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Functional Recovery After Hair Cell
Regeneration in Birds
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Robert J. Dooling, Micheal L. Dent, Amanda M. Lauer,
and Brenda M. Ryals
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1. Introduction
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In response to either acoustic trauma or insult from ototoxic drugs, both young
and adult birds show a temporary period of hair cell loss and regeneration,
usually culminating in considerable anatomical, physiological, and even behavioral recovery within several weeks (Corwin and Cotanche 1988; Ryals and
Rubel 1988; Tucci and Rubel 1990; Girod et al. 1991; Hashino et al. 1991; Lippe
et al. 1991; Saunders et al. 1992, 1996; Ryals et al. 1999b). Recent reviews of
the recovery of auditory function after hair cell regeneration have focused on
physiological measures of the auditory nerve and brainstem (compound action
potential [CAP], auditory brainstem response [ABR], or changes in hair cell
responses using distortion product emissions (e.g., Smolders 1999; see Saunders
and Salvi, Chapter 3). All of these measures are highly correlated with the
return of hearing, but behavioral measures of hearing address, most directly,
the actual recovery of auditory perception. This chapter emphasizes studies that
address the behavioral recovery of hearing after hair cell loss and regeneration in
birds.
As far as we know, birds provide the only animal model in which it is possible
to restore hearing through renewed sensory cell input and then examine the effect
of this hearing recovery on the learning and production of vocalizations. We
review several studies that have addressed the effects of hair cell loss and regeneration on complex vocal production. As one can imagine, the issue of whether
a “new” auditory periphery results in sufficient functional recovery so that an
adult bird can perceive, learn, and produce complex acoustic communication
signals has considerable health relevance, as current research efforts are focused
on triggering hair cell regeneration in the mammalian auditory system (e.g.,
Izumikawa et al. 2005). Understanding the fine detail of hearing recovery in
birds may tell us something about how bird ears function, add to our knowledge
of plasticity in both peripheral and central auditory nervous system structures,
and expose the common features of sensorimotor interfaces across vertebrates.
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2. Changes in Absolute Sensitivity
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There have been principally two ways to damage auditory sensory cells with
resulting changes in sensory function: acoustic trauma and administration of
ototoxic drugs. The two approaches typically lead to different patterns of
hair cell damage and loss and different patterns of hair cell regeneration and
functional recovery (Saunders et al. 1995; Salvi et al. 1998; Cotanche 1999;
Smolders 1999). Here, we discuss the extents and time courses of hearing loss and
functional recovery to these two types of peripheral auditory system trauma in
birds.
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Morphological assessment of hair cell loss and regeneration after acoustic trauma
has shown that acoustic overstimulation generally results in the loss of some, but
not all, hair cells in a specific location on the basilar papilla, depending on the
type, intensity, and duration of the acoustic trauma (reviewed in Cotanche 1999).
Temporary hearing loss in birds after acoustic overexposure, first described
in budgerigars (Melopsittacus undulatus), revealed some differences between
birds and mammals (Saunders and Dooling 1974; Dooling 1980). Budgerigars
exposed to 1/3 octave bands of noise centered at 2 kHz for 72 hours at levels
of 76–106 dB sound pressure level (SPL) showed maximum hearing losses at
2 kHz, and the threshold shift ranged from 10 to 40 dB depending on the level of
the exposure. A permanent threshold shift was observed only with the 106-dB
exposure, suggesting that birds, compared to mammals, are more resistant to
damage from noise (Dooling 1980). Temporary threshold shifts in these birds
were also of a shorter duration than typically seen in mammals and were
also restricted to a narrower range of frequencies (e.g., Luz and Hodge 1971;
Price 1979; Dooling 1980; Henderson and Hamernik 1986). In addition to
showing little spread across frequencies, in budgerigars the maximum threshold
shift occurred at higher frequencies than the exposure frequency. Hashino and
colleagues (1988) extended these bird–mammal differences to impulse noise
exposures. Two 169-dB SPL impulse noises produced by pistols caused more
low-frequency than high-frequency hearing loss with the return to preexposure
hearing levels occurring at a faster rate for high than for low frequencies. These
results are unique and intriguing, and their confirmation could provide insight
into the functioning of the avian ear.
Japanese quail (Coturnix coturnix) exposed to a 1.5-kHz octave band noise at
116 dB SPL for 4 hours showed elevated thresholds for pure tones up to 50 dB
immediately after exposure (Niemiec et al. 1994). Thresholds were most severely
affected at frequencies of 1.0 kHz and above, although there was considerable
variation among subjects. Thresholds improved rapidly within the first week after
exposure, recovering to preexposure levels by 8–10 days. Damaged hair cells
were still observed up to 2 weeks postexposure but not by 5 weeks postexposure.
Similar patterns of threshold shifts and recoveries were seen after repeated
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2.1 Acoustic Overexposure
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exposures to noise, although recovery times increased with increasing numbers of
exposures. Interestingly, Niemiec et al. (1994) found that structural abnormalities
(elongated stereocilia, supporting cell expansion, and stress links between hair
cells) remained for at least 4 weeks after pure tone sensitivity had recovered. They
suggested that while these abnormalities may not influence absolute threshold
sensitivity, they may be involved in other aspects of functional hearing. Other
investigators have suggested that lingering structural abnormalities within the
tectorial membrane (lack of upper fibrous layer) may be related to incomplete
recovery of other aspects of auditory function such as frequency resolution
(Salvi et al. 1998; Lifshitz et al. 2004). While neural correlates of frequency
resolution tend to corroborate poorer frequency resolving capacity after acoustic
trauma and hair cell regeneration, corresponding behavioral studies are still
lacking. Behavioral studies of frequency resolution after hair cell regeneration
following ototoxic insult have been performed and are described later in this
chapter.
Ryals and colleagues (1999b) found that the amount of hearing loss and the
time course of recovery varied considerably among different species of adult
(sexually mature) birds even when exposure conditions and test conditions were
identical. In their study, quail and budgerigars were exposed to intense pure tones
centered in their region of best hearing at 112–118 dB SPL for 12 hours. Quail
showed much greater susceptibility to acoustic trauma than did budgerigars,
with significantly larger threshold shifts and hair cell loss. Quail showed a
threshold shift of 70 dB at 2.86 kHz 1 day after overexposure. Thresholds for
the quail remained virtually unchanged for 8–9 days postexposure, and then
began to improve by about 2 dB/day until day 30. Quail experienced a permanent
threshold shift of approximately 20 dB, which remained even when tested 1 year
after exposure. Budgerigars exhibited a threshold shift of about 35–40 dB at
0.5 days after exposure, but showed a much faster recovery than quail. By 3 days
postexposure, budgerigars’ thresholds had improved to within 10 dB of normal.
Chickens exposed to a 120-dB pure tone at 525 Hz for 48 hours (Saunders
et al. 1995) showed similar initial threshold shifts and rates of recovery as the
budgerigars. CAP measurements in pigeons exposed to a 142-dB pure tone at
700 Hz for 1 hour (Ding-Pfennigdorff et al. 1998) showed intermediate threshold
shifts between the quail and the budgerigars and chickens.
In a more comprehensive study, budgerigars, canaries (Serinus canaria), and
zebra finches (Taeniopygia guttata) were exposed to a bandpass noise (2–6 kHz)
at 120 dB SPL for 24 hours. These birds showed thresholds at 1.0 kHz that
were elevated by 10–30 dB and that improved to within normal limits by
about 10 days postexposure in all three species. At 2.86 kHz, the center of
the exposure band, budgerigars, canaries, and zebra finches showed a 50-dB
threshold shift. Recovery began immediately afterward for canaries and finches,
and threshold improved to within 10 dB of normal by about 30 days postexposure.
In budgerigars, threshold recovery did not begin until 10 days postexposure. By
50 days postexposure, thresholds recovered to about 20 dB above normal, and no
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further improvement occurred by 70 days, at which point the loss was assumed
to be permanent. Overall, results showed a significantly more rapid recovery in
canaries and zebra finches than in budgerigars. Histological analysis in all of
these birds quantified hair cell loss and recovery in the region of damage before,
during, and after threshold recovery. In general, the more severe the initial degree
of hair cell loss (width of damage and decrease in hair cell number) was, the
more severe the initial threshold shift.
Ryals et al. (1995), Salvi et al. (1998), and Cotanche (1999) have shown
that structures such as the tegmentum vasculosum, which provides the endolymphatic potential in birds, the tectorial membrane, and neural synapses may
also be damaged immediately after acoustic trauma There are two important
conclusions from these studies. One is that even when exposure and test conditions are identical, the amount of damage and the time course of loss and
recovery from acoustic trauma are quite different among species. The second
conclusion is that determination of the direct role of regenerated hair cells in
the recovery of hearing after acoustic overstimulation is confounded by the
continuing presence of nonregenerated hair cells on the papilla after initial
acoustic trauma, the initial and continuing damage to other structures within the
inner ear such as the tectorial membrane, and the fact that a considerable amount
of hearing can return before a full complement of hair cells is replaced through
regeneration.
These behavioral results are paralleled by a wealth of physiological data.
Measures of compound action potential (CAP) and evoked potential (EP)
thresholds, for instance, have also shown a recovery from acoustic trauma in
birds. In pigeons, CAP thresholds increased immediately after exposure to a
0.7-kHz tone at 136–142 dB SPL for 1 hour, but showed some recovery in most
subjects (Müller et al. 1996, 1997). The time course of recovery varied somewhat
among individual subjects, and some animals showed no recovery. A residual
threshold shift of 26.3 dB remained at 2.0 kHz for some of the animals that
recovered, while other showed normal thresholds within 3 weeks after exposure.
Newborn chicks and adult chickens also show increased CAP and EP thresholds
immediately after acoustic trauma, but animals with longer survival times showed
near-normal thresholds (McFadden and Saunders 1989; Adler et al. 1992, 1993;
Pugliano et al. 1993). Interestingly, less recovery occurred when chicks were
exposed a second time (Adler et al. 1993).
Threshold shifts to a pure tone overexposure (Fig. 4.1A) and to narrowband
noise overexposure (Fig. 4.1B) are shown across several species of birds.
Although the exposure durations, intensities, and frequencies differed across
species, these recovery curves represent virtually all of the existing data available
on experiments that tested the same subjects repeatedly. Given the large differences in susceptibility to acoustic trauma both within and across species, these
types of experiments are important for understanding the nature of the time
course of recovery in individual subjects. These figures highlight the similarities
in recovery times across species, even when the extent of the initial hearing loss
is quite different.
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Figure 4.1. (A) Behaviorally measured threshold shifts after acoustic overexposure to a
2.86-kHz pure tone for Japanese quail (n = 3) and budgerigars (n = 2 at 112 dB and n = 3
at 118 dB) (replotted from Ryals et al. 1999b) and to a 525-Hz pure tone for chickens
(n = 4) (replotted from Saunders et al. 1995). Shown for comparison are threshold shifts
after a 700-Hz pure tone exposure as measured by the compound action potential (CAP)
in pigeons (replotted from Ding-Pfennigdorff et al. 1998). (B) Threshold shifts after
continuous narrowband noise overexposures for canaries (n = 2), budgerigars (n = 5),
zebra finches (ZF, n = 3), and Japanese quail (n = 3; canaries, budgerigars, zebra finches
replotted from Ryals et al. 1999b and Japanese quail replotted from Niemiec et al. 1994).
For comparison with these continuous exposures, results from budgerigars exposed to 4
gunshot impulses (n = 2) are also shown (replotted from Hashino et al. 1988).
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Previous work has shown that considerable variation exists in the response of
the auditory system to acoustic overexposure and that structures other than hair
cells are damaged if the exposure is intense or prolonged enough (reviewed in
Cotanche 1999). Moreover, the apparently paradoxical finding that a considerable amount of functional recovery occurs before hair cell regeneration is
complete further complicates interpretation. In part for this reason, more recent
studies of behavioral recovery after hair cell regeneration have used ototoxic
drug administration to cause hair cell loss. Typically in birds, hair cells in the
basal end of the papilla are damaged and are lost first, with the loss proceeding
toward the apical region with increased dose and time (Cotanche 1999). Studies
of recovery from insult with ototoxic drugs have the advantage of being able
to attribute the recovery of hearing more completely to the regeneration of new
auditory hair cells with less of a confounding influence of surviving hair cells
or mechanical damage to other structures such as the basilar papillae or tectorial
membrane.
In budgerigars given 100 mg/kg or 200 mg/kg of kanamycin (KM) for 10 days,
threshold shifts of about 20–60 dB occurred for frequencies of 2.0 kHz and above,
depending on the dosage of KM (Hashino and Sokabe 1989). Threshold shifts
reached maximal values 3–5 days after the end of the KM treatment. Slightly
larger threshold shifts occurred at 0.5 kHz, reaching nearly 80 dB at day 3 for the
higher dose condition. Recovery of thresholds reached asymptotic levels around
15 days posttreatment. Residual hearing losses of less than 20 dB occurred for
frequencies of 2.0 kHz and above in birds given the higher dosage, but returned
to normal levels in birds given the lower dosage. Permanent threshold shifts
of about 10 dB and 40 dB at 0.5 kHz occurred in birds given the lower and
higher KM dosage, respectively. Because aminoglycosides induce hair cell loss
primarily in the basal region of the basilar papilla (Hashino et al. 1992; Dooling
et al. 1997), a permanent low-frequency hearing loss would not be expected and
this pattern of low-frequency hearing loss remains a curious one.
Other studies have reported returns to near-normal absolute sensitivity for pure
tones after ototoxic drug-induced hair cell loss and regeneration in European
starlings (Sturnus vulgaris; Marean et al. 1993) and budgerigars (Dooling
et al. 1997). Experiments on budgerigars show that by about the fifth day of
injections, absolute thresholds began to increase dramatically, and the threshold
shift at 2.86 kHz by the time injections were completed (10 days) was greater
than 60 dB. Immediately after KM treatment, the greatest shift occurred for
frequencies above 2.0 kHz (Dooling et al. 1997). Recovery of hearing began
immediately after cessation of injections. By 8 weeks postinjection, absolute
thresholds improved to within 5–15 dB of normal for frequencies below 2.0 kHz
and to within 20–30 dB of normal above 2.0 kHz. Recovery of threshold shift
eventually reached an asymptote with a permanent threshold shift on average of
23 dB.
In a more recent study on budgerigars, Dooling et al. (2006) measured
thresholds at six frequencies and found them to be differentially affected by the
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KM injections. Initial threshold shift was greater at high frequencies (50–60 dB
above 2 kHz) than it was at low frequencies (10–30 dB below 2 kHz). Thresholds
gradually recovered to within about 15–25 dB of preinjection thresholds by
8 weeks after injections, with the most rapid recovery occurring at the lowest
frequencies. Absolute thresholds for all frequencies reached asymptote by
8 weeks after cessation of KM injections with a return to within 5–15 dB of
normal for frequencies below 2 kHz and within 20–30 dB of normal above 2 kHz
(Dooling et al. 2006).
Marean and colleagues (1995) compared behavioral detection thresholds from
starlings before, during, and after 11 days of subcutaneous injections of KM.
The starlings were given 100 mg/kg injections for 2 days and then 200 mg/kg
injections for 9 days. The birds showed large threshold shifts initially at high
frequencies and then at progressively lower frequencies. These shifts were in
excess of 60 dB at 4–7 kHz but none of the birds showed any change in auditory
thresholds for frequencies below 3 kHz. The recovery of hearing began within a
few days of the end of the KM injections, and lasted for approximately 50 days.
After a second course of KM injections, the starlings showed less of a threshold
shift than after the first injection. Subsequent studies showed that the smaller
threshold shift after the second course of injections was likely due to metabolic
changes sustained after the first course of antibiotics and not to a resistance
to antibiotic damage by regenerated hair cells (Marean et al. 1995). The time
course of recovery and the amount of permanent threshold shift in starlings,
compared to budgerigars, suggest that they may be less sensitive to damage from
aminoglycoside antibiotics, similar to Bengalese finches (Lonchura domestica;
Marean et al. 1993, 1998; Woolley et al. 2001).
As is the case with acoustic overexposure, there are a number of physiological estimates of threshold recovery after ototoxic drug administration that
in general parallel behavioral findings. Tucci and Rubel (1990) used frequencyspecific auditory evoked potentials and tested 16- to 20-week-old chicks (Gallus
gallus domesticus) after gentamicin injections. EPs were increased immediately
after injections ceased, and continued to increase for up to 5 weeks afterward.
This is in contrast to behavioral thresholds that generally show a decrease in
thresholds following termination of injections. They suggested that the increase
in EP threshold during the early stage of recovery was due to a lack of neural
synchrony. Partial recovery of thresholds was seen by 16–20 weeks, predominantly at low and mid frequencies. Residual hearing loss was greatest at the
highest frequencies. Interestingly, recovery of thresholds lagged hair cell regeneration by 14–18 weeks. Administration of KM also results in temporarily
increased CAP and EP thresholds, primarily at higher frequencies in chickens
and quail (Chen et al. 1993; Lou et al. 1994; Trautwein et al. 1998). Some
residual loss persists at the highest frequencies tested, however.
In a more recent study, Woolley et al. (2001) measured hair cell regeneration and the recovery of auditory thresholds in Bengalese finches using the
aminoglycoside amikacin (alternating doses of 150 mg/kg and 300 mg/kg daily
for 7 days). EP thresholds were measured for frequencies ranging from 0.25 to
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6 kHz. Heavy hair cell losses on the basal end of the basilar papilla correlated
with hearing losses above 2 kHz. Recovery of auditory thresholds began at about
1 week after treatments and ceased approximately 4 weeks later. Thresholds
at high frequencies remained elevated at 8–12 weeks. One conclusion is that
the temporal course of hearing recovery is more similar among closely related
species because the pattern in finches is more similar to that of the starling
(Marean et al. 1993) than that of either the budgerigar (Dooling et al. 1997) or
the chick (Tucci and Rubel 1990).
In aggregate, these comparative results are similar in some respects to the
comparative results on recovery of hearing after noise exposures, where canaries
and zebra finches were similar to each other but different from budgerigars and
quail (Ryals et al. 1999b). It is also important to realize the difficulties inherent
in comparisons between behavioral and EP measures of hearing. Hearing is
a behavior whereas EPs are a measure of neural synchrony due to stimulus
onset, and usually correlate well with stimulus intensity. However, the minimum
stimulus intensity required to produce a measurable evoked potential is typically
10–30 dB higher than behavioral detection thresholds. Thus, behavioral measures
of hearing remain the gold standard for determining the effect of ototoxicity or
acoustic overstimulation on hearing.
Figure 4.2 shows behavioral audiograms from several species of birds
measured behaviorally (A-budgerigars and B-starlings) compared with ABR
(C-pigeons and D-Bengalese finches), and CAP (E-chickens) threshold curves.
These functions show the preinjection thresholds for each species, along with
data from several time periods after the ototoxic drug administration. In general,
the findings are quite similar across species. Hearing losses are greatest at the
high frequencies, minimal at the lowest frequencies, and recovery generally
proceeds from the lowest frequencies first to the higher frequencies at later time
periods.
These findings from several species of birds shows that hair cell damage from
ototoxic drug administration proceeds from the base to the apex of the basilar
papilla, that hearing loss is greatest at high frequencies, and that functional
recovery of hearing follows the hair cell replacement that one might expect from
a place representation of frequency on the basilar membrane. The only exception
from this general pattern is an unusual report that budgerigars experienced a
low-frequency hearing loss to KM-induced hair cell destruction (Hashino and
Sokabe 1989). The exact reasons for the anomalous results are still unknown.
An unusual bird, the Belgian Waterslager (BWS) canary, also shows an interesting response to hair cell loss and regeneration. These birds have been bred
for a distinctive low-frequency song and have an inherited auditory pathology
resulting in, on average, 30% fewer hair cells on their basilar papilla, a 12%
reduction in the number of auditory nerve fibers, and abnormal cochlear nuclei
cell volumes compared to non-BWS canaries (Gleich et al. 1994, 2001; Kubke
et al. 2002). Hair cells on the abneural edge of the papilla, which are primarily
innervated by efferent fibers, appear to be most affected, and this pathology
develops after hatching and extends the length of the papilla (Gleich et al. 1994;
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Figure 4.2. Behavioral data are shown for (A) budgerigars (Dooling et al. 2006) and
(B) European starlings (Marean et al. 1993). ABRs are shown for (C) pigeons (Muller
and Smolders 1998, 1999) and (D) Bengalese finches (Woolley et al. 2001), and (E)
CAPs are shown for chickens (Chen et al. 1993).
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Weisleder et al. 1996; Ryals et al. 2001; Ryals and Dooling 2002). Even though
the loss of hair cells is evident throughout the papilla, the hereditary hearing
loss in BWS is clearly greatest at frequencies above 2.0 kHz (Okanoya and
Dooling 1985, 1987; Okanoya et al. 1990; Gleich et al. 1995; Wright et al. 2004).
Absolute thresholds are elevated by 20–40 dB and critical ratios are larger
than normal at high frequencies, while normal at low frequencies (Lauer and
Dooling 2002), indicating that auditory filters are broadened and frequency
selectivity is reduced in BWS in the area of greatest hearing loss.
Despite an ongoing rate of spontaneous hair cell regeneration in the BWS
canary, new hair cells never completely repair the basilar papilla, which would
potentially lead to more normal hearing. Interestingly, both noise overexposure
and aminoglycoside-induced damage cause a further increase in supporting cell
proliferation and differentiation (Dooling et al. 1997; Gleich et al. 1997). In BWS
canaries, absolute thresholds for high frequencies increase after systemic administration of KM in BWS, but during recovery they return to slightly below (better
than) preinjection levels by 13 weeks after injections of the drug cease (Dooling
and Dent 2001; unpublished data). Figure 4.3 shows these results in greater detail
for 4.0 kHz. Although both BWS and non-BWS canaries show a threshold shift
following the KM injections, the amounts of both the threshold shifts and the
recover patterns differ between the two groups. Interestingly, the final thresholds
for BWS canaries at 4 kHz are about 5 dB lower than the preinjection thresholds,
showing a permanent improvement rather than a permanent loss as in normal
canaries. There was no improvement in hair cell number and morphology in
these BWS canaries with improved thresholds (Ryals et al. 1999a). Thus, the
cause of this threshold improvement in BWS is still not clear.
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Figure 4.3. Absolute thresholds at 4.0 kHz before, during, and after KM injections in
BWS (black circles) and non-BWS (white squares) canaries. Normal canaries show the
typical pattern of a small residual permanent threshold shift after KM treatment. BWS
canaries also show a temporary threshold shift but then show a permanent improvement
in hearing sensitivity at 4 kHz as a result of KM treatment.
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Not surprisingly, almost all of the work on the effect of hair cell loss and
regeneration on hearing has focused on the audiogram. However, a subject’s
ability to discriminate complex features of sounds after hair cell regeneration
may be equally or more important than simply assessing threshold. Several recent
studies have addressed this issue.
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Behavioral studies of auditory masking and discrimination have now been
conducted on several species of birds including starlings, budgerigars, and
chickens (Saunders and Salvi 1995; Dooling et al. 1997; Marean et al. 1998).
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Saunders and Salvi (1995) examined pure tone masking patterns in chickens
using a tone-on-tone paradigm before and after exposure to a 525-Hz pure tone at
120 dB SPL for 48 hours. Two months after the exposure, masking patterns were
reassessed in these birds and the postexposure masking patterns were virtually
identical to the preexposure masking patterns. Frequency selectivity has also been
shown to decrease in birds immediately after aminoglycoside treatment. Critical
ratios, a crude estimate of auditory filter bandwidth, have been shown to increase
immediately after KM treatment in budgerigars (Hashino and Sokabe 1989),
indicating a broadening of the auditory filters. Marean et al. (1998) measured
auditory filter widths in starlings using notched noise maskers before, during, and
after KM injections. Auditory filters at 5 kHz were significantly wider after hair
cell regeneration while spectral resolution was virtually unchanged at the other
frequencies. In budgerigars, intensity (IDLs) and frequency difference limens
(FDLs) were measured before, during, and after 10 days of KM administration
for pure tones at 1.0 and 2.86 kHz. In spite of mild but permanently elevated
absolute thresholds 4 weeks after KM treatment, IDLs were not significantly
affected by the KM injections and FDLs were only slightly elevated at both
frequencies as shown in Figure 4.4 (Dooling et al. 2006).
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3.1.1 Spectral and Intensive Measures
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3.1.2 Temporal Measures
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Marean et al. (1998) also measured minimum temporal resolution in starlings
over the time course of hair cell loss and regeneration using temporal modulation
transfer functions (TMTFs). TMTFs were mostly unaffected after KM administration. Some decrease in temporal resolution was evident for band-limited
noise centered at 5.0 kHz, but these observed effects may have been due to poor
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Figure 4.4. (A) FDLs and (B) IDLs for 1.0- and 2.86-kHz pure tones before and at
three time periods after injections for three subjects. Error bars represent standard errors.
(Replotted from Dooling et al. 2006.)
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audibility of the signal as a result of threshold shifts, rather than to disruption of
temporal resolution per se.
Maximum temporal integration (increasing threshold with decreasing stimulus
duration) in birds, as in most vertebrates, is typically around 200–300 ms
(Dooling et al. 2000). Saunders et al. (1995) showed that maximum temporal
integration decreases immediately after acoustic trauma in chickens; it then
returned to normal approximately 10–20 days after exposure. The slopes of
threshold-duration functions decreased immediately after exposure, but recovered
to near-normal levels after hair cell regeneration. Figure 4.5 shows the maximum
temporal integration functions for the chicken at 1 kHz after acoustic overexposure to a 525-Hz pure tone (Saunders and Salvi, 1993; Saunders et al. 1995).
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3.2 Discrimination Tests: Vocalizations
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Hearing in humans and animals is typically assessed with simple sounds. But
we know from work with both normal hearing and hearing impaired listeners
that auditory tests with pure tones are less than perfect predictors of how well
a human listener can detect, discriminate, or understand speech. Recent tests
on budgerigars recovering from KM treatment were designed with parallels to
human speech perception in mind. Budgerigars have been particularly useful
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Figure 4.5. (A) Maximum temporal integration functions at 1 kHz for chickens from
Saunders et al. (1995) and Saunders and Salvi (1993) for two subjects. Thresholds are
shown relative to the subjects’ thresholds for the 512-ms stimulus condition.
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avian models for behavioral studies of auditory perception as well as complex
vocal production. These birds learn new vocalizations throughout life, especially
in response to changes in their social milieu (Dooling 1986; Dooling et al. 1987;
Farabaugh et al. 1994; Hile et al. 2000) and they require hearing and auditory
feedback for the maintenance of their adult vocal repertoire. Deafening, by
cochlear removal during development or in adulthood, results in an impoverished
vocal repertoire (Dooling et al. 1987; Heaton et al. 1999). Moreover, budgerigars
trained to produce particular vocalizations under controlled experimental conditions show strong evidence of the Lombard effect (increases in vocal intensity
when placed in a noisy environment), suggesting a real time monitoring of vocal
output (Manabe et al. 1998).
In a series of tests on the abilities of budgerigars to discriminate among
complex vocal signals before and after KM treatment, birds were tested on their
ability to discriminate between pairs of calls in a test set of five different speciesspecific budgerigar contact calls and their synthetic analogs for a total of 10
calls in the test set (see Fig. 4.6A). Each bird was tested on the entire 10-call
set both before and approximately every 4–6 weeks after injections up to about
24 weeks after cessation of KM injections. Discriminations between contact call
types were relatively easy while discrimination between a natural contact call
and its synthetic analog was difficult (Dooling et al. 2006).
The relatively easy discriminations between contact call types as measured by
percent correct response returned to pretreatment levels by only 4 weeks after
cessation of KM injections while the more difficult discriminations between a
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Figure 4.6. (A) Sonograms of contact calls from five different birds and their synthetic
analogs plotted as frequency by time (taken from Dooling and Okanoya 1995). (B) The
average percentage correct for three budgerigars discriminating among the five natural
contact calls and their synthetic analogs before treatment with KM and at 4, 12, 14,
and 23 weeks after injections. Asterisks represent significantly different results from the
preinjection condition (∗ p = 005, ∗∗ p < 005).
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natural call and its synthetic analogue showed prolonged disruption (Fig. 4.6B).
Additional analyses of response latencies also show that the birds’ perceptual
space for contact calls was still somewhat distorted four weeks into recovery.
Some calls that were perceptually distinct before KM administration were being
perceived as similar many weeks into the recovery process (Dooling et al. 2006).
These data on the budgerigar suggest a more complicated picture of hearing
recovery in these birds when the task involves the discrimination of complex
vocalizations.
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The previous results focused on the recovery in the detection and discrimination
of simple and complex sounds after hair cell regeneration. However, a higher
order task that needs to be addressed after hair cell regeneration is the ability
to understand what is being said. This reminds us that it is one thing to hear
speech, and even to discriminate among speech sounds but it is quite another
thing to understand what is being said. A recent experiment addressed the effect
of hair cell loss and regeneration on this broader question by testing whether
budgerigars recognized contact calls that were previously familiar. This task is
inherently more difficult than the discrimination task described in the preceding
text in that the birds had to remember from trial to trial which call was the “go”
call and which call was the “no go” call.
Figure 4.7A shows the average percent correct for the six budgerigars on the
classification task before, during, and after 10 days of KM injections. Before
injections of KM, the birds’ performance was well above the 85% criterion level.
However, performance fell to chance levels (50%) after several days of KM
injections and remained there when assessed in a single 100-trial test session 24
and 38 days later. At 38 days (4 weeks after cessation of KM injections), the
birds were retrained and tested daily on the same task in 100-trial daily sessions.
The birds returned to preinjection performance levels in 4 days.
Response latencies for “go” stimuli remained below 1 s and relatively
unchanged throughout the experiment, attesting to the birds’ excellent health
and behavioral responsiveness (Fig. 4.7B). Response latencies to the “no-go”
stimuli averaged near 5 s before and during the first few days of treatment with
KM. But, as testing continued and the birds began to respond by pecking the
report key to both “go” and “no-go” stimuli, response latencies to the “no-go”
approached the levels recorded to the “go” stimuli.
The six KM-treated birds tested after 4 weeks of recovery required an average
of more than four 100-trial sessions to reach criterion instead of the average
of less than two 100-trial sessions to reach criterion after a 4-week pause in
testing but with no KM treatment. The results of important control experiments
necessary for interpretation are summarized in Figure 4.7C. The first two control
conditions are for four birds that were not injected with KM but were nonetheless
given either a 2-week or a 4-week pause in testing. When testing resumed, the
number of trials to reach criterion was much less than the time required to learn a
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3.3 Identification Tests: Recognition of Contact Calls
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Figure 4.7. (A) Average percentage correct responses of six budgerigars on a Go/NoGo recognition task involving two contact calls before, during, and after treatment with
KM. Twenty-four days after the end of treatment, classification performance had not yet
returned to preinjection levels. At retesting on day 38, however, performance improved to
preinjection levels within 4 days of testing. Error bars represent standard errors. (B) The
average response latencies to both “go” and “no-go” stimuli for the six budgerigars before,
during, and after KM treatment. Response latencies for the “go” stimuli remained low
throughout the experiment, attesting to the birds’ health and attentiveness. (C) Summary
of the number of trials to reach criterion in the KM experiment and various control
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new classification because the calls were familiar to the birds. Birds performing
above criterion on one pair of contact calls (original calls) and switched to
another pair (new calls) also required slightly over four 100-trial sessions to
reach criterion. These results suggest that previously familiar contact calls do not
sound the same to budgerigars that have been treated with KM and subsequently
regenerated new hair cells. Instead, they sound like unfamiliar calls based on the
time required to relearn a classification task involving these calls.
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One of the most devastating consequences of severe hearing impairment in
humans is the loss of acoustic communication and the inevitable decline in
the precision of speech production (Binnie et al. 1982; Waldstein 1990). With
their dependence on hearing to develop and maintain a normal, species-specific
vocal repertoire, birds provide a model for testing the effects of hearing loss and
recovery on vocal production. To test this, operant conditioning with food reward
was used to train birds to reliably and consistently produce species-specific
contact calls with a high degree of precision (see, e.g., Manabe et al. 1998).
Contact calls produced by the bird in the operant test chamber were compared
online to a digitally stored template of the call. Contact calls that matched a
stored template resulted in food reinforcement, while calls that did not match
the template were not reinforced with food. These contingencies ensured that
the birds were highly motivated to produce contact calls matching the template
with the utmost precision. This precision with which birds produced contact calls
under these controlled conditions was assessed during and after treatment with
high doses of KM.
Figure 4.8A shows template matching performance for three budgerigars, each
producing two different call types under operant control before, during, and after
an 8-day course of KM. All three birds showed some loss in vocal precision
during KM treatment; however, the loss was variable across the three birds. All
three birds recovered to pretreatment levels, even those showing the greatest
loss, within 10–15 days after the injections. On average, the ability to produce a
precise vocal match to a stored contact call recovered to preinjection levels long
before auditory recovery reached asymptote at about 8 weeks.
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Figure 4.7. experiments indicating that KM treatment renders previously familiar calls
unrecognizable. Control animals (no drug condition) take less than two sessions after
2 (black bar) or 4 (white bar) weeks of not running in any experiments to again reach
criterion. Birds given a 4-week pause in running plus KM (striped bar) took an average
of four sessions to reach criterion, a similar number of sessions as no-drug animals given
a new set of calls to learn (gray bar). Error bars represent standard errors.
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Figure 4.8. (A) The relative similarity of contact calls produced by three different
budgerigars to their respective templates before, during, and up to 25 days after 8 days
of KM injections. Closed symbols (square, circle, and triangle) represent template 1 and
open symbols represent template 2 for each bird. The line represents the best fit to the
mean data from the three birds (two calls from each bird for a total of six calls). Individual
data from two of the birds were published previously (Dooling et al. 1997). (B) The mean
song note sequence stereotypy for eight birds that sang a degraded song before, during,
and after Amikacin injections. (Data are replotted from Woolley and Rubel 2002.)
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In another set of experiments on vocal recovery, Woolley and Rubel (2002)
examined vocal memory and vocal learning in adult Bengalese finches after hair
cell loss and regeneration. They used a combination of noise and the ototoxic
drug amikacin to induce the extensive hair cell loss to maximize song degradation
(see Woolley and Rubel 1999). The results were interesting but complicated.
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Bengalese finches normally sing a multinote song with energy ranging from 1 to
10 kHz. After 1 week of this treatment, the stereotypy of syllable sequences was
reduced and syllable structure changed in 8 of the 15 birds tested. The remaining
birds maintained normal song despite treatment. Scanning electron microscopy
analysis of the auditory papillae and ABR responses in these birds revealed
that some had hair cells remaining in the apical region of the papillae and also
had normal low-frequency hearing. Over the course of hair cell regeneration,
song gradually recovered. By 4 weeks posttreatment, the stereotypy of syllable
sequences returned to normal. Figure 4.8B shows this degradation and then
recovery in syllable order of songs in Bengalese finches from Woolley and
Rubel (2002).
Though most syllables returned to their original structures by 8 weeks
posttreatment, some syllables showed changes in note placement and changes in
acoustic structure. The time courses of recovery are quite similar to those seen
in the budgerigars, despite differences in the situation where the birds produced
these songs. Three of the eight birds whose song was disrupted by hair cell loss
showed additional song modifications between 4 and 8 weeks posttreatment.
Approximately half of these birds’ syllables changed after the song had recovered
to near normal. Changes included breaking the notes of original syllables apart,
dropping some notes from the repertoire, modifying the acoustic structure of
remaining notes, recombining notes to form new syllables, and creating new
sequences of syllables. These changes were linked to changes in the song of the
birds’ cagemates and were not spontaneous.
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These studies address recovery of hearing and auditory perception of vocalizations after hair cell damage and regeneration and the recovery in the ability to
produce precise vocalizations under experimental control. Results show that both
hearing and vocal production are affected when many hair cells are damaged or
lost, but both behaviors return to normal or near normal over time.
In humans, hearing loss as measured by pure tone detection or discrimination
tasks involving simple sounds often does not predict the effect of hearing loss
on the perception, understanding, or production of speech. Similarly, difficult
discriminations between contact calls in budgerigars were affected for up to
20 weeks after KM treatment. At 4 weeks of recovery, perceptual maps for
contact calls were distorted compared to pretreatment maps; however, the maps
recovered to normal after 6 months posttreatment. So, in budgerigars, at least,
results show a large recovery in vocal discrimination within a few weeks but
some residual perceptual problems persist for up to 5–6 months.
A common refrain of hearing impaired humans is that speech can be heard
as well as before but not understood (Newby 1964). This is an intriguing
phenomenon and one that is even more interesting in an organism that has
the capability of auditory hair cell regeneration. When trained to recognize or
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“label” two different contact calls, budgerigars completely lose the ability to
label correctly when their hair cells have been lost to KM ototoxicity. Four
weeks into recovery, these birds quickly relearn the classification of previously
familiar contact calls to a high level, but they do so with a time course that
suggests that the previously familiar calls now sound unfamiliar. In other words,
though the ability to detect, discriminate, and classify complex acoustic sounds
approaches pretreatment levels even as soon as 4 weeks into recovery, the
perceptual world of complex vocalizations does not sound the same as it did
before hair cells were lost. These results bear some similarity to the difficulties
postlingually deafened humans have with new cochlear implants or even reprogrammed cochlear implants (e.g., Tyler et al. 1997; Hamzavi et al. 2003). If
recent studies on hair cell regeneration in mammals prove someday applicable
to humans, one can anticipate from these studies that a considerable period of
adjustment may be necessary before a human can successfully interpret a new
acoustic world.
Another consequence of profound hearing loss in humans is disruption of
normal auditory feedback that serves to guide the precision of vocal production
leading to degraded speech quality. The broad outlines of a similar phenomenon
have been known to exist in birds for some time. Budgerigars deafened as
young develop extremely abnormal contact calls and songs. Birds deafened in
adulthood also eventually come to produce extremely abnormal vocalizations.
These results, and those from many other species, establish the importance of
auditory feedback in vocal learning in birds.
Budgerigars trained to produce specific contact calls under operant control
show a loss of vocal precision and considerable variability at the peak of their
hearing loss from ototoxicity. The effect of hearing loss on the quality of speech
production in humans is also characterized by acute variability. In birds, this
effect is transient, lasting no more than 2 weeks, and recovers well before
absolute auditory sensitivity recovers substantially. These results suggest that
even a little hearing goes a long way in guiding vocal production in these birds
and that proprioceptive feedback may provide a temporary substitute for auditory
feedback in this case of hearing loss.
Interestingly, while the precision of vocal production is initially affected by
hearing loss from hair cell damage, this precision recovers long before the papilla
is repopulated with new, functional hair cells. This suggests that, even in the
absence of veridical auditory feedback, budgerigars, like humans, can also rely on
long-term memory combined perhaps with feedback from other sensory systems
to guide vocal production. Because both young and adult budgerigars deafened
by cochlear removal show permanent changes in vocal output, the questions
now should focus on how long the sensorimotor interfaces can do without
appropriate sensory feedback before functional recovery in vocal production is
no longer possible. The answer to this question, even in a bird, should have
immediate relevance for treatment of hearing loss in humans, the timing of
auditory prosthetic devices such as cochlear implants, and the ultimate hope for
restoration of human hearing with regenerated hair cells.
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Acknowledgments. This work was supported by NIDCD grants DC-01372, DC000198, and DC-004664 to R.J.D; DC-005450 to A.M.L.; and T32-DC-00046
to M.L.D.
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Adler HJ, Kenealy JF, Dedio RM, Saunders JC (1992) Threshold shift, hair cell loss, and
hair bundle stiffness following exposure to 120 and 125 dB pure tones in the neonatal
chick. Acta Otolaryngol 112:444–454.
Adler HJ, Poje CP, Saunders JC (1993) Recovery of auditory function and structure in
the chick after two intense pure tone exposures. Hear Res 71:214–224.
Binnie CA, Daniloff RG, Buckingham HW (1982) Phonetic disintegration in a five year
old following sudden hearing loss. J Speech Hear Dis 47:181–189.
Chen L, Salvi RJ, Hashino E (1993) Recovery of CAP threshold and amplitude in chickens
following kanamycin ototoxicity. Hear Res 69:15–24.
Corwin JT, Cotanche DA (1988) Regeneration of sensory hair cells after acoustic trauma.
Science 240:1772–1774.
Cotanche DA (1999) Structural recovery from sound and aminoglycoside damage in the
avian cochlea. Audiol Neurootol 4:271–285.
Ding-Pfennigdorff D, Smolders JWTh., Muller M, Klinke R (1998) Hair cell loss
and regeneration after severe acoustic overstimulation in the adult pigeon. Hear Res
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Dooling RJ (1980) Behavior and psychophysics of hearing in birds. In Popper AN, Fay RR
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Dooling RJ (1986) Perception of vocal signals by budgerigars. Exp Biol 45:195–218.
Dooling RJ, Dent ML (2001) New studies on hair cell regeneration in birds. Acoust Sci
Tech 22:93–100.
Dooling RJ, Okanoya K (1995) The method of constant stimuli in testing auditory sensitivity in small birds. In Klump GM, Dooling RJ, Fay RR, Stebbins WC (eds) Methods
in Comparative Psychoacoustics. Basel, Switzerland: Birkhauser-Verlag, pp. 161–169.
Dooling RJ, Gephart BF, Price PH, McHale C, Brauth SE (1987) Effects of deafening on
the contact call of the budgerigar, Melopsittacus undulatus. Anim Behav 35:1264–1266.
Dooling RJ, Ryals BM, Manabe K (1997) Recovery of hearing and vocal behavior after
hair cell regeneration. Proc Natl Acad Sci USA 94:14206–14210.
Dooling RJ, Lohr B, Dent ML (2000) Hearing in birds and reptiles. In Dooling RJ,
Fay RR, Popper AN (eds) Comparative Hearing: Birds and Reptiles. New York:
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Dooling RJ, Ryals BM, Dent ML, Reid TL (2006) Perception of complex sounds in
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