Optical nano-imaging of gate-tuneable graphene plasmons
Jianing Chen*,5,1, Michela Badioli*,2, Pablo Alonso-González*1, Suko Thongrattanasiri*,3,
Florian Huth*1,6, Johann Osmond2, Marko Spasenović2, Alba Centeno7, Amaia
Pesquera7, Philippe Godignon8, Amaia Zurutuza7, Nicolas Camara9, Javier Garcia de
Abajo•,3, Rainer Hillenbrand•,1,4, Frank Koppens•,2
1. CIC nanoGUNE, 20018 Donostia – San Sebastián, Spain
2. ICFO-Institut de Ciéncies Fotoniques, Mediterranean Technology Park, 08860 Castelldefels
(Barcelona), Spain
3. IQFR-CSIC, Serrano 119, 28006 Madrid, Spain
4. IKERBASQUE, Basque Foundation for Science, 48011 Bilbao, Spain
5. Centro de Fisica de Materiales (CSIC-UPV/EHU) and Donostia International Physics Center
(DIPC), 20018 Donostia-San Sebastián, Spain
6. Neaspec GmbH, 82152 Martinsried Munich, Germany
7. Graphenea S.A. 20018 Donostia - San Sebastián, Spain
8. CNM-IMB-CSIC–Campus UAB 08193 Bellaterra, Barcelona, Spain
9. GREMAN, UMR 7347, Université de Tours/CNRS, France
* These authors contributed equally to this work
• Corresponding authors: J.G.deAbajo@csic.es, r.hillenbrand@nanogune.eu, frank.koppens@icfo.es
The ability to manipulate optical fields and the energy flow of light is central to
modern information and communication technologies, as well as quantum
information processing schemes. However, as photons do not possess charge,
controlling them efficiently by electrical means has so far proved elusive. A
promising way to achieve electric control of light could be through plasmon
polaritons !"coupled excitations of photons and charge carriers – in graphene1-5. In
this two-dimensional sheet of carbon atoms6, it is expected that plasmon polaritons
and their associated optical fields can be readily tuned electrically by varying the
graphene carrier density. While optical graphene plasmon resonances have recently
been investigated spectroscopically7,8, no experiments so far have directly resolved
propagating plasmons in real space. Here, we launch and detect propagating optical
plasmons in tapered graphene nanostructures using near-field scattering
microscopy with infrared excitation light9-11. We provide real-space images of
plasmonic field profiles and find that the extracted plasmon wavelength is
remarkably short - over 40 times smaller than the wavelength of illumination. We
exploit this strong optical field confinement to turn a graphene nanostructure into a
tunable resonant plasmonic cavity with extremely small mode volume. The cavity
resonance is controlled in-situ by gating the graphene, and in particular, complete
switching on and off of the plasmon modes is demonstrated, thus paving the way
towards graphene-based optical transistors. This successful alliance between
nanoelectronics and nano-optics enables the development of unprecedented active
subwavelength-scale optics and a plethora of novel nano-optoelectronic devices and
functionalities, such as tunable metamaterials12, nanoscale optical processing and
strongly enhanced light-matter interactions for quantum devices13 and (bio)sensing
applications.
Surface plasmons are electromagnetic waves that propagate along the surface of a
metal14. Similar propagating waves are expected for graphene4. In fact, due to the 2D
!
1!
nature of the collective excitations in this material, the confinement of graphene
plasmons is expected to be much stronger than that of metallic surface plasmons.
However, launching and detecting graphene plasmons has so far remained a challenge:
because of the large wave vector mismatch of graphene plasmons compared to free-space
photons, plasmon excitation and detection by light is very inefficient. The first reports on
graphene plasmon resonances were based on electron spectroscopies (inelastic electron
scattering15%17 and photoemission spectroscopy18), used to spectrally probe broad
plasmons in large-area graphene. Recently, resonant coupling of propagating THz waves
to plasmons in micro-ribbons7 has been demonstrated, while IR near-field microscopy
has been applied to observe the coupling of graphene plasmons to phonons8. These
pioneering works have revealed the interaction between low-energy photons and
graphene plasmons in the spectral domain. However, high-resolution nanoscale realspace imaging of the plasmonic modes is of fundamental importance to conclusively
unveil propagating and localized plasmons in graphene sheets and nanostructures.
Here, we visualize for the first time graphene plasmons in real space. By employing
scattering-type near-field microscopy (s-SNOM, from Neaspec GmbH) we excite and
spatially image propagating and localized plasmons in tapered graphene ribbons at
infrared frequencies. To that end, we scan the metalized tip of the s-SNOM over the
sample while illuminating both tip and sample with infrared laser light. The tip acts as an
optical antenna that converts the incident light into a localized near field below the tip
apex19. The nanoscale field concentration provides the required momentum11,20 for
launching plasmons on graphene, as illustrated in Fig. 1a. Plasmon reflection at the
graphene edges produces plasmon interference, which is recorded by collecting the light
elastically scattered by the tip via far-field pseudo-heterodyne interferometry21. The
detected signal as function of tip position yields a spatially resolved near-field image with
nanometer-scale resolution.
A representative near-field image is shown in Fig. 1b, where the tip is scanned over a
tapered graphene ribbon on 6H-SiC C-face22, illuminated by infrared excitation light with
a free-space wavelength λ0 = 9.7 µm. One of the most distinct feature in this image is the
presence of fringes parallel to the edge of the ribbon in its wider part. The distance
between fringe maxima is approximately constant at ~130 nm inside the ribbon. We
interpret these fringes as follows: the tip launches radial surface waves that propagate
along the surface and reflect at the edges, partially reaching the tip again. Consequently,
we probe the interference of forward- and backward-propagating plasmons. Within this
basic physical picture, the maxima are separated by half the plasmon wavelength λp/2.
Thus, we experimentally find a plasmon wavelength λp=260 nm, which is about a factor
of 40 smaller than the free-space excitation wavelength. As we discuss further below, the
near-field images represent the local density of optical states (LDOS). The calculated
LDOS for a tapered ribbon is shown in Fig. 1c, matching very closely the experimental
results (Fig. 1b), including the features at the more narrow part of the ribbon.
Our observation of a remarkably strong reduction in the electromagnetic field
propagation wavelength λp = λ0/40 can directly be attributed to the two-dimensionality
and the unique conductance properties of graphene. Namely, the plasmonic properties of
!
2!
graphene are related to the optical conductivity of graphene1,23, σ (e.g., 2π/ λp
~(εr+1)ω/4πIm{σ}, where εr is the substrate permittivity and ω is the frequency). For
sufficiently high doping, quantified through a Fermi energy EF exceeding the plasmon
energy Ep, this yields4,13
(Equation 1)
Interestingly, this simplified equation reveals a relation between the plasmon wavelength
and the free-space wavelength governed by the fine-structure constant α ≈ 1/137. The
observed λp=260 nm is in good agreement with the theoretical prediction of equation (1)
for the specific substrate (εr,SiC = 1.6 for λ0=9.7µm), which yields λp=260 nm assuming
EF~0.32eV. This value is about a factor of two higher than the intrinsic substrate-induced
doping found in earlier studies of graphene on 6H-SiC C-face24. We speculate that
narrow ribbons exhibit larger carrier densities, and this will be addressed in future
studies.
In Fig. 2, we present a more detailed experimental study of the plasmon properties in
graphene nano-structures by taking advantage of the strong dependence of the dielectric
constant of the SiC substrate εr,SiC on the excitation wavelength25. This allows us to tune
the plasmon wavelength over a wide spectral range by just slightly changing the
excitation wavelength, as the plasmon wavelength strongly depends on the dielectric
constant of the substrate. The near-field images of relatively wide ribbons are displayed
in Fig. 2a, showing that the spacing of the interference fringes significantly decreases
with increasing εr,SiC. This observation is qualitatively consistent with equation (1), as a
larger substrate permittivity yields a smaller graphene plasmon wavelength.
Quantitatively, we obtain good agreement between the plasmon wavelengths extracted
from the near-field images (Fig. 3a, symbols) and the prediction of equation (1) for
graphene on SiC (Fig. 3a, solid curves), using literature values for the dielectric constant
of SiC25 and an intrinsic doping EF=0.4 eV.
Our experimental observation of an extremely short plasmon wavelength compared to the
excitation wavelength comes along with an extraordinary confinement of the infrared
field perpendicular to the graphene sheet, characterized by a decay length δ≈λp/2π11.
This means that narrow graphene ribbons are ideally suited to confine light down to
extremely small volumes. In Fig. 2b, we show near-field images of the tapered ribbons
where the width W reaches values smaller than the plasmon wavelength λp. These
images clearly reveal two distinct localized modes (indicated by red and white arrows)
which coexist with a resonant enhancement of the near-field signal, comparable to the
observations in Ref.32. The resonance condition depends on λp and the ribbon width W,
as we observe a clear shift of the localized modes to a wider part of the ribbons for
increasing λp. The width W for which these two modes occur, normalized to the plasmon
wavelength λp, is shown in Fig. 3b, from which we extract the resonance conditions
W~0.3λp and ~0.6λp.
To obtain a better understanding of the physical mechanisms that underlie the observation
of these resonant optical modes, as well as the interference fringes, we use a numerical
!
3!
model to calculate the field backscattered by the tip. To that end, we describe the
microscope tip (on average 60 nm away from the surface) as a vertically oriented point
dipole11!that couples efficiently to propagating and localized plasmon modes26,27. The tip
launches plasmons that are reflected at the ribbon edges. These plasmons act back on the
tip, and are subsequently scattered into photons, which we detect. The detected signal can
be interpreted as a probe for the vertical component of the LDOS. In order to simulate
two-dimensional LDOS maps for a dipole 60 nm above a tapered graphene ribbon, we
combine one-dimensional LDOS profiles of graphene ribbons of fixed width. We justify
this approach because the ribbon width along the graphene triangle varies adiabatically
and plasmon reflection at the tip of the triangle is expected to be small.
The LDOS maps calculated for two different values of the substrate permittivity εr,SiC are
shown in Figs. 1c and 3c. As in the experimental s-SNOM images, the LDOS maps
reveal interference fringes and localized modes near the tip of the ribbon. The fringe
spacing matches quantitatively the experimental results and the spacing increases with
decreasing εr, associated with an increase in λp, as predicted by equation 1. The good
agreement between experiment and theory confirms that the fringes in the wider part of
the ribbon are due to plasmon interference caused by plasmon reflections at the graphene
edges. We remark that both the LDOS and the experimental images exhibit their
maximum away from the graphene edge, and that the fringe spacing slightly increases
closer to the edge. This can be explained by the electromagnetic boundary conditions at
the edges (further discussed below) and the fact that the plasmon wave vector
perpendicular to the edge does not have a single value but rather a finite distribution
around 2π/λp (SOM).
The comparison between the calculated LDOS maps and the experimental data in Fig. 2
can be used to estimate plasmon propagation distances. We observe five well-defined
interference fringes away from a single edge. The fringes inside the ribbon decay due to
the circular character of the plasmons and due to intrinsic losses. In addition, the peak
close to the edge is relatively strong which we attribute to the strong concentration of
electromagnetic field close to the edge. Both observations are consistent with our LDOS
calculations for plasmon losses corresponding to a mobility of 1200 cm2/Vs4 (see SOM).
This mobility is typical of similar graphene ribbons under ambient experimental
conditions. In particular, the observation of the co-existence of strong reduction in
plasmon wavelength (and thus strong optical field confinement) and relatively long
propagation distance is very promising and a unique feature of plasmons carried by
graphene. We emphasize that much longer propagation distances are expected for higher
mobility graphene.
In our LDOS model interpretation, the localized modes near the tip of the graphene
ribbon (marked by arrows) are explained as localized graphene plasmon resonances,
which occur for specific values of the ribbon width (W=0.37λp and 0.82λp), where the
strong concentration of the electromagnetic field yields an enhanced plasmon-dipole
interaction,13 and therefore, an increase in the near-field signal. Interestingly, for both
theory and experiment, the profiles of the two localized modes are distinctly different
from those of conventional Fabry-Perot cavity modes. For example, the lowest order
!
4!
mode (indicated by white arrows) exhibits field maxima at the graphene edges, while for
a conventional lowest order Fabry-Perot mode the field is maximum in the middle. This
is because graphene plasmons are being reflected at the boundaries with a reflection
coefficient of approximately one (zero phase), rather than the coefficient of minus one
(π phase) characteristic of the conventional Fabry-Perot model (see SOM).
One of the most appealing advantages of graphene plasmonics is the capability to control
and switch nanoscale optical fields in-situ. Here, we demonstrate very effective electrical
control of nanoscale optical fields by applying an electric field perpendicular to the
graphene sheet, which allows for varying the carrier density in the ribbon. To this end, we
have fabricated tapered ribbons based on CVD-grown graphene (source: graphenea S.A.)
on a SiO2 substrate with a Si backgate. By applying a backgate voltage VB, we tune the
carrier density and thus the Fermi energy EF ~ (VB – VD)1/2, where VD is the voltage that
needs to be applied to offset the intrinsic doping, i.e., to reach the Dirac point; VD is
extracted from optical measurements, as we discuss below). The effect of changing VB on
the near-field images is shown in Fig. 4a, where the Fermi energy is tuned over a wide
range from ≈0 to 0.15 eV. For VB-VD>10 V, the general near-field features are
comparable to those of ribbons on SiC substrates, including the two local ribbon
resonances indicated by white and red arrows. By increasing VB, we find that the
resonances (signal maxima) shift towards larger ribbon width, which we attribute to an
increase in plasmon wavelength when the carrier density and thus also the Fermi energy
increases (see Equation 1). The extracted value of λp as a function of gate voltage is
shown in Fig. 4b (red circles correspond to the tapered ribbon shown in Fig. 4a, and
green crosses correspond to additional ribbons shown in the SOM). The calculated
plasmon dispersion, represented by the blue contour plot in Fig. 4b, includes plasmon
damping: for small carrier densities (EF≲Ep), inter-band carrier excitations can strongly
damp the plasmons, but to first order these transitions are suppressed for EF≳Ep. This is
illustrated by the schematics in Fig. 4b. The data agree well with the calculated plasmon
dispersion, by assuming either a relatively low εr=1 for the SiO2 substrate (while εr ~2 is
expected), or a factor two larger Fermi energy associated to a larger carrier concentration.
We speculate that the lower predicted value for λp is due to charge accumulation at the
ribbon tip, as predicted in Ref28. Further understanding of the inhomogeneous charge
distribution will require more detailed studies, which go beyond the scope of this work.
The effect of plasmon damping offers the intriguing capability to actively switch
graphene plasmons on and off by electric fields. Experimentally, we clearly observe very
strong plasmon damping in the left panel of Fig. 4a (corresponding to EF≲Ep), where the
ribbon does not show any signal compared to the substrate. We illustrate electrostatic
switching of graphene plasmons in more detail in Fig. 4c, which portraits line scans
across a ribbon of width W=200 nm (vertical axis), while changing VB (horizontal axis).
At the Dirac point (VB=VD), the near-field signal is dramatically depleted on the whole
ribbon. With increasing Fermi energy, at both sides of the Dirac point, two fringes show
up near the graphene edges, and for even higher positive VB, the familiar localized mode
emerges with a maximum in the center of the ribbon. The signals at both sides of the
Dirac point are attributed to plasmons carried by either p- or n-type charge carriers, while
for EF<Epl the complete signal depletion is due to inter-band transitions. These
!
5!
conclusions are supported by calculated LDOS profiles as a function of Fermi energy
(lower plot of Fig. 4c), in excellent agreement with the experimental observations.
In summary, here and in Ref.32 electrical control of confined and propagating plasmons is
demonstrated, thus providing an ingenious solution to a major problem in plasmonics, as
it facilitates the design and miniaturization of active nanoscale photonic devices29,30. This
leads to a new paradigm in optical and opto-electronic telecommunications and
information processing. As an alternative to plasmon excitation and detection by
(effective) dipoles, plasmons can also be resonantly excited by light in graphene
nanocavities,13, enabling strong enhancement of light absorption in graphene31, and a new
basis for infrared detectors and light-harvesting devices.
!
6!
Captions
Fig 1: Imaging propagating and localized graphene plasmons by s-SNOM. a) Schematic
of the experimental configuration!used!to!launch!and!detect!propagating!surface!
waves!in!graphene.!!b)!Near%field!amplitude!image!acquired!for!a!tapered!graphene!
ribbon!on!top!of!6H%SiC.!The!imaging!wavelength is λ0=9.7µm. The tapered ribbon is
12 µm long and up to 1 µm wide. c) Calculated local density of optical states (LDOS) at
a distance of 60 nm from the graphene surface. Simulation parameters: graphene mobility
µ=1000 cm2/Vs and Fermi energy EF=0.4 eV, substrate εr =1.
Fig. 2: Controlling the plasmon wavelength over a wide range. (a) Near-field optical
images of a tapered ribbon and (b) a ribbon of ~1 µm width (upper panels), both on the
same 6H-SiC substrate. The topography (obtained by AFM) is shown in grayscale in the
leftmost and rightmost panels, and outlined by dashed lines in the central panels. The
line traces in the left and right panels are extracted from the near-field images for
λ0=9,200 nm and λ0=10,152 nm. Red and white arrows indicate the resonant localized
modes.
Fig 3: Comparison of theoretical model with experimental results. a) Experimentally
extracted plasmon wavelength from interference fringes (blue crosses) and localized
modes (red cross), compared to the calculated plasmon dispersion (blue curves, see
SOM) for graphene with intrinsic doping of 0.2 and 0.4 eV on a SiC-6H substrate. For
illustration, the dotted lines represent the plasmon dispersion for graphene on a substrate
with fixed εr. b) Experimentally obtained resonance conditions W/λp extracted from
localized-mode measurements. Red crosses and black circles correspond to the modes
indicated by red and white arrows in Fig. 2, respectively. (c,d) Spatial distribution of the
LDOS calculated for homogeneous ribbons of increasing width (from bottom to top),
supported on a dielectric with εr =3 (left) or εr =0.5 (right). The ribbon width of the two
lowest-order modes is shown in units of the plasmon wavelength of extended graphene
λp.
Fig. 4: Plasmonic switching and active control of the plasmon wavelength by electrical
gating. a) Near-field amplitude images for tapered (CVD-grown) graphene ribbons on a
Si/SiO2 (300 nm) substrate, acquired while applying backgate voltages ranging from -15
to +11 V. We extract the Dirac voltage VD from optical images and by fitting the data to
the model. Localized modes are indicated by white and red arrows. The illumination
wavelength is λ0=11.06 µm. b) Plasmon wavelength experimentally extracted from
localized mode resonances indicated by red arrows. Red circles represent the datasets
presented in a), while green markers correspond to one additional dataset presented in the
SOM. The schematics illustrate plasmon damping by inter-band transitions. The
calculated plasmon dispersion is represented through the colour map corresponding to the
reflection coefficient including inter- and intra-band scattering processes (through the
random-phase approximation). The dashed curve represents the calculated plasmon
wavelength. c) Near-field amplitude signal for a ribbon with mode B appearing at VBVD=35 V, using λ0=10.6 µm. A full near-field image of this ribbon is shown in the SOM.
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7!
Upper panel: experiment. Bottom panel: calculated LDOS for fixed ribbon width and
substrate εr=1.
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8!
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10!
Fig. 1
λ0
a
b
c
Fig. 2
a
λ0=9200 nm
!"r,SiC=2.9
SiC
λ0=9681 nm
!"r,SiC=2.0
SiC
1 µm
b
50 nm
500 nm
λ0=10152 nm
!"r,SiC
=0.7
SiC
Fig. 3
c W/λp
a
E0 (eV)
λp (nm)
800 0.135
0.13
0.125
0.12
4
EF =0.4 eV
600
2
400
εr,SiC
EF =0.2 eV
0
9
9.5
λ0 (µm)
10
-2
10.5
E0 (eV)
W / λp
1
0.82
0
200
b
W/λp
λp/2
0.135
0.13
0.125
0.82
0.12
0.37
0.5
0.37
0
9
9.5
λ0 (µm)
10
εr=3 300 nm
10.5
εr=0.5
Fig. 4
a
500 nm
a.u.
b
EF
EF
EF
-1
0
1
1.5
λp (nm)
300
E /E
F sp
SiO2 Graphene
150
0
20
30
1.5
1.5
200 nm
c
V -V
B D
200
-20
−10
0
10
EF/Esp
0
-1
11
200 −1
0
10 V
14 V 18 V
VB-VD
32 V
200
200
−10
−10
0
0
V -V
B D
10
10
20
20
30
30
Supplementary online material
belonging to the manuscript:
Optical nano-imaging of gate-tuneable graphene plasmons
Contents
1.#Graphene#plasmon#dispersion ........................................................................................................ 2#
2.#Graphene#plasmons#on#a#SiC#substrate ....................................................................................... 3#
3.#Sample#preparation:#SiC#substrate................................................................................................ 3#
4.#Sample#preparation:#SiO2/Si#substrate........................................................................................ 5#
5.#s=SNOM#measurements#and#tip=graphene#interaction ......................................................... 6#
6.#Extraction#of#plasmon#wavelengths#from#the#s=SNOM#measurements ......................... 7#
7.#Calculations#of#the#local#density#of#optical#states#(LDOS) ................................................... 8#
8.#Analysis#of#the#calculated#LDOS,#damping#and#comparison#with#particle#in#a#box#
models ......................................................................................................................................................... 11#
9.#Additional#experimental#data....................................................................................................... 16#
References.................................................................................................................................................. 18#
#
1. Graphene plasmon dispersion
The graphene plasmon dispersion presented in the main text is based on the graphene
conductivity within the random-phase approximation (RPA) in the local limit (i.e., for
zero wave vector) which is given by [1]:
,
where EF is the graphene Fermi energy and τ the relaxation time. The first term in this
expression describes the conductivity associated with intra-band transitions, and it
basically follows the semiclassical Drude model, while the second one describes interband transitions and becomes important only for high energies (i.e., for ω2EF), giving
rise to the observed 2.3% optical absorption. In our calculations, we use a conductivity
similar to the above expression, modified to account for the effect of temperature [1],
which we set to 300 K throughout this paper. We refer to it as the local RPA
conductivity.
In the high doping regime, EFω, where plasmons are long-lived excitations, the second
term can be neglected, leading to equation (1) of the main text. In the region of interest,
the plasmon dispersion relations obtained from this approximation and from the
temperature-corrected local RPA are in good agreement, as we show in Figure S1.
Figure S1. Contour plot: plasmon dispersion calculated in the local RPA. Dashed line:
plasmon dispersion given by equation (1) of the main paper. Mobility=10000, EF=0.4eV,
substrate permittivity εr=2.
2. Graphene plasmons on a SiC substrate
The graphene plasmon dispersion is strongly affected by the dielectric function of the
substrate εr. In Figure S2 we show the plasmon dispersion for graphene when the
substrate is SiC. The SiC dielectric function includes phonon-polariton and plasmonpolariton terms and admits a double Lorentzian analytical approximation as [2]
As we can see from Figure S2, the plasmon dispersion is split into two branches due to
interaction with the optical phonons of the substrate.
Figure S2. Plasmon dispersion based on the local RPA for εr corresponding to SiC (6HSiC c), with parameters [2] ε∞=6.56; ωTO=797 cm-1 ; ωLO =970 cm-1 Γ =5.9 cm-1;
ωp=230cm-1; γ =500cm-1. Blue crosses: experimental data from Figure 2 of the main text.
3. Sample preparation: SiC substrate
All samples were 1x1 cm2 templates cut from a 3-inch, on-axis, semi-insulating C-face
6H-SiC wafer from Cree Research. Before cutting, electrochemical polishing was done
by Novasic to get Epiready® morphology. A sacrificial oxide was then thermally grown,
and chemically etched in HF to remove any (small) sub-surface damage from the
polishing process. The necessary chemical treatments were clean-room compatible and
very similar to the ones used before thermal oxidation or post-implantation annealing in
standard SiC technology. Atomically flat surfaces were obtained in this way (no
hydrogen etching was performed in our case to prepare the SiC surface).
The graphene growth was carried out in a RF furnace, in a secondary vacuum (10-6 Torr).
The first step of the growth was to heat the sample at 1150°C for 10 min in order to
remove any trace of native oxide. The second step was to heat the sample at 1700°C for
30 min. During the growth, we artificially increased the C and Si partial pressures near
the SiC surface by covering the sample with a graphite cap. This yields very long isolated
graphene islands up to 300 µm long and 5 µm wide, surrounded by SiC, sparsely
covering the surface [3,4].
The nucleation sites, often found at the center of long ribbons, are dislocations at the SiC
surface, scratches or small particles. The ribbons are laying on wide atomically flat SiC
terraces. These terraces are formed during the annealing process. This step-bunching
phenomenon is standard in SiC technology, originating in a small initial miscut of the
wafer surface with respect to the nominal 6H-SiC surface.
The initial SiC step edges, in the range of 2 nm high, prevent the graphene from growing
perpendicular to the terraces. As a result, the graphene layer expands preferentially only
on one terrace. The graphene seeds expand only along the terraces, which explains the
significant length and shape of the ribbons. Let us note that not all of the graphitic long
ribbons are monolayers. Depending on the size and the nature of the nucleating site, the
ribbons are sometimes stacks of two or three layers of single layer graphene. The intrinsic
doping due to substrate interactions are induced predominantly in the first layer, while the
other layers are weakly doped.
Figures S3 and S4 show optical and Raman analysis of the sample used in the
measurements. Figure S5 shows an optical image of a ribbon on SiC. The absorption
measured from the optical contrast (on the right) is 1.5±0.3%, consistent with the
expected 1.5% for single layer graphene on SiC. In Figure S4 a typical Raman spectrum
of a graphene ribbon on SiC is displayed.
Figure S3. Left: false-color optical image of a typical graphene ribbon on SiC. Right:
optical contrast.
Figure S4. Typical Raman spectrum (2D peak) of a graphene ribbon on SiC.
4. Sample preparation: SiO2/Si substrate
In order to tune graphene plasmons by an electrostatic gate, both CVD and mechanically
exfoliated graphene were deposited on a SiO2/Si substrate (285 nm SiO2). As it concerns
the CVD graphene films, monolayer graphene was synthesized using methane as the
precursor gas and copper foil (Alfa Aesar) as the metal catalyst in a cold walled CVD
reactor. The thickness of copper foil used was 25 µm and the foils were annealed using a
hydrogen/argon atmosphere at 1000°C prior to the growth stage. The growth was
performed at 1000°C using a low methane flow and 0.8 mbar. Once the growth was
complete the graphene was transferred onto the required substrates via a wet transfer
process [5]. In order to etch the copper, the graphene was first protected with a sacrificial
polymethyl methacrylate (PMMA) layer. The etching solution used was a ferric chloride
solution. Once the etching was complete the graphene was washed and transferred onto
the SiO2 (285nm)/Si substrate. Finally, the PMMA layer was removed via thermal
treatment.
Raman spectroscopy was used to characterize both types of samples, using a Renishaw
Invia Raman Microscope (Fig. S5).
#
Figure S5. Raman spectrum of a typical tapered ribbon based on CVD graphene,
deposited on SiO2 substrates. The 2D-peak has a FWHM of 37 cm-1. #
#
Tapered ribbons were patterned on graphene by means of O2 reactive ion etching of the
areas previously defined with electron beam lithography (EBL) of
polymethylmethacrylate (PMMA) resist. Contacts were then added to graphene with a
second step of EBL with PMMA and subsequent evaporation of titanium and gold
(5nm/100nm).
5. s-SNOM measurements and tip-graphene interaction
#
The measured s-SNOM signal in this work is proportional to the light intensity
backscattered by the tip. The images were obtained in tapping mode, in which the
distance between the sample and the tip oscillates with a typical amplitude of 50 nm, with
an average distance of ~60 nm. The amplitude of the backscattered field also oscillates at
the tapping frequency. From this signal, we extract the 1st, 2nd, 3rd and 4th harmonics.
Higher harmonics in the optical signal are generated because the near-field signal
depends nonlinearly on the distance between tip and sample. The data presented in the
main text are obtained from the 3rd harmonic. This demodulation technique suppresses
background signals, thus improving the signal-to-noise ratio.
The tip can potentially modify the graphene plasmon modes, so that one should actually
consider the modes of the combined tip-graphene system instead of the modes launched
by a point dipole (used for the LDOS calculations). This modification is expected to be
weak if the tip-graphene distance is larger than the penetration distance of the plasmons
in the z-direction. We find a penetration distance of ~16-32 nm (see below), which has
to be compared to the tip-graphene distance (~60 nm on average during the
measurements). The field intensity of the excited plasmons is therefore decaying by a
sizeable factor at the position of the tip, and therefore, the feedback of the tip on the
graphene plasmons is expected to be negligible.
The in-plane wave vector of graphene plasmons 2π/λs is ~100 times larger than the freespace wave vector 2π/λ0. This implies that the wave vector of the electromagnetic field
associated with the plasmons must have components perpendicular to the graphene of the
order of k⊥=2π[1/λ02−1/λp2]1/2≈2πi/λs, which is nearly imaginary. This has important
consequences, as the penetration distance of the fields into the surrounding medium along
the direction z away from the graphene is determined by the spatial dependence exp(ik⊥z).
The penetration distance (1/e decay in intensity)) is thus ~1/2Im{k⊥}=λp/4π. For the
plasmon wavelengths measured in this paper, λp~200-400 nm, the penetration distance is
~16-32 nm. The fields emerging from graphene edges exhibit an even steeper decay away
from the graphene, in order to compensate for the faster variation of the near field around
the edges, which requires even larger in-plane wave vectors.
6. Extraction of plasmon wavelengths from the s-SNOM measurements
We retrieve the plasmon wavelength from the experimentally observed interference
fringes. We use the fringes of the experimental data to extract λp, by drawing lines
through maxima of the electric field. For each line, we start with an initial guess of the
starting and final points; we then change the position and angle of the line, while
monitoring the sum of the electric field intensity along the line. We optimize for the
maximum value of the sum and plot the resulting line (Fig. S6). The wavelength is
obtained by measuring the spacing between the lines, which is equal to half the
wavelength, or if the lines are not perfectly parallel then the spacing between the end
points is taken. Due to the curvature of the taper, lines are not perfectly parallel in some
cases. However, this effect is taken into account in the error margin on the obtained
wavelength. This procedure is shown in Figure S6 for a representative ribbon and
different photon frequencies. We find significantly larger spacing between the two
fringes at the edge, compared to the fringe spacing inside the ribbon. Qualitatively, this is
reproduced in our LDOS calculations although the magnitude of the effect is stronger in
the experiment.
Figure S6. 3rd harmonic near-field signal (arb. units) from graphene on SiC for different
incident light frequencies. The lower pink lines show a fitting of the near-field fringe
maxima used to derive the plasmon wavelength. ΔW distances are in µm.#
7. Calculations of the local density of optical states (LDOS)
The local density of optical states (LDOS) is defined, by analogy to the local density of
states used to characterize electrons in solids, as
(1)
where the sum runs over photon states j of energies ωj and normalized electric fields Ej(r)
[7], and
is a unit vector along a selected direction. In contrast to their electronic
counterpart, photons are vectorial quantities and their electric field needs a direction on
which to project the LDOS. The LDOS clearly depends on the spatial position r, the
frequency ω and the selected direction . The LDOS can also be expressed as
(2)
where G is the Maxwell Green tensor defined by
#
(3)
This relation is easily verified in vacuum, where the electric fields satisfy
and the Green function reduces to
(4)
which
is
a
solution
of
Eq.
(3)
due
to
the
closure
relation
. Then, Eq. (1) follows upon insertion of Eq. (4)
into Eq. (2), using the relation Im{(x+i0+)−1}=−πδ(x). Also in vacuum, we have
where R=r−r', and the projected LDOS reduces to LDOSvac=ω2/3π2c3.
By construction, the Green function can be used to obtain the electric field produced
by an external current distribution j(r) as
In particular, a point dipole p at r0 is equivalent to a current distribution j(r)=-iωpδ(r-r0),
and this allows us to obtain the LDOS in practice by solving the Maxwell equations for a
dipole source. The LDOS at r0 then reduces to
where Eref is the field reflected by nearby structures and evaluated at the position of the
source dipole. This is the procedure we actually follow to obtain the LDOS in this work,
and Eref is calculated by means of the boundary-element method (BEM) for a dipole
source [8]. Additionally, the LDOS is connected to the decay rate of an excited emitter Γ
through Γ=(4π2ω|d|2/ħ) × LDOS, where d is the excitation dipole strength.
In our experiment, the tip has an elongated shape along the direction z perpendicular to
the graphene, with an apex rounding radius ∼20 nm, which is sharp when compared to
the light wavelength ∼10 µm. Thus, the tip can produce an induced electric dipole mainly
oriented along the z direction when illuminated by external light with a significant
projection of the incident field on z. This allows us to assimilate the tip under external
illumination to a point dipole oriented perpendicularly with respect to the surface. This
dipole induces a plasmon that is scattered by the graphene edges, thus producing a
reflected field Eref . This field is in turn scattered by the tip, and again, the scattered
intensity is mainly sensitive to the z component, as the tip is comparatively much less
efficient in producing scattering of fields oriented along the other two remaining
directions. Therefore, the s-SNOM setup is collecting a complex amplitude (including
information on the phase) that is proportional to the
component of the field produced
by a dipole along z at its own position. The imaginary part of this field is the LDOS. It
should be noted that when a mode is dominant in the LDOS, as is the case in the
graphene ribbons for resonant widths, the LDOS is also proportional to
particular mode, as one can see from Eq. (1).
for that
8. Analysis of the calculated LDOS, damping and comparison with particle in a box
models
8.1 Tip distance
Figure S7 shows mode plots for different ribbon widths from LDOS calculations. We
find best agreement between data and LDOS maps for a tip distance of 60 nm. As we can
see, the LDOS show maxima at the edges of the ribbons, but they fall off superexponentially while the LDOS inside the ribbon falls off exponentially. This may explain
why the signal at the edges is small in the experimentally obtained near-field images.
Figure S7. Left: vertical sections of the calculated LDOS at different ribbon widths. Blue
dashed line at 60nm, which is the average tip-graphene distance during the experiments.
Right: LDOS for z=60 nm and z=30 nm, with λ0=9.7 µm and εr=1.
8.2 LDOS close to the graphene edges
Figure S8 shows the momentum distribution of the calculated LDOS as a function of
position on a ribbon of width equal to 1000 nm. A clear peak in the wave vector
distribution is observed inside the ribbon, explaining the equidistant LDOS fringes. At
the edge, however, an additional wave vector peak can be observed, with a higher value
than inside the ribbon. Therefore, the LDOS modulation at the edge displays a slightly
longer period than inside the ribbon. This is qualitatively consistent with the experimental
observations.
Figure S8. a) LDOS wave vector distribution as a function of position on the ribbon. b)
LDOS obtained by integration of the numerical data of a). Simulation parameters for a,b:
dipole distance 60 nm, λ0=9.7 µm and εr=1.
8.3 Plasmon damping
The damping of the near-field signal away from the edges is partially due to the circular
character of the plasmons excited by the tip. Additional damping is expected due to a
combination of factors, such as substrate losses and intrinsic losses. We have
incorporated intrinsic losses in the LDOS model by taking into account intra- and interband transition processes (see Sec. 1 above).
Fig. S9 shows LDOS linetraces for various tip distances. We observe a peak close to the
edge (indicated by black arrow) with much larger intensity than the fringes inside the
ribbon. The relative intensity depends strongly on the tip-distance. Therefore, we don’t
attribute this to plasmon losses but to electromagnetic field concentration at the edge.
In order to analyze intrinsitc plasmon losses, we examine the decay of the oscillations
away from the higher-intensity peak. By comparing the decay of the experimentally
observed oscillatons to the LDOS calculations, shown in Fig. S10, good agreement
between measured data and theory is obtained for a mobility of 1200 cm2/Vs. This
analysis does not exclude other extrinsic or intrinsic loss mechanisms. More detailed
experiments are required to elaborate on these aspects.
#
Figure S9. Calculated LDOS for 5 different tip-distances.
#
#
Figure S10. Damping of the near-field signal away from the edge (dots, same as top left
panel of Fig. 2 of main test), and calculated LDOS for a graphene ribbon with mobility
1200cm2/Vs (dashed line).
8.4 LDOS profiles
In order to obtain a better physical understanding of the LDOS in a graphene ribbon, we
compare in Fig. S11 the local density of optical states (LDOS) calculated for surface
waves in a tapered ribbon for different boundary conditions.
In brief, we find that the calculated LDOS exhibits maxima close to the edges, similar to
the experimental results. This is most clearly seen for the lowest order mode, near the tip
of the ribbon. As we show below, our LDOS profiles are consistent with scalar surface
waves with Neumann boundary conditions (zero-phase reflection), and in contrast to
scalar waves with Dirichlet boundary conditions (π phase reflection). Thus, graphene
plasmons are being reflected at the boundaries with a 1 reflection coefficient, rather than
the coefficient of −1 characteristic of the Fabry-Perot model. Our interpretation of
graphene plasmons confined to a ribbon is equivalent to a Fabry-Perot model with zerophase reflection coefficient. This situation is also encountered in plasmonic slot
waveguides [10] and plasmonic nanoantennas [11], and it originates in the complexity of
the reflection of 3D electric fields at the edges, which seems to be captured by effective
Neumann boundary conditions in the scalar wave model.
Figure S11(a) shows the LDOS of graphene plasmons, as shown and discussed in the
main text, obtained by solving Maxwell's equations for ribbons under the homogeneous
ribbon approximation. This approximation consists of obtaining the LDOS for each point
of the ribbon from a homogeneous ribbon with the same width as the local width of the
tapered ribbon at the position of the point under consideration. The results for graphene
plasmons are compared to the LDOS associated with scalar surface waves described by
the Helmhotz equation and completely confined to the ribbon area. We present four
different calculations for scalar waves: Figs. S11(b,c) correspond to Neumann boundary
conditions (i.e., the scalar-wave amplitude is taken to have vanishing normal derivative at
the ribbon edges, or equivalently, the reflection coefficient at the boundary is 1), whereas
Figs. S11(d,e) are obtained using Dirichlet boundary conditions (i.e., the scalar wave
amplitude vanishes at the boundary, which corresponds to a reflection coefficient equal to
−1, similar to the quantum problem of a particle in a box with zero potential inside and
infinite potential outside). The homogeneous ribbon approximation is used in Figs.
S11(c,e), whereas Figs. S11(b,d) are calculated by solving the 2D wave for the actual
tapered ribbon.
Figure S11. Local density of states for different types of 2D surface waves confined to a
tapered ribbon. (a) Graphene plasmons described by Maxwell's equations in the
homogeneous ribbon approximation. The graph shows the local density of optical states
(LDOS) projected along the graphene normal. (b-e) Scalar waves in an infinite potential
well with Neumann's (b,c) and Dirichlet (d,e) boundary conditions, as calculated for an
actual tapered ribbon (b,d) and in the homogeneous ribbon approximation (c,e).
The LDOS for graphene is obtained by solving Maxwell's equations as explained above.
The LDOS is then projected along the graphene normal direction, which is the one
probed in the experiment by the s-SNOM tip. For scalar waves in the actual tapered
ribbon, we use a scalar version of the boundary-element method, whereby a point source
is reflected at the boundaries and the reflected waves are used to obtain the local density
of states. The reflected waves are represented in terms of self-consistent boundary
charges. Further details about this method can be found elsewhere [9]. In practice, we
consider finite tapered ribbons extending four times the propagation distance beyond the
region shown in Fig. S11, so that spurious reflections at the upper boundary cannot reach
the region of the images.
We remark that the LDOS is dominated by resonances at specific positions along the
ribbon. This is best illustrated by the calculation for surface waves under Dirichlet
boundary conditions in the homogeneous ribbon approximation, which can be carried out
analytically. For a surface wave vector k=2π/λ, determined by the wavelength λ, the
surface states corresponding to a given ribbon width W are Nn,k cos(nπ x/W) exp(iky),
with n=1, 2, ..., where Nn,k is a normalization constant, x extends from −W/2 to W/2
across the ribbon, and y is the coordinate along the long ribbon direction. Here,
k=[k2−(nπ/W)2]1/2 is the parallel wave vector along y, and there is a finite number of
modes for each value of W, determined by the condition that k is real, or equivalently,
n<kW/π (obviously, no mode is allowed for wavelengths λ>2W). Using wave-vector δfunction normalization for the states, the normalization coefficient satisfies
Nn,k=(k/πkW)1/2. Therefore, each state contributes to the local density of states with a
term Nn,k2|cos(nπx/W)|2, which has a 1/k divergence when a new mode becomes allowed
as W is increased. This divergence is actually broadened by the finite surface-wave
propagation distance L, introduced through an imaginary part of the wave vector
Im{k}=1/2L. As a result, we obtain broad maxima (see Fig. S11(e)), with n=1, 2, ... antinodes per state, consecutively showing up as the ribbon width increases. A similar
explanation applies to all kinds of surface waves considered in Fig. S9. In particular, for
Neumann boundary conditions, the modes have sin(nπx/W) profiles.
The validity of the homogeneous ribbon approximation is clearly established by
comparing Figs. S11(b) and S11(c) for Neumann boundary conditions. These plots show
a similar structure of broad maxima at the positions expected from the above analysis.
Finer structure in the local density of states is caused by reflection at the ribbon apex,
emerging as smaller, weaker features. Likewise, Fig. S11(d) compares reasonably well
with Fig. S11(e), thus validating the homogeneous ribbon approximation for Dirichlet
boundary conditions as well. These results are reassuring, as we are presenting
electromagnetic calculations under this approximation for graphene, because tapered
ribbons with the dimensions considered here are currently computationally too
demanding to be performed in a reasonable time.
9. Additional experimental data
In the following figures we show additional data of the s-SNOM measurements
performed on tapered graphene ribbons on SiO2/Si. In Fig S12, the data corresponding to
the green crosses in Fig. 4b of the main paper are displayed, while Fig. S13 contains the
data used for Fig. 4c. Fig. S14 contains near-field data from a bilayer exfoliated graphene
flake, revealing the plasmon response for both p and n-type charge carriers.
Figure S12. Topography (left) and near-field amplitude images for different backgate
voltages from the sample represented with green crosses in Fig. 4b of the main paper.
#
#
#
#
#Figure S13. Left: full near-field image for a ribbon used to plot Fig 4c of the main paper.
Right: near-field amplitude signal obtained by measuring along the dashed line while
sweeping the backgate voltage.
#
#
Figure S14. Topography (left) and near-field amplitude images for different backgate
voltages from the exfoliated bilayer graphene flake (not shown in main text).
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#