Ref:
15090-563-24-V-04) and UNESP-Brazil (Ref: 000528/04/01/2005),
and of the project DGAPA-UNAM (PAPIIT IN204210).
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