To lkie n : Fro m Be o w u lf to
Bilbo an d Be yo n d
Matthew D Coom bes
MA Tolkien Linguistic Aesthetics, De Montfort University
- Septem ber 20 12 -
In tro d u ctio n
Since his birth in 1892, J ohn Ronald Reuel Tolkien walked m any paths during
his life, which led him to be known as an author, a linguist, an academ ic and a
m ythologist, along with less career-orientated factions denoting him as a
soldier, a Rom an Catholic and a father. Therefore, it beggars logic to isolate
the attributes of Tolkien’s m ultiplexed career, such that suitable references
can be made in retrospect, highlighting the points in his life that pay dividends
to the m an as he is known today.
Th e Early Ye ars
Following his father’s death in 1896, Tolkien relocated to the UK from South
Africa to live with his m other, and it was here in the rural suburbs of
Birm ingham that he was raised alongside a linguistic tim etable, which
resulted in his pre-adolescent com m and of Latin and Greek. Inspiration was
abundant at the sam e tim e in view of his subsequent works; such m usings
taken from the onset of industrialisation, the prem ature dem ise of his m other
and even the Welsh coal trucks that frequented the rail lines adjacent to the
fam ily hom e.
During his teenage years, the orphaned Tolkien was frequently shadowed by
Father Morgan, who had previously rem ained central to the fam ily. Being the
priest to the local Rom an Catholic com m unity, it was inevitable that Tolkien
would be subject to the bonds of chastity and the associated curfews that
would procure what Morgan deem ed to be a “potential intellectual prodigy”
(Wood, 20 12). However, despite these efforts, Tolkien m aintained that the
relationship he had previously held with his teenage sweetheart was of m oral
validity and on the eve of his departure for service duty cem ented his
intentions towards Edith Bratt in their m arriage in 1916; all of which following
successful com pletion of his degree from Exeter College at Oxford.
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Due to the onset of trench fever, Tolkien’s regim ental stint was short lived, but
despite a prem ature conclusion, he gleaned further inspiration from his
experiences, the likes of which would take seed in the pages of his fiction that
followed. It was on his return and subsequent recovery that his professional
career began.
To lkie n th e Aca d e m ic
It was in the sum m er of 1920 that Tolkien took up the post of Reader in
English Language at Leeds University, which five years later led him to a
Rawlinson
and
Bosworth
Professorship
back
at
Oxford.
This
post
com plim ented his existing knowledge of Anglo-Saxon heritage and Old
English, and occupied the following twenty years of his academ ic career. It
was here at Oxford that Tolkien founded a literary gathering known as the
Coalbiters, whose m em bers would m eet regularly to read Icelandic and other
Northern m yths. This group later m igrated to becom e the m ore renowned
Inklings; the m em bers of whom included the likes of CS Lewis, Charles
William s and other notable poets, authors and theologians. The Inklings
would m eet at a public house of choice to discuss narratives and poetry, but
m oreover to offer critical analysis of works in progress authored by its
m em bers. Continuing to m eet into the early 1950 ’s, the sam e group played
host to the unveiling of works such as Lewis’ “Out of the Silent Planet”, “The
Problem of Pain”, and Tolkien’s own “The Lord of the Rings”.
A further notable m om ent of Tolkien’s career cam e in 1936 when he gave an
outspoken delivery to the “stuffed shirts” (Merry, 20 0 2) of the British
Academ y. Rooted in his studies of Anglo-Saxon literature, Beow ulf: The
Monsters and the Critics addressed criticism of the associated work that
focused on the text being a viewport to Anglo-Saxon society, and in so-doing
downplaying the intrinsic elem ents of the m ythology. It is here that we clearly
see Tolkien’s defence for the narrative woven into such literature; som ething
of which can be perceived as a pre-em ptive strike to those who would m ake it
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their interest to pass sim ilar judgem ent on his own works. Solopova delivers a
num ber of anecdotes in Languages, My ths and History that pairs Tolkien’s
fiction to com parable historic events, and in turn it would seem logical that he
would strive to m aintain the focus of his audience, so as to appreciate the
m ythology which lay beneath such influences. Therefore, it would com e of no
surprise that it was an ever-present concern of Tolkien that his longestablished Middle-earth folklore would be m isconstrued as a m ere vehicle to
his plotlines.
On Fairy -Stories followed three years later acting as a further persuasive
study of building m ythologies to accom pany the narrative of the sam e genre.
The focus of this work encourages the notion of a fictitious world existing in
its own laws, whilst being fully realised - and done so in an attem pt to dispel
any doubt of the reader, resulting in what Tolkien term s as being an “inner
consistency of reality” (Tolkien, 1986: 88). Maintaining this them e, he
acknowledges the reality of death and destruction akin to such writing, but
with the token positive twist in the tale. This sequence of events being better
known to the Tolkien reader as a “eucatastrophic” quality, which sees a tragic
set of events resulting in an eventual joyous outcom e; Tolkien’s favourite
exam ple being the death and resurrection of Christ, or “an echo of evangelium
in the real world” as it is referred to in the aforem entioned lecture (Tolkien,
20 0 6: 155).
Continuing his post at Oxford, Tolkien changed his chair to that of the Merton
Professorship of English Language and Literature in 1945, and rem ained at
the faculty for a further fourteen years. It was during these years that Tolkien
rekindled an interest for his own fictional writing; som ething of which he had
long before been preparing. This work was not only acknowledged by his peers
during the aforem entioned evenings spent in m utual adm iration of fictional
works, but was equally evident during his youth having been exposed daily to
an inherent fam ily interest in linguistics.
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To lkie n th e Lin gu is t
It was in his early teenage years that Tolkien gave interest to what is known to
be his first experience of an invented language. Created by his cousins, Tolkien
addressed Anim alic in his essay A Secret Vice, highlighting its frivolous nature
that replaced sim ple gram m atical vernacular with nam es of varying species;
the sam ple below translating as “You are an Ass” (Tolkien, 20 0 6:20 0 ).
“ Dog nightingale w oodpecker forty ”
Following the term ination of Anim alic, attention was turned to a m ore
challenging syntax known as Nevbosh, or “new nonsense”. Again created by
an auxiliary fam ily m em ber, Tolkien again took interest and contributed to the
vocabulary and spelling (Tolkien, 20 0 6:20 3). Whilst the m ajority of what we
can decipher from the rem aining Nevbosh script appears to be a purposeful
m isconstruction of English and Latin vocabulary, we also notice the early
onset of Welsh influence. The use of the letter / y/ in m onosyllabic words for
exam ple, and its position adjacent to consonants that consequently brands the
letter as an unstressed schwa (see exam ples “fy s” and “y m ” below). This sam e
influence was later adopted in the Elvish languages written by Tolkien, with
the aforementioned unstressed schwa also given its own character in the
associated Tengwar writing system s. This single script is again found in the
aforem entioned essay, with the adjacent translation as it appears in
Carpenter’s Biography (Carpenter, 20 0 0 ).
Dar fy s m a vel gom co palt ‘hoc
py s go iskili far m aino w oc?
There w as an old m an w ho said ‘how
can I possibly carry a cow ?
Pro si go fy s do roc de
For if I w as to ask it
Do cat y m m aino bocte
To get in m y pocket
De volt fac soc m a taim ful gy róc!'
It w ould m ake such a fearful row !’
It was then, having becom e part of a literary club at the King Edwards School
in Birm ingham , that Tolkien wrote his first language. N affarin was an a priori
phonetic study of Latin and Spanish, the lexicon of which containing words
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from the aforem entioned Nevbosh; som e pertaining to Qeny a that evolved
shortly after. Very little is known of Naffarin in term s of its surviving wordlist,
however it is noticed that even at this early stage in his hobby as a linguist,
Tolkien was exploiting what he believed to the m ore suited phonetic attributes
of the predicated languages, and as such rem oved phonem es and digraphs
accordingly. Such exam ples are known to include / w/ , / wh/ , / th/ and / sh/ ,
and as shown in the one rem aining script (Tolkien, 20 0 6:20 9);
“ O Naffarínos cutá vu navru cangor luttos ca vúna tiéranar, dana m aga
tíer ce vru encá vún' farta once y a m erúta vúna m axt' am ám en.”
Ironically it was the sam e phonem es that Tolkien rem oved from his early
linguistic works that were then favoured by in the languages that followed. His
later Elvish work inherently using soft m utations, such as those found in
colloquial Welsh m orphology, in which we find voiced plosives replaced with
fricatives as well as aspirated consonants and nasal m utations used to further
soften the harsher sounds associated with the aforem entioned Naffarin.
In the years that followed, Tolkien continued to elaborate and evolve the
Elvish languages; Queny a and Sindarin arguably becom ing the flagships of
his linguistic achievem ents given their lexical diversity and expanse of
content. Furtherm ore, it was his intent to construct a m eaningful background
to encom pass his languages, insisting that languages them selves presupposed
a m ythology. It is often the case that we see this predication realised in its
opposite, whereby the narrative or dialogue has adopted to the subject m atter.
As a consequence, this m ay often leave the reader juxtaposed between the real
world and the “associated” constructed language. The extract from Tolkien’s
letters below clearly stating his intention towards the potential of such
am biguity (Carpenter, 1985:219);
“ [A] prim ary ‘fact’ about m y w ork, that it is all of a piece, and
fundam entally linguistic in inspiration… The invention of language is the
foundation. To m e a nam e com es first and the story follow s. ”
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Whilst it was in his interest to prom ote a background of legend and m ythology
in his writing, it was also Tolkien’s intention to utilise a lexicon that would
endorse a sim ilar significance. In the aforementioned On Fairy-Stories lecture,
Tolkien concentrates on opinions that would incrim inate m odern English of
diluting a once suitable language for this purpose. Taking the Latin influence
as an exam ple, we notice the word spiritus carries a sim ultaneous definition of
wind, breath and spirit, whereas the anglicised equivalent, spirit, is som ewhat
one-dim ensional by com parison. Tolkien recognised the significance that such
words have on a narrative pertaining to m ythological context and
subsequently looked to em brace this concept through his own writing - the
sam e literal creativity being further exasperated in the creation of his Elvish
tongues.
As his career at Oxford progressed into the 1930 ’s, and given his writings at
the tim e were authored so with no intention of publication, Tolkien m ade a
decision to branch into the realm s of the fictional writer in the fond hope that
his subsequent written works would act as a m edium through which his
languages could be given the recognition that in previous years they had failed
to achieve.
To lkie n th e Au th o r
A lot of what we digest from Tolkien’s written work leaves us with an im print
of the im petus behind his writing, but furtherm ore gives an insight into the
m an him self; his beliefs, his m orals and his passions. From the m om ent he
took residence in the suburbs of industrialised Birm ingham , Tolkien’s
inspiration began to stir. It was these images, along with his experiences in the
trenches of the First World War that arguably gave rise to the twist of reality
we find in his fiction; exam ples of which can be seen from the uprising against
Morgoth and the fall of Gondolin am ong others. The m etaphors of his own
reality rarely go unnoticed by Tolkien biographers, and som ething of which
was com m ented on by Roger Luckhurst in a series of lectures defending
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Tolkien’s grasp of what has since become known as “real-world” fiction
(Luckhurst, 20 0 8).
“ Tolkien’s Lord of the Rings w as a book conceived and w orked over initially
in the trenches of the First W orld W ar. The Orcs m ass in territories that bear
startling resem blances to No-Man’s Land, w here m ost of his friends and
com rades w ere killed ”
A further exam ple of real-world fiction is highlighted in the uprising of
Isengard, where we read of Fangorn Forest being cut down to stoke the fires
responsible for Sauron’s creations. Tolkien’s intense passion for the
environm ent was frequently exasperated during interviews in which he would
declare his adm iration for nature, including his desire for com m unication
with trees, hence the speaking Ent-folk of the aforem entioned Fangorn Forest.
Furtherm ore was his concern for the onset of industrialisation that saw him
favouring the bicycle as a m eans of transport, and vow to never make use of a
m otor vehicle following the end of the Second World War.
One of the m ore intriguing points of his life as an author was in 1928 when
Tolkien was said to write in a blank area in a student’s paper, the phrase “in a
hole in the ground there lived a Hobbit”. The inspiration for this literary claim
is unknown, however further elaboration of the statem ent occurred, drawing
on knowledge of Arthurian legends, tales of Middle Age chivalry and
m ythology, in the form of folk-tales that Tolkien would read to his children. It
was during the nine years that followed that Tolkien wrote sufficient m aterial
to be considered for publication. Then with the aid of a student who had
convenient connections to a publisher (later to becom e Harper Collins),
Tolkien saw “The Hobbit” printed in Septem ber of 1937; the first run being
sold out by Christm as of the sam e year (Tolkien Collector, 20 0 3).
Following the success of The Hobbit, Tolkien then prepared m ore of his
legendarium into what he referred to as “Quenta Silm arillion” for the sam e
publisher; this however being rejected due to its “telephone-directory
dullness” (Wood, 20 12). Then rising to the challenge, he cam e back with The
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Lord of the Rings which was published in three volum es during 1954-55.
Criticism followed both in positive and negative form , but despite this reached
its fam e in the m id 1960 ’s when the books entered the im pulse buying
category in the form of a paperback, having previously discovered the
hardback edition becom ing subjected to a pirated paperback edition on the
cheaper, albeit illegal, publishing black m arket.
Tolkien’s career then becam e som ething of a tale that grew in the telling as
there was no knowing where this new found fam e would take him . However,
from the m usings of the Tolkien Society (shown below - Doughan, 20 12) and
recollections of his son, Sim on Tolkien, we are told of the loss of a once
enthusiastic and passion-filled correspondence with those that had taken an
interest in his work. Inappropriately tim e phone calls from trans-continental
fanatics dem anding underhand knowledge of sequels, coupled with graffiti
taking place in obscure places led Tolkien to m ove to Bournemouth, m iles
away from his Oxford hom e. With all things considered, he felt com pelled to
refrain from giving interviews or attending award cerem onies, and thus
surrendered to a life of solitude.
“ [F]ans w ere causing increasing problem s; both those w ho cam e to gaw p at
his house and those, especially from California w ho telephoned at 7pm (their
tim e, 3am his), to dem and to know w hether Frodo had succeeded or failed in
the Quest, w hat w as the preterite of Queny an lanta, or w hether or not
Balrogs had w ings… ”
Tolkien also felt obligated to m ake this personal recoil a m ark of respect to his
wife, who had subm itted herself to be forever trailing in the intellectual dust
kicked up by his friends. However, despite m aking contact with his academ ic
associates m ore difficult, this retreat m eant that the rem ainder of his life could
be spent continuing his unfinished works from Middle-earth. He was also
awarded an honorary Doctorate for his work in philology from the University
of Liège, along with an OBE in the New Year’s Day honours in 1972. However,
it was following these recognitions that Tolkien fell victim to pneum onia, and
in realising the inevitable outcom e of the illness he appointed his son
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Christopher (who had becom e som ething of an expert in his father’s fictional
studies) to be his literary executor. J ohn Ronald Reuel Tolkien died in the
Septem ber that sam e year of 1973.
Th e Co n tin u atio n o f a Lite rary Le ge n d
It was following Tolkien’s passing that Christopher spent twenty-five years
away from the m edia continuing his father’s works, which later saw the
publishing of “The Silm arillion”, the “Unfinished Tales” and twelve volum es
detailing the history of Middle-earth. Those well read on the subject will have
com e to realise that Middle-earth goes far beyond that which the books would
have us believe to be a m ere backdrop to the narrative. This fictitious
continent and the surrounding lands of Arda com e com plete with a previsualised creation story along with an initial fall and resurrection; som ething
of which one m ight attribute to the religious views held in high regard by
Tolkien.
More recently the launch of Peter J ackson’s “The Lord of the Rings” trilogy
released over two years from 20 0 1, has paved the way for a new generation of
Tolkien fanatics, with the introduction of a m edium which the youth of today
can associate with. However, despite the resulting success of the film s,
J ackson’s work was carried out against the will of Christopher who argued his
case based on the understanding that his father’s written word delivers m ore
of the intended m ythology. Whilst it can be deem ed a benefit that film and
television have opened a new dim ension in which to experience fictional
worlds, it can still be appreciated that this com paratively passive approach
m ay dilute the potential effect that the narrative m ay have on its audience.
Whilst such a line of questioning m ay only be accurately recorded on a caseby-case basis, it can still be argued that the absence of Tom Bom badil, along
with the surrounding Old Forest and Withywindle Valley from J ackson’s
trilogy dilutes not only elem ents of the narrative, but also the history of
Middle-earth.
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Christopher Tolkien later m ade it his interest to pursue a legal battle against
New Line Cinem a concerning unpaid royalties for the film trilogy. The
successful result of which saw the Tolkien Estate awarded with substantial
funds that have since allowed the trustees of the Estate to further their
charitable interests. This sam e m atter of litigation initially hindered the
proposed production of J ackson’s second instalm ent of The Hobbit, but the
conclusion of which perm itted its continuation, having reached a m utual state
which agreed that all parties involved would “look forw ard to a m utually
productive and beneficial relationship in the future” (Soury, 20 0 9).
Despite the argum ents for and against the popularity of Tolkien’s continuing
success, it is nonetheless the shared opinion that his work as an author
prevails above all and undoubtedly pertains as the reason for the future
interest of works that m ay follow. As Ross Sm ith so aptly concludes in his
paper Tim eless Tolkien (Sm ith, 20 0 5);
“ [H]is gift as a teller of tales is the fundam ental reason for his popularity
and continued success. Social concerns fluctuate over the y ear, or even over
m onths, but a good read is eternal ”
Equally im portant, m oreso to academ ics and readers, was Tolkien’s desire to
m ake every attem pt to bypass the notion that would see the phonetic nature of
words being purely arbitrary. The delineation of how well a word fits its
subject was m easured on what Tolkien called “phonetic fitness” (Tolkien,
20 0 6:20 6) and that the m ain source of pleasure com es directly from the
relationship between the sound and notion of a word. It is therefore of great
interest to those in such fields that research is being undertaken to attribute
the sounds of our language with their once-true m eaning and in turn restore
the em pathy that it shares with our environm ent. This being yet another
m eans by which Tolkienania is being kept alive, and considering his life-long
projection of unravelling linguistic aesthetics, arguably the m ost appealing for
the late J RR Tolkien.
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Cite d W o rks & Re fe re n ce s
I. Carpenter, H. J.R.R Tolkien: A Biography , Houghton Mifflin (20 0 0 )
II. Carpenter, H (editor). The Letters of J.R.R Tolkien, Houghton Mifflin
(1985)
III. Doughan, D. J.R.R. Tolkien: A Biographical Sketch
http:/ / www.tolkiensociety.org/ tolkien/ biography.htm l [online - accessed 17th
J uly 20 12]
IV. Luckhurst, R. Modern British Science Fiction: Sci-Fi as a literary genre,
Gresham College [offline m edia – film date 8th May 20 0 8]
V. Merry, J . Beow ulf and the Critics Book Review (20 0 2),
http:/ / www.greenm anreview.com / book/ book_ tolkien_ beowulfandcritics.ht
m l [online - accessed 16th J une 20 12]
VI. Shippey, T. J.R.R Tolkien Author of the Century , HarperCollins (20 0 1)
VII. Sm ith, R. Fitting Sense to Sound: Linguistic Aesthetics and
Phonosem antics in the W ork of J.R.R Tolkien, West Virginia University Press
(20 0 1)
VIII. Sm ith, R. Tim eless Tolkien [Part 2], Cam bridge University Press (20 0 5)
IX. Solopova, E. Languages, My ths and History : an Introduction to the
Linguistic and Literary Background of JRR Tolkien, North Landing Books
(20 0 9)
X. Soury, L. The Tolkien Trust, N ew Line Cinem a and HarperCollins Settle
'Lord of the Rings' Law suit (20 0 9),
http:/ / www.newswire.ca/ fr/ story/ 436557/ the-tolkien-trust-new-line-cinem a-
Tolkien: From Beowulf to Bilbo and Beyond
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and-harpercollins-settle-lord-of-the-rings-lawsuit [online - accessed 19th
August 20 12]
XI. Tolkien, C (editor). The Monsters and the Critics and Other Essay s,
HarperCollins (20 0 6)
XII. Tolkien, J RR. The Tolkien Reader, Perfection Learning (1986)
XIII. Unknown Author. Publication History of The Hobbit (20 0 3),
http:/ / www.tolkiencollector.com/ hobbhist.htm [online - accessed 6th August
20 12]
XIV. Wood, R.C. Biography of J.R.R. Tolkien (1892-1973),
http:/ / www.leaderu.com / hum anities/ wood-biography.htm l [online accessed 10 th J une 20 12]
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