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Journal of Military Ethics
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Courage: A Modern Look at an Ancient
Virtue
a
Andrei G. Zavaliy & Michael Arist idou
a
a
American Universit y of Kuwait , Saf at , Kuwait
Published online: 03 Sep 2014.
To cite this article: Andrei G. Zavaliy & Michael Arist idou (2014) Courage: A Modern Look at an
Ancient Virt ue, Journal of Milit ary Et hics, 13: 2, 174-189, DOI: 10. 1080/ 15027570. 2014. 943037
To link to this article: ht t p: / / dx. doi. org/ 10. 1080/ 15027570. 2014. 943037
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COURAGE: A MODERN LOOK AT AN
ANCIENT VIRTUE
Andrei G. Zavaliy and Michael Aristidou
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American University of Kuwait, Safat, Kuwait
The purpose of this article is twofold: to demystify the ancient concept of courage, making it more
palpable for the modern reader, and to suggest the reasonably specific constraints that would
restrict the contemporary tendency of indiscriminate attribution of this virtue. The discussion of
courage will incorporate both the classical interpretations of this trait of character, and the
empirical studies into the complex relation between the emotion of fear and behavior. The
Aristotelian thesis that courage consists in overcoming the fear of significant harm for a worthy
cause will be further developed by exploring its relevance for military professionals today. Specific
criteria will be offered in order to restrict the application of the term ‘courageous’ to a certain type
of action, as well as to demarcate this virtue from the related vices, such as recklessness. The
normative aspect of our study aims to make sense of what could qualify as a worthy goal of a
fearless action in the modern world. It will be argued that a courageous agent aims at alleviating
or preventing harm for others in a situation of potential risk for the agent himself, while respecting
the factual conditions that determine the probability of success.
KEY WORDS: Courage, Aristotle, Plato, fearlessness, military virtues, noble goal of courage
Introduction
There are two extreme approaches to courage that are prevalent in the present cultural
mainstream. On one approach, the virtue of courage is seen as a somewhat mysterious
vestige of the mythic past, whose proper place is in the epic poems of the ancients, or,
perhaps, in movies featuring daring superheroes. The other position sees courageous
people filling every police department, fire brigade or professional union, sometimes
expanding the attribute to cover whole cities, or even countries. The inflationary tendency
of the current media and popular culture, which issues the certificates of courage in bulk
quantities, is quite obvious. Both views, we submit, are misguided.
Our discussion of courage will incorporate both the classical interpretations of this
trait of character and the empirical studies into the complex relation between the emotion
of fear and behavior, thereby throwing light on important questions and debates within
military ethics. The basic thesis that courage consists in overcoming the fear of significant
harm for a worthy cause will be further developed by exploring the implications of such
‘overcoming’, as well as the psychological and cognitive resources that would allow one to
counter this powerful primordial instinct. The normative aspect of our study aims at
making sense of what could qualify as a worthy or noble goal of a fearless action in a
world thoroughly permeated with value relativism. We are motivated by a practical
concern of applying the concept of courage, a military virtue par excellence, in a meaningful
Journal of Military Ethics, 2014
Vol. 13, No. 2, 174–189, http://dx.doi.org/10.1080/15027570.2014.943037
© 2014 Taylor & Francis
COURAGE: A MODERN LOOK AT AN ANCIENT VIRTUE
and non-arbitrary way, thus providing some specific guidance for the solution of the moral
dilemmas faced by military practitioners today.
Our analysis of courage is largely inspired by Aristotle, and yet this article does not
seek to defend the orthodox Aristotelian view (in case there is such a view), nor are we
promising to resolve all the well-known tensions of the classical Aristotelian account.1 Our
primary focus is neither purely historical nor exegetical, although both aspects will be
present. Even though we wholeheartedly accept that general methodological constraint
formulated so elegantly by Martha Nussbaum (1988: 244) – ‘the fact that Aristotle believes
something does not make it true’ – we are nonetheless convinced that Aristotle has
captured something essential about this virtue and his core intuitions are still relevant for
our world.
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The Ancient Background
Plato’s Laches and Aristotle’s Nicomachean Ethics are two primary references for the
classical views on courage. Admittedly, any attempt at direct comparison between Plato’s
and Aristotle’s views on courage is complicated by the fact that we do not have any
explicit and systematic exposition of Plato’s views on the subject. The Laches, the dialogue
dedicated almost exclusively to courage, is one of the aporetic dialogues, which means that
the discussion between Socrates and the two renowned generals, Laches and Nicias, ends
inconclusively, without endorsing any positive doctrine on the issue under consideration.
Still, we may safely generalize about the overall direction in the search for the definition of
courage, favored by Socrates in the dialogue, and perhaps identify the conceptual schemes
that would clearly be rejected.
In the course of the dialogue Socrates challenges several definitions of courage,
proposed first by Laches, and then by Nicias. It will be helpful to list three of these attempts
below (ignoring modifications of each considered along the way), given the fact that each
definition partly reflects what ordinary Athenians thought about courage in Plato’s time.
1.
2.
3.
Laches: A man of courage is the one ‘who does not run away, but remains at his post and
fights against the enemy’ (190e4–6).
Laches: ‘Courage is a sort of endurance of the soul’ (192c1).
Nicias: Courage is ‘the knowledge of that which inspires fear or confidence in war, or in
anything’ (195a2).
Predictably, the attempts to understand courage start by Laches’ specific description of a
courageous person, and only after Socrates’ insistence, move in the direction of a more
general definition of the idea of courage itself. There is no need to go into details of
Socrates’ objections to each of these three definitions, but, in general, he shows them to be
either too narrow, or too broad, or implying an inconsistency with some other beliefs held
by the proponent of the definition. More interesting for our purpose are those remarks
made by Socrates in the process of refuting Laches and Nicias, which suggest his own
attitude toward this virtue. Socrates’ famous profession of ignorance when it comes to
moral matters need not be doubted in this case; and yet we can still gather enough
information from his negative knowledge claims to set up a meaningful contrast with
Aristotle’s take on courage, even if no positive definition was agreed upon.
The most conspicuous difference between Plato’s, Socrates’, and Aristotle’s, concerns
the scope of actions that should properly fall under the category ‘courageous’. There is a
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clear tendency in the Laches toward the widening of the scope of courageous actions, with
Socrates suggesting, contrary to the initial opinion of his interlocutors, that not only
soldiers in battle are the ones who can manifest courage, but also those suffering the perils
of the sea, resisting the fear of pain, fighting a disease, coping with poverty or confronting
a politically precarious situation. All these people are potentially exhibiting essentially the
same virtue (191d1–e1). Moreover, Socrates is willing to include in the category even those
who ‘are mighty to contend against desires and pleasures’ (191e1), that is the individuals
showing an unusual level of self-control when faced with strong temptations.
We may assume that Socrates’ list of courageous agents was not meant to be
exhaustive, but rather instrumental in switching Laches’ attention from the external
circumstances that might prompt a courageous response to the internal aspects of such a
reaction. Indeed, as in many other cases, here, too, the internal state of the agent is of
primary importance in the Socratic investigation. As Gerasimos Santas (1971: 191) rightly
observes, for Socrates ‘whether a man is courageous depends not only on the objective
situation, but also on his estimate of the situation, what we might call the psychological or
intentional aspects of courage’. On this view, a young sailor might be acting truly courageously during his first storm at sea if he is convinced that the storm presents a real
danger to the ship; and yet his more experienced comrade, while behaving in a similar
manner, would not be properly called brave as long as he knows (say, from past occasions)
that the danger is merely apparent. One’s sincere beliefs about the situation (even if false),
as well as one’s behavior in response to those beliefs, are both constitutive of the virtue of
courage for Socrates.
Plato’s overly inclusive and internalized conception of courage was unacceptable to
Aristotle, who sought to narrow down significantly the scope of truly courageous actions.2
As a first step, Aristotle switches the focus from the characteristically Socratic type of
question, ‘What is courage?’ back to the more practical one, ‘Who is a courageous person?’
The latter question, however, should not be seen as a question about the specific names of
brave individuals, but rather as an inquiry into behavioral, emotive and situational conditions necessary for courageous behavior. Skipping a painful process of elenchus, Aristotle’s
gives birth to a first definition of a courageous agent, which will prove to be more intricate
than it initially appears:
1.
‘Properly, then, he will be called brave who is fearless in face of a noble death
(καλóνθάνατoν ἀδεής), and of all emergencies that involve death; and the emergencies
of war are in the highest degree of this kind’ (1115a32–35).
The focus, we might note, is set from the beginning on military valor as the highest or,
perhaps, the only type of courage. Aristotle apparently picks up here the position defended
by Laches, one of the generals, in Plato’s dialogue, who, we recall, also identified courage
with military achievement (190c–d). Thus, the dialogue with Socrates continues on a new
level. Much of what follows in the subsequent chapters of the Nicomachean Ethics deals
with the discussion of the spurious types of courage – those cases that might appear as
instances of courageous behavior, but which are not truly so. As one might expect, most of
the scenarios and characters that were approved by Socrates in the Laches will be ruled out
by Aristotle. The broad category of those who fail to qualify as truly brave individuals,
according to Aristotle, include: those who fearlessly face poverty or a disease; those experiencing perils at sea; those citizen-soldiers defending their city for the fear of penalties or
the desire for honors; those professional mercenaries who are fearless in war because of
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COURAGE: A MODERN LOOK AT AN ANCIENT VIRTUE
their superior military skills; those rushing into battle because they are driven by strong
passions; and those who stand their ground on the battlefield because of their
underestimation of the strength of the opponent. In all these cases, a character trait
manifested is either ‘similar to’ or ‘appears like’ or is ‘most like’ courage, and yet still does
not measure up to genuine virtue.
One of the effects of the Aristotelian description of courage is that it now becomes
extremely difficult to find a suitable example of a single courageous person, whether from
the rich ancient literary heritage or from real historical figures. Neither Homeric heroes, nor
the proverbially intrepid Spartans would be recognized by Aristotle as truly courageous
people for various reasons.3 Whereas there is little doubt that a paradigmatic example of a
courageous person for Plato would be Socrates himself, who exhibited military, intellectual
and political courage on a number of occasions,4 it is much harder to determine whether
any real person in the context of war has ever shown true courage living up to Aristotle’s
standards. All the specific examples that Aristotle mentions are there to illustrate instances
of the ‘less-than-truly-courageous’ behavior, but not a single positive case is identified. The
situation hardly improves when Aristotle formulates his second definition of a brave person
in the following way:
2.
‘The man, then, who faces and who fears [φoβoύµενoς] the right things from the right
motive, in the right way and at the right time, and who feels confidence5 under the
corresponding conditions, is brave’ (1115b16–18).
What seems to be an overly demanding level of control over one’s feelings,6 the equivocal
use of the qualification ‘right’, when applied to a motive, a time, a manner and a scope of
fear, and the apparent tension with the previous description of a courageous person as
‘fearless’ are all likely to add to the puzzlement of his readers at this point.
The definitional restrictions that Aristotle places on the virtue of courage are further
aggravated by the distinction between a self-controlled and a truly virtuous person, which
is central to Aristotelian ethics (e.g. 1102b26–28; 1152a1–3). The second definition suggests
that a courageous person must have a medial level of fear, which he is able to control. He
can thus resist the desire to flee to safety. Yet, contrary to our modern intuitions, rooted
both in the Kantian ideal of an agent who fulfills his moral duty despite contrary inclinations, and in the Christian image of a saint overcoming strong temptations, Aristotle
considers a self-controlled person to be a morally inferior character when compared to a
virtuous one. Whereas the former is able to control and subdue his deviant desires, a
virtuous agent acts from a character that excludes the possibility of a temptation to act
otherwise. Every inclination and every passion of a virtuous agent is brought into line with
his unwavering commitment to a rationally justifiable end, and that is clearly seen by
Aristotle as a preferable state. Now, in the context of Aristotle’s discussion of courage, fear
(e.g. fear of death) is one of the relevant feelings that must be subdued by a courageous
person alongside other wayward desires (e.g. a desire to run away from the battlefield).
Moreover, it should be subdued not merely in the sense of ‘successful resistance’ but in a
much stronger sense of eliminating it altogether. A person with the genuine virtue of
courage, on this model, must be completely fearless when faced with danger of death in
battle, and must have not the slightest inclination to give up his position. The initial claim
that courage involves overcoming the fear of death would then be interpreted as a
requirement for a practice of habituation, combined with the process of intense
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philosophical education resulting in a fearless, dispassionate and singularly committed
warrior.
Does a person then, who possesses the virtue of courage in its entirety,7 feel any fear
at all when confronted with life-threatening situations in a battle? Aristotle’s general
requirement for the ‘purity’ of virtue seems to suggest that a courageous agent will simply
have no deviant passions to control. Indeed, on a number of occasions a brave man is
described by Aristotle as fearless (ἄϕoβoς, ἀδεής, ἀνέκπληκτoς, ἀτάραχoν).8 Some scholars,
such as Michelle Brady (2005: 193), insist on taking this description seriously, arguing that
viewing courage as fearlessness in the literal sense has the theoretical advantage ‘of
making this particular virtue compatible with the rest of Aristotelian virtue’, for it now
seems to fit at least one part of the original model nicely. Furthermore, Brady’s
interpretation accords well with Aristotle’s insistence that virtues are concerned not only
with actions, but also with passions (1104b14), and counters the real threat of reducing
genuine virtue to self-control. We may call this a strong or internal interpretation of
fearlessness.
The complication, of course, arises when we also take into account the corresponding vices, where one of the vices is defined as ‘excess in fearlessness’ (1115b25). The strong
interpretation of fearlessness has a further practical disadvantage of making the virtue of
courage out of reach of the absolute majority of human beings, something that many
(including ourselves) would take to be much more troublesome than any theoretical
incongruities. As an alternative, one may prefer a weak or behavioral interpretation of
fearlessness – a courageous agent only acts as if he feels no fear, even if fear is present as a
real subjective experience.9 On this reading, the qualification ‘fearless’ should properly
apply to external behavior rather than to the internal state of the one who boldly faces the
dangers of war. The weak interpretation is more in accord with modern intuitions and
empirical studies (discussed below), but, besides the textual difficulties, it makes the
distinction between a virtuous and a self-controlled person problematic, at least in the case
of courage.10
With the weak interpretation of fearlessness as a constitutive element of courage, we
make a full circle and return to the purely behavioral definition of courage advanced by
Laches in the beginning: a courageous man is the one ‘who does not run away, but
remains at his post and fights against the enemy’ (Laches 190e4–6). We have already
observed that Aristotle clearly favors Laches’ suggestion to the extent that it limits
the occasions for a courageous action to a military context, but it is less likely that he
would also be content with limiting the definition of the virtue itself to a description of
the agent’s external behavior, without considering the relevant ‘passions’ as well as the
motivating reasons for one’s action. A soldier who ‘does not run away’ because
he underestimated the force of the enemy, or because his desire for glory is more intense
than his fear of death, would exhibit a merely spurious form of courage, according to
Aristotle. But reference to a behavior alone would not allow him to make these distinctions.
Aristotle and the Moderns: Andreia vs. Courage
We have stated our worry that making fearlessness into a prerequisite for courage would
drastically reduce the number of courageous individuals, since true fearlessness, even if not
outright pathological, appears to be a rare phenomenon. A fearless person is truly an
exception, but it is reasonably clear that fearlessness (in whatever sense we understand it)
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is not identical with courage for Aristotle, nor is it a sufficient condition for it.11 A noble
goal that is freely chosen and is indeed a motivating reason of one’s action would also be
part of a complete description of a courageous act (e.g. 1115b23; 1117a4), as well as,
perhaps, a certain degree of awareness about the relative strength of one’s opponent on
the battlefield (e.g. 1117a22–25). We have highlighted already how Aristotle’s view of
courage compares to the conceptions favored by Socrates and his interlocutors in the
Laches. It is now time to take a second look at Aristotle’s theory of courage vis-à-vis some
modern interpretations of this virtue.
Rich data from experimental studies has been assembled on the relation between
fear, as a subjective avoidance tendency, and courageous behavior in various subjects,
ranging from psychiatric patients suffering from panic disorders, to combat soldiers,
members of bomb disposal units and astronauts. Stanley Rachman (2004) has recently
brought together in a single article the most important results of these experiments, which
he and his colleagues have been performing for the last two decades. The central theses of
his article are summarized below, followed by a comparison of these contemporary studies
on fear and courage with the Aristotelian image of this virtue, under the assumption that
Rachman’s results are not only empirically sound but mostly in accord with our common
intuitions on courage. Some of these results are as follows:
1.
2.
3.
4.
5.
The evidence suggests that frightened people (e.g. patients suffering from phobic
disorders) can perform courageous actions.
Courage is an acquired characteristic; people can learn to persevere when under
significant threat.
The occurrence of perseverance despite fear is a pure form of courage.
Natural fearlessness is a real but rare condition; there are a small number of people who
are relatively impervious to fear.
The successful practice of courageous behavior (e.g. a successful dealing with explosives
by members of a bomb disposal unit) leads to a decrease in subjective fear and finally to a
state of fearlessness (Rachman 2004: 151–173).
Even a cursory overview of the Aristotelian discussion of andreia (his term for ‘courage’),
which we presented in the earlier part of this paper, shows important differences between
the ancient and the contemporary use of the concept. These differences must be
highlighted at this point. First, the contemporary use seemingly favors the Socratic
tendency by widening the scope of those who can properly be called courageous,
including psychiatric patients (Rachman 2004), recovering alcoholics (Putnam 2001), and
those who boldly propose and defend new ideas, thus manifesting intellectual courage
(Ryan 2004). The increase in the number of courageous agents is accomplished by
widening the category of fear-instilling objects, situations and conditions that can be
properly confronted by an agent, and by lowering the threshold of the seriousness of harm
that is likely to occur to an agent in case of failure. Aristotle, on the other hand, restricts the
situations where courage can be exhibited to the context of a battle, where the threat of
utmost harm or death is obvious and imminent. Interestingly, even such a committed
defender of Aristotle as Howard Curzer (2012: 25) concedes that ‘limiting courage to lifethreatening situations flies in the face of common sense’.
Second, modern intuitions generally do not consider professionalism at a given
dangerous task as a disqualifying characteristic for the proper attribution of bravery.
Indeed, the opposite is true. Rachman (2004: 171) cites evidence of the performance of
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combat soldiers, parachutists and bomb disposal operators, suggesting that ‘the appropriate skill required for dealing with a dangerous situation serves to increase courage’.
Aristotle, we recall, would instead include professional soldiers in the category of those
who exhibit a merely specious form of bravery (1116b3–6), even admitting that welltrained mercenaries might be more efficient on the battlefield by comparison with
courageous but amateur fighters (1116b13–15).12
Third, there is very little, if any, discussion of the noble goal of an allegedly courageous action by the contemporary authors, whereas it is one of the constitutive features for
the Aristotelian holistic account of this virtue.13 In the former, the behavioral manifestation
is typically divorced from the goal that it strives to achieve, and is then evaluated on its
own terms. A daredevil’s feat of, say, crossing the railroad in front a moving train and
barely escaping a collision, or one’s willingness to suffer injuries and even death in order to
satisfy one’s thirst for revenge, would both qualify as courageous actions insofar as we are
concerned with external behavior only. George Kateb (2004: 39), for instance, argues that
the terrorists who destroyed the World Trade Center on 9/11 have shown genuine courage
‘that is close to that shown by martyrs’ and that ‘bad causes do not usually stand in the
way of admitting, despite Bush’s propaganda, that courage is often shown in them’.
Needless to say, that last quote would make little sense within the Aristotelian frame of
reference.
Finally, there is a particularly strong modern intuition that counts subjective fear of
an agent as either irrelevant for the evaluation of behavior or even being a point in favor,
as long as the agent puts up a struggle and performs a fearsome act properly. In fact,
perseverance despite strong fear is what Rachman calls ‘a pure form of courage’,14 where
‘purity’ connotes an evaluative preference. We have observed that for Aristotle, by contrast,
the courageous agent is expected either to subdue his fear to a certain moderate level, or
else (on the alternative and less convincing reading) act fearlessly altogether. A person
exhibiting Rachman’s pure form of courage would at best be a self-controlled person for
Aristotle, but hardly a truly virtuous one.
These and a number of similar points is what likely prompted David Pears (2004: 12)
to suggest that ‘Aristotle’s concept of andreia does not map onto our concept of courage’.
It is hard to disagree with Pears’ evaluation even if we are able to find the occasional
overlaps between the two concepts, but what exactly follows from it? We cannot, in our
view, easily dismiss these differences by pointing to the incommensurable cultural and
historical contexts of the two conceptions of courage, that of the Greek polis of the fourth
century BCE and of the globalized postindustrial world that we are living in today.
Aristotle’s theory of courage is not simply an anthropological record of what most male
Greeks thought of courage at a certain time in history; he presents it rather as a normative
account, how courage ought to be conceived, and intentionally juxtaposes his view to
other popular (or, perhaps, even prevalent) opinions (e.g. the Platonic view). If the concept
of courage is to be of any practical use in our time, we should develop a balanced position
that would integrate the key elements of the ancient philosophical heritage with the
informed intuitions of our contemporaries.
Arguably, some disagreements from the list above can be settled more easily than
others. For example, there is no need to embrace the view that courage is exclusively
exhibited in the circumstances of war, especially given the fact that ‘war’ is hardly a clearcut notion in the modern world. We should rather say that the paradigmatic instances of
courageous behavior occur in situations of risky confrontation, be it traditional warfare or a
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local street fight. All other forms of courage (e.g. political) should be seen as analogical
forms vis-à-vis the primary cases. The confrontation is risky in the sense that it might result
in serious negative outcomes for the agent who, being aware of the risks involved, freely
chooses to face the danger. Death is mentioned by Aristotle as a limiting case of harm that
might be suffered by an agent, but there are no good reasons for restricting the
manifestation of courage to circumstances with lethal risks only, as long as we stipulate
that the risks involved are significant for the welfare of the agent. We would hesitate to call
a person courageous, however imposing his posture might be, if he merely risks a minor
scratch as the result of an encounter with the enemy.
Yet other aspects of the Aristotelian account cannot be so easily accommodated to
the present-day situation. The second half of Aristotle’s original definition of courage
stipulates that a death-defying behavior is not yet fully virtuous unless it is undertaken for
the sake of a noble goal. This normative provision, we believe, constitutes the most
challenging aspect of the Aristotelian view, but the correct understanding of what type of
noble goals can properly ‘ground’ a courageous action holds the key to preserving the
meaningfulness of this cardinal virtue for us today.
A courageous person is praiseworthy, admirable and commendable. The inherent
normative element of courage would preclude the attempts to reduce courage to mere
fearlessness, since the latter term lacks any obvious evaluative features when divorced
from the contextual clues. As Curzer (2012: 31) rightly observes, ‘mere mastery over fear in
the face of the fearsome is not a valuable accomplishment, in itself’. But similarly, as
Aristotle saw clearly, omitting from the definition of a courageous action the specification
of the proper goal of that action threatens to eliminate the normative aspect of courage.
Unless courage leads to some substantive good, it is not clear what makes it a virtue, and
why it is desirable to acquire this character trait. The substantive good that a courageous
agent seeks to achieve is what Aristotle means by the ‘noble end’ (τέλoς καλόν) of courage.
The nobility aspect of Aristotle’s discussion of courage remains one of the most
difficult to understand. The qualification ‘noble’ (καλόν) is applied by Aristotle in the
context of his analysis of this virtue to circumstances of war (1115a27–30), to death (1115
a32–35; 1115b5–7), to danger (1115a30), to courage itself (1115b20–22), to the deeds of
war (1117b14) and, most importantly, to the intended end of one’s courageous action
(1115b22–24). Some of these attributions are more obvious than others. We can interpret
Aristotle’s contention that courage is καλόν (noble, fine, good, beautiful) as analytic truth,
which simply follows from his conception of a virtue – a trait of character that positively
contributes to fulfilling the specifically human purpose or function (έργoν) (1099a20–21).
The nobility of death, on the other hand, must be seen as derivative from the nobility of
the circumstances in which death occurs (we might say that nobility is a ‘transitive’
property in this case). But the paradigmatic example of the circumstances in which a noble
death could occur or in which one could face a noble danger are, for Aristotle, the
circumstances of war. But what is it that makes a war or a battle noble? Surely it cannot be
the case that the war is noble and desirable for its own sake. As Aristotle observes
elsewhere, ‘no one chooses to be at war for the sake of being at war’ (1177b9–10). Hence,
there must be some further goal of the war, which alone bears the attribute ‘noble’ nonderivatively.
There are a number of benefits that one can achieve by waging a successful war, but
one such benefit is more obvious than others – ‘we make war that we may live in peace’
(1177b6). Still, peace, we may agree, is not the ultimate goal of the war either, but merely
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the instrumental one. We value peace primarily because it creates suitable conditions for
pursuing our final end – εὐδαιµoνία (happiness, well-being, flourishing). Indeed, Aristotle,
when speaking of happiness, uses a number of superlatives, emphasizing its unique status
as a final goal of all intentional actions, calling it ‘the best, noblest (κάλλιστoν), and the
most pleasant thing in the world’ (1099a24–25). He also acknowledges that ‘the more [the
brave man] is possessed of virtue in its entirety, the happier he is’ (1117b7). A similar
characteristic would be applicable to all other virtues as well.
This reading should partly alleviate the common worry that the term ‘noble’ connotes
for Aristotle some esoteric, mysterious property that cannot be easily transported to a
different cultural milieu. Courage is noble in the same sense in which friendship is noble
(cf. 1155a29), and the deeds of courage, which might often involve fighting in a battle, are
also noble, since they aim at achieving the noblest goal of happiness. Noble, in this
context, simply qualifies a highly desirable state of affairs, something one is willing to risk
his life for. Yet, as always, there is a complication hiding behind the obvious. Courage
stands out from all the other virtues in one crucial respect. Unlike the case with, say,
temperance, friendship or generosity, a consistent and repeated exercise of courage
actually greatly diminishes one’s chances of achieving happiness, since it now becomes
less likely that the courageous fighter lives long enough to enjoy the benefits of a lasting
peace.15 Paradoxically, then, a coward, who ‘throws away one’s shield and takes to flight’,
and thus survives the battle, has an advantage over the courageous warrior who perishes
while fighting, when it comes to his chances of achieving happiness. Being alive, after all, is
a basic precondition for being happy.16
If a courageous person is willing to die in a battle, and if such death is nonetheless
noble and praiseworthy, we should say that the nobility of such a death derives not from
the opportunity to achieve a person’s own happiness, but from some other worthy goal,
which is somehow furthered by one’s perishing on the battlefield. But what could that
other goal be? Surprisingly, Aristotle does not give us as much as a hint of the possible
options here. Brady believes that Aristotle’s silence on this subject can be explained by its
obviousness to his likely audience. It was a universally shared assumption in Aristotle’s
Athens and elsewhere in Greece, according to Brady (2005: 199), that the soldier’s sacrifice
was done for the preservation of the polis,17 and Aristotle simply did not feel the need to
reiterate that point. Curzer (2012: 28–29), on the other hand, argues that Brady limits the
possible legitimate goals of a courageous action too severely, and would himself include
such examples of praiseworthy goals of fighting as saving one’s comrades (even if doing so
is detrimental to one’s polis), rescuing someone in need, maintaining one’s honor and
freeing one’s city from tyranny.
Provided that we can establish what constituted the ‘noble deeds of war’ for the
citizens of Athens in the fourth century BCE, we must still make a decision about whether
those ancient goals have any relevance for military practitioners today. If we wish to
preserve courage on the list of our modern virtues, we have three options to choose from.
First, we may try to transport the Aristotelian system of values into our time and dogmatically endorse those goals of a courageous action that are most likely to resonate with the
ancient intuitions. Second, we may present our own criteria for goals that are worth
fighting and dying for today. And, third, we may try to redefine courage without any
references to goals whatsoever. But neither option seems particularly pleasant. It may be
reasonably argued that the first option is the most unrealistic, the second is the most
COURAGE: A MODERN LOOK AT AN ANCIENT VIRTUE
ideologically charged, and the third leads to the elimination of courage as a virtue
altogether by reducing it to a morally neutral description of behavior.
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Courage Reconsidered
Is there a way out of the impasse described above? We believe that any acceptable
solution, short of eliminating the virtue of courage altogether, would have to operate at a
significant level of generality and vagueness. Simply providing an exhaustive list of goals
that are worth dying for is clearly not an option, as any such list would be inevitably rooted
in some political, religious or cultural ideology of the day. Furthermore, trying to extract an
ideologically neutral list of goals merely results in creating a new normative background, or
a new ideology (however implicit), which alone can infuse those goals with existential
worth. As a first step, then, we must recognize the irreducible plurality of goals that might
properly ‘ground’ a courageous action. The plurality, however, does not imply unrestrictedness – not any goal can be taken as worth facing a risk of death or significant
harm. Hence, we should formulate some general constraints, which would delineate the
range of possible noble ends of courage in our time. We propose at least two such
restrictions.
The risk of a significant loss, as already emphasized, should be taken for a proper
reason. Someone playing ‘Russian roulette’ in order to experience the rush of adrenaline or
to show off in front of an audience surely risks his life, but, we submit, not for worthy
reasons. Since an act of courage is always a trade-off between our innate desire for safety
and a desire to achieve a certain goal, the goal in question should be at least comparable
in its objective worth to the value that one is willing to give up should an action fail to
succeed. Furthermore, courage acquires its historical significance as a virtue that has social
rather than purely individual benefits, which implies that the goal of a courageous behavior
should go beyond the personal interests of an agent. Our initial constraint on the scope of
the acceptable goals may then be formulated as follows: a courageous action should also
aim at achieving some significant good or preventing some significant harm for a person
or persons other than the agent himself. Let us call it the Altruism requirement.
One may reasonably ask for two further clarifications: what counts as ‘significant’
good or evil, and who are those ‘others’ that a courageous agent should care about? The
second of these two concerns is easier to deal with as long as we keep in mind the
supererogatory status of the virtue of courage. Courageous character is praiseworthy, but it
would be absurd to make it everyone’s moral duty to always act courageously in all lifethreatening circumstances. Hence, we are spared from the need to formulate a general
principle that would specify the range of people who should necessarily benefit from a
courageous agent. A person may risk his life for his spouse, his family members, his close
friends, members of his clan, his compatriots or for the benefit of the entire human race,
but neither option cannot reasonably be part of a binding moral obligation. The Altruism
requirement, in other words, sets the lower limit of the number of people who might
expect to benefit from one’s courage, but leaves the upper limit open and at the discretion
of a particular agent in a particular situation.
The qualification ‘significant’ when applied to harms and benefits, on the other hand,
must remain intentionally vague. We may perhaps agree on some paradigm examples of
losses that are not significant enough for getting involved in a life-threatening conflict.
When an armed street robber demands a wallet from a person’s companion, risking one’s
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life in order to save a $100 for your friend would be truly reckless. Beyond this we would
resist any further specification as the variety of real-life circumstances would always defy
any general rule of this type. Finally, we should note that the Altruism constraint excludes
from the set of courageous behaviors those risky actions that exclusively seek a benefit for
the agent himself (including self-defense) or aim at causing harm to another person as
their final goal, even though it has no objection to those cases when the agent has his own
benefit as one of the motivating causes of action.
Our second constraint for the range of proper goals of a courageous behavior is
likely to be more controversial: one’s expectation to bring some significant good to others
or to spare them significant harm as the result of one’s actions must be realistic. We submit
that a sincere desire and resolute willingness to engage in a battle for the benefit of
another is not yet sufficient for the qualification of an action as truly courageous unless the
agent may reasonably hope for success of the endeavor, objectively speaking. This limitation
partly captures an Aristotelian point about the common vice of rashness or recklessness,
when a soldier’s confidence in victory significantly exceeds his actual abilities. We will call it
the Realism constraint.
The Realism constraint brings a healthy dose of objectivity into the otherwise purely
subjective account of the justification of behavior. Endeavoring on a risky enterprise for the
benefit of others where the chances of success are close to zero should not be seen as
courageous behavior regardless of how sincerely the agent himself believes in his abilities.
The Realism constraint does not preclude yet an engagement with the enemy where the
chances of victory per se or even survival are minimal, as long as such sacrifice can be
reasonably seen as advancing some worthwhile goal. Thus, the 300 Spartans at Thermopylae could not realistically expect a victory over the Persians, but they judged correctly
that the battle would slow down the Persian advance; would prevent them from attacking
the main Greek army from the rear; and would thus be instrumental in saving the polis. But
the proposed constraint is meant to exclude the Don Quixotic type of behavior in
situations where no real altruistic benefit can reasonably be expected as a result of one’s
daring actions.18 We are fully in agreement with Curzer’s (2012: 31) estimation when he
argues that we simply ‘should not admire fortitude when the harm is unavoidable and the
good is unachievable, for fortitude in such situations is not courageous’.
A case from medieval Spanish military history may further illustrate this point. In
1391, while the official peace agreement between the Christian Kingdom of Castile and the
Muslim Kingdom of Granada was carefully observed, a certain restless Spanish cavalier,
Martin Yanez de Barbudo, the grand master of Alcantra, decided to initiate his own
personal crusade against the Moors. To start with, he sent a provocative letter to the king
of Granada, Yusuf bin Mohammed, where, according to the chronicle:
he affirmed that the faith of Jesus Christ was holy and good, and that the faith of
Muhammad was false and deceitful, and if the king of Granada objected, the master
would have him know that he would fight against him and anyone he liked to name,
giving him the advantage of one half more, so that if the Moors were two hundred, he
would take one hundred, and so on. (Harvey 1990: 224)
When the Muslim king failed to heed the challenge, Martin Yanez wasted no further time,
gathered a small army of about 300 mounted knights and about 5000 foot soldiers, and
quickly proceeded toward the border with Granada. Despite the numerous attempts to
dissuade the overly zealous crusader from his reckless enterprise, including the
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COURAGE: A MODERN LOOK AT AN ANCIENT VIRTUE
straightforward prohibition on any military action issued by the king of Castile, Martin
persisted in his plan. He remained unabashed even when it was pointed out to him that
the king of Granada had an army of 200,000 foot soldiers and about 5000 horse riders, and
that the Christians warriors would be outnumbered 1 to 38. Shortly after Martin’s soldiers
crossed into Granada’s territory, they were attacked by an overwhelming Muslim force.
Most invaders were captured prisoners or killed on the battlefield, including the leader
himself. Washington Irving (2010: 234), travelling through southern Spain more than 400
years after the event, recorded that the following words could still be seen engraved on
the sepulcher of Martin Yanez: ‘Here lies one whose heart never knew fear’.
That hotheaded Spanish knight might indeed have been fearless, but we would
strongly resist describing his behavior as courageous. Even if it could be established that
the welfare of others was the primary motive for the military enterprise (rather than, say,
personal gain or glory), no sober analysis of the situation could have justified the hopes of
Martin Yanez to defeat the Muslim army given such impressive disproportion in manpower.
One might object, however, that Martin’s sacrificing himself and his fellow crusaders did
achieve some public good in the long run, even if indirectly. His fearlessness in a battle
against a much stronger enemy earned him a reputation of a martyr, a popular hero of folk
legends, who inspired several subsequent generations of the Reconquista fighters, which in
turn, in some circuitous way perhaps, contributed to the victory over the kingdom of
Granada and the final ‘liberation’ of the Iberian Peninsula about 100 years later.
One obvious problem with this ad hoc rationalization of a failed endeavor is that any
reckless decision could be given a similar twist. No matter how poor the military planning
and how disastrous the outcome of the campaign, someone else can always learn the
lesson from the failure, be motivated by the fortitude of the doomed army, or even
discover an inspiration to write the greatest novel about the fallen heroes. These positive
side effects, however, cannot justify the recklessness itself and do not turn it into genuine
courage. In certain circumstances, we might indeed admire the spirit of those who rush
into the heat of battle with little or no hope for success, but we would not normally
encourage others to repeat those desperate acts on a mass scale. A courageous action that
respects the objective limitations of a situation, on the other hand, is an action that we
want others to emulate. An ideal army is an army consisting of professionals who are
capable of discriminating between a justified risk and straightforward foolishness, but it is
not an army of obstinate fighters with the psychology of martyrs.
As a final observation, we should point to a relation that exists between the Altruism
requirement and the Realism constraint that underscores their mutual dependence on our
model. The relation can be formulated as follows: the increase in the number of the
intended benefit-recipients of a risky action on the part of a courageous agent typically
decreases the probability of the envisioned effect. A person who is willing to face lifethreatening dangers for alleged benefits of distant strangers or for the hypothetical welfare
of a large community is often presented as a more admirable character than the one who
would risk his life for his next of kin only. Yet, barring some convoluted scenarios, my
willingness to fight with the house intruder in order to protect my family has a greater
chance of satisfying the Realism constraint than my willingness to die on a battlefield for
the ideal of universal justice for all. Needless to say, there are legitimate exceptions to this
generalization, but it seems reasonable to conclude that in most real-life situations a higher
score on an imagined altruism index would be inversely correlated with a score on a
probability scale. Acting courageously, among other things, involves identifying that
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optimal balance between a desire to maximize the effect of one’s action and a sober
estimate of one’s capacities.
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Concluding Remarks
At one point in the Nicomachean Ethics, Aristotle warns his readers against excessive
idealism in moral theory (which he associates with Plato), reminding us that the good we
are now seeking must be ‘something attainable’ (1096b34). The proposed analysis of
courage in this paper was guided by an assumption that the central virtues of character are
no less relevant in our day than they were 2500 years ago. But their relevance can be
sustained by demystifying some of the old-fashioned connotations of the virtue terms, and
by offering a straightforward set of evaluative and descriptive criteria, which would make a
practice of attribution of virtues (as well as the corresponding vices) to actions and agents
both practical and non-arbitrary.
A courageous person, whether a professional soldier or a noncombatant, is willing to
do something that goes beyond the ordinary: he is willing to face real danger and risk his
life for the benefit of another person, while estimating correctly that his intended action
has reasonable chances for success. We have suggested that both conditions are
Aristotelian in spirit, if not in letter, and have an immediate effect of reducing the number
of courageous agents to reasonable levels. A virtue-derived moral rule, which requires
risking one’s life for the benefit of another, cannot be a universal moral obligation, and in
this sense true courage, unlike recklessness, rashness, pointless bravado or plain cowardice,
is a relatively rare phenomenon. ‘Most men tend to be bad,’ observes Aristotle quite
frankly, speaking about his contemporaries, ‘[they are] slaves to greed, and cowards in
danger’ (Rhetoric 1382b4–5). Unless human nature has radically improved in the last two
and a half millennia, Aristotle’s observation would hold true for our generation as well – a
courageous character is an exception, and the modern tendency of indiscriminate
attribution of terms of virtue simply feeds the moral inflation.
And yet aiming at a courageous character is not the same as aiming at sainthood. As
both Aristotle and the modern psychologists remind us, courage can be acquired even by
those who show little aptitude for this peculiar trait of character in the beginning. We are
capable of educating our natural selves in such a way that we may successfully resist
primordial instincts, act contrary to immediate urges, or even eliminate deviant desires
altogether through the extended process of habituation. Courage, after all, is a thoroughly
human virtue, both because it is within our reach, and because it captures the essential
aspect of our nature – a capacity to put the good of another person above one’s own.
NOTES
1.
2.
Curzer (2012: 19) lists five traditional problems of the Aristotelian account of courage, but
more issues could easily be identified.
Plato’s account of courage in the Republic (especially Book IV) offers a positive, rather than
aporetic discussion of this virtue, and the one that seems closer to Aristotle’s insofar as
civic courage is located specifically in the soldier class (429b1ff). The discrepancy might
be partly explained if we assume that the Laches, an early dialogue, presents the point of
view of historical Socrates rather than Plato himself.
COURAGE: A MODERN LOOK AT AN ANCIENT VIRTUE
3.
4.
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5.
6.
7.
8.
9.
10.
11.
12.
Hector is mentioned as an example of a citizen-soldier, whose courage is ‘most like true
courage’ (1116a15–30) and Spartans are disqualified for an even more ambiguous reason.
The demanding and allegedly lopsided training system of the Spartans (‘they brutalize
their children by laborious exercises which they think will make them courageous’),
according to Aristotle, creates beastlike creatures who lack the element of nobility (Politics
1338b9–19).
Alcibiades testifies to Socrates’ military prowess in the Symposium (220d–220e), and
Laches bestows a similar praise (181b). Socrates’ autobiographical story from the Apology,
about his refusal to obey the order of the Thirty Tyrants, while facing the real risk of
execution (32d), is an example of political and moral courage.
Fear is not the only feeling with respect to which Aristotle delineates courage –
confidence is the other one. But Aristotle is clear that fear is the more important of the
two (1117a29–30). The somewhat uneasy relationship between these emotions on the
Aristotelian model of this virtue is analyzed by Daniel Putnam (2001). For the claim that
fear and confidence yield two different virtues, see Urmson (1980).
The requirement initially strikes as unrealistic, especially in light of Aristotle’s own
admission that ‘we feel anger and fear without choice (ἀπρoαιρέτως)’ (1106a3). The claim
about the purely passive occurrences of emotions is qualified elsewhere where Aristotle
describes an appetitive aspect of the soul as an irrational element, which nonetheless
‘shares in a rational principle’ (1102b13). Even though we have no choice when a natural
emotive reaction occurs, we are still capable of subduing these feelings to the requirements of reason. But, as Pears (1978: 274) observes, this might not happen as a result of a
single effort of the will, but rather gradually, as ‘the eventual result of many choices’.
Aristotle’s language implies that there might be degrees of perfection here (e.g. 1117b9).
All four terms are used by Aristotle in his description of a courageous man. But whereas
ἄϕoβoς is the least ambivalent term, the other three are more nuanced in their semantic
content. Some of the common English renderings include: ἀδεής – ‘fearless’ (Rackham
1997), ‘fearless’ (Ross 2004), ‘intrepid’ (Irwin 1999); ἀνέκπληκτoς – ‘being proof against
fear’ (Rackham 1997), ‘dauntless’ (Ross 2004), ‘unperturbed’ (Irwin 1999); ἀτάραχoν –
‘undismayed’ (Rackham 1997), ‘undisturbed’ (Ross 2004), ‘unperturbed’ (Irwin 1999).
For example, Pears (1980), Urmson (1988). Pears (1980: 178–179) suggests that Aristotle
probably had in mind the ‘behavioral use’ of the word fearless in this context, ‘which
comments only on the manner of the agent’s conduct’, rather than on his subjective
experience.
Not everyone would be unhappy if virtue would be reduced to continence or self-control.
Ross (2004), for instance, insists that virtue is really self-control, and blames Aristotle for
failing to see this clearly.
Even though identifying fearlessness with courage is perhaps not that common among
philosophers, it occurs more often among psychologists and other experts in behavioral
sciences. Thus, Orwal Mowrer (1960: 435), a notable twentieth-century psychologist, finds
it highly plausible ‘that courage is simply the absence of fear in situations where it might
be expected to be present’.
‘It is not the bravest men that fight best, but those who are strongest and have their
bodies in the best condition’ (1116b13–15). Aristotle qualifies this claim by suggesting
that professional troops are unreliable in unfavorable circumstances, when they can no
longer rely on their superior skills. At the end, the difference between the courage of
expertise and true courage comes to the difference in priorities, for while the former ‘fear
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13.
14.
15.
16.
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17.
18.
death more than disgrace’, for the truly courageous ‘flight is disgraceful and death is
preferable to safety’ (1116b19–23). But, as Lee Ward (2001: 76) has observed, it is not clear
how a courageous person can fail to acquire expertise in fighting if courage, as all virtues,
is inculcated by repeated performance of certain acts.
Cf. Nicomachean Ethics (1115b23).
See also Rachman (1982).
A point made stronger by Aristotle’s admission that a courageous citizen is not
necessarily the best soldier, as far as the art of fighting goes (1116b13–15; 1117b17–19).
It does not seem that Aristotle, unlike Socrates in the Apology or in the Phaedo, seriously
entertained a possibility of some form of postmortem happiness. At least in the Ethics he
is very straightforward: ‘death is the most terrible of all things; for it is the end, and
nothing is thought to be any longer either good or bad for the dead’ (1115b25–27).
A sentiment expressed, for instance, by the Spartan poet Tyrtaeus (c. 650 BCE) who writes:
‘This is the common good, for the polis and the whole demos, when a man stands firm in
the front ranks without flinching and puts disgraceful flight completely from his mind’
(Diels, Fr. 9.15–17, quoted in Pomeroy & Burstein 2004: 74).
This line of reasoning is what likely explains Aristotle’s reluctance to include in the
category of the truly courageous those who fearlessly counter the overwhelming forces of
nature (‘the earthquakes and the waves’) or patiently endure a terminal disease
(1115a35–1115b5; 1115b26–27).
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100003X
Andrei G. Zavaliy is currently Associate Professor of Philosophy at the American University
of Kuwait. He received his BA from Nyack College, NY, and his PhD in Philosophy
from the City University of New York in 2008. His research interests include the
history of world religions, moral psychology, philosophy of religion, and the
applicability of experimental methods to philosophical controversies, especially in
ethical theory. He has published within the subjects of moral psychology, history of
ancient philosophy, philosophy of science, and religious studies, and serves as an
associate editor of the International Journal of the Humanities and as a member of the
editorial board of the Online Dictionary of Intercultural Philosophy. Correspondence
address: Department of Mathematics and Natural Science, American University of
Kuwait, PO Box 3323, Safat 13034, Kuwait. Email address: azavaliy@auk.edu.kw;
externalist@gmail.com
Michael Aristidou is Assistant Professor of Mathematics at the American University of
Kuwait. He holds a PhD in Mathematics and a Master’s degree in Philosophy from
Louisiana State University. His research interests include quaternion algebras over
finite fields, discrete mathematics and rook polynomials, fuzzy algebraic structures,
fuzzy sets and logic and their applications to artificial intelligence, philosophy (in
general), rationality and human reasoning, and philosophy and history of
mathematics. Correspondence address: Department of Mathematics and Natural
Science, American University of Kuwait, PO Box 3323, Safat 13034, Kuwait. Email
address: maristidou@auk.edu.kw
189