Atherosclerosis 198 (2008) 448–457
Global vasomotor dysfunction and accelerated vascular aging in
-thalassemia major
George Hahalis a,∗ , Dimitrios T. Kremastinos b , George Terzis c , Andreas P. Kalogeropoulos a ,
Athina Chrysanthopoulou c , Marina Karakantza d , Alexandra Kourakli d ,
Stamatis Adamopoulos e , Alexandros D. Tselepis f , Nikos Grapsas g ,
Dimitrios Siablis c , Nicholas C. Zoumbos d ,
Dimitrios Alexopoulos a
b
a Department of Cardiology, University Hospital of Patras, Greece
Second Department of Cardiology, Attikon General Hospital, University of Athens, Greece
c Department of Radiology,
University Hospital of Patras, Greece
d Department of Hematology, University Hospital of Patras, Greece
e Second Department of Cardiology, Onassis Cardiac Surgery Center, Athens, Greece
f Laboratory of Biochemistry, Department of Chemistry,
University of Ioannina, Greece
g First Department of Cardiology, “Agios Andreas” Hospital,
Patras, Greece
Received 25 April 2007; received in revised form 23 September 2007; accepted 24 September 2007
Available online 7 November 2007
Abstract
Background: Patients with -thalassemia major (-TM) demonstrate an increased incidence of vascular complications, which are thought
to result from a procoagulant/proinflammatory environment. We investigated the arterial vasorelaxing capacity and sought for early carotid
atherosclerosis and underlying pathophysiological correlates in these transfusion-dependent patients.
Methods and results: The vasodilatory properties of the brachial artery and the carotid intima-media thickness (IMT) were examined with
ultrasonography in 35 non-diabetic young adults with -TM (patient group) and 35 control subjects (control group). Among thalassemic
patients, both endothelium-dependent (FMD) and -independent dilatation (FID) as well as their ratio was impaired, whereas IMT was
increased (p < 0.01). Patients on optimal, as compared with those on non-optimal chelation treatment had a non-significantly lower IMT.
Vasodilatory capacity in the patient group was inversely correlated with IMT and independently associated either with the quality of chelation
therapy (FMD) or serum ferritin levels (FID). Plasma concentrations of D-dimers, circulating markers of endothelial activation, inflammation
and apoptosis were higher, while plasma cholesterol and fibrinogen levels were lower-than-normal in the patient group. Independent predictors
of IMT among thalassemic patients were tumor necrosis factor-␣ levels and age.
Conclusions: Young adults with -TM exhibit both a global impairment of arterial vasorelaxation and early carotid atherosclerosis. A procoagulant/proinflammatory state in these transfusion-dependent patients may overwhelm atheroprotective mechanisms, including an optimal
chelation regimen, and promote vascular injury and atherogenesis.
© 2007 Elsevier Ireland Ltd. All rights reserved.
Keywords: Thalassemia; Carotid atherosclerosis; Endothelium; Iron-overload; Inflammation
∗
Corresponding author. Tel.: +30 2610 435026/999281; fax: +30 2610 992941.
E-mail address: ghahalis@otenet.gr (G. Hahalis).
0021-9150/$ – see front matter © 2007 Elsevier Ireland Ltd. All rights reserved.
doi:10.1016/j.atherosclerosis.2007.09.030
G. Hahalis et al. / Atherosclerosis 198 (2008) 448–457
1. Introduction
Beta-thalassemias are monogenic hemolytic anemias,
which result from reduced synthesis of -globin chains.
Frequent blood transfusions and increased gastrointestinal iron absorption pose thalassemic patients at risk for
iron overload and damage of parenchymal organs [1,2].
Despite improved survival with chelation therapy, cardiovascular complications are still relatively common among
patients who suffer from -thalassemia major (-TM), i.e.
the severe, transfusion-dependent phenotype of this disorder.
Apart from heart disease, which remains the main cause of
death in these patients, a higher-than-average incidence of
vascular complications has been consistently reported and
accounted for by both a hypercoagulable state and vascular
endothelial activation [1–5]. Such thromboembolic events
usually manifest in the 3rd decade of life [4] in ∼1% of
patients with -TM [3,4] and are responsible for ∼4% of
deaths [3].
Prior investigations suggest a proatherothrombotic role
for iron overload and -TM. Potential mechanisms are
believed to include enhanced platelet activation, LDL oxidation, macrophage activity stimulation, and increased nitric
oxide destruction in the context of oxidative stress and
hemolysis [6–10]. Iron-loading has been linked with endothelial function, circulating cholesterol oxidation products, and
possibly coronary artery disease [11–16], whereas a procoagulant milieu in thalassemia may participate in accelerated
atherogenesis [5,17–23].
Impaired flow-mediated dilatation of the brachial artery
is thought to detect early stages of atherosclerosis because
of its association with atherosclerotic risk factors and prognosis [24]. Likewise, intima-media thickness (IMT) of the
carotid artery wall is linked with cardiovascular risk factors,
including fibrinogen levels and blood viscosity as well as with
iron-related oxidative stress [24–27]. Carotid IMT is related
both with incident and prevalent cardiovascular disease and is
an accepted measure of subclinical atherosclerosis [25]. The
impact of low-level inflammation on subclinical atherosclerosis is a focus of recent research [28–33]. Patients with -TM
exhibit an altered immune response pattern, which has been
ascribed among other causes, to antigenic stimulation related
to transfusions and infectious agents, cytokine levels of the
stored allogenic blood, iron overload, and stroma cells of the
hyperplastic bone marrow [34–41]. In addition, activated leucocytes circulate in the peripheral blood in these patients [20];
and enhanced apoptosis, which is considered to participate in
carotid plaque pathology, occurs in bone marrow erythroid
precursors in -TM [42,43].
Thus, it is conceivable from the current body of evidence that the interplay of iron overload, high oxidative
stress, hemostatic disturbances, endothelial activation, proinflammatory state, and thalassemia itself may contribute to
a proatherogenic environment in -TM even on the background of a characteristic, rather favorable lipid pattern. The
aim of this study was therefore to seek for possible prema-
449
ture atherosclerosis as well as potential pathophysiological
correlates in these patients.
2. Methods
2.1. Study design
Thirty-five patients with -TM, who were on regular blood
transfusions since their first years of life agreed to participate in the study. The diagnosis for -TM was established in
our patients if they met all of the following criteria, in addition to the necessity for regular transfusions since their first
months of life: (1) both parents had to be known carriers of
the -thalassemia trait, and (2) severe anemia during infancy
along with characteristic appearance of the peripheral blood
film and unusually high levels of fetal hemoglobin had to
be present. In all of the 19 patients, who underwent genotype
evaluation the diagnosis of homozygous -thalassemia could
be confirmed. All patients were free from diabetes mellitus
and cardiac disease and demonstrated normal biventricular
systolic function on echocardiography. None of them exhibited either history of heart failure or asymptomatic systolic
dysfunction on annual echocardiographic examinations over
the last 5 years before the index study.
All patients were receiving desferrioxamine approximately 40–50 mg/kg subcutaneously overnight and ascorbic
acid orally. Target of desferrioxamine therapy was the
achievement of serum ferritin concentrations ≤1000 ng/ml,
unless toxic drug effects were noticed. Compliance with
chelation therapy was considered optimal if patients were
>90% adherent to the instructions given by the hematologists. Serum ferritin levels were determined three to five times
each year. For comparison, 35 healthy volunteers, who were
matched with the patient group for age, sex, body surface
area, and smoking habits, were also examined. The institutional review board has approved the research protocol and
informed consent has been obtained from all subjects.
2.2. Biomarker measurements
Venous blood samples were obtained after 12 h of fasting. Measurements included a complete blood count, HDL-,
LDL-, and total cholesterol, as well as concentrations of
hepatic transaminases, fibrinogen, and D-dimer. C-reactive
protein (CRP) concentrations were obtained by a highsensitivity assay (N Latex CRP II, DADE Behring). The
levels of soluble vascular cell adhesion molecule (sVCAM1), soluble intercellular adhesion molecule type-1 (sICAM),
soluble E-selectin, high-sensitivity TNF-␣, TNF-␣ type I and
type II receptor, granulocyte-macrophage colony stimulating factor (GM-CSF) and soluble Fas (sFas) were measured
in duplicate by the quantitative sandwich enzyme-linked
immunoassay technique (ELISA, R&D Systems, Minneapolis, MN, USA). All samples were stored in −80 ◦ C until
assayed.
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G. Hahalis et al. / Atherosclerosis 198 (2008) 448–457
2.3. Ultrasound studies
Doppler echocardiographic examinations included Mmode, two-dimensional and Doppler studies. B-mode and
Doppler ultrasonography was performed with a 5–12 MHz
linear-array transducer. Patients were refrained from food
intake and smoking for at least 6 h before ultrasonographic
examinations. All vascular studies were performed at 2:00
p.m., after taking a medical history and measuring resting
pulse and blood pressure, with each patient remaining supine
in a quiet, air-conditioned room (temperature between 20
and 23 ◦ C), as previously described [15]. After obtaining a
baseline scan, a pneumatic cuff was placed around the forearm and inflated to a pressure of 250 mmHg for 4.5 min.
Cuff deflation resulted in reactive hyperemic blood flow,
which is the stimulus for FMD and a surrogate measure of
hyperemic shear stress. A scan of the brachial artery was
performed within 45–90 s thereafter. A period of 10 min was
then allowed for recovery of the vessel. Sublingual glyceryl
trinitrate was subsequently administered (400 g) to provoke
flow-independent dilatation, and 3–4 min later the scan was
taken. Post-ischemic FMD and FID were determined as the
percentage of diameter change from the baseline values. The
FMD/FID ratio was also used in order to assess the relative
contribution of FMD to FID, i.e. to the maximally obtainable
arterial smooth muscle cell (SMC) relaxation.
Carotid artery examinations were performed with the
patient’s head turned 45◦ from the side being scanned. The
left and right common carotid arteries were examined in
the anterolateral, posterolateral, and mediolateral directions.
Reference point for measurement of the IMT was the beginning of the dilatation of the carotid bulb, with loss of the
parallel configuration of the near and far walls of the common
carotid artery. On the screen displaying the frozen magnified
image, the sonographer recorded the distance between the
boundaries of lumen-intima and media-adventitia interfaces
at the far wall of the common carotid arteries. The mean IMT
of the six measurements in each patient was then calculated.
Plaque was defined as a focal structure encroaching into the
arterial lumen at least 0.5 mm or 50% of the surrounding IMT.
In the presence of plaque, IMT was measured at the nearest
point free of plaque. An intraobserver variability analysis in
a series of 35 consecutive studies showed a mean percentage
error of <4% and <5% for FMD and IMT, respectively.
block (forward stepwise approach; p to enter <0.05, p to
remove >0.10). Significance was determined at the p < 0.05
level. All statistical analyses were performed using SPSS
Version 13 (SPSS Inc.).
3. Results
3.1. Baseline characteristics
The two groups had similar baseline characteristics,
including blood pressure and plasma glucose levels. Thalassemic patients exhibited moderately elevated plasma
ferritin levels and were estimated to be, on average, at an
intermediate cardiovascular risk [2]. Liver biopsy was performed in 12 patients. Histologically, hepatitis and cirrhosis
were found in four and one of these patients, respectively.
Moreover, severe hepatic siderosis could be shown in 2
out of the 12 patients. Nineteen (55%) of the patients
were on optimal desferrioxamine therapy, whereas history of
splenectomy, endocrinopathy and active or healed hepatitis
was evident in a significant minority of them. As compared with the non-optimally treated subgroup of thalassemic
patients, those on optimal desferrioxamine therapy exhibited significantly lower ferritin levels (1011 ± 629 ng/ml vs.
3340 ± 1661 ng/ml, p < 0.001). Furthermore, patients with
-TM demonstrated lower-than-normal plasma cholesterol
levels, including non-HDL cholesterol as well as increased
concentrations of both plasma triglycerides and liver transaminases (Table 1).
3.2. Biomarkers
Furthermore, fibrinogen levels were lower and D-dimer
concentrations were increased among thalassemic patients,
while values of sVCAM and sICAM-1 were significantly
elevated in patients compared to controls indicating endothelial activation. The proinflammatory cytokines IL-6, TNF-␣
as well as the apoptotic marker sFas were also higher-thannormal in the patient group, whereas the TNF-␣ RII, but
not the non-inducible TNF-␣ RI, was increased among thalassemic patients. Notably, CRP levels were non-significantly
higher in the patient group, while plasma GM-CSF levels
were detectable in only eight patients and one control subject
(Table 2).
2.4. Statistics
3.3. Ultrasonography
All continuous variables are presented as mean ± S.D. and
compared between groups by the unpaired Student’s t-test
with Welch correction. Bivariate relationships between outcome variables (IMT, FMD and FID) and predictor variables
(clinical parameters, biochemical data and serum markers)
were evaluated with Pearson correlation coefficients. We used
multiple regression models to identify independent multivariate predictors of FMD, FID and IMT by entering all variables
with significant correlation coefficients into the beginning
On echocardiography, patients exhibited similar left ventricular ejection fraction as compared with the healthy control
group (66 ± 5% vs. 67 ± 6%, p = ns), but greater cardiac
dimensions, higher stroke volume, and increased left ventricular mass, as previously reported [2] (left ventricular
diameter, end-diastolic: 5.1 ± 0.6 cm vs. 4.7 ± 0.6 cm; endsystolic: 3.4 ± 0.5 cm vs. 3.0 ± 0.4 cm, left atrial diameter:
3.8 ± 0.5 cm vs. 3.1 ± 0.4 cm, stroke volume: 77 ± 15 ml vs.
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G. Hahalis et al. / Atherosclerosis 198 (2008) 448–457
Table 1
General characteristics of the study groups
Age (years)
Male sex, n (%)
Body surface area (m2 )
Systolc blood pressure (mmHg)
Diastolic blood pressure (mmHg)
Heart rate (beats/min)
Smoking, n (%)
Hb, pre-transfusional (mg/dl)
Serum ferritin over the last year (ng/ml)
Serum ferritin over the last 5 years (ng/ml)
Splenectomy, n (%)
Hepatitis C, active or healed, n (%)
History of hypothyroidism, n (%)
History of hypoparathyroidism, n (%)
History of hypogonadism, n (%)
Glucose (mg/dl)
Total cholesterol (mg/dl)
LDL-cholesterol (mg/dl)
HDL-cholesterol (mg/dl)
Total/HDL-cholesterol ratio
Non-HDL cholesterol (mg/dl)
Triglycerides (mg/dl)
Aspartate aminotransferase (U/l)
Alanine aminotransferase (U/l)
a
-TM (n = 35)
Control (n = 35)
p-Value
27 ± 7
49 (17)
1.66 ± 0.18
106 ± 13
68 ± 7
74 ± 10
40 (14)
10.3 ± 0.9
1975 ± 1635
2270 ± 1640
6 (17)
12 (34)
15 (42)
6 (17)
14 (40)
99 ± 13
120 ± 34
61 ± 27
32 ± 10
4.0 ± 1.6
88 ± 32
155 ± 61
41 ± 22
54 ± 39
29 ± 7
49 (17)
1.71 ± 0.19
111 ± 12
67 ± 8
74 ± 10
40 (14)
13.6 ± 1.4
122 ± 65a
NA
0
0
0
0
0
94 ± 12
196 ± 41
130 ± 40
51 ± 14
4.2 ± 1.5
146 ± 42
82 ± 39
19 ± 6
21 ± 11
NS
NS
NS
0.1
NS
NS
NS
<0.001
<0.001
NA
<0.001
<0.001
<0.001
<0.001
<0.001
NS
<0.001
<0.001
<0.001
NS
<0.001
<0.001
<0.001
<0.001
Single measurement for each control subject; NA: non-applicable.
66 ± 21 ml, left ventricular mass: 122 ± 41 g vs. 78 ± 32 g, all
p < 0.05). Furthermore, Doppler values of mitral inflow were
compatible with increased preload in the patient group, without evidence of left ventricular diastolic dysfunction [higher
early trasmitral inflow blood velocity E and similar earlyto-late (E/A) inflow velocity ratios as well as E-deceleration
time among thalassemic patients in comparison with healthy
controls (data not shown)].
The vascular ultrasonographic results are presented in
Table 3. At comparable baseline brachial artery diameters
and hyperemic blood flow between the two groups, both
FMD and FID were blunted among thalassemic patients in
comparison with healthy controls (Fig. 1). In the patient
group, a lower-than-normal ratio of FMD/FID was also evident, whereas FMD appeared more pronounced among those
patients who were optimally chelated (Fig. 2). Furthermore,
Fig. 1. FMD and FID in the study groups (bars represent mean ± S.D.).
a higher carotid IMT was found among thalassemic patients
as compared with healthy subjects (Fig. 3).
3.3.1. Determinants of impaired brachial artery
dilatation and carotid artery IMT
Table 2
Clotting factors, circulating adhesion molecules, and proinflammatory/proapoptotic markers
Fibrinogen (mg/dl)
D-dimers (mg/dl)
C-reactive protein, high sensitivity (mg/dl)
Soluble VCAM (ng/ml)
Soluble IC AM-1 (pg/ml)
E-Selectin (ng/ml)
IL-6 (pg/ml)
TNF-␣, high sensitivity (pg/ml)
TNF-␣ type I receptor (pg/ml)
TNF-␣ type II receptor (pg/ml)
Soluble Fas (ng/ml)
-TM (n = 35)
Control (n = 35)
p-Value
239
0.41
0.30
881
988
43.8
3.3
3.5
1245
3443
4.2
303
0.25
0.19
451
177
49.4
1.3
1.8
1285
1518
2.3
<0.001
<0.001
0.1
<0.001
<0.001
NS
<0.001
<0.001
NS
<0.001
<0.001
±
±
±
±
±
±
±
±
±
±
±
50
0.13
0.29
296
214
26.4
1.5
1.5
368
935
0.8
±
±
±
±
±
±
±
±
±
±
±
60
0.05
0.16
45
23
21.9
0.9
0.7
581
344
1.0
VCAM denotes vascular cell adhesion molecule; ICAM, intercellular adhesion molecule; IL, interleukin; and TNF, tumor necrosis factor.
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G. Hahalis et al. / Atherosclerosis 198 (2008) 448–457
Table 3
Ultrasound data
IMT (mm)
Baseline brachial artery
diameter (mm)
Baseline flow (ml/min)
FMD brachial artery
diameter (mm)
FMD flow (ml/min)
FMD (%)
FID brachial artery
diameter (mm)
FID flow (ml/min)
FID (%)
FMD/FID ratio
Table 4
Predictors of IMT
-TM (n = 35)
Control (n = 35)
p-Value
0.51 ± 0.07
3.71 ± 0.64
0.46 ± 0.07
3.92 ± 0.58
<0.01
NS
82 ± 56
3.95 ± 0.68
60 ± 43
4.33 ± 0.63
0.068
<0.05
363 ± 194
6.5 ± 2.7
4.27 ± 0.67
426 ± 185
10.6 ± 3.9
4.67 ± 0.65
NS
<0.001
<0.05
85 ± 53
14.9 ± 4.9
0.45 ± 0.21
63 ± 44
18.2 ± 5.6
0.59 ± 0.16
0.067
0.01
<0.05
IMT denotes intima-media thickness of the carotid artery wall; FMD,
flow-mediated dilatation of the brachial artery; FID, flow-independent
(nitroglycerin-induced) dilatation of the brachial artery.
Variable
Univariate p-Value Multivariate
(r)
(β)
p-Value
0.57
0.57
0.53
0.52
0.50
<0.001
<0.001
0.001
0.001
0.001
0.41
0.41
–
–
–
<0.01
<0.01
–
–
–
Patients with -thalassemia major
TNF-␣
0.66
Age
0.37
Diastolic blood pressure 0.39
Total cholesterol
0.39
<0.001
<0.05
<0.05
<0.05
0.43
0.40
–
–
<0.05
<0.05
–
–
Healthy subjects
Age
Smoking
Total/HDL-cholesterol
Total cholesterol
LDL-cholesterol
hemoglobin level (r = −0.63, p < 0.001), and baseline arterial diameter (r = −0.37, p < 0.05). In multivariate models
only hemoglobin level (β = −0.50, p < 0.001) was independent predictor of FID. Among patients, FID was significantly
related to baseline arterial diameter (r = −0.52, p = 0.001)
and mean serum ferritin level of the last 5 years (r = 0.46,
p < 0.01), both of which conferred independent contributions
in multivariate models. Moreover, we found a correlation
between FMD and FID only among control subjects (r = 0.62,
p < 0.001) but not among patients with -TM.
3.4. Determinants of the carotid IMT
Fig. 2. Effect of chelation therapy adherence on FMD.
3.3.1.1. Flow-mediated dilatation. In univariate analysis,
adherence to iron chelation therapy was the sole predictor
of FMD among thalassemic patients, whereas no significant
predictor of FMD was identified among healthy controls.
3.3.1.2. Flow-independent dilatation. Healthy control subjects demonstrated a significant correlation of FID to
We found no univariate correlation between serum ferritin levels or echocardiographic indices and IMT. Simple
regression analysis demonstrated an inverse correlation of
IMT with both FMD and FID among thalassemic patients but
not among healthy control subjects (Fig. 4). Compared with
patients on optimal chelation treatment, those on insufficient
desferrioxamine therapy exhibited similar IMT (0.50 ± 0.07
vs. 0.53 ± 0.07, p = ns). Healthy subjects demonstrated a
positive correlation of IMT with age, smoking, total/HDLcholesterol ratio, as well as total and LDL-cholesterol levels.
In multivariate models, age and smoking independently predicted IMT. Among thalassemic patients, IMT was positively
correlated with TNF-␣ levels, age, diastolic blood pressure
and baseline arterial diameter. By multivariate analysis, TNF␣ concentrations and age were independently associated with
IMT in the patient group (Table 4 and Fig. 5).
4. Discussion
Fig. 3. IMT among thalassemic and control subjects.
We found global vasomotor dysfunction of the brachial
artery and increased carotid IMT in patients with -TM
as compared with healthy subjects. Both FMD and FID
were inversely correlated with IMT among patients but not
among healthy subjects. Abnormal FMD of the brachial
artery denotes reduced bioavailability of NO and was more
pronounced among non-optimally chelated patients. Impairment of FID suggests a defective SMC response to exogenous
G. Hahalis et al. / Atherosclerosis 198 (2008) 448–457
453
Fig. 4. Correlation of FMD and FID with IMT in thalassemic subjects.
NO donors and was associated with serum ferritin levels over
the last 5 years, whereas the abnormal ratio of FMD/FID indicates that an intrinsic NO deficiency does exist in thalassemia,
in addition to SMC dysfunction.
Early carotid thickening in thalassemic patients is a novel
finding. It was demonstrated on a background of a rather antiatherogenic lipid and rheological pattern, enhanced thrombin
generation and fibrinolysis, endothelial activation, as well as
proinflammatory and proapoptotic milieu.
4.1. Vasomotor dysfunction
The endothelium controls vascular integrity, vasomotor
tone and inflammatory process. Dysfunctional endothelium facilitates subendothelial migration of leucocytes and
atherogenesis by virtue of redox-sensitive induction of
inflammatory genes and attending expression of chemokines
and adhesion molecules [9]. Our results of increased levels
of circulating adhesion molecules denote profound activation of monocytes and endothelial cells and confirm previous
studies [5,19,20]. Endothelial dysfunction in patients with TM is a conceivable finding in the context of high oxidative
stress, hemolytic release of free hemoglobin and frequent
blood transfusions [5,10,18]. It has been shown, that the
severely disturbed balance between oxidative stress and
antioxidant potential in -TM parallels the extent of iron
overload [18]. Furthermore, abnormal circulating erythrocytes in these patients demonstrate increased endothelial
adhesiveness and are capable of initiating complex mechanisms of clot formation and endothelial perturbation [5].
Kyriakou et al. showed an association of adhesion molecules
with both ferritin levels and TNF-␣ [20]. Other investigations on -TM reported endothelial dysfunction but normal
FID [19,44] and are thus partially at variance with the current
findings. Of note, one study included underweight patients
with near normal hemoglobin and cholesterol levels [44],
while in the other report and in accordance with the current
findings, FMD was associated with the extent of iron burden
[19].
Impaired FID in -TM is another novel finding, which
probably signifies a more advanced vascular dysfunction
and adversely affects prognosis [45]. In thalassemia, longstanding stressors may alter the integrity of the arterial wall,
including distal signaling defects, SMC dysfunction [46] or
other, disease-specific abnormalities. The positive association between FID and serum ferritin levels over the last 5
years is difficult to explain. Impairment of vascular SMC
function could theoretically result from increased superoxide concentrations and/or hemosiderin deposits in SMCs in a
milieu of amplified oxidative stress and iron overload [21,47].
Furthermore, elastic tissue abnormalities of the arterial wall
in -TM may modify SMC responsiveness and FID via
conformational changes of elastin polymers [48]. Whether
chronically increased iron overload and SMC function are
causally related, suggesting favorable adaptive mechanisms
in the arterial wall over longer time periods, remains unclear.
4.2. Carotid wall intima-media thickening
Fig. 5. Correlation of TNF-␣ plasma levels with IMT in thalassemic patients.
Apart from the established association between IMT and
cardiovascular risk factors, the impact of inflammation on
carotid disease is being increasingly investigated [28–33]. For
example, increased IMT as well as circulating inflammatory
markers were found to be associated with carotid artery disease [29], whereas histologically determined carotid plaque
inflammation, especially infiltration with macrophages, was
linked with plaque instability and time since stroke [30].
The reported immunomodulation in thalassemia is confirmed in our study and has clinical relevance in view of the
potential risk for premature atherosclerosis [31–33,49]. In the
current study, high plasma concentrations of proinflamma-
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G. Hahalis et al. / Atherosclerosis 198 (2008) 448–457
tory cytokines and sFas among thalassemic patients suggest
activation of proinflammatory as well as apoptotic mechanisms in patients with -TM. No prior study on thalassemia
has examined IMT; therefore, its possible associations with
circulating proinflammatory markers are lacking. We have
previously shown that stimulated mononuclear cells of
patients with -TM are capable of elaborating large amounts
of TNF-␣ which is considered as a serum marker of immune
activation [38]. The immunological abnormalities in -TM
are complex, well known and often profound [34–37]. Moreover, their underlying pathogenetic mechanisms, whether
primary or acquired are incompletely understood and the clinical consequences unclear. Indirect evidence suggests that
iron loading, not necessarily of transfusional origin, seems
to be involved in this process. Thus, immunological defects
tend to normalize following a successful chelation regimen,
whereas clinically, the incidence of pericarditis has declined
in the era of desferrioxamine therapy [2,37]. Whatever the
source of inflammation may be, the repeatedly reported activation of vascular endothelium in -TM clearly point toward
an augmented inflammatory process in these patients.
In the current study, we found that only age and TNF-␣
were independent predictors of IMT in the patient group. The
proatherogenic properties of TNF-␣ encompass the enhanced
expression of leukocyte adhesion molecules on endothelial cells, SMCs, and macrophages, as well as of IL-6 on
SMCs [49]. Furthermore, TNF-␣ promotes iron sequestration and oxidative stress in human endothelial cells as well
as SMC migration, T-cell activation, collagen degradation
and possibly SMC apoptosis in human atheromas [50,51].
Desferrioxamine treatment reduces TNF-␣ bioavailability
via steady state inhibition as well as enhanced inactivation
through TNF-␣ RII binding and limits the in vivo activation of
the transcription factor NF-B. It appears therefore plausible
that IMT might be casually linked rather than merely associated with TNF-␣ in the context of incomplete iron removal
[39] and high oxidative stress, i.e. conditions which seem
to amplify TNF-␣-induced expression of several atherogenic
genes [50]. In a previous clinical study, an inconsistent association between IMT and plasma TNF␣ levels was evident
[33]. Other investigators demonstrated either an association
of TNF␣ expression in circulating mononuclear cells with
the clinical course of carotid disease [28] or that circulating
TNF-␣ receptors, rather than TNF-␣ itself, independently
determined carotid plaque thickness [32].
Our findings of a non-significant elevation of plasma
CRP concentrations in the patient group is probably due to
inadequate sample power and the young age of the study
subjects, because older patients with -thalassemia intermedia, i.e. a less severe phenotype demonstrate high CRP levels
(own unpublished data). Whether sFas receptor levels, as a
marker of apoptosis rate, are associated with atherosclerosis
is debated [52]. Regardless of the source of apoptotic markers
in thalassemia [43], we confirmed others [52] by showing that
increased sFas levels in our patient group were not related to
IMT.
Lack of association between carotid IMT and examined molecules possibly imply that they are not heavily
involved in carotid atherosclerosis among patients with TM. Alternatively, they may be less linked with prevalent than
with incident cardiovascular disease and/or rather depend on
plasma-lowering mechanisms of chelation therapy as well as
splenectomy status [31,37,39,40].
We found lower-than-normal plasma cholesterol concentrations in the patient group as previously shown [19]. The
lipid profile in -TM has been considered as atheroprotective
and largely attributed to LDL removal by the hyperplastic
bone marrow and to chronic monocyte/macrophage activation with attendant heightened cytokine secretion in the
setting of chronic inflammation [19,53].
4.3. Clinical relevance of the study findings
Although FMD and IMT appear pathogenetically linked,
they are not interchangeable in terms of short-/mid-term
measurements changes and prognosis. In fact, the former
surrogate marker of atherosclerosis, but not IMT, demonstrates a ‘dynamic’ temporal measurements pattern, that is
often the result of successful treatment of atherogenic stimuli, including intensive chelation in -TM [54]. Moreover,
FMD likely carries independent prognostic potential, which
is additional to that conferred by IMT alone [55], thus indicating that each of them measures different aspects and stages
of early atherosclerosis.
Does increased IMT among our patients indicate premature atherosclerosis? We suggest that this is the case for the
following reasons: first, IMT was independently associated
with age, which is pathophysiologically obvious and, by simple regression analysis, inversely correlated with markers
of early atherosclerosis, i.e. FMD and FID; second, carotid
plaques were encountered in three study patients but in none
of the control subjects, a conceivable appearing finding in
the context of increased IMT (Fig. 6) [28]; third, carotid
plaques are commonly identified among older patients with
-thalassemia intermedia (own unpublished data); fourth, we
have recently shown that IMT independently determines the
risk of transient ischemic attacks [56]; and fifth, it has been
demonstrated that even a limited blood transfusion program
in the setting of acute coronary syndromes may have a major
impact on the strong association between bleeding and cardiovascular complications [57].
Recent studies point toward both similarities and differences of symptomatic carotid versus coronary artery disease,
including plaque morphology and differential impact of
serum cholesterol levels [30]. Such differences may be operative in the observed distortion of the relationship between
incident coronary artery disease and event rates in other
vascular beds in -TM [53,58]. Among our -TM patients
at our Institution, for example, three young adults suffered
from ischemic strokes and two from venous thromboembolic
episodes, but none of them developed coronary artery disease over an 18-year period. We also found that the coronary
G. Hahalis et al. / Atherosclerosis 198 (2008) 448–457
455
Fig. 6. Ultrasonographic images of the common carotid artery of three thalassemic patients, (A through E), demonstrating plaques (arrows). In B and D, the
color flow of the first two patients is also depicted. In F, the carotid intima-media of a healthy subject appears thin and smooth.
arteries of such patients appear smooth angiographically [59].
Increased IMT suggests that carotid artery disease could be
a possible cause of strokes in cardiac disease-free patients
with -TM. Alternatively, the coronary arteries may reflect a
well-protected vascular bed by the thalassemic lipid profile,
whereas the carotid disease represents a model of premature aging, which could rather be a marker than the cause of
increased propensity for vascular complications. Co-existing
genetic factors, which are evident in ∼40% of these patients,
and/or pre-disposing conditions during life (e.g., divergence
from optimal chelation treatment, splenectomy, surgery or
immobilization) could out-of-proportion enhance the thrombotic risk, as compared with thalassemic patients without
such risk factors [4].
4.4. Limitations
The current study is observational and therefore unable to
prove causality of the documented associations. It is possible
that circulating TNF-␣ in -TM simply reflects a proinflammatory “vulnerable” environment and is not causally linked
with IMT. Since only single biochemical measurements were
undertaken, the cumulative temporal burden of exposure is
uncertain. The consistency of data on -TM suggest however
a considerable activation of both endothelium and proinflammatory mechanisms over time. Our study was not specifically
designed to elucidate the role of iron on vascular function and structure in -TM. Lack of association between
serum ferritin concentrations and both FMD and IMT does
not preclude the notion that iron overload is implicated in
atherogenesis, but rather suggests a subtle, underlying pathophysiology. Thus, serum ferritin has been correlated with
pro-coagulant/pro-inflammatory environment in prior studies
on -TM [19,20,39]. Furthermore, iron burden may interact
in a complex manner with multiple factors, including the
properties of thalassemic patients’ own erythrocytes, chronic
anemia, oxidative stress, enormously expanded bone marrow,
splenectomy status as well as high output and hypermetabolic state, all of which may participate in thalassemic
atherogenesis [2,4–18,20,40]. Last, measures of iron loading in a small sample of thalassemic patients are probably
imprecise to establish an association between iron overload
and subclinical atherosclerosis. In fact, ferritin, although of
prognostic relevance, is influenced by concomitant liver dis-
456
G. Hahalis et al. / Atherosclerosis 198 (2008) 448–457
ease (which was evident in about one-third of thalassemic
patients) and, as an acute phase reactant, by acute illnesses
[2]. The alternative option of patients’ categorization into
those on optimal vs. non-optimal chelation treatment may
confer additional information (as shown in FMD), because
this approach encompasses not only “biochemistry” but also
clinical aspects and the overall clinician’s viewpoint.
5. Conclusions
We demonstrated an impairment of arterial vasorelaxation
and premature carotid atherosclerosis in -TM. Low-level
inflammation and a prothrombotic state may counteract
atheroprotective mechanisms, accelerate vascular ageing and
explain the relatively high incidence of vascular complications in these multi-transfused patients.
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