Poverty, Inequality
and Disaster Risk
Reduction in the
Caribbean
Peta-Anne Baker
ABSTRACT
The January 12 earthquake in Haiti offered a stark reminder of the extent
to which the countries of Central America and the Caribbean are vulnerable
to a range of natural hazards, including earthquakes, hurricanes, floods,
tsunamis, landslides, volcanoes, and drought. In this paper I show that the
countries with the highest levels of not just poverty but also inequality tend to
have the highest levels of loss of life and physical and economic destruction in
cases of natural hazards. I argue that social workers need to adopt a political
economy perspective in their approach to disaster management and pay as
much attention to social administration and policy advocacy as they do to
the more common relief coordination and mental health interventions. I
recommend that disaster management become a field of practice for social
workers especially in small island developing states and discuss the knowledge
and skills needed in the field.
Keywords: small island developing states – Caribbean – OECS − Haiti
− disaster risk reduction – advocacy – vulnerability
The year 2010 has been characterised as having had some of the worst
disaster events in recent times. Almost 300,000 persons were killed, another
208 million had their lives severely disrupted in events which ranged from
the earthquake in Haiti in which an estimated 225,000 people were killed,
to a heat wave in Russia in which another 56,000 people died, and floods in
Pakistan which killed 2,000 people and displaced an estimated six million
The Caribbean Journal of Social Work Vol. 8 & 9 / December 2010, pp. 11–31
12
Caribbean Journal of Social Work
others. Damage arising from these events is estimated at US$109 billion
(United Nations International Strategy for Disaster Reduction 2011).
Economic losses attributed to natural disasters at the global level have
increased almost ten times in the last 30 years: Losses estimated at US$75.5
billion in the 1960s became an estimated US$659.9 billion in the 1990s.
Some 1.5 million people have been killed in natural disasters between 1980
and 2000, and approximately 184 people die daily from natural disasters.
United Nations sources indicate that despite the fact that only 11% of the
people who are exposed to natural hazards live in poor countries, 53% of
the deaths arising from these events occur in these countries (UNDP 2004:
Foreword, 9−10). In addition to the obvious and immediate consequences
for individuals and nations, the negative impact of natural hazards increases
the likelihood of countries not achieving the objectives of the Millennium
Development Goals (MDG).
On Tuesday January 12, 2010 at 4.53 p.m. the unsuspecting people of
southern Haiti had their world literally turned upside down as an earthquake
measuring 7.0 on the Richter scale initiated wave upon wave of death and
destruction on the capital city Port au Prince and surrounding towns. The
estimates are that well over 200,000 (some suggest that the figure is closer
to 300,000) persons were killed and another million Haitians were made
homeless as a result of the earthquake. The earthquake effectively suspended
the operations of the Haitian government as several of its most senior members
were killed and the majority of public offices, including the Presidential Palace
were destroyed.
In the days and weeks that followed, all across the Caribbean, people
mobilised assistance in a massive outpouring of support for a historically
disregarded group of the region’s citizens. However despite this outpouring
of popular support, the governments of the Caribbean ultimately emerged
as yet another group of institutions which seemed unable to do more than
provide the most limited support to the Haitian people and the task of
helping a government in disarray repair its tattered systems fell once again
to the United States, which already had a substantial military presence in
the country. (The US military has been present in Haiti since a 2004 de
facto coup removed the elected President Jean-Bertrand Aristide and the
United States and a United Nations sponsored peace-keeping force installed
an interim regime. Human rights observers note that the primary goal of
these forces has been to dismantle Aristide’s Lavalas party and buttress the US
approved administrations that have since governed the country (Hallward
2010).
Poverty, Inequality and Disaster Risk Reduction
13
The earthquake in Haiti drew attention to the extent of the Caribbean’s
exposure to natural hazards and highlighted the tenuous nature of the
existence of large sections of the region’s societies. The level of destruction of
public and private buildings focused attention on the importance of having in
place effective disaster response mechanisms, the need for other systems such
as those which would formulate and enforce building codes, as well as those
which could support the people’s own efforts to re-build their communities
and their nation.
However the continuing state of disrepair, indeed the failure to even
pursue the removal of rubble from the earthquake, have lent credence to the
view that these measures alone are not enough to prevent a recurrence of the
devastation experienced by the people of Haiti. It has become painfully clear
that underlying structures, including the state of governance of the country is
integral to the dynamic process of reconstruction and development.
This article examines the emerging evidence that the extent of harm
experienced by a country and its people is not simply a matter of the scale
or type of natural hazard or the extent of poverty in the affected country.
It discusses how a range of factors, especially those related to the extent
of inequality and its consequent impact on the distribution of power and
influence in a country, is now recognised as having implications for the
amount of damage and death caused by a hazardous event. Indeed these
factors help to determine whether the hazard in question actually becomes
a disaster: exceeding the capacity for response and coping on the part of
local institutions and requiring external assistance to initiate recovery and
reconstruction.
It is in this context that I argue that the social work profession needs
to become more involved in a disaster risk reduction process which pays
attention to structural interventions such as strengthening community and
institutional capacity for advocacy and participation in development policy
formulation at local, national, regional and international levels. I propose that
in small island developing states such as we have in the Caribbean, which are
at risk of the greatest harm from natural and man-made hazards, disaster risk
reduction needs to be recognised as an important field of social work practice
and identify elements of a curriculum for training workers in this domain.
Natural disasters in Central America and the Caribbean
Geography and history are two of a number of factors which render
the countries of Central America and the Caribbean vulnerable to a range
of natural hazards, including earthquakes, hurricanes, floods, tsunamis,
landslides, volcanic eruption and drought. Natural and man-made hazards
14
Caribbean Journal of Social Work
worsen poverty and give rise to income, gender and other inequalities in the
region.
In the last 10 to 15 years, it is estimated that some 30% of the populations
of Central America and the Caribbean have been affected by disasters. In
Nicaragua for example, the proportion of children working rather than
attending school increased from 7.5% to 15.6% in households affected by
Hurricane Mitch in 1998 (Baez and Santos 2007).
Between 1998 and 2004, there were approximately 10 major weather
related disastrous events in the English-speaking Caribbean which have
had a significant social and economic impact on these countries.
In
Jamaica in 2004, Hurricane Ivan resulted in damage valued at J$35 billion
[approximately US$500 million](Jackson 2005,1). Hurricane Ivan also
destroyed 90% of infrastructure, valued at US$800m in Grenada. In 2008
Hurricane Gustav hit Haiti, Jamaica, Cuba and the Dominican Republic. In
Cuba, damages amounted to US$5 billion and some 450,000 households
were affected. Jamaica had damages amounting to US$4.5 billion to roads
and infrastructure, 12 persons died and over 800 persons were affected. The
Haitian death toll from Gustav was 85 persons with over 73,000 persons
being affected. (Unless otherwise noted, disaster-related data has been
extracted from the EM-DAT database, at the Centre for Research on the
Epidemiology of Disaster (CRED) International Disaster Database found at
www.emdat.be.)
Between 1990 and 2009, a dozen Central American and Caribbean
countries with borders on the Caribbean Sea were affected by 221 natural
disasters caused by earthquakes, floods or storms. The countries that have
been most frequently affected are Haiti (47 events), Cuba (38), Honduras
(31) and the Dominican Republic (30). In the English-speaking Caribbean,
Jamaica, with 18 events, has experienced the most frequent negative impact
of these hazards with Belize (11) coming second.
The CRED database reveals that total cost of the damage caused by
these events amounted to US $23.56 billion dollars with Cuba (US$11bn),
Honduras (US$4.4bn), the Dominican Republic (US$2.5bn) and Jamaica
(US$1.4bn) being the four countries with the highest costs. These figures
however do not necessarily provide the best indicator of the impact of a disaster
since they are influenced by the levels of urbanisation and industrialization of
these countries, due to urban and industrial infrastructure attracting higher
valuations than rural and agricultural environments.
This is in part the reason why greater significance tends to be attached
to the number of persons affected by and the actual number of deaths arising
from an event. In this regard, during the period under review, although many
Poverty, Inequality and Disaster Risk Reduction
15
more people were affected by disasters in Cuba, it is Honduras and Haiti that
experienced much greater loss of life (see Table 1). In addition, bearing in
mind that the definition of the ‘number of persons affected’ includes persons
who have been evacuated (CRED), it is likely that the Cuban statistic for
this factor will have been influenced by that country’s use of mandatory
evacuation as a harm reduction strategy. In Cuba’s case therefore, one could
argue that evacuation was a positive sign rather than the negative association
that is implied in its use in the database where evacuation is more often a
result of people’s homes being damaged or destroyed.
Table 1: Natural hazard impacts1 in selected Central American and
Caribbean countries 1990−2009
Country
Belize
Total number
of events
11
Total cost of
damage (US$bn)
Total affected2
(‘000)
Total deaths3
.55
212
64
Cuba
38
11
11,338
128
Dominican
Republic
30
2.54
1,198
1,362
Guatemala
22
1.74
938
2,076
Haiti
47
.33
2,579
7,995
Honduras
31
4.40
3,395
15,431
Jamaica
18
1.42
982
83
Selected
OECS4
20
.15
735
59
Notes:
1. Earthquake, flood, storm/hurricane.
2. Cumulative total of persons injured, made homeless or requiring immediate assistance
(including persons who have been displaced or evacuated)
3. Total of number of dead and persons missing and presumed dead.
4. Organisation of Eastern Caribbean States - an intergovernmental association of seven
member countries and two associated states established in 1981 to facilitate enhanced
governance and policy coordination among several small states in the English-speaking
Caribbean. See Table 2 for countries selected.
Source: Compiled from EM-DAT: CRED International Disaster Database. Retrieved
November 17, 2010.
Notwithstanding the significant cost of the damage caused mainly by
storms and floods in Cuba, the total number of deaths experienced over
the 20 year period is substantially lower than that for other countries in the
region. In fact the average number of deaths per event in Cuba (3.37) is the
16
Caribbean Journal of Social Work
second lowest in the region. Only the Eastern Caribbean islands of Dominica,
Grenada, St Lucia, and St Vincent and the Grenadines, with a combined
average of 2.95 deaths per event, have lower rates of deaths per event. Details
of the impact of natural hazards in these micro-states are provided in Table 2.
Table 2: Natural hazard impacts in selected Organisation of Eastern
Caribbean States (OECS) countries, 1990−2009
Total number
of events
Total Cost of
damage US$
(‘000)
Dominica
6
215
8,175
7
Grenada
4
895
62,860
40
St Lucia
5
405
600
5
St Vincent & the
Grenadines
5
16
1,830
7
Total
20
1,531
73,465
59
Name of OECS
member state
Total affected
Total deaths
Source: Compiled from EM-DAT: CRED International Disaster Database. Retrieved
November 17, 2010.
The main hazard in all of the countries reviewed is posed by hurricanes,
although due to their location on a major fault in the earth’s crust, several
countries regularly experience earthquakes and some countries, notably
Montserrat, have active volcanoes. In many countries in the region there are
also outbreaks of viral and bacterial diseases, such as dengue fever, which
satisfy at least one of the CRED criteria for entry into its International
Disaster Database. However there have been only nine epidemics in four
insular Caribbean countries (Cuba, Dominican Republic, Haiti and Jamaica)
between 1990 and 2009, compared with 35 such incidents occurring over the
same period in seven countries on the Central American mainland (CRED
2010).
The aftermath of a disaster can result in the widespread incidence
of malnutrition, homelessness and even epidemics. The 2010 outbreak of
cholera in Haiti, a first for that country, although not directly attributable
to the recent earthquake, provides immediate and tragic evidence of the way
in which a natural hazard can compromise people’s health and increase the
fragility of a country’s systems. There are also indirect effects resulting from
a disaster such as acute respiratory, infectious or parasitic diseases; an increase
in health related expenses and permanent injuries that may cause a fall in or
Poverty, Inequality and Disaster Risk Reduction
17
complete cessation of livelihood earning opportunities (Charvériat 2000) at
individual and national levels.
Causes of disaster
Perspectives on the nature and causes of natural disasters have evolved
over time. An early and still popular view is that disasters are the products
of natural or technological events or a combination thereof. According
to this perspective there is little to be done to prevent natural disasters
although some measures can be taken to mitigate their worst effects. In this
context prevention and mitigation activities belong primarily to the realm
of technological enhancement and the implementation of appropriate
regulatory policy measures (Shaluf 2007). At the other end of what could be
seen as a continuum of perspectives, human intervention and social process
are seen as having the greatest significance for the scale and impact of both
natural and technological disasters. In this context, even in circumstances as
unpredictable as an earthquake, the amount of harm and damage including
loss of life is a function of factors as wide ranging as the impact of climate
change (Davies, Oswald and Mitchell 2009) and the quality of governance
in a society.
Humans prefer to make Mother Nature or God the villain but
what many people often call “natural” disasters are in fact acts of
social injustice perpetuated by government and business on the
poor, people of colour [sic], the disabled, the elderly, the homeless,
those who are transit dependent and non-drivers—groups least
able to withstand such disasters (Bullard 2008, 757).
From this perspective, the task of preventing and reducing the negative
impact of natural and man-made hazards, would of necessity involve
tackling structural inequalities as well as the more recognised prevention and
mitigation activities.
Although its proponents may not go as far as Bullard in their explanation
of the cause and extent of disasters, Disaster Risk Reduction (DRR) has
emerged in the field of disaster management as an indicator of an evolving
appreciation of the dynamic interaction and impact of natural and social
forces. Disaster Risk Reduction promotes a more integrated approach to the
prevention of and response to natural and man-made disasters. Davies, Oswald
and Mitchell (2009) define disaster risk reduction as ‘the development and
application of policies, strategies and practices that minimise vulnerabilities,
hazards and unfolding disaster impacts throughout a society in the broad
context of sustainable development’ (206).
18
Caribbean Journal of Social Work
Sources of vulnerability
Some discussions of disaster management focus on the issue of risk while
others approach the matter of estimating the likely impact of natural and
other hazards from the perspective of vulnerability. ‘Vulnerability is different
from risk….Whereas risk is about exposure to external hazards over which
people have limited control, vulnerability is a measure of capacity to manage
such hazards without suffering a long-term, potentially irreversible loss of
wellbeing’ (UNDP 2008, 78). It can be argued that given this formulation,
the concept of vulnerability is more in keeping with the social work value that
everyone has the capacity to act on and change his or her situation.
Two early contributors to the use of the concept of vulnerability in
the field of disaster management, Anderson and Woodrow proposed that
vulnerability be considered as being manifest in three dimensions: the
physical/material (natural resources, savings, productive/economic); the
social/organizational (forms of organisation, structures and processes of
leadership), and the motivational/attitudinal (self-esteem and beliefs about
personal and collective efficacy) (Anderson and Woodrow 1989). The logic of
their framework was that responses to natural disasters needed to take account
of these three dimensions in order to enhance capacity for development.
Anderson and Woodrow’s work contributed to the emergence of the capacityvulnerability analytical (CVA) matrix which became a cornerstone of work
by organisations such as the International Red Cross. (See Baker [1998] for a
case study of the work of a Jamaican organisation which employed a similar
approach following Hurricane Gilbert in 1988).
While the matrix proved valuable to the work of many NGOs, a number
of issues emerged as the CVA or variants thereof came into widespread use.
First it was noted that it did not provide a means of evaluating the relative
importance of the various factors identified. There was also a risk of users
becoming preoccupied with the collection of increasing amounts of descriptive
data in an effort to fill all the cells in the matrix which could result in a failure
to actually move to action (Cannon, Twigg and Rowell 2003).
Arguably an even more significant issue is the absence of a political
economy perspective or what in the Philippines has been called ‘Social
Investigation and Class Analysis (SICA)’ (Heijmans and Victoria 2001). What
this means is that the process of identifying those factors which then reduce
the capacity for preventive and restorative action on the part of individuals
and communities omits an analysis of some of the most potent forces shaping
this capability. A 2002 German government report makes the point that
vulnerability ‘is [also] made up of many political-institutional, economic
Poverty, Inequality and Disaster Risk Reduction
19
and socio-cultural factors’. (Schmidt, Bloemertz and Macamo 2005, 47).
Very often communities are vulnerable to experiencing harm from a natural
hazard due to political and institutional arrangements at the societal level.
Decisions made about the location of hotels to suit the interests of foreign
investors can re-shape shorelines and place communities at risk of flooding
for example. These forms of vulnerability which stem from historic patterns
of socioeconomic development give rise to the inequitable distribution of
risks as well as the capacity to guard against or respond to hazards.
A political economy perspective
The impacts of natural disasters on society and the environment
are substantially greater in developing countries and in underdeveloped
sections of developed countries not simply because of absolute differences
in socioeconomic status. Poor households are more vulnerable to natural
hazards because the poor tend to live without security of tenure in high
risk, environmentally sensitive environments. They invariably lack savings
and are unable to access the insurance and loans necessary to finance their
reconstruction efforts (Jackson 2005). The poor also often lack access to
political power and are frequently the objects of political manipulation and
patronage rather than the subjects and shapers of their own destinies.
Matthew Kahn of Tufts and Stanford Universities has examined the
role played by geography, national income and institutions in the number of
deaths caused by natural disasters, using data on deaths from natural disasters
(the established measure of the impact of a natural hazard) in 57 countries.
Interestingly, despite media representations to the contrary, he found that
countries in the Americas, Asia and Europe were more prone to experience
negative impacts from natural hazards than countries in Africa (Kahn
2003, 19). Kahn also found that an increase in per capita GNP resulted in
a statistically significant and substantial decrease in the number of deaths
caused by a natural hazard. He observed that the fact that richer nations
can more readily protect themselves from shocks could reduce these nations’
willingness to take the steps necessary to reduce their impact on phenomena
such as global warming, especially in light of the fact that these actions require
fairly large public expenditures and changes in consumption patterns (Kahn
2003, 17).
While the protective effect of wealth makes both intuitive and empirical
sense, the impact of income inequality is not as readily obvious. Kahn’s
examination of this relationship demonstrates that the size of the gap between
the rich and the poor as measured by the Gini coefficient exerts a large and
statistically significant impact on the number of deaths from natural disaster
20
Caribbean Journal of Social Work
(Kahn 2003, 16). Robert Bullard’s historical review of 70 years of disaster
response in the southern United States contributes the additional perspective
that income inequality is often associated with factors such as race to worsen
the impact of natural disasters on Black and other racial or ethnic minority
populations. This point is poignantly conveyed in his observation that the
post-Hurricane Katrina re-construction of the levee in New Orleans has
provided residents in the predominantly white neighbourhood of Lakeview
with 5.5 feet more protection from the waters of the Mississippi River and
left the Black neighbourhoods exposed to a recurrence of the August 29,
2005 tragedy (Bullard 2008, 777).
The implication of these findings is that it is not enough for governments
to pursue economic growth. They must address the distribution of the benefits
of that growth including the allocation of resources for disaster preparation
and response. (Bullard observes that white residents were able to get in their
cars and drive away but the more than one-third of New Orleans’ African
Americans who did not own a car waited in vain for public transportation
when the order to evacuate New Orleans was made (2008, 756).) It also
suggests that it could be possible for relatively poor countries, with a more
equitable distribution of income to experience fewer shocks, especially deaths
from natural disasters than more unequal ones.
Data on the extent of poverty and inequality (Table 3) in the countries
previously reviewed for the impact of natural hazards lend credence to
the thesis of the existence of a relationship (but not a direct one) between
inequality and the impact of natural hazards. Based on Khan’s (2003) findings
readers should not be surprised to note that inequality is greatest in Honduras
and Haiti, whose people also endure substantial harm in natural disasters. Of
interest is the fact that although inequality is also high in the small island state
of St Vincent and the Grenadines its experience of natural disaster has not
been as devastating, at least in terms of the number of deaths.
It is beyond the scope of this paper to pursue a complete explanation
for this phenomenon. It could possibly be found in some of the other
factors, such as institutional capacity and levels of trust and corruption that
were identified by Khan (2003) and Escalera, Anbarci and Register (2006),
themselves features of the process of governance which has been identified as
central to the disaster management process (Battista and Bass 2004; Lewis
and Mioch 2005).
Poverty, Inequality and Disaster Risk Reduction
21
Table 3: Poverty and Inequality in Selected Central American &
Caribbean countries (applicable year in parentheses)
% below poverty
line
Extent of income
inequality (Gini)a
Belize (2002)
34.0
.40
Dominica (2002)
39.0
.35
Dominican Republic (2010)
48.5
.48
Grenada (1999)
32.1
.45
Haiti (c. 2004)
76.0
.65
Honduras (2010)
50.7
.55
Jamaica (2002)
19.7
.38
St Lucia (2006)
28.8
.42
St Vincent & the Grenadines (1996)
37.5
.56
Country
Source:
1. English-speaking Caribbean countries (incl. Belize) - Bourne, C. (2008).
2. Dominican Republic & Honduras - UNDP World Development Report, 2010 Statistical
Tables.
3. Haiti - Caribbean Development Bank (2007).
a. The Gini coefficient measures the level of inequality - the extent of the gap between
rich and poor in a country with 0 representing perfect equality and 1 represent
perfect inequality.
Honduras provides an example of the relationship between governancerelated factors on natural hazard impact. Despite achieving independence
from Spain in 1821, the Honduran military has long played an active role
in that country’s governance. In addition, the dominance of the Honduran
economy by large multinational interests and of Honduran politics by the
foreign policy interests of the United States, has meant that the country has
endured decades of instability with any benefits accruing to a small national
elite, external proprietors and the United States (Grandin 2009).
In the case of St Vincent and the Grenadines, notwithstanding a far
lower death toll, its reliance on banana exports and tourism makes it safe to
assume that the impact natural hazards on people’s livelihoods is severe. In
fact it could be argued that that nation’s level of inequality both contributes
to and is deepened by frequent exposure to hazards such as hurricanes and
floods. Fortunately, despite there being considerable room for improvement,
the country has enjoyed the relative stability of a multi-party democracy with
functioning public institutions over its 32 years of political independence.
22
Caribbean Journal of Social Work
However, current economic trends, including increasingly unfavourable
terms of trade, increase the already high vulnerability not only of St Vincent
and the Grenadines, but also of the other OECS member states due to their
status as small island developing states (SIDS). Small island states have above
average levels of vulnerability due to their physical size, resource endowment
and patterns of development, for example, the concentration of their
populations in coastal regions. Estimates of vulnerability put the likelihood
of harm from a disaster at 0.328 in the developed countries, at 0.475 for
developing countries in general, but at 0.635 for small island developing
states. This means that the citizens of small island states are at 50% greater
risk of experiencing severe harm in the event of a natural hazard than even
their counterparts in the rest of the developing world (Briguglio1995).
Haiti
When examined from a political economy perspective the logic of
the extent of the destruction and levels of deprivation being seen in Haiti
becomes apparent. At the time of January 12 earthquake, I wrote elsewhere:
There is a strong foundation for arguing that the seeds of the
current crisis were laid in 1825 when Haiti agreed to pay France
150 million gold francs in compensation for the alleged losses
incurred by French plantation owners when the Haitian people
won their independence in 1804. This figure is said to have
amounted to more than twice the country’s net worth at the time.
The agreement was made at the point of the guns on the French
warships sent to re-colonize the island and after economic boycotts
imposed by France, Spain and the United States. Although the
figure was reduced to 90 million francs, it still took 122 years to be
repaid. In 2003, then President Jean-Bertrand Aristide demanded
reparations in the amount of US $21 billion, the estimated current
value (plus interest) of the money that was paid over to France.
There are those who think that this demand is not disconnected
from Aristide’s removal the following year.
Despite Haiti’s contribution to the American independence
struggle, a point noted by the current Haitian Ambassador to the
U.S., the Americans have more often than not joined the French
in their attempts to undermine the Haitian people’s efforts to
build sustainable institutions capable of serving their interests.
The U.S. actually occupied Haiti for 34 years, and subsequently
was an active supporter of the dictatorial regimes of Francois
‘Papa Doc’ Duvalier and his son ‘Bebe’ Doc. In fact Haiti’s post-
Poverty, Inequality and Disaster Risk Reduction
independence history could be characterised as a continuous series
of interventions by the major Western powers (France, Germany,
the United States and even Britain), coups and counter coups,
and classic scenarios of in country minority interests (mixed race
Haitians schooled in France, resident expatriates and the military)
aligning themselves with these foreign powers and business
interests to ensure that they remained the beneficiaries of all that
Haiti has ever produced.
Unconditional debt cancellation
It is not surprising therefore that the first independent Black
nation of modern times finds itself in its current state. It has
scarcely had space to breathe much less grow in the two hundred
years since its birth. Although two-thirds (approx. US $1.2
billion) of the country’s debts have been cancelled under the
Highly Indebted Countries (HIPC) initiative of the World Bank
and IMF, the conditions of the write off have been as onerous as
the debt they were supposed to relieve. In any event, the debts that
have been written off are those which have been contracted up to
2004. Debts incurred in the past five years must also be taken into
account. In this year [2010] alone Haiti is due to pay a further
US $10 million to the IMF and the Inter-American Development
Bank. It was an unpayable debt even before the earthquake in
much the same way as the need for food, education, housing and
health care was urgent before January 12, 2010.
The challenge of recovery and reconstruction presented by
[the] earthquake creates an opportunity not only to mobilise
humanitarian assistance for our much abused “big sister”, but
also to pronounce the need for the Haitian people to experience
“full free”. The first step must be the complete and unconditional
cancellation of all of Haiti’s debts. The funds that are now being
pledged by governments such as the United States and France will
be but a drop in the bucket. If the task of finding ways to deliver
and distribute water, food supplies and desperately needed medical
assistance seems gargantuan, it pales into insignificance when we
consider the task of helping to reconstruct an independent state
with effective institutions responsive to the majority of its citizens.
In fact debt cancellation is only one side of the coin. President
Aristide’s demand for reparations has again become relevant
(Baker 2010).
23
24
Caribbean Journal of Social Work
Disaster management as a field of practice
In recent times several events on the international scene have
increased the attention of social work educators and practitioners to
institutional and other aspects of disaster risk reduction and disaster
management. The 2004 tsunami drew the International Association of
Schools of Social Work (IASSW) into a partnership with social work
schools in Sri Lanka to strengthen their disaster management curriculum
and to support their involvement in the reconstruction process.
(See http://www.iassw-aiets.org/index.php?option=com_content&task=view
&id=72&Itemid=92 for a report on this initiative).
Hurricane Katrina had a similar effect on many social work schools in
the United States. It prompted the newly established Katherine A. Kendall
Institute for International Social Work of the Council on Social Work
Education (CSWE) to make disaster management its first substantive area of
work, beginning in 2007 with a regional curriculum development workshop
in Barbados which it co-sponsored with the Association of Caribbean Social
Work Educators (ACSWE) and the IASSW. (See http://www.cswe.org/
CentersInitiatives/KAKI/KAKIResources/25187.aspx for resource materials).
In the Caribbean, developments such as Hurricane Gilbert in 1988,
the activity of the Soufriere Hills volcano in Montserrat since the mid-1990s
and the impact of Hurricane Ivan in 2004, also stimulated efforts to address
social work’s role in disaster management among social work faculty at all
three campuses of the University of the West Indies (UWI). Disaster related
content has been integrated into courses such as that on social planning in
the undergraduate social work programme at the UWI Mona campus and the
social work programme at the University of Belize offers a course in disaster
management.
Students from the UWI Cave Hill campus implemented a project in
Grenada in response to the damage caused by Hurricane Ivan in 2004 and
faculty at UWI Cave Hill did a survey of Barbadian student and practitioner
perspectives on training needs (Rock and Corbin 2007). The Association
of Caribbean Social Work Educators (ACSWE) has included papers and
workshops on disaster management in the programme of its biennial
conference and provided an outlet for scholarly writing on the topic in its
journal. (See Matthews [2006], Ring and Carmichael [2006] and Rogers
[2006]).
There is substantial agreement that social work has an important role
to play in disaster management (Rock and Corbin 2007; Soliman and
Silver 2003; Yanay and Benjamin 2005; Zakour and Harrell 2002). Not
Poverty, Inequality and Disaster Risk Reduction
25
surprisingly, the social work community in the Caribbean, as has happened
elsewhere, has focused on the psychosocial interventions and coordination
roles that can be played in the relief and rehabilitation phases of the disaster
management process. Ironically however, while agencies such as the Red Cross
play a leading role in this area, and many social workers serve as members of
Red Cross mental health teams, within the Caribbean, professional social
workers are not usually intentionally employed by these agencies. Indeed,
it appears that while workers such as those in social assistance may be
involved in impact assessments post event, very few social workers actually
work in disaster management on a sustained basis. This situation could be
partially explained by the rather limited resources allocated to disaster risk
reduction management on the part of many governments, who tend to
rely on external funding for this essential activity. The absence of the ready
availability of training in disaster management for social workers and the lack
of appreciation of the roles that can be played by members of the profession
could be additional factors.
Strengthening existing knowledge & skills
One could argue that the field of disaster management not only calls
forth social work’s existing practice skills and knowledge but also requires
the development of new approaches and knowledge to address the challenges
posed by natural disasters.
For example, cultural considerations aside, the classic one-to-one
psychotherapeutic approaches used in work with individuals and small groups
would be inadequate for meeting the needs when the entire population of a
town or village has experienced a traumatic event.
In fact, concern has been expressed about the reliance on a tool such
as Critical Incident Stress Debriefing in community-wide disaster situations
(Hiley-Young and Gerrity 1994). In any event, in small island states such
as found in the Caribbean, it would be practically impossible to train a
large enough cadre of persons to deliver this kind of service according to
the prescribed method and an over-reliance on this technique could result
in persons experiencing greater harm if inadequately trained persons are
engaged in its provision. Workers in Grenada used techniques of popular
theatre developed by the cultural and non-formal education community
in the Caribbean to help communities deal with the trauma arising from
Hurricane Ivan (Rogers 2005). Systematic training in, application and
evaluation of these techniques could result in a significant advance in clinical
social work practice in the region.
26
Caribbean Journal of Social Work
In a similar vein, the area of community practice would be greatly
enhanced by the integration of knowledge about addressing challenges posed
by natural disaster which are already embodied in publications from United
Nations agencies such as the Inter-Agency Standing Committee which
coordinates the work of the major government and NGO humanitarian
organisations. A variety of handbooks and articles are available from
the IASSW website addressing issues such as gender-based violence in
humanitarian emergencies and promoting human rights in disaster situations
(See http://www.humanitarianinfo.org/iasc/pageloader.
aspx?page=content-products-default) .
In addition, there is an obvious complementarity between the assetbased approaches to community organising developed in North America
(Kretzmann and McKnight 1993; Mathie and Cunningham 2002) the
philosophy and strategies of PLA (Participatory Learning and Action), and
the strategies of Community-Based Disaster Preparedness, both of which
emerged out of the work of groups and organisations in Asia (Heijmans and
Victoria 2003).
Moving into new arenas
Social work practitioners have long tended to perceive direct practice
as a more attractive option than social work administration. However it is in
providing leadership in organisations that social workers can sometimes have
their greatest impact.
Social Workers should fully participate in the planning and
implementation of programs administered by the Caribbean
Disaster Management Project (CDMP) as well as the Caribbean
Disaster Emergency Response Agency (CDERA). Their training
and skills…would be instrumental in mitigation efforts and in
establishing policy for ongoing monitoring and response to natural
disasters in the region. A unit of such agencies/projects should
develop a system of reciprocity among Caribbean countries,
whereby skilled personnel in particular areas (including social
work) could be sent to another country where such expertise is
needed. The receiving country can then reciprocate in an area in
which the sending country lacks particular resources. This also has
the effect of forging “professional” regional integration. (Dr Lear
Matthews, Guyanese American social work educator. Personal
communication, September 16, 2010).
Poverty, Inequality and Disaster Risk Reduction
27
Dr Jennifer Dolly-Holder, a former member of the social work faculty
at the UWI St Augustine campus in Trinidad, spent two years in Grenada
providing leadership to the post-Ivan reconstruction effort. Her work
covered the full range of reconstruction activities: from crafting culturally
appropriate psychosocial interventions to helping to devise new settlement
strategies. She observed that the lack of trained personnel resulted in less
than effective representation in the national planning machinery as well as
service deficiencies in the field. She spent part of her time designing and
conducting training programmes for staff as well as developing alternative
income earning opportunities for the large number of women who had lost
their livelihood due to the destruction of the nutmeg industry. Above all, Dr
Dolly-Holder noted that ‘a great deal of our work was advocacy for services’,
in the context of a competitive electoral political system where the period
of disaster recovery provided opportunities for those aspiring to represent
the people to make themselves seen and heard. (Personal communication,
September 16 and October 12, 2010).
Beyond vulnerability and inequality
The preceding discussion has brought to light the multi-faceted nature
of disaster management. The levels of vulnerability to the negative impact
of the increasingly frequent occurrence of natural hazards to be found in the
Caribbean, the immediate and long-term implications of these events provide
support for disaster management to emerge as a field of social work practice
in the Caribbean. In addition to developing knowledge and skills for direct
practice, Caribbean social workers need to be better equipped to negotiate
organisational environments at national and regional levels and ultimately
to contribute their distinct perspectives and experiences in the relevant
international fora.
Disaster risk reduction begins long before a country experiences a
hazardous event. Social workers need to appreciate the structural contexts of
their work and be equipped to employ practices which can contribute not just
to reductions in vulnerability and risk of harm but to increases in capacities
for self-organisation and action in defence of life and livelihood.
Disaster management needs to be occurring prior to a disaster.
Developmentally, in some Caribbean islands, persons, families,
communities have not fully recovered from previous disasters that
occurred years ago. So social work must be done in such a way as
to build resiliency in all systems. This is uncommon to Caribbean
social work, which has not focused on prevention, and has focused
on casework and crisis intervention with little thought or resources
28
Caribbean Journal of Social Work
given to long term or developmental planning in social services.
Disasters need to be given more priority in all stages of a country’s
development. (Karen Ring, Lecturer, UWI Cave Hill, Barbados.
Personal communication, September 16, 2010.)
Caribbean social workers must honour the profession’s long-standing
duty and commitment to advance the interests of the vulnerable and
disadvantaged by establishing a presence in national and regional disaster
management organisations and claim not only their own right but the right
of the most affected to be heard.
I would like to express my appreciation to Dr John A Maxwell, Snr. Lecturer
(Retired), for soliciting from colleagues the comments reported in this article.
Peta-Anne Baker, PhD
Lecturer in Social Work and Coordinator of the Social
Work Programme,
Department of Sociology, Psychology & Social Work,
University of the West Indies, Mona, Jamaica
Petaanne.baker@uwimona.edu.jm
References
Anderson, M.B. and P.J. Woodrow. 1989. Rising from the Ashes: Development
Strategies in Times of Disaster. Boulder, CO: Westview Press.
Baez, J.E., Santos, I.V. 2007. Children’s vulnerability to weather shocks: A
natural disaster as a natural experiment. Retrieved from http://siteresources.
worldbank.org/INTMIGDEV/Resources/2838212-1237254959508/
Children_Vulnerability_to_Shocks_Hurricane_Mitch_in_Nicaragua_
as_a_Natural_Experiment.pdf
Baker, P.A. 1998. Staying focused on development - a community
development case. In Eleanor A. Wint and Lynne Healy, eds. Social Work
Reality No. 2 - Illustrated Case Studies. Kingston: Canoe Press.
———. January 17, 2010. That US$21b Debt to Haiti. The Sunday Gleaner.
Retrieved from http://mobile.jamaica-gleaner.com/20100117/lead/
lead10.php
Battista, F. and S. Baas. 2004. The Role of Local Institutions in Reducing
Vulnerability to Recurrent Natural Disasters and in Sustainable Livelihoods
Development. Consolidated Report on Case Studies and Workshop Findings
Poverty, Inequality and Disaster Risk Reduction
29
and Recommendations. Rome, Italy: Food and Agriculture Organization.
Retrieved from http://www.fao.org/docrep/007/ae190e/ae190e00.htm
Bourne, C. 2008. Economic Growth, Poverty and Income Inequality.
Presented at the Sir Arthur Lewis Memorial Conference, University of
the West Indies, St Augustine, Trinidad. September 26, 2008. Retrieved
from http://www.caribank.org/titanweb/cdb/webcms.nsf/AllDoc/790D
8E73E35F7CAA0425739B00776582?OpenDocument
Briguglio, L. 1995. Small Island Developing States and Their Economic
Vulnerabilities. World Development, 23(9): 1615–32.
Bullard, R. D. 2008. Differential Vulnerabilities: Environmental and
Economic Inequality and Government Response to Unnatural Disasters.
Social Research, Vol. 75(3): 753−84.
Cannon, T., J. Twigg and J. Rowell. 2003. Social Vulnerability, Sustainable
Livelihoods and Disasters. Report to DFID Conflict and Humanitarian
Assistance Department (CHAD) and Sustainable Livelihoods Support
Office. Chatham, Kent: Natural Resources Institute, University of
Greenwich. Retrieved from http://www.proventionconsortium.org/
themes/default/pdfs/CRA/DFIDSocialvulnerability.pdf
Caribbean Development Bank. 2007. Annual Economic Review - Haiti.
Barbados.
Center for the Epidemiological Study of Disasters (CRED). EM-DAT
- International Disaster Database. Catholic University of Louvain,
Brussels, Belgium. Available at http://www.emdat.be.
Charvériat, C. 2000. Natural Disasters in Latin America and the Caribbean: An
Overview of Risk, Working Paper No. 434, Inter-American Development
Bank, Washington, DC, USA. Retrieved from http:/www.iadb.org/
publications/search.cfm?query=Natural+Disasters+in+Latin+America+a
nd+the+Caribbean&context=Title&lang=en&searchLang=all&searchty
pe=general
Davies, M., K. Oswald and T. Mitchell. 2009. Climate Change Adaptation,
Disaster Risk Reduction and Social Protection. In Promoting Pro-Poor
Growth: Social Protection. Organisation for Economic Cooperation and
Development (OECD). Retrieved from www.oecd.org/dataoecd/63/10/
43514563.pdf
Escaleras, M., N. Anbarci and C.A. Register. 2006. Public Sector Corruption
and Natural Disasters: A Potentially Deadly Interaction. Working Paper
No. 06005. Department of Economics, College of Business, Florida
Atlantic University. Retrieved from http://home.fau.edu/mescaler/web/
working%20papers/quakecor8.30.06.pdf
30
Caribbean Journal of Social Work
Grandin, G. August 31 and September 7 2009. Battle for Honduras - and the
region. The Nation. Retrieved from Ebsco Host academic database.
Hallward, P. 2010. Haiti 2010: Exploiting Disaster. Retrieved from http://
www.normangirvan.info/index.php?s=hallward
Heijmans, A. and L.P. Victoria. 2003. Citizenry-Based and Development
Oriented Disaster Response. Experiences and Practices in Disaster
Management of the Citizens’ Disaster Response Network in the Philippines.
Philippines: Center for Disaster Preparedness. Retrieved from h t t p : / /
www.proventionconsortium.org/ themes/default/pdfs/CRA/CBDODR2001_meth.pdf
Hiley-Young, B. and E.T. Gerrity. 1994. Critical Incident Stress Debriefing
(CISD): Value and limitations in disaster response. NCP Clinical
Quarterly, Vol. 4(2). Retrieved from http://www.ncptsd.org/publications/
cq/v4/n2/hiley-yo.html
Jackson, R. 2005. Managing Natural Hazards in Jamaica. Kingston, Jamaica:
Office of Disaster Preparedness and Emergency Management. Retrieved
from http://www.odpem.org.jm/articles/articles/2_23_2005190.asp
Kahn, M.E. 2003. The Death Toll from Natural Disasters: The Role of
Income, Geography, and Institutions. Retrieved from http://www.econ.
berkeley.edu/users/webfac/quigley/e231_f03/kahn.pdf
Kretzmann, J. P. and J.L. McKnight. 1993. Building communities from the
inside out: A path toward finding and mobilizing a community’s assets.
Evanston, IL: Institute for Policy Research.
Lewis, D. and J. Mioch. 2005. Urban Vulnerability and Good Governance.
Journal of Contingencies and Crisis Management, Vol. 13 (2): 50−53.
Malekoff, A. 2008. Transforming Trauma and Empowering Children and
Adolescents in the aftermath of Disaster through Group Work. Social
Work with Groups, Vol. 31 (1):29−52.
Mathbor, G.M. 2007. Enhancement of Community Preparedness for
Natural Disasters − The Role of Social Work in Building Social Capital
for Sustainable Disaster Relief and Management. International Social
Work, Vol. 50(3): 357−69.
Matthews, L. 2006. Caribbean National Disasters: Coping with Personal
Loss and Recovery among Flood Victims in Guyana. Caribbean Journal
of Social Work, Vol. 5: 40−60.
Mathie, A. and G. Cunningham. 2002. From clients to citizens: Assetbased community development as a strategy for community-driven
development. Occasional Paper Series No. 4. Coady International
Institute. St Francis Xavier University, Nova Scotia, Canada. Retrieved
Poverty, Inequality and Disaster Risk Reduction
31
from
http://www.coady.stfx.ca/resources/publications/publications_
occasional_citizens.html
Ring, K. and S. Carmichael. 2006. Montserrat: A Study of Caribbean
Resilience. Caribbean Journal of Social Work, Vol. 5: 9−28.
Rock, L.F. and C.A. Corbin. 2007. Social Work Students’ and Practitioners’
views on the Need for Training Caribbean Social Workers in Disater
Management. International Social Work ,Vol. 50(3): 383−94.
Rogers, T. 2006. ‘De Day We See Wind in Grenada’: Community Level
Incident
Debriefing through Playback Theatre. Caribbean Journal of
Social Work, Vol. 5: 29−39.
Schmidt, A., L. Bloemertz, and E. Macamo, eds. 2005. Linking Poverty
Reduction and Disaster Risk Management. Deutsche Gesellschaft für
Technische Zusammenarbeit (GTZ); Federal Ministry for Economic
Cooperation and Development (BMZ), Germany; German Committee
for Disaster Reductio (DKKV); University of Bayreuth. Retrieved from
http://www.preventionweb.net/english/professional/publications/v.
php?id=1092
Shaluf, Ibrahim, Muhamed. 2007. Disaster Types. Disaster Prevention and
Management. Vol. 16 No. 5: 704−17.
United Nations International Strategy for Disaster Risk Reduction
(UNISDR). 2011. Killer year caps deadly decade – reducing disaster impact
is “critical” says top UN disaster official. Press Release 2011/03, January 24,
2011. Geneva: UNISDR Secretariat. Retrieved from http://www.unisdr.
org/news/v.php?id=17613
UNDP. 2004. Reducing disaster risk - A challenge for development. United
Nations Development Programme, Bureau for Crisis Prevention and
Recovery. Retrieved from http://www.undp.org/cpr/disred/english/
publications/publications.htm
———. 2008. Climate shocks: risk and vulnerability in an unequal world.
In Human Development Report 2007/08: 73−107. United Nations
Development Programme. Retrieved from http://hdr.undp.org/en/
———. 2010. Human Development Report. United Nations Development
Programme. Retrieved from http://hdr.undp.org/en/
Yanay, U. and S. Benjamin. 2005. The role of social workers in disasters - The
Jerusalem experience. International Social Work Vol. 48(3): 263−76.