Hegel’s
Philosophy
of Right
Hegel’s Philosophy of Right
First Published: by G Bell, London, 1896. Translated: by S W Dyde, 1896.
Preface and Introduction with certain changes in terminology: from
“Philosophy of Right”, by G W F Hegel 1820, Translated. Prometheus
Books; Remainder: from “Hegel’s Philosophy of Right”, 1820, translated,
Oxford University Press; First Published: by Clarendon Press 1952,
Translated: with Notes by T M Knox 1942.
Table of Contents
Preface ..................................................................................................... 1
Introduction .......................................................................................... 13
Division of the Work............................................................... 44
First Part: Abstract Right .................................................................... 47
i Property ......................................................................................... 51
A. Taking Possession ............................................................... 61
B. Use of the Thing.................................................................. 66
C. Alienation of Property ........................................................ 71
Transition from Property to Contract .................................. 78
ii Contract ........................................................................................ 79
A. Gift. ....................................................................................... 85
B. Exchange. ............................................................................. 85
C. Completion of a contract (cautio) through giving a
pledge. ........................................................................................ 86
iii Wrong .......................................................................................... 88
A. Non-malicious Wrong ........................................................ 89
B. Fraud ..................................................................................... 90
C. Coercion and Crime............................................................ 91
Transition from Right to Morality ....................................... 102
Second Part: Morality ........................................................................ 104
i Purpose & Responsibility ................................................... 111
ii Intention & Welfare ........................................................... 114
iii Good & Conscience .......................................................... 122
Transition from Morality to Ethical Life............................ 149
Third Part: Ethical Life ..................................................................... 151
i The Family ............................................................................ 159
ii Civil Society.......................................................................... 178
iii. The State............................................................................. 228
Note: Hic Rhodus, hic saltus!........................................................... 329
Preface
THE immediate occasion for publishing these outlines is the need of
placing in the bands of my hearers a guide to my professional lectures
upon the Philosophy of Right. Hitherto I have used as lectures that
portion of the Encyclopaedia of the Philosophic Sciences (1817) which deals
with this subject. The present work covers the same ground in a more
detailed and systematic way.
But now that these outlines are to be printed and given to the
general public, there is an opportunity of explaining points which in
lecturing would be commented on orally. Thus the notes are enlarged
in order to include cognate or conflicting ideas, further consequences
of the theory advocated, and the like. These expanded notes will, it is
hoped, throw light upon the more abstract substance of the text, and
present a more complete view of some of the ideas currant in our
own time. Moreover, there is also subjoined, as far as was compatible
with the purpose of a compendium, a number of notes, ranging over
a still greater latitude. A compendium proper, like a science, has its
subject-matter accurately laid out. With the exception, possibly, of
one or two slight additions, its chief task is to arrange the essential
phases of its material. This material is regarded as fixed and known,
just as the form is assumed to be governed by well-ascertained rules.
A treatise in philosophy is usually not expected to be constructed on
such a pattern, perhaps because people suppose that a philosophical
product is a Penelope’s web which must be started anew every day.
This treatise differs from the ordinary compendium mainly in its
method of procedure. It must be understood at the outset that the
philosophic way of advancing from one matter to another, the
general speculative method, which is the only kind of scientific proof
available in philosophy, is essentially different from every other. Only
a clear insight into the necessity for this difference can snatch
philosophy out of the ignominious condition into which it has fallen
in our day. True, the logical rules, such as those of definition,
classification, and inference are now generally recognised to be
inadequate for speculative science. Perhaps it is nearer the mark to
say that the inadequacy of the rules has been felt rather than
recognised, because they have been counted as mere fetters, and
thrown aside to make room for free speech from the heart, fancy and
random intuition. But when reflection and relations of thought were
required, people unconsciously fell back upon the old-fashioned
method of inference and formal reasoning. In my Science of Logic I
have developed the nature of speculative science in detail. Hence in
this treatise an explanation of method will be added only here and
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Hegel’s Philosophy of Right
there. In a work which is concrete, and presents such a diversity of
phases, we may safely neglect to display at every turn the logical
process, and may take for granted an acquaintance with the scientific
procedure. Besides, it may readily be observed that the work as a
whole, and also the construction of the parts, rest upon the logical
spirit. From this standpoint, especially, is it that I would like this
treatise to be understood and judged. In such a work as this we are
dealing with a science, and in a science the matter must not be
separated from the form.
Some, who are thought to be taking a profound view, are heard to
say that everything turns upon the subject-matter, and that the form
may be ignored. The business of any writer, and especially of the
philosopher, is, as they say, to discover, utter, and diffuse truth and
adequate conceptions. In actual practice this business usually consists
in warming up and distributing on all sides the same old cabbage.
Perhaps the result of this operation may be to fashion and arouse the
feelings; though even this small merit may be regarded as superfluous,
for “they have Moses and the prophets: let them hear them.” Indeed,
we have great cause to be amazed at the pretentious tone of those
who take this view. They seem to suppose that up till now the
dissemination of truth throughout the world has been feeble. They
think that the warmed-up cabbage contains new truths, especially to
be laid to heart at the present time. And yet we see that what is on
one side announced as true, is driven out and swept away by the same
kind of worn-out truth. Out of this hurly-burly of opinions, that
which is neither new nor old, but permanent, cannot be rescued and
preserved except by science.
Further, as to rights, ethical life, and the state, the truth is as old as
that in which it is openly displayed and recognised, namely, the law,
morality, and religion. But as the thinking spirit is not satisfied with
possessing the truth in this simple way, it must conceive it, and thus
acquire a rational form for a content which is already rational
implicitly. In this way the substance is justified before the bar of free
thought. Free thought cannot be satisfied with what is given to it,
whether by the external positive authority of the state or human
agreement, or by the authority of internal feelings, the heart, and the
witness of the spirit, which coincides unquestioningly with the heart.
It is the nature of free thought rather to proceed out of its own self,
and hence to demand that it should know itself as thoroughly one
with truth.
The ingenuous mind adheres with simple conviction to the truth
which is publicly acknowledged. On this foundation it builds its
conduct and way of life. In opposition to this naive view of things
Hegel’s Philosophy of Right
3
rises the supposed difficulty of detecting amidst the endless
differences of opinion anything of universal application. This trouble
may easily be supposed to spring from a spirit of earnest inquiry. But
in point of fact those who pride themselves upon the existence of
this obstacle are in the plight of him who cannot see the woods for
the trees. The confusion is all of their own making. Nay, more: this
confusion is an indication. that they are in fact not seeking for what is
universally valid in right and the ethical order. If they were at pains to
find that out, and refused to busy themselves with empty opinion and
minute detail, they would adhere to and act in accordance with
substantive right, namely the commands of the state and the claims of
society. But a further difficulty lies in the fact that man thinks, and
seeks freedom and a basis for conduct in thought. Divine as his right
to act in this way is, it becomes a wrong, when it takes the place of
thinking. Thought then regards itself as free only when it is conscious
of being at variance with what is generally recognised, and of setting
itself up as something original.
The idea that freedom of thought and mind is indicated only by
deviation from, or even hostility to what is everywhere recognised, is
most persistent with regard to the state. The essential task of a
philosophy of the state would thus seem to be the discovery and
publication of a new and original theory.
When we examine this idea and the way it is applied, we are
almost led to think that no state or constitution has ever existed, or
now exists. We are tempted to suppose that we must now begin and
keep on beginning afresh for ever. We are to fancy that the founding
of the social order has depended upon present devices and
discoveries. As to nature, philosophy, it is admitted, has to
understand it as it is. The philosophers’ stone must be concealed
somewhere, we say, in nature itself, as nature is in itself rational.
Knowledge must, therefore, examine, apprehend and conceive the
reason actually present in nature. Not with the superficial shapes and
accidents of nature, but with its eternal harmony, that is to say, its
inherent law and essence, knowledge has to cope. But the ethical
world or the state, which is in fact reason potently and permanently
actualised in self-consciousness, is not permitted to enjoy the
happiness of being reason at all.
Footnote: There are two kinds of laws, laws of nature and
laws of right. The laws of nature are simply there, and are
valid as they are. They cannot be gainsaid, although in certain
cases they may be transgressed. In order to know laws of
nature, we must get to work to ascertain them, for they are
true, and only our ideas of them can be false. Of these laws
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Hegel’s Philosophy of Right
the measure is outside of us. Our knowledge adds nothing to
them, and does not further their operation. Only our
knowledge of them expands. The knowledge of right is partly
of the same nature and partly different. The laws of right also
are simply there, and we have to become acquainted with
them. In this way the citizen has a more or less firm hold of
them as they are given to him, and the jurist also abides by
the same standpoint. But there is also a distinction. In
connection with the laws of right the spirit of investigation is
stirred up, and our attention is turned to the fact that the
laws, because they are different, are not absolute. Laws of
right are established and handed down by men. The inner
voice must necessarily collide or agree with them. Man
cannot be limited to what is presented to him, but maintains
that he has the standard of right within himself. He may be
subject to the necessity and force of external authority, but
not in the same way as he is to the necessity of nature; for
always his inner being says to him how a thing ought to be,
and within himself he finds the confirmation or lack of
confirmation of what is generally accepted. In nature the
highest truth is that a law is. In right a thing is not valid
because it is, since every one demands that it shall conform to
his standard. Hence arises a possible conflict between what is
and what ought to be, between absolute unchanging right and
the arbitrary decision of what ought to be right. Such division
and strife occur only on the soil of the spirit. Thus the unique
privilege of the spirit would appear to lead to discontent and
unhappiness, and frequently we are directed to nature in
contrast with the fluctuations of life. But it is exactly in the
opposition arising between absolute right, and that which the
arbitrary will seeks to make right, that the need lies of
knowing thoroughly what right is. Men must openly meet and
face their reason, and consider the rationality of right. This is
the subject-matter of our science in contrast with
jurisprudence, which often has to do merely with
contradictions. Moreover the world of today has an
imperative need to make this investigation. In ancient times,
respect and reverence for the law were universal. But now the
fashion of the time has taken another turn, and thought
confronts everything which has been approved. Theories
now set themselves in opposition to reality, and make as
though they were absolutely true and necessary. And there is
now more pressing need to know and conceive the thoughts
Hegel’s Philosophy of Right
5
upon right. Since thought has exalted itself as the essential
form, we must now be careful to apprehend right also as
thought. It would look as though the door were thrown open
for every casual opinion, when thought is thus made to
supervene upon right. But true thought of a thing is not an
opinion, but the conception of the thing itself. The
conception of the thing does not come to us by nature. Every
man has fingers, and may have brush and colours, but he is
not by reason of that a painter. So is it with thought. The
thought of right is not a thing which every man has at first
hand. True thinking is thorough acquaintance with the object.
Hence our knowledge must be scientific.
On the contrary, the spiritual universe is looked upon as
abandoned by God, and given over as a prey to accident and
chance. As in this way the divine is eliminated from the
ethical world, truth must be sought outside of it. And since at
the same time reason should and does belong to the ethical
world, truth, being divorced from reason, is reduced to a
mere speculation. Thus seems to arise the necessity and duty
of every thinker to pursue a career of his own. Not that he
needs to seek for the philosophers’ stone, since the
philosophising of our day has saved him the trouble, and
every would-be thinker is convinced that he possesses the
stone already without search. But these erratic pretensions
are, as it indeed happens, ridiculed by all who, whether they
are aware of it or not, are conditioned in their lives by the
state, and find their minds and wills satisfied in it. These, who
include the majority if not all, regard the occupation of
philosophers as a game, sometimes playful, sometimes
earnest, sometimes entertaining, sometimes dangerous, but
always as a mere game. Both this restless and frivolous
reflection and also this treatment accorded to it might safely
be left to take their own course, were it not that betwixt them
philosophy is brought into discredit and contempt. The most
cruel despite is done when every one is convinced of his
ability to pass judgment upon, and discard philosophy
without any special study. No such scorn is heaped upon any
other art or science.
In point of fact the pretentious utterances of recent philosophy
regarding the state have been enough to justify anyone who cared to
meddle with the question, in the conviction that he could prove
himself a philosopher by weaving a philosophy out of his own brain.
Notwithstanding this conviction, that which passes for philosophy
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Hegel’s Philosophy of Right
has openly announced that truth cannot be known. The truth with
regard to ethical ideals, the state, the government and the constitution
ascends, so it declares, out of each man’s heart, feeling and
enthusiasm. Such declarations have been poured especially into the
eager ears of the young. The words “God giveth truth to his chosen
in sleep” have been applied to science ; hence every sleeper has
numbered himself amongst the chosen. But what he deals with in
sleep is only the wares of sleep. Mr. Fries, one of the leaders of this
shallow-minded host of philosophers, on a public festive occasion,
now become celebrated, has not hesitated to give utterance to the
following, notion of the state and constitution: “When a nation is
ruled by a common spirit, then from below, out of the people, will
come life sufficient for the discharge of all public business. Living
associations, united indissolubly by the holy bond of friendship, will
devote themselves to every side of national service, and every means
for educating the people.” This is the last degree of shallowness,
because in it science is looked upon as developing, not out of thought
or conception, but out of direct perception and random fancy. Now
the organic connection of the manifold branches of the social system
is the architectonic of the state’s rationality, and in this supreme
science of state architecture the strength of the whole, is made to
depend upon the harmony of all the clearly marked phases of public
life, and the stability of every pillar, arch, and buttress of the social
edifice. And yet the shallow doctrine, of which we have spoken
permits this elaborate structure to melt and lose itself in the brew and
stew of the “heart, friendship, and inspiration.” Epicurus, it is said,
believed that the world generally should be given over to each
individual’s opinions and whims and according to the view we are
criticising, the ethical fabric should be treated in the same way. By
this old wives’ decoction, which consists in founding upon the
feelings what has been for many centuries the labour of reason and
understanding, we no longer need the guidance of any ruling
conception of thought. On this point Goethe’s Mephistopheles, and the
poet is a good authority, has a remark, which I have already used
elsewhere:
“Verachte nur Verstand und Wissenschaft,
des Menschen allerhöchste Gaben So hast dem Teufel dich ergeben
und musst zu Grunde gehn.”
It is no surprise that the view just criticised should appear in the
form of piety. Where, indeed, has this whirlwind of impulse not
sought to justify itself? In godliness and the Bible it has imagined
itself able to find authority for despising order and law. And, in fact,
Hegel’s Philosophy of Right
7
it is piety of the sort which has reduced the whole organised system
of truth to elementary intuition and feeling. But piety of the right
kind leaves this obscure region, and comes out into the daylight,
where the idea unfolds and reveals itself. Out of its sanctuary it brings
a reverence for the law and truth which are absolute and exalted
above all subjective feeling.
The particular kind of evil consciousness developed by the wishywashy eloquence already alluded to, may be detected in the following
way. It is most unspiritual, when it speaks most of the spirit. It is the
most dead and leathern, when it talks of the scope of life. When it is
exhibiting the greatest self-seeking and vanity it has most on its
tongue the words “people” and “nation.” But its peculiar mark,
found on its very forehead, is its hatred of law.
Right and ethical principle, the actual world of right and ethical
life are apprehended in thought, and by thought are given definite,
general, and rational form, and this reasoned right finds expression in
law. But feeling, which seeks its own pleasure, and conscience, which
finds right in private conviction, regard the law as their most bitter
foe. The right, which takes the shape of law and duty, is by feeling
looked upon as a shackle or dead cold letter. In this law it does not
recognise itself and does not find itself free. Yet the law is the reason
of the object, and refuses to feeling the privilege of warming itself at
its private hearth. Hence the law, as we shall occasionally observe, is
the Shibboleth, by me us of which are detected the false brethren and
friends of the so-called people.
Inasmuch as the purest charlatanism has won the name of
philosophy, and has succeeded in convincing the public that its
practices are philosophy, it has now become almost a disgrace to
speak in a philosophic way about the state. Nor can it be taken ill, if
honest men become impatient, when the subject is broached. Still less
is it a surprise that the government has at last turned its attention to
this false philosophising.
With us philosophy is not practised as a private art, as it was by
the Greeks, but has a public place, and should therefore be employed
only in the service of the state. The government has, up till now,
shown such confidence in the scholars in this department as to leave
the subject matter of philosophy wholly in their hands. Here and
there, perhaps, has been shown to this science not confidence - so
much as indifference, and professorships have been retained as a
matter of tradition. In France, as far as I am aware, the professional
teaching of metaphysics at least has fallen into desuetude. In any case
the confidence of the state has been ill requited by the teachers of
this subject. Or, if we prefer to see in the state not confidence, but
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Hegel’s Philosophy of Right
indifference, the decay of fundamental knowledge must be looked
upon as a severe penance. Indeed, shallowness is to all appearance
most endurable and most in harmony with the maintenance of order
and peace, when it does not touch or hint at any real issue.
Hence it would not be necessary to bring it under public control,
if the state did not require deeper teaching and insight, and expect
science to satisfy the need. Yet this shallowness, notwithstanding its
seeming innocence, does bear upon social life, right and duty
generally, advancing principles which are the very essence of
superficiality. These, as we have learned so decidedly from Plato, are
the principles of the Sophists, according to which the basis of right is
subjective aims and opinions, subjective feeling and private
conviction. The result of such principles is quite as much the
destruction of the ethical system, of the upright conscience, of love
and right, in private persons, as of public order and the institutions of
the state. The significance of these facts for the authorities will not be
obscured by the claim that the bolder of these perilous doctrines
should be trusted, or by the immunity of office.
The authorities will not be deterred by the demand that they
should protect and give free play to a theory which strikes at the
substantial basis of conduct, namely, universal principles, and that
they should disregard insolence on the ground of its being the
exercise of the teacher’s function. To him, to whom God gives office, He
gives also understanding is a well-worn jest, which no one in our time
would like to take seriously.
In the methods of teaching philosophy, which have under the
circumstances been reanimated by the government, the important
element of protection and support cannot be ignored. The study of
philosophy is in many ways in need of such assistance. Frequently in
scientific, religious, and other works may be read a contempt for
philosophy. Some, who have no conspicuous education and are total
strangers to philosophy, treat it as a cast-off garment. They even rail
against it, and regard as foolishness and sinful presumption its efforts
to conceive of God and physical and spiritual nature. They scout its
endeavour to know the truth. Reason, and again reason, and reason in
endless iteration is by them accused, despised, condemned. Free
expression, also, is given by a large number of those, who are
supposed to be cultivating scientific research, to their annoyance at
the unassailable claims of the conception. When we, I say, are
confronted with such phenomena as these, we are tempted to
harbour the thought that old traditions of tolerance have fallen out of
use, and no longer assure to philosophy a, place and public
recognition.
Hegel’s Philosophy of Right
9
Footnote: The same finds expression in a letter of Joh. v.
Müller (Works, Part VIII., p. 56), who, speaking of the
condition of Rome in the year 1803, when the city was under
French rule, writes, “A professor, asked how the public
academies were doing, answered, ‘On les tolère comme les
bordels!’” Similarly the so-called theory of reason or logic we
may still hear commended, perhaps under the belief that it is
too dry and unfruitful a science to claim any one’s attention,
or, if it be pursued here and there, that its formulae are
without content, and, though not of much good, can be of no
great harm. Hence the recommendation, so it is thought, if
useless, can do no injury.
These presumptuous utterances, which are in vogue in our time,
are, strange to say, in a measure justified by the shallowness of the
current philosophy. Yet, on the other hand, they have sprung from
the same root as that against which they so thanklessly direct their
attacks. Since that self-named philosophising has declared that to
know the truth is vain, it has reduced all matter of thought to the
same level, resembling in this way the despotism of the Roman
Empire, which equalised noble and slave, virtue and vice, honour and
dishonour, knowledge and ignorance. In such a view the conceptions
of truth and the laws of ethical life are simply opinions and subjective
convictions, and the most criminal principles, provided only that they
are convictions, are put on a level with these laws. Thus, too, any
paltry special object, be it never so flimsy, is given the same value as
au interest common to all thinking men and the bonds of the
established social world.
Hence it is for science a piece of good fortune that that kind of
philosophising, which might, like scholasticism, have continued to
spin its notions within itself, has been brought into contact with
reality. Indeed, such contact was, as we have said, inevitable. The real
world is in earnest with the principles of right and duty, and in the
full light of a consciousness of these principles it lives. With this
world of reality philosophic cob-web spinning has come into open
rupture. Now, as to genuine philosophy it is precisely its attitude to
reality which has been misapprehended. Philosophy is, as I have
already observed, an inquisition into the rational, and therefore the
apprehension of the real and present. Hence it cannot be the
exposition of a world beyond, which is merely a castle in the air,
having no existence except in the error of a one-sided and empty
formalism of thought. In the following treatise I have remarked that
even Plato’s Republic, now regarded as the bye-word for an empty
ideal, has grasped the essential nature of the ethical life of the Greeks.
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Hegel’s Philosophy of Right
He knew that there was breaking in upon Greek life a deeper
principle, which could directly manifest itself only as an unsatisfied
longing and therefore as ruin. Moved by the same longing Plato had
to seek help against it, but had to conceive of the help as coming
down from above, and hoped at last to have found it in an external
special form of Greek ethical life. He exhausted himself in contriving,
how by means of this new society to stem the tide of ruin, but
succeeded only in injuring more fatally its deeper motive, the free
infinite personality. Yet he has proved himself to be a great mind
because the very principle and central distinguishing feature of his
idea is the pivot upon which the world-wide revolution then in
process turned:
What is rational is real;
And what is real is rational.
Upon this conviction stand not philosophy only but even every
unsophisticated consciousness. From it also proceeds the view now
under contemplation that the spiritual universe is the natural. When
reflection, feeling or whatever other form the subjective
consciousness may assume, regards the present as vanity, and thinks
itself to be beyond it and wiser, it finds itself in emptiness, and, as it
has actuality only in the present, it is vanity throughout. Against the
doctrine that the idea is a mere idea, figment or opinion, philosophy
preserves the more profound view that nothing is real except the
idea. Hence arises the effort to recognise in the temporal and
transient the substance, which is immanent, and the eternal, which is
present. The rational is synonymous with the idea, because in
realising itself it passes into external existence. It thus appears in an
endless wealth of forms, figures and phenomena. It wraps its kernel
round with a robe of many colours, in which consciousness finds
itself at home.
Through this varied husk the conception first of all penetrates, in
order to touch the pulse, and then feel it throbbing in its external
manifestations. To bring to order the endlessly varied relations, which
constitute the outer appearance of the rational essence is not the task
of philosophy. Such material is not suitable for it, and it can well
abstain from giving good advice about these things. Plato could
refrain from recommending to the nurses not to stand still with
children, but always to dandle them in their arms. So could Fichte
forbear to construe, as they say, the supervision of passports to such
a point as to demand of all suspects that not only a description of
them but also their photograph, should be inserted in the pass.
Philosophy now exhibits no trace of such details. These superfine
concerns it may neglect all the more safely, since it shows itself of the
Hegel’s Philosophy of Right
11
most liberal spirit in its attitude towards the endless mass of objects
and circumstances. By such a course science will escape the hate
which is visited upon a multitude of circumstances and institutions by
the vanity of a better knowledge. In this hate bitterness of mind finds
the greatest pleasure, as it can in no other way attain to a feeling of
self-esteem.
This treatise, in so far as it contains a political science, is nothing
more than an attempt to conceive of and present the state as in itself
rational. As a philosophic writing, it must be on its guard against
constructing a state as it ought to be. Philosophy cannot teach the state
what it should be, but only how it, the ethical universe, is to be known.
Ιδου Ποδοσ, ιδου και το πιδιµα
Hic Rhodus, hic saltus. [note]
To apprehend what is is the task of philosophy, because what is is
reason. As for the individual, every one is a son of his time; so
philosophy also is its time apprehended in thoughts. It is just as
foolish to fancy that any philosophy can transcend its present world,
as that an individual could leap out of his time or jump over Rhodes.
If a theory transgresses its time, and builds up a world as it ought to
be, it has an existence merely in the unstable element of opinion,
which gives room to every wandering fancy.
With little change the above, saying would read:
Here is the rose, here dance
The barrier which stands between reason, as self-conscious Spirit,
and reason as present reality, and does not permit spirit to find
satisfaction in reality, is some abstraction, which is not free to be
conceived. To recognise reason as the rose in the cross of the
present, and to find delight in it, is a rational insight which implies
reconciliation with reality. This reconciliation philosophy grants to
those who have felt the inward demand to conceive clearly, to
preserve subjective freedom while present in substantive reality, and
yet thought possessing this freedom to stand not upon the particular
and contingent, but upon what is and self-completed.
This also is the more concrete meaning of what was a moment
ago more abstractly called the unity of form and content. Form in its
most concrete significance is reason, as an intellectual apprehension
which conceives its object. Content, again, is reason as the
substantive essence of social order and nature. The conscious identity
of form and content is the philosophical idea.
It is a self-assertion, which does honour to man, to recognise
nothing in sentiment which is not justified by thought. This self-will
is a feature of modern times, being indeed the peculiar principle of
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Protestantism. What was initiated by Luther as faith in feeling and the
witness of the spirit, the more mature mind strives to apprehend in
conception. In that way it seeks to free itself in the present, and so
find there itself. It is a celebrated saying that a half philosophy leads
away from God, while a true philosophy leads to God. (It is the same
halfness, I may say in passing which regards knowledge as an
approximation to truth.) This saying is applicable to the science of the
state. Reason cannot content itself with a mere approximation,
something which is neither cold not hot, and must be spewed out of
the mouth. As little can it be contented with the cold scepticism that
in this world of time things go badly, or at best only moderately well,
and that we must keep the peace with reality, merely because there is
nothing better to be had. Knowledge creates a much more vital
peace.
Only one word more concerning the desire to teach the world
what it ought to be. For such a purpose philosophy at least always
comes too late. Philosophy, as the thought of the world, does not
appear until reality has completed its formative process, and made
itself ready. History thus corroborates the teaching of the conception
that only in the maturity of reality does the ideal appear as
counterpart to the real, apprehends the real world in its substance,
and shapes it into an intellectual kingdom. When philosophy paints
its grey in grey, one form of life has become old, and by means of
grey it cannot be rejuvenated, but only known. The owl of Minerva,
takes its flight only when the shades of night are gathering.
But it is time to close this preface. As a preface it is its place to
speak only externally and subjectively of the standpoint of the work
which it introduces. A philosophical account of the essential content
needs a scientific and objective treatment. So, too, criticisms, other
than those which proceed from such a treatment, must be viewed by
the author as unreflective convictions. Such subjective criticisms must
be for him a matter of indifference.
BERLIN, June 25th, 1820.
Translated by S W Dyde, 1896
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Hegel’s Philosophy of Right
Introduction
§1
THE philosophic science of right has as its object the idea of right,
i.e., the conception of right and the realisation of the conception.
Remark: Philosophy has to do with ideas or realised
thoughts, and hence not with what we have been accustomed
to call mere conceptions. It has indeed to exhibit the onesidedness and untruth of these mere conceptions, and to
show that, while that which commonly bears the name
“conception,” is only an abstract product of the
understanding, the true conception alone has reality and gives
this reality to itself. Everything, other than the reality which is
established by the conception, is transient surface existence,
external attribute, opinion, appearance void of essence,
untruth, delusion, and so forth. Through the actual shape
[Gestaltung], which it takes upon itself in actuality, is the
conception itself understood. This shape is the other essential
element of the idea, and is to be distinguished from the form
[Form], which exists only as conception [Begriff].
Addition: The conception and its existence are two sides,
distinct yet united, like soul and body. The body is the same
life as the soul, and yet the two can be named independently.
A soul without a body would not be a living thing, and vice
versa. Thus the visible existence of the conception is its body,
just as the body obeys the soul which produced it. Seeds
contain the tree and its whole power, though they are not the
tree itself ; the tree corresponds accurately to the simple
structure of the seed. If the body does not correspond to the
soul, it is defective. The unity of visible existence and
conception, of body and soul, is the idea. It is not a mere
harmony of the two, but their complete interpenetration.
There lives nothing, which is not in some way idea. The idea
of right is freedom, which, if it is to be apprehended truly,
must be known both in its conception and in the
embodiment of the conception.
§2
The science of right is a part of philosophy. Hence it must develop
the idea, which is the reason of an object, out of the conception. It is
the same thing to say that it must regard the peculiar internal
development of the thing itself. Since it is a part, it has a definite
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Hegel’s Philosophy of Right
beginning, which is the result and truth of what goes before, and this,
that goes before, constitutes its so-called proof. Hence the origin of
the conception of right falls outside of the science of right. The
deduction of the conception is presupposed in this treatise, and is to
be considered as already given.
Addition: Philosophy forms a circle. It has, since it must
somehow make a beginning, a primary, directly given matter,
which is not proved and is not a result. But this starting-point
is simply relative, since, from another point of view it appears
as a result. Philosophy is a consequence, which does not hang
in the air or form a directly new beginning, but is selfenclosed.
According to the formal unphilosophic method of the
sciences, definition is the first desideratum, as regards, at
least, the external scientific form. The positive science of
right, however, is little concerned with definition, since its
special aim is to give what it is that is right, and also the
particular phases of the laws. For this reason it has been said
as a warning, Omnis definitio in jure civili periculosa [Any
definition in civil law is dangerous]; and in fact the more
disconnected and contradictory the phases of a right are, the
less possible is a definition of it.
A definition should contain only universal features; but these
forthwith bring to light contradictions, which in the case of
law are injustice, in all their nakedness. Thus in Roman law,
for instance, no definition of man was possible, because it
excluded the slave. The conception of man was destroyed by
the fact of slavery. In the same way to have defined property
and owner would have appeared to be perilous to many
relations. But definitions may perhaps be derived from
etymology, for the reason, principally, that in this way special
cases are avoided, and a basis is found in the feeling and
imaginative thought of men.
The correctness of a definition would thus consist in its
agreement with existing ideas. By such a method everything
essentially scientific is cast aside. As regards the content there
is cast aside the necessity of the self-contained and selfdeveloped object, and as regards the form there is discarded
the nature of the conception. In philosophic knowledge the
necessity of a conception is the main thing, and the process,
by which it, as a result, has come into being is the proof and
deduction. After the content is seen to be necessary
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Hegel’s Philosophy of Right
independently, the second point is to look about for that
which corresponds to it in existing ideas and modes of
speech. But the way in which a conception exists in its truth,
and the way it presents itself in random ideas not only are but
must be different both in form and structure. If a notion is
not in its content false, the conception can be shown to be
contained in it and to be already there in its essential traits.
A notion [Vorstellung] may thus be raised to the form of a
conception [Begriff]. But so little is any notion the measure
and criterion of an independently necessary and true
conception, that it must accept truth from the conception, be
justified by it, and know itself through it. If the method of
knowing, which proceeds by formal definition, inference and
proof, has more or less disappeared, a worse one has come to
take its place. This new method maintains that ideas, as, e.g.,
the idea of right in all its aspects, are to be directly
apprehended as mere facts of consciousness, and that natural
feeling or that heightened form of it which is known as the
inspiration of one’s own breast, is the source of right. This
method may be the most convenient of all, but it is also the
most unphilosophic. Other features of this view, referring not
merely to knowledge but directly to action, need not detain us
here. While the first or formal method went so far as to
require in definition the form of the conception, and in proof
the form of a necessity of knowledge, the method of the
intuitive consciousness and feeling takes for its principle the
arbitrary contingent consciousness of the subject. In this
treatise we take for granted the scientific procedure of
philosophy, which has been set forth in the philosophic logic.
§3
Right is positive in general (a) in its form, since it has validity in a
state; and this established authority is the principle for the knowledge
of right. Hence we have the positive science of right. (b) On the side
of content this right receives a positive element [a] through the
particular character of a nation, the stage of its historical
development, and the interconnection of all the relations which are
necessitated by nature: [b] through the necessity that a system of
legalised right must contain the application of the universal
conception to objects and cases whose qualities are given externally.
Such an application is not the speculative thought or the
development of the conception, but a subsumption made by the
understanding: [c] through the ultimate nature of a decision which
has become a reality.
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Remark: Philosophy at least cannot recognise the authority
of feeling, inclination and caprice, when they are set in
opposition to positive right and the laws. It is an accident,
external to the nature of positive right, when force or tyranny
becomes an element of it. It will be shown later (§§ 211 214), at what point right must become positive. The general
phases which are there deduced, are here only mentioned, in
order to indicate the limit of philosophic right, and also to
forestall the idea or indeed the demand that by a systematic
development of right should be produced a law-book, such as
would be needed by in actual state. To convert the
differences between right of nature and positive right, or
those between philosophic right and positive right, into open
antagonism would be a complete misunderstanding.
Natural right or philosophic right stands to positive right as
institutions to pandects. With regard to the historical element
in positive right, referred to in the paragraph, it may be said
that the true historical view and genuine philosophic
standpoint have been presented by Montesquieu. He regards
legislation and its specific traits not in an isolated and abstract
way, but rather as a dependent element of one totality,
connecting it with all the other elements which form the
character of a nation and an epoch. In this interrelation the
various elements receive their meaning and justification. The
purely historical treatment of the phases of right, as they
develop in time, and a comparison of their results with
existing relations of right have their own value; but they are
out of place in a philosophic treatise, except in so far as the
development out of historic grounds coincides with the
development out of the conception, and the historical
exposition and justification can be made to cover a
justification which is valid in itself and independently.
This distinction is as manifest as it is weighty. A phase of
right may be shown to rest upon and follow from the
circumstances and existing institutions of right, and yet may
be absolutely unreasonable and void of right. This is the case
in Roman law with many aspects of private right, which were
the logical results of its interpretation of paternal power and
of marriage. Further, if the aspects of right are really right and
reasonable, it is one thing to point out what with regard to
them can truly take place through the conception, and quite
another thing to portray the manner of their appearance in
history, along with the circumstances, cases, wants and
Hegel’s Philosophy of Right
17
events, which they have called forth. Such a demonstration
and deduction from nearer or more remote historic causes,
which is the occupation of pragmatic history, is frequently
called exposition, or preferably conception, under the opinion
that in such an indication of the historic elements is found all
that is essential to a conception of law and institutions of
right. In point of fact that which is truly essential, the
conception of the matter, has not been so much as
mentioned. So also we are accustomed to hear of Roman or
German conceptions of right, and of conceptions of right as
they are laid down in this or that statute-book, when indeed
nothing about conceptions can be found in them, but only
general phases of right, propositions derived from the
understanding, general maxims, and laws.
By neglect of the distinction, just alluded to, the true
standpoint is obscured and the question of a valid
justification is shifted into a justification based upon
circumstances; results are founded on presuppositions, which
in themselves are of little value; and in general the relative is
put in place of the absolute, and external appearance in place
of the nature of the thing. When the historical vindication
substitutes the external origin for the origin from the
conception, it unconsciously does the opposite of what it
intends. Suppose that an institution, originating under definite
circumstances, is shown to be necessary and to answer its
purpose, and that it accomplishes all that is required of it by
the historical standpoint. When such a proof is made to stand
for a justification of the thing itself, it follows that, when the
circumstances are removed, the institution has lost its
meaning and its right. When, e.g., it is sought to support and
defend cloisters on the grounds that they have served to clear
and people the wilderness and by teaching and transcribing to
preserve scholarship, it follows that just in so far as the
circumstances are changed, cloisters have become aimless and
superfluous.
In so far as the historic significance, or the historical
exposition and interpretation of the origin of anything is in
different spheres at home with the philosophic view of the
origin and conception of the thing one might tolerate the
other. But, in illustration of the fact that they neither here nor
in science, preserve this peaceful attitude, I quote from Mr.
Hugo’s Textbook of the History of Roman Law. In this work Mr.
Hugo says (5th edition § 53) that “Cicero praises the twelve
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tables with a side glance at philosophy, ... but the philosopher
Phavorinus treats them exactly as many a great philosopher
since has treated positive right.” Mr. Hugo makes the
ultimate reply to such a method as that of Phavorinus, when
he says of him that he “understood the twelve tables just as
little as the philosophers understood positive right.” The
correction of the philosopher Phavorinus by the jurist Sextus
Caecilius (Gellius. “Noct. Attic." xx. 1) expresses the lasting
and true principle of the justification of that which is in its
content merely positive. “Non ignoras,” as Caecilius felicitously
remarks to Phavorinus, "legum opportunitates et medelas pro
temporum moribus, et pro rerum publicarum generibus, ac pro utilitatum
praesentium rationibus, proque vitiorum, quibus medendum est,
fervoribus mutari ae flecti, neque uno statu consistere, quin, ut facies coeli
et maris, ita rerum atque fortunae tempestatibus varientur. Quid
salubrius visuin est rogatione illa Stolonis, etc., quid utilius plebiscite
Voconio, etc., quid tam necessarium existimatum est, quam lex Licinia,
etc.? Omnia tamen haec obliterate et operta sunt civitatis opulentia,”
etc. These laws are Positive so far as they have meaning and
appropriateness under the circumstances, and thus have only
an historic value. For this reason they are in their nature
transient. Whether the legislator or government was wise or
not in what it did for its own immediate time and
circumstances is a matter quite by itself and is for history to
say.
History will the more profoundly recognise the action of the
legislator in proportion as its estimate receives support from
the philosophic standpoint. From the vindications of the
twelve tables against the judgment of Phavorinus I shall give
further examples, because in them Caecilius furnishes an
illustration of the fraud which is indissolubly bound up with
the methods of the understanding and its reasoning. He
adduces a good reason for a bad thing, and supposes that lie
has in that way justified the thing. Take the horrible law
which permitted a creditor, after the lapse of a fixed term of
respite, to kill a debtor or sell him into slavery. Nay, further,
if there were several creditors, they were permitted to cut
pieces off the debtor, and thus divide him amongst them,
with the proviso that if any one of them should cut off too or
too little, no action should be taken against him.
It was this malaise, it may be noticed, which stood
Shakespeare’s Shylock in The Merchant of Venice in such good
stead, and was by him most thankfully accepted. Well, for this
Hegel’s Philosophy of Right
19
law Caecilius adduces the good argument that by it trust and
credit were more firmly secured, and also that, by reason of
the very horror of the law, it never had to be enforced. Not
only does he in his want of thought fail to observe that by the
severity of the law that very intention of securing trust and
credit was defeated, but lie forthwith himself gives an
illustration of the way in which the, disproportionate
punishment caused the law to be inoperative, namely through
the habit of giving false witness. But the remark of Mr. Hugo
that, Phavorinus bad not understood the law is not to be
passed over. Now any schoolboy can understand the law just
quoted, and better than anyone else would Shylock have
understood what was to him of such advantage. Hence, by
“understand" Mr. Hugo must mean that form of
understanding which consists in bringing to the support of a
law a good reason. Another failure to understand, asserted by
Caecilius of Phavorinus, a philosopher at any rate may
without blushing acknowledge: jumentum, which without any
arcera was the only legal way to bring a sick man into court as
a witness, was held to mean not only t horse but also a
carriage or wagon. Further on in this raw Caecilius found
more evidence of the excellence and accuracy of the old
statutes, which for the purpose of non-suiting a sick man at
court distinguished not only between a horse and a wagon,
but also, as Caecilius explains, between a wagon covered and
cushioned and one not so comfortably equipped. Thus one
would have the choice between utter severity on one side,
and on the other senseless details. But to exhibit fully the
absurdity of these laws and the pedantic defence offered in
their behalf would give rise to an invincible repugnance to all
scholarship of that kind.
But in his manual Mr. Hugo speaks also of rationality in
(connection with Roman law, and I have been struck with the
following remarks. He first of all treats of the epoch
extending from the origin of the Republic to the twelve tables
(§§ 38, 39), noticing that in Rome people had many wants,
and were compelled in their labour to use draught animals
and beasts of burden, as we ourselves do, and that the ground
was an alternation of hill and valley that the city was set upon
a hill, etc. These statements might, perhaps, have answered to
the sense of Montesquieu’s thought, though in them it would
be well-nigh impossible to find his genius. But after these
preliminary paragraphs, he goes on to say in § 40, that the
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condition of the law was still very far from satisfying the
highest demands of reason. This remark is wholly in place, as
the Roman family-right, slavery, etc., give no satisfaction to
the smallest demands of reason. Yet when discussing the
succeeding epochs, Mr. Hugo forgets to tell us in what
particulars, if any, the Roman law has satisfactorily met the
highest demands of reason. Still of the classic jurists. who
flourished in the era of the greatest expansion of Roman law
as a science, it is said (§ 289) that “it has been long since been
observed that the Roman jurists were educated in
philosophy,” but “few know” (more will know now through
the numerous editions of Mr. Hugo’s manual) “that there is
no class of writers, who, as regards deduction from
principles, deserved to be placed beside the mathematicians,
and also, as regards the quite remarkable way in which they
develop their conceptions, beside the modern founder of
metaphysic ; as voucher for this assertion is the notable fact
that nowhere do so many trichotomies occur as in the classic
jurists and in Kant.”
This form of logical reasoning, extolled by Leibnitz, is
certainly an essential feature of the science of right, as it is of
mathematics and every other intelligible science; but the
logical procedure of the mere understanding, spoken of by
Mr. Hugo, has nothing to do with the satisfaction of the
claims of reason and with philosophic science. Moreover, the
very lack of logical procedure, which is characteristic of the
Roman jurists and proctors, is to be esteemed as one of their
chief virtues, since by means of it they obviated the
consequences of unrighteous and horrible institutions.
Through their want of logic they were compelled callide to put
sense into mere verbal distinctions, as they did when they
identified Bonorum possessio with inheritance, and also into silly
evasions, for silliness is a defect of logic, in order to save the
letter of the tables, as was done in the fictio or hypokrisis that a
filia patroni was a filius (Heineec. Antiq. Rom., lib. i. tit. ii. § 24).
But it is absurd to place the classic jurists, with their use of
trichotomy, along with Kant, and in that way to discern in
them the promise of the development of conceptions.
§4
The territory of right is in general the spiritual, and its more
definite place and origin is the will, which is free. Thus freedom
constitutes the substance and essential character of the will, and the
Hegel’s Philosophy of Right
21
system of right is the kingdom of actualised freedom. It is the world
of spirit, which is produced out of itself, and is a second nature.
Addition: Freedom of will is best explained by reference to
physical nature. Freedom is a fundamental phase of will, as
weight is of bodies. When it is said that matter is heavy, it
might be meant that the predicate is an attribute; but such is
not the case, for in matter there is nothing which has not
weight; in fact, matter is weight. That which is heavy
constitutes the body, and is the body. Just so is it with
freedom and the will; that which is free is the will. Will
without freedom is an empty word, and freedom becomes
actual only as will, as subject. A remark may also be made as
to the connection of willing and thinking. Spirit, in general, is
thought, and by thought man is distinguished from the
animal. But we must not imagine that man is on one side
thinking and on another side willing, as though he had will in
one pocket and thought in another. Such an idea is vain. The
distinction between thought and will is only that between a
theoretical and a practical relation. They are not two separate
faculties. The will is a special way of thinking; it is thought
translating itself into reality; it is the impulse of thought to
give itself reality. The distinction between thought and will
may be expressed in this way. When I think an object, I make
of it a thought, and take from it the sensible. Thus I make of
it something which is essentially and directly mine. Only in
thought am I self-contained. Conception is the penetration of
the object, which is then no longer opposed to me. From it I
have taken its own peculiar nature, which it had as an
independent object in opposition to me. As Adam said to
Eve, “thou art flesh of my flesh and bone of my bone," so
says the spirit, “This object is spirit of my spirit, and all
alienation has disappeared.” Any idea is a universalising, and
this process belongs to thinking. To make something
universal is to think. The “I” is thought and the universal.
When I say “I,” I let fall all particularity of character, natural
endowment, knowledge, age. The I is empty, a point and
simple, but in its simplicity active. The gaily coloured world is
before me ; I stand opposed to it, and in this relation I cancel
and transcend the opposition, and make the content my own.
The I is at home in the world, when it knows it, and still
more when it has conceived it.
So much for the theoretical relation. The practical, on the
other hand, begins with thinking, with the I itself. It thus
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Hegel’s Philosophy of Right
appears first of all as placed in opposition, because it exhibits,
as it were, a separation. As I am practical, I am active; I act
and determine myself; and to determine myself means to set
up a distinction. But these distinctions are again mine, my
own determinations come to me; and the ends are mine, to
which I am impelled. Even when I let these distinctions and
determinations go, setting them in the so-called external
world, they remain mine. They are that which I have done
and made, and bear the trace of my spirit. That is the
distinction to be drawn between the theoretical and the
practical relations.
And now the connection of the two must be also stated. The
theoretical is essentially contained in the practical. Against the
idea that the two are separate runs the fact that man has no
will without intelligence. The will holds within itself the
theoretical, the will determines itself, and this determination
is in the first instance internal. That which I will I place
before my mind, and it is an object for me. The animal acts
according to instinct, is impelled by something internal, and
so is also practical. But it has no will, because it cannot place
before its mind what it desires. Similarly man cannot use his
theoretic faculty or think without will, for in thinking we are
active. The content of what is thought receives, indeed, the
form of something existing, but this existence is occasioned
by our activity and by it, established. These distinctions of
theoretical and practical are inseparable; they are one and the
same; and in every activity, whether of thought or will, both
these elements are found.
It is worth while to recall the older way of proceeding with
regard to the freedom of the will. First of all, the idea of the
will was assumed, and then an effort was made to deduce
from it and establish a definition of the will. Next, the
method of the older empirical psychology was adopted, and
different perceptions and general phenomena of the ordinary
consciousness were collected, such as remorse, guilt, and the
like, on the ground that these could be explained only as
proceeding out of a will that is free. Then from these
phenomena was deduced the so-called proof that the will is
free. But it is more convenient to take a short cut and hold
that freedom is given as a fact of consciousness, and must be
believed in.
The nature of the will and of freedom, and the proof that the
will is free, can be shown, as has already been observed (§ 2),
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only in connection with the whole. The ground principles of
the premises that spirit is in the first instance intelligence, and
that the phases, through which it passes in its development,
namely from feeling, through imaginative thinking to
thought, are the way by which it produces itself as will, which,
in turn, as the practical spirit in general, is the most direct
truth of intelligence - I have presented in my Encyclopaedia of
the Philosophical Sciences (1817), and hope some day to be able
to give of them a more complete exposition. There is, to my
mind, so much the more need for me to give my contribution
to, as I hope, the more thorough knowledge of the nature of
spirit, since, as I have there said, it would be difficult to find a
philosophic science in a more neglected and evil plight than is
that theory of spirit, which is commonly called psychology.
Some elements of the conception of will, resulting from the
premises enumerated above are mentioned in this and the
following paragraphs. As to these, appeal may moreover be
made to every individual to see them in his own selfconsciousness. Everyone will, in the first place, find in
himself the ability to abstract himself from all that he is, and
in this way prove himself able of himself to set every content
within himself, and thus have in his own consciousness an
illustration of all the subsequent phases.
§5
The will contains [a] the element of pure indeterminateness, i.e.,
the pure doubling of the I back in thought upon itself. In this process
every limit or content, present though it be directly by way of nature,
as in want, appetite or impulse, or given in any specific way, is
dissolved. Thus we have the limitless infinitude of absolute
abstraction, or universality, the pure thought of itself.
Remark: Those who treat thinking and willing as two special
peculiar and separate faculties, and, further, look upon
thought as detrimental to the will, especially the good will,
show from the very start that they know nothing of the
nature of willing, a remark which we shall be called upon to a
number of times upon the same attitude of mind. The will on
one side is the possibility of abstraction from every aspect in
which the I finds itself or has set itself up. It reckons any
content as a limit, and flees from it. This is one of the forms
of the self-direction of the will, and is by imaginative thinking
insisted upon as of itself freedom. It is the negative side of
the will, or freedom as apprehended by the understanding.
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This freedom is that of the void, which his taken actual
shape, and is stirred to passion. It, while remaining purely
theoretical, appears in Hindu religion as the fanaticism of
pure contemplation; but becoming actual it assumes both in
politics and religion the form of a fanaticism, which would
destroy the established social order, remove all individuals
suspected of desiring any kind of order, and demolish any
organisation which then sought to rise out of the ruins only
in devastation does the negative will feel that it has reality. It
intends, indeed, to bring to pass some positive social
condition, such as universal equality or universal religious life.
But in fact it does not will the positive reality of any such
condition, since that would carry in its train a system, and
introduce a separation by way of institutions and between
individuals. But classification and objective system attain self
consciousness only by destroying negative freedom. Negative
freedom is actuated by a mere solitary idea, whose realisation
is nothing but the fury of desolation.
Addition: This phase of will implies that I break loose from
everything, give up all ends, and bury myself in abstraction. It
is man alone who can let go everything, even life. He can
commit suicide, an act impossible for the animal, which
always remains only negative, abiding in a state foreign to
itself, to which it must merely get accustomed is pure thought
of himself, and only in thinking has he the power to give
himself universality and distinguish in himself all that is
particular and definite.
Negative freedom, or freedom of the understanding, is onesided, yet as this one-sidedness contains an essential feature,
it is not to be discarded. But the defect of the understanding
is that it exalts its one-sidedness to the sole highest place.
This form of freedom frequently occurs in history. By the
Hindus, e.g., the highest freedom is declared to be persistence
in the consciousness of one’s simple identity with himself, to
abide in the empty space of one’s own inner being, like the
colourless light of pure intuition, and to renounce every,
activity of life, every purpose and every idea. In this way man
becomes Brahma; there is no longer any distinction between
finite man and Brahma, every difference having been
swallowed up in this universality. A more concrete
manifestation of this freedom is fanaticism of political and
religious life. Of this nature was the terrible epoch of the
French Revolution, by which all distinctions in talent and
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Hegel’s Philosophy of Right
authority were to have been superseded. In this time of
upheaval and commotion any specific thing was intolerable.
Fanaticism wills an abstraction and not an articulate
association. It finds all distinctions antagonistic to its
indefiniteness, and supersedes them. Hence in the French
Revolution the people abolished the institutions which they
themselves had set up, since every institution is inimical to
the abstract self-consciousness of equality.
§6
[b] The I is also the transition from blank indefiniteness to the
distinct and definite establishment of a definite content and object,
whether this content be given by nature or produced out of the
conception of spirit. Through this establishment of itself as a definite
thing the I becomes a reality. This is the absolute element of the
finitude or specialisation of the I.
Remark: This second element in the characterisation of the
I is just as negative as the first, since it annuls and replaces
the first abstract negativity. As the particular is contained in
the universal, so this second phase is contained already in the
first, and is only an establishing of what the first is implicitly.
The first phase, if taken independently, is not the true
infinitude, i.e., the concrete universal, or the conception, but
limited and one-sided. In that it is the abstraction from all
definite character, it has a definite character. Its abstract and
one-sided nature constitutes its definite character, its defect
and finitude.
The distinct characterisation of these two phases of the I is
found in the philosophy of Fichte as also in that of Kant.
Only, in the exposition of Fichte the I, when taken as
unlimited, as it is in the first proposition of his
Wissenschaftslehre, is merely positive. It is the universality and
identity made by the understanding. Hence this abstract I is
in its independence to be taken as the truth, to which by way
of mere addition comes in the second proposition, the
limitation, or the negative in general, whether it be in the
form of a given external limit or of an activity of the I. To
apprehend the negative as immanent in the universal or selfidentical, and also as in the I, was the next step, which
speculative philosophy had to make. Of this want they have
no presentiment, who like Fichte never apprehend that the
infinite and finite are, if separated, abstract, and must be seen
as immanent one in the other.
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Addition: This second element makes its appearance as the
opposite of the first ; it is to be understood in its general
form: it belongs to freedom but does not constitute the
whole of it. Here the I passes over from blank
indeterminateness to the distinct establishment of a specific
character as a content or object. I do not will merely, but I
will something. Such a will, as is analysed in the preceding
paragraph, wills only the abstract universal, and therefore
wills nothing. Hence it is not a will. The particular thing,
which the will wills is a limitation, since the will, in order to
be a will, must in general limit itself. Limit or negation
consists in the will willing something Particularising is thus as
a rule named finitude. Ordinary reflection holds the first
element, that of the indefinite, for the absolute and higher.
and the limited for a mere negation of this indefiniteness. But
this indefiniteness is itself only a negation, in contrast with
the definite and finite. The I is solitude and absolute negation.
The indefinite will is thus quite as much one-sided as the will,
which continues merely in the definite.
§7
[c] The will is the unity of these two elements. It is particularity
turned back within itself and thus led back to universality; it is
individuality; it is the self-direction of the I. Thus at one and the same
time it establishes itself as its own negation, that is to say, as definite
and limited, and it also abides by itself, in its self-identity and
universality, and in this position remains purely self-enclosed. The I
determines itself in so far as it is the reference of negativity to itself ;
and yet in this self-reference it is indifferent to its own definite
character. This it knows as its own, that is, as an ideal or a mere
possibility, by which it is not bound, but rather exists in it merely
because it establishes itself there. This is the freedom of the will,
constituting its conception or substantive reality. It is its gravity, as it
were, just as gravity is the substantive reality of a body.
Remark: Every self-consciousness knows itself as at once
universal, or the possibility of abstracting itself from
everything definite, and as particular, with a fixed object,
content or aim. These two elements, however, are only
abstractions. The concrete and true, and all that is true is
concrete, is the universality, to which the particular is at first
opposed, but, when it has been turned back into itself, is in
the end made equal. This unity is individuality, but it is not a
simple unit as is the individuality of imaginative thought, but
Hegel’s Philosophy of Right
27
a unit in terms of the conception (Encyclopaedia of the
Philosophical Sciences, §§ 112-114). In other words, this
individuality is properly nothing else than the conception.
The first two elements of the will, that it can abstract itself
from everything, and that it is definite through either its own
activity or something else, are easily admitted and
comprehended, because in their separation they are untrue,
and characteristic of the mere understanding. But into the
third, the true and speculative - and all truth, as far as it is
conceived, must be thought speculatively - the understanding
declines to venture, always calling the conception the
inconceivable. The proof and more detailed explanation of
this inmost reserve of speculation, of infinitude as the
negativity which refers itself to itself, and of this ultimate
source of all activity, life and consciousness, belong to logic,
as the purely speculative philosophy. Here it can be noticed
only in passing that, in the sentences, “The will is universal. ...
The will directs itself,” the will is already regarded as
presupposed subject or substratum; but it is not something
finished and universal before it determines itself, nor yet
before this determination is superseded and idealised. It is
will only when its activity is self-occasioned, and it has
returned into itself.
Addition: What we properly call will contains the two
above-mentioned elements. The I is, first of all, as such, pure
activity, the universal which is by itself. Next this universal
determines itself, and so far is no longer by itself, but
establishes itself as another, and ceases to be the universal.
The third step is that the will, while in this limitation, i.e., in
this other, is by itself. While it limits itself, it yet remains with
itself, and does not lose its hold of the universal. This is, then,
the concrete conception of freedom, while the other two
elements have been thoroughly abstract and one-sided. But
this concrete freedom we already have in the form of
perception, as in friendship and love. Here a man is not onesided, but limits himself willingly in reference to another, and
yet in this limitation knows himself as himself. In this
determination he does not feel himself determined, but in the
contemplation of the other as another has the feeling of
himself. Freedom also lies neither in indeterminateness nor in
determinateness, but in both. The wilful man has a will which
limits itself wholly to a particular object, and if he has not this
will, he supposes himself not to be free. But the will is not
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bound to a particular object, but must go further, for the
nature of the will is not to be one-sided and confined. Free
will consists in willing a definite object, but in so doing to be
by itself and to return again into the universal.
§8
If we define this particularising ([b] § 6) further, we reach a
distinction in the forms of the will. (a) In so far as the definite
character of the will consists in the formal opposition of the
subjective to the objective or external direct existence, we have the
formal will as a self consciousness which finds an outer world before
it. The process by which individuality turns back in its definiteness
into itself, is the translation of the subjective end, through the
intervention of an activity and a means, into objectivity. In the
absolute spirit, in which all definite character is thoroughly its own
and true (Encyclopaedia. § 363), consciousness is only one side, namely,
the manifestation or appearance of the will, a phase which does not
require detailed consideration here.
Addition: The consideration of the definite nature of the will
belongs to the understanding, and is not in the first instance
speculative. The will as a whole, not only in the sense of its
content, but also in the sense of its form, is determined.
Determinate character on the side of form is the end, and the
execution of the end. The end is at first merely something
internal to me and subjective, but it is to be also objective and
to cast away the defect of mere subjectivity. It may be asked,
why it has this defect. When that which is deficient does not
at the same time transcend its defect, the defect is for it not a
defect at all. The animal is to us defective, but not for itself.
The end, in so far as it is at first merely ours, is for us a
defect, since freedom and will are for us the unity of
subjective and objective. The end must also be established as
objective; but does not in that way attain a new one-sided
character, but rather its realisation.
§9
(b). In so far as the definite phases of will are its own peculiar
property or its particularisation turned back into itself, they are
content. This content, as content of the will, is for it, by virtue of the
form given in (a), an end, which exists on its inner or subjective side
as the imaginative will, but by the operation of the activity, which
converts the subjective into the objective, it is realised, completed
end.
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§ 10
The content or determinate phase of will is in the first instance
direct or immediate. Then the will is free only in itself or for us, i.e., it
is the will in its conception. Only when it has itself as an object is it
also for itself, and its implicit freedom becomes realised.
Remark: At this standpoint the finite implies that whatever
is in itself, or according to its conception, has an existence or
manifestation different from what it is for itself. For example
the abstract separateness of nature is in itself space, but for
itself time. Here, two things are to be observed,
1. that because the truth is the idea, when any object or phase
is apprehended only as it is in itself or in conception, it is not
as yet apprehended in its truth, and yet
2. that, whatever exists as conception or in itself, at the same
time exists, and this existence is a peculiar form of the object,
as e.g. space.
The separation of existence in-itself or implicit existence
from existence-for-itself or explicit existence is a
characteristic of the finite, and constitutes its appearance or
merely external reality. An example of this is to hand in the
separation of the natural will from formal right. The
understanding adheres to mere implicit existence, and in
accordance with this position calls freedom a capacity, since it
is at this point only a possibility. But the understanding,
regards this phase as absolute and perennial, and considers
the relation of the will to what it wills or reality as an
application to a given material, which does not belong to the
essence of freedom. In this way the understanding occupies
itself with mere abstractions, and not with the idea and truth.
Addition: The will, which is will only according to the
conception, is free implicitly, but is at the same time not free.
To be truly free. it must have a truly fixed content; then it is
explicitly free, has freedom for its object, and is freedom.
What is at first merely in conception, i.e., implicit, is only
direct and natural, We are familiar with this in pictorial
thought also. The child is implicitly a man, at first has reason
implicitly, and is at first the possibility of reason and freedom.
He is thus free merely according to the conception. That
which is only implicit does not yet exist in actuality. A man,
who is implicitly rational, must create himself by working
through and out of himself and by reconstructing himself
within himself, before he can become also explicitly rational.
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§ 11
The will, which is at first only implicitly free, is the direct or
natural will. The distinctive phases, which the self-determining
conception sets up in the will, appear in the direct will, as a directly
present content. They are impulses, appetites, inclinations, by which
the will finds itself determined by nature. Now this content, with all
its attendant phases, proceeds from the rationality of the will, and is
therefore implicitly rational; but let loose in its immediate directness it
has not as yet the form of rationality. The content is indeed for me
and my own, but the form and the content are yet different. The will
is thus in itself finite.
Note. Empirical psychology enumerates and describes these
impulses and inclinations, and the wants which are based
upon them. It takes, or imagines that it takes this material
from experience, and then seeks to classify it in the usual way.
It will be stated below, what the objective side of impulse is,
and what impulse is in its truth, apart from the form of
irrationality which it has as an impulse, and also what shape it
assumes when it reaches existence.
Addition: Impulse, appetite, inclination are possessed by the
animal also, but it has not will; it must obey impulse, if there
is no external obstacle. Man, however, is the completely
undetermined, and stands above impulse, and may fix and set
it up as his. Impulse is in nature, but it depends on my will
whether I establish it in the I. Nor can the will be
unconditionally called to this action by the fact that the
impulse lies in nature.
§ 12
The system of this content, as it occurs directly in the will, exists
only as a multitude or multiplicity of impulses, every one of which is
mine in a general way along with others, but is at the same time
universal and undetermined, having many objects and ways of
satisfaction. The will, by giving itself in this two-fold indefiniteness
the form of individuality (§ 7), resolves, and only as resolving is it
actual.
Remark: Instead of to “resolve” (beschließen), i.e. to
supersede the indefinite condition in which a content is
merely possible, our language has the expression “unfold
itself” (sich entschließen). The indeterminate condition of the
will, as neutral but infinitely fruitful germ of all existence,
contains within itself its definite character and ends, and
brings them forth solely out of itself.
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§ 13
By resolution, will fixes itself as the will of a definite individual,
and as thereby distinguishing itself from another. However apart
from this finite character which it has as consciousness (§ 8), the
immediate will is in virtue of the distinction between its form and its
content formal. Hence its resolution as such is abstract, and its
content is not yet the content and work of its freedom.
Remark: To the intelligence, as thinking, the object or
content remains universal ; the intelligence retains the form
merely of a universal activity. Now the universal signifies in
will that which is mine, i.e. it is individuality. And yet, also,
the direct and formal will is abstract ; its individuality is not
yet filled with its free universality. Hence at the beginning the
peculiar finitude of the intelligence is in will, and only by
exalting itself again to thought and giving itself intrinsic
universality does the will transcend the distinction of form
and content and make itself objective infinite will. It is
therefore a misunderstanding of the nature of thought and
will to suppose that in the will man is infinite, while in
thought and even in reason he is limited. In so far as thought
and will are still distinct, the reverse is rather the case, and
thinking reason, when it becomes will, assigns itself to
finitude.
Addition: A will which resolves nothing, is not an actual will;
that which is devoid of definite character never reaches a
volition. The reason for hesitation may lie in a sensitiveness,
which is aware that in determining itself it is engaged with
what is finite, is assigning itself a limit, and abandoning its
infinity ; it may thus hold to its decision not to renounce the
totality which it intends. Such a feeling is dead, even when it
aims to be something beautiful. “Who will be great,” says
Goethe, “must be able to limit himself." By volition alone
man enters actuality, however distasteful it may be to him; for
indolence will not desert its own self-brooding, in which it
clings to a universal possibility. But possibility is not yet
actuality. Hence the will, which is secure simply of itself, does
not as yet lose itself in any definite reality.
§ 14
The finite will, which has merely from the standpoint of form
doubled itself back upon itself, and has become the infinite and selfsecluded I (§ 5), stands above its content of different impulses and
also above the several ways by which they are realised and satisfied.
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At the same time, as it is only formally infinite, it is confined to this
very content as the decisive feature of its nature and external
actuality, although it is undetermined and not confined to one
content rather than another (§§ 6, 11). As to the return of the I into
itself such a will is only a possible will, which may or may not be
mine, and the I is only the possibility of deputing itself to this or that
object. Hence amongst these definite phases, which in this light are
for the I external, the will chooses.
§ 15
Freedom of the will is, in this view of it, caprice, in which are
contained both a reflection, which is free and abstracted from
everything and a dependence upon a content or matter either
internally or externally provided. Since the content is in itself or
implicitly necessary as an end, and in opposition to this reflection is a
definite possibility, caprice, when it is will, is in its nature contingent.
Remark: The usual idea of freedom is that of caprice. It is a
midway stage of reflection between the will as merely natural
impulse and the will as free absolutely. When it is said that
freedom as a general thing consists in doing what one likes,
such an idea must be taken to imply an utter lack of
developed thought, containing as yet not even the suspicion
of what is meant by the absolutely free will, right, the ethical
system, etc. Reflection, being the formal universality and
unity of self-consciousness, is the will’s abstract certitude of
its freedom, but it is not yet the truth of it, because it has not
as yet itself for content and end; the subjective side is still
different from the objective. Thus the content in such a case
remains purely and completely finite. Caprice, instead of
being will in its truth, is rather will in its contradiction.
In the controversy carried on, especially at the time of the
metaphysic of Wolf, as to whether the will is really free or our
consciousness of its freedom is a delusion, it was this caprice,
which was in the minds of both parties. Against the certitude
of abstract self-direction, determinism rightly opposed a
content, which was externally presented, and not being
contained in this certitude came from without. It did not
matter whether this “without" were impulse, imagination, or
in general a consciousness so filled that the content was not
the peculiar possession of the self-activity as such. Since only
the formal element of free self-direction is immanent in
caprice, while the other element is something given to it from
without, to take caprice as freedom may fairly be named a
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delusion. Freedom in every philosophy of reflection, whether
it be the Kantian or the Friesian, which is the Kantian
superficialised, is nothing more than this formal self-activity.
Addition: Since I have the possibility of determining myself
in this or that way, since I have the power of choice, possess
caprice, or what is commonly called freedom. This choice is
due to the universality of the will, enabling me to make my
own this thing or another. This possession is a particular
content, which is therefore not adequate to me, but separated
from me, and is mine only in possibility; just as I am the
possibility of bringing myself into coincidence with it. Hence
choice is due to the indeterminateness of the I, and to the
determinateness of a content. But as to this content the will is
not free, although it has in itself formally the side of
infinitude. No such content corresponds to will ; in no
content can it truly find itself. In caprice it is involved that the
content is not formed by the nature of my will, but by
contingency. I am dependent upon this content. This is the
contradiction contained in caprice. Ordinary man believes
that he is free, when he is allowed to act capriciously, but
precisely in caprice is it inherent that he is not free. When I
will the rational, I do not act as a particular individual but
according to the conception of ethical life in general. In an
ethical act I establish not myself but the thing. A man, who
acts perversely, exhibits particularity. The rational is the
highway on which every one travels, and no one is specially
marked. When a great artist finishes a work we say: “It must
be so.” The particularity of the, artist has wholly disappeared
and the work shows no mannerism. Phidias has no
mannerism; the statue itself lives and moves. But the poorer
is the artist, the more easily we discern himself, his
particularity all caprice. If we adhere to the consideration that
in caprice a man can will what he pleases, we have certainly
freedom of a kind; but again, if we hold to the view that the
content is given, then man must be determined by it, and in
this light is no longer free.
§ 16
What is resolved upon and chosen (§ 14) the will may again give
up (§ 5). Yet, even with the possibility of transcending any other
content which it may substitute, and of proceeding in this way ad
infinitum, the will does not advance beyond finitude, because every
content in turn is different from the form and is finite. The opposite
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aspect, namely indeterminateness, irresolution or abstraction, is also
one-sided.
§ 17
Since the contradiction involved in caprice (§ 15) is the dialectic of
the impulses and inclinations, it is manifested in their mutual
antagonism. The satisfaction of one demands the subjection and
sacrifice of the satisfaction of another. Since an impulse is merely the
simple tendency of its own essential nature, and has no measure in
itself, to subject or sacrifice the satisfaction of any impulse is a
contingent decision of caprice. In such a case caprice may act upon
the calculation as to which impulse will bring the greater satisfaction,
or may have some other similar purpose.
Addition: Impulses and inclinations are in the first instance
the content of will, and only reflection transcends them. But
these impulses are self-directing, crowding upon and jostling
one another, and all seeking to be satisfied. To set all but one
in the background, and put myself into this one, is to limit
and distort myself, since I, in so doing, renounce my
universality, which is a system of the impulses. Just as little
help is found in a mere subordination of them, a course
usually followed by the understanding. There is available no
criterion by which to make such an arrangement, and hence
the demand for a subordination is usually sustained by
tedious and irrelevant allusions to general savings.
§ 18
With regard to the moral estimate of impulses, dialectic appears in
this form. The phases of the direct or natural will are immanent and
positive, and thus good. Hence man is by nature good. But natural
characteristics, since they are opposed to freedom and the conception
of the spirit, and are, hence, negative, must be eradicated. Thus man
is by nature evil. To decide for either view is a matter of subjective
caprice.
Addition: The Christian doctrine that man is by nature evil is
loftier than the opposite that he is naturally good, and is to be
interpreted philosophically in this way. Man as spirit is a free
being, who need not give way to impulse. Hence in his direct
and unformed condition, man is in a situation in which he
ought not to be, and he must free himself. This is the
meaning of the doctrine of original sin, without which
Christianity would not be the religion of freedom.
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§ 19
In the demand that impulses must be purified is found the general
idea that they must be freed from the form of direct subjection to
nature, and from a content that is subjective and contingent, and
must be restored to their substantive essence. The truth contained in
this indefinite demand is that impulses should be phases of will in a
rational system. To apprehend them in this way as proceeding from
the conception is the content of the science of right.
Remark: The content of this science may, in all its several
elements, right, property, morality, family, state, be
represented in this way, that man has by nature the impulse
to right, the impulse to property, to morality, to sexual love,
and to social life. If instead of this form, which belongs to
empirical psychology, a philosophic form be preferred, it may
be obtained cheap from what, in modern times was reputed
and still is reputed to be philosophy. He will then say that
man finds in himself as a fact of consciousness that he wills
right, property, the state, etc. Later will be given still another
form of the content which appears here in the shape of
impulses, that, namely, of duties.
§ 20
The reflection which is brought to bear upon impulses, placing
them before itself, estimating them, comparing them with one
another, and contrasting them with their means and consequences,
and also with a whole of satisfaction, namely happiness, brings the
formal universal to this material, and in an external way purifies it of
its crudity and barbarism. This propulsion by the universality of
thought is the absolute worth of civilisation [Bildung] (§ 187).
Addition: In happiness thought has already the upper hand
with the force of natural impulse, since it is not satisfied with
what is momentary, but requires happiness as a whole. This
happiness is dependent upon civilisation [Bildung] to the
extent to which civilisation confirms the universal. But in the
ideal of happiness there are two elements. There is a universal
that is higher than all particulars; yet, as the content of this
universal is in turn only universal pleasure, there arises once
more the individual, particular and finite, and retreat must be
made to impulse. Since the content of happiness lies in the
subjective perception of each individual, this universal end is
again particular; nor is there present in it any true unity of
content and form.
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§ 21
But the truth of this formal universality, which taken by itself is
undetermined and finds definite character in externally given material,
is the self-directing universality which is will or freedom. Since the
will has as its object, content and end, universality itself, and thus
assumes the form of the infinite, it is free not only in itself or
implicitly, but for itself or explicitly. It is the true idea.
Remark: The self-consciousness of the will in the form of
appetite or impulse is sensible, the sensible in general
indicating the externality of self-consciousness, or that
condition in which self-consciousness is outside of itself.
Now this sensible side is one of the two elements of the
reflecting will, and the other is the abstract universality of
thought. But the absolute will has as its object the will itself
as such in its pure universality. In this universality the
directness of the natural will is superseded, and so also is the
private individuality which is produced by reflection and
infects the natural condition. But to supersede these and lift
them into the universal, constitutes the activity of thought.
Thus the self-consciousness, which purifies its object, content
or end, and exalts it to universality, is thought carrying itself
through into will. It is at this point that it becomes clear that
the will is true and free only as thinking intelligence. The
slave knows not his essence, his infinitude, his freedom; he
does not know himself in his essence, and not to know
himself is not to think himself. The self-consciousness, which
by thought apprehends that itself is essence, and thus puts
away from itself the accidental and untrue, constitutes the
principle of right, morality, and all forms of ethical life. They
who, in speaking philosophically of right, morality, and
ethical life, would exclude thought and turn to feeling, the
heart, the breast, and inspiration, express the deepest
contempt for thought and science. And science itself,
overwhelmed with despair and utter insipidity, makes
barbarism and absence of thought a principle, and so far as in
it lay robbed men of all truth, dignity, and worth.
Addition: In philosophy truth is had when the conception
corresponds to reality. A body is the reality, and soul is the
conception. Soul and body should be adequate to each other.
A dead man is still an existence, but no longer a true
existence; it is a reality void of conception. For that reason
the dead body decays. So with the true will; that which it
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wills, namely, its content, is identical with it, and so freedom
wills freedom.
§ 22
The will which exists absolutely is truly infinite, because its object
being the will itself, is for it not another or a limitation. In the object
the will has simply reverted into itself. Moreover, it is not mere
possibility, capacity, potentiality (potential, but infinitely actual
(infinitum actu), because the reality of the conception or its visible
externality is internal to itself.
Remark: Hence when the free will is spoken of without the
qualification of absolute freedom, only the capacity of
freedom is meant, or the natural and finite will (§ 11), and,
notwithstanding all words and opinions to the contrary, not
the free will. Since the understanding comprehends the
infinite only in its negative aspect, and hence as a beyond, it
thinks to do the infinite all the more honour the farther it
removes it into the vague distance, and the more it takes it as
a foreign thing. In free will the true infinite is present and
real; it is itself the actually present self-contained idea.
Addition: The infinite has rightly been represented as a
circle. The straight line goes out farther and farther, and
symbolises the merely negative and bad infinite, which, unlike
the true, does not return into itself. The free will is truly
infinite, for it is not a mere possibility or disposition. Its
external reality is its own inner nature, itself.
§ 23
Only in this freedom is the will wholly by itself, because it refers
to nothing but itself, and all dependence upon any other thing falls
away. The will is true, or rather truth itself, because its character
consists in its being in its manifested reality, or correlative opposite,
what it is in its conception. In other words, the pure conception has
the perception or intuition of itself as its end and reality.
§ 24
The will is universal, because in it all limitation and particular
individuality are superseded. These one-sided phases are found only
in the difference between the conception and its object or content,
or, from another standpoint, in the difference between the conscious
independent existence of the subject, and the will’s implicit, or selfinvolved existence, or between its excluding and concluding
individuality, and its universality.
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Remark: The different phases of universality are tabulated in
the logic (Encyclopaedia. of the Phil. Sciences, §§ 169-178).
Imaginative thinking always takes universality in an abstract
and external way. But absolute universality is not to be
thought of either as the universality of reflection, which is a
kind of consensus or generality, or, as the abstract universality
and self-identity, which is fashioned by the understanding (§
6, note), and keeps aloof from the individual. It is rather the
concrete, self-contained, and self-referring universality, which
is the substance, intrinsic genus, or immanent idea of selfconsciousness. It is a conception of free will as the universal,
transcending its object, passing through and beyond its own
specific character, and then becoming identical with itself.
This absolute universal is what is in general called the
rational, and is to be apprehended only in this speculative
way.
§ 25
The subjective side of the will is the side of its self-consciousness
and individuality (§ 7), as distinguished from its implicit conception.
This subjectivity is
[a] pure form or absolute unity of self-consciousness with itself. This
unity is the equation “I = I,” consciousness being characterised by a
thoroughly inward and abstract self-dependence. It is pure certitude
of itself in contrast with the truth;
[b] particularity of will, as caprice with its accidental content of
pleasurable ends;
[c] in general a one-sided form (§ 8), in so far as that which is willed is
at first an unfulfilled end, or a content which simply belongs to selfconsciousness.
§ 26
[a] In so far as free will is determined by itself, and is in accord
with its conception and true, it is wholly objective will.
[b] But objective self-consciousness, which has not the form of
the infinite, is a will sunk in its object or condition, whatever the
content of that may be. It is the will of the child, or the will present in
slavery or superstition.
[c] Objectivity is finally a one-sided form in opposition to the
subjective phase of will ; it is direct reality, or external existence. In
this sense the will becomes objective only by the execution of its
ends.
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39
Remark: These logical phases of subjectivity and objectivity,
since they are often made use of in the sequel, are here
exposed, with the express purpose of noting that it happens
with them as with other distinctions and opposed aspects of
reflection; they by virtue of their finite and dialectic character
pass over into their opposites. For imagination and
understanding the meanings of antithetic phases are not
convertible, because their identity is still internal. But in will,
on the contrary, these phases, which ought to be at once
abstract and yet also sides of that which can be known only
as concrete, lead of themselves to identity, and to an
exchange of meaning. To the understanding this is
unintelligible. Thus, e.g., the will, as a freedom which exists in
itself, is subjectivity itself; thus subjectivity is the conception
of the will, and therefore its objectivity. But subjectivity is
finite in opposition to objectivity, yet in this opposition the
will is not isolated, but in intricate union with the object ; and
thus its finitude consists quite as much in its not being
subjective, etc. What in the sequel is to be meant by the
subjective or the objective side of the will, has each time to
be made clear from the context, which will supply their
positions in relation to the totality.
Addition: It is ordinarily supposed that subjective and
objective are blank opposites ; but this is not the case. Rather
do they pass into one another, for they are not abstract
aspects like positive and negative, but have already a concrete
significance. To consider in the first instance the expression
"subjective;” this may mean an end which is merely the end
of a certain subject. In this sense a poor work of art, that is
not adequate to the thing is merely subjective. But, further,
this expression may point to the content of the will, and is
then of about the same meaning as capricious; the subjective
content then is that which belongs merely to the subject. In
this sense bad acts are merely subjective. Further, the pure,
empty I may be called subjective, as it has only itself as an
object, and possesses the power of abstraction from all
further content. Subjectivity has, moreover, a wholly
particular and correct meaning in accordance with which
anything, in order to win recognition from me, has to become
mine and seek validity in me. This is the infinite avarice of
subjectivity, eager to comprehend and consume everything
within the simple and pure I.
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Similarly we may take the objective in different ways. By it we
may understand anything to which we give existence in
contrast to ourselves, whether it be an actual thing or a mere
thought, which we place over against ourselves. By it also we
understand the direct reality, in which the end is to be
realised. Although the end itself is quite particular and
subjective, we yet name it objective after it has made its
appearance. Further, the objective will is also that in which
truth is; thus, God’s will, the ethical will also, are objective.
Lastly, we may call the will objective, when it is wholly
submerged in its object, as, e.g., the child’s will, which is
confiding and without subjective freedom, and the slave’s
will, which does not know itself as free, and is thus a will-less
will. In this sense any will is objective, if it is guided in its
action by a foreign authority, and has not yet completed the
infinite return into itself.
§ 27
The absolute character or, if you like, the absolute impulse of the
free spirit (§ 21) is, as has been observed, that its freedom shall be for
it an object. It is to be objective in a two-fold sense: it is the rational
system of itself, and this system is to be directly real (§ 26). There is
thus actualised as idea what the will is implicitly. Hence, the abstract
conception of the idea of the will is in general the free will which wills
the free will.
§ 28
The activity of the will, directed to the task of transcending the
contradiction between subjectivity and objectivity, of transferring its
end from subjectivity into objectivity, and yet while in objectivity of
remaining with itself, is beyond the formal method of consciousness
(§ 8), in which objectivity is only direct actuality. This activity is the
essential development of the substantive content of the idea (§ 21). In
this development the conception moulds the idea, which is in the first
instance abstract, into the totality of a system. This totality as
substantive is independent of the opposition between mere subjective
end and its realisation, and in both of these forms is the same.
§ 29
That a reality is the realisation of the free will, this is what is meant
by a right. Right, therefore, is, in general, freedom as idea.
Remark: In the Kantian doctrine (Introduction to Kant’s
Theory of Right), now generally accepted, “the, highest factor is
a limitation of my freedom or caprice, in order that it may be
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able to subsist alongside of every other individual’s caprice in
accordance with a universal law.” This doctrine contains only
a negative phase, that of limitation. And besides, the positive
phase, the universal law or so-called law of reason, consisting
in the agreement of the caprice of one with that of another,
goes beyond the well-known formal identity and the
proposition of contradiction. The definition of right, just
quoted, contains the view which has especially since
Rousseau spread widely. According to this view neither the
absolute and rational will, nor the true spirit, but the will and
spirit of the particular individual in their peculiar caprice, are
the substantive and primary basis. When once this principle is
accepted, the rational can announce itself only as limiting this
freedom. Hence it is not an inherent rationality, but only a
mere external and formal universal. This view is accordingly
devoid of speculative thought, and is rejected by the
philosophic conception. In the minds of men and in the
actual world it has assumed a shape, whose horror is without
a parallel, except in the shallowness of the thoughts upon
which it was founded.
§ 30
Right in general is something holy, because it is the embodiment
of the absolute conception and self-conscious freedom. But the
formalism of right, and after a while of duty also, is due to
distinctions arising out of the development of the conception of
freedom. In contrast with the more formal, abstract and limited right,
there is that sphere or stage of the spirit, in which spirit has brought
to definite actuality the further elements contained in the idea. This
stage is the richer and more concrete; it is truly universal and has
therefore a higher right.
Remark: Every step in the development of the idea of
freedom has its peculiar right, because it is the embodiment
of a phase of freedom. When morality and ethical life are
spoken of in opposition to right, only the first or formal right
of the abstract personality is meant. Morality, ethical life, a
state-interest, are every one a special right, because each of
these is a definite realisation of freedom. They can come into
collision only in so far as they occupy the same plane. If the
moral standpoint of spirit were not also a right and one of the
forms of freedom, it could not collide with the right of
personality or any other right. A right contains the
conception of freedom which is the highest phase of spirit,
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and in opposition to it any other kind of thing is lacking in
real substance. Yet collision also implies a limit and a
subordination of one phase to another. Only the right of the
world-spirit is the unlimited absolute.
§ 31
The scientific method by which the conception is self-evolved,
and its phases self-developed and self-produced, is not first of all an
assurance that certain relations are given from somewhere or other,
and then the application to this foreign material of the universal. The
true process is found in the logic, and here is presupposed.
Remark: The efficient or motive principle, which is not
merely the analysis but the production of the several elements
of the universal, I call dialectic. Dialectic is not that process in
which an object or proposition, presented, to feeling or the
direct consciousness, is analysed, entangled, taken hither and
thither, until at last its contrary is derived. Such a merely
negative method appears frequently in Plato. It may fix the
opposite of any notion, or reveal the contradiction contained
in it, as did the ancient scepticism, or it may in a feeble way
consider an approximation to truth, or modern half-and-half
attainment of it, as its goal. But the higher dialectic of the
conception does not merely apprehend any phase as a limit
and opposite, but produces out of this negative a positive
content and result. Only by such a course is there
development and inherent progress. Hence this dialectic is
not the external agency of subjective thinking, but the private
soul of the content, which unfolds its branches and fruit
organically. Thought regards this development of the idea
and of the peculiar activity of the reason of the idea as only
subjective, but is on its side unable to make any addition. To
consider anything rationally is not to bring reason to it from
the outside, and work it up in this way, but to count it as itself
reasonable. Here it is spirit in its freedom, the summit of selfconscious reason, which gives itself actuality, and produces
itself as the existing world. The business of science is simply
to bring the specific work of the reason, which is in the thing,
to consciousness.
§ 32
The phases of the development of the conception are themselves
conceptions. And yet, because the conception is essentially the idea,
they have the form of manifestations. Hence the sequence of the
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43
conceptions, which arise in this way, is at the same time a sequence of
realisations, and are to be by science so considered.
Remark: In a speculative sense, the way in which a
conception is manifested in reality, is identical with a definite
phase of the conception. But it is noteworthy that, in the
scientific development of the idea, the elements, which result
in a further definite form, although preceding this result as
phases of the conception, do not in the temporal
development go before it as concrete realisations. Thus, as
will be seen later, that stage of the idea which is the family
presupposes phases of the conception, whose result it is. But
that these internal presuppositions should be present in such
visible realisations as right of property, contract, morality,
etc., this is the other side of the process, which only in a
highly developed civilisation has attained to a specific
realisation of its elements.
Addition: The idea must always go on determining itself
within itself, since at the beginning it is only abstract
conception. However, this initial abstract conception is never
given up, but only becomes inwardly richer, the last phase
being the richest. The earlier and merely implicit phases reach
in this way free self-dependence, but in such a manner that
the conception remains the soul which holds everything
together, and only through a procedure immanent within
itself arrives at its own distinctions. Hence the last phase falls
again into a unity with the first, and it cannot be said that the
conception ever comes to something new. Although the
elements of the conception appear to have fallen apart when
they enter reality, this is only a mere appearance. Its
superficial character is revealed in the process, since all the
particulars finally turn back again into the conception of the
universal. The empirical sciences usually analyse what they
find in pictorial ideas, and if the individual is successfully
brought back to the general, the general property is then
called the conception. But this is not our procedure. We
desire only to observe how the conception determines itself,
and compels us to keep at a distance everything of our own
spinning and thinking. But what we get in this way is one
series of thoughts and another series of realised forms. As to
these two series, it may happen that the order of time of the
actual manifestations is partly different from the order of the
conception. Thus it cannot, e.g., be said that property existed
before the family, and yet, in spite of that it is discussed
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before the family is discussed. The question might also be
raised here, Why do we not begin with the highest, i.e., with
concrete truth ? The answer is, because we desire to see truth
in the form of a result, and it is an essential part of the
process to conceive the conception first of all as abstract. The
actual series of realisations of the conception is thus for us in
due course as follows, even although in actuality the order
should be the same. Our process is this, that the abstract
forms reveal themselves not as self-subsistent but as untrue.
Division of the Work
§ 33
According to the stages in the development of the idea of the
absolutely free will,
A. The will is direct or immediate; its conception is therefore,
abstract, i.e., personality, and its embodied reality is a direct external
thing. This is the sphere of abstract or formal right.
B. The will, passing out of external reality, turns back into itself.
Its phase is subjective individuality, and it is contrasted with the
universal. This universal is on its internal side the good, and on its
external side a presented world, and these two sides are occasioned
only by means of each other. In this sphere the idea is divided, and
exists in separate elements. The right of the subjective will is in a
relation of contrast to the right of the world, or the right of the idea.
Here, however, the idea exists only implicitly. This is the sphere of
morality.
C. The unity and truth of these two abstract elements. The
thought idea of the good is realised both in the will turned back into
itself, and also in the external world. Thus freedom exists as real
substance, which is quite as much actuality and necessity as it is
subjective will. The idea here is its absolutely universal existence, viz.,
ethical life. This ethical substance is again,
a. Natural spirit; the family, b. The civil society, or spirit in its dual
existence and mere appearance, c. The state, or freedom, which, while
established in the free self-dependence of the particular will is also
universal and objective. This actual and organic spirit [a] is the spirit
of a nation, [b] is found in the relation to one another of national
spirits, and [c] passing through and beyond this relation is actualised
and revealed in world history as the universal world-spirit, whose
right is the highest.
Note. It is to be found in the speculative logic, and here is
presupposed, that a thing or content, which is established
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45
first of all according to its conception, or implicitly, has the
form of direct existence. The conception, however, when it
has the form of the conception is explicit, and no longer is a
direct existence. So, too, the principle, upon which the
division of this work proceeds, is presupposed. The divisions
might be regarded as already settled by history, since the
different stages must be viewed as elements in the
development of the idea, and therefore as springing from the
nature of the content itself. A philosophic division is not an
external classification of any given material, such a
classification as would be made according to one or several
schemes picked up at random, but the inherent distinctions
of the conception itself. Morality and ethical life, which are
usually supposed to mean the same thing, are here taken in
essentially different meanings. Meanwhile even imaginative
thought seems to make a distinction between them. In the
usage of Kant the preference is given to the term morality,
and the practical principles of his philosophy limit themselves
wholly to this standpoint, making impossible the standpoint
of ethical life, and indeed expressly destroying and abolishing
it. Although morality and ethics have the same meaning
according to their etymology, yet these different words may
be used for different conceptions.
Addition: When we speak of right, we mean not only civil
right, which is the usual significance of the word, but also
morality, ethical life and world-history. These belong to this
realm, because the conception taking them in their truth,
brings them all together. Free will, in order not to remain
abstract, must in the first instance give itself reality; the
sensible materials of this reality are objects, i.e., external
things. This first phase of freedom we shall know as property.
This is the sphere of formal and abstract right, to which
belong property in the more developed form of contract and
also the injury of right, i.e., crime and punishment. The
freedom, we have here, we name person, or, in other words,
the subject who is free, and indeed free independently, and
gives himself a reality in things. But this direct reality is not
adequate to freedom, and the negation of this phase is
morality. In morality I am beyond the freedom found directly
in this thing, and have a freedom in which this directness is
superseded. I am free in myself, i.e., in the subjective. In this
sphere we come upon my insight, intention, and end, and
externality is established as indifferent. The good is now the
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universal end, which is not to remain merely internal to me,
but to realise itself. The subjective will demands that its
inward character, or purpose, shall receive external reality,
and also that the good shall be brought to completion in
external existence. Morality, like formal right, is also an
abstraction, whose truth is reached only in ethical life. Hence
ethical life is the unity of the will in its conception with the
will of the individual or subject. The primary reality of ethical
life is in its turn natural, taking the form of love and feeling.
This is the family. In it the individual has transcended his
prudish personality, and finds himself with his consciousness
in a totality. In the next stage is seen the loss of this peculiar
ethical existence and substantive unity. Here the family falls
asunder, and the members become independent one of
another, being now held together merely by the bond of
mutual need. This is the stage of the civil society, which has
frequently been taken for the state. But the state does not
arise until we reach the third stage, that stage of ethical life or
spirit, in which both individual independence and universal
substantivity are found in gigantic union. The right of the
state is, therefore, higher than that of the other stages. It is
freedom in its most concrete embodiment, which yields to
nothing but the highest absolute truth of the world-spirit.
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First Part: Abstract Right
§ 34
The absolutely free will, at the stage when its concept is abstract,
has the determinate character of immediacy. Accordingly this stage is
its negative actuality, an actuality contrasted with the real world, only
an abstractly self-related actuality — the inherently single will of a
subject. Pursuant to the moment of the particularity of the will, it has
in addition a content consisting of determinate aims and, as exclusive
individuality, it has this content at the same time as an external world
directly confronting it.
Addition: When I say that ‘the absolutely free will at the
stage when its concept is abstract has the determinate
character of immediacy’, what I mean is this: when the
concept had fully realised itself and when the embodiment of
the concept had become nothing but the unfolding of its own
self, then that state of affairs would be the fully developed
Idea of the will. But at the start the concept is abstract, which
means that all its determinations are contained within it, but
still only contained within it; they are only implicit and not yet
developed to be a totality in themselves. If I say ‘I am free’,
the ego is still this inwardness, not confronted by an
opposite. In morality, on the other hand, there is opposition
from the start, since I stand in the moral sphere as a single will
while the good is the universal even though it is within myself.
Thus at that level, the will has in itself the different factors of
singularity and universality, and this gives it its specific
character. But, to begin with, no such difference is present,
since at the first stage, that of abstract unity, there is no
advance and no mediation and so the will has the form of
immediacy, of mere being. The essential point of view to be
taken here then is that this original indeterminacy is itself a
determinacy. The indeterminacy lies in the fact that there is as
yet no difference between the will and its content; but
indeterminacy, opposed to the determinate, acquires the
character of being something determinate. It is abstract
identity which here constitutes determinacy; the will therefore
becomes a single will, a person.
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§ 35
The universality of this consciously free will is abstract
universality, the self-conscious but otherwise contentless and simple
relation of itself to itself in its individuality, and from this point of
view the subject is a person. Personality implies that as this person:
(i) I am completely determined on every side (in my inner caprice,
impulse, and desire, as well as by immediate external facts) and so
finite, yet (ii) none the less I am simply and solely self-relation, and
therefore in finitude I know myself as something infinite, —
universal, and free.
Remark: Personality begins not with the subject’s mere
general consciousness of himself as an ego concretely
determined in some way or other, but rather with his
consciousness of himself as a completely abstract ego in
which every concrete restriction and value is negated and
without validity. In personality, therefore, knowledge is
knowledge of oneself as an object, but an object raised by
thinking to the level of simple infinity and so an object purely
self-identical. Individuals and nations have no personality
until they have achieved this pure thought and knowledge of
themselves. Mind fully explicit differs from the phenomenal
mind in this, that at the same level at which the latter is only
self-consciousness — a consciousness of self but only one
pursuant to the natural will and its still external oppositions
— the former has itself, as the abstract and free ego, for its
object and aim, and so is personality.
Addition: The abstract will, consciously self-contained, is
personality. Man’s chief glory is to be a person, and yet in
spite of that the bare abstraction, ‘person’, is somewhat
contemptuous in its very expression. ‘Person’ is essentially
different from ‘subject’, since ‘subject’ is only the possibility
of personality; every living thing of any sort is a subject. A
person, then, is a subject aware of this subjectivity, since in
personality it is of myself alone that I am aware. A person is a
unit of freedom aware of its sheer independence. As this
person, I know myself to be free in myself. I can abstract
from everything, since nothing confronts me save pure
personality, and yet as this person I am something wholly
determinate, e.g. I am of a certain age, a certain stature, I
occupy this space, and so on through whatever other details
you like. Thus personality is at once the sublime and the
trivial. It implies this unity of the infinite with the purely
finite, of the wholly limitless with determinate limitation. It is
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the sublimity of personality that is able to sustain this
contradiction, a contradiction which nothing merely natural
contains or could endure.
§ 36
(1) Personality essentially involves the capacity for rights and
constitutes the concept and the basis (itself abstract) of the system of
abstract and therefore formal right. Hence the imperative of right is:
‘Be a person and respect others as persons.’
§ 37
(2) The particularity of the will is a moment in the consciousness
of the will as a whole (see § 34), but it is not yet contained in abstract
personality as such. Therefore, it is present at this point, but as still
sundered from personality, from the character of freedom, present as
desire, need, impulse, casual whim, and so forth. In formal right,
therefore, there is no question of particular interests, of my advantage
or my welfare, any more than there is of the particular motive behind
my volition, of insight and intention.
Addition: Since, in personality, particularity is not present as
freedom, everything which depends on particularity is here a
matter of indifference. To have no interest except in one’s
formal right may be pure obstinacy, often a fitting
accompaniment of a cold heart and restricted sympathies. It
is uncultured people who insist most on their rights, while
noble minds look on other aspects of the thing. Thus abstract
right is nothing but a bare possibility and, at least in contrast
with the whole range of the situation, something formal. On
that account, to have a right gives one a warrant, but it is not
absolutely necessary that one should insist on one’s rights,
because that is only one aspect of the whole situation. That is
to say, possibility is being which has the significance of also
not being.
§ 38
In relation to action in the concrete and to moral and ethical ties,
abstract right is, in contrast with the further content which these
involve, only a possibility, and to have a right is therefore to have
only a permission or a warrant. The unconditional commands of
abstract right are restricted, once again because of its abstractness, to
the negative: ‘Do not infringe personality and what personality
entails.’ The result is that there are only prohibitions in the sphere of
right, and the positive form of any command in this sphere is based
in the last resort, if we examine its ultimate content, on prohibition.
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§ 39
(3) As immediate individuality, a person in making decisions is
related to a world of nature directly confronting him, and thus the
personality of the will stands over against this world as something
subjective. For personality, however, as inherently infinite and
universal, the restriction of being only subjective is a contradiction
and a nullity. Personality is that which struggles to lift itself above this
restriction and to give itself reality, or in other words to claim that
external world as its own.
§ 40
Right is in the first place the immediate embodiment which
freedom gives itself in an immediate way, i.e. (a) possession, which is
property — ownership. Freedom is here the freedom of the abstract
will in general or, eo ipso, the freedom of a single person related only
to himself. (b) A person by distinguishing himself from himself
relates himself to another person, and it is only as owners that these
two persons really exist for each other. Their implicit identity is
realised through the transference of property from one to the other in
conformity with a common will and without detriment to the rights
of either. This is contract. (c) The will which is differentiated not in
the sense of (b) as being contrasted with another person, but in the
sense of (a) as related to itself, is as a particular will at variance with
and opposed to itself as an absolute will. This opposition is
wrongdoing and crime .
Remark: The classification of the system of rights into jus ad
personam and jus ad rem on the one hand, and jus ad actiones on
the other, like the many other similar classifications, has as its
primary aim the imposition of an external order on the mass
of unorganised material confronting the classifier. The
striking thing about this classification is the confusion in it
due to the disorderly intermixture of rights which presuppose
substantial ties, e.g. those of family and political life, and
rights which only an abstract personality as such. This
confusion is exemplified in the classification of rights
(adopted by Kant and since favoured by others) into jus reale,
jus personals, and jus realiter personals.
To develop the perversity and lack of speculative thought in
the classification of rights into jus ad personant and jus ad rem,
which lies at the root of Roman law (jus ad actiones concerns
the administration of justice and is of a different order
altogether), would take us too far afield, are this much at least
is clear: it is personality alone which can confer a right to
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things and therefore jus ad personam in its essence is jus ad rem,
rem being taken here in its general sense as anything external
to my freedom, including even my body and my life. In this
sense, jus ad rem is the right of personality as such. But from
the point of view of what is called jus ad personam in Roman
law, a man is reckoned a person only when he is treated as
possessing a certain status. Hence in Roman law, even
personality itself is only a certain standing or status
contrasted, with slavery. The so-called Roman law of
‘personal’ rights, then, is concerned with family relationships,
though it excludes the right over slaves (and ‘slaves’ almost
includes children too) as well as the status (called capitis
diminutio) of having lost one’s rights. (In Kant, by the way,
family relationships are the jura realiter personalia.) The Roman
jus ad personam is therefore not the right of the person as
person but at most the right of a person in his particular
capacity. (Later on in this book, it will be shown that the
substantial basis of family relationships is rather the sacrifice
of personality.) Now it must be obvious that it is perverse
treat the right of a specific person in his particular capacity
before the universal right of personality as such.
Kant’s jura personalia are the rights issuing from a contract
whereby I undertake to give something or to perform
something — the jus ad rem conferred by an obligatio in Roman
law. To be sure, it is only a person who is required to execute
the covenants of a contract, just as it is also only a person
who acquires the right to their execution. But a right of this
sort cannot for this reason be called a ‘personal’ right; rights
of whatever sort belong to a person alone. Objectively
considered, a right arising from a contract is never a right
over a person, but only a right over something external to a
person or something which he can alienate, always a right
over a thing.
i Property
§ 41
A person must translate his freedom into an external sphere in
order to exist as Idea. Personality is the first, still wholly abstract,
determination of the absolute and infinite will, and therefore this
sphere distinct from the person, the sphere capable of embodying his
freedom, is likewise determined as what is immediately different and
separable from him.
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Addition: The rationale of property is to be found not in the
satisfaction of needs but in the supersession of the pure
subjectivity of personality. In his property a person exists for
the first time as reason. Even if my freedom is here realised
first of all in an external thing, and so falsely realised,
nevertheless abstract personality in its immediacy can have no
other embodiment save one characterised by immediacy.
§ 42
What is immediately different from free mind is that which, both
for mind and in itself, is the external pure and simple, a thing,
something not free, not personal, without rights.
Remark: ‘Thing’, like ‘the objective’, has two opposed
meanings. If we say ‘that’s the thing’ or ‘the thing is what
matters, not the person’, ‘thing’ means what is substantive.
On the other hand, when ‘thing’ is contrasted with ‘Person’
as such, not with the particular subject, it means the opposite
of what is substantive, i.e. that whose determinate character
lies in its pure externality. From the point of view of free
mind, which must, of course, be distinguished from mere
consciousness, the external is external absolutely, and it is for
this reason that the determinate character assigned to nature
by the concept is inherent externality.
Addition: Since a thing lacks subjectivity, it is external not
merely to the subject but to itself. Space and time are external
in this way. As sentient, I am myself external, spatial, and
temporal. As receptive of sensuous intuitions, I receive them
from something which is external to itself. An animal can
intuit, but the soul of an animal has for its object not its soul,
itself, but something external.
§ 43
As the concept in its immediacy, and so as in essence a unit, a
person has a natural existence partly within himself and partly of such
a kind that he is related to it as to an external world. It is only these
things in their immediacy as things, not what they are capable of
becoming through the mediation of the will, i.e. things with
determinate characteristics, which are in question here where the
topic under discussion is personality, itself at this point still in its
most elementary immediacy.
Remark: Mental aptitudes, erudition, artistic skill, even
things ecclesiastical (like sermons, masses, prayers,
consecration of votive objects), inventions, and so forth,
Hegel’s Philosophy of Right
53
become subjects of a contract, brought on to a parity,
through being bought and sold, with things recognised as
things. It may be asked whether the artist, scholar, &c., is
from the legal point of view in possession of his art,
erudition, ability to preach a sermon, sing a mass, &c., that is,
whether such attainments are ‘things’. We may hesitate to call
such abilities, attainments, aptitudes, &c., ‘things’, for while
possession of these may be the subject of business dealings
and contracts, as if they were things, there is also something
inward and mental about it, and for this reason the
Understanding may be in perplexity about how to describe
such possession in legal terms, because its field of vision is as
limited to the dilemma that this is ‘either a thing or not a
thing’ as to the dilemma ‘either finite or infinite’.
Attainments, erudition, talents, and so forth, are, of course,
owned by free mind and are some thing internal and not
external to it, but even so, by expressing them it may embody
them in something external and alienate them (see below),
and in this way they are put into the category of ‘things’.
Therefore they are not immediate at the start but only acquire
this character through the mediation of mind which reduces
its inner possessions to immediacy and externality.
It was an unjustifiable and unethical proviso of Roman law
that children were from their father’s point of view ‘things’.
Hence he was legally the owner of his children, although, of
course, he still also stood to them in the ethical relation of
love (though this relation must have been much weakened by
the injustice of his legal position). Here, then, the two
qualities ‘being a thing’ and ‘not being a thing’ were united,
though quite wrongly.
In the sphere of abstract right, we are concerned only with
the person as person, and therefore with the particular (which
is indispensable if the person’s freedom is to have scope and
reality) only in so far as it is something separable from the
person and immediately different from him, no matter
whether this separability constitutes the essential nature of
the particular, or whether the particular receives it only
through the mediation of the subjective will. Hence in this
sphere we are concerned with mental aptitudes, erudition,
&c., only in so far as they are possessions in a legal sense; we
have not to treat here the possession of our body and mind
which we can achieve through education, study, habit, &c.,
and which exists as an inward property of mind. But it is not
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until we come to deal with alienations that we need begin to
speak of the transition of such mental property into the
external world where it falls under the category of property in
the legal sense.
§ 44
A person has as his substantive end the right of putting his will
into any and every thing and thereby making it his, because it has no
such end in itself and derives its destiny and soul from his will. This is
the absolute right of appropriation which man has over all ‘things’.
Remark: The so-called ‘philosophy’ which attributes reality
in the sense of self-subsistence and genuine independent selfenclosed existence to unmediated single things, to the nonpersonal, is directly contradicted by the free will’s attitude to
these things. The same is true of the other philosophy which
assures us that mind cannot apprehend the truth or know the
nature of the thing-in-itself. While so-called ‘external’ things
have a show of self-subsistence for consciousness, intuition,
and representative thinking, the free will idealises that type of
actuality and so is its truth.
Addition: All things may become man’s property, because
man is free will and consequently is absolute, while what
stands over against him lacks this quality. Thus everyone has
the right to make his will the thing or to make the thing his
will, or in other words to destroy the thing and transform it
into his own; for the thing, as externality, has no end in itself;
it is not infinite self-relation but something external to itself.
A living thing too (an animal) is external to itself in this way
and is so far itself a thing. Only the will is the infinite,
absolute in contrast with everything other than itself, while
that other is on its side only relative. Thus ‘to appropriate’
means at bottom only to manifest the pre-eminence of my
will over the thing and to prove that it is not absolute, is not
an end in itself. This is made manifest when I endow the
thing with some purpose not directly its own. When the
living thing becomes my property, I give to it a soul other
than the one it had before, I give to it my soul. The free will,
therefore, is the idealism which does not take things as they
are to be absolute, while realism pronounces them to be
absolute, even if they only exist in the form of finitude. Even
an animal has gone beyond this realist philosophy since it
devours things and so proves that they are not absolutely selfsubsistent.
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§ 45
To have power over a thing ab extra constitutes possession. The
particular aspect of the matter, the fact that I make something my
own as a result of my natural need, impulse, and caprice, is the
particular interest satisfied by possession. But I as free will am an
object to myself in what I possess and thereby also for the first time
am an actual will, and this is the aspect which constitutes the category
of property, the true and right factor in possession.
Remark: If emphasis is placed on my needs, then the
possession of property appears as a means to their
satisfaction, but the true position is that, from the standpoint
of freedom, property is the first embodiment of freedom and
so is in itself a substantive end.
§ 46
Since my will, as the will of a person, and so as a single will,
becomes objective to me in property, property acquires the character
of private property; and common property of such a nature that it
may be owned by separate persons acquires the character of an
inherently dissoluble partnership in which the retention of my share
is explicitly a matter of my arbitrary preference.
Remark: The nature of the elements makes it impossible for
the use of them to become so particularised as to be the
private possession of anyone. In the Roman agrarian laws
there was a clash between public and private ownership of
land. The latter is the more rational and therefore had to be
given preference even at the expense of other rights.
One factor in family testamentary trusts contravenes the right
of personality and so the right of private property. But the
specific characteristics pertaining to private property may
have to be subordinated to a higher sphere of right (e.g. to a
society or the state), as happens, for instance, when private
property is put into the hands of a so-called ‘artificial’ person
and into mortmain. Still, such exceptions to private property
cannot be grounded in chance, in private caprice, or private
advantage, but only in the rational organism of the state.
The general principle that underlies Plato’s ideal state violates
the right of personality by forbidding the holding of private
property. The idea of a pious or friendly and even a
compulsory brotherhood of men holding their goods in
common and rejecting the principle of private property may
readily present itself to the disposition which mistakes the
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true nature of the freedom of mind and right and fails to
apprehend it in its determinate moments. As for the moral or
religious view behind this idea, when Epicurus’s friends
proposed to form such an association holding goods in
common, he forbade them, precisely on the ground that their
proposal betrayed distrust and that those who distrusted each
other were not friends.
Addition: In property my will is the will of a person; but a
person is a unit and so property becomes the personality of
this unitary will. Since property is the means whereby I give
my will an embodiment, property must also have the
character of being ‘this’ or ‘mine’. This is the important
doctrine of the necessity of private property. While the state
may cancel private ownership in exceptional cases, it is
nevertheless only the state that can do this; but frequently,
especially in our day, private property has been re-introduced
by the state. For example, many states have dissolved the
monasteries, and rightly, for in the last resort no community
has so good a right to property as a person has.
§ 47
As a person, I am myself an immediate individual; if we give
further precision to this expression, it means in the first instance that
I am alive in this bodily organism which is my external existence)
universal in content and undivided, the real pre-condition of every
further determined mode of existences But, all the same, as person, I
possess my life and my body, like other things, only in so far as my
will is in them.
Remark: The fact that, considered as existing not as the
concept explicit but only as the concept in its immediacy, I
am alive and have a bodily organism, depends on the concept
of life and on the concept of mind as soul — on moments
which are taken over here from the Philosophy of Nature and
from Anthropology.
I possess the members of my body, my life, only so long as I
will to possess them. An animal cannot maim or destroy
itself, but a man can.
Addition: Animals are in possession of themselves; their
soul is in possession of their body. But they have no right to
their life, because they do not will it.
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§ 48
In so far as the body is an immediate existent, it is not in
conformity with mind. If it is to be the willing organ and soulendowed instruments of mind, it must first be taken into possession
by mind (see § 57). But from the point of view of others, I am in
essence a free entity in my body while my possession of it is still
immediate.
Remark: It is only because I am alive as a free entity in my
body that this living existent ought not to be misused by
being made a beast of burden. While I am alive, my soul (the
concept and, to use a higher term, the free entity) and my
body are not separated; my body is the embodiment of my
freedom and it is with my body that I feel. It is therefore only
abstract sophistical reasoning which can so distinguish body
and soul as to hold that the ‘thing-in-itself’, the soul, is not
touched or attacked if the body is maltreated and the existent
embodiment of personality is subjected to the power of
another. I can withdraw into myself out of my bodily
existence and make my body something external to myself;
particular feelings I can regard as something outside me and
in chains I can still be free. But this is my will; so far as
others are concerned, I am in my body. To be free from the
point of view of others is identical with being free in my
determinate existence. If another does violence to my body,
he does violence to me.
If my body is touched or suffers violence, then, because I
feel, I am touched myself actually, here and now. This creates
the distinction between personal injury and damage to my
external property, for in such property my will is not actually
present in this direct fashion.
§ 49
In relation to external things, the rational aspect is that I possess
property, but the particular aspect comprises subjective aims, needs,
arbitrariness, abilities, external circumstances, and so forth (see § 45).
On these mere possession as such depends, but this particular aspect
has in this sphere of abstract personality not yet been established as
identical with freedom. What and how much I possess, therefore, is a
matter of indifference so far as rights are concerned.
Remark: If at this stage we may speak of more persons than
one, although no such distinction has yet been made, then we
may say that in respect of their personality persons are equal.
But this is an empty tautology, for the person, as something
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abstract, has not yet been particularised or established as
distinct in some specific way.
‘Equality’ is the abstract identity of the Understanding;
reflective thought and all kinds of intellectual mediocrity
stumble on it at once when they are confronted by the
relation of unity to a difference. At this point, equality could
only be the equality of abstract persons as such, and therefore
the whole field of possession, this terrain of inequality, falls
outside it.
The demand sometimes made for an equal division of land,
and other available resources too, is an intellectualism all the
more empty and superficial in that at the heart of particular
differences there lies not only the external contingency of
nature but also the whole compass of mind, endlessly
particularised and differentiated, and the rationality of mind
developed into an organism.
We may not speak of the injustice of nature in the unequal
distribution of possessions and resources, since nature is not
free and therefore is neither just nor unjust. That every one
ought to have subsistence enough for his needs is a moral
wish and thus vaguely expressed is well enough meant, but
like anything that is only well meant it lacks objectivity. On
the other hand, subsistence is not the same as possession and
belongs to another sphere, i.e. to civil society.
Addition: The equality which might be set up, e.g. in
connection with the distribution of goods, would all the same
soon be destroyed again, because wealth depends on
diligence. But if a project cannot be executed, it ought not to
be executed. Of course men are equal, but only qua persons,
that is, with respect only to the source from which possession
springs; the inference from this is that everyone must have
property. Hence, if you wish to talk of equality, it is this
equality which you must have in view. But this equality is
something apart from the fixing of particular amounts, from
the question of how much I own. From this point of view it
is false to maintain that justice requires everyone’s property to
be equal, since it requires only that everyone shall own
property. The truth is that particularity is just the sphere
where there is room for inequality and where equality would
be wrong. True enough, men often lust after the goods of
others, but that is just doing wrong, since right is that which
remains indifferent to particularity.
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§ 50
The principle that a thing belongs to the person who happens to
be the first in time to take it into his possession is immediately selfexplanatory and superfluous, because a second person cannot take
into his possession what is already the property of another.
Addition: The points made so far have been mainly
concerned with the proposition that personality must be
embodied in property. Now the fact that the first person to
take possession of a thing should also be its owner is an
inference from what has been said. The first is the rightful
owner, however, not because he is the first but because he is
a free will, for it is only by another’s succeeding him that he
becomes the first.
§ 51
Since property is the embodiment of personality, my inward idea
and will that something is to be mine is not enough to make it my
property; to secure this end occupancy is requisite. The embodiment
which my willing thereby attains involves its recognisability by others.
The fact that a thing of which I can take possession is a res nullius is
(see § 50) a self-explanatory negative condition of occupancy, or
rather it has a bearing on the anticipated relation to others.
Addition: A person puts his will into a thing - that is just the
concept of property, and the next step is the realisation of this
concept. The inner act of will which consists in saying that
something is mine must also become recognisable by others.
If I make a thing mine, I give to it a predicate, ‘mine’, which
must appear in it in an external form and must not simply
remain in my inner will. It often happens that children lay
stress on their prior willing in preference to the seizure of a
thing by others. But for adults this willing is not sufficient,
since the form of subjectivity must be removed and must
work its way beyond the subjective to objectivity.
§ 52
Occupancy makes the matter of the thing my property, since
matter in itself does not belong to itself.
Remark: Matter offers resistance to me — and matter is
nothing except the resistance it offers to me — that is, it
presents itself to my mind as something abstractly
independent only when my mind is taken abstractly as
sensations (Sense-perception perversely takes mind as
sensation for the concrete and mind as reason for the
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abstract.) In relation to the will and property, however, this
independence of matter has no truth. Occupancy, as an
external activity whereby we actualise our universal right of
appropriating natural objects, comes to be conditioned by
physical strength, cunning, dexterity, the means of one kind
or another whereby we take physical possession of things.
Owing to the qualitative differences between natural objects,
mastery and occupancy of these has an infinite variety of
meanings and involves a restriction and contingency that is
just as infinite. Apart from that, a ‘kind’ of thing, or an
element as such, is not the correlative object of an individual
person. Before it can become such and be appropriated, it
must first be individualised into single parts, into a breath of
air or a drink of water. In the fact that it is impossible to take
possession of an external ‘kind’ of thing as such, or of an
element, it is not the external physical impossibility which
must be looked on as ultimate, but the fact that a person, as
will, is characterised as individual, while as person he is at the
same time immediate individuality; hence as person he is
related to the external world as to single things (see Remark
to § 13 and § 43).
Thus the mastery and external possession of things becomes,
in ways that again are infinite, more or less indeterminate and
incomplete. Yet matter is never without an essential form of
its own and only because it has one is it anything. The more I
appropriate this form, the more do I enter into actual
possession of the thing. The consumption of food is an out
and out alteration of its qualitative character, the character on
the strength of which it was what it was before it was eaten.
The training of my body in dexterity, like the training of my
mind, is likewise a more or less complete occupancy and
penetration of it. It is my mind which of all things I can make
most completely my own. Yet this actual occupancy is
different from property as such because property is complete
as the work of the free will alone. In face of the free will, the
thing retains no property in itself even though there still
remains in possession, as an external relation to an object,
something external. The empty abstraction of a matter
without properties which, when a thing is my property, is
supposed to remain outside me and the property of the thing,
is one which thought must master.
Addition: In Science of Rights, § 19 A, maintains that the
farmer has no right to his land as such but only to its
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products, to its ‘accidents’, not to its ‘substance’; he may not
prevent others from grazing cattle on it after harvest, unless,
in addition to cultivation rights, he has grazing rights for
cattle of his own. Thus, Fichte has raised the question
whether the matter too belongs to me if I impose a form on
it. On his argument, after I had made a golden cup, it would
have to be open to someone else to take the gold provided
that in so doing he did no damage to my work. However
separable the matter may be in thought, still in reality this
distinction is an empty subtlety, because, if I take possession
of a field and plough it, it is not only the furrow that is my
property, but the rest as well, the furrowed earth. That is to
say, I will to take this matter, the whole thing, into my
possession; the matter therefore does not remain a res nullius
nor does it remain I its own property. Further, even if the
matter remains external to the form which I have given to the
object, the form is precisely a sign that I claim the thing as
mine. The thing therefore does not remain external to my will
or outside what I have willed. Hence there is nothing left to
be taken into possession by someone else.
§ 53
Property has its modifications determined in the course of the
will’s relation to the thing. This relation is
(A) taking possession of the thing directly (here it is in the thing
qua something positive that the will has its embodiment);
(B) use (the thing is negative in contrast with the will and so it is
in the thing as something to be negated that the will has its
embodiment);
(C) alienation , the reflection of the will back from the thing into
itself.
These three are respectively the positive, negative, and infinite
judgments of the will on the thing.
A. Taking Possession
§ 54
WE take possession of a thing [a] by directly grasping it physically, [b]
by forming it, and [c] by merely marking it as ours.
Addition: These modes of taking possession involve the
advance from the category of singularity to that of
universality. It is only of a single thing that we can take
possession physically, while marking a thing as mine is taking
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possession of it in idea. In the latter case I have an idea of the
thing and mean that the thing as a whole is mine, not simply
the part which I can take into my possession physically.
§ 55
[a] From the point of view of sensation, to grasp a thing physically
is the most complete of these modes, because then I am directly
present in this possession, and therefore my will is recognisable in it.
But at bottom this mode is only subjective, temporary, and seriously
restricted in scope, as well as by the qualitative nature of the things
grasped. — As a result of the connection which I may effect between
something and things which have already become my property in
other ways, or into which something may otherwise be accidentally
brought, the scope of this method is somewhat enlarged, and the
same result is produced by other means also.
Remark: Mechanical forces, weapons, tools, extend the
range of my power. Connections between my property and
something else may be regarded as making it more easily
possible for me than for another owner, or sometimes
possible for me alone, to take possession of something or to
make use of it. Instances of such connections are that my
land may be on the seashore, or on a river bank; or my estate
may march with hunting country or pasture or land useful for
some other purposes stone or other mineral deposits may be
under my fields; there may be treasure in or under my
ground, and so on. The same is true of connections made by
chance and subsequent to possession, like some of what are
called ‘natural accessions’, such as alluvial deposits, &c., and
jetsam. (Fetura is an accession to my wealth too, but the
connection here is an organic one, it is not a case of a thing
being added ab extra to another thing already in my
possession; and therefore fetura is of a type quite different
from the other accessions.) Alternatively, the addition to my
property may be looked upon as a non-self-subsistent
accident of the thing to which it has been added. In every
case, however, these are external conjunctions whose bond
of connection is neither life nor the concept. It devolves,
therefore, on the Understanding to adduce and weigh their
pros and cons, and on positive legislation to make decisions
about them in accordance with the extent to which the
relation between the things conjoined has or has not any
essentiality.
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Addition: Taking possession is always piece-meal in type; I
take into possession no more than what I touch with my
body. But here comes the second point: external objects
extend further than I can grasp. Therefore, whatever I have
in my grasp is linked with something else. It is with my hand
that I manage to take possession of a thing, but its reach can
be extended. What I hold in my hand - that magnificent tool
which no animal possesses - can itself be a means to gripping
something else. If I am in possession of something, the
intellect immediately draws the inference that it is not only
the immediate object in my grasp which is mine but also what
is connected with it. At this point positive law must enact its
statutes since nothing further on this topic can be deduced
from the concept.
§ 56
[b] When I impose a form on something, the thing’s determinant
character as mine acquires an independent externality and ceases to
be restricted to my presence here and now and to the direct presence
of my awareness and will.
Remark: To impose a form on a thing is the mode of taking
possession most in conformity with the Idea to this extent,
that it implies a union of subject and object, although it varies
endlessly with the qualitative character of the objects and the
variety of subjective aims.
Under this head there also falls the formation of the organic.
What I do to the organic does not remain external to it but is
assimilated by it. Examples are the tilling of the soil, the
cultivation of plants, the taming in and feeding of animals,
the preservation of game, as well as contrivances for utilising
raw materials or the forces of nature and processes for
making one material produce effects on another, and so
forth.
Addition: This forming of an object may in practice assume
the most various guises. In farming land I impose a form on
it. Where inorganic objects are concerned, the imposition of a
form is not always direct. For example, if I build a windmill, I
have not imposed a form on the air, but I have formed
something for utilising the air, though I am not on that
account at liberty to call the air mine, since I have not formed
the air itself. Further, the preserving of game may be regarded
as a way of forming game, for we preserve it with a view to
maintaining the species. [The same is true of] the taming of
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animals, only of course that is a more direct way of forming
them and it depends on me to a greater extent.
§ 57
Man, pursuant to his immediate existence within himself, is
something natural, external to his concept. It is only through the
development of his own body and mind, essentially through his selfconsciousness’s apprehension of itself as free, that he takes
possession of himself and becomes his own property and no one
else’s.
Remark: This taking possession of oneself, looked at from
the opposite point view, is the translation into actuality of
what one is according to one’s concept, i.e. a potentiality,
capacity, potency. In that translation one’s self-consciousness
for the first time becomes established as one’s own, as one’s
object also and distinct from self-consciousness pure and
simple, and thereby capable of taking the form of a ‘thing’
(compare Remark to § 43).
The alleged justification of slavery (by reference to all its
proximate beginnings through physical force, capture in war,
saving and preservation of life, upkeep, education,
philanthropy, the slave’s own acquiescence, and so forth), as
well as the justification of a slave-ownership as simple
lordship in general, and all historical views of the justice of
slavery and lordship, depend on regarding man as a natural
entity pure and simple, as an existent not in conformity with
its concept (an existent also to which arbitrariness is
appropriate). The argument for the absolute injustice of
slavery, on the other hand, adheres to the concept of man as
mind, as something inherently free. This view is one-sided in
regarding man as free by nature, or in other words it takes the
concept as such in its immediacy, not the Idea, as the truth.
This antinomy rests, like all others, on the abstract thinking
which asserts both the moments of an Idea in separation
from one another and clings to each of them in its
independence and so in its inadequacy to the Idea and in its
falsity. Free mind consists precisely (see § 21) in its being no
longer implicit or as concept alone, but in its transcending
this formal stage of its being, and eo ipso its immediate natural
existence, until the existence which it gives to itself is one
which is solely its own and free. The side of the antinomy
which asserts the concept of freedom therefore has the merit
of implying the absolute starting-point, though only the
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starting-point, for the discovery of truth, while the other side
goes no further than existence without the concept and
therefore excludes the outlook of rationality and right
altogether. The position of the free will, with which right and
the science of right begin, is already in advance of the false
position at which man, as a natural entity and only the
concept implicit, is for that reason capable of being enslaved.
This false, comparatively primitive, phenomenon of slavery is
one which befalls mind when mind is only at the level of
consciousness. The dialectic of the concept and of the purely
immediate consciousness of freedom brings about at that
point the fight for recognition and the relationship of master
and slave. But that objective mind, the content of the right,
should no longer be apprehended in its subjective concept
alone, and consequently that man’s absolute unfitness for
slavery should no longer be apprehended as a mere ‘ought to
be’, is something which does not come home to our minds
until we recognise that the Idea of freedom is genuinely
actual only as the state.
Addition: To adhere to man’s absolute freedom - one aspect
of the matter - is eo ipso to condemn slavery. Yet if a man is a
slave, his own will is responsible for his slavery, just as it is its
will, which is responsible if a people is subjugated. Hence the
wrong of slavery lies at the door, not simply of enslavers or
conquerors, but of the slaves and the conquered themselves.
Slavery occurs in man’s transition from the state of nature to
genuinely ethical conditions; it occurs in a world where a
wrong is still right. At that stage wrong has validity and so is
necessarily in place.
§ 58
[c] The mode of taking possession which in itself is not actual but
is only representative of my will is to mark the thing, and the
meaning of the mark is supposed to be that I have put my will into
the thing. In its objective scope and its meaning, this mode of taking
possession is very indeterminate.
Addition: To take possession by marking a thing is of all
sorts of taking possession the most complete, since the mark
is implicitly at work to some extent in the other sorts too.
When I grasp a thing or form it, this also means in the last
resort that I mark it, and mark it for others, in order to
exclude them and show that I have put my will into the thing.
The notion of the mark, that is to say, is that the thing does
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not count as the thing which it is but as what it is supposed
to signify. A cockade, for instance, signifies citizenship of a
state, though the colour has no connection with the nation
and represents not itself but the nation. By being able to give
a mark to things and thereby to acquire them, man just shows
his mastery over things.
B. Use of the Thing
§ 59
BY being taken into possession, the thing acquires the predicate
‘mine’ and my will is related to it positively. Within this identity, the
thing is equally established as something negative, and my will in this
situation is a particular will, i.e. need, inclination, and so forth. Yet my
need, as the particular aspect of a single will, is the positive element
which finds satisfaction, and the thing, as something negative in itself,
exists only for my need and is at its service. — The use of the thing is
my need being externally realised through the change, destruction,
and consumption of the thing. The thing thereby stands revealed as
naturally self-less and so fulfils its destiny.
Remark: The fact that property is realised and actualised
only in use floats before the minds of those who look upon
property as derelict and a res nullius if it is not being put to any
use, and who excuse its unlawful occupancy on the ground
that it has not been used by its owner. But the owner’s will, in
accordance with which a thing is his, is the primary
substantive basis of property; use is a further modification of
property, secondary to that universal basis, and is only its
manifestation and particular mode.
Addition: While in marking a thing I am taking possession in
a universal way of the thing as such, the use of it implies a
still more universal relation to the thing, because, when it is
used, the thing in its particularity is not recognised but is
negated by the user. When I mark a thing as mine, I attribute
to it the universal predicate ‘mine’ and ‘recognise’ its
particular characteristics in the sense that I do not interfere
with them. But when I use it I ‘negate’ its particular
characteristics in the sense that I change them to suit my
purpose. To mark land as mine by fencing it does not change
its character, but to use it, e.g. by planting it, does. The thing
is reduced to a means to the satisfaction of my need. When I
and the thing meet, an identity is established and therefore
one or other must lose its qualitative character. But I am
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alive, a being who wills and is truly affirmative; the thing on
the other hand is something physical. Therefore the thing
must be destroyed while I preserve myself. This, in general
terms, is the prerogative and the principle of the organic.
§ 60
To use a thing by grasping it directly is in itself to take possession
of a single thing here and now. But if my use of it is grounded on a
persistent need, and if I make repeated use of a product which
continually renews itself, restricting my use if necessary to safeguard
that renewal, then these and other circumstances transform the direct
single grasp of the thing into a mark, intended to signify that I am
taking it into my possession in a universal way, and thereby taking
possession of the elemental or organic basis of such products, or of
anything else that conditions them.
§ 61
Since the substance of the thing which is my property is, if we
take the thing by itself, its externality, i.e. its non-substantiality — in
contrast with me it is not an end in itself (see § 42) and since in my
use or employment of it this externality is realised, it follows that my
full use or employment of a thing is the thing in its entirety, so that if
I have the full use of the thing I am its owner. Over and above the
entirety of its use, there is nothing left of the thing which could be
the property of another.
Addition: The relation of use to property is the same as that
of substance to accident, inner to outer, force to its
manifestation. Just as force exists only in manifesting itself, so
arable land is arable land only in bearing crops. Thus he who
has the use of arable land is the owner of the whole, and it is
an empty abstraction to recognise still another property in the
object itself.
§ 62
My merely partial or temporary use of a thing, like my partial or
temporary possession of it (a possession which itself is simply the
partial or temporary possibility of using it) is therefore to be
distinguished from ownership of the thing itself. If the whole and
entire use of a thing were mine, while the abstract ownership was
supposed to be someone else’s, then the thing as mine would be
penetrated through and through by my will (see §§ 52 and 61), and at
the same time there would remain in the thing something
impenetrable by me, namely the will, the empty will, of another. As a
positive will, I would be at one and the same time objective and not
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objective to myself in the thing — an absolute contradiction.
Ownership therefore is in essence free and complete.
Remark: To distinguish between the right to the whole and
entire use of a thing and ownership in the abstract is the work
of the empty Understanding for which the Idea — i.e. in this
instance the unity of (a) ownership (or even the person’s will
as such) and (b) its realisation — is not the truth, but for
which these two moments in their separation from one
another pass as something which is true. This distinction,
then, as a relation in the world of fact, is that of an overlord
to nothing, and this might be called an ‘insanity of
personality’(if we may mean by ‘insanity’ not merely the
presence of a direct contradiction between a man’s purely
subjective ideas and the actual facts of his life), because ‘mine’
as applied to a single object would have to mean the direct
presence in it of both my single exclusive will and also the
single exclusive will of someone else.
In the Institutes we read: Usufruct is the right of using another’s
property, of enjoying its fruits short of waste of its substance ...
Nevertheless, in order that properties should not remain wholly unused
through the entire cessation of usufruct, the law has been pleased to
ordain that in certain circumstances the right of usufruct shall be
annulled and that the owner proper shall resume the land.’ Placuit! As
if it were in the first instance a whim or a fiat to make this
proviso and thereby give some sense to that empty
distinction! A proprietas SEMPER abscedente usufructu would not
merely be ututilis, it would be no Proprietas at all.
To examine other distinctions in property itself, e.g. between
res mancipi and nec mancipi, dominium quiritarium and bonitarium,
&C., is inappropriate here since they have no bearing on any
of the modifications of property determined by the concept
and are merely tit-bits culled from the history of the right of
property. The empty distinction discussed above, however, is
in a way contained in the relations of dominium directum and
dominium utile, in the contractus emphyteuticus, in the further
relations involved in estates in fee with the ground rents and
other rents, dues, villeinage, &c., entailed in their sundry
modifications, in cases where such burdens are irredeemable.
But from another point of view, these relations preclude that
distinction. They preclude it in so far as burdens are entailed
in dominium utile, with the result that dominium directum
becomes at the same time a dominium utile. Were there nothing
in these two relationships except that distinction in its rigid
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abstraction, then in them we would not have two overlords
(domini) in the strict sense, but an owner on the one hand and
an overlord who was the overlord of nothing on the other.
But on the score of the burdens imposed there are two
owners standing in relation to each other. Although their
relation is not that of being common owners of a property,
still the transition from it to common ownership is very easy
— a transition which has already begun in dominium directum
when the yield of the property is calculated and looked upon
as the essential thing, while that incalculable factor in the
overlordship of a property, the factor which has perhaps
been regarded as the honourable thing about property, is
subordinated to the utile which here is the rational factor.
It is about a millennium and a half since the freedom of
personality began through the spread of Christianity to
blossom and gain recognition as a universal principle from a
part, though still a small part, of the human race. But it was
only yesterday, we might say, that the principle, of the
freedom of property became recognised in some places. This
example from history may serve to rebuke the impatience of
opinion and to show the length of time that mind requires for
progress in its self-consciousness.
§ 63
A thing in use is a single thing determined quantitatively and
qualitatively and related to a specific need. But its specific utility,
being quantitatively determinate, is at the same time comparable with
[the specific utility of] other things of like utility. Similarly, the
specific need which it satisfies is at the same time need in general and
thus is comparable on its particular side with other needs, while the
thing in virtue of the same considerations is comparable with things
meeting other needs. This, the thing’s universality, whose simple
determinate character arises from the particularity of the thing, so
that it is eo ipso abstracted from the thing’s specific quality, is the
thing’s value, wherein its genuine substantiality becomes determinate
and an object of consciousness. As full owner of the thing, I am eo
ipso owner of its value as well as of its use.
Remark: The distinctive character of the property of a
feudal tenant is that he is supposed to be the owner of the
use only, not of the value of the thing.
Addition: The qualitative disappears here in the form of the
quantitative; that is to say, when I speak of ‘need’, I use a
term under which the most various things may be brought;
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they share it in common and so become commensurable. The
advance of thought here therefore is from a thing’s specific
quality to a character which is indifferent to quality, i.e.
quantity. A similar thing occurs in mathematics. The
definition of a circle, an ellipse, and a parabola reveals their
specific difference. But in spite of this, the distinction
between these different curves is determined purely
quantitatively, i.e. in such a way that the only important thing
is a purely quantitative difference which rests on their
coefficients alone, on purely empirical magnitudes. In
property, the quantitative character which emerges from the
qualitative is value. Here the qualitative provides the quantity
with its quantum and in consequence is as much preserved in
the quantity as superseded by it. If we consider the concept
of value, we must look on the thing itself only as a symbol; it
counts not as itself but as what it is worth. A bill of exchange,
for instance, does not represent what it really is - paper; it is
only a symbol of another universal - value. The value of a
thing may be very heterogeneous; it depends on need. But if
you want to express the ‘value of a thing not in a specific case
but in the abstract, then it is money which expresses this.
Money represents any and every thing, though since it does
not portray the need itself but is only a symbol of it, it is itself
controlled by the specific value [of the commodity]. Money,
as an abstraction, merely expresses this value. It is possible in
principle to be the owner of a thing without at the same time
being the owner of its value. If a family can neither sell nor
pawn its goods, it is not the owner of their value. But since
this form of property is not in accordance with the concept
of property, such restrictions on ownership (feudal tenure,
testamentary trusts) are mostly in course of disappearing.
§ 64
The form given to a possession and its mark are themselves
externalities but for the subjective presence of the will which alone
constitutes the meaning and value of externalities. This presence,
however, which is use, employment, or some other mode in which
the will expresses itself, is an event in time, and what is objective in
time is the continuance of this expression of the will. Without this the
thing becomes a res nullius, because it has been deprived of the
actuality of the will and possession. Therefore I gain or lose
possession of property through prescription.
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Remark: Prescription, therefore, has not been introduced
into law solely from an external consideration running
counter to right in the strict sense, i.e. with a view to
truncating the disputes and confusions which old claims
would introduce into the security of property. On the
contrary, prescription rests at bottom on the specific
character of property as ‘real’, on the fact that the will to
possess something must express itself.
Public memorials are national property, or, more precisely,
like works of art in general so far as their enjoyment is
concerned, they have life and count as ends in themselves so
long as they enshrine the spirit of remembrance and honour.
If they lose this spirit, they become in this respect res nullius in
the eyes of a nation and the private possession of the first
comer, like e.g. the Greek and Egyptian works of art in
Turkey.
The right of private property which the family of an author
has in his publications dies out for a similar reason; such
publications become res nullius in the sense that like public
memorials, though in an opposite way, they become public
property, and, by having their special handling of their topic
copied, the private property of anyone.
Vacant land consecrated for a burial ground, or even to lie
unused in perpetuity, embodies an empty absent arbitrary
will. If such a will is infringed, nothing actual is infringed, and
hence respect for it cannot be guaranteed.
Addition: Prescription rests on the presumption that I have
ceased to regard the thing as mine. If a thing is to remain
mine, my will must continue in it, and using it or keeping it
safe shows this continuance. That public memorials may lose
their value was frequently shown during the Reformation in
the case of foundations, endowments, &c., for the Mass. The
spirit of the old faith, i.e. of these foundations, had fled., and
consequently they could be seized as private property.
C. Alienation of Property
§ 65
THE reason I can alienate my property is that it is mine only in so far
as I put my will into it. Hence I may abandon (derelinquère) as a res
nullius anything that I have or yield it to the will of another and so
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into his possession, provided always that the thing in question is a
thing external by nature.
Addition: While prescription is an alienation with no direct
expression of the will to alienate, alienation proper is an
expression of my will, of my will no longer to regard the
thing as mine. The whole matter may also be so viewed that
alienation is seen to be a true mode of taking possession. To
take possession of the thing directly is the first moment in
property. Use is likewise a way of acquiring property. The
third moment then is the unity of these two, taking
possession of the thing by alienating it. [Taking possession is
positive acquisition. Use is the negation of a thing’s Particular
characteristics (see § 59). Alienation is the synthesis of
Positive and negative; it is negative in that it involves
spurning the thing altogether; it is positive because it is only a
thing completely mine which I can so spurn.]
§ 66
Therefore those goods, or rather substantive characteristics, which
constitute my own private personality and the universal essence of
my self-consciousness are inalienable and my right to them is
imprescriptible. Such characteristics are my personality as such, my
universal freedom of will, my ethical life, my religion.
Remark: The fact that what mind is in accordance with its
concept or implicitly it also should be explicitly and
existentially (the fact that thus mind should be a person, be
capable of holding property, should have an ethical life, a
religion) is the Idea which is itself the concept of mind. As
cause si, i.e as free causality, mind is that cuius natura non potest
concipi nisi existens.
It is just in this concept of mind as that which is what it is
only through its own free causality and through its endless
return into itself out of the natural immediacy of its existence,
that there lies the possibility of a clash: i.e. what it is
potentially it may not be actually (see § 57), and vice versa
what it is actually (e.g. evil, in the case of the will) may be
other than what it is potentially. Herein lies the possibility of
the alienation of personality and its substantive being,
whether this alienation occurs unconsciously or intentionally.
Examples of the alienation of personality are slavery,
serfdom, disqualification from holding property,
encumbrances on property, and so forth. Alienation of
intelligence and rationality, of morality, ethical life, and
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religion, is exemplified in superstition, in ceding to someone
else full power and authority to fix and prescribe what actions
are to be done (as when an individual binds himself expressly
to steal or to murder, &c., or to a course of action that may
involve crime), or what duties are binding on one’s
conscience or what religious truth is, &c.
The right to what is in essence inalienable is imprescriptible,
since the act whereby I take possession of my personality, of
my substantive essence, and make myself a responsible being,
capable of possessing rights and with a moral and religious
life, takes away from these characteristics of mine just that
externality which alone made them capable of passing into
the possession of someone else. When I have thus annulled
their externality, I cannot lose them through lapse of time or
from any other reason drawn from my prior consent or
willingness to alienate them. This return of mine into myself,
whereby I make myself existent as Idea, as a person with
rights and moral principles, annuls the previous position and
the wrong done to my concept and my reason by others and
myself when the infinite embodiment of self-consciousness
has been treated as something external, and that with my
consent. This return into myself makes clear the
contradiction in supposing that I have given into another’s
possession my capacity for rights, my ethical life and religious
feeling; for either I have given up what I myself did not
possess, or I am giving up what, so soon as I possess it, exists
in essence as mine alone and not as something external.
Addition: It is in the nature of the case that a slave has an
absolute right to free himself and that if anyone has
prostituted his ethical life by hiring himself to thieve and
murder, this is an absolute nullity and everyone has a warrant
to repudiate this contract. The same is the case if I hire my
religious feeling to a priest who is my confessor, for such an
inward matter a man has to settle with himself alone. A
religious feeling which is partly in control of someone else is
no proper religious feeling at all. The spirit is always one and
single and should dwell in me. I am entitled to the union of
my potential and my actual being.
§ 67
Single products of my particular physical and mental skill and of
my power to act I can alienate to someone else and I can give him the
use of my abilities for a restricted period, because, on the strength of
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this restriction, my abilities acquire an external relation to the totality
and universality of my being. By alienating the whole of my time, as
crystallised in my work, and everything I produced, I would be
making into another’s property the substance of my being, my
universal activity and actuality, my personality.
Remark: The relation here between myself and the exercise
of my abilities is the same as that between the substance of a
thing and its use (see § 61). It is only when use is restricted
that a distinction between use and substance arises. So here,
the use of my powers differs from my powers and therefore
from myself, only in so far as it is quantitatively restricted.
Force is the totality of its manifestations, substance of its
accidents, the universal of its particulars.
Addition: The distinction here explained is that between a
slave and a modern domestic servant or day-labourer. The
Athenian slave perhaps had an easier occupation and more
intellectual work than is usually the case with our servants,
but he was still a slave, because he bad alienated to his master
the whole range of his activity.
§ 68
What is peculiarly mine in a product of my mind may, owing to
the method whereby it is expressed, turn at once into something
external like a ‘thing’ which eo ipso may then be produced by other
people. The result is that by taking possession of a thing of this kind,
its new owner may make his own the thoughts communicated in it or
the mechanical invention which it contains, and it is ability to do this
which sometimes (i.e. in the case of books) constitutes the value of
these things and the only purpose of possessing them. But besides
this, the new owner at the same time comes into possession of the
universal methods of so expressing himself and producing numerous
other things of the same sort.
Remark: In the case of works of art, the form — the
portrayal of thought in an external medium — is, regarded as
a thing, so peculiarly the property of the individual artist that
a copy of a work of art is essentially a product of the copyist’s
own mental and technical ability. In the case of a literary
work, the form in virtue of which it is an external thing is of a
mechanical kind, and the same is true of the invention of a
machine; for in the first case the thought is presented not en
bloc, as a statue is, but in a series of separable abstract
symbols, while in the second case the thought has a
mechanical content throughout. The ways and means of
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producing things of that mechanical kind as things are
commonplace accomplishments.
But between the work of art at one extreme and the mere
journeyman production at the other there are transitional
stages which to a greater or less degree partake of the
character of one or other of the extremes.
§ 69
Since the owner of such a product, in owning a copy of it, is in
possession of the entire use and value of that copy qua a single thing,
he has complete and free ownership of that copy qua a single thing,
even if the author of the book or the inventor of the machine
remains the owner of the universal ways and means of multiplying
such books and machines, &c. Qua universal ways and means of
expression, he has not necessarily alienated them, but may reserve
them to himself as means of expression which belong to him.
Remark: The substance of an author’s or an inventor’s right
cannot in the first instance be found in the supposition that
when he disposes of a single copy of his work, he arbitrarily
makes it a condition that the power to produce facsimiles as
things, a power which thereupon passes into another’s
possession, should not become the property of the other but
should remain his own. The first question is whether such a
separation between ownership of the thing and the power to
produce facsimiles which is given with the thing is compatible
with the concept of property, or whether it does not cancel
the complete and free ownership (see § 62) on which there
originally depends the option of the original producer of
intellectual work to reserve to himself the power to
reproduce, or to part with this power as a thing of value, or
to attach no value to it at all and surrender it together with
the single exemplar of his work. I reply that this power to
reproduce has a special character, viz. it is that in virtue of
which the thing is not merely a possession but a capital asset
(see §§ 170 ff.); the fact that it is such an asset depends on the
particular external kind of way in which the thing is used, a
way distinct and separable from the use to which the thing is
directly destined (the asset here is not, as has been said, an
acessio naturalis like fetura). Since then this distinction falls into
the sphere of that whose nature entails its divisibility, into the
sphere of external use, the retention of part of a thing’s
[external] use and the alienation of another part is not the
retention of a proprietorship without utile.
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The purely negative, though the primary, means of advancing
the sciences and arts is to guarantee scientists and artists
against theft and to enable them to benefit from the
protection of their property, just as it was the primary and
most important means of advancing trade and industry to
guarantee it against highway robbery.
Moreover, the purpose of a product of mind is that people
other than its author should understand it and make it the
possession of their ideas, memory, thinking, &c. Their mode
of expression, whereby in turn they make what they have
learnt (for ‘learning’ means more than ‘learning things by
heart’, ‘memorising them’; the thoughts of others can be
apprehended only by thinking, and this re-thinking the
thoughts of learning too) into a ‘thing’ which they can
alienate, very likely has some special form of its own in every
case. The result is that they their own property the capital
asset accruing from their claim for themselves the right to
reproduce their learning in books of their own. Those
engaged in the propagation of knowledge of all kinds, in
particular those whose appointed task is teaching, have as
their specific function and duty (above all in the case of the
positive sciences, the doctrine of a church, the study of
positive law, &c.) the repetition of well-established thoughts,
taken up ab extra and all of them given expression already.
The same is true of writings devised for teaching purposes
and the spread and propagation of the sciences. Now to what
extent does the new form which turns up when something is
expressed again and again transform the available stock of
knowledge, and in particular the thoughts of others who still
retain external property in those intellectual productions of
theirs, into a private mental property of the individual
reproducer and thereby give him or fail to give him the right
to make them his external property as well? To what extent is
such repetition of another’s material in one’s book a
plagiarism? There is no precise principle of determination
available to answer these questions, and therefore they cannot
be finally settled either in principle or by positive legislation.
Hence plagiarism would have to be a matter of honour and
be held in check by honour.
Thus copyright legislation attains its end of securing the
property rights of author and publisher only to a very
restricted extent, though it does attain it within limits. The
ease with which we may deliberately change something in the
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form of what we are expounding or invent a trifling
modification in a large body of knowledge or a
comprehensive theory which is another’s work, and even the
impossibility of sticking to the author’s words in expounding
something we have learnt, all lead of themselves (quite apart
from the particular purposes for which such repetitions are
required) to an endless multiplicity of alterations which more
or less superficially stamp someone else’s property as our
own. For instance, the hundreds and hundreds of compendia,
selections, anthologies, &c., arithmetics, geometries, religious
tracts, &c., show how every new idea in a review or annual or
encyclopaedia, &c., can be forthwith repeated over and over
again under the same or a different title, and yet may be
claimed as something peculiarly the writer’s own. The result
of this may easily be that the profit promised to the author,
or the projector of the original undertaking, by his work or
his original idea becomes negligible or reduced for both
parties or lost to all concerned.
But as for the effectiveness of honour in checking plagiarism,
what has happened is that nowadays we scarcely hear the
word ‘plagiarism’, nor are scholars accused of stealing each
other’s results. It may be that honour has been effective in
abolishing plagiarism, or perhaps plagiarism has ceased to be
dishonourable and feeling against it is a thing of the past; or
possibly an ingenious and trivial idea, and a change in
external form, is rated so highly as originality and a product
of independent thinking that the thought of plagiarism
becomes wholly insufferable.
§ 70
The comprehensive sum of external activity, i.e. life, is not
external to personality as that which itself is, immediate and a this.
The surrender or the sacrifice of life is not the existence of this
personality but the very opposite. There is therefore no unqualified
right to sacrifice one’s life. To such a sacrifice nothing is entitled
except an ethical Idea as that in which this immediately single
personality has vanished and to whose power it is actually subjected.
Just as life as such is immediate, so death is its immediate negation
and hence must come from without, either by natural causes, or else,
in the service of the Idea, by the hand of a foreigner.
Addition: A single person, I need hardly say, is something
subordinate, and as such he must dedicate himself to the
ethical whole. Hence if the state claims life, the individual
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must surrender it. But may a man take his own life? Suicide
may at a first glance be regarded as an act of courage, but
only the false courage of tailors and servant girls. Or again
looked upon as a misfortune, since it is inward distraction n it
may be which leads to it. But the fundamental question is:
Have I a right to take my life? The answer will be that I, as this
individual, am not master of my life, because life, as the
comprehensive sum of, my activity, is nothing external to
personality, which itself is this immediate personality. Thus
when a person is said to have a right over his life, the words
are a contradiction, because they mean that a person has a
right over himself. But he has no such right, since he does
not stand over himself and he cannot pass judgment on
himself. When Hercules destroyed himself by fire and when
Brutus fell on his sword, this was the conduct of a hero
against his personality. But as for an unqualified right to
suicide, we must simply say that there is no such thing, even
for heroes.
Transition from Property to
Contract
§ 71
Existence as determinate being is in essence being for another (see
Remark to § 48). One aspect of property is that it is an existent as an
external thing, and in this respect property exists for other external
things and is connected with their necessity and contingency. But it is
also an existent as an embodiment of the will, and from this point of
view the ‘other’ for which it exists can only be the will of another
person. This relation of will to will is the true and proper ground in
which freedom is existent. — The sphere of contract is made up of
this mediation whereby I hold property not merely by means of a
thing and my subjective will, but by means of another person’s will as
well and so hold it in virtue of my participation in a common will.
Remark: Reason makes it just as necessary for men to enter
into contractual relationship — gift, exchange, trade, &c.-as
to possess property (see Remark to § 45) — While all they
are conscious of is that they are led to make contracts by
need in general, by benevolence, advantage, &C., the fact
remains that they are led to do this by reason implicit within
them, i.e. by the Idea of the real existence of free personality,
‘real’ here meaning ‘present in the will alone’.
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Contract presupposes that the parties entering it recognise each
other as persons and property owners. It is a relationship at the level
of mind objective, and so contains and presupposes from the start
the moment of recognition (compare Remarks to §§ 35 and 57).
Addition: In a contract I hold property on the strength of a
common will; that is to say, it is the interest of reason that the
subjective will should become universal and raise itself to this
degree of actualisation. Thus in contract my will still has the
character ‘this’, though it has it in community with another
will. The universal will, however, still appears here only in the
form and guise of community.
ii Contract
§ 72
CONTRACT brings into existence the property whose external side,
its side as an existent, is no longer a mere ‘thing’ but contains the
moment of a will (and consequently the will of a second person also).
Contract is the process in which there is revealed and mediated the
contradiction that I am and remain the independent owner of
something from which I exclude the will of another only in so far as
in identifying my will with the will of another I cease to be an owner.
§ 73
I have power to alienate a property as an external thing (see § 65);
but more than this, the concept compels me to alienate it qua
property in order that thereby my will may become objective to me as
determinately existent. In this situation, however, my will as alienated
is at the same time another’s will. Consequently this situation wherein
this compulsion of the concept is realised is the unity of different
wills and so a unity in which both surrender their difference and their
own special character. Yet this identity of their wills implies also (at
this stage) that each will still is and remains not identical with the
other but retains from its own point of view a special character of its
own.
§ 74
This contractual relationship, therefore, is the means whereby one
identical will can persist within the absolute difference between
independent property owners. It implies that each, in accordance with
the common will of both, ceases to be an owner and yet is and
remains one. It is the mediation of the will to give up a property, a
single property, and the will to take up another, i.e. another belonging
to someone else; and this mediation takes place when the two wills
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are associated in an identity in the sense that one of them comes to
its decision only in the presence of the other.
§ 75
The two contracting parties are related to each other as
immediate self-subsistent persons. Therefore [a] contract arises from
the arbitrary will. [b] The identical will which is brought into
existence by the contract is only one posited by the parties, and so is
only a will shared in common and not an absolutely universal will. [c]
The object about which a contract is made is a single external thing,
since it is only things of that kind which the parties’ purely arbitrary
will has it in its power to alienate (see §§ 65ff.)
Remark: To subsume marriage under the concept of
contract is thus quite impossible; this subsumption — though
shameful is the only word for it is propounded in Kant’s
Philosophy of Law. It is equally far from the truth to ground the
nature of the state on the contractual relation, whether the
state is supposed to be a contract of all with all, or of all with
the monarch and the government.
The intrusion of this contractual relation, and relationships
concerning private property generally, into the relation
between the individual and the state has been productive of
the greatest confusion in both constitutional law and public
life. Just as at one time political rights and duties were
considered and maintained to be an unqualified private
property of particular individuals, something contrasted with
the right of the monarch and the state, so also in more recent
times the rights of the monarch and the state have been
regarded as the subjects of a contract and is grounded in
contract, as something embodying merely a common will and
resulting from the arbitrariness o parties united into a state.
However diff these two points of view may be, they have this
in common, that they have transferred the characteristics of
private Property into a sphere of a quite different and higher
nature. (See below, Ethical Life and the State.)
Addition: It has recently become very fashionable to regard
the state as a contract of all with all. Everyone makes a
contract with the monarch, so the argument runs, and he
again with his subjects. This point of view arises from
thinking superficially of a mere unity of different wills. In
contract, however, there are two identical wills who are both
persons and wish to remain property-owners. Thus contract
springs from a person’s arbitrary will, an origin which
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marriage too has in common with contract. But the case is
quite different with the state; it does not lie with an
individual’s arbitrary will to separate himself from the state,
because we are already citizens of the state by birth. The
rational end of man is life in the state, and if there is no state
there, reason at once demands that one be founded.
Permission to enter a state or leave it must be given by the
state; this then is not a matter which depends on an
individual’s arbitrary will and therefore the state does not rest
on contract, for contract presupposes arbitrariness. It is false
to maintain that the foundation of the state is something at
the option of all its members. It is nearer the truth to say that
it is absolutely necessary for every individual to be a citizen.
The great advance of the state in modern times is that
nowadays all the citizens have one and the same end, an
absolute and permanent end; it is no longer open to
individuals, as it was in the Middle Ages, to make private
stipulations in connection with it.
§ 76
Contract is formal when the double consent whereby the
common will is brought into existence is apportioned between the
two contracting parties so that one of them has the negative moment
— the alienation of a thing — and the other the positive moment —
the appropriation of the thing. Such a contract is gift. But contract
may be called real when each of the two contracting wills is the sum
of these mediating moments and therefore in such a contract
becomes a property owner and remains so. This is a contract of
exchange .
Addition: Contract implies two consenting parties and two
things. That is to say, in a contract my purpose is both to
acquire property and to surrender it. Contract is real when the
action of both parties is complete, i.e. when both surrender
and both acquire property, and when both remain property
owners even in the act of surrender. Contract is formal where
only one of the parties acquires property or surrenders it.
§ 77
Since in real contract each party retains the same property with
which he enters the contract and which at the same time he.
surrenders, what thus remains identical throughout as the property
implicit in the contract is distinct from the external things whose
owners alter when the exchange is made. What remains identical is
the value, in respect of which the subjects of the contract are equal to
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one another whatever the qualitative external differences of the
things exchanged. Value is the universal in which the subjects of the
contract participate (see § 63)
Remark: The legal provision that laesio enormis annuls the
obligation arising out of the making of a contract has its
source, therefore, in the concept of contract, particularly in
this moment of it, that the contracting party by alienating his
property still remains a property owner and, more precisely,
an owner of the quantitative equivalent of what he alienates.
But a laesio is not merely enormis (as it is taken to be if it
exceeds one-half of the value) but infinite, if someone has
entered on a contract or made a stipulation of any sort for the
alienation of inalienable goods (see § 66).
A stipulation, moreover, differs from a contract, first, in its
content, because it signifies only some single part or moment
of the whole contract, and secondly, because it is the form in
which the contract is settled (a point on which more will be
said later). So far as its content is concerned, it comprises
only the formal character of contract, i.e. the willingness of
one party to give something and the willingness of the other
to accept it; for this reason, the stipulation has been
enumerated amongst so-called ‘unilateral’ contracts. The
distinction between unilateral and bilateral contracts, and
distinctions in Roman law between other types of contract,
are sometimes superficial juxtapositions made from an
isolated and often external point of view such as that of the
different types of contractual forms; or sometimes they
confuse characteristics intrinsic to contract itself with others
which only arise later in connection with the administration
of justice (actiones) and. the legal processes giving effect to
positive laws, and which are often derived from quite external
circumstances and contravene the concept of right.
§ 78
The distinction between property and possession, the substantive
and external aspects of ownership (see § 45), appears in the sphere of
contract as the distinction between a common will and its
actualisation, or between a covenant and its performance Once made,
a covenant taken by itself in distinction from its performance is
something held before the mind, something therefore to which a
particular determinate existence must be given in accordance with the
appropriate mode of giving determinate existence to ideas by
symbolising them. This is done, therefore, by expressing the
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stipulation in formalities such as gestures and other symbolic actions,
particularly by declaring it with precision in language, the most
worthy medium for the expression of our mental ideas.
Remark: The stipulation accordingly is the form given to the
content of a contract, i.e. to what is agreed in it, and thereby
this content, previously only an idea, attains its determinate
existence. But the idea which we have of the content is itself
only a form which the content takes; to have an idea of the
content does not mean that the content is still something
subjective, a desire or a wish for so and so. On the contrary,
the content is the will’s ultimate decision on such subjective
wishes.
Addition: Just as in the theory of property we had the
distinction between ownership and possession, between the
substance of the matter and its purely external side, so here in
contract we have the difference between a common will covenant - and a particular will - performance. It lies in the
nature of contract that it should be an expression of both the
common and the particular will of the parties, because in it
will is related to will. The covenant, made manifest in a
symbol, and its performance are quite distinct from each
other amongst civilised peoples, though amongst savages they
may coincide. In the forests of Ceylon there is a tribe of
traders who put down their property and wait quietly until
others come to put theirs down opposite. Here there is no
difference between the dumb declaration of will and the
performance of what is willed.
§ 79
In contract it is the will, and therefore the substance of what is
right in contract, that the stipulation enshrines. In contrast with this
substance, the possession which is still being retained while the
contract remains unfulfilled is in itself only something external,
dependent for its character as a possession on the will alone. By
making the stipulation, I have given up a property and withdrawn my
particular arbitrary will from it, and it has eo ipso become the property
of another. If then I agree to stipulated terms, I am by rights at once
bound to carry them out.
Remark: The difference between a mere promise and a
contract lies in the fact that a promise is a statement that I
will give or do or perform something in the future, and a
promise still remains a subjective volition which because it is
subjective I can still alter. A stipulation in a contract, on the
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other hand, is itself already the embodiment of the will’s
decision in the sense that by making the stipulation I have
alienated my property, it has now ceased to be mine, and I
already recognise it as the property of another. The
distinction in Roman law between pactum and contractus is one
of a false type.
Fichte at one time maintained that my obligation to keep a
contract begins only when the other party starts fulfilling his
side of it; his reason was that up to that point I am uncertain
whether the other party’s declarations are seriously meant. In
that case it would follow that the obligation to keep a
contract before it was carried out would only be a moral one,
not an obligation by rights. - But the expression of the
stipulation is not simply a declaration of a general character; it
embodies a common will which has been brought into
existence and which has superseded the arbitrary and
alterable dispositions of the parties. The question therefore is
not whether the other party could have had different private
intentions when the contract was made or afterwards, but
whether he had any right to have them. Even if the other
party begins to fulfil his side of the contract, it is equally open
to me to do wrong if I like. The nullity of Fichte’s view is also
shown by the fact that it would base contractual rights on the
false infinite, i.e. on the progress ad infinitum involved in the
infinite divisibility of time, things, action, &C. The
embodiment of the will in formal gestures or in explicit and
precise language is already the complete embodiment of the
will as an intelligent entity, and the performance of the
covenant so embodied is only the mechanical consequence.
It is true that in positive law there are so-called ‘real’ contracts
as distinguished from ‘consensual’ contracts, in the sense that
the former are looked upon as fully valid only when the
actual performance (res, traditio rei) of the undertaking
supervenes upon willingness to perform it; but this has
nothing to do with the thing at issue. For one thing, these
‘real’ contracts cover particular cases where it is only this
delivery by the other arty which puts me in a position to fulfil
my side of the bargain, and where my obligation to do my
part relates only to the thing after it has come into my hands,
as happens for instance in loans, pawning, or deposits. (The
same may also be the case in other contracts.) But this is a
matter which concerns not the nature of the relation of the
stipulation to performance but only the manner of
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performance. - For another thing, it is always open to the
parties at their discretion to stipulate in any contract that the
obligation of one party to perform his side shall not lie in the
making of the contract itself as such, but shall arise only from
the performance by the other party of his side.
§ 80
The classification of contracts and an intelligent treatment of their
various species once classified is not here to be derived from external
circumstances but from distinctions lying in the very nature of
contract. These distinctions are those between formal and real
contracts, between ownership and possession and use, between value
and specific thing, and they yield contracts of the following sorts:
A. Gift.
1. Gift of a thing - gift properly so called.
2. Loan of a thing - i.e. the gift of a portion of it or of restricted
use and enjoyment of it; here the lender remains the owner of the
thing (mutuum and commodatum without interest). Here the thing lent is
either a specific thing or else, even if it be such, it may none the less
be looked on as universal, or it may be a thing which counts (like
money) as a thing universal in itself.
3. Gift of service of any sort, e.g. the mere safe-keeping of a
property (depositum). The gift of a thing on the special condition that
its recipient shall not become its owner until the date of the donor’s
death, i.e. the date at which e ceases in any case to be an owner of
property, is testamentary disposition; this is not contained in the
concept of contract but presupposes civil society and positive
legislation.
B. Exchange.
1. Exchange as such:
[a] exchange of a thing pure and simple, i.e. exchange of one
specific thing for another of the same kind.
[b] purchase or sale (emtio, venditio); exchange of a specific thing for
one characterised as universal, one which counts as value alone and
which lacks the other specific character, utility - i.e. for ‘money’.
2. Letting (location conductio); alienation of the temporary use of a
property in return for rent:
[a] letting of a specific thing - letting strictly so called, or
[b] letting of a universal thing, so that the lessor remains only the
owner of this universal, or in other words of the value - loan (mutuum,
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or even commodatum, if interest is charged). The additional empirical
characteristics of the thing (which may be, e.g., a flat, furniture, a
house, res fungibilis or non fungibilis, &c.) entail (as in A. 2 above) other
particular though unimportant subdivisions.
3. Contract for wages (locatio operae) - alienation of my productive
capacity or my services so far, that is, as these are alienable, the
alienation being restricted in time or in some other way (see § 67).
Remark: Counsel’s acceptance of a brief is akin to this, and
so are other contracts whose fulfilment depends on character,
good faith, or superior gifts, and where an
incommensurability arises between the service rendered and a
value in terms of cash. (In such cases the cash payment is
called nor ‘wages’ but ‘honorarium’.)
C. Completion of a contract
(cautio) through giving a pledge.
In the contracts whereby I part with the use of a thing, I am no
longer in possession of the thing though I am still its owner, as for
example when I let a house. Further, in gifts or contracts for
exchange or purchase, I may have become the owner of a thing
without as yet being in possession of it, and the same cleavage
between ownership and possession arises in respect of the
implementing of any undertaking which is not simply a cash or barter
transaction. Now what the pledge effects is that in the one case I
remain, and in the other case I am put, in actual possession of the
value as that which is still or has already become my Property,
without in either case being in possession of the specific thing which
I am renouncing or which is to be mine. The pledge is a specific thing
but one which is my property only to the extent of the value of the
property which I have renounced into another’s possession or which
is due to me; its specific character as a thing and any excess value it
may have still belong to the person who gave the pledge. Giving a
pledge, is not itself a contract but only a stipulation (see Remark to
sect; 77), i.e. it is the moment which brings a contract to completion
so far as the possession of the property is concerned. Mortgage and
surety are particular forms of pledge.
Addition: In contract we drew the distinction between the
covenant or stipulation (which made the property mine
though it did not give me possession) and performance
(which first gave me possession). Now if I am already the
out-and-out owner of the property, the object of the pledge is
to put me simultaneously in possession of the value of the
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property and thereby to guarantee the covenant’s
performance at the very time the covenant is made. Surety is
a particular kind of pledge whereby someone gives his
promise or pledges his credit as a guarantee for another’s
performance. Here a person fulfils the function which is
fulfilled by a mere thing in the case of a pledge proper.
§ 81
In the bare relation of immediate persons to one another, their
wills while implicitly identical, and in contract posited by them as
common, are yet particular. Because they are immediate persons, it
is a matter of chance whether or not their particular, wills actually
correspond with the implicit will, although it is only through the
former that the latter has its real existence. If the particular will is
explicitly at variance with the universal, it assumes a way of looking at
things and a volition which are capricious and fortuitous and comes
on the scene in opposition to the principle of rightness. This is
wrong .
Remark: The transition to wrong is made by the logical
higher necessity that the moments of the concept — here the
principle of rightness or the will as universal, and right in its
real existence, which is just the particularity of the will —
should be posited as explicitly different, and this happens
when the concept is realised abstractly. But this particularity
of the will, taken by itself, is arbitrariness and contingency,
and in contract I have surrendered these only as arbitrariness
in the case of a single thing and not as the arbitrariness and
contingency of the will itself.
Addition: In contract we had the relation of two wills as a
common will. But this identical will is only relatively
universal, posited as universal, and so is still opposed to the
particular will. In contract, to be sure, making a covenant
entails the right to require its performance. But this
performance is dependent again on the particular will which
qua particular may act in contravention of the principle of
rightness. At this point then the negation, which was
implicitly present in the principle of the will at the start,
comes into view, and this negation is just what wrong is. In
general terms, the course of events is that the will is freed
from its immediacy and thus there is evoked out of the
common will the particularity which then comes on the scene
as opposed to the common will. In contract the parties still
retain their particular wills; contract therefore is not yet
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beyond the stage of arbitrariness, with the result that it
remains at the mercy of wrong.
iii Wrong
§ 82
IN contract the principle of rightness is present as something posited,
while its inner universality is there as something common in the
arbitrariness and particular will of the parties. This appearance of
right, in which right and its essential embodiment, the particular will,
correspond immediately, i.e. fortuitously, proceeds in wrong to
become a show , an opposition between the principle of rightness and
the particular will as that in which right becomes particularised. But
the truth of this show is its nullity and the fact that right reasserts
itself by negating this negation of itself. In this process the right is
mediated by returning into itself out of the negation of itself; thereby
it makes itself actual and valid, while at the start it was only implicit
and something immediate.
Addition: The principle of rightness, the universal will,
receives its essential determinate character through the
particular will, and so is in relation with something which is
inessential. This is the relation of essence to its appearance.
Even if the appearance corresponds with the essence, still,
looked at from another point of view, it fails to correspond
with it, since appearance is the stage of contingency, essence
related to the inessential. In wrong, however, appearance
proceeds to become a show. A show is a determinate
existence inadequate to the essence, the empty disjunction
and positing of the essence, so that in both essence and show
the distinction of the one from the other is present as sheer
difference. The show, therefore, is the falsity which
disappears in claiming independent existence; and in the
course of the show’s disappearance the essence reveals itself
as essence, i.e. as the authority of the show. The essence has
negated that which negated it and so is corroborated. Wrong
is a show of this kind, and, when it disappears, it acquires the
character of something fixed and valid. What is here called
the essence is just the principle of rightness, and in contrast
with it the particular will annuls itself as a falsity. Hitherto the
being of the right has been immediate only, but now it is
actual because it returns out of its negation. The actual is the
effectual; in its otherness it still holds fast to itself, while
anything immediate remains susceptible of negation.
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§ 83
When right is something particular and therefore manifold in
contrast with its implicit universality and simplicity, it acquires the
form of a show.
(a) This show of right is implicit or immediate — non-malicious
wrong or a civil offence;
(b) right is made a show by the agent himself — fraud;
(c) the agent makes it a nullity altogether — crime.
Addition: Wrong is thus the show of the essence, putting
itself as self-subsistent. If the show is only implicit and not
explicit also, i.e. if the wrong passes in my eyes as right, the
wrong is non-malicious. The show here is a show from the
point of view of the right but not from my point of view.
The second type of wrong is fraud. Here the wrong is not a show
from the point of view of the principle of rightness. The position is
that I am making a show to deceive the other party. In fraud the right
is in my eyes only a show. In the first case, the wrong was a show
from the point of view of the right. In the second case, from my own
point of view, from the point of view of wrong, right is only a show.
Finally, the third type of wrong is crime. This is wrong both in itself
and from my point of view. But here I will the wrong and make no
use of even a show of right. I do not intend the other against whom
the crime is committed to regard the absolutely wrong as right. The
distinction between crime and fraud is that in the latter the form of
acting still implies a recognition of the right, and this is just what is
lacking in crime.
A. Non-malicious Wrong
§ 84
Taking possession (see § 54) and contract-both in themselves and
in their particular species-are in the first, instance different
expressions and consequences of my willing pure and simple; but
since the will is the inherently universal, they are, through their
recognition by others, grounds of title. Such grounds are external to
one another and multiple, and this implies that different persons may
have them in relation to one and the same thing. Each person may
look upon the thing as his property on the strength of the particular
ground on which he bases his title. It is in this way that one man’s
right may clash with another’s.
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§ 85
This clash which arises when a thing has been claimed on some
single ground, and which comprises the sphere of civil suits at law,
entails the recognition of rightness as the universal and decisive
factor, so that it is common ground that the thing in dispute should
belong to the party who has the right to it. The suit is concerned only
with the subsumption of the thing under the property of one or other
of the parties-a straightforward negative judgment, where, in the
predicate ‘mine’, only the particular is negated.
§ 86
The recognition of rightness by the parties is bound up with their
opposed particular interest and point of view. In opposition to this
show of rightness, yet within this show itself (see the preceding
Paragraph), the principle of rightness arises as something kept in view
and demanded by the parties. But at first it arises only as an ‘oughtto-be’ because the will is not yet present here as a will so freed from
the immediacy of interest as, despite its particularity, to have the
universal will for its aim; nor is it yet at this point characterised as a
recognised actuality of such a sort that in face of it the parties would
have to renounce their particular interest and point of view.
Addition: There is a specific ground for what is inherently
right, and the wrong which I hold to be right I also defend on
some ground or other. The nature of the finite and particular
is to allow room for accidents. Thus here collisions must
occur, because here we are on the level of the finite. This first
type of wrong-doing negates the particular will only, while
universal rightness is respected. Consequently this is the most
venial of the types of wrong-doing. If I say ‘a rose is not red’,
I still recognise that it has a colour. Hence I do not deny the
genus; all that I negate is the particular colour, red. Similarly,
right is recognised here. Each of the parties wills the right and
what is supposed to result to each is the right alone. The
wrong of each consists simply in his holding that what he
wants is right.
B. Fraud
§ 87
The principle of rightness, when distinguished from the right as
particular and as determinately existent, is characterised as something
demanded, as the essential thing; yet in this situation it is still only
something demanded and from that point of view something purely
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subjective, and so inessential — something merely showing there.
Thus we have fraud when the universal is set aside by the particular
will and reduced to something only showing in the situation,
primarily in contract, when the universal will is reduced to a will
which is common only from the outsider’s point of view.
Addition: At this second level of wrong-doing, the particular
will is respected, but universal rightness is not. In fraud, the
particular will is not in. fringed, because the party defrauded
is saddled with what he is asked to believe is right. Thus the
right which he demands is posited as something subjective, as
a mere show, and it is this which constitutes fraud.
§ 88
In contract I acquire a property for the sake of its particular
characteristics, and at the same time my acquisition of it is governed
by the inner universality which it possesses partly in respect of its
value and partly because it has been the property of another. If the
other likes, a false disguise may be given to the thing I acquire, so that
the contract is right enough so far as it is an exchange, voluntary on
both sides, of this thing in its immediacy and uniqueness, but still the
aspect of implicit universality is lacking. (Here we have an infinite
judgment expressed positively or as a tautology.)
§ 89
Here again it is in the first instance only a demand that, in contrast
with this acceptance of the thing simply as this thing and with the
mere intentions and arbitrariness of the will, objectivity or
universality should be recognisable as value and should prevail as
right, and equally a demand only that the subjective arbitrary will,
opposing itself to the right, should be superseded.
Addition: In the case of non-malicious wrong and civil suits
at law, no punishment is imposed, because in such cases the
wrongdoer has willed nothing in opposition to the right. In
the case of fraud, on the other hand, punishments come in,
because here it is an infringement of right which is in
question.
C. Coercion and Crime
§ 90
In owning property I place my will in an external thing, and this
implies that my will, just by being thus reflected in the object, may be
seized in it and brought under compulsion. It may simply be forced
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in the thing, unconditionally, or it may be constrained to sacrifice
something or to do some action as a condition of retaining one or
other of its possessions or embodiments — it may be coerced.
Addition: Wrong in the full sense of the word is crime,
where there is no respect either for the principle of rightness
or for what seems right to me, where, then, both sides, the
objective and the subjective, are infringed.
§ 91
As a living thing man may be coerced, i.e. his body or anything
else external about him may be brought under the power of others;
but the free will cannot be coerced at all (see § 5), except in so far as
it falls to withdraw itself out of the external object in which it is held
fast, or rather out of its idea of that object (see § 7). Only the will
which allows itself to be coerced can in any way be coerced.
§ 92
Since it is only in so far as the will has an existence in something
determinate that it is Idea or actually free, and since the existent in
which it has laid itself is freedom in being, it follows that force or
coercion is in its very conception directly self-destructive because it is
an expression of a will which annuls the express ion or determinate
existence of a will. Hence force or coercion, taken abstractly, is
wrong.
§ 93
That coercion is in its conception self-destructive is exhibited in
the world of reality by the fact that coercion is annulled by coercion;
coercion is thus shown to be not only right under certain conditions
but necessary, i.e. as a second act of coercion which is the annulment
of one that has preceded.
Remark: Breaking a contract by failing to carry out its
stipulated terms, or neglect of duty rightly owed to family or
state, or action in defiance of that duty, is the first act of
coercion or at least force, in that it involves depriving another
of his property or evading a service due to him.
Coercion by a schoolmaster, or coercion of savages and
brutes, seems at first sight to be an initial act of coercion, not
a second, following on one that has preceded. But the merely
natural will is implicitly a force against the implicit Idea of
freedom which must be protected against such an uncivilised
will and be made to prevail in it. Either an ethical institution
has already been established in family or government, and the
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natural will is a mere display of force against it; or else there is
only a state of nature, a state of affairs where mere force
prevails and against which the Idea establishes a right of
Heroes.
Addition: Once the state has been founded, there can no
longer be any heroes. They come on the scene only in
uncivilised conditions. Their aim is right, necessary, and
political, and this they pursue as their own affair. The heroes
who founded states, introduced marriage and agriculture, did
not do this as their recognised right, and their conduct still
has the appearance of being their particular will. But as the
higher right of the Idea against nature, this heroic coercion is
a rightful coercion. Mere goodness can achieve little against
the power of nature.
§ 94
Abstract right is a right to coerce, because the wrong which
transgresses it is an exercise of force against the existence of my
freedom in an external thing. The maintenance of this existent against
the exercise of force therefore itself takes the form of an external act
and an exercise of force annulling the force originally brought against
it.
Remark: To define abstract right, or right in the strict sense,
at the very outset as a right in the name of which coercion
may be used, means to fasten on it in a result which first
comes on the scene by the indirect route of wrong.
Addition: Special attention must be paid at this point to the
difference between the right and the moral. In morality, i.e.
when I am reflected into myself, there is also a duality,
because the good is my aim and I ought to determine myself
by reference to that Idea. The good is embodied in my
decision and I actualise the good in myself. But this
embodiment is purely inward and therefore cannot be
coerced. The law of the land therefore cannot possibly wish
to reach as far as a man’s disposition, because, so far as his
moral convictions ate concerned, he exists for himself alone,
and force in that context is meaningless.
§ 95
The initial act of coercion as an exercise of force by the free agent,
an exercise of force which infringes the existence of freedom in its
concrete sense, infringes the right as right, is crime — a negatively
infinite judgments in its full sense, whereby not only the particular
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(i.e. the subsumption under my will of a single thing — See § 85) is
negated, but also the universality and infinity in the predicate ‘mine’
(i.e. my capacity for rights). Here the negation does not come about
with the co-operation of my thinking (as it does in fraud — see § 88)
but in defiance of it. This is the sphere of criminal law.
Remark: Right, the infringement of which is crime, has so
far only those formations which we have seen in the
preceding Paragraphs; hence crime also, to begin with, has its
more precise significance in relation to these specific rights.
But the substance of these forms is the universal which
remains the same throughout its further development and
formation, and consequently its infringement, crime, also
remains the same and accords with its concept. Thus the
specific characteristic of crime [in general) to be noticed in
the next Paragraph is characteristic also of the particular,
more determinate, content in e.g. perjury, treason, forgery,
coining, &c.
§ 96
It is only the will existent in an object that can suffer injury. In
becoming existent in something, however, the will enters the sphere
of quantitative extension and qualitative characteristics, and hence
varies accordingly. For this reason, it makes a difference to the
objective aspect of crime whether the will so objectified and its
specific quality is injured throughout its entire extent, and so in the
infinity which is equivalent to its concept (as in murder, slavery,
enforced religious observance, &c.), or whether it is injured only in a
single part or in one of its qualitative characteristics, and if so, in
which of these.
Remark: The Stoic view that there is only one virtue and
one vice, the laws of Draco which prescribe death as a
punishment for every offence, the crude formal code of
Honour which takes any insult as an offence against the
infinity of personality, all have this in common, that they go
no further than the abstract thought of the free will and
personality and fail to apprehend it in the concrete and
determinate existence which it must possess as Idea.
The distinction between robbery and theft is qualitative;
when I am robbed, personal violence is done to me and I am
injured in my character as consciousness existing here and
now and so as this infinite subject.
Many qualitative characteristics of crime, e.g. its danger to
public safety,84have their basis in more concrete
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circumstances, although in the first instance they also are
often fastened on by the indirect route as consequences
instead of from the concept of the thing. For instance, the
crime which taken by itself is the more dangerous in its
immediate character is an injury of a more serious type in its
range or its quality.
The subjective, moral, quality of crime rests on the higher
distinction implied in the question of how far an event or fact
pure and simple is an action, and concerns the subjective
character of the action itself, on which see below.
Addition: How any given crime is to be punished cannot be
settled by mere thinking; positive laws are necessary. But with
the advance of education, opinions about crime become less
harsh, and today a criminal is not so severely punished as he
was a hundred years ago. It is not exactly crimes or
punishments which change but the relation between them.
§ 97
The infringement of right as right is something that happens and
has positive existence in the external world, though inherently it is
nothing at all. The manifestation of its nullity is the appearance, also
in the external world, of the annihilation of the infringement. This is
the right actualised, the necessity of the right mediating itself with
itself by annulling what has infringed it.
Addition: A crime alters something in some way, and the
thing has its existence in this alteration. Yet this existence is a
self-contradiction and to that extent is inherently a nullity.
The nullity is that the crime has set aside right as such. That is
to say, right as something absolute cannot be set aside, and so
committing a crime is in principle a nullity: and this nullity is
the essence of what a crime effects. A nullity, however, must
reveal itself to be such, i.e. manifest itself as vulnerable. A
crime, as an act, is not something positive, not a first thing,
on which punishment would supervene as a negation. It is
something negative, so that its punishment is only a negation
of the negation. Right in its actuality, then, annuls what
infringes it and therein displays its validity and proves itself to
be a necessary, mediated, reality.
§ 98
In so far as the infringement of the right is only an injury to a
possession or to something which exists externally, it is a malum or
damage to some kind of property or asset. The annulling of the
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infringement, so far as the infringement is productive of damage, is
the satisfaction given in a civil suit, i.e. compensation for the wrong
done, so far as any such compensation can be found.
Remark: Apropos of such satisfaction, the universal character
of the damage, i.e. its ‘value’, must here again take the place
of its specific qualitative character in cases where the damage
done amounts to destruction and is quite irreparable.
§ 99
But the injury which has befallen the implicit will (and this means
the implicit will of the injuring party as well as that of the injured
and everyone else) has as little positive existence in this implicit will
as such as it has in the mere state of affairs which it produces. In
itself this implicit will (i.e. the right or law implicit) is rather that
which has no external existence and which for that reason cannot be
injured. Consequently, the injury from the point of view of the
particular will of the injured party and of onlookers is only something
negative. The sole positive existence which the injury possesses is that
it is the particular will of the criminal. Hence to injure [or penalise]
this particular will as a will determinately existent is to annul the
crime, which otherwise would have been held valid, and to restore
the right.
Remark: The theory of punishment is one of the topics
which have come off worst in the recent study of the positive
science of law, because in this theory the Understanding is
insufficient; the essence of the matter depends on the
concept.
If crime and its annulment (which later will acquire the
specific character of punishment) are treated as if they were
unqualified evils, it must, of course, seem quite unreasonable
to will an evil merely because another evil is there already. To
give punishment this superficial character of an evil is,
amongst the various theories of punishment, the fundamental
presupposition of those which regard it as a preventive, a
deterrent, a threat, as reformative, &c., and what on these
theories is supposed to result from punishment is
characterised equally superficially as a good. But it is not
merely a question of an evil or of this, that, or the other good;
the precise point at issue is wrong and the righting of it. If
you adopt that superficial attitude to punishment,88 you
brush aside the objective treatment of the righting of wrong,
which is the primary and fundamental attitude in considering
crime; and the natural consequence is that you take as
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essential the moral attitude, i.e. the subjective aspect of crime,
intermingled with trivial psychological ideas of stimuli,
impulses too strong for reason, and psychological factors
coercing and working on our ideas (as if freedom were not
equally capable of thrusting an idea aside and reducing it to
something fortuitous!). The various considerations which are
relevant to punishment as a phenomenon and to the bearing
it has on the particular consciousness, and which concern its
effects (deterrent, reformative, &c.) on the imagination, are
an essential topic for examination in their place, especially in
connection with modes of punishment, but all these
considerations presuppose as their foundation the fact that
punishment is inherently and actually just. In discussing this
matter the only important things are, first, that crime is to be
annulled, not because it is the producing of an evil, but
because it is an infringement of the right as right, and
secondly, the question of what that positive existence is
which crime possesses and which must be annulled; it is this
existence which is the real evil to be removed, and the
essential point is the question of where it lies. So long as the
concepts here at issue are not clearly apprehended, confusion
must continue to reign in the theory of punishment.
Addition: Feuerbach bases his theory of punishment on
threat and thinks that if anyone commits a crime despite the
threat, punishment must follow because the criminal was
aware of it beforehand. But what about the justification of
the threat? A threat presupposes that a man is not free, and
its aim is to coerce him by the idea of an evil. But right and
justice must have their seat in freedom and the will, not in the
lack of freedom on which a threat turns. To base a
justification of punishment on threat is to liken it to the act of
a man who lifts his stick to a dog. It is to treat a man like a
dog instead of with the freedom and respect due to him as a
man. But a threat, which after all may rouse a man to
demonstrate his freedom in spite of it, discards justice
altogether. — Coercion by psychological factors can concern
only differences of quantity and quality in crime, not the
nature of crime itself, and therefore any legal codes that may
be products of the doctrine that crime is due to such coercion
lack their proper foundation.
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§ 100
The injury [the penalty] which falls on the criminal is not merely
implicitly just — as just, it is eo ipso his implicit will, an embodiment
of his freedom, his right; on the contrary, it is also a right
established within the criminal himself, i.e. in his objectively
embodied will, in his action. The reason for this is that his action is
the action of a rational being and this implies that it is something
universal and that by doing it the criminal has laid down a law which
he has explicitly recognised in his action and under which in
consequence he should be brought as under his right.
Remark: As is well known, Beccaria denied to the state the
right of inflicting capital punishment. His reason was that it
could not be presumed that the readiness of individuals to
allow themselves to be executed was included in the social
contract, and that in fact the contrary would have to be
assumed. But the state is not a contract at all (see Remark to §
75) nor is its fundamental essence the unconditional
protection and guarantee of the life and property of members
of the public as individuals. On the contrary, it is that higher
entity which even lays claim to this very life and property and
demands its sacrifice. Further, what is involved in the action
of the criminal is not only the concept of crime, the rational
aspect present in crime as such whether the individual wills it
or not, the aspect which the state has to vindicate, but also
the abstract rationality of the individual’s volition.
Since that is so, punishment is regarded as containing the
criminal’s right and hence by being punished he is honoured
as a rational being. He does not receive this due of honour
unless the concept and measure of his punishment are
derived from his own act. Still less does he receive it if he is
treated either as a harmful animal who has to be made
harmless, or with a view to deterring and reforming him.
Moreover, apart from these considerations, the form in
which the righting of wrong exists in the state, namely
punishment, is not its only wrong.
Addition: Beccaria’s requirement that men should give their
consent to being punished is right enough, but the criminal
gives his consent already by his very act. The nature of the
crime, no less than the private will of the criminal, requires
that the injury initiated by the criminal should be annulled.
However that may be, Beccaria’s endeavour to have capital
punishment abolished has had beneficial effects. Even if
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neither Joseph II nor the French ever succeeded in entirely
abolishing it, still we have begun to see which crimes deserve
the death penalty and which do not. Capital punishment has
in consequence become rarer, as in fact should be the case
with this most extreme punishment.
§ 101
The annulment of the crime is retribution in so far as (a)
retribution in conception is an ‘injury of the injury’, and (b) since as
existent a crime is something determinate in its scope both
qualitatively and quantitatively, its negation as existent is similarly
determinate. This identity rests on the concept, but it is not an
equality the specific character of the crime and that of its negation; on
the contrary, the two injuries are equal only in respect of their implicit
character, i.e. in respect of their ‘value’.
Remark: Empirical science requires that the definition of a
class concept (punishment in this case) shall be drawn from
ideas universally present to conscious psychological
experience. This method would prove that e universal feeling
of nations and individuals about crime is and has been that it
deserves punishment, that as the criminal has done, should it
be done to him. (There is no understanding how these
sciences, which find the source of their class concepts in
ideas universally shared, come on other occasions to take for
granted propositions of like ‘facts of consciousness’ also
styled ‘universal’.)
But a point of great difficulty has been introduced into the
idea of retribution by the category of equality, though it is still
true that the justice of specific types or amounts of
punishment is a further matter, subsequent to the substance
of the thing itself. Even if to determine the later question of
specific punishments we had to look round for principles
other than those determining the universal character of
punishment, still the latter remains what it is. The only thing
is that the concept itself must in general contain the
fundamental principle for determining the particular too. But
the determinate character given by the concept to
punishment is just that necessary connection between crime
and punishment already mentioned; crime, as the will which
is implicitly null, eo ipso contains its negation in itself and this
negation is manifested as punishment. k is this inner identity
whose reflection in the external world appears to the
Understanding as ‘equality’. The qualitative and quantitative
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characteristics of crime and its annulment fall, then, into the
sphere of externality. In any case, no absolute determinacy is
possible in this sphere (compare § 49); in the field of the
finite, absolute determinacy remains only a demand, a
demand which the Understanding has to meet by continually
increasing delimitation — a fact of the greatest importance
— but which continues ad infinitum and which allows only
of perennially approximate satisfaction.
If we overlook this nature of the finite and then into the
bargain refuse to go beyond abstract and specific equality, we
are faced with the insuperable difficulty of fixing
punishments (especially if psychology adduces in addition the
strength of sensual impulses and Consequentially either the
greater strength of the evil will or the greater weakness, or the
restricted freedom, of the will as such — we may choose
which we please). Furthermore, it is easy enough from this
point of view to exhibit the retributive character of
punishment as an absurdity (theft for theft, robbery for
robbery, an eye for an eye, a tooth for a tooth and then you
can go on to suppose that the criminal has only one eye or no
teeth). But the concept has nothing to do with this absurdity,
for which indeed the introduction of this specific equality is
solely to blame. Value, as the inner equality of things which in
their outward existence are specifically different from one
another in every way, is a category which has appeared
already in connection with contracts (see § 77), and, also in
connection with injuries that are the subject of civil suits (see
Remark to § 98); and by means of it our idea of a thing is
raised above its immediate character to its universality. In
crime, as that which is characterised at bottom by the infinite
aspect of the deed, the purely external specific character
vanishes all the more obviously, and equality remains the
fundamental regulator of the essential thing, to wit the deserts
of the criminal, though not for the specific external form
which the payment of those deserts may take. It is only in
respect of that form that there is a plain inequality between
theft and robbery on the one hand, and fines, imprisonment,
&c., on the other. In respect of their ‘value’, however, i.e. in
respect of their universal property of being injuries, they are
comparable. Thus, as was said above, it is a matter for the
Understanding to look for something approximately equal to
their ‘value’ in this sense. If the implicit interconnection of
crime and its negation, and if also the thought of value and
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the comparability of crime and punishment in respect of their
value are not apprehended, then it may become possible to
see in a punishment proper only an ‘arbitrary’ connection of
an evil with an unlawful action.
Addition: Retribution is the inner connection and the
identity of two conceptions which are different in appearance
and which also exist in the world as two distinct and opposed
events. Retribution is inflicted on the criminal and so it has
the look of an alien destiny, not intrinsically his own.
Nevertheless punishment, as we have seen, is only crime
made manifest, i.e. is the second half which necessarily
presupposes the first. Prima facie, the objection to retribution
is that it looks like something immoral, ie. like revenge, and
that thus it may pass for something personal. Yet it is not
something personal, but the concept itself, which carries out
retribution. ‘Vengeance is mine, saith the Lord’, as the Bible
says. And if something in the word ‘repay’ calls up the idea of
a particular caprice of the subjective will, it must be pointed
out that what is meant is only that the form which crime
takes is turned round against itself. The Eumenides sleep, but
crime awakens them, and hence it is the very act of crime
itself which vindicates itself. — Now although requital
cannot simply be made specifically equal to the crime, the
case is otherwise with murder, which is of necessity liable to
the death penalty; the reason is that since life is the full
compass of a man’s existence, the punishment here cannot
simply consist in a ‘value’, for none is great enough, but can
consist only in taking away a second life.
§ 102
The annulling of crime in this sphere where right is immediate is
principally revenge, which is just in its content in so far as it is.
retributive. But in its form it is an act of a subjective will which can
place its infinity in every act of transgression and whose justification,
therefore, is in all cases contingent, while to the other party too it
appears as only particular. Hence revenge, because it is a positive
action of a particular will, becomes a new transgression; as thus
contradictory in character, it falls into an infinite progression and
descends from one generation to another ad infinitum.
Remark: In cases where crimes are prosecuted and punished
not as crimina publica but as crimina privata (e.g. in Jewish law
and Roman law, theft and robbery; in English law to this day,
certain crimes, &c.) punishment is in principle, at least to
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some extent, revenge. There is a difference between private
revenge and the revenge of heroes, knights-errant, &C.,
‘which is part of the founding of states.
Addition: In that condition of society when there are neither
magistrates nor laws, punishment always takes the form of
revenge; revenge remains defective inasmuch as it is the act
of a subjective will and therefore does not correspond with
its content. Those who administer justice are persons, but
their will is the universal will of the law and they intend to
import into the punishment nothing except what is implied in
the nature of the thing. The person wronged, however, views
the wrong not as something qualitatively and quantitatively
limited but only as wrong pure and simple, and in requiting
the injury he may go too far, and this would lead to a new
wrong. Amongst uncivilised peoples, revenge is deathless;
amongst the Arabs, for instance, it can be checked only by
superior force or by the impossibility of its satisfaction. A
residue of revenge still lingers in comparatively modern
legislation in those cases where it is left to the option of
individuals whether to prosecute or not.
§ 103
The demand that this contradiction, which is present here in the
manner in which wrong is annulled, be resolved like contradictions in
the case of other types of wrong (see §§ 86, 89), is the demand for a
justice freed from subjective interest and a subjective form and no
longer contingent on might, i.e. it is the demand for justice not as
revenge but as punishment. Fundamentally, this implies the demand
for a will which, though particular and subjective, yet wills the
universal as such. But this concept of Morality is not simply
something demanded; it has emerged in the course of this movement
itself.
Transition from Right to Morality
§ 104
That is to say, crime, and justice in the form of revenge, display (i)
the shape which the will’s development takes when it has passed over
into the distinction between the universal implicit will and the single
will explicitly in opposition to the universal; and (ii) the fact that the
universal will, returning into itself through superseding this
opposition, has now itself become actual and explicit. In this way, the
right, upheld in face of the explicitly independent single will, is and is
recognised as actual on the score of its necessity. At the same time,
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103
however, this external formation which the will has here is eo ipso a
step forward in the inner determination of the will by the concept.
The will’s immanent actualisation in accordance with its concept is
the process whereby it supersedes its implicit state and the form of
immediacy in which it begins and which is the shape it assumes in
abstract right (see Remark to § 21); this means that it first puts itself
in the opposition between the implicit universal will and the single
explicitly independent will; and then, through the supersession of this
opposition (through the negation of the negation), it determines itself
in its existence as a will, so that it is a free will not only in itself but
for itself also, i.e. it determines itself as self-related negativity. Its
personality — and in abstract right the will is personality and no
more — it now has for its object; the infinite subjectivity of freedom,
a subjectivity become explicit in this way, is the principle of the moral
standpoint.
Remark: Let us look back more closely over the moments
through which the concept of freedom develops itself from
the will’s determinate character as originally abstract to its
character as self-related, and so at this point to its selfdetermination as subjectivity. In property this determinate
character is the abstract one, ‘mine’, and is therefore found in
an external thing. In contract, ‘mine’ is mediated by the wills
of the parties and means only something common. In wrong
the will of the sphere of right has its abstract character of
implicit being or immediacy posited as contingency through
the act of a single will, itself a contingent will. At the moral
standpoint, the abstract determinacy of the will in the sphere
of right has been so far overcome that this contingency itself
is, as reflected in upon itself and self-identical, the inward
infinite contingency of the will, i.e. its subjectivity.
Addition: Truth entails that the concept shall be, and that
this existence shall correspond with the concept. In the
sphere of right, the will is existent in something external, but
the next requirement is that the will should be existent in
something inward, in itself. It must in its own eyes be
subjectivity, and have itself as its own object. This relation to
itself is the moment of affirmation, but it can attain it only by
superseding its immediacy. The immediacy superseded in
crime leads, then, through punishment, i.e. through the nullity
of this nullity, to affirmation, i.e. to morality.
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Second Part: Morality
§ 105
THE standpoint of morality is the standpoint of the will which is
infinite not merely in itself but for itself (see § 104). In contrast with
the will’s implicit being, with its immediacy and the determinate
characteristics developed within it at that level, this reflection of the
will into itself and its explicit awareness of its identity makes the
person into the subject.
§ 106
It is as subjectivity that the concept has now been determined, and
since subjectivity is distinct from the concept as such, i.e. from the
implicit principle of the will, and since furthermore it is at the same
time the will of the subject as a single individual aware of himself (i.e.
still has immediacy in him), it constitutes the determinate existence
of the concept. In this way a higher ground has been assigned to
freedom; the Idea’s existential aspect, or its moment of reality, is now
the subjectivity of the will. Only in the Will as subjective can freedom
or the implicit principle of the will be actual.
Remark: The second sphere, – Morality, therefore
throughout portrays the real aspect of the concept of
freedom, and the movement of this sphere is as follows: the
will, which at the start is aware only of its independence and
which before it is mediated is only implicitly identical with the
universal will or the principle of the will, is raised beyond its
[explicit] difference from the universal will, beyond this
situation in which it sinks deeper and deeper into itself, and is
established as explicitly identical with the principle of the
will., – This process is accordingly the cultivation of the
ground in which freedom is now set, i.e. subjectivity. What
happens is that subjectivity, which is abstract at the start, i.e.
distinct from the concept, becomes likened to it, and thereby
the Idea acquires its genuine realisation, The result is that the
subjective-will determines itself as objective too and so as
truly concrete.
Addition: So far as right in the strict sense was concerned, it
was of no importance what my intention or my principle was.
This question about the self-determination and motive of the
will, like the question about its purpose, now enters at this
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point in connection with morality. Since man wishes to be
judged in accordance with his own self-determined choices,
he is free in this relation to himself whatever the external
situation may impose upon him. No one can break in upon
this inner conviction of mankind, no violence can be done to
it, and the moral will, therefore, is inaccessible. Man’s worth
is estimated by reference to his inward action and hence the
standpoint of morality is that of freedom aware of itself.
§ 107
The self-determination of the will is at the same time a moment in
the concept of the will, and subjectivity is not merely its existential
aspect but its own determinate character (see § 104). The will aware
of its freedom and determined as subjective is at the start concept
alone, but itself has determinate existence in order to exist as Idea.
The moral standpoint therefore takes shape as the right of the
subjective Will. In accordance with this right, the will recognises
something and is something, only in so far as the thing is its own and
as the will is present to itself there as something subjective.
The same process through which the moral attitude develops (see
the Remark to the preceding Paragraph) has from this point of view
the form of being the development of the right of the subjective will,
or of the mode of its existence. In this process the subjective will
further determines what it recognises as its own in its object
(Gegenstand), so that this object becomes the will’s own true concept,
becomes objective (objektiv) as the expression of the will’s own
universality.
Addition: This entire category of the subjectivity of the will
is once again a whole which, as subjectivity, must also have
objectivity. It is in a subject that freedom can first be realised,
since the subjective is the true material for this realisation.
But this embodiment of the will which we have called
subjectivity is different from the will which has developed all
its potentialities to actuality. That is to say, the will must free
itself from this second one-sidedness of pure subjectivity in
order to become the fully actualised will. In morality, it is
man’s private interest that comes into question, and the high
worth of this interest consists precisely in the fact that man
knows himself as absolute and is self-determined. The
uneducated man allows himself to be constrained in
everything by brute force and natural factors; children have
no moral will but leave their parents to decide things for
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them. The educated man, however, develops an inner life and
wills that he himself shall be in everything he does.
§ 108
The subjective will, directly aware of itself, and distinguished from
the principle of the will (see Remark to § 106), is therefore abstract,
restricted, and formal. But not merely is subjectivity itself formal; in
addition, as the infinite self-determination of the will, it constitutes
the form of all willing. In this, its first appearance in the single will,
this form has not yet been established as identical with the concept of
the will, and therefore the moral point of view is that of relation, of
ought-to-be, or demand. And since the self-difference of subjectivity
involves at the same time the character of being opposed to
objectivity as external fact, it follows that the point of view of
consciousness comes on the scene here too (see § 8). The general
point of view here is that of the will’s self-difference, finitude, and
appearance.
Remark: The moral is not characterised primarily by its
having already been opposed to the immoral, nor is right
directly characterised by its opposition to wrong. The point is
rather that the general characteristics of morality and
immorality alike rest on the subjectivity of the will.
Addition: In morality, self-determination is to be thought of
as the pure restlessness and activity which can never arrive at
anything that is. It is in the sphere of ethical life that the will
is for the first time identical with the concept of the will and
has this concept alone as its content. In the moral sphere the
will still relates itself to its implicit principle and consequently
its position is that of difference. The process through which
this position develops is that whereby the subjective will
becomes identified with its concept. Therefore the ‘ought-tobe’ which is never absent from the moral sphere becomes an
‘is’ only in ethical life. Further, this ‘other’ in relation to which
the subjective will stands is two-sided: first, it is what is
substantive, the concept; secondly, it is external fact. Even if
the good were posited in the subjective will, that still would
not give it complete realisation.
§ 109
This form of all willing primarily involves in accordance with its
general character (a) the opposition of subjectivity and objectivity,
and (b) the activity (see § 8) related to this opposition. Now existence
and specific determinacy are identical in the concept of the will (see §
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104), and the will as subjective is itself this concept. Hence the
moments of this activity consist more precisely in (a) distinguishing
between objectivity and subjectivity and even ascribing independence
to them both, and (b) establishing them as identical. In the will which
is self-determining,
[a] its specific determinacy is in the first place established in the
will itself by itself as its inner particularisation, as a content which it
gives to itself. This is the first negation, and the formal limitation
(Grenze) of this negation is that of being only something posited,
something subjective.
[b] As infinitely reflected into itself, this limitation exists for the
will, and the will is the struggle to transcend this barrier (Schranke), i.e.
it is the activity of translating this content in some way or other from
subjectivity into objectivity, into an immediate existence.
[c] The simple identity of the will with itself in this opposition is
the content which remains self-identical in both these opposites and
indifferent to this formal distinction of opposition. In short, it is my
aim [the purpose willed].
§ 110
But, at the standpoint of morality, where the will is aware of its
freedom, of this identity of the will with itself (see § 105), this identity
of content acquires the more particularised character appropriate to
itself.
(a) The content as ‘mine’ has for me this character: by virtue of its
identity in subject and object it enshrines for me my subjectivity, not
merely as my inner purpose, but also inasmuch as it has acquired
outward existence.
Addition: The content of the subjective or moral will has a
specific character of its own, i.e. even if it has acquired the
form of objectivity, it must still continue to enshrine my
subjectivity, and my act is to count as mine only if on its
inward side it has been determined by me, if it was my
purpose, my intention. Beyond what lay in my subjective will
I recognise nothing in its expression as mine. What I wish to
see in my deed is my subjective consciousness over again.
§ 111
(b) Though the content does have in it something particular,
whencesoever it may be derived, still it is the content of the will
reflected into itself in its determinacy and thus of the self-identical
and universal will; and therefore:
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[a] the content is inwardly characterised as adequate to the
principle of the will or as possessing the objectivity of the concept;
[b] since the subjective will, as aware of itself, is at the same time
still formal (see § 108), the content’s adequacy to the concept is still
only something demanded, and hence this entails the possibility that
the content may not be adequate to the concept.
§ 112
(c) Since in carrying out my aims I retain my subjectivity (see §
110), during this process of objectifying them I simultaneously
supersede the immediacy of this subjectivity as well as its character as
this my individual subjectivity. But the external subjectivity which is
thus identical with me is the will of others (see § 73). The will’s
ground of existence is now subjectivity (see § 106) and the will of
others is that existence which I give to my aim and which is at the
same time to me an other. The achievement of my aim, therefore,
implies this identity of my will with the will of others, it has a positive
bearing on the will of others.
Remark: The objectivity of the aim achieved thus involves
three meanings, or rather it has three moments present within
it at once; it is:
[a] something existing externally and immediately (see § 106);
[b] adequate to the concept (see § 111);
[c] universal subjectivity.
The subjectivity which maintains itself in this objectivity
consists:
[a] in the fact that the objective aim is mine, so that in it I
maintain myself as this individual (see § 110); [b] and [c], in
moments which coincide with the moments [b] and [c] above.
At the standpoint of morality, subjectivity and objectivity are
distinct from one another, or united only by their mutual
contradiction; it is this fact more particularly which
constitutes the finitude of this sphere or its character as mere
appearance (see § 108), and the development of this
standpoint is the development of these contradictions and
their resolutions, resolutions, however, which within this field
can be no more than relative.
Addition: In dealing with formal right, I said [see § 38] that
it contained prohibitions only, that hence a right action,
strictly so called, was purely negative in character in respect
of the will of others. In morality, on the other hand, my will
has a positive character in relation to the Will of others, i.e.
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the universal will is implicitly present within what the
subjective will effects. To effect something is to produce
something or to alter what already exists, and such changes
have a bearing on the will of others. The concept of morality
is the inner relation of the will to itself. But here it is not only
one will; on the contrary its objectification implies at the same
time the cancellation of the single will, and therefore, in
addition, just because the character of one-sidedness
vanishes, the positing of two wills and a positive bearing of
each on the other. So far as rights are concerned, it makes no
difference whether someone else’s will may do something in
relation to mine, when I give my will an embodiment in
property. In morality, however, the welfare of others too is in
question, and this positive bearing cannot come on the scene
before this point.
§ 113
The externalisation of the subjective or moral will is action.
Action implies the determinate characteristics here indicated:
[a] in its externality it must be known to me as my action;
[b] it must bear essentially on the concept as an ‘ought’ [see § 131];
[c] it must have an essential bearing on the will of others.
Remark: It is not until we come to the externalisation of the
moral will that we come to action. The existence which the
will gives to itself in the sphere of formal rights is existence in
an immediate thing and is itself immediate; to start with, it
neither has in itself any express bearing on the concept,
which is at that point not yet contrasted with the subjective
will and so is not distinguished from it, nor has it a positive
bearing on the will of others; in the sphere of right, command
in its fundamental character is only prohibition (see § 38). In
contract and wrong, there is the beginning of a bearing on the
will of others; but the correspondence established in contract
between one will and another is grounded in arbitrariness,
and the essential bearing which the will has there on the will
of the other is, as a matter of rights, something negative, i.e.
one party retains his property (the value of it) and allows the
other to retain his. On the other hand, crime in its aspect as
issuing from the subjective will, and the question of the mode
of its existence in that will, come before us now for
consideration for the first time.
The content of an action at law (actio), as something
determined by legal enactment, is not imputable to me.
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Consequently, such an action contains only some of the
moments of a moral action proper, and contains them only
Incidentally. The aspect of an action in virtue of which it is
properly moral is therefore distinct from its aspect as legal.
§ 114
The right of the moral will involves three aspects:
(a) The abstract or formal right of action, the right that the
content of the action as carried out in immediate existence, shall be in
principle mine, that thus the action shall be the Purpose of the
subjective will.
(b) The particular aspect of the action is its inner content [a] as I
am aware of it in its general character; my awareness of this general
character constitutes the worth of the action and the reason I think
good to do it – in short my Intention . [b] Its content is my special
aim, the aim of my particular, merely individual, existence, i.e.
Welfare .
(c) This content (as something which is inward and which yet at
the same time is raised to its universality as to absolute objectivity) is
the absolute end of the will, the Good – with the opposition in the
sphere of reflection, of subjective universality, which is now
wickedness and now conscience.
Addition: If an action is to be moral, it must in the first
place correspond with my purpose, since the moral will has
the right to refuse to recognise in the resulting state of affairs
what was not present inwardly as purpose. Purpose concerns
only the formal principle that the external will shall be within
me as something inward. On the other hand, in the second
moment of the moral sphere, questions may be asked about
the intention behind the action, i.e. about the relative worth
of the action in relation to me. The third and last moment is
not the relative worth of the action but its universal worth,
the good.
In a moral action, then, there may be a breach first between what is
purposed and what is really effected and achieved; secondly, between
what is there externally as a universal will and the particular inner
determination which I give to it. The third and last point is that the
intention should be in addition the universal content of the action.
The good is the intention raised to be the concept of the will.
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i Purpose & Responsibility
§ 115
THE finitude of the subjective will in the immediacy of acting
consists directly in this, that its action presupposes an external
object with a complex environment. The deed sets up an alteration in
this state of affairs confronting the will, and my will has responsibility
in general for its deed in so far as the abstract predicate ‘mine’
belongs to the state of affairs so altered.
Remark: An event, a situation which has been produced, is a
concrete external actuality which because of its concreteness
has in it an indeterminable multiplicity of factors. Any and
every single element which appears as the condition, ground,
or cause of one such factor, and so has contributed its share
to the event in question, may be looked upon as responsible
for the event, or at least as sharing the responsibility for it.
Hence, in the case of a complex event (e.g. the French
Revolution) it is open to the abstract Understanding to
choose which of an endless number of factors it will maintain
to be responsible for it.
Addition: I am chargeable with what lay in my purpose and
this is the most important point in connection with crime.
But responsibility contains only the quite external judgment
whether I have or have not done some thing. It does not
follow that, because I am responsible, the thing done may be
imputed to me.
§ 116
It is, of course, not my own doing if damage is caused to others
by things whose owner I am and which as external objects stand and
are effective in manifold connections with other things (as may also
be the case with my self as a bodily mechanism or as a living thing).
This damage, however, is to some extent chargeable to me because
the things that cause it are in principle mine, although it is true that
they are subject to my control, vigilance, &c., only to an extent
varying with their special character.
§ 117
The freely acting will, in directing its aim on the state of affairs
confronting it, has an idea of the attendant circumstances. But
because the will is finite, since this state of affairs is presupposed, the
objective phenomenon is contingent so far as the will is concerned,
and may contain something other than what the will’s idea of it
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contains. The will’s right, however, is to recognise as its action, and to
accept responsibility for, only those presuppositions of the deed of
which it was conscious in its aim and those aspects of the deed which
were contained in its purpose. The deed can be imputed to me only if
my will is responsible for it – this is the right to know.
Addition: The will has confronting it a state of affairs upon
which it acts. But in order to know what this state of affairs is
I must have an idea of it, and the responsibility is truly mine
only in so far as I had knowledge of the situation confronting
me. Such a situation is a presupposition of my volition and
my will is therefore finite, or rather, since my will is finite, it
has a presupposition of this kind. As soon as my thinking and
willing is rational, I am no longer at this level of finitude,
since the object on which I act is no longer an ‘other’ to me.
Finitude, however, implies fixed limits and restrictions. I have
confronting me an ‘other’ which is only contingent,
something necessary in a purely external way; its path and
mine may meet or diverge. Nevertheless, I am nothing except
in relation to my freedom, and my will is responsible for the
deed only in so far as I know what I am doing. Oedipus, who
killed his father without knowing it, cannot be accused of
parricide. The ancient penal codes, however, attached less
weight to the subjective side of action, to imputability, than
we do nowadays. That is why sanctuaries were instituted in
ancient times for harbouring and protecting the fugitive from
vengeance.
§ 118
Further, action is translated into external fact, and external fact
has connections in the field of external necessity through which it
develops itself in all directions. Hence action has a multitude of
consequences. These consequences are the outward form whose
inner soul is the aim of the action, and thus they are the
consequences of the action, they belong to the action. At the same
time, however, the action, as the aim posited in the external world,
has become the prey of external forces which attach to it something
totally different from what it is explicitly and drive it on into alien and
distant consequences. Thus the will has the right to repudiate the
imputation of all consequences except the first, since it alone was
purposed.
Remark: To determine which results are accidental and
which necessary is impossible, because the necessity implicit
in the finite comes into determinate existence as an external
Hegel’s Philosophy of Right
113
necessity, as a relation of single things to one another, things
which as self-subsistent are conjoined in indifference to one
another and externally. The maxim: ‘Ignore the consequences
of actions’ and the other: ‘Judge actions by their
consequences and make these the criterion of right and good’
are both alike maxims of the abstract Understanding. The
consequences, as the shape proper to the action and
immanent within it, exhibit nothing but its nature and are
simply the action itself; therefore the action can neither
disavow nor ignore them. On the other hand, however,
among the consequences there is also comprised something
interposed from without and introduced by chance, and this
is quite unrelated to the nature of the action itself.
The development in the external world of the contradiction
involved in the necessity of the finite is just the conversion of
necessity into contingency and vice versa. From this point of
view, therefore, acting means surrendering oneself to this law.
It is because of this that it is to the advantage of the criminal
if his action has comparatively few bad consequences (while a
good action must be content to have had no consequences or
very few), and that the full developed consequences of a
crime are counted as part of the crime.
The self-consciousness of heroes (like that of Oedipus and
others in Greek tragedy) had not advanced out of its
primitive simplicity either to reflection on the distinction
between act and action, between the external event and the
purpose and knowledge of the circumstances, or to the
subdivision of consequences. On the contrary, they accepted
responsibility for the whole compass of the deed.
Addition: The transition to intention depends on the fact
that I accept responsibility only for what my idea of the
situation was. That is to say, there can be imputed to me only
what I knew of the circumstances. On the other hand, there
are inevitable consequences linked with every action, even if I
am only bringing about some single, immediate, state of
affairs. The consequences in such a case represent the
universal implicit within that state of affairs. Of course I
cannot foresee the consequences – they might be preventable
– but I must be aware of the universal character of any
isolated act. The important point here is not the isolated thing
but the whole, and that depends not on the differentia of the
particular action, but on its universal nature. Now the
transition from purpose to intention lies in the fact that I
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ought to be aware not simply of my single action but also of
the universal which is conjoined with it. The universal which
comes on the scene here in this way is what I have willed, my
intention.
ii Intention & Welfare
§ 119
An action as an external event. is a complex of connected parts
which may be regarded as divided into units ad infinitum, and the
action may be treated as having touched in the first instance only one
of these units. The truth of the single, however, is the universal; and
what explicitly gives action its specific character is not an isolated
content limited to an external unit, but a universal content,
comprising in itself the complex of connected parts. Purpose, as
issuing from a thinker, comprises more than the mere unit; essentially
it comprises that universal side of the action, i.e. the intention.
Remark: Etymologically, Absicht (intention) implies
abstraction, either the form of universality or the extraction
of a particular aspect of the concrete thing. The endeavour to
justify an action by the intention behind it involves the
isolation of one or other of its single aspects which is alleged
to be the essence of the action on its subjective side.
To judge an action as an external deed without yet
determining its rightness or wrongness is simply to bestow on
it a universal predicate, i.e. to describe it as burning, killing,
&c.
The discrete character of the external world shows what the
nature of that world is, namely a chain of external relations.
Actuality is touched in the first instance only at a single point
(arson, for instance, directly concerns only a tiny section of the
firewood, i.e. is describable in a proposition, not a judgment),
but the universal nature of this point entails its expansion. In
a living thing, the single part is there in its immediacy not as a
mere part, but as an organ in which the universal is really
present as the universal; hence in murder, it is not a piece of
flesh, as something isolated, which is injured, but life itself
which is injured in that piece of flesh. It is subjective
reflection, ignorant of the logical nature of the single and the
universal, which indulges ad libitum in the subdivision of
single parts and consequences; and yet it is the nature of the
finite deed itself to contain such separable contingencies. The
device of dolus indirectus has its basis in these considerations.
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Addition: It happens of course that circumstances may make
an action miscarry to a greater or lesser degree. In a case of
arson, for instance, the fire may not catch or alternatively it
may take hold further than the incendiary intended. In spite
of this, however, we must not make this a distinction
between good and bad luck, since in acting a man must lay
his account with externality. The old Proverb is correct: ‘A
flung stone is the devil’s.’ To act is to expose oneself to bad
luck. Thus bad luck has a right over me and is an
embodiment of my own willing.
§ 120
The right of intention is that the universal quality of the action
shall not merely be implicit but shall be known by the agent, and so
shall have lain from the start in his subjective will. Vice versa, what
may be called the right of the objectivity of action is the right of the
action to evince itself as known and willed by the subject as a
thinker.
Remark: This right to insight of this kind entails the
complete, or almost complete, irresponsibility of children,
imbeciles, lunatics, &c., for their actions. But just as actions
on their external side as events include accidental
consequences, so there is involved in the subjective agent an
indeterminacy whose degree depends on the strength and
force of his self-consciousness and circumspection. This
indeterminacy, however, may not be taken into account
except in connection with childhood or imbecility, lunacy,
&c., since it is only such well marked states of mind that
nullify the trait of thought and freedom of will, and permit us
to treat the agent as devoid of the dignity of being a thinker
and a will.
§ 121
The universal quality of the action is the manifold content of the
action as such, reduced to the simple form of universality. But the
subject, an entity reflected into himself and so particular in
correlation with the particularity of his object, has in his end his own
particular content, and this content is the soul of the action and
determines its character. The fact that this moment of the
particularity of the agent is contained and realised in the action
constitutes subjective freedom in its more concrete sense, the right of
the subject to find his satisfaction in the action.
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Addition: In my own eyes, reflected into myself, I am a
particular in correlation with the externality of my action. My
end constitutes the content of the action, the content
determinant of the action. Murder and arson, for example,
are universals and so are not the positive content of my
action qua the action of a subject. If one of these crimes has
been committed, its perpetrator may be asked why he
committed it. The murder was not done for the sake of
murdering; the murderer had in view some particular positive
end. But if we were to say that he murdered for the mere
pleasure of murdering, then the purely positive content of the
subject would surely be pleasure, and if that is the case then
the deed is the satisfaction of the subject’s will. Thus the
motive of an act is, more particularly, what is called the
‘moral’ factor, and this has in that case the double meaning of
the universal implicit in the purpose and the particular aspect of
the intention. It is a striking modem innovation to inquire
continually about the motives of men’s actions. Formerly, the
question was simply: ‘Is he an honest man? Does he do his
duty?’ Nowadays we insist on looking into men’s hearts and
so we presuppose a gulf between the objectivity of actions
and their inner side, the subjective motives. To be sure, the
subject’s volition must be considered; he wills something and
the reason for what he wills lies within himself; he wills the
satisfaction of his desire, the gratification of his passion.
None the less, the good and the right are also a content of
action, a content not purely natural but put there by my
rationality. To make my freedom the content of what I will is
a plain goal of my freedom itself. Therefore it is to take
higher moral ground to find satisfaction in the action and to
advance beyond the gulf between the self-consciousness of a
man and the objectivity of his deed, even though to treat
action as if it involved such a gulf is a way of looking at the
matter characteristic of certain epochs in world history and in
individual biography.
§ 122
It is on the strength of this particular aspect that the action has
subjective worth or interest for me. In contrast with this end – the
content of the intention – the direct character of the action in its
further content is reduced to a means. In so far as such an end is
something finite, it may in its turn be reduced to a means to some
further intention and so on ad infinitum.
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§ 123
For the content of these ends nothing is available at this point
except [a] pure activity itself, i.e. the activity present owing to the fact
that the subject puts himself into whatever he is to look upon and
promote as his end. Men are willing to be active in pursuit of what
interests them, or should interest them, as something which is their
own. [b] A more determinate content, however, the still abstract and
formal freedom of subjectivity possesses only in its natural, subjective
embodiment, i.e. in needs, inclinations, passions, opinions, fancies,
&c. The satisfaction of these is welfare or happiness, both in general
and in its particular species – the ends of the whole sphere of
finitude.
Remark: Here – the standpoint of relation (see § 108), when
the subject is characterised by his self-difference and so
counts as a particular – is the place where the content of the
natural will (see § 11). comes on the scene. But the will here is
not as it is in its immediacy; on the contrary, this content now
belongs to a will reflected into itself and so is elevated to
become a universal end, the end of welfare or happiness; this
happens at the level of the thinking which does not yet
apprehend the will in its freedom but reflects on its content
as on one natural and given – the level, for example, of the
time of Croesus and Solon.
Addition: Since the specifications of happiness are given, they
are not true specifications of freedom, because freedom is
not genuinely free in its own eyes except in the good, i.e.
except when it is its own end. Consequently we may raise the
question whether a man has the right to set before himself
ends not freely chosen but resting solely on the fact that the
subject is a living being. The fact that man is a living being,
however, is not fortuitous, but in conformity with reason,
and to that extent he has a right to make his needs his end.
There is nothing degrading in being alive, and there is no
mode of intelligent being higher than life in which existence
would be possible. It is only the raising of the given to
something self-created which yields the higher orbit of the
good, although this distinction implies no incompatibility
between the two levels.
§ 124
Since the subjective satisfaction of the individual himself
(including the recognition which he receives by way of honour and
fame) is also part and parcel of the achievement of ends of absolute
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worth, it follows that the demand that such an end alone shall appear
as willed and attained, like the view that, in willing, objective and
subjective ends are mutually exclusive, is an empty dogmatism of the
abstract Understanding. And this dogmatism is more than empty, it is
pernicious if it passes into the assertion that because subjective
satisfaction is present, as it always is when any task is brought to
completion, it is what the agent intended in essence to secure and
that the objective end was in his eyes only a means to that. – What
the subject is, is the series of his actions. If these are a series of
worthless productions, then the subjectivity of his willing is just as
worthless. But if the series of his deeds is of a substantive nature,
then the same is true also of the individual’s inner will.
Remark: The right of the subject’s particularity, his right to
be satisfied, or in other words the right of subjective
freedom, is the pivot and centre of the difference between
antiquity and modern times. This right in its infinity is given
expression in Christianity and it has become the universal
effective principle of a new form of civilisation. Amongst the
primary shapes which this right assumes are love,
romanticism, the quest for the eternal salvation of the
individual, &c.; next come moral convictions and conscience;
and, finally, the other forms, some of which come into
prominence in what follows as the principle of civil society
and as moments in the constitution of the state, while others
appear in the course of history, particularly the history of art,
science, and philosophy.
Now this principle of particularity is, to be sure, one moment
of the antithesis, and in the first place at least it is just as
much identical with the universal as distinct from it. Abstract
reflection, however, fixes this moment in its distinction from
and opposition to the universal and so produces a view of
morality as nothing but a bitter, unending, struggle against
self-satisfaction, as the command: ‘Do with abhorrence what
duty enjoins.’
It is just this type of ratiocination which adduces that familiar
psychological view of history which understands how to
belittle and disparage all great deeds and great men by
transforming into the main intention and operative motive of
actions the inclinations and passions which likewise found
their satisfaction from the achievement of something
substantive, the fame and honour, &c., consequential on such
actions, in a word their particular aspect, the aspect which it
has decreed in advance to be something in itself pernicious.
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Such ratiocination assures us that, while great actions and the
efficiency which has subsisted through a series of them have
produced greatness in the world and have had as their
consequences for the individual agent power, honour, and
fame, still what belongs to the individual is not the greatness
itself but what has accrued to him from it, this purely
particular and external result; because this result is a
consequence, it is therefore supposed to have been the
agent’s end and even his sole end. Reflection of this sort
stops short at the subjective side of great men, since it itself
stands on purely subjective ground, and consequently it
overlooks what is substantive in this emptiness of its own
making. This is the view of those valet psychologists ‘for
whom there are no heroes, not because there are no heroes,
but because these psychologists are only valets’.
Addition: In magnis ... voluisse sat est [In great things to have
willed is enough] is right in the sense that we ought to will
something great. But we must also be able to achieve it,
otherwise the willing is nugatory. The laurels of mere willing
are dry leaves that never were green.
§ 125
The subjective element of the will, with its particular content –
welfare, is reflected into itself and infinite and so stands related to the
universal element, to the principle of the will. This moment of
universality, posited first of all within this particular content itself, is
the welfare of others also, or, specified completely, though quite
emptily, the welfare of all. The welfare of many other unspecified
particulars is thus also an essential end and right of subjectivity. But
since the absolutely universal, in distinction from such a particular
content, has not so far been further determined than as ‘the right’, it
follows that these ends of particularity, differing as they do from the
universal, may be in conformity with it, but they also may not.
§ 126
My particularity, however, like that of others, is only a right at all
in so far as I am a free entity. Therefore it may not make claims for
itself in contradiction to this its substantive basis, and an intention to
secure my welfare or that of others (and it is particularly in this latter
case that such an intention is called ‘moral’) cannot justify an action
which is wrong.
Remark: It is one of the most prominent of the corrupt
maxims of our time to enter a plea for the so-called ‘moral’
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intention behind wrong actions and to imagine bad men with
well-meaning hearts, i.e. hearts willing their own welfare and
perhaps that of others also. This doctrine is rooted in the
‘benevolence’ (guten Herzens) of the pre-Kantian philosophers
and constitutes, e.g., the quintessence of well-known
touching dramatic productions; but today it has been
resuscitated in a more extravagant form, and inner
enthusiasm and the heart, i.e. the form of particularity as
such, have been made the criterion of right, rationality, and
excellence. The result is that crime and the thoughts that lead
to it, be they fancies however trite and empty, or opinions
however wild, are to be regarded as right, rational, and
excellent, simply because they issue from men’s hearts and
enthusiasms. (See the Remark to § 140, where more details
are given.) Incidentally, however, attention must be paid to
the point of view from which right and welfare are being
treated here. We are considering right as abstract right and
welfare as the particular welfare of the single agent. The socalled ‘general good’, the welfare of the state, i.e. the right of
mind actual and concrete, is quite a different sphere, a sphere
in which abstract right is a subordinate moment like
particular welfare and the happiness of the individual. As was
remarked above, it is one of the commonest blunders of
abstract thinking to make private rights and private welfare
count as absolute in opposition to the universality of the state.
Addition: The famous answer: Je n’en vois pas la nécessité, given
[by Richelieu] to the lampooner who excused himself with
the words: Il faut donc que je vive, is apposite at this point. Life
ceases to be necessary in face of the higher realm of freedom.
When St. Crispin stole leather to make shoes for the poor, his
action was moral but wrong and so inadmissible.
§ 127
The particularity of the interests of the natural will, taken in their
entirety as a single whole, is personal existence or life. In extreme
danger and in conflict with the rightful property of someone else, this
life may claim (as a right, not a mercy) a right of distress, because in
such a situation there is on the one hand an infinite injury to a man’s
existence and the consequent loss of rights altogether, and on the
other hand only an injury to a single restricted embodiment of
freedom, and this implies a recognition both of right as such and also
of the injured man’s capacity for rights, because the injury affects
only this property of his.
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Remark: The right of distress is the basis of beneficium
competentiae whereby a debtor is allowed to retain of his tools,
farming implements, clothes, or, in short, of his resources, i.e.
of his creditor’s property, so much as is regarded as
indispensable if he is to continue to support life – to support
it, of course, on his own social level.
Addition: Life as the sum of ends has a right against abstract
right. If for example it is only by stealing bread that the wolf
can be kept from the door, the action is of course an
encroachment on someone’s property, but it would be wrong
to treat this action as an ordinary theft. To refuse to allow a
man in jeopardy of his life to take such steps for selfpreservation would be to stigmatise him as without rights,
and since he would be deprived of his life, his freedom would
be annulled altogether. Many diverse details have a bearing on
the preservation of life, and when we have our eyes on the
future we have to engage ourselves in these details. But the
only thing that is necessary is to live now, the future is not
absolute but ever exposed to accident. Hence it is only the
necessity of the immediate present which can justify a wrong
action, because not to do the action would in turn be to
commit an offence, indeed the most wrong of all offences,
namely the complete destruction of the embodiment of
freedom. Beneficium competentiae is relevant here, because
kinship and other close relationships imply the right to
demand that no one shall be sacrificed altogether on the altar
of right.
§ 128
This distress reveals the finitude and therefore the contingency of
both right and welfare of right as the abstract embodiment of
freedom without embodying the particular person, and of welfare as
the sphere of the particular will without the universality of right. In
this way they are established as one-sided and ideal, the character
which in conception they already possessed. Right has already (see §
106) determined its embodiment as the particular will; and
subjectivity, in its particularity as a comprehensive whole, is itself the
embodiment of freedom (see § 127), while as the infinite relation of
the will to itself, it is implicitly the universal element in freedom. The
two moments present in right and subjectivity, thus integrated and
attaining their truth, their identity, though in the first instance still
remaining relative to one another, are (a) the good (as the concrete,
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absolutely determinate, universal), and (b) conscience (as infinite
subjectivity inwardly conscious and inwardly determining its content).
iii Good & Conscience
§ 129
THE good is the Idea as the unity of the concept of the will with the
particular will. In this unity, abstract right, welfare, the subjectivity of
knowing and the contingency of external fact, have their independent
self-subsistence superseded, though at the same time they are still
contained and retained within it in their essence. The good is thus
freedom realised, the absolute end and aim of the world.
Addition: Every stage is really the Idea, but the earlier stages
contain it only in rather an abstract form. Thus for example,
even the ego, as personality, is already the Idea, though in its
most abstract shape. The good, therefore, is the Idea further
determined, the unity of the concept of the will with the
particular will. It is not something abstractly right, but
something concrete whose contents are made up of both
right and welfare alike.
§ 130
In this Idea, welfare has no independent validity as the
embodiment of a single particular will but only as universal welfare
and essentially as universal in principle, i.e. as according with
freedom. Welfare without right is not a good. Similarly, right without
welfare is not the good; fiat justitia [Let justice be done ...] should not
be followed by pereat mundus [... though the world perish].
Consequently, since the good must of necessity be actualised through
the particular will and is at the same time its substance, it has absolute
right in contrast with the abstract right of property and the particular
aims of welfare. If either of these moments becomes distinguished
from the good, it has validity only in so far as it accords with the
good and is subordinated to it.
§ 131
For the subjective will, the good and the good alone is the
essential, and the subjective will has value and dignity only in so far as
its insight and intention accord with the good. Inasmuch as the good
is at this point still only this abstract Idea of good, the subjective will
has not yet been caught up into it and established as according with
it. Consequently, it stands in a relation to the good, and the relation
is that the good ought to be substantive for it, i.e. it ought to make
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the good its aim and realise it completely, while the good on its side
has in the subjective will its only means of stepping into actuality.
Addition: The good is the truth of the particular will, but the
will is only that into which it puts itself; it is not good by
nature but can become what it is only by its own labour. On
the other hand, the good itself, apart from the subjective will,
is only an abstraction without that real existence which it is to
acquire for the first time through the efforts of that will.
Accordingly, the development of the good has three stages:
(i) The good should present itself to my volition as a
particular will and I should know it. (ii) I should myself say
what is good and should develop its particular specifications.
(iii) Finally, the specification of the good on its own account,
the particularisation of the good as infinite subjectivity aware
of itself. This inward specifying of what good is, is
conscience.
§ 132
The right of the subjective will is that whatever it is to recognise
as valid shall be seen by it as good, and that an action, as its aim
entering upon external objectivity, shall be imputed to it as right or
wrong, good or evil, legal or illegal, in accordance with its knowledge
of the worth which the action has in this objectivity.
Remark: The good is in principle the essence of the will in
its substantiality and universality, i.e. of the will in its truth,
and therefore it exists simply and solely in thinking and by
means of thinking. Hence assertions such as ‘man cannot
know the truth but has to do only with phenomena’, or
‘thinking injures the good will’ are dogmas depriving mind
not only of intellectual but also of all ethical worth and
dignity.
The right of giving recognition only to what my insight sees
as rational is the highest right of the subject, although owing
to its subjective character it remains a formal right; against it
the right which reason qua the objective possesses over the
subject remains firmly established.
On account of its formal character, insight is capable equally
of being true and of being mere opinion and error. The
individual’s acquisition of this right of insight is, on the
principles of the sphere which is still moral only, part and
parcel of his particular subjective education. I may demand
from myself, and regard it as one of my subjective rights, that
my insight into an obligation shall be based on good reasons,
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that I shall be convinced of the obligation and even that I
shall apprehend it from its concept and fundamental nature.
But whatever I may claim for the satisfaction of my
conviction about the character of an action as good,
permitted, or forbidden, and so about its imputability in
respect of this character, this in no way detracts from the
right of objectivity.
This right of insight into the good is distinct from the right of
insight in respect of action as such (see § 117); the form of
the right of objectivity which corresponds to the latter is this,
that since action is an alteration which is to take place in an
actual world and so will have recognition in it, it must in
general accord with what has validity there. Whoever wills to
act in this world of actuality has eo ipso submitted himself to
its laws and recognised the right of objectivity.
Similarly, in the state as the objectivity of the concept of
reason, legal responsibility cannot be tied down to what an
individual may hold to be or not to be in accordance with his
reason, or to his subjective insight into what is right or
wrong, good or evil, or to the demands which he makes for
the satisfaction of his conviction. In this objective field, the
right of insight is valid as insight into the legal or illegal, qua
into what is recognised as right, and it is restricted to its
elementary meaning, i.e. to knowledge in the sense of
acquaintance with what is legal and to that extent obligatory.
By means of the publicity of the laws and the universality of
manners, the state removes from the right of insight its
formal aspect and the contingency which it still retains for the
subject at the level of morality. The subject’s right to know
action in its specific character as good or evil, legal or illegal,
has the result of diminishing or cancelling in this respect too
the responsibility of children, imbeciles, and lunatics,
although it is impossible to delimit precisely either childhood,
imbecility, &c., or their degree of irresponsibility. But to turn
momentary blindness, the goad of passion, intoxication, or, in
a word, what is called the strength of sensual impulse
(excluding impulses which are the basis of the right of
distress – see § 127) into reasons when the imputation, specific
character, and culpability of a crime are in question, and to
look upon such circumstances as if they took away the
criminal’s guilt, again means (compare § 100 and the Remark
to § 120) failing to treat the criminal. in accordance with the
right and honour due to him as a man; for the nature of man
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consists precisely in the fact that he is essentially something
universal, not a being whose knowledge is an abstractly
momentary and piecemeal affair.
Just as what the incendiary really sets on fire is not the
isolated square inch of wooden surface to which he applies
his torch, but the universal in that square inch, e.g. the house
as a whole, so, as subject, he is neither the single existent of
this moment of time nor this isolated hot feeling of revenge.
If he were, he would be an animal which would have to be
knocked on the head as dangerous and unsafe because of its
liability to fits of madness.
The claim is made that the criminal in the moment of his
action must have had a ‘clear idea’ of the wrong and its
culpability before it can be imputed to him as a crime. At first
sight, this claim seems to preserve the right of his subjectivity,
but the truth is that it deprives him of his indwelling nature as
intelligent, a nature whose effective presence is not confined
to the ‘clear ideas’ of Wolff’s psychology, and only in cases of
lunacy is it so deranged as to be divorced from the knowing
and doing of isolated things.
The sphere in which these extenuating circumstances come
into consideration as grounds for the mitigation of
punishment is a sphere other than that of rights, the sphere
of pardon.
§ 133
The particular subject is related to the good as to the essence of
his will, and hence his will’s obligation arises directly in this relation.
Since particularity is distinct from the good and falls within the
subjective will, the good is characterised to begin with only as the
universal abstract essentiality of the will, i.e. as duty. Since duty is thus
abstract and universal in character, it should be done for duty’s sake.
Addition: From my point of view the essence of the will is
duty. Now if my knowledge stops at the fact that the good is
my duty, I am still going no further than the abstract
character of duty. I should do my duty for duty’s sake, and
when I do my duty it is in a true sense my own objectivity
which I am bringing to realisation. In doing my duty, I am by
myself and free. To have emphasised this meaning of duty
has constituted the merit of Kant’s moral philosophy and its
loftiness of outlook.
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§ 134
Because every action explicitly calls for a particular content and a
specific end, while duty as an abstraction entails nothing of the kind,
the question arises: what is my duty? As an answer nothing is so far
available except: (a) to do the right, and (b) to strive after welfare,
one’s own welfare, and welfare in universal terms, the welfare of
others (see § 119).
Addition: This is the same question as was put to Jesus
when someone wished to learn from him what he should do
to inherit eternal life. Good as a universal is abstract and
cannot be accomplished so long as it remains abstract. To be
accomplished it must acquire in addition the character of
particularity.
§ 135
These specific duties, however, are not contained in the definition
of duty itself; but since both of them are conditioned and restricted,
they eo ipso bring about the transition to the higher sphere of the
unconditioned, the sphere of duty. Duty itself in the moral selfconsciousness is the essence or the universality of that consciousness,
the way in which it is inwardly related to itself alone; all that is left to
it, therefore, is abstract universality, and for its determinate character
it has identity without content, or the abstractly positive, the
indeterminate.
Remark: However essential it is to give prominence to the
pure unconditioned self-determination of the will as the root
of duty, and to the way in which knowledge of the will,
thanks to Kant’s philosophy, has won its firm foundation and
starting-point for the first time owing to the thought of its
infinite autonomy, still to adhere to the exclusively moral
position, without making the transition to the conception of
ethics, is to reduce this gain to an empty formalism, and the
science of morals to the preaching of duty for duty’s sake.
From this point of view, no immanent doctrine of duties is
possible; of course, material may be brought in from outside
and particular duties may be arrived at accordingly, but if the
definition of duty is taken to be the absence of contradiction,
formal correspondence with itself – which is nothing but
abstract indeterminacy stabilised – then no transition is
possible to the specification of particular duties nor, if some
such particular content for acting comes under consideration,
is there any criterion in that principle for deciding whether it
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127
is or is not a duty. On the contrary, by this means any wrong
or immoral line of conduct may be justified.
Kant’s further formulation, the possibility of visualising an
action as a universal maxim, does lead to the more concrete
visualisation of a situation, but in itself it contains no
principle beyond abstract identity and the ‘absence of
contradiction’ already mentioned.
The absence of property contains in itself just as little
contradiction as the non-existence of this or that nation,
family, &c., or the death of the whole human race. But if it is
already established on other grounds and presupposed that
property and human life are to exist and be respected, then
indeed it is a contradiction to commit theft or murder; a
contradiction must be a contradiction of something, i.e. of
some content presupposed from the start as a fixed principle.
It is to a principle of that kind alone, therefore, that an action
can be related either by correspondence or contradiction. But
if duty is to be willed simply for duty’s sake and not for the
sake of some content, it is only a formal identity whose
nature it is to exclude all content and specification.
The further antinomies and configurations of this neverending ought-to-be, in which the exclusively moral way of
thinking – thinking in terms of relation – just wanders to and
fro without being able to resolve them and get beyond the
ought-to-be, I have developed in my Phenomenology of Mind.
Addition: While we laid emphasis above on the fact that the
outlook of Kant’s philosophy is a high one in that it
propounds a correspondence between duty and rationality,
still we must notice here that this point of view is defective in
lacking all articulation. The proposition: ‘Act as if the maxim
of thine action could be laid down as a universal principle’,
would be admirable if we already had determinate principles
of conduct. That is to say, to demand of a principle that it
shall be able to serve in addition as a determinant of universal
legislation is to presuppose that it already possesses a content.
Given the content, then of course the application of the
principle would be a simple matter. In Kant’s case, however,
the principle itself is still not available and his criterion of
non-contradiction is productive of nothing, since where there
is nothing, there can be no contradiction either.
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§ 136
Because of the abstract characterisation of the good, the other
moment of the Idea – particularity in general – falls within
subjectivity. Subjectivity in its universality reflected into itself is the
subject’s absolute inward certainty (Gewissheit) of himself, that which
establishes the particular and is the determining and decisive element
in him, his conscience (Gewissen).
Addition: We may speak in a very lofty strain about duty,
and talk of the kind is uplifting and broadens human
sympathies, but if it never comes to anything specific it ends
in being wearisome. Mind demands particularity and is
entitled to it. But conscience is this deepest inward solitude
with oneself where everything external and every restriction
has disappeared – this complete withdrawal into oneself. As
conscience, man is no longer shackled by the aims of
particularity, and consequently in attaining that position he
has risen to higher ground, the ground of the modern world,
which for the first time has reached this consciousness,
reached this sinking into oneself. The more sensuous
consciousness [For the distinction between senseconsciousness and ‘more highly developed types of
consciousness’, see Remarks to §§ 21 and 35.] of earlier
epochs had something external and given confronting it,
either religion or law. But conscience knows itself as thinking
and knows that what alone has obligatory force for me is this
that I think.
§ 137
True conscience is the disposition to will what is absolutely good.
It therefore has fixed principles and it is aware of these as its
explicitly objective determinants and duties. In distinction from this
its content (i.e. truth), conscience is only the formal side of the
activity of the will, which as this will has no special content of its
own. But the objective system of these principles and duties, and the
union of subjective knowing with this system, is not present until we
come to the standpoint of ethical life. Here at the abstract standpoint
of morality, conscience lacks this objective content and so its explicit
character is that of infinite abstract self-certainty, which at the same
time is for this very reason the self-certainty of this subject.
Remark: Conscience is the expression of the absolute title
of subjective self-consciousness to know in itself and from
within itself what is right and obligatory, to give recognition
only to what it thus knows as good, and at the same time to
Hegel’s Philosophy of Right
129
maintain that whatever in this way it knows and wills is in
truth right and obligatory. Conscience as this unity of
subjective knowing with what is absolute is a sanctuary which
it would be sacrilege to violate. But whether the conscience
of a specific individual corresponds with this Idea of
conscience, or whether what it takes or declares to be good is
actually so, is ascertainable only from the content of the good
it seeks to realise. What is right and obligatory is the
absolutely rational element in the will’s volitions and
therefore it is not in essence the particular property of an
individual, and its form is not that of feeling or any other
private (i.e. sensuous) type of knowing, but essentially that of
universals determined by thought, i.e. the form of laws and
principles. Conscience is therefore subject to the judgment of
its truth or falsity, and when it appeals only to itself for a
decision, it is directly at variance with what it wishes to be,
namely the rule for a mode of conduct which is rational,
absolutely valid, and universal. For this reason, the state
cannot give recognition to conscience in its private form as
subjective knowing, any more than science can grant validity
to subjective opinion, dogmatism, and the appeal to a
subjective opinion. In true conscience, its elements are not
different, but they may become so, and it is the determining
element, the subjectivity of willing and knowing, which can
sever itself from the true content of conscience, establish its
own independence, and reduce that content to a form and a
show. The ambiguity in connection with conscience lies
therefore in this: it is presupposed to mean the identity of
subjective knowing and willing with the true good, and so is
claimed and recognised to be something sacrosanct; and yet
at the same time, as the mere subjective reflection of selfconsciousness into itself, it still claims for itself the title due,
solely on the strength of its absolutely valid rational content, to
that identity alone.
At the level of morality, distinguished as it is in this book
from the level of ethics, it is only formal conscience that is to
be found. True conscience has been mentioned only to
indicate its distinction from the other and to obviate the
possible misunderstanding that here, where it is only formal
conscience that is under consideration, the argument is about
true conscience. The latter is part of the ethical disposition
which comes before us for the first time in the following
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section. The religious conscience, however, does not belong
to this sphere at all.
Addition: When we speak of conscience, it may easily be
thought that, in virtue of its form, which is abstract
inwardness, conscience is at this point without more ado true
conscience. But true conscience determines itself to will what
is absolutely good and obligatory and is this selfdetermination. So far, however, it is only with good in the
abstract that we have to do and conscience is still without this
objective content and is but the infinite certainty of oneself.
§ 138
This subjectivity, qua abstract self-determination and pure
certainty of oneself alone, as readily evaporates into itself the whole
determinate character of right, duty, and existence, as it remains both
the power to judge, to determine from within itself alone, what is
good in respect of any content, and also the power to which the
good, at first only an ideal and an ought-to-be, owes its actuality.
Remark: The self-consciousness which has attained this
absolute reflection into itself knows itself in this reflection to
be the kind of consciousness which is and should be beyond
the reach of every existent and given specific determination.
As one of the commoner features of history (e.g. in Socrates,
the Stoics, and others), the tendency to look deeper into
oneself and to know and determine from within oneself what
is right and good appears in ages when what is recognised as
right and good in contemporary manners cannot satisfy the
will of better men. When the existing world of freedom has
become faithless to the will of better men, that will fails to
find itself in the duties there recognised and must try to find
in the ideal world of the inner life alone the harmony which
actuality has lost. Once self-consciousness has grasped and
secured its formal right in this way, everything depends on
the character of the content which it gives to itself.
Addition: If we look more closely at this process of
evaporation and see how all specific determinations disappear
into this simple concept and then have to be condensed out
of it again, what we find is that it is primarily due to the fact
that everything recognised as right and duty may be proved
by discursive thinking to be nugatory, restricted, and in all
respects not absolute. On the other hand, just as subjectivity
evaporates every content into itself, so it may develop it out
of itself once more. Everything which arises in the ethical
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sphere is produced by this activity of mind. The moral point
of view, however, is defective because it is purely abstract.
When I am aware of my freedom as the substance of my being,
I am inactive and do nothing. But if I proceed to act and look
for principles on which to act, I grope for something
determinate and then demand its deduction from the concept
of the free will. While, therefore, it is right enough to
evaporate right and duty into subjectivity, it is wrong if this
abstract groundwork is not then condensed out again. It is
only in times when the world of actuality is hollow, spiritless,
and unstable, that an individual may be allowed to take refuge
from actuality in his inner life. Socrates lived at the time of
the ruin of the Athenian democracy. His thought vaporised
the world around him and he withdrew into himself to search
there for the right and the good. Even in our day there are
cases when reverence for the established order is more or less
lacking; man insists on having the authoritative as his will, as
that to which he has granted recognition.
§ 139
Once self-consciousness has reduced all otherwise valid duties to
emptiness and itself to the sheer inwardness of the will, it has become
the potentiality of either making the absolutely universal its principle,
or equally well of elevating above the universal the self-will of private
particularity, taking that as its principle and realising it through its
actions, i.e. it has become potentially evil.
Remark: To have a conscience, if conscience is only formal
subjectivity, is simply to be on the verge of slipping into evil;
in independent self-certainty, with its independence of
knowledge and decision, both morality and evil have their
common root.
The origin of evil in general is to be found in the mystery of
freedom (i.e. in the speculative aspect of freedom), the
mystery whereby freedom of necessity arises out of the
natural level of the will and is something inward in
comparison with that level. It is this natural level of the will
which comes into existence as a self-contradiction, as
incompatible with itself in this opposition, and so it is just
this particularity of the will which later makes itself evil. That
is to say, particularity is always duality; here it is the
opposition of the natural level and the inwardness of the will.
In this opposition, the latter is only a relative and abstract
subjectivity which can draw its content only from the
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determinate content of the natural will, from desire, impulse,
inclination, &c. Now it is said of these desires, impulses, &c.,
that they may be either good or evil. But since the will here
makes into a determinant of its content both these impulses
in this contingent character which they possess as natural,
and also, therefore, the form which it has at this point, the
form of particularity itself, it follows that it is set in
opposition to the universal as inner objectivity, to the good,
which comes on the scene as the opposite extreme to
immediate objectivity, the natural pure and simple, as soon as
the will is reflected into itself and consciousness is a knowing
consciousness. It is in this opposition that this inwardness of
the will is evil. Man is therefore evil by a conjunction between
his natural or undeveloped character and his reflection into
himself; and therefore evil belongs neither to nature as such
by itself – unless nature were supposed to be the natural
character of the will which rests in its particular content – nor
to introverted reflection by itself, i.e. cognition in general,
unless this were to maintain itself in that opposition to the
universal.
With this facet of evil, its necessity, there is inevitably
combined the fact that this same evil is condemned to be that
which of necessity ought not to be, i.e. the fact that evil ought
to be annulled. It is not that there ought never to be a
diremption of any sort in the will – on the contrary, it is just
this level of diremption which distinguishes man from the
unreasoning animal; the point is that the will should not rest
at that level and cling to the particular as if that and not the
universal were the essential thing; it should overcome the
diremption as a nullity. Further, as to this necessity of evil, it
is subjectivity, as infinite self-reflection, which is present in
and confronted by this opposition of universal and particular;
if it rests in this opposition, i.e. if it is evil, then it is eo ipso
independent, regarding itself as isolated, and is itself this SelfWill. Therefore if the individual subject as such does evil, the
evil is purely and simply his own responsibility.
Addition: The abstract self-certainty which knows itself as
the basis of everything has in it the potentiality either of
willing the universality of the concept or alternatively of
taking a particular content as a principle and realising that.
The second alternative is evil, which therefore always includes
the abstraction of self-certainty. It is only man who is good,
and he is good only because he can also be evil. Good and
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evil are inseparable, and their inseparability is rooted in the
fact that the concept becomes an object to itself, and as
object it eo ipso acquires the character of difference. The evil
will wills something opposed to the universality of the will,
while the good will acts in accordance with its true concept.
The difficulty of the question as to how the will can be evil as
well as good usually arises because we think of the will as
related to itself purely positively and because we represent its
volition as something determinate confronting it, as the good.
But the problem of the origin of evil may be more precisely
put in the form: ‘How does the negative come into the
positive?’ If we begin by presupposing that in the creation of
the world God is the absolutely positive, then, turn where we
will, we shall never discover the negative within that positive,
since to talk of God’s ‘Permitting’ evil is to ascribe to him a
passive relation to evil which is unsatisfactory and
meaningless. In the representative thinking of religious
mythology there is no comprehension of the origin of evil;
i.e. the positive and the negative are not discovered in one
another, there is only a representation of their succession and
juxtaposition, so that it is from outside that the negative
comes to the positive. But this cannot satisfy thought, which
demands a reason and a necessity and insists on
apprehending the negative as itself rooted in the positive.
Now the solution of the problem, the way the concept treats
the matter, is already contained in the concept, since the
concept, or to speak more concretely, the Idea, has it in its
essence to differentiate itself and to posit itself negatively. If
we adhere to the purely positive, i.e. if we rest in the unmixed
good which is supposed to be good at its source, then we are
accepting an empty category of the Understanding which
clings to abstractions and one-sided categories of this kind
and by the very asking of this question makes it a difficult
one. If we begin with the standpoint of the concept, however,
we apprehend the positive as activity and as self-distinction.
Evil and good alike have their origin in the will and the will in
its concept is both good and evil.
The natural will is implicitly the contradiction of selfdistinction, of being both inwardness and also self-awareness.
To maintain then that evil implies the further point that man
is evil in so far as his will is natural would be to contradict the
usual idea that it is just the natural will which is guiltless and
good. But the natural will stands in opposition to the content
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of freedom, and the child and the uneducated man, whose
wills are only natural, are for that very reason liable to be
called to account for their actions only in a less degree. Now
when we speak of man, we mean not the child but the selfconscious adult, and when we speak of good, we mean the
knowledge of it. It is doubtless true that the natural is
inherently innocent, neither good nor bad, but when it is
drawn into the orbit of the will which is free and knows that
it is free, it acquires the character of not being free and is
therefore evil. When man wills the natural, it is no longer
merely natural, but the negative opposed to the good, i.e. to
the concept of the will.
On the other hand, if it is now objected that since evil is
rooted in the concept and inevitable, man would be guiltless
if he committed it, our reply must be that a man’s decision is
his own act, and his own act is freely chosen and his own
responsibility. In the religious legend it is said that man is as
God when he knows good and evil; and it is true that this
likeness to God is present in such knowledge in that the
inevitability here is no natural inevitability since on the
contrary the decision is really the transcendence of this
duality of good and evil. When both good and evil are placed
before me, I have a choice between the two; I can decide
between them and endow my subjective character with either.
Thus the nature of evil is that man may will it but need not.
§ 140
In every end of a self-conscious subject, there is a positive aspect
(see § 135) necessarily present because the end is what is purposed in
an actual concrete action. This aspect he knows how to elicit and
emphasise, and he may then proceed to regard it as a duty or a fine
intention. By so interpreting it, he is enabled to pass off his action as
good in the eyes both of himself and others, despite the fact that,
owing to his reflective character and his knowledge of the universal
aspect of the will, he is aware of the contrast between this aspect and
the essentially negative content of his action. To impose in this way
on others is hypocrisy; while to impose on oneself is a stage beyond
hypocrisy, a stage at which subjectivity claims to be absolute.
Remark: This final, most abstruse, form of evil, whereby
evil is perverted into good and good into evil, and
consciousness, in being aware of its power to effect this
perversion, is also made aware of itself as absolute, is the
high-water mark of subjectivity at the level of morality; it is
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the form into which evil has blossomed in our present epoch,
a result due to philosophy, i.e. to a shallowness of thought
which has twisted a profound concept into this shape and
usurped the name of philosophy, just as it has arrogated to
evil the name of good.
In this Remark, I will indicate briefly the chief forms of this
subjectivity which have become current.
(a) In hypocrisy the following moments are contained:
[a] knowledge of the true universal, whether knowledge in the
form merely of a feeling for right and duty, or of a deeper
cognition and apprehension of them;
[b] volition of the particular which conflicts with this
universal;
[c] conscious comparison of both moments [a] and [b], so
that the conscious subject is aware in willing that his
particular volition is evil in character.
These points are descriptive of acting with a bad conscience;
hypocrisy proper involves something more.
At one time great importance was attached to the question
whether an action was evil only in so far as it was done with a
bad conscience, i.e. with explicit knowledge of the three
moments just specified. The inference from an affirmative
answer is admirably drawn by Pascal: Ils seront tous damnés ces
demi-pécheurs, qui ont quelque amour pour la vertu. Mais pour ces
franc-pécheurs, pécheurs endurcis, pécheurs sans mélange, pleins et
achevés, 1’enfer ne les tient pas; ils ont trompé le diable à force de s’y
abandonner.
Footnote: Lettres provinciales, iv. In the same context, Pascal
also quotes Christ’s intercession on the Cross for his enemies:
‘Father, forgive them, for they know not what they do’ – a
superfluous prayer if the fact that they did not know what
they did made their action innocent and so took away the
need of forgiveness. Pascal quotes there too Aristotle’s
distinction between the man who acts ουκ ειδος and the one
who acts αγνοων; in the former type of ignorance, his action
is not freely willed (here the ignorance depends on external
circumstances, see above, § 117) and his action is not
imputable to him. But of the latter Aristotle says: ‘Every
wicked man is ignorant of what he ought to do and what he
ought to refrain from doing; and it is this kind of failure
(αµαρτια) which makes men unjust and in general bad.... An
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ignorant choice’ between good and evil ‘is the cause not of
the action’s being involuntary’ (of being non-imputable) ‘but
only of its being wicked’. Aristotle evidently had a deeper
insight into the connection between knowing and willing than
has become common in a superficial philosophy which
teaches that the opposite of knowledge, the heart and
enthusiasm, are the true principles of ethical action.
The subjective right of self-consciousness to know whether
an action is truly good or evil in character must not be
thought of as so colliding with the absolute right of the
objectivity of this character that the two rights are
represented as separable, indifferent to one another, and
related only accidentally. It was such a conception of their
relation that lay in particular at the root of the old questions
about efficacious grace. On its formal side, evil is most
peculiarly the individual’s own, since (a) it is precisely his
subjectivity establishing itself purely and simply for itself, and
for that reason it is purely and simply the individual’s own
responsibility (see § 139 and the Remark thereto); (b) on his
objective side man accords with his concept inasmuch as he
is mind, in a word a rational entity, and has in his own nature
as such the character of self-knowing universality. Therefore
it means failing to treat him with the respect due to his
concept if his good side is divorced from him, so that the
character of his evil action as evil is divorced from him too
and is not imputed to him as evil. How determinate is the
consciousness of these moments in distinction from one
another, or to what extent it has developed or failed to
develop in clarity so as to become a recognition of them, and
to what degree an evil action has been done with a conscience
more or less downright evil – all these questions are the more
trivial aspect of the matter, the aspect mainly concerned with
the empirical.
(b) Evil and doing evil with a bad conscience, however, is not
quite hypocrisy. Into hypocrisy there enters in addition the
formal character of falsity, first the falsity of holding up evil
as good in the eyes of others, of setting oneself up to all
appearance as good, conscientious, pious, and so on –
conduct which in these circumstances is only a trick to
deceive others. Secondly, however, the bad man may find in
his good conduct on other occasions, or in his piety, or, in a
word, in good reasons, a justification in his own eyes for the
evil he does, because he can use these reasons to pervert its
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apparent character from evil into good. His ability to do this
depends on the subjectivity which, as abstract negativity,
knows that all determinations are subordinate to itself and
issue from its own will.
(c) In this perversion of evil into good we may prima facie
include the form of subjectivism known as Probabilism. Its
guiding principle is that an action is permissible, and may be
done with an easy conscience, provided that the agent can
hunt out any single good reason for it, be it only the authority
of a single theologian, and even if other theologians are
known by the agent to dissent ever so widely from that
authority. Even in this idea there is still present the correct
apprehension that authority and a reason based on authority
gives probability only, although this is supposed to be enough
to produce an easy conscience; it is granted in Probabilism
that a good reason is inevitably of such a character that there
may exist along with it different reasons at least as good.
Even here we must recognise a vestige of objectivity in the
admission that it is a reason which should be the determining
factor. But since the discrimination between good and evil is
made to depend on all those good reasons, including
theological authorities too, despite the fact that they are so
numerous and contradictory, the implication is that it is not
this objectivity of the thing, but subjectivity, which has the
last word. This means that caprice and self-will are made the
arbiters of good and evil, and the result is that ethics as well
as religious feeling is undermined. But the fact that it is
private subjectivity to which the decision falls is one which
Probabilism does not openly avow as its principle; on the
contrary, as has already been stated, it gives out that it is some
reason or other which is decisive, and Probabilism is to that
extent still a form of hypocrisy.
(d) In the stages of subjectivism, the next in ascending order
is the view that the goodness of the will consists in its willing
the good; this willing of the abstract good is supposed to
suffice, in fact to be the sole requisite, to make its action
good. As the willing of something determinate, action has a
content, but good in the abstract determines nothing, and
hence it devolves on particular subjectivity to give this
content its character and constituents. just as in Probabilism
anyone who is not himself a learned Révérend Père may have
the subsumption of a determinate content under the universal
predicate ‘good’ effected for him by the sole authority of one
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such theologian, so here every subject, without any further
qualification, is invested with this honour of giving a content
to good in the abstract, or in other words subsuming a
content under a universal. This content is only one of the
many elements in an action as a concrete whole, and the
others may perhaps entail its description as ‘criminal’ and
‘bad’. That determinate content which I, as subject, give to
the good, however, is the good known to me in the action,
i.e. it is my good intention (see § 114). Thus there arises a
contradiction between descriptions: according to one the
action is good, according to the other it is criminal. Hence
also there seems to arise, in connection with a concrete
action, the question whether in such circumstances the
intention behind it is actually good. It may generally be the
case that the good is what is actually intended; but this in fact
must always be the case if it is held that good in the abstract
is the subject’s determining motive. Where wrong is done
through an action which is well intentioned but in other
respects criminal and bad, the wrong so done must, of
course, also be good, and the important question would seem
to be: which of these sides of the action is really the essential
one? This objective question, however, is here out of place,
or rather it is the subjective consciousness alone whose
decision constitutes objectivity at this point. Besides,
‘essential’ and ‘good’ mean the same thing; one is just as
much an abstraction as the other. Good is that which is
essential in respect of the will; and the essential in this respect
should be precisely this, that my action be characterised as
good in my eyes. But the subsumption under the good of any
content one pleases is the direct and explicit result of the fact
that this abstract good is totally devoid of content and so is
simply reduced to meaning anything positive, i.e. to
something which is valid from some single point of view and
which in its immediate character may even be valid as an
essential end, as for example to do good to the poor, to take
thought for myself, my life, my family, and so forth. Further,
just as the good is the abstract, so the bad too must be
without content and derive its specification from my
subjectivity; and it is in this way also that there arises the
moral end of hating and uprooting the bad, the nature of the
bad being left unspecified.
Theft, cowardice, murder, and so forth, as actions, i.e. as
achievements of a subjective will, have the immediate
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character of being satisfactions of such a will and therefore of
being something positive. In order to make the action a good
one, it is only a question of recognising this positive aspect of
the action as my intention, and this then becomes the
essential aspect in virtue of which the action is made good,
simply because I recognise it as the good in my intention.
Theft in order to do good to the poor, theft or flight from
battle for the sake of fulfilling one’s duty to care for one’s life
or one’s family (a poor family perhaps into the bargain),
murder out of hate or revenge (i.e. in order to satisfy one’s
sense of one’s own rights or of right in general, or one’s sense
of another’s wickedness, of wrong done by him to oneself or
to others or to the world or the nation at large, by extirpating
this wicked individual who is wickedness incarnate, and
thereby contributing at least one’s quota to the project of
uprooting the bad) – all these actions are made well
intentioned and therefore good by this method of taking
account of the positive aspect of their content. Only the bare
minimum of intelligence is required to discover in any action,
as those learned theologians can, a positive side and so a
good reason for it and a good intention behind it. Hence it
has been said that in the strict sense there are no wicked men,
since no one wills evil for the sake of evil, i.e. no one wills a
pure negative as such. On the contrary, everyone always wills
something positive, and therefore, on the view we are
considering, something good. In this abstract good the
distinction between good and evil has vanished together with
all concrete duties; for this reason, simply to will the good
and to have a good intention in acting is more like evil than
good, because the good willed is only this abstract form of
good and therefore to make it concrete devolves on the
arbitrary Will of the subject.
To this context there also belongs the notorious maxim: ‘The
end justifies the means.’ In itself and prima facie this
expression is trivial and pointless. Quite so, one may retort in
terms equally general, a just end of course justifies the means,
while an unjust end does not. The phrase: so ‘If the end is
right, so is the means’ is a tautology, since the means is
precisely that which is nothing in itself but is for the sake of
something else, and therein, i.e. in the end, has its purpose
and worth – provided of course it be truly a means.
But when someone says that the end justifies the means, his
purport is not confined to this bare tautology; he understands
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by the words something more specific, namely that to use as
means to a good end something which in itself is simply not a
means at all, to violate something in itself sacrosanct, in short
to commit a crime as a means to a good end, is permissible
and even one’s bounden duty. (i) There floats before the
minds of those who say that the end justifies the means a
vague consciousness of the dialectic of the aforesaid ‘positive’
element in isolated legal or ethical principles, or of such
equally vague general maxims as: ‘Thou shalt not kill’, or
‘Thou shalt take thought for thy welfare and the welfare of
thy family’. Executioners and soldiers have not merely the
right but the duty to kill men, though there it has been
precisely laid down what kind of men and what
circumstances make the killing permissible and obligatory. So
also my welfare and the welfare of my family must be
subordinated to higher ends and so reduced to means to their
attainment. (ii) And yet what bears the mark of crime is not a
general maxim of that kind, left vague and still subject to a
dialectic; on the contrary, its specific character is already
objectively fixed. Now what is set up against such a
determinate crime, what is supposed to have deprived the
crime of its criminal nature, is the justifying end, and this is
simply subjective opinion about what is good and better.
What happens here is the same as what happens when the
will stops at willing good in the abstract, i.e. the absolute and
valid determinate character assigned to good and evil, right
and wrong, is entirely swept away and the determination of
them is ascribed instead to the individual’s feeling,
imagination, and caprice.
(e) Subjective opinion is at last expressly given out as the
measuring-rod of right and duty and it is supposed that the
conviction which holds something to be right is to decide the
ethical character of an action. Since the good we will to do is
here still without content, the principle of conviction only
adds the information that the subsumption of an action
under the category of good is purely a personal matter. If this
be so, the very pretence of an ethical objectivity has totally
disappeared. A doctrine like this is directly connected with
the self-styled philosophy, often mentioned already, which
denies that the truth is knowable – and the truth of mind qua
will, the rationality of mind in its self-actualising process, is
the laws of ethics. Asserting, as such philosophising does,
that the knowledge of the true is an empty vanity,
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141
transcending the territory of science (which is supposed to be
mere appearance), it must in the matter of action at once find
its principle also in the apparent; thereby ethics is reduced to
the special theory of life held by the individual and to his
private conviction: The degradation into which philosophy
has thus sunk appears doubtless at a first glance to be only an
affair of supreme indifference, an occurrence confined to the
trivial field of academic futilities; but the view necessarily
makes itself a home in ethics, an essential part of philosophy;
and it is then that the true meaning of these theories makes
its first appearance in and is apprehended by the world of
actuality.
The result of the dissemination of the view that subjective
conviction, and it alone, decides the ethical character of an
action is that the charge of hypocrisy, once so frequent, is
now rarely heard; you can only qualify wickedness as
hypocrisy on the assumption that certain actions are
inherently and actually misdeeds, vices and crimes, and that
the defaulter is necessarily aware of them as such, because he
is aware of and recognises the principles and outward acts of
piety and honesty even in the pretence to which he
misapplies them. In other words, it was generally assumed as
regards evil that it is a duty to know the good and to be aware
of its distinction from evil. In any case, however, it was an
absolute injunction which forbade the commission of vicious
and criminal actions and which insisted on such actions being
imputed to the agent, so far as he was a man and not a beast.
But if a good heart, a good intention, a subjective conviction
are set forth as the sources from which conduct derives its
worth, then there is no longer any hypocrisy or immorality at
all; for whatever a man does, he can always justify by the
reflection on it of good intentions and motives, and by the
influence of that conviction it is good.
Footnote: ‘That he feels completely convinced I have not the
least doubt. But how many men are led by such feelings of
conviction into the worst of misdeeds! Besides, if everything
may be excused on this ground, then that terminates the
rational judgment of good and wicked, honourable and
shameful, resolutions. Lunacy in that case would have equal
rights with reason; or in other words reason would have no
rights whatever, its judgment would cease to have any
validity. Its voice would be a minus quantity; truth would be
the possession of the man with no doubts! I tremble at the
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results of such toleration, for it would be exclusively to the
advantage of unreason.’ (Jacobi 1802.)
Thus there is no longer anything absolutely vicious or
criminal; and instead of the abovementioned frank and free,
hardened and unperturbed sinner, we have the man who is
conscious of being fully justified by intention and conviction.
My good intention in my action and my conviction of its
goodness make it good. We speak of judging and estimating
an action; but on this principle it is only the intention and
conviction of the agent, his faith, by which he ought to be
judged. Not, however, his faith in the sense in which Christ
requires faith in objective truth, so that on one who has a
false faith, i.e. a conviction bad in its content, the judgment to
be pronounced must be a condemnation, i.e. one in
conformity with this content. On the contrary, faith here
means fidelity to conviction, and the question to be asked
about action is: ‘Has the agent in his acting kept true to his
conviction Fidelity to formal subjective conviction is thus
made the sole measuring-rod of duty.
This principle, under which conviction is expressly made
something subjective, cannot but thrust upon us the thought
of possible error, with the further implied presupposition of
an absolute law. But the law is no agent; it is only the actual
human being who acts. And, on the aforesaid principle, the
only question, in estimating the worth of human actions, is
how far he has taken up the law into his conviction. But if on
this theory it is not actions which are to be judged, i.e.
measured generally, by that law, it is impossible to see what
the law is for and what end it is to serve. Such a law is
degraded to a mere external letter, in fact to an empty word,
if it is only my conviction which makes it a law and invests it
with obligatory force.
Such a law may claim its authority from God or the state. It
may even have behind it the authority of tens of centuries
during which it was the bond which gave men, with all their
deeds and destiny, coherence and subsistence. And these are
authorities which enshrine the convictions of countless
individuals. Now if I set against these the authority of my
single conviction – for as my subjective conviction its sole
validity is authority – that at first seems a piece of monstrous
self-conceit, but in virtue of the principle that subjective
conviction is to be the measuring-rod, it is pronounced not to
be self-conceit at all.
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Even if reason and conscience – which shallow science and
bad sophistry can never altogether expel – admit with a noble
illogicality that error is possible, still by describing crime, and
evil generally, as only an error, we minimise the fault. To err
is human – who has not been mistaken on one point or
another, whether he had fresh or pickled cabbage for dinner
yesterday, and about innumerable other things of more or
less importance? But the difference between importance and
triviality vanishes if everything turns on the subjectivity of
conviction and on persistence in it. The said noble illogicality
which admits the possibility of error is inevitable then in the
nature of the case, but when it comes round to say that a
wrong conviction is only an error, it only falls into a further
illogicality, the illogicality of dishonesty. At one moment
conviction is made the basis of ethics and of man’s supreme
value, and is thus pronounced the supreme and the
sacrosanct; at another, all we have to do with is error, and my
conviction is something trivial and casual, in fact something
strictly external, which may turn out this way or that. Really,
my being convinced is something supremely trivial if I cannot
know the truth; for then it is a matter of indifference how I
think, and all that is left to my thinking is that empty good,
the abstraction to which the Understanding reduces the good.
One other point. It follows further, on this principle of
justification by conviction, that logic requires me, in dealing
with the way others act against my action, to admit that they
are quite in the right – so far at any rate as they maintain with
faith and conviction that my action is criminal. On such logic,
not merely do I gain nothing, I am even deposed from the
post of liberty and honour into a situation of slavery and
dishonour. Justice, which in the abstract is mine as well as
theirs, I feel only as a foreign subjective conviction, and when
it is executed on me, I fancy myself to be treated only by an
external force.
(f) Finally, the supreme form in which this subjectivism is
completely comprised and expressed is the phenomenon
which has been called by a name borrowed from Plato –
‘Irony’. The name alone, however, is taken from Plato; he
used it to describe a way of speaking which Socrates
employed in conversation when defending the Idea of truth
and justice against the conceit of the Sophists and the
uneducated. What he treated ironically, however, was only
their type of mind, not the Idea itself. Irony is only a manner
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of talking against people. Except as directed against persons,
the essential movement of thought is dialectic, and Plato was
so far from regarding the dialectical in itself, still less irony, as
the last word in thought and a substitute for the Idea, that he
terminated the flux and reflux of thinking, let alone of a
subjective opinion, and submerged it in the substantiality of
the Idea.
Footnote: My colleague, the late Professor Solger, adopted
the word ‘irony’ which Friedrich von Schlegel brought into
use at a comparatively early period of his literary career and
enhanced to equivalence with the said principle of subjectivity
knowing itself as supreme. But Solger’s finer mind was above
such an exaggeration; he had philosophic insight and so
seized upon, emphasised, and retained only that part of
Schlegel’s view which was dialectic in the strict sense, i.e.
dialectic as the pulsating drive of speculative inquiry. His last
publication, a solid piece of work, a thorough Kritik über die
Vorlesungen des Herrn August Wilhelm von Schlegel über dramatische
Kunst und Literatur, I find somewhat obscure, however, and I
cannot agree with the argument which he develops. ‘True
irony’, he says, ‘arises from the view that so long as man lives
in this present world, it is only in this world that he can fulfil
his "appointed task" no matter how elevated a sense we give
to this expression. Any hope we may have of transcending
finite ends is foolish and empty conceit. ‘Even the highest is
existent for our conduct only in a shape that is limited and
finite.’ Rightly understood, this is Platonic doctrine, and a
true remark in rejection of what he has referred to earlier, the
empty striving towards the (abstract) infinite. But to say that
the highest is existent in a limited and finite shape, like the
ethical order (and that order is in essence actual life and
action), is very different from saving that the highest thing is
a finite end. The outward shape, the form of finitude, in no
way deprives the content of ethical life of its substantiality
and the infinity inherent within it. Solger continues: ‘And just
for this reason the highest is in us as negligible as the lowest
and perishes of necessity with us and our nugatory thoughts
and feelings. The highest is truly existent in God alone, and
as it perishes in us it is transfigured into something divine, a
divinity in which we would have had no share but for its
immediate presence revealed in the very disappearance of our
actuality; now the mood to which this process directly comes
home in human affairs is tragic irony.’ The arbitrary name
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145
‘irony’ would be of no importance, but there is an obscurity
here when it is said that it is ‘the highest’ which perishes with
our nothingness and that it is in the disappearance of our
actuality that the divine is first revealed; e.g. again (ibid., p.
91):’We see heroes beginning to wonder whether they have
erred in the noblest and finest elements of their feelings and
sentiments, not only in regard to their successful issue, but
also to their source and their worth; indeed, what elevates us
is the destruction of the best itself.’ (The just destruction of
utter scoundrels and criminals who flaunt their villainy – the
hero of a modern tragedy Die Schuld, is one – has an interest
for criminal law, but none at all for art proper which is what
is in question here.) The tragic destruction of figures whose
ethical life is on the highest plane can interest and elevate us
and reconcile us to its occurrence only in so far as they come
on the scene in opposition to one another together with
equally justified but different ethical powers which have come
into collision through misfortune, because the result is that
then these figures acquire guilt through their opposition to an
ethical law. Out of this situation there arises the right and
wrong of both parties and therefore the true ethical Idea,
which, purified and in triumph over this one-sidedness, is
thereby reconciled in us. Accordingly, it is not the highest in
us which perishes; we are elevated not by the destruction of
the best but by the triumph of the true. This it is which
constitutes the true, purely ethical, interest of ancient tragedy
(in romantic tragedy the character of the interest undergoes a
certain modification). All this I have worked out in detail in
my Phenomenology of Mind . But the ethical Idea is actual and
pregnant in the world of social institutions without the
misfortune of tragic clashes and the destruction of individuals
overcome by this misfortune. And this Idea’s (the highest’s)
revelation of itself in its actuality as anything but a nullity is
what the external embodiment of ethical life, the state,
purposes and effects, and what the ethical self-consciousness
possesses, intuits, and knows in the state and what the
thinking mind comprehends there.
The culminating form of this subjectivity which conceives
itself as the final court of appeal – our topic here – can be
nothing except what was implicitly present already in its
preceding forms, namely subjectivity knowing itself as the
arbiter and judge of truth, right, and duty. It consists then in
this, that it knows the objective ethical principles, but fails in
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self-forgetfulness and self-renunciation to immerse itself in
their seriousness and to base action upon them. Although
related to them, it holds itself aloof from them and knows
itself as that which wills and decides thus, although it may
equally well will and decide otherwise. You actually accept a
law, it says, and respect it as absolute. So do I, but I go
further than you, because I am beyond this law and can make
it to suit myself. It is not the thing that is excellent, but I who
am so; as the master of law and thing alike, I simply play with
them as with my caprice; my consciously ironical attitude lets
the highest perish and I merely hug myself at the thought.
This type of subjectivism not merely substitutes a void for
the whole content of ethics, right, duties, and laws – and so is
evil, in fact evil through and through and universally – but in
addition its form is a subjective void, i.e. it knows itself as this
contentless void and in this knowledge knows itself as
absolute.
In my Phenomenology of Mind, I have shown how this absolute
self-complacency fails to rest in a solitary worship of itself but
builds up a sort of community whose bond and substance is,
e.g., the ‘mutual Asseveration of conscientiousness and good
intentions, the enjoyment of this mutual purity’, but is above
all ‘the refreshment derived from the glory of this selfknowledge and self-expression, from the glory of fostering
and cherishing this experience’. I have shown also how what
has been called a ‘beautiful soul’ – that still nobler type of
subjectivism which empties the objective of all content and
so fades away until it loses all actuality – is a variation of
subjectivism like other forms of the same phenomenon akin
to the series of them here considered. What is said here may
be compared with the entire section (C), ‘Conscience’, in the
Phenomenology, especially the part dealing with the transition to
a higher stage – a stage, however, there different in characters
Addition: Representative thinking may go further and
pervert the evil will into a show of goodness. Although it
cannot alter the nature of evil, it can invest it with a show of
goodness. Since every action has a positive aspect, and since
the category of good as opposed to evil is likewise reduced to
positivity, I may claim that my action in its bearing on my
intention is good. Thus evil has good linked with it not only
in my consciousness but also if we look at my action on its
positive side. When self-consciousness gives out, to others
only, that its action is good, this form of subjectivism is
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147
hypocrisy. But if it goes so far as to claim that the deed is
good in its own eyes also, then we have a still higher peak of
the subjectivism which knows itself as absolute. For this type
of mind absolute good and absolute evil have both vanished,
and the subject is therefore at liberty to pass himself off at
discretion as anything he likes. This is the position of the
absolute sophistry which usurps the office of lawgiver and
rests the distinction between good and evil on its own
caprice. The chief hypocrites are the pious ones (the
Tartuffes) who are punctilious in every ritual observance and
may even be religious to all appearance, while yet they do just
as they please. There is little mention of hypocrites nowadays,
partly because the accusation of hypocrisy seems to be too
harsh; partly, however, because hypocrisy in its naive form
has more or less disappeared. This downright falsehood, this
veneer of goodness, has now become too transparent not to
be seen through, and the divorce between doing good with
one hand and evil with the other no longer occurs, since
advancing culture has weakened the opposition between
these categories.
Instead, hypocrisy has now assumed the subtler form of
Probabilism, which involves the agent’s attempt to represent
a transgression as something good from the point of view of
his private conscience. This doctrine can only arise when the
moral and the good are determined by authority, with the
result that there are as many reasons as there are authorities
for supposing that evil is good. Casuist theologians, Jesuits
especially, have worked up these cases of conscience and
multiplied them ad infinitum.
These cases have now been elaborated to such a high degree
of subtlety that numerous clashes have arisen between them,
and the opposition between good and evil has become so
weak that in single instances they appear to turn into one
another. The only desideratum now is probability, i.e.
something approximately good, something which may be
supported by any single reason or authority. Thus the special
characteristic of this attitude is that its content is purely
abstract; it sets up the concrete content as something
inessential or rather abandons it to bare opinion. On this
principle, anyone may have committed a crime and yet have
willed the good. For example, if a bad character is murdered,
the positive side of the action may be given out to be the
withstanding of evil and the will to diminish it.
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Now the next step beyond Probabilism is that it is no longer
a question of someone else’s statement or authority; it is a
question only of the subject himself, i.e. of his own
convictions conviction which alone is able to make a thing
good. The defect here is that everything is supposed to fall
within the orbit of conviction alone and that the absolutely
right, for which this conviction should be only the form, no
longer exists. It is certainly not a matter of indifference
whether I do something by habit and custom or because I am
actuated throughout by the truth which underlies these. But
objective truth is still different from my conviction, because
conviction lacks the distinction between good and evil.
Conviction always remains conviction, and the bad could
only be that of which I am not convinced.
Now while this obliteration of good and evil implies a very
lofty attitude, there is involved in this attitude the admission
that it is subject to error, and to that extent it is brought
down from its pedestal into mere fortuitousness and seems
undeserving of respect. Now this form of subjectivism is
irony, the consciousness that this principle of conviction is
not worth much and that, lofty criterion though it be, it is
only caprice that governs it. This attitude is really a product
of Fichte’s philosophy, which proclaims that the Ego is
absolute, i.e. is absolute certainty, the ‘universal self-hood’
which advances through a course of further development to
objectivity. Of Fichte himself it cannot property be said that
he made subjective caprice a guiding principle in ethics, but,
later on, this principle of the mere particular, in the sense of
‘particular self-hood’, was deified by Friedrich von Schlegel
with reference to the good and the beautiful. As a result, he
made objective goodness only an image of my conviction,
receiving support from my efforts alone, and dependent for
its appearance and disappearance on me as its lord and
master. If I relate myself to something objective, it vanishes
at the same moment before my eyes, and so I hover over a
pit of nothingness, summoning shapes from the depths and
annihilating them. This supreme type of subjectivism can
emerge only in a period of advanced culture when faith has
lost its seriousness, and its essence is simply ‘all is vanity’.
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Transition from Morality to
Ethical Life
§ 141
For the good as the substantial universal of freedom, but as
something still abstract, there are therefore required determinate
characteristics of some sort and the principle for determining them,
though a principle identical with the good itself. For conscience
similarly, as the purely abstract principle of determination, it is
required that its decisions shall be universal and objective. If good
and conscience are each kept abstract and thereby elevated to
independent totalities, then both become the indeterminate which
ought to be determined. But the integration of these two relative
totalities into an absolute identity has already been implicitly achieved
in that this very subjectivity of pure self-certainty, aware in its vacuity
of its gradual evaporation, is identical with the abstract universality of
the good. The identity of the good with the subjective will, an identity
which therefore is concrete and the truth of them both, is Ethical
Life.
Remark: The details of such a transition of the concept are
made intelligible in logic. Here, however, it need only be said
that it is the nature of the restricted and the finite (i.e. here
the abstract good which only ought to :be [but is not], and
the equally abstract subjectivity which only ought to be good
[but is not]) to have its opposite implicit within it, the good
its actuality, and subjectivity (the moment in which ethical life
is actual) the good; but since they are one-sided they are not
yet posited in accordance with their implicit nature. They
become so posited in their negation. That is to say, in their
one-sidedness, when each is bent on declining to have in it
what is in it implicitly – when the good is without subjectivity
and a determinate character, and the determining principle,
subjectivity, is without what is implicit within it – and when
both build themselves into independent totalities, they are
annulled and thereby reduced to moments, to moments of
the concept which becomes manifest as their unity and,
having acquired reality precisely through this positing of its
moments, is now present as Idea – as the concept which has
matured its determinations to reality and at the same time is
present in their identity as their implicit essence.
The embodiment of freedom which was [a] first of all
immediate as right, is [b] characterised in the reflection of
self-consciousness as good. [c] The third stage, originating
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here, in its transition from [b] to ethical life, as the truth of
good and subjectivity, is therefore the truth both of
subjectivity and right. Ethical life is a subjective disposition,
but one imbued with what is inherently right. The fact that
this Idea is the truth of the concept of freedom is something
which, in philosophy, must be proved, not presupposed, not
adopted from feeling or elsewhere. This demonstration is
contained only in the fact that right and the moral selfconsciousness both display in themselves their regression to
this Idea as their outcome. Those who hope to be able to
dispense with proof and demonstration in philosophy show
thereby that they are still far from knowing the first thing
about what philosophy is. On other topics argue they may,
but in philosophy they have no right to join in the argument
if they wish to argue without the concept.
Addition: Each of the two principles hitherto discussed,
namely good in the abstract and conscience, is defective in
lacking its opposite. Good in the abstract evaporates into
something completely powerless, into which I may introduce
any and every content, while the subjectivity of mind
becomes just as worthless because it lacks any objective
significance. Thus a longing may arise for an objective order
in which man gladly degrades himself to servitude and total
subjection, if only to escape the torment of vacuity and
negation. Many Protestants have recently gone over to the
Roman Catholic Church, and they have done so because they
found their inner life worthless and grasped at something
fixed, at a support, an authority, even if it was not exactly the
stability of thought which they caught.
The unity of the subjective with the objective and absolute
good is ethical life, and in it we find the reconciliation which
accords with the concept. Morality is the form of the will in
general on its subjective side. Ethical life is more than the
subjective form and the self-determination of the will; in
addition it has as its content the concept of the will, namely
freedom. The right and the moral cannot exist independently;
they must have the ethical as their support and foundation,
for the right lacks the moment of subjectivity, while morality
in turn possesses that moment alone, and consequently both
the right and the moral lack actuality by themselves. Only the
infinite, the Idea, is actual. Right exists only as a branch of a
whole or like the ivy which twines itself round a tree firmly
rooted on its own account.
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Third Part: Ethical Life
§ 142
ETHICAL LIFE is the Idea of freedom in that on the one hand it is
the good become alive — the good endowed in self-consciousness
with knowing and willing and actualised by self-conscious action —
while on the other hand self-consciousness has in the ethical realm its
absolute foundation and the end which actuates its effort. Thus
ethical life is the concept of freedom developed into the existing
world and the nature of self-consciousness.
§ 143
Since this unity of the concept of the will with its embodiment —
i.e. the particular will — is knowing, consciousness of the distinction
between these two moments of the Idea is present, but present in
such a way that now each of these moments is in its own eyes the
totality of the Idea and has that totality as its foundation and content.
§ 144
[a] The objective ethical order, which comes on the scene in place
of good in the abstract, is substance made concrete by subjectivity as
infinite form. Hence it posits within itself distinctions whose specific
character is thereby determined by the concept, and which endow the
ethical order with a stable content independently necessary and
subsistent in exaltation above subjective opinion and caprice. These
distinctions are absolutely valid laws and institutions.
Addition: Throughout ethical life the objective and
subjective moments are alike present, but both of them are
only its forms. Its substance is the good, i.e. the objective is
filled with subjectivity. If we consider ethical life from the
objective standpoint, we may say that in it we are ethical
unselfconsciously. In this sense, Antigone proclaims that ‘no
one knows whence the laws come; they are everlasting’, i.e.
their determinate character is absolute and has its source in
the nature of the thing. None the less, however, the
substance of ethical life has a consciousness also, though the
status of this consciousness is never higher than that of being
one moment.
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§ 145
It is the fact that the ethical order is the system of these specific
determinations of the Idea which constitutes its rationality. Hence the
ethical order is freedom or the absolute will as what is objective, a
circle of necessity whose moments are the ethical powers which
regulate the life of individuals. To these powers individuals are related
as accidents to substance, and it is in individuals that these powers are
represented, have the shape of appearance, and become actualised.
Addition: Since the laws and institutions of the ethical order
make up the concept of freedom, they are the substance or
universal essence of individuals, who are thus related to them
as accidents only. Whether the individual exists or not is all
one to the objective ethical order. It alone is permanent and
is the power regulating the life of individuals. Thus the ethical
order has been represented by mankind as eternal justice, as
gods absolutely existent, in contrast with which the empty
business of individuals is only a game of see-saw.
§ 146
[b] The substantial order, in the self-consciousness which it has
thus actually attained in individuals, knows itself and so is an object
of knowledge. This ethical substance and its laws and powers are on
the one hand an object over against the subject, and from his point of
view they are — are in the highest sense of self-subsistent being. This
is an absolute authority and power infinitely more firmly established
than the being of nature.
Remark: The sun, the moon, mountains, rivers, and the
natural objects of all kinds by which we are surrounded, are.
For consciousness they have the authority not only of mere
being but also of possessing a particular nature which it
accepts and to which it adjusts itself in dealing with them,
using them, or in being otherwise concerned with them. The
authority of ethical laws is infinitely higher, because natural
objects conceal rationality under the cloak of contingency and
exhibit it only in their utterly external and disconnected way.
§ 147
On the other hand, they are not something alien to the subject.
On the contrary, his spirit bears witness to them as to its own
essence, the essence in which he has a feeling of his selfhood, and in
which he lives as in his own element which is not distinguished from
himself. The subject is thus directly linked to the ethical order by a
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relation which is more like an identity than even the relation of faith
or trust.
Remark: Faith and trust emerge along with reflection; they
presuppose the power of forming ideas and making
distinctions. For example, it is one thing to be a pagan, a
different thing to believe in a pagan religion. This relation or
rather this absence of relation, this identity in which the
ethical order is the actual living soul of self-consciousness,
can no doubt pass over into a relation of faith and conviction
and into a relation produced by means of further reflection,
i.e. into an insight due to reasoning starting perhaps from
some particular purposes interests, and considerations, from
fear or hope, or from historical conditions. But adequate
knowledge of this identity depends on thinking in terms of the
concept.
§ 148
As substantive in character, these laws and institutions are duties
binding on the will of the individual, because as subjective, as
inherently undetermined, or determined as particular, he distinguishes
himself from them and hence stands related to them as to the
substance of his own being.
Remark: The ‘doctrine of duties’ in moral philosophy (I
mean the objective doctrine, not that which is supposed to be
contained in the empty principle of moral subjectivity,
because that principle determines nothing — (see § 134) is
therefore comprised in the systematic development of the
circle of ethical necessity which follows in this Third Part.
The difference between the exposition in this book and the
form of a ‘doctrine of duties’ lies solely in the fact that, in
what follows, the specific types of ethical life turn up as
necessary relationships; there the exposition ends, without
being supplemented in each case by the addition that
‘therefore men have a duty to conform to this institution’.
A ‘doctrine of duties’ which is other than a philosophical
science takes its material from existing relationships and
shows its connection with the moralist’s personal notions or
with principles and thoughts, purposes, impulses, feelings,
&c., that are forthcoming everywhere; and as reasons for
accepting each duty in turn, it may tack on its further
consequences in their bearing on the other ethical
relationships or on welfare and opinion. But an immanent
and logical ‘doctrine of duties’ can be nothing except the
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serial exposition of the relationships which are necessitated
by the Idea of freedom and are therefore actual in their
entirety, to within the state.
§ 149
The bond of duty can appear as a restriction only on
indeterminate subjectivity or abstract freedom, and on the impulses
either of the natural will or of the moral will which determines its
indeterminate good arbitrarily. The truth is, however, that in duty the
individual finds his liberation; first, liberation from dependence on
mere natural impulse and from the depression which as a particular
subject he cannot escape in his moral reflections on what ought to be
and what might be; secondly, liberation from the indeterminate
subjectivity which, never reaching reality or the objective determinacy
of action, remains self-enclosed and devoid of actuality. In duty the
individual acquires his substantive freedom.
Addition: Duty is a restriction only on the self-will of
subjectivity. It stands in the way only of that abstract good to
which subjectivity adheres. When we say: ‘We want to be
free’, the primary meaning of the words is simply: ‘We want
abstract freedom’, and every institution and every organ of
the state passes as a restriction on freedom of that kind. Thus
duty is not a restriction on freedom, but only on freedom in
the abstract, i.e. on unfreedom. Duty is the attainment of our
essence, the winning of positive freedom.
§ 150
Virtue is the ethical order reflected in the individual character so
far as that character is determined by its natural endowment. When
virtue displays itself solely as the individual’s simple conformity with
the duties of the station to which he belongs, it is rectitude.
Remark: In an ethical community, it is easy to say what man
must do, what are the duties he has to fulfil in order to be
virtuous: he has simply to follow the well-known and explicit
rules of his own situation. Rectitude is the general character
which may be demanded of him by law or custom. But from
the standpoint of morality, rectitude often seems to be
something comparatively inferior, something beyond which
still higher demands must be made on oneself and others,
because the craving to be something special is not satisfied
with what is absolute and universal; it finds consciousness of
peculiarity only in what is exceptional.
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155
The various facets of rectitude may equally well be called
virtues, since they are also properties of the individual,
although not specially of him in contrast with others. Talk
about virtue, however, readily borders on empty rhetoric,
because it is only about something abstract and
indeterminate; and furthermore, argumentative and
expository talk of the sort is addressed to the individual as to
a being of caprice and subjective inclination. In an existing
ethical order in which a complete system of ethical relations
has been developed and actualised, virtue in the strict sense
of the word is in place and actually appears only in
exceptional circumstances or when one obligation clashes
with another. The clash, however, must be a genuine one,
because moral reflection can manufacture clashes of all sorts
to suit its purpose and give itself a consciousness of being
something special and having. made sacrifices. It is for this
reason that the phenomenon of virtue proper is commoner
when societies and communities are uncivilised, since in
those circumstances ethical conditions and their actualisation
are more a matter of private choice or the natural genius of
an exceptional individual. For instance, it was especially to
Hercules that the ancients ascribed virtue. In the states of
antiquity, ethical life had not grown into this free system of
an objective order self-subsistently developed, and
consequently it was by the personal genius of individuals that
this defect had to be made good. It follows that if a ‘doctrine
of virtues’ is not a mere ‘doctrine of duties’, and if therefore it
embraces the particular facet of character, the facet grounded
in natural endowment, it will be a natural history of mind.
Since virtues are ethical principles applied to the particular,
and since in this their subjective aspect they are something
indeterminate, there turns up here for determining them the
quantitative principle of more or less. The result is that
consideration of them introduces their corresponding defects
or vices, as in Aristotle, who defined each particular virtue as
strictly a mean between an excess and a deficiency.
The content which assumes the form of duties and then
virtues is the same as that which also has the form of
impulses (see Remark to § 19). Impulses have the same basic
content as duties and virtues, but in impulses this content still
belongs to the immediate will and to instinctive feeling; it has
not been developed to the point of, becoming ethical.
Consequently, impulses have in common with the content of
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duties and virtues only the abstract object on which they are
directed, an object indeterminate in itself, and so devoid of
anything to discriminate them as good or evil. Or in other
words, impulses, considered abstractly in their positive aspect
alone, are good, while, considered abstractly in their negative
aspect alone, they are evil (see § 18).
Addition: To conform to the ethical order on this or that
particular occasion is hardly enough to make a man virtuous;
he is virtuous only when this mode of behaviour is a fixed
element in his character. Virtue is rather like ethical virtuosity,
[Heroes (‘ethical virtuosi’) lived in uncivilised conditions (see
Addition to § 93) and there was no ethical life in society as
they found it; but since they introduced ethical institutions
for the first time (see Remarks to §§ 167 and 203), they
displayed virtue as a kind of virtuosity. Nowadays, ethical life
is common to everyone and consists in conformity to the
existing order, not in divergence from it.] and the reason why
we speak of virtue less nowadays than formerly is that ethical
living is less like the form of a particular individuals character.
The French are par excellence the people who speak most of
virtue, and the reason is that amongst them ethical life in the
individuals is more a matter of his own idiosyncrasies or a
natural mode of conduct. The Germans, on the other hand,
are more thoughtful, and amongst them the same content
acquires the form of universality.
§ 151
But when individuals are simply identified with the actual order,
ethical life (das Sittliche) appears as their general mode of conduct, i.e.
as custom (Sitte), while the habitual practice of ethical living appears
as a second nature which, put in the place of the initial, purely natural
will, is the soul of custom permeating it through and through, the
significance and the actuality of its existence. It is mind living and
present as a world, and the substance of mind thus exists now for the
first time as mind.
Addition: Just as nature has its laws, and as animals, trees,
and the sun fulfil their law, so custom (Sitte) is the law
appropriate to free mind. Right and morality are not yet what
ethics (Sitte) is, namely mind. In right, particularity is still not
the particularity of the concept, but only that of the natural
will. So, too, at the standpoint of morality, self-consciousness
is not yet mind’s consciousness of itself. At that level it is only
the worth of the subject in himself that is in question, i.e. the
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subject who determines himself by reference to good in
contrast with evil, who still has self-will as the form of his
willing. Here, however, at the standpoint of ethics, the will is
mind’s will and it has a content which is substantive and in
conformity with itself.
Education is the art of making men ethical. It begins with
pupils whose life is at the instinctive level and shows them
the way to a second birth, the way to change their instinctive
nature into a second, intellectual, nature, and makes this
intellectual level habitual to them. At this point the clash
between the natural and the subjective will disappears, the
subject’s internal struggle dies away. To this extent, habit is
part of ethical life as it is of philosophic thought also, since
such thought demands that mind be trained against
capricious fancies, and that these be destroyed and overcome
to leave the way clear for rational thinking. It is true that a
man is killed by habit, i.e. if he has once come to feel
completely at home in life, if he has become mentally and
physically dull, and if the clash between subjective
consciousness and mental activity has disappeared; for man is
active only in so far as he has not attained his end and wills to
develop his potentialities and vindicate himself in struggling
to attain it. When this has been fully achieved, activity and
vitality are at an end, and the result - loss of interest in life - is
mental or physical death.
§ 152
In this way the ethical substantial order has attained its right, and
its right its validity. That is to say, the self-will of the individual has
vanished together with his private conscience which had claimed
independence and opposed itself to the ethical substance. For, when
his character is ethical, he recognises as the end which moves him to
act the universal which is itself unmoved but is disclosed in its
specific determinations as rationality actualised. He knows that his
own dignity and the whole stability of his particular ends are
grounded in this same universal, and it is therein that he actually
attains these. Subjectivity is itself the absolute form and existent
actuality of the substantial order, and the distinction between subject
on the one hand and substance on the other, as the object, end, and
controlling power of the subject, is the same as, and has vanished
directly along with, the distinction between them in form.
Remark: Subjectivity. is the ground wherein the concept of
freedom is realised (see § 106). At the level of morality,
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subjectivity is still distinct from freedom, the concept of
subjectivity; but at the level of ethical life it is the realisation
of the concept in a way adequate to the concept itself.
§ 153
The right of individuals to be subjectively destined to freedom is
fulfilled when they belong to an actual ethical order, because their
conviction of their freedom finds its truth in such an objective order,
and it is in an ethical order that they are actually in possession of their
own essence or their own inner universality (see § 147).
Remark: When a father inquired about the best method of
educating his son in ethical conduct, a Pythagorean replied:
‘Make him a citizen of a state with good laws.’ (The phrase
has also been attributed to others.)
Addition: The educational experiments, advocated by
Rousseau in Emile, of withdrawing children from the
common life of every day and bringing them up in the
country, have turned out to be futile, since no success can
attend an attempt to estrange people from the laws of the
world. Even if the young have to be educated in solitude, it is
still useless to hope that the fragrance of the intellectual
world will not ultimately permeate this solitude or that the
power of the world mind is too feeble to gain the mastery of
those outlying regions. It is by becoming a citizen of a good
state that the individual first comes into his right.
§ 154
The right of individuals to their particular satisfaction is also
contained in the ethical substantial order, since particularity is the
outward appearance of the ethical order — a mode in which that
order is existent.
§ 155
Hence in this identity of the universal will with the particular will,
right and duty coalesce, and by being in the ethical order a man has
rights in so far as he has duties, and duties in so far as he has rights.
In the sphere of abstract right, I have the right and another has the
corresponding duty. In the moral sphere, the right of my private
judgment and will, as well as of my happiness, has not, but only
ought to have, coalesced with duties and become objective.
Addition: A slave can have no duties; only a free man has
them. If all rights were put on one side and all duties on the
other, the whole would be dissolved, since their identity alone
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is the fundamental thing, and it is to this that we have here to
hold fast.
§ 156
The ethical substance, as containing independent selfconsciousness united with its concept, is the actual mind of a family
and a nation.
Addition: Ethical life is not abstract like the good, but is
intensely actual. Mind has actuality, and individuals are
accidents of this actuality. Thus in dealing with ethical life,
only two views are possible: either we start from the
substantiality of the ethical order, or else we proceed
atomistically and build on the basis of single individuals. This
second point of view excludes mind because it leads only to a
juxtaposition. Mind, however, is not something single, but is
the unity of the single and the universal.
§ 157
The concept of this Idea has being only as mind, as something
knowing itself and actual, because it is the objectification of itself, the
movement running through the form of its moments. It is therefore
(A) ethical mind in its natural or immediate phase — the Family.
This substantiality loses its unity, passes over into division, and into
the phase of relation, i.e. into
(B) Civil Society — an association of members as self-subsistent
individuals in a universality which, because of their self-subsistence, is
only abstract. Their association is brought about by their needs, by
the legal system — the means to security of person and property —
and by an external organisation for attaining their particular and
common interests. This external state
(C) is brought back, to and welded into unity in the Constitution of
the State which is the end and actuality of both the substantial
universal order and the public life devoted thereto.
i The Family
§ 158
THE family, as the immediate substantiality of mind, is specifically
characterised by love, which is mind’s feeling of its own unity. Hence
in a family, one’s frame of mind is to have self-consciousness of one’s
individuality within this unity as the absolute essence of oneself, with
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the result that one is in it not as an independent person but as a
member.
Addition: Love means in general terms the consciousness of
my unity with another, so that I am not in selfish isolation
but win my self-consciousness only as the renunciation of my
independence and through knowing myself as the unity of
myself with another and of the other with me. Love,
however, is feeling, i.e. ethical life in the form of something
natural. In the state, feeling disappears; there we are
conscious of unity as law; there the content must be rational
and known to us. The first moment in love is that I do not
wish to be a self-subsistent and independent person and that,
if I were, then I would feel defective and incomplete. The
second moment is that I find myself in another person, that I
count for something in the other, while the other in turn
comes to count for something in me. Love, therefore, is the
most tremendous contradiction; the Understanding cannot
resolve it since there is nothing more stubborn than this
point (Punktualität) of self-consciousness which is negated
and which nevertheless I ought to possess as affirmative.
Love is at once the propounding and the resolving of this
contradiction. As the resolving of it, love is unity of an ethical
type.
§ 159
The right which the individual enjoys on the strength of the family
unity and which is in the first place simply the individual’s life within
this unity, takes on the form of right (as the abstract moment of
determinate individuality) only when the family begins to dissolve. At
that point those who should be family-members both in their
inclination and in actuality begin to be self-subsistent persons, and
whereas they formerly constituted one specific moment within the
whole, they now receive their share separately and so only in an
external fashion by way of money, food, educational expenses, and
the like.
Addition: The right of the family properly consists in the
fact that its substantiality should have determinate existence.
Thus it is a right against externality and against secessions
from the family unity. On the other hand, to repeat, love is a
feeling, something subjective, against which unity cannot
make itself effective. The demand for unity can be sustained,
then, only in relation to such things as are by nature external
and not conditioned by feeling.
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§ 160
The family is completed in these three phases:
(a) Marriage, the form assumed by the concept of the family in
its immediate phase;
(b) Family Property and Capital (the external embodiment of
the concept) and attention to these;
(c) The Education of Children and the Dissolution of the
Family.
A. Marriage
§ 161
Marriage, as the immediate type of ethical relationship, contains
first, the moment of physical life; and since marriage is a substantial
tie, the life involved in it is life in its totality, i.e. as the actuality of the
race and its life-process. But, secondly, in self-consciousness the
natural sexual union — a union purely inward or implicit and for that
very reason existent as purely external — is changed into a union on
the level of mind, into self-conscious love.
Addition: Marriage is in essence an ethical tie. Formerly,
especially in most systems of natural law, attention was paid
only to the physical side of marriage or to its natural
character. Consequently, it was treated only as a sex
relationship, and this completely barred the way to its other
characteristics. This is crude enough, but it is no less so to
think of it as only a civil contract, and even Kant does this.
On this view, the parties are bound by a contract of mutual
caprice, and marriage is thus degraded to the level of a
contract for reciprocal use. A third view of marriage is that
which bases it on love alone, but this must be rejected like
the other two, since love is only a feeling and so is exposed in
every respect to contingency, a guise which ethical life may
not assume. Marriage, therefore, is to be more precisely
characterised as ethico-legal (rechtlich sittliche) love, and this
eliminates from marriage the transient, fickle, and purely
subjective aspects of love.
§ 162
On the subjective side, marriage may have a more obvious source
in the particular inclination of the two persons who are entering upon
the marriage tie, or in the foresight and contrivance of the parents,
and so forth. But its objective source lies in the free consent of the
persons, especially in their consent to make themselves one person,
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to renounce their natural and individual personality to this unity of
one with the other. From this point of view, their union is a selfrestriction, but in fact it is their liberation, because in it they attain
their substantive self-consciousness.
Remark: Our objectively appointed end and so our ethical
duty is to enter the married state. The external origin of any
particular marriage is in the lure of the case contingent, and it
depends principally on the extent which reflective thought
has been developed. At one extreme, the step is that the
marriage is arranged by the contrivance of benevolent
parents; the appointed end of the parties is a union of mutual
love, their inclination to marry arises from the fact that each
grows acquainted with the other from the first as a destined
partner. At the other extreme, it is the inclination of the
parties which comes first, appearing in them as these two
infinitely particularised individuals. The more ethical way to
matrimony may be taken to be the former extreme or any
way at all whereby the decision to marry comes first and the
inclination to do so follows, so that in the actual wedding
both decision and inclination coalesce. In the latter extreme,
it is the uniqueness of the infinitely particularised which
makes good its claims in accordance with the subjective
principle of the modern world (see Remark to § 124).
But those works of modern art, dramatic and other, in which
the love of the sexes is the main interest, are pervaded by a
chill despite the heat of passion they portray, for they
associate the passion with accident throughout and represent
the entire dramatic interest as if it rested solely on the
characters as these individuals; what rests on them may indeed
be of infinite importance to them, but is of none whatever in
itself.
Addition: Amongst peoples who hold the female sex in
scant respect, marriages are arranged by the parents at will
without consulting the young people. The latter raise no
objection, since at that level of culture the particularity of
feeling makes no claims for itself. For the woman it is only a
matter of getting a husband, for the man, of getting a wife. In
other social conditions, considerations of wealth,
connections, political ends, may be the determining factor. In
such circumstances, great hardships may arise through
making marriage a means to other ends. Nowadays, however,
the subjective origin of marriage, the state of being in love, is
regarded as the only important originating factor. Here the
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position is represented to be that a man must wait until his
hour has struck and that he can bestow his love only on one
specific individual.
§ 163
The ethical aspect of marriage consists in the parties’
consciousness of this unity as their substantive aim, and so in their
love, trust, and common sharing of their entire existence as
individuals. When the parties are in this frame of mind and their
union is actual, their physical passion sinks to the level of a physical
moment, destined to vanish in its very satisfaction. On the other
hand, the spiritual bond of union secures its rights as the substance of
marriage and thus rises, inherently indissoluble, to a plane above the
contingency of passion and the transience of particular caprice.
Remark: It was noted above (in § 75)that marriage, so far as
its essential basis is concerned, is not a contractual relation.
On the contrary, though marriage begins in contract, it is
precisely a contract to transcend the standpoint of contract,
the standpoint from which persons are regarded in their
individuality as self-subsistent units. The identification of
personalities, whereby the family becomes one person and its
members become its accidents (though substance is in
essence the relation of accidents to itself), is the ethical mind.
Taken by itself and stripped of the manifold externals of
which it is possessed owing to its embodiment in these
individuals and the interests of the phenomenal realm,
interests limited in time and numerous other ways, this mind
emerges in a shape for representative thinking and has been
revered as Penates, &c.; and in general it is in this mind that
the religious character of marriage and the family, or pietas, is
grounded. It is a further abstraction still to separate the
divine, or the substantive, from its body, and then to stamp it,
together with the feeling and consciousness of mental unity,
as what is falsely called ‘Platonic’ love. This separation is in
keeping with the monastic doctrine which characterises the
moment of physical life as purely negative and which,
precisely by thus separating the physical from the mental,
endows the former by itself with infinite importance.
Addition: The distinction between marriage and
concubinage is that the latter is chiefly a matter of satisfying
natural desire, while this satisfaction is made secondary in the
former. It is for this reason that physical experiences may be
mentioned in married life without a blush, although outside
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the marriage tie their mention would produce a sense of
shame. But it is on this account, too, that marriage must be
regarded as in principle indissoluble, for the end of marriage
is the ethical end, an end so lofty that everything else is
manifestly powerless against it and made subject to it.
Marriage is not to be dissolved because of passion, since
passion is subordinate to it. But it is not indissoluble except
in principle, since as Christ says, only ‘for the hardness of
your heart’ is divorce established. Since marriage has feeling
for one of its moments, it is not absolute but weak and
potentially dissoluble. Legislators, however, must make its
dissolution as difficult as possible and uphold the right of the
ethical order against caprice.
§ 164
Mere agreement to the stipulated terms of a contrast in itself
involves the genuine transfer of the property in question (see § 79).
Similarly, the solemn declaration by the parties of their consent to
enter the ethical bond of marriage, and its corresponding recognition
and confirmation by their family and community, constitutes the
formal completion and actuality of marriage. The knot is tied and
made ethical only after this ceremony, whereby through the use of
signs, i.e. of language (the most mental embodiment of mind — see §
78), the substantial thing in the marriage is brought completely into
being. As a result, the sensuous moment, the one proper to physical
life, is put into its ethical place as something only consequential and
accidental, belonging to the external embodiment of the ethical bond,
which indeed can subsist exclusively in reciprocal love and support.
Remark: If with a view to framing or criticising legal
enactments, the question is asked: what should be regarded as
the chief end of marriage?, the question may be taken to
mean: which single facet of marriage in its actuality is to be
regarded as the most essential one? No one facet by itself,
however, makes up the whole range of its implicit and explicit
content, i.e. of its ethical character, and one or other of its
facets may be lacking in an existing marriage without
detriment to the essence of marriage itself.
It is in the actual conclusion of a marriage, i.e. in the wedding,
that the essence of the tie is expressed and established
beyond dispute as something ethical, raised above the
contingency of feeling and private inclination. If this
ceremony is taken as an external formality, a mere so-called
‘civil requirement’, it is thereby stripped of all significance
Hegel’s Philosophy of Right
165
except perhaps that of serving the purpose of edification and
attesting the civil relation of the parties. It is reduced indeed
to a mere fiat of a civil or ecclesiastical authority. As such it
appears as something not merely indifferent to the true
nature of marriage, but actually alien to it. The heart is
constrained by the law to attach a value to the formal
ceremony and the latter is looked upon merely as a condition
which must precede the complete mutual surrender of the
parties to one another. As such it appears to bring disunion
into their loving disposition and, like an alien intruder, to
thwart the inwardness of their union. Such a
doctrine ,.pretentiously claims to afford the highest
conception of the freedom, ‘inwardness, and perfection of
love; but in fact it is a travesty of the ethical aspect of love,
the higher aspect which restrains purely sensual impulse and
puts it in the background. Such restraint is already present at
the instinctive level in shame, and it rises to chastity and
modesty as consciousness becomes more specifically
intelligent. In particular, the view just criticised casts aside
marriage’s specifically ethical character, which consists in this,
that the consciousness of the parties is crystallised out of its
physical and subjective mode and lifted to the thought of
what is substantive; instead of continually reserving to itself
the contingency and caprice of bodily desire, it removes the
marriage bond from the province of this caprice, surrenders
to the substantive, and swears allegiance to the Penates; the
physical moment it subordinates until it becomes something
wholly conditioned by the true and ethical character of the
marriage relation and by the recognition of the bond as an
ethical one. It is effrontery and its buttress, the
Understanding, which cannot apprehend the speculative
character of the substantial tie; nevertheless, with this
speculative character there correspond both ethical purity of
heart and the legislation of Christian peoples.
Addition: Friedrich von Schlegel in his Lucinde, and a
follower of his in the Briefe eines Ungenannten, I have put
forward the view that the wedding ceremony is superfluous
and a formality which might be discarded. Their reason is
that love is, so they say, the substance of marriage and that
the celebration therefore detracts from its worth. Surrender
to sensual impulse is here represented as necessary to prove
the freedom and inwardness of love — an argument not
unknown to seducers.
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It must be noticed in connection with sex-relations that a girl
in surrendering her body loses her honour. With a man,
however, the case is otherwise, because he has a field for
ethical activity outside the family. A girl is destined in essence
for the marriage tie and for that only; it is therefore
demanded of her that her love shall take the form of marriage
and that the different moments in love shall attain their true
rational relation to each other.
§ 165
The difference in the physical characteristics of the two sexes has
a rational basis and consequently acquires an intellectual and ethical
significance. This significance is determined by the difference into
which the ethical substantiality, as the concept, internally sunders
itself in order that its vitality may become a concrete unity
consequent upon this difference.
§ 166
Thus one sex is mind in its self-diremption into explicit personal
self-subsistence and the knowledge and volition of free universality,
i.e. the self-consciousness of conceptual thought and the volition of
the objective final end. The other sex is mind maintaining itself in
unity as knowledge and volition of the substantive, but knowledge
and volition in the form of concrete individuality and feeling. In
relation to externality, the former is powerful and active, the latter
passive and subjective. It follows that man has his actual substantive
life in the state, in learning, and so forth, as well as in labour and
struggle with the external world and with himself so that it is only out
of his diremption that he fights his way to self-subsistent unity with
himself. In the family he has a tranquil intuition of this unity, and
there he lives a subjective ethical life on the plane of feeling. Woman,
on the other hand, has her substantive destiny in the family, and to be
imbued with family piety is her ethical frame of mind.
Remark: For this reason, family piety is expounded in
Sophocles’ Antigone — one of the most sublime presentations
of this virtue — as principally the law of woman, and as the
law of a substantiality at once subjective and on the plane of
feeling, the law of the inward life, a life which has not yet
attained its full actualisation; as the law of the ancient gods,
‘the Gods of the underworld; as ‘an everlasting law, and no
man knows at what time it was first put forth’. This law is
there displayed as a law opposed to public law, to the law of
the land. This is the supreme opposition in ethics and
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therefore in tragedy; and it is individualised in the same play
in the opposing natures of man and woman.
Addition: Women are capable of education, but they are not
made for activities which demand a universal faculty such as
the more advanced sciences, philosophy, and certain forms of
artistic production. Women may have happy ideas, taste, and
elegance, but they cannot attain to the ideal. [Ideale. By this
word Hegel means ‘the Beautiful and whatever tends thither’
(Science of Logic, i. 163, footnote). It is to be distinguished,
therefore, from Ideelle] The difference between men and
women is like that between animals and plants. Men
correspond to animals, while women correspond to plants
because their development is more placid and the principle
that underlies it is the rather vague unity of feeling. When
women hold the helm of government, the state is at once in
jeopardy, because women regulate their actions not by the
demands of universality but by arbitrary inclinations and
opinions. Women are educated — who knows how? — as it
were by breathing in ideas, by living rather than by acquiring
knowledge. The status of manhood, on the other hand, is
attained only by the stress of thought and much technical
exertion.
§ 167
In essence marriage is monogamy because it is personality —
immediate exclusive individuality — which enters into this tie and
surrenders itself to it; and hence the tie’s truth and inwardness (i.e.
the subjective form of its substantiality) proceeds only from the
mutual, whole-hearted, surrender of this personality. Personality
attains its right of being conscious of itself in another only in so far as
the other is in this identical relationship as a person, i.e. as an atomic
individual.
Remark: Marriage, and especially monogamy, is one of the
absolute principles I on which the ethical life of a community
depends. Hence marriage comes to be recorded as one of the
moments in the founding of states by gods or heroes.
§ 168
Further, marriage results from the free surrender by both sexes of
their personality — a personality in every possible way unique in each
of the parties. Consequently, it ought not to be entered by two people
identical in stock who are already acquainted and perfectly known to
one another; for individuals in the same circle of relationship have no
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special personality of their own in contrast with that of others in the
same circle. On the contrary, the parties should be drawn from
separate families and their personalities should be different in origin.
Since the very conception of marriage is that it is a freely undertaken
ethical transaction, not a tie directly grounded in the physical
organism and its desires, it follows that the marriage of bloodrelations runs counter to this conception and so also to genuine
natural feeling.
Remark: Marriage itself is sometimes said to be grounded
not in natural rights but simply in instinctive sexual impulses;
or again it is treated as a contract with an arbitrary basis.
External arguments in support of monogamy have been
drawn from physical considerations such as the number of
men and women. Dark feelings of repulsion are advanced as
the sole ground for prohibiting consanguineous marriage. the
basis of all these views is the fashionable idea of a state of
nature and a natural origin for rights, and the lack of the
concept of rationality and freedom.
Addition: A sense of shame — to go no farther — is a bar
to consanguineous marriage. But this repugnance finds
justification in the concept of the thing. What is already
united, I mean, cannot be united for the first time by
marriage. It is a commonplace of stock-breeding that the
offspring is comparatively weak when animals of the same
stock arc mated, since if there is to be unification there must
first be division. The force of generation, as of mind, is all the
greater, the greater the oppositions out of which it is
reproduced. Familiarity, close acquaintance, the habit of
common pursuits, should not precede marriage; they should
come about for the first time within it. And their
development has all the more value, the richer it is and the
more facets it has.
§ 169
The family, as person, has its real external existence in property;
and it is only when this property takes the form of capital that it
becomes the embodiment of the substantial personality of the family.
B. The Family Capital
§ 170
It is not merely property which a family possesses; as a universal
and enduring person, it requires possessions specifically determined
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as permanent and secure, i.e. it requires capital. The arbitrariness of a
single owner’s particular needs is one moment in property taken
abstractly; but this moment, together with the selfishness of desire, is
here transformed into something ethical, into labour and care for a
common possession.
Remark: In the sagas of the founding of states, or at least of
a social and orderly life, the introduction of permanent
property is linked with the introduction of marriage. The
nature of this capital, however, and the proper means of its
consolidation will appear in the section on civil society.
§ 171
The family as a legal entity in relation to others must be
represented by the husband as its head. Further, it is his prerogative
to go out and work for its living, to attend to its needs, and to control
and administer its capital. This capital is common property so that,
while no member of the family has property of his own, each has his
right in the common stock. This right, however, may come into
collision with the head of the family’s right of administration owing
to the fact that the ethical temper of the family is still only at the level
of immediacy (see § 158) and so is exposed to partition and
contingency.
§ 172
A marriage brings into being a new family which is self-subsistent
and independent of the clans or ‘houses’ from which its members
have been drawn. The tie between these and the new family has a
natural basis — consanguinity, but the new family is based on love of
an ethical type. Thus an individual’s property too has an essential
connection with his conjugal relationship and only a comparatively
remote one with his relation to his clan or ‘house’.
Remark: The significance of marriage settlements which
impose a restriction on the couple’s common ownership of
their goods, of arrangements to secure continued legal
assistance for the woman, and so forth, ties in their being
provisions in case of the dissolution of the marriage, either
naturally by death, or by divorce, &c. They are also
safeguards for securing that in such an eventuality the
different members of the family shall secure their share of the
common stock.
Addition: In many legal codes the wider circle of the clan is
adhered to, and this is regarded as the essential bond, while
the other bond, that of each particular family, appears less
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important in comparison. Thus in the older Roman law, the
wife in the easily dissolved type of marriage stood in a closer
relation to her kinsfolk than to her husband and children.
Under feudal law, again, the maintenance of the splendor
familiae made it necessary for only the males of the family to
be reckoned members and for the clan as a whole to count as
the important thing, while the newly founded family
disappeared in comparison. Nevertheless, each new family is
the essential thing in contrast with the more remote
connections of clan-kinship, and parents and children form
the nucleus proper as opposed to the clan, which is also in a
certain sense called a ‘family’. Hence an individual’s relation
to his wealth must have a more essential connection with his
marriage than with the wider circle of his kin.
C. The Education of Children and the
Dissolution of the Family
§ 173
In substance marriage is a unity, though only a unity of
inwardness or disposition; in outward existence, however, the unity is
sundered in the two parties. It is only in the children that the unity
itself exists externally, objectively, and explicitly as a unity, because
the parents love the children as their love, as the embodiment of their
own substance. From the physical point of view, the presupposition
— persons immediately existent (as parents) — here becomes a
result, a process which runs away into the infinite series of
generations, each producing the next and presupposing the one
before. This is the mode in which the single mind of the Penates
reveals its existence in the finite sphere of nature as a race.
Addition: The relation of love between husband and wife is
in itself not objective, because even if their feeling is their
substantial unity, still this unity has no objectivity. Such an
objectivity parents first acquire in their children, in whom
they can see objectified the entirety of their union. In the
child, a mother loves its father and he its mother. Both have
their love objectified for them in the child. While in their
goods their unity is embodied only in an external thing, in
their children it is embodied in a spiritual one in which the
parents are loved and which they love.
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§ 174
Children have the right to maintenance and education at the
expense of the family’s common capital. The right of the parents to
the service as service of their children is based upon and is restricted
by the common task of looking after the family generally. Similarly,
the right of the parents over the wishes of their children is
determined by the object in view — discipline and education. The
punishment of children does not aim at justice as such; the aim is
more subjective and moral in character, i.e. to deter them from
exercising a freedom still in the tolls of nature and to lift the universal
into their consciousness and will.
Addition: Man has to acquire for himself the position which
he ought to attain; he is not already in possession of it by
instinct. It is on this fact that the child’s right to education is
based. Peoples under patriarchal government are in the same
position as children; they are fed from central stores and not
regarded as self-subsistent and adults. The services which
may be demanded from children should therefore have
education as their sole end and be relevant thereto; they must
not be ends in themselves, since a child in slavery is in the
most unethical of all situations whatever. One of the chief
factors in education is discipline, the purport of which is to
break down the child’s self-will and thereby eradicate his
purely natural and sensuous self. We must not expect to
achieve this by mere goodness, since it is just the immediate
will which acts on immediate fancies and caprices, not on
reasons and representative thinking. If we advance reasons to
children, we leave it open to them to decide whether the
reasons are weighty or not, and thus we make everything
depend on their whim. So far as children are concerned,
universality and the substance of things reside in, their
parents, and this implies that children must be obedient. If
the feeling of subordination, producing the longing to grow
up, is not fostered in children, they become forward and
impertinent.
§ 175
Children are potentially free and their life directly embodies
nothing save potential freedom. Consequently they are not things and
cannot be the property either of their parents or others. In respect of
his relation to the family, the child’s education has the positive aim of
instilling ethical principles into him in the form of an immediate
feeling for which differences are not yet explicit, so that thus
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equipped with the foundation of an ethical life, his heart may live its
early years in love, trust, and obedience. In respect of the same
relation, this education has the negative aim of raising children out of
the instinctive, physical, level on which they are originally, to selfsubsistence and freedom of personality and so to the level on which
they have power to leave the natural unity of the family.
Remark: One of the blackest marks against Roman
legislation is the law whereby children were treated by their
fathers as slaves. This gangrene of the ethical order at the
tenderest point of its innermost life is one of the most
important clues for understanding the place of the Romans in
the history of the world and their tendency towards legal
formalism.
The necessity for education is present in children as their
own feeling of dissatisfaction with themselves as they are, as
the desire to belong to the adult world whose superiority they
divine, as the longing to grow up. The play theory of
education assumes that what is childish is itself already
something of inherent worth and presents it as such to the
children; in their eyes it lowers serious pursuits, and
education itself, to a form of childishness for which the
children themselves have scant respect. The advocates of this
method represent the child, in the immaturity in which he
feels himself to be, as really mature and they struggle to make
him satisfied with himself as he is. But they corrupt and
distort his genuine and proper need for something better, and
create in him a blind indifference to the substantial ties of the
intellectual world, a contempt of his elders because they have
thus posed before him, a child, in a contemptible and childish
fashion, and finally a vanity and conceit which feeds on the
notion of its own superiority.
Addition: As a child, man must have lived with his parents
encircled by their love and trust, and rationality must appear
in him as his very own subjectivity. In the early years it is
education by the mother especially which is important, since
ethical principles must be implanted in the child in the form
of feeling. It is noteworthy that on the whole children love
their parents less than their parents love them. The reason for
this is that they are gradually increasing in strength, and are
learning to stand on their own feet, and so are leaving their
parents behind them. The parents, on the other hand, possess
in their children the objective embodiment of their union.
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§ 176
Marriage is but the ethical Idea in its immediacy and so has its
objective actuality only in the inwardness of subjective feeling and
disposition. In this fact is rooted the fundamental contingency of
marriage in the world of existence. There can be no compulsion on
people to marry; and, on the other hand, there is no merely legal or
positive bond which can hold the parties together once their
dispositions and actions have become hostile and contrary. A third
ethical authority, however, is called for to maintain the right of
marriage — an ethical substantiality — against the mere whims of
hostile disposition or the accident of a purely passing mood, and so
forth. Such an authority distinguishes these from the total
estrangement of the two parties and may not grant divorce until it is
satisfied that the estrangement is total.
Addition: It is because marriage depends entirely on feeling,
something subjective and contingent, that it may be
dissolved. The state, on the other hand, is not subject to
partition, because it rests on law. To be sure, marriage ought to
be indissoluble, but here again we have to stop at this ‘ought’;
yet, since marriage is an ethical institution, it cannot be
dissolved at will but only by an ethical authority, whether the
church or the law-court. If the parties are completely
estranged, e.g. owing to adultery, then even the ecclesiastical
authority must permit divorce.
§ 177
The ethical dissolution of the family consists in this, that once the
children have been educated to freedom of personality, and have
come of age, they become recognised as persons in the eyes of the
law and as capable of holding free property of their own and
founding families of their own, the sons as heads of new families, the
daughters as wives. They now have their substantive destiny in the
new family; the old family on the other hand falls into the
background as merely their ultimate basis and origin, while a fortiori
the clan is an abstraction, devoid of rights.
§ 178
The natural dissolution of the family by the death of the parents,
particularly the father, has inheritance as its consequence so far as the
family capital is concerned. The essence of inheritance is the transfer
to private ownership of property which is in principle common.
When comparatively remote degrees of kinship are in question, and
when persons and families are so dispersed in civil society that they
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have begun to gain self-subsistence, this transfer becomes the less
hard and fast as the sense of family unity fades away and as every
marriage becomes the surrender of previous family relationships and
the founding of a new self-subsistent family.
Remark: It has been suggested I that the basis of inheritance
ties in the fact that, by a man’s death, his property becomes
wealth without an owner, and as such falls to the first person
who takes possession of it, because ,of course it is the
relatives who are normally nearest a man’s death-bed and so
they are generally the first to take possession. Hence it is
supposed that this customary occurrence is made a rule by
positive legislation in the interests of orderliness. This
ingenious idea disregards the ,nature of family relationship.
§ 179
The result of this disintegration of the family is that a man may at
will either squander his capital altogether, mainly in accordance with
his private caprices, opinions, and ends, or else look upon a circle of
friends and acquaintances, &c., as if they were his family and make a
will embodying a declaration to that effect, with the result that they
become his legal heirs.
Remark: The ethical justification of freedom to dispose of
one’s property by ‘will to a circle of friends would depend on
the formation of such a circle; there goes to its formation so
much accident, arbitrariness, and self-seeking, &c. —
especially since testamentary hopes have a bearing on
readiness to enter it — that the ethical moment in it is only
something very vague. Further, the recognition of a man’s
competence to bequeath his property arbitrarily is much
more likely to be an occasion for breach of ethical obligations
and for mean exertions and equally mean subservience; and it
also provides opportunity and justification for the folly,
caprice, and malice of attaching to professed benefactions
and gifts vain, tyrannical, and vexatious conditions operative
after the testator’s death and so in any case after his property
ceases to be his.
§ 180
The principle that the members of the family grow up to be selfsubsistent persons in the eyes of the law (see § 177) lets into the circle
of the family something of the same arbitrariness and discrimination
among the natural heirs, though its exercise there must be restricted
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to a minimum in order to prevent injury to the basic family
relationship.
Remark: The mere downright arbitrariness of the deceased
cannot be made the principle underlying the right to make a
will, especially if it runs counter to the substantive right of the
family. For after all no respect would be forthcoming for his
wishes after his death, if not from the family’s love and
veneration for its deceased fellow-member. Such arbitrariness
by itself contains nothing worthy of higher respect than the
right of the family as such — on the contrary.
The other ground for the validity of testamentary disposition
would consist simply in its arbitrary recognition by others.
But such an argument may prima facie be admitted only
when family ties, to which testamentary disposition is
intrinsic, become remoter and more ineffective. If they are
actually present, however, without being effective, the
situation is unethical; and to give extended validity to
arbitrary dispositions at the expense of family ties eo ipso
weakens the ethical character of the latter.
To make the father’s arbitrary will within the family the main
principle of inheritance was part of the harsh and unethical
legal system of Rome to which reference has been made
already. That system even gave a father power to sell his son,
and if the son was manumitted by a third party, he came
under his father’s potestas once more. Not until he was
manumitted a third time was he actually and finally free. The
son never attained his majority de jure nor did he become a
person in law; the only property he could hold was booty
won in war (peculium castrense). If he passed out of his father’s
potestas after being thrice sold and manumitted, he did not
inherit along with those who had continued in bondage to the
head of the family, unless the will specifically so provided.
Similarly, a wife remained attached to her family of origin
rather than to the new family which by her marriage she had
helped to found, and which was now properly her own, and
she was therefore precluded from inheriting any share of the
goods of what was properly her own family, for neither wife
nor mother shared in the distribution of an estate.
Later, with the growing feeling for rationality, the unethical
provisions of laws such as these and others were evaded in
the course of their administration, for example with the help
of the expression bonorum possessio instead of hereditas, and
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through the fiction of nicknaming a filia a filius. This was
referred to above (see Remark to § 3) as the sad necessity to
which the judge was reduced in the face of bad laws — the
necessity of smuggling reason into them on the sly, or at least
into some of their consequences. Connected with this were
the terrible instability of the chief political institutions and a
riot of legislation to stem the outbreak of resulting evils.
From Roman history and the writings of Lucian and others,
we are sufficiently familiar with the unethical consequences
of giving the head of a Roman family the right to name
whom he pleased as his heir.
Marriage is ethical life at the level of immediacy; in the very
nature of the case, therefore, it must be a mixture of a
substantial tie with natural contingency and inner
arbitrariness. Now when by the slave-status of children, by
legal provisions such as those mentioned above as well as
others consequential upon them, and in addition by the ease
of Roman divorce, pride of place is given to arbitrariness
instead of to the right of the substantial (so that even Cicero
— and what fine writing about the Honestum and Decorum
there is in his De Officiis and in all sorts of other places! —
even Cicero divorced his wife as a business speculation in
order to pay his debts with his new wife’s dowry), then a legal
road is paved to the corruption of manners, or rather the laws
themselves necessitate such corruption.
The institution of heirs-at-law with a view to preserving the
family and its splendour by means of fideicommissa and
substitutiones (in order to favour sons by excluding daughters
from inheriting, or to favour the eldest son by excluding the
other children) is an infringement of the principle of the
freedom of property (see § 62), like the admission of any
other inequality in the treatment of heirs. And besides, such
an institution depends on an arbitrariness which in and by
itself has no right to recognition, or more precisely on the
thought of wishing to preserve intact not so much this family
but rather this clan or ‘house’. Yet it is not this clan or ‘house’,
but the family proper which is the Idea and which therefore
possesses the right to recognition, and both the ethical
disposition and family trees are much more likely to be
preserved by freedom of property and equality of inheritance
than by the reverse of these.
Institutions of this kind, like the Roman, wholly ignore the
right due to marriage, because by a marriage the foundation
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of a unique actual family is eo ipso completed (see § 172), and
because what is called, in contrast with the new family, the
family in the wide sense, i.e. the stirps or gens, becomes only
an abstraction (see § 177) growing less and less actual the
further it recedes into the background as one generation
succeeds another. Love, the ethical moment in marriage, is by
its very nature a feeling for actual living individuals, not for
an abstraction. This abstraction of the Understanding [the
gens] appears in history as the principle underlying the
contribution of the Roman Empire to world history (see §
357). In the higher sphere of the state, a right of
primogeniture arises together with estates rigidly entailed; it
arises, however, not arbitrarily but as the inevitable outcome
of the Idea of the state. On this point see below, § 306.
Addition: In earlier times, a Roman father had the right to
disinherit his children and even kill them. Later he lost both
these rights. Attempts were made to forge into a legal system
this incoherence between unethical institutions and devices to
rob them of that character, and it is the retention of this
incoherence which constitutes the deficiency and difficulty of
the German law of inheritance. To be sure, the right to make
a will must be conceded; but in conceding it our point of
view must be that this right of free choice arises or is
magnified with the dispersion and estrangement of the
members of the family. Further, the so-called ‘family of
friends’ which testamentary disposition brings with it may be
admitted only in defect of members of the family proper, i.e.
of spouse and children. To make a will at all entails
something obnoxious and disagreeable, because in making it I
reveal the names of my favourites. Favour, however, is
arbitrary; it may be gained surreptitiously by a variety of
expedients, it may depend on all sorts of foolish reasons, and
as a condition of having his name included in a will, a
beneficiary may be required to subject himself to the most
abject servilities. In England, the home of all sorts of
eccentricity, there is no end to the folly and whimsicality of
bequests.
Transition of the Family into Civil Society
§ 181
The family disintegrates (both essentially, through the working of
the principle of personality, and also in the course of nature) into a
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plurality of families, each of which conducts itself as in principle a
self-subsistent concrete person and therefore as externally related to
its neighbours. In other words, the moments bound together in the
unity of the family, since the family is the ethical Idea still in its
concept, must be released from the concept to self-subsistent
objective reality. This is the stage of difference. This gives us, to use
abstract language in the first place, the determination of particularity
which is related to universality but in such a way that universality is its
basic principle, though still only an inward principle; for that reason,
the universal merely shows in the particular as its form. Hence this
relation of reflection prima facie portrays the disappearance of ethical
life or, since this life as the essence necessarily shows itself, this
relation constitutes the world of ethical appearance — civil society.
Remark: The expansion of the family, as its transition into a
new principle, is in the external world sometimes its peaceful
expansion until it becomes a people, i.e. a nation, which thus
has a common natural origin, or sometimes the federation of
scattered groups of families under the influence of an
overlord’s power or as a result of a voluntary association
produced by the tie of needs and the reciprocity of their
satisfaction.
Addition: The, starting-point for the universal here is the
self-subsistence of the particular, and the ethical order seems
therefore to be lost at this point, since it is precisely the
identity of the family which consciousness takes to be the
primary thing, the divine, and the source of obligation. Now,
however, a situation arises in which the particular is to be my
primary determining principle, and thus my determinacy by
ethical factors has been annulled. But this is nothing but a
pure mistake, since, while I suppose that I am adhering to the
particular, the universal and the necessity of the link between
particulars remains the primary and essential thing. I am thus
altogether on the level of show, and while my particularity
remains my determining principle, i.e. my end, I am for that
very reason the servant of the universal which properly
retains power over me in the last resort.
ii Civil Society
§ 182
THE concrete person, who is himself the object of his particular
aims, is, as a totality and a mixture of caprice and physical necessity,
one principle of civil society. But the particular person is essentially
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so related to other particular persons that each establishes himself
and finds satisfaction by means of the others, and at the same time
purely and simply by means of the form of universality, the second
principle here.
Addition: Civil society is the [stage of] difference which
intervenes between the family and the state, even if its
formation follows later in time than that of the state, because,
as [the stage of] difference, it presupposes the state; to subsist
itself, it must have the state before its eyes as something selfsubsistent. Moreover, the creation of civil society is the
achievement of the modern world which has for the first time
given all determinations of the Idea their due. If the state is
represented as a unity of different persons, as a unity which is
only a partnership, then what is really meant is only civil
society. Many modern constitutional lawyers have been able
to bring within their purview no theory of the state but this.
In civil society each member is his own end, everything else is
nothing to him. But except in contact with others he cannot
attain the whole compass of his ends, and therefore these
others are means to the end of the particular member. A
particular end, however, assumes the form of universality
through this relation to other people, and it is attained in the
simultaneous attainment of the welfare of others. Since
particularity is inevitably conditioned by universality, the
whole sphere of civil Society is the territory of mediation
where there is free play for every idiosyncrasy, every talent,
every accident of birth and fortune, and where waves of every
passion gush forth, regulated only by reason glinting through
them. Particularity, restricted by universality, is the only
standard whereby each particular member promotes his
welfare.
§ 183
In the course of the actual attainment of selfish ends – an
attainment conditioned in this way by universality – there is formed a
system of complete interdependence, wherein the livelihood,
happiness, and legal status of one man is interwoven with the
livelihood, happiness, and rights of all. On this system, individual
Happiness, &c., depend, and only in this connected system are they
actualised and secured. This system may be prima facie regarded as the
external state, the state based on need, the state as the Understanding
envisages it.
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§ 184
The Idea in this its stage of division imparts to each of its
moments a characteristic embodiment; to particularity it gives the
right to develop and launch forth in all directions; and to universality
the right to prove itself not only the ground and necessary form of
particularity, but also the authority standing over it and its final end.
It is the system of the ethical order, split into its extremes and lost,
which constitutes the Idea’s abstract moment, its moment of reality.
Here the Idea is present only as a relative totality and as the inner
necessity behind this outward appearance.
Addition: Here ethical life is split into its extremes and lost;
the immediate unity of the family has fallen apart into a
plurality. Reality here is externality, the decomposing of the
concept, the self-subsistence of its moments which have now
won their freedom and their determinate existence. Though
in civil society universal and particular have fallen apart, yet
both are still reciprocally bound together and conditioned.
While each of them seems to do just the opposite to the
other and supposes that it can exist only by keeping the other
at arm’s length, none the less each still conditions the other.
Thus, for example, most people regard the paying of taxes as
injurious to their particular interest, as something inimical and
obstructive of their own ends. Yet, however true this seems,
particular ends cannot be attained without the help of the
universal, and a country where no taxes were paid could not
be singled out as invigorating its citizens. Similarly, it might
seem that universal ends would be more readily attainable if
the universal absorbed the strength of the particulars in the
way described, for instance, in Plato’s Republic. But this, too,
is only an illusion, since both universal and particular turn
into one another and exist only for and by means of one
another. If I further my ends, I further the ends of the
universal, and this in turn furthers my end.
§ 185
Particularity by itself, given free rein in every direction to satisfy its
needs, accidental caprices, and subjective desires, destroys itself and
its substantive concept in this process of gratification. At the same
time, the satisfaction of need, necessary and accidental alike, is
accidental because it breeds new desires without end, is in
thoroughgoing dependence on caprice and external accident, and is
held in check by the power of universality. In these contrasts and
their complexity, civil society affords a spectacle of extravagance and
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want as well as of the physical and ethical degeneration common to
them both.
Remark: The development of particularity to selfsubsistence (compare Remark to § 124) is the moment which
appeared in the ancient world as an invasion of ethical
corruption and as the ultimate cause of that world’s downfall.
Some of these ancient states were built on the patriarchal and
religious principle, others on the principle of an ethical order
which was more explicitly intellectual, though still
comparatively simple; in either case they rested on primitive
unsophisticated intuition. Hence they could not withstand the
disruption of this state of mind when self-consciousness was
infinitely reflected into itself; when this reflection began to
emerge, they succumbed to it, first in spirit and then in
substance, because the simple principle underlying them
lacked the truly infinite power to be found only in that unity
which allows both sides of the antithesis of reason to develop
themselves separately in all their strength and which has so
overcome the antithesis that it maintains itself in it and
integrates it in itself.
In his Republic, Plato displays the substance of ethical life in
its ideal beauty and truth; but he could only cope with the
principle of self-subsistent particularity, which in his day had
forced its way into Greek ethical life, by setting up in
opposition to it his purely substantial state. He absolutely
excluded it from his state, even in its very beginnings in
private property (see Remark to § 46) and the family, as well
as in its more mature form as the subjective will, the choice
of a social position, and so forth. , It is this defect which is
responsible both for the misunderstanding of the deep and
substantial truth of Plato’s state and also for the usual view of
it as a dream of abstract thinking, as what is often called a
‘mere ideal’. The principle of the self-subsistent inherently
infinite personality of the individual, the principle of
subjective freedom, is denied its right in the purely substantial
form which Plato gave to mind in its actuality. This principle
dawned in an inward form in the Christian religion and in an
external form (and therefore in one linked with abstract
universality) in the Roman world. It is historically subsequent
to the Greek world, and the philosophic reflection which
descends to its depth is likewise subsequent to the substantial
Idea of Greek philosophy.
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Addition: Particularity by itself is measureless excess, and
the forms of this excess are themselves measureless. By
means of his ideas and reflections man expands his desires,
which are not a closed circle like animal instinct, and carries
them on to the false infinite. At the other end of the scale,
however, want and destitution are measureless too, and the
discord of this situation can be brought into a harmony only
by the state which has powers over it. Plato wished to
exclude particularity from his state, but this is no help, since
help on these lines would contravene the infinite right of the
Idea to allow freedom to the particular.
It was in the Christian religion in the first place that the right
of subjectivity arose, together with the infinity of selfawareness, and while granting this right, the whole order
must at the same time retain strength enough to put
particularity in harmony with the unity of ethical life.
§ 186
But in developing itself independently to totality, the principle of
particularity passes over into universality, and only there does it attain
its truth and the right to which its positive actuality is entitled. This
unity is not the identity which the ethical order requires, because at
this level, that of division (see § 184), both principles are selfsubsistent. It follows that this unity is present here not as freedom
but as necessity, since it is by compulsion that the particular rises to
the form of universality and seeks and gains its stability in that form.
§ 187
Individuals in their capacity as burghers in this state are private
persons whose end is their own interest. This end is mediated
through the universal which thus appears as a means to its
realisation. Consequently, individuals can attain their ends only in so
far as they themselves determine their knowing, willing, and acting in
a universal way and make themselves links in this chain of social
connections. In these circumstances, the interest of the Idea – an
interest of which these members of civil society are as such
unconscious – lies in the process whereby their singularity and their
natural condition are raised, as a result of the necessities imposed by
nature as well as of arbitrary needs, to formal freedom and formal
universality of knowing and willing – the process whereby their
particularity is educated up to subjectivity.
Remark: The idea that the state of nature is one of
innocence and that there is a simplicity of manners in
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183
uncivilised (ungebildeter) peoples, implies treating education
(Bildung) as something purely external, the ally of corruption.
Similarly, the feeling that needs, their satisfaction, the
pleasures and comforts of private life, and so forth, are
absolute ends, implies treating education as a mere means to
these ends. Both these views display lack of acquaintance
with the nature of mind and the end of reason. Mind attains
its actuality only by creating a dualism within itself, by
submitting itself to physical needs and the chain of these
external necessities, and so imposing on itself this barrier and
this finitude, and finally by maturing (bildet) itself inwardly
even when under this barrier until it overcomes it and attains
its objective reality in the finite. The end of reason, therefore,
is neither the manners of an unsophisticated state of nature,
nor, as particularity develops, the pleasure for pleasure’s sake
which education procures. On the contrary, its end is to
banish natural simplicity, whether the passivity which is the
absence of the self, or the crude type of knowing and willing,
i.e. immediacy and singularity, in which mind is absorbed. It
aims in the first instance at securing for this, its external
condition, the rationality of which it is capable, i.e. the form
of universality or the Understanding (Verständigkeit). By this
means alone does mind become at home with itself within
this pure externality.
There, then, mind’s freedom is existent and mind becomes
objective to itself in this element which is implicitly inimical
to mind’s appointed end, freedom; it has to do there only
with what it has itself produced and stamped with its seal. It
is in this way then that the form of universality comes
explicitly into existence in thought, and this form is the only
worthy element for the existence of the Idea. The final
purpose of education, therefore, is liberation and the struggle
for a higher liberation still; education is the absolute
transition from an ethical substantiality which is immediate
and natural to the one which is intellectual and so both
infinitely subjective and lofty enough to have attained
universality of form. In the individual subject, this liberation
is the hard struggle against pure subjectivity of demeanour,
against the immediacy of desire, against the empty
subjectivity of feeling and the caprice of inclination. The
disfavour showered on education is due in part to its being
this hard struggle; but it is through this educational struggle
that the subjective will itself attains objectivity within, an
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objectivity in which alone it is for its part capable and worthy
of being the actuality of the Idea.
Moreover, this form of universality – the Understanding, to
which particularity has worked its way and developed itself,
brings it about at the same time that particularity becomes
individuality genuinely existent in its own eyes. And since it is
from this particularity that the universal derives the content
which fills it as well as its character as infinite selfdetermination, particularity itself is present in ethical life as
infinitely independent free subjectivity. This is the position
which reveals education as a moment immanent in the
Absolute and which makes plain its infinite value.
Addition: By educated men, we may prima facie understand
those who without the obtrusion of personal idiosyncrasy can
do what others do. It is precisely this idiosyncrasy, however,
which uneducated men display, since their behaviour is not
governed by the universal characteristics of the situation.
Similarly, an uneducated man is apt to hurt the feelings of his
neighbours. He simply lets himself go and does not reflect on
the susceptibilities of others. It is not that he intends to hurt
them, but his conduct is not consonant with his intention.
Thus education rubs the edges off particular characteristics
until a man conducts himself in accordance with the nature of
the thing. Genuine originality, which produces the real thing,
demands genuine education, while bastard originality adopts
eccentricities which only enter the heads of the uneducated.
§ 188
Civil society contains three moments:
(A) The mediation of need and one man’s satisfaction through his
labour and the satisfaction of the needs of all others – the System of
Needs.
(B) The actuality of the universal principle of freedom therein
contained – the protection of property through the Administration
of Justice.
(C) Provision against contingencies still lurking in systems (A) and
(B), and care for particular interest, as a common interest, by means
of the Public Authority and the Corporation.
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A. The System of Needs
§ 189
Particularity is in the first instance characterised in general by its
contrast with the universal principle of the will and thus is subjective
need (see § 59). This attains its objectivity i.e. its satisfaction, by
means of [a] external things, which at this stage are likewise the
property and product of the needs and wills of others, and [b] labour
and effort, the middle term between the subjective and the objective.
The aim here is the satisfaction of subjective particularity, but the
universal asserts itself in the bearing which this satisfaction has on the
needs of others and their free arbitrary wills. The show of rationality
thus produced in this sphere of finitude is the Understanding, and
this is the aspect which is of most importance in considering this
sphere and which itself constitutes the reconciling element within it.
Remark: Political economy is the science which starts from
this view of needs and labour but then has the task of
explaining mass-relationships and mass-movements in their
complexity and their qualitative and quantitative character.
This is one of the sciences which have arisen out of the
conditions of the modern world. Its development affords the
interesting spectacle (as in Smith, Say, and Ricardo) of
thought working upon the endless mass of details which
confront it at the outset and extracting therefrom the simple
principles of the thing, the Understanding effective in the
thing and directing it. It is to find reconciliation here to
discover in the sphere of needs this show of rationality lying
in the thing and effective there; but if we look at it from the
opposite point of view, this is the field in which the
Understanding with its subjective aims and moral fancies
vents its discontent and moral frustration.
Addition: There are certain universal needs such as food,
drink, clothing, &c., and it depends entirely on accidental
circumstances how these are satisfied. The fertility of the soil
varies from place to place, harvests vary from year to year,
one man is industrious, another indolent. But this medley of
arbitrariness generates universal characteristics by its own
working; and this apparently scattered and thoughtless sphere
is upheld by a necessity which automatically enters it. To
discover this necessary element here is the object of political
economy, a science which is a credit to thought because it
finds laws for a mass of accidents. It is an interesting
spectacle here to see all chains of activity leading back to the
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same point; particular spheres of action fall into groups,
influence others, and are helped or hindered by others. The
most remarkable thing here is this mutual interlocking of
particulars, which is what one would least expect because at
first sight everything seems to be given over to the
arbitrariness of the individual, and it has a parallel in the solar
system which displays to the eye only irregular movements,
though its laws may none the less be ascertained.
(a) The Kind of Need and Satisfaction
[typical of civil society]
§ 190
An animal’s needs and its ways and means of satisfying them are
both alike restricted in scope. Though man is subject to this
restriction too, yet at the same time he evinces his transcendence of it
and his universality, first by the multiplication of needs and means of
satisfying them, and secondly by the differentiation and division of
concrete need into single parts and aspects which in turn become
different needs, particularised and so more abstract.
Remark: In [abstract] right, what we had before us was the
person; in the sphere of morality, the subject; in the family,
the family-member; in civil society as a whole, the burgher or
bourgeois. Here at the standpoint of needs (compare Remark to
§ 123) what we have before us is the composite idea which
we call man. Thus this is the first time, and indeed properly
the only time, to speak of man in this sense.
Addition: An animal is restricted to particularity. It has its
instincts and means of satisfying them, means which are
limited and which it cannot overstep. Some insects are
parasitic on a certain kind of plant; some animals have a
wider range and can live in different climates, but there is
always a restriction preventing them from having the range
open to man. The need of shelter and clothing, the necessity
of cooking his food to make it fit to eat and to overcome its
natural rawness, both mean that man has less comfort than
an animal, and indeed, as mind, he ought to have less.
Intelligence, with its grasp of distinctions, multiplies these
human needs, and since taste and utility become criteria of
judgment, even the needs themselves are affected thereby.
Finally, it is no longer need but opinion which has to be
satisfied, and it is just the educated man who analyses the
concrete into its particulars. The very multiplication of needs
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involves a check on desire, because when many things are in I
use, the urge to obtain any one thing which might be needed
is less strong, and this is a sign that want altogether is not so
imperious.
§ 191
Similarly, the means to particularised needs and all the ways of
satisfying these are themselves divided and multiplied and so in turn
become proximate ends and abstract needs. This multiplication goes
on ad infinitum; taken as a whole, it is refinement, i.e. a discrimination
between these multiplied needs, and judgment on the suitability of
means to their ends.
Addition: What the English call ‘comfort’ is something
inexhaustible and illimitable. [Others can discover to you that
what you take to be] comfort at any stage is discomfort, and
these discoveries never come to an end. Hence the need for
greater comfort does not exactly arise within you directly; it is
suggested to you by those who hope to make a profit from its
creation.
§ 192
Needs and means, as things existent realiter, become something
which has being for others by whose needs and labour satisfaction
for all alike is conditioned. When needs and means become abstract
in quality (see § 191), abstraction is also a character of the reciprocal
relation of individuals to one another. This abstract character,
universality, is the character of being recognised and is the moment
which makes concrete, i.e. social, the isolated and abstract needs and
their ways and means of satisfaction.
Addition: The fact that I must direct my conduct by
reference to others introduces here the form of universality.
It is from others that I acquire the means of satisfaction and I
must accordingly accept their views. At the same time,
however, I am compelled to produce means for the
satisfaction of others. We play into each other’s hands and so
hang together. To this extent everything private becomes
something social. In dress fashions and hours of meals, there
are certain conventions which we have to accept because in
these things it is not worth the trouble to I insist on
displaying one’s own discernment. The wisest thing here is to
do as others do.
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§ 193
This social moment thus becomes a particular end-determinant
for means in themselves and their acquisition, as well as for the
manner in which needs are satisfied. Further, it directly involves the
demand for equality of satisfaction with others. The need for this
equality and for emulation, which is the equalising of oneself with
others, as well as the other need also present here, the need of the
particular to assert itself in some distinctive way, become themselves
a fruitful source of the multiplication of needs and their expansion.
§ 194
Since in social needs, as the conjunction of immediate or natural
needs with mental needs arising from ideas, it is needs of the latter
type which because of their universality make themselves
preponderant, this social moment has in it the aspect of liberation, i.e.
the strict natural necessity of need is obscured and man is concerned
with his own opinion, indeed with an opinion which is universal, and
with a necessity of his own making alone, instead of with an external
necessity, an inner contingency, and mere caprice.
Remark: The idea has been advanced that in respect of his
needs man lived in freedom in the so-called ‘state of nature’
when his needs were supposed to be confined to what are
known as the simple necessities of nature, and when he
required for their satisfaction only the means which the
accidents of nature directly assured to him. This view takes
no account of the moment of liberation intrinsic to labour,
on which see the following Paragraphs. And apart from this,
it is false, because to be confined to mere physical needs as
such and their direct satisfaction would simply be the
condition in which the mental is plunged in the natural and
so would be one of savagery and unfreedom, while freedom
itself is to be found only in the reflection of mind into itself,
in mind’s distinction from nature, and in the reflex of mind in
nature.
§ 195
This liberation is abstract since the particularity of the ends
remains their basic content. When social conditions tend to multiply
and subdivide needs, means, and enjoyments indefinitely – a process
which, like the distinction between natural and refined needs, has no
qualitative limits – this is luxury. In this same process, however,
dependence and want increase ad infinitum, and the material to meet
these is permanently barred to the needy man because it consists of
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external objects with the special character of being property, the
embodiment of the free will of others, and hence from his point of
view its recalcitrance is absolute.
Addition: The entire Cynical mode of life adopted by
Diogenes was nothing more or less than a product of
Athenian social life, and what determined it was the way of
thinking against which his whole manner protested. Hence it
was not independent of social conditions but simply their
result; it was itself a rude product of luxury. When luxury is at
its height, distress and depravity are equally extreme, and in
such circumstances Cynicism is the outcome of opposition to
refinement.
(b) The Kind of Labour [typical of civil
society]
§ 196
The means of acquiring and preparing the particularised means
appropriate to our similarly particularised needs is labour. Through
labour the raw material directly supplied by nature is specifically
adapted to these numerous ends by all sorts of different processes.
Now this formative change confers value on means and gives them
their utility, and hence man in what he consumes is mainly concerned
with the products of men. It is the products of human effort which
man consumes.
Addition: There is hardly any raw material which does not
need to be worked on before use. Even air has to be worked
for because we have to warm it. Water is perhaps the only
exception, because we can drink it as we find it. It is by the
sweat of his brow and the toil of his hands that man obtains
the means to satisfy his needs.
§ 197
The multiplicity of objects and situations which excite interest is
the stage on which theoretical education develops. This education
consists in possessing not simply a multiplicity of ideas and facts, but
also a flexibility and rapidity of mind, ability to pass from one idea to
another, to grasp complex and general relations, and so on. It is the
education of the understanding in every way, and so also the building
up of language. Practical education, acquired through working,
consists first in the automatically recurrent need for something to do
and the habit of simply being busy; next, in the strict adaptation of
one’s activity according not only to the nature of the material worked
on, but also, and especially, to the pleasure of other workers; and
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finally, in a habit, produced by this discipline, of objective activity and
universally recognised aptitudes.
Addition: The savage is lazy and is distinguished from the
educated man by his brooding stupidity, because practical
education is just education in the need and habit of being
busy. A clumsy man always produces a result he does not
intend; he is not master of his own job. The skilled worker,
on the other hand, may be said to be the man who produces
the thing as it ought to be and who hits the nail on the head
without shrinking (keine Sprödigkeit in seinem subjektiven Tun
gegen den Zweck findet).
§ 198
The universal and objective element in labour, on the other hand,
lies in the abstracting process which effects the subdivision of needs
and means and thereby eo ipso subdivides production and brings about
the division of labour. By this division, the labour of the individual
becomes less complex, and consequently his skill at his section of the
job increases, like his output. At the same time, this abstraction of
one man’s skill and means of production from another’s completes
and makes necessary everywhere the dependence of men on one
another and their reciprocal relation in the satisfaction of their other
needs. Further, the abstraction of one man’s production from
another’s makes labour more and more mechanical, until finally man
is able to step aside and install machines in his place.
(c) Capital [and class-divisions]
§ 199
When men are thus dependent on one another and reciprocally
related to one another in their labour and the satisfaction of their
needs, subjective self-seeking turns into a contribution to the
satisfaction of the needs of everyone else. That is to say, by a
dialectical advance, subjective self-seeking turns into the mediation of
the particular through the universal, with the result that each man in
earning, producing, and enjoying on his own account is eo ipso
producing and earning for the enjoyment of everyone else. The
compulsion which brings this about is rooted in the complex
interdependence of each on all, and it now presents itself to each as
the universal permanent capital (see § 170) which gives each the
opportunity, by the exercise of his education and skill, to draw a share
from it and so be assured of his livelihood, while what he thus earns
by means of his labour maintains and increases the general capital.
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§ 200
A particular man’s resources, or in other words his opportunity of
sharing in the general resources, are conditioned, however, partly by
his own unearned principal (his capital), and partly by his skill; this in
turn is itself dependent not only on his capital, but also on accidental
circumstances whose multiplicity introduces differences in the
development of natural, bodily, and mental characteristics, which
were already in themselves dissimilar. In this sphere of particularity,
these differences are conspicuous in every direction and on every
level, and, together with the arbitrariness and accident which this
sphere contains as well, they have as their inevitable consequence
disparities of individual resources and ability.
Remark: The objective right of the particularity of mind is
contained in the Idea. Men are made unequal by nature,
where inequality is in its element, and in civil society the right
of particularity is so far from. annulling this natural inequality
that it produces it out of mind and raises it to an inequality of
skill and resources, and even to one of moral and intellectual
attainment. To oppose to this right a demand for equality is a
folly of the Understanding which takes as real and rational its
abstract equality and its ‘ought-to-be’.
This sphere of particularity, which fancies itself the universal,
is still only relatively identical with the universal, and
consequently it still retains in itself the particularity of nature,
i.e. arbitrariness, or in other words the relics of the state of
nature. Further, it is reason, immanent in the restless system
of human needs, which articulates it into an organic whole
with different members (see the following §).
§ 201
The infinitely complex, criss-cross, movements of reciprocal
production and exchange, and the equally infinite multiplicity of
means therein employed, become crystallised, owing to the
universality inherent in their content, and distinguished into general
groups. As a result, the entire complex is built up into particular
systems of needs, means, and types of work relative to these needs,
modes of satisfaction and of theoretical and practical education, i.e.
into systems, to one or other of which individuals are assigned – in
other words, into class-divisions.
Addition: The ways and means of sharing in the capital of
society are left to each man’s particular choice, but the
subdivision of civil society into different general branches is a
necessity. The family is the first precondition of the state, but
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class divisions are the second. The importance of the latter is
due to the fact that although private persons are self-seeking,
they are compelled to direct their attention to others. Here
then is the root which connects self-seeking to the universal,
i.e. to the state, whose care it must be that this tie is a hard
and fast one.
§ 202
The classes are specifically determined in accordance with the
concept as
(a) the substantial or immediate [or agricultural] class;
(b) the reflecting or formal [or business] class; and finally,
(c) the universal class [the class of civil servants].
§ 203
(a) The substantial [or agricultural] class has its capital in the
natural products of the soil which it cultivates – soil which is capable
of exclusively private ownership and which demands formation in an
objective way and not mere haphazard exploitation. In face of the
connection of [agricultural] labour and its fruits with separate and
fixed times of the year, and the dependence of harvests on the
variability of natural processes, the aim of need in this class turns into
provision for the future; but owing to the conditions here, the
agricultural mode of subsistence remains one which owes
comparatively little to reflection and independence of will, and this
mode of life is in general such that this class has the substantial
disposition of an ethical life which is immediate, resting on family
relationship and trust.
Remark: The real beginning and original foundation of
states has been rightly ascribed to the introduction of
agriculture along with marriage, because the principle of
agriculture brings with it the formation of the land and
consequentially exclusively private property (compare
Remark to § 170); the nomadic life of savages, who seek their
livelihood from place to place, it brings back to the
tranquillity of private rights and the assured satisfaction of
their needs. Along with these changes, sexual love is
restricted to marriage, and this bond in turn grows into an
enduring league, inherently universal, while needs expand into
care for a family, and personal possessions into family goods.
Security, consolidation, lasting satisfaction of needs, and so
forth – things which are the most obvious recommendations
of marriage and agriculture – are nothing but forms of
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universality, modes in which rationality, the final end and aim,
asserts itself in these spheres.
In this matter, nothing is of more interest than the ingenious
and learned explanations which my distinguished friend, Herr
Creuzer, has given of the agrarian festivals, images, and
sanctuaries of the ancients. He shows that it was because the
ancients themselves had become conscious of the divine
origin of agriculture and other institutions associated with it
that they held them in such religious veneration.
In course of time, the character of this class as ‘substantial’
undergoes modifications through the working of the civil law,
in particular the administration of justice, as well as through
the working of education, instruction, and religion. These
modifications, which occur in the other classes also, do not
affect the substantial content of the class but only its form
and the development of its power of reflection.
Addition: In our day agriculture is conducted on methods
devised by reflective thinking, i.e. like a factory. This has
given it a character like that of industry and contrary to its
natural one. Still, the agricultural class will always retain a
mode of life which is patriarchal and the substantial frame of
mind proper to such a life. The member of this class accepts
unreflectively what is given him and takes what he gets,
thanking God for it and living in faith and confidence that
this goodness will continue. What comes to him suffices him;
once it is consumed, more comes again. This is the simple
attitude of mind not concentrated on the struggle for riches.
It may be described as the attitude of the old nobility which
just ate what there was. So far as this class is concerned,
nature does the major part, while individual effort is
secondary. In the business class, however, it is intelligence
which is the essential thing, and natural products can be
treated only as raw materials.
§ 204
(b) The business class has for its task the adaptation of raw
materials, and for its means of livelihood it is thrown back on its
work, on reflection and intelligence, and essentially on the mediation
of one man’s needs and labour with those of others. For what this
class produces and enjoys, it has mainly itself, its own industry, to
thank. The task of this class is subdivided into:
[a] work to satisfy single needs in a comparatively concrete way
and to supply single orders – craftsmanship;
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[b] work of a more abstract kind, mass-production to satisfy single
needs, but needs in more universal demand – manufacture;
[c] the business of exchange, whereby separate utilities are
exchanged the one for the other, principally through the use of the
universal medium of exchange, money, which actualises the abstract
value of all commodities – trade.
Addition: In the business class, the individual is thrown back
on himself, and this feeling of self-hood is most intimately
connected with the demand for law and order. The sense of
freedom and order has therefore arisen above all in towns.
The agricultural class, on the other hand, has little occasion to
think of itself; what it obtains is the gift of a stranger, of
nature. Its feeling of dependence is fundamental to it, and
with this feeling there is readily associated a willingness to
submit to whatever may befall it at other men’s hands. The
agricultural class is thus more inclined to subservience, the
business class to freedom.
§ 205
(c) The universal class [the class of civil servants] has for its task
the universal interests of the community. It must therefore be
relieved from direct labour to supply its needs, either by having
private means or by receiving an allowance from the state which
claims its industry, with the result that private interest finds its
satisfaction in its work for the universal.
§ 206
It is in accordance with the concept that class-organisation, as
particularity become objective to itself, is split in this way into its
general divisions. But the question of the particular class to which an
individual is to belong is one on which natural capacity, birth, and
other circumstances have their influence, though the essential and
final determining factors are subjective opinion and the individual’s
arbitrary will, which win in this sphere their right, their merit, and
their dignity. Hence what happens here by inner necessity occurs at
the same time by the mediation of the arbitrary will, and to the
conscious subject it has the shape of being the work of his own will.
Remark: In this respect too there is a conspicuous
difference, in relation to the principle of particularity and the
subject’s arbitrary will, between the political life of the east
and the west, and also between that of the ancient and the
modern world. In the former, the division of the whole into
classes came about objectively of itself, because it is
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inherently rational; but the principle of subjective particularity
was at the same time denied its rights, in that, for example,
the allotment of individuals to classes was left to the ruling
class, as in Plato’s Republic, or to the accident of birth, as in
the Indian caste-system. Thus subjective particularity was not
incorporated into the organisation of society as a whole; it
was not reconciled in the whole, and therefore – since as an
essential moment it emerges there in any event – it shows
itself there as something hostile, as a corruption of the social
order (see Remark to § 185)Either it overthrows society, as
happened in the Greek states and in the Roman Republic; or
else, should society preserve itself in being as a force or as a
religious authority, for instance, it appears as inner corruption
and complete degeneration, as was the case to some extent in
Sparta and is now altogether the case in India.
But when subjective particularity is upheld by the objective
order in conformity with it and is at the same time allowed its
rights, then it becomes the animating principle of the entire
civil society, of the development alike of mental activity,
merit, and dignity. The recognition and the right that what is
brought about by reason of necessity in civil society and the
state shall at the same time be effected by the mediation of
the arbitrary will is the more precise definition of what is
primarily meant by freedom in common parlance (see § 121).
§ 207
A man actualises himself only in becoming something definite, i.e.
something specifically particularised; this means restricting himself
exclusively to one of the particular spheres of need. In this classsystem, the ethical frame of mind therefore is rectitude and esprit de
corps, i.e. the disposition to make oneself a member of one of the
moments of civil society by one’s own act, through one’s energy,
industry, and skill, to maintain oneself in this position, and to fend
for oneself only through this process of mediating oneself with the
universal, while in this way gaining recognition both in one’s own
eyes and in the eyes of others. Morality has its proper place in this
sphere where the paramount thing is reflection on one’s doings, and
the quest of happiness and private wants, and where the contingency
in satisfying these makes into a duty even a single and contingent act
of assistance.
Remark: At first (i.e. especially in youth) a man chafes at the
idea of resolving on a particular social position, and looks
upon this as a restriction on his universal character and as a
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necessity imposed on him purely ab extra. This is because his
thinking is still of that abstract kind which refuses to move
beyond the universal and so never reaches the actual. It does
not realise that if the concept is to be determinate, it must
first of all advance into the distinction between the concept
and its real existence and thereby into determinacy and
particularity (see § 7) – It is only thus that the concept can
win actuality and ethical objectivity.
Addition: When we say that a man must be a ‘somebody’,
we mean that he should belong to some specific social class,
since to be a somebody means to have substantive being. A
man with no class is a mere private person and his
universality is not actualised. On the other hand, the
individual in his particularity may take himself as the universal
and presume that by entering a class he is surrendering
himself to an indignity. This is the false idea that in attaining a
determinacy necessary to it, a thing is restricting and
surrendering itself.
§ 208
As the private particularity of knowing and willing, the principle
of this system of needs contains absolute universality, the universality
of freedom, only abstractly and therefore as the right of property. At
this point, however, this right is no longer merely implicit but has
attained its recognised actuality as the protection of property through
the administration of justice.
B. Administration of Justice
§ 209
The relatedness arising from the reciprocal bearing on one
another of needs and labour to satisfy these is first of all reflected
into itself as infinite personality, as abstract right. But it is this very
sphere of relatedness – a sphere of education, which gives abstract
right the determinate existence of being something universally
recognised, known, and willed, and having a validity and an objective
actuality mediated by this known and willed character.
Remark: It is part of education, of thinking as the
consciousness of the single in the form of universality, that
the ego comes to be apprehended as a universal person in
which all are identical. A man counts as a man in virtue of his
manhood alone, not because he is a Jew, Catholic, Protestant,
German, Italian, &c. This is an assertion which thinking
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ratifies and to be conscious of it is of infinite importance. It is
defective only when it is crystallised, e.g. as a
cosmopolitanism in opposition to the concrete life of the
state.
Addition: From one point of view, it is through the working
of the system of particularity that right becomes an external
compulsion as a protection of particular interests. Even
though this result is due to the concept, right none the less
only becomes something existent because this is useful for
men’s needs. To become conscious in thought of his right,
man must be trained to think and give up dallying with mere
sensation. We must invest the objects of our thought with the
form of universality and similarly we must direct our willing
by a universal principle. It is only after man has devised
numerous needs and after their acquisition has become
intertwined with his satisfaction, that he can frame laws for
himself.
§ 210
The objective actuality of the right consists, first, in its existence
for consciousness, in its being known in some way or other; secondly,
in its possessing the power which the actual possesses, in its being
valid, and so also in its becoming known as universally valid.
(a) Right as Law
§ 211
The principle of rightness becomes the law (Gesetz) when, in its
objective existence, it is posited (gesetzt), i.e. when thinking makes it
determinate for consciousness and makes it known as what is right
and valid; and in acquiring this determinate character, the right
becomes positive law in general.
Remark: To posit something as universal, i.e. to bring it
before consciousness as universal, is, I need hardly say, to
think (compare Remarks to §§ 13 and 21). Thereby its
content is reduced to its simplest form and so is given its final
determinacy. In becoming law, what is right acquires for the
first time not only the form proper to its universality, but also
its determinacy. Hence making a law is not to be represented
as merely the expression of a rule of behaviour valid for
everyone, though that is one moment in legislation; the more
important moment, the inner essence of the matter, is
knowledge of the content of the law in its determinate
universality.
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Since it is only animals which have their law as instinct, while
it is man alone who has law as custom, even systems of
customary law contain the moment of being thoughts and
being known. Their difference from positive law consists
solely in this, that they are known only in a subjective and
accidental way, with the result that in themselves they are less
determinate and the universality of thought is less clear in
them. (And apart from this, knowledge of a system of law
either in general or in its details, is the accidental possession
of a few.) The supposition that it is customary law, on the
strength of its character as custom, which possesses the
privilege of having become part of life is a delusion, since the
valid laws of a nation do not cease to be its customs by being
written and codified – and besides, it is as a rule precisely
those versed in the deadest of topics and the deadest of
thoughts who talk nowadays of ‘life’ and of ‘becoming part of
life’. When a nation begins to acquire even a little culture, its
customary law must soon come to be collected and put
together. Such a collection is a legal code, but one which, as a
mere collection, is markedly formless, indeterminate, and
fragmentary. The main difference between it and a code
properly so-called is that in the latter the principles of
jurisprudence in their universality, and so in their
determinacy, have been apprehended in terms of thought and
expressed. English national law or municipal law is contained,
as is well known, in statutes (written laws) and in so-called
‘unwritten’ laws. This unwritten law, however, is as good as
written, and knowledge of it may, and indeed must, be
acquired simply by reading the numerous quartos which it
fills. The monstrous confusion, however, which prevails both
in English law and its administration is graphically portrayed
by those acquainted with the matter. In particular, they
comment on the fact that, since this unwritten law is
contained in court verdicts and judgments, the judges are
continually legislators. The authority of precedent is binding
on them, since their predecessors have done nothing but give
expression to the unwritten law; and yet they are just as much
exempt from its authority, because they are themselves
repositories of the unwritten law and so have the right to
criticise previous judgments and pronounce whether they
accorded with the unwritten law or not.
A similar confusion might have arisen in the legal system of
the later Roman Empire owing to the different but
Hegel’s Philosophy of Right
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authoritative judgments of all the famous jurists. An Emperor
met the situation, however, by a sensible expedient when, by
what was called the Law of Citations, he set up a kind of
College of the jurists who were longest deceased. There was a
President, and the majority vote was accepted.
No greater insult could be offered to a civilised people or to
its lawyers than to deny them ability to codify their law; for
such ability cannot be that of constructing a legal system with
a novel content, but only that of apprehending, i.e. grasping
in thought, the content of existing laws in its determinate
universality and then applying them to particular cases.
Addition: The sun and the planets have their laws too, but
they do not know them. Savages are governed by impulses,
customs, and feelings, but they are unconscious of this. When
right is posited as law and is known, every accident of feeling
vanishes together with the form of revenge, sympathy, and
selfishness, and in this way the right attains for the first time
its true determinacy and is given its due honour. It is as a
result of the discipline of comprehending the right that the
right first becomes capable of universality. In the course of
applying the laws, clashes occur, and in dealing with these the
judge’s intelligence has its proper scope; this is quite
inevitable, because otherwise carrying out the law would be
something mechanical from start to finish. But to go so far as
to get rid of clashes altogether by leaving much to the judge’s
discretion is a far worse solution, because even the clash is
intrinsic to thought, to conscious thinking and its dialectic,
while the mere fiat of a judge would be arbitrary.
It is generally alleged in favour of customary law that it is
‘living’, but this vitality, i.e. the identity between the subject
and what the law provides, is not the whole essence of the
matter. Law (Recht) must be known by thought, it must be a
system in itself, and only as such can it be recognised in a
civilised country. The recent denial that nations ‘have a
vocation to codify their laws’ is not only an insult; it also
implies the absurdity of supposing that not a single individual
has been endowed with skill enough to bring into a coherent
system the endless mass of existing laws. The truth is that it is
just systematisation, i.e. elevation to the universal, which our
time is pressing for without any limit. A similar view is that
collections of judgments, like those available in a Corpus Juris,
are far superior to a code worked out in the most general
way. The reason alleged is that such judgments always retain a
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certain particularity and a certain reminiscence of history
which men are unwilling to sacrifice. But the mischievousness
of such collections is made clear enough by the practice of
English law.
§ 212
It is only because of this identity between its implicit and its
posited character that positive law has obligatory force in virtue of its
rightness. In being posited in positive law, the right acquires
determinate existence. Into such existence there may enter the
contingency of self-will and other particular circumstances and hence
there may be a discrepancy between the content of the law and the
principle of rightness.
Remark: In positive law, therefore, it is the legal which is the
source of our knowledge of what is right, or, more exactly, of
our legal rights (Rechtens). Thus the science of positive law is
to that extent an historical science with authority as its
guiding principle. Anything over and above this historical
study is matter for the Understanding and concerns the
collection of laws, their classification on external principles,
deductions from them, their application to fresh details, &c.
When the Understanding meddles with the nature of the
thing itself, its theories, e.g. of criminal law, show what its
deductive argumentation can concoct.
The science of positive law has not only the right, but even
the inescapable duty, to study given laws, to deduce from its
positive data their progress in history, their applications and
subdivisions, down to the last detail, and to exhibit their
implications. On the other hand, if, after all these deductions
have been proved, the further question about the rationality
of a specific law is still raised, the question may seem perverse
to those who are busied with these pursuits, but their
astonishment at it should at least stop short of dismay.
With this Remark, compare what was said in the Remark to §
3 about ‘understanding’ the law.
§ 213
Right becomes determinate in the first place when it has the form
of being posited as positive law; it also becomes determinate in
content by being applied both to the material of civil society (i.e. to
the endlessly growing complexity and subdivision of social ties and
the different species of property and contract within the society) and
also to ethical ties based on the heart, on love and trust, though only
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in so far as these involve abstract right as one of their aspects (see §
159) – Morality and moral commands concern the will on its most
private, subjective, and particular side, and so cannot be a matter for
positive legislation. Further material for the determinate content of
law is provided by the rights and duties which have their source in the
administration of justice itself, in the state, and so forth.
Addition: In the higher relationships of marriage, love,
religion, and the state, the only aspects which can become the
subject of legislation are those of such a nature as to permit
of their being in principle external. Still, in this respect there
is a wide difference between the laws of different peoples.
The Chinese, for instance, have a law requiring a husband to
love his first wife more than his other wives. If he is
convicted of doing the opposite, corporal punishment
follows. Similarly, the legislation of the ancients in earlier
times was full of precepts about uprightness and integrity
which are unsuited by nature to legal enactment because they
fall wholly within the field of the inner life. It is only in the
case of the oath, whereby things are brought home to
conscience, that uprightness and integrity must be taken into
account as the substance of the matter.
§ 214
But apart from being applied to particular instances, right by being
embodied in positive law becomes applicable to the single case.
Hence it enters the sphere where quantity, not the concept, is the
principle of determination. This is the sphere of the quantitative as
such, of the quantitative as that which determines the relative value in
exchange of qualia. In this sphere, the concept merely lays down a
general limit, within which vacillation is still allowed. This vacillation
must be terminated, however, in the interest of getting something
done, and for this reason there is a place within that limit for
contingent and arbitrary decisions.
Remark: The purely positive side of law lies chiefly in this
focusing of the universal not merely on a particular instance,
but on an isolated case, i.e. in its direct application. Reason
cannot determine, nor can the concept provide any principle
whose application could decide whether justice requires for
an offence (i) a corporal punishment of forty lashes or thirtynine, or (ii) a fine of five dollars or four dollars ninety-three,
four, &c., cents, or (iii) imprisonment of a year or three
hundred and sixty-four, three, &c., days, or a year and one,
two, or three days. And yet injustice is done at once if there is
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one lash too many, or one dollar or one cent, one week in
prison or one day, too many or too few.
Reason itself requires us to recognise that contingency,
contradiction, and show have a sphere and a right of their
own, restricted though it be, and it is irrational to strive to
resolve and rectify contradictions within that sphere. Here the
only interest present is that something be actually done, that
the matter be settled and decided somehow, no matter how
(within a certain limit). This decision pertains to abstract
subjectivity, to formal self-certainty, which may decide either
by simply holding to its power (within that limit) of settling
the matter by merely terminating deliberation and thereby
dismissing it out of hand, or else by adopting some reason for
decision such as keeping to round numbers or always
adopting, say thirty-nine.
It is true that the law does not settle these ultimate decisions
required by actual life; it leaves them instead to the judge’s
discretion, merely limiting him by a maximum and minimum.
But this does not affect the point at issue, because the
maximum and minimum are themselves in every instance
only round numbers once more. To fix them, therefore, does
not exempt the judge from making a finite, purely positive,
decision, since on the contrary such a decision is still left to
him by the necessities of the case.
Addition: There is one essential element in law and the
administration of justice which contains a measure of
contingency and which arises from the fact that the law is a
universal prescription which has to be applied to the single
case. If you wished to declare yourself against this
contingency, you would be talking in abstractions. The
measure of a man’s punishment, for example, cannot be
made equivalent to any determination of the concept of
punishment, and the decision made, whatever it be, is from
this point of view arbitrary always. But this contingency is
itself necessary, and if you argue against having a code at all
on the ground that any code is incomplete, you are
overlooking just that element of law in which completion is
not to be achieved and which therefore must just be accepted
as it stands.
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(b) Law determinately existent
§ 215
If laws are to have a binding force, it follows that, in view of the
right of self-consciousness (see § 132 and the Remark thereto) they
must be made universally known.
Remark: To hang the laws so high that no citizen could read
them (as Dionysius the Tyrant did) is injustice of one and the
same kind as to bury them in row upon row of learned
tomes, collections of dissenting judgments and opinions,
records of customs, &c., and in a dead language too, so that
knowledge of the law of the land is accessible only to those
who have made it their professional study. Rulers who have
given a national law to their peoples in the form of a wellarranged and clear-cut legal code or even a mere formless
collection of laws, like Justinian’s – have been the greatest
benefactors of their peoples and have received thanks and
praise for their beneficence. But the truth is that their work
was at the same time a great act of justice.
Addition: The legal profession, possessed of a special
knowledge of the law, often claims this knowledge as its
monopoly and refuses to allow any layman to discuss the
subject. Physicists similarly have taken amiss Goethe’s theory
about colours because he did not belong to their craft and
was a poet into the bargain. But we do not need to be
shoemakers to know if our shoes fit, and just as little have we
any need to be professionals to acquire knowledge of matters
of universal interest. Law is concerned with freedom, the
worthiest and holiest thing in man, the thing man must know
if it is to have obligatory force for him.
§ 216
For a public legal code, simple general laws are required, and yet
the nature of the finite material to which law is applied leads to the
further determining of general laws ad infinitum. On the one hand, the
law ought to be a comprehensive whole, closed and complete; and
yet, on the other hand, the need for further determinations is
continual. But since this antinomy arises only when universal
principles, which remain fixed and unchanged, are applied to
particular types of case, the right to a complete legal code remains
unimpaired, like the right that these simple general principles should
be capable of being laid down and understood apart and in
distinction from their application to such particular types.
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Remark: A fruitful source of complexity in legislation is the
gradual intrusion of reason, of what is inherently and actually
right, into primitive institutions which have something wrong
at their roots and so are purely historical survivals. This
occurred in Roman law, as was remarked above (see Remark
to § 180), in medieval feudal law, &c. It is essential to notice,
however, that the very nature of the finite material to which
law is applied necessarily entails an infinite progress in the
application to it of principles universal in themselves and
inherently and actually rational.
It is misunderstanding which has given rise alike to the
demand – a morbid craving of German scholars chiefly – that
a legal code should be something absolutely complete,
incapable of any fresh determination in detail, and also to the
argument that because a code is incapable of such
completion, therefore we ought not to produce something
‘incomplete’, i.e. we ought not to produce a code at all. The
misunderstanding rests in both cases on a misconception of
the nature of a finite subject-matter like private law, whose
so-called ‘completeness’ is a perennial approximation to
completeness, on a misconception of the differences between
the universal of reason and the universal of the
Understanding, and also in the application of the latter to the
material of finitude and atomicity which goes on for ever. –
Le plus grand ennemi du Bien, c’est le Meilleur is the utterance of
true common sense against the common sense of idle
argumentation and abstract reflection.
Addition: Completeness means the exhaustive collection of
every single thing, pertaining to a given field, and no science
or branch of knowledge can be complete in this sense. Now,
if we say that philosophy or any one of the sciences is
incomplete, we are not far from holding that we must wait
until the deficiency is made up, since the best part may still be
wanting. But take up this attitude and advance is impossible,
either in geometry, which seems to be a closed science
although new propositions do arise, or in philosophy, which
is always capable of freshness in detail even though its subject
is the universal Idea. In the past, the universal law always
consisted of the ten commandments; now we can see at once
that not to lay down the law ‘Thou shalt not kill’, on the
ground that a legal code cannot be complete, is an obvious
absurdity. Any code could be still better – no effort of
reflection is required to justify this affirmation; we can think
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of the best, finest, and noblest as still better, finer, and
nobler. But a big old tree puts forth more and more branches
without thereby becoming a new tree; though it would be silly
to refuse to plant a tree at all simply because it might produce
new branches.
§ 217
The principle of rightness passes over in civil society into law. My
individual right, whose embodiment has hitherto been immediate and
abstract, now similarly becomes embodied in the existent will and
knowledge of everyone, in the sense that it becomes recognised.
Hence property acquisitions and transfers must now be undertaken
and concluded only in the form which that embodiment gives to
them. In civil society, property rests on contract and on the
formalities which make ownership capable of proof and valid in law.
Remark: Original, i.e. direct, titles and means of acquisition
(see §§ 54 ff.) are simply discarded in civil society and appear
only as isolated accidents or as subordinated factors of
property transactions. It is either feeling, refusing to move
beyond the subjective, or reflection, clinging to its abstract
essences, which casts formalities aside, while the dry-as-dust
Understanding may for its part cling to formalities instead of
the real thing and multiply them indefinitely.
Apart from this, however, the march of mental development
is the long and hard struggle to free a content from its
sensuous and immediate form, endow it with its appropriate
form of thought, and thereby give it simple and adequate
expression. It is because this is the case that when the
development of law is just beginning, ceremonies and
formalities are more circumstantial and count rather as the
thing itself than as its symbol. Thus even in Roman law, a
number of forms and especially phrases were retained from
old-fashioned ceremonial usages, instead of being replaced by
intelligible forms and phrases adequately expressing them.
Addition: Law and the right are identical in the sense that
what is implicitly right is posited in the law. I possess
something, own a property, which I occupied when it was
ownerless. This possession must now further be recognised
and posited as mine. Hence in civil society formalities arise in
connection with property. Boundary stones are erected as a
symbol for others to recognise. Entries are made in mortgage
and property registers. Most property in civil society is held
on contract, and contractual forms are fixed and determinate.
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Now we may have an antipathy to formalities of this kind and
we may suppose that they only exist to bring in money to the
authorities; we may even regard them as something offensive
and a sign of mistrust because they impair the validity of the
saying: ‘A man is as good as his word.’ But the formality is
essential because what is inherently right must also be posited
as right. My will is a rational will; it has validity, and its
validity should be recognised by others. At this point, then,
my subjectivity and that of others must be set aside and the
will must achieve the security, stability, and objectivity which
can be attained only through such formalities.
§ 218
Since property and personality have legal recognition and validity
in civil society, wrongdoing now becomes an infringement, not
merely of what is subjectively infinite, but of the universal thing
which is existent with inherent stability and strength. Hence a new
attitude arises: the action is seen as a danger to society and thereby
the magnitude of the wrongdoing is increased. On the other hand,
however, the fact that society has become strong and sure of itself
diminishes the external importance of the injury and so leads to a
mitigation of its punishment.
Remark: The fact that an injury to one member of society is
an injury to all others does not alter the conception of
wrongdoing, but it does alter it in respect of its outward
existence as an injury done, an injury which now affects the
mind and consciousness of civil society as a whole, not
merely the external embodiment of the person directly
injured. In heroic times, as we see in the tragedy of the
ancients, the citizens did not feel themselves injured by
wrongs which members of the royal houses did to one
another.
Implicitly, crime is an infinite injury; but as an existent fact it
must be measured in quantity and quality (see § 96), and since
its field of existence here has the essential character of
affecting an idea and consciousness of the validity of the
laws, its danger to civil society is a determinant of the
magnitude of a crime, or even one of its qualitative
characteristics.
Now this quality or magnitude varies with the state of civil
society; and this is the justification for sometimes attaching
the penalty of death to a theft of a few pence or a turnip, and
at other times a light penalty to a theft of a hundred or more
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times that amount. If we consider its danger to society, this
seems at first sight to aggravate the crime; but in fact it is just
this which has been the prime cause of the mitigation of its
punishment. A penal code, then, is primarily the child of its
age and the state of civil society at the time.
Addition: It seems to be a contradiction that a crime
committed in society appears more heinous and yet is
punished more leniently. But while it would be impossible for
society to leave a crime unpunished, since that would be to
posit it as right, still since society is sure of itself, a crime
must always be something idiosyncratic in comparison,
something unstable and exceptional. The very stability of
society gives a crime the status of something purely subjective
which seems to be the product rather of natural impulse than
of a prudent will. In this light, crime acquires a milder status,
and for this reason its punishment too becomes milder. If
society is still internally weak, then an example must be made
by inflicting punishments, since punishment is itself an
example over against the example of crime. But in a society
which is internally strong, the commission of crime is
something so feeble that its annulment must be
commensurable with its feebleness. Harsh punishments,
therefore, are not unjust in and by themselves; they are
related to contemporary conditions. A criminal code cannot
hold good for all time, and crimes are only shows of reality
which may draw on themselves a greater or lesser degree of
disavowal.
(c) The Court of Justice
§ 219
By taking the form of law, right steps into a determinate mode of
being. It is then something on its own account, and in contrast with
particular willing and opining of the right, it is self-subsistent and has
to vindicate itself as something universal. This is achieved by
recognising it and making it actual in a particular case without the
subjective feeling of private interest; and this is the business of a
public authority – the court of justice.
Remark: The historical origin of the judge and his court may
have had the form of a patriarch’s gift to his people or of
force or free choice; but this makes no difference to the
concept of the thing. To regard the introduction of a legal
system as no more than an optional act of grace or favour on
the part of monarchs and governments (as Herr von Haller
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does in his Restauration der Staatswissenschaft) is a piece of the
mere thoughtlessness which has no inkling of the point at
issue in a discussion of law and the state. The point is that
legal and political institutions are rational in principle and
therefore absolutely necessary, and the question of the form
in which they arose or were introduced is entirely irrelevant
to a consideration of their rational basis.
At the other extreme from Herr von Haller’s point of view is
the barbarous notion that the administration of justice is
now, as it was in the days when might was right, an improper
exercise of force, a suppression of freedom, and a despotism.
The administration of justice must be regarded as the
fulfilment of a duty by the public authority, no less than as
the exercise of a right; and so far as it is a right, it does not
depend upon an optional delegation to one authority by the
individual members of society.
§ 220
When the right against crime has the form of revenge (see § 102),
it is only right implicit, not right in the form of right, i.e. no act of
revenge is justified. Instead of the injured party, the injured universal
now comes on the scene, and this has its proper actuality in the court
of law. It takes over the pursuit and the avenging of crime, and this
pursuit consequently ceases to be the subjective and contingent
retribution of revenge and is transformed into the genuine
reconciliation of right with itself, i.e. into punishment. Objectively,
this is the reconciliation of the law with itself; by the annulment of
the crime, the law is restored and its authority is thereby actualised.
Subjectively, it is the reconciliation of the criminal with himself, i.e.
with the law known by him as his own and as valid for him and his
protection; when this law is executed upon him, he himself finds in
this process the satisfaction of justice and nothing save his own act.
§ 221
A member of civil society has the right in judicio stare and,
correspondingly, the duty of acknowledging the jurisdiction of the
court and accepting its decision as final when his own rights are in
dispute.
Addition: Since any individual has the right in judicio stare, he
must also know what the law is or otherwise this privilege
would be useless to him. But it is also his duty to stand his
trial. Under the feudal system, the nobles often refused to
stand their trial. They defied the court and alleged that the
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court was wrong to demand their appearance. Feudal
conditions, however, contravened the very idea of a court.
Nowadays monarchs have to recognise the jurisdiction of the
court in their private affairs, and in free states they commonly
lose their case.
§ 222
In court the specific character which rightness acquires is that it
must be demonstrable. When parties go to law, they are put in the
position of having to make good their evidence and their claims and
to make the judge acquainted with the facts. These steps in a legal
process are themselves rights, and their course must therefore be
fixed by law. They also constitute an essential part of jurisprudence.
Addition: A man may be indignant if a right which he knows
he has is refused him because he cannot prove it. But if I
have a right, it must at the same time be a right posited in
law. I must be able to explain and prove it, and its validity can
only be recognised in society if its rightness in principle is
also made a posited rightness in law.
§ 223
These steps in a legal process are subdivided continually within no
fixed limits into more and more actions, each being distinct in itself
and a right. Hence a legal process, in itself in any case a means, now
begins to be something external to its end and contrasted with it. This
long course of formalities is a right of the parties at law and they have
the right to traverse it from beginning to end. Still, it may be turned
into an evil, and even an instrument of wrong, and for this reason it is
by law made the duty of the parties to submit themselves to the
simple process of arbitration (before a tribunal of arbitrators) and to
the attempt to reconcile their differences out of court, in order that
they – and right itself, as the substance of the thing and so the thing
really at issue – may be protected against legal processes and their
misuse.
Remark: Equity involves a departure from formal rights
owing to moral or other considerations and is concerned
primarily with the content of the lawsuit. A court of equity,
however, comes to mean a court which decides in a single
case without insisting on the formalities of a legal process or,
in particular, on the objective evidence which the letter of the
law may require. Further, it decides on the merits of the
single case as a unique one, not with a view to disposing of it
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in such a way as to create a binding legal precedent for the
future.
§ 224
Amongst the rights of the subjective consciousness are not only
the publication of the laws (see § 215) but also the possibility of
ascertaining the actualisation of the law in a particular case (the
course of the proceedings, the legal argument, &c.) – i.e. the publicity
of judicial proceedings. The reason for this is that a trial is implicitly
an event of universal validity, and although the particular content of
the action affects the interests of the parties alone, its universal
content, i.e. the right at issue and the judgment thereon, affects the
interests of everybody.
Remark: If the members of the bench deliberate amongst
themselves about the judgment which they are to deliver,
such deliberations express opinions and views still personal
and so naturally are not public.
Addition: It is straightforward common sense to hold that
the publicity of legal proceedings is right and just. A strong
reason against such publicity has always been the rank of
justices; they are unwilling to sit in public and they regard
themselves as a sanctuary of law which laymen are not to
enter. But an integral part of justice is the confidence which
citizens have in it, and it is this which requires that
proceedings shall be public. The right of publicity depends on
the fact that (i) the aim of the court is justice, which as
universal falls under the cognisance of everyone, and (ii) it is
through publicity that the citizens become convinced that the
judgment was actually just.
§ 225
By the judgment of the court, the law is applied to a single case,
and the work of judgment has two distinct aspects: first,
ascertainment of the nature of the case as a unique, single, occurrence
(e.g. whether a contract, &c., &c., has been made, whether a trespass
has been committed, and if so by whom) and, in criminal cases,
reflection to determine the essential, criminal, character of the deed
(see Remark to § 119); secondly, the subsumption of the case under
the law that right must be restored. Punishment in criminal cases is a
conception falling under this law. Decisions on these two different
aspects are given by different functionaries.
Remark: In the Roman judicial system, this distinction of
functions appeared in that the Praetor pronounced judgment
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on the assumption that the facts were so and so, and then
appointed a special judex to inquire into the facts.
In English law, it is left to the insight or option of the
prosecutor to determine the precise character of a criminal
act (e.g. whether it is murder or manslaughter) and the court
is powerless to alter the indictment if it finds the prosecutor’s
choice wrong.
§ 226
First, the conduct of the entire process of inquiry, secondly, the
detailed stages of the action between the parties (these stages
themselves being rights – see § 222), and then also the second of the
aspects of the work of judgment mentioned in the previous
paragraph, are all a task which properly belongs to the judge at law.
He is the organ of the law, and the case must be prepared for him in
such a way as to make possible its subsumption under some principle;
that is to say, it must be stripped of its apparent, empirical, character
and exalted into a recognised fact of a general type.
§ 227
The first aspect of the work of judgment, i.e. the knowledge of the
facts of the case as a unique, single, occurrence, and the description
of its general character, involves in itself no pronouncement on
points of law. This is knowledge attainable by any educated man. In
settling the character of an action, the subjective moment, i.e. the
agent’s insight and intention (see the Second Part), is the essential
thing; and apart from this, the proof depends not on objects of
reason or abstractions of the Understanding, but only on single
details and circumstances, objects of sensuous intuition and
subjective certainty, and therefore does not contain in itself any
absolute, objective, probative factor. It follows that judgment on the
facts lies in the last resort with subjective conviction and conscience
(animi sententia), while the proof, resting as it does on the statements
and affidavits of others, receives its final though purely subjective
verification from the oath.
Remark: In this matter it is of the first importance to fix our
eyes on the type of proof here in question and to distinguish
it from knowledge and proof of another sort. To establish by
proof a rational category, like the concept of right itself,
means to apprehend its necessity, and so demands a method
other than that requisite for the proof of a geometrical
theorem. Further, in this latter case, the figure is determined
by the Understanding and made abstract in advance
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according to a rule. But in the case of something empirical in
content, like a fact, the material of knowledge is a given
sensuous intuition and subjective sense-certainty, and
statements and affidavits about such material. It is then a
question of drawing conclusions and putting two and two
together out of depositions of that kind, attestations and
other details, &c. The objective truth which emerges from
material of this kind and the method appropriate to it leads,
when attempts are made to determine it rigidly and
objectively, to half-proofs and then, by further sincere
deductions from these – deductions which at the same time
involve formal illogicality – to extraordinary punishments.
But such objective truth means something quite different
from the truth of a rational category or a proposition whose
content the Understanding has determined for itself
abstractly in advance. To show that, since the strictly legal
character of a court covers competence to ascertain this sort
of truth about empirical events, it thereby properly qualifies a
court for this task and so gives it an inherent exclusive right
to perform it and lays on it the necessity of performing it –
that is the best approach to settling the question of how far
decisions on points of fact, as well as on points of law, should
be ascribed to courts as strictly juristic bodies.
Addition: No grounds can be adduced for supposing that
the judge, i.e. the legal expert, should be the only person to
establish how the facts lie, for ability to do so depends on
general, not on purely legal, education. Determination of the
facts of the case depends on empirical details, on depositions
about what happened, and on similar perceptual data, or
again on facts from which inferences can be drawn about the
deed in question and which make it probable or improbable.
Here then, it is an assurance which should be required, not
truth in the higher sense in which it is always something
eternal. Here such assurance is subjective conviction, or
conscience, and the problem is: What form should this
assurance take in a court of law? The demand, commonly
made in German law, that a criminal should confess his guilt,
has this to be said for it, that the right of self-consciousness
thereby attains a measure of satisfaction; consciousness must
chime in with the judge’s sentence, and it is only when the
criminal has confessed that the judgment loses its alien
character so far as he is concerned. But a difficulty arises
here, because the criminal may lie, and the interest of justice
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may be jeopardised. If, on the other hand, the subjective
conviction of the judge is to hold good, some hardship is
once more involved, because the accused is no longer being
treated as a free man. Now the middle term between these
extremes is trial by jury, which meets the demand that the
declaration of guilt or innocence shall spring from the soul of
the accused.
§ 228
When judgment is pronounced – so far as the function of
judgment is the subsumption under the law of the case whose nature
has been settled – the right due to the parties on the score of their
self-consciousness is preserved in relation to the law because the law
is known and so is the law of the parties themselves, and in relation
to the subsumption , because the trial is public. But when a verdict is
given on the particular, subjective, and external facts of the case
(knowledge of which falls under the first of the aspects described in §
225), this right is satisfied by the confidence which the parties feel in
the subjectivity of those who give the verdict. This confidence is
based primarily on the similarity between them and the parties in
respect of their particularity, i.e. their social position, &c.
Remark: The right of self-consciousness, the moment of
subjective freedom, may be regarded as the fundamental
thing to keep before us in considering the necessity for
publicity in legal proceedings and for the so-called jurycourts, and this in the last resort is the essence of whatever
may be advanced in favour of these institutions on the score
of their utility. Other points of view and reasoning about
their several advantages and disadvantages may give rise to an
argumentative exchange, but reasoning of this kind, like all
deductive reasoning, is either secondary and inconclusive, or
else drawn from other and perhaps higher spheres than that
of advantage. It may be the case that if the administration of
justice were entirely in the hands of professional lawyers, and
there were no lay institutions like juries, it would in theory be
managed just as well, if not better. It may be so, but even if
this possibility rises by general consent to probability, or even
certainty, it still does not matter, for on the other side there is
always the right of self-consciousness, insisting on its claims
and dissatisfied if laymen play no part.
Owing to the character of the entire body of the laws,
knowledge both of what is right and also of the course of
legal proceedings may become, together with the capacity to
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prosecute an action at law, the property of a class which
makes itself an exclusive clique by the use of a terminology
like a foreign tongue to those whose rights are at issue. If this
happens, the members of civil society, who depend for their
livelihood on their industry, on their own knowledge and will,
are kept strangers to the law, not only to those parts of it
affecting their most personal and intimate affairs, but also to
its substantive and rational basis, the right itself, and the
result is that they become the wards, or even in a sense the
bondsmen, of the legal profession. They may indeed have the
right to appear in court in person and to ‘stand’ there (in
judicio stare), but their bodily presence is a trifle if their minds
are not to be there also, if they are not to follow the
proceedings with their own knowledge, and if the justice they
receive remains in their eyes a doom pronounced ab extra.
§ 229
In civil society, the Idea is lost in particularity and has fallen
asunder with the separation of inward and outward. In the
administration of justice, however, civil society returns to its concept,
to the unity of the implicit universal with the subjective particular,
although here the latter is only that present in single cases and the
universality in question is that of abstract right. The actualisation of
this unity through its extension to the whole ambit of particularity is
(i) the specific function of the Police, though the unification which it
effects is only relative; (ii) it is the Corporation which actualises the
unity completely, though only in a whole which, while concrete, is
restricted.
Addition: In civil society, universality is necessity only.
When we are dealing with human needs, it is only right as
such which is steadfast. But this right – only a restricted
sphere – has a bearing simply on the protection of property;
welfare is something external to right as such. This welfare,
however, is an essential end in the system of needs. Hence
the universal, which in the first instance is the right only, has
to be extended over the whole field of particularity. Justice is
a big thing in civil society. Given good laws, a state can
flourish, and freedom of property is a fundamental condition
of its prosperity. Still, since I am inextricably involved in
particularity, I have a right to claim that in this association
with other particulars, my particular welfare too shall be
promoted. Regard should be paid to my welfare, to my
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particular interest, and this is done through the Police and the
Corporation.
C. The Public Authorities
§ 230
In the system of needs, the livelihood and welfare of every single
person is a possibility whose actual attainment is just as much
conditioned by his caprices and particular endowment as by the
objective system of needs. Through the administration of justice,
offences against property or personality are annulled. But the right
actually present in the particular requires, first, that accidental
hindrances to one aim or another be removed, and undisturbed safety
of person and property be attained; and secondly, that the securing of
every single person’s livelihood and welfare be treated and actualised
as a right, i.e. that particular welfare as such be so treated.
(a) Police [or the public authority]
§ 231
Inasmuch as it is still the particular will which governs the choice
of this or that end, the universal authority by which security is
ensured remains in the first instance, (a) restricted to the sphere of
contingencies, and (b) an external organisation.
§ 232
Crime is contingency as subjective willing of evil, and this is what
the universal authority must prevent or bring to justice. But, crime
apart, the subjective willing which is permissible in actions lawful per
se and in the private use of property, also comes into external relation
with other single persons, as well as with public institutions, other
than law-courts, established for realising a common end. This
universal aspect makes private actions a matter of contingency which
escapes the agent’s control and which either does or may injure
others and wrong them.
§ 233
There is here only a possibility of injury; but the actual nonoccurrence of injury is at this stage not just another contingency. The
point is that the actions of individuals may always be wrongful, and
this is the ultimate reason for police control and penal justice.
§ 234
The relations between external existents fall into the infinite of the
Understanding; there is, therefore, no inherent line of distinction
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between what is and what is not injurious, even where crime is
concerned, or between what is and what is not suspicious, or between
what is to be forbidden or subjected to supervision and what is to be
exempt from prohibition, from surveillance and suspicion, from
inquiry and the demand to render an account of itself. These details
are determined by custom, the spirit of the rest of the constitution,
contemporary conditions, the crisis of the hour, and so forth.
Addition: Here nothing hard and fast can be laid down and
no absolute lines can be drawn. Everything here is personal;
subjective opinion enters in, and the spirit of the constitution
and the crisis of the day have to provide precision of detail.
In time of war, for instance, many a thing, harmless at other
times, has to be regarded as harmful. As a result of this
presence of accident, of personal arbitrariness, the public
authority acquires a measure of odium. When reflective
thinking is very highly developed, the public authority may
tend to draw into its orbit everything it possibly can, for in
everything some factor may be found which might make it
dangerous in one of its bearings. In such circumstances, the
public authority may set to work very pedantically and
embarrass the day-to-day life of people. But however great
this annoyance, no objective line can be drawn here either.
§ 235
In the indefinite multiplication and interconnection of day-to-day
needs, (a) the acquisition and exchange of the means to their
satisfactions – satisfaction which everyone confidently expects to be
possible of attainment without hindrance, and (b) the endeavours
made and the transactions carried out in order to shorten the process
of attainment as much as possible, give rise to factors which are a
common interest, and when one man occupies himself with these his
labour is at the same time done for all. The situation is productive too
of contrivances and organisations which may be of use to the
community as a whole. These universal activities and organisations of
general utility call for the oversight and care of the public authority.
§ 236
The differing interests of producers and consumers may come
into collision with each other; and although a fair balance between
them on the whole may be brought about automatically, still their
adjustment also requires a control which stands above both and is
consciously undertaken. The right to the exercise of such control in a
single case (e.g. in the fixing of the prices of the commonest
necessaries of life) depends on the fact that, by being publicly
Hegel’s Philosophy of Right
217
exposed for sale, goods in absolutely universal daily demand are
offered not so much to an individual as such but rather to a universal
purchaser, the public; and thus both the defence of the public’s right
not to be defrauded, and also the management of goods inspection,
may lie, as a common concern, with a public authority. But public
care and direction are most of all necessary in the case of the larger
branches of industry, because these are dependent on conditions
abroad and on combinations of distant circumstances which cannot
be grasped as a whole by the individuals tied to these industries for
their living.
Remark: At the other extreme to freedom of trade and
commerce in civil society is public organisation to provide for
everything and determine everyone’s labour – take for
example in ancient times the labour on the pyramids and the
other huge monuments in Egypt and Asia which were
constructed for public ends, and the worker’s task was not
mediated through his private choice and particular interest.
This interest invokes freedom of trade and commerce against
control from above; but the more blindly it sinks into selfseeking aims, the more it requires such control to bring it
back to the universal. Control is also necessary to diminish
the danger of upheavals arising from clashing interests and to
abbreviate the period in which their tension should be eased
through the working of a necessity of which they themselves
know nothing.
Addition: The oversight and care exercised by the public
authority aims at being a middle term between an individual
and the universal possibility, afforded by society, of attaining
individual ends. It has to undertake street-lighting, bridgebuilding, the pricing of daily necessaries, and the care of
public health. In this connection, two main views
predominate at the present time. One asserts that the
superintendence of everything properly belongs to the public
authority, the other that the public authority has nothing at all
to settle here because everyone will direct his conduct
according to the needs of others. The individual must have a
right to work for his bread as he pleases, but the public also
has a right to insist that essential tasks shall be properly done.
Both points of view must be satisfied, and freedom of trade
should not be such as to jeopardise the general good.
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§ 237
Now while the possibility of sharing in the general wealth is open
to individuals and is assured to them by the public authority, still it is
subject to contingencies on the subjective side (quite apart from the
fact that this assurance must remain incomplete), and the more it
presupposes skill, health, capital, and so forth as its conditions, the
more is it so subject.
§ 238
Originally the family is the substantive whole whose function it is
to provide for the individual on his particular side by giving him
either the means and the skill necessary to enable him to earn his
living out of the resources of society, or else subsistence and
maintenance in the event of his suffering a disability. But civil society
tears the individual from his family ties, estranges the members of the
family from one another, and recognises them as self-subsistent
persons. Further, for the paternal soil and the external inorganic
resources of nature from which the individual formerly derived his
livelihood, it substitutes its own soil and subjects the permanent
existence of even the entire family to dependence on itself and to
contingency. Thus the individual becomes a son of civil society which
has as many claims upon him as he has rights against it.
Addition: To be sure, the family has to provide bread for its
members, but in civil society the family’ is something
subordinate and only lays the foundations; its effective range
is no longer so comprehensive. Civil society is rather the
tremendous power which draws men into itself and claims
from them that they work for it, owe everything to it, and do
everything by its means. If man is to be a member of civil
society in this sense, he has rights and claims against it just as
he had rights and claims in the family. Civil society must
protect its members and defend their rights, while its rights
impose duties on every one of its members.
§ 239
In its character as a universal family, civil society has the right and
duty of superintending and influencing education, inasmuch as
education bears upon the child’s capacity to become a member of
society. Society’s right here is paramount over the arbitrary and
contingent preferences of parents, particularly in cases where
education is to be completed not by the parents but by others. To the
same end, society must provide public educational facilities so far as
is practicable.
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Addition: The line which demarcates the rights of parents
from those of civil society is very hard to draw here. Parents
usually suppose that in the matter of education they have
complete freedom and may arrange everything as they like.
The chief opposition to any form of public education usually
comes from parents and it is they who talk and make an
outcry about teachers and schools because they have a
faddish dislike of them. Nonetheless, society has a right to act
on principles tested by its experience and to compel parents
to send their children to school, to have them vaccinated, and
so forth. The disputes that have arisen in France between the
advocates of state supervision and those who demand that
education shall be free, i.e. at the option of the parents, are
relevant here.
§ 240
Similarly, society has the right and duty of acting as trustee to
those whose extravagance destroys the security of their own
subsistence or their families. It must substitute for extravagance the
pursuit of the ends of society and the individuals concerned.
Addition: There was an Athenian law compelling every
citizen to give an account of his source of livelihoods
Nowadays we take the view that this is nobody’s business but
his own. Of course every individual is from one point of view
independent, but he also plays his part in the system of civil
society, and while every man has the right to demand
subsistence from it, it must at the same time protect him
from himself. It is not simply starvation which is at issue; the
further end in view is to prevent the formation of a
pauperised rabble. Since civil society is responsible for
feeding its members, it also has the right to press them to
provide for their own livelihood.
§ 241
Not only caprice, however, but also contingencies, physical
conditions, and factors grounded in external circumstances (see §
200) may reduce men to poverty. The poor still have the needs
common to civil society, and yet since society has withdrawn from
them the natural means of acquisition (see § 217) and broken the
bond of the family – in the wider sense of the clan (see § 181) – their
poverty leaves them more or less deprived of all the advantages of
society, of the opportunity of acquiring skill or education of any kind,
as well as of the administration of justice, the public health services,
and often even of the consolations of religion, and so forth. The
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public authority takes the place of the family where the poor are
concerned in respect not only of their immediate want but also of
laziness of disposition, malignity, and the other vices which arise out
of their plight and their sense of wrong.
§ 242
Poverty and, in general, the distress of every kind to which every
individual is exposed from the start in the cycle of his natural life has
a subjective side which demands similarly subjective aid, arising both
from the special circumstances of a particular case and also from love
and sympathy. This is the place where morality finds plenty to do
despite all public organisation. Subjective aid, however, both in itself
and in its operation, is dependent on contingency and consequently
society struggles to make it less necessary, by discovering the general
causes of penury and general means of its relief, and by organising
relief accordingly.
Remark: Casual almsgiving and casual endowments, e.g. for
the burning of lamps before holy images, &c., are
supplemented by public almshouses, hospitals, street-lighting,
and so forth. There is still quite enough left over and above
these things for charity to do on its own account. A false
view is implied both when charity insists on having this poorrelief reserved solely to private sympathy and the accidental
occurrence of knowledge and a charitable disposition, and
also when it feels injured or mortified by universal regulations
and ordinances which are obligatory. Public social conditions
are on the contrary to be regarded as all the more perfect the
less (in comparison with what is arranged publicly) is left for
an individual to do by himself as his private inclination
directs.
§ 243
When civil society is in a state of unimpeded activity, it is engaged
in expanding internally in population and industry. The amassing of
wealth is intensified by generalising (a) the linkage of men by their
needs, and (b) the methods of preparing and distributing the means
to satisfy these needs, because it is from this double process of
generalisation that the largest profits are derived. That is one side of
the picture. The other side is the subdivision and restriction of
particular jobs. This results in the dependence and distress of the
class tied to work of that sort, and these again entail inability to feel
and enjoy the broader freedoms and especially the intellectual
benefits of civil society.
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§ 244
When the standard of living of a large mass of people falls below a
certain subsistence level – a level regulated automatically as the one
necessary for a member of the society – and when there is a
consequent loss of the sense of right and wrong, of honesty and the
self-respect which makes a man insist on maintaining himself by his
own work and effort, the result is the creation of a rabble of paupers.
At the same time this brings with it, at the other end of the social
scale, conditions which greatly facilitate the concentration of
disproportionate wealth in a few hands.
Addition: The lowest subsistence level, that of a rabble of
paupers, is fixed automatically, but the minimum varies
considerably in different countries. In England, even the very
poorest believe that they have rights; this is different from
what satisfies the poor in other countries. Poverty in itself
does not make men into a rabble; a rabble is created only
when there is joined to poverty a disposition of mind, an
inner indignation against the rich, against society, against the
government, &c. A further consequence of this attitude is
that through their dependence on chance men become
frivolous and idle, like the Neapolitan lazzaroni for example.
In this way there is born in the rabble the evil of lacking selfrespect enough to secure subsistence by its own labour and
yet at the same time of claiming to receive subsistence as its
right. Against nature man can claim no right, but once society
is established, poverty immediately takes the form of a wrong
done to one class by another. The important question of how
poverty is to be abolished is one of the most disturbing
problems which agitate modern society.
§ 245
When the masses begin to decline into poverty, (a) the burden of
maintaining them at their ordinary standard of living might be directly
laid on the wealthier classes, or they might receive the means of
livelihood directly from other public sources of wealth (e.g. from the
endowments of rich hospitals, monasteries, and other foundations).
In either case, however, the needy would receive subsistence directly,
not by means of their work, and this would violate the principle of
civil society and the feeling of individual independence and selfrespect in its individual members. (b) As an alternative, they might be
given subsistence indirectly through being given work, i.e. the
opportunity to work. In this event the volume of production would
be increased, but the evil consists precisely in an excess of production
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and in the lack of a proportionate number of consumers who are
themselves also producers, and thus it is simply intensified by both of
the methods (a) and (b) by which it is sought to alleviate it. It hence
becomes apparent that despite an excess of wealth civil society is not
rich enough, i.e. its own resources are insufficient to check excessive
poverty and the creation of a penurious rabble.
Remark: In the example of England we may study these
phenomena on a large scale and also in particular the results
of poor-rates, immense foundations, unlimited private
beneficence, and above all the abolition of the Guild
Corporations. In Britain, particularly in Scotland, the most
direct measure against poverty and especially against the loss
of shame and self-respect – the subjective bases of society –
as well as against laziness and extravagance, &c., the begetters
of the rabble, has turned out to be to leave the poor to their
fate and instruct them to beg in the streets.
§ 246
This inner dialectic of civil society thus drives it – or at any rate
drives a specific civil society – to push beyond its own limits and seek
markets, and so its necessary means of subsistence, in other lands
which are either deficient in the goods it has over-produced, or else
generally backward in industry, &c.
§ 247
The principle of family life is dependence on the soil, on land,
terra firma. Similarly, the natural element for industry, animating its
outward movement, is the sea. Since the passion for gain involves
risk, industry though bent on gain yet lifts itself above it; instead of
remaining rooted to the soil and the limited circle of civil life with its
pleasures and desires, it embraces the element of flux, danger, and
destruction. Further, the sea is the greatest means of communication,
and trade by sea creates commercial connections between distant
countries and so relations involving contractual rights. At the same
time, commerce of this kind is the most potent instrument of culture,
and through it trade acquires its significance in the history of the
world.
Rivers are not natural boundaries of separation, which is what
they have been accounted to be in modern times. On the contrary, it
is truer to say that they, and the sea likewise, link men together.
Horace is wrong when he says:
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deus abscidit
prudens Oceano dissociabili
terras.
[vain was the purpose of the god
in severing the lands
by the estranging ocean.]
Remark: The proof of this lies not merely in the fact that
the basins of rivers are inhabited by a single clan or tribe, but
also, for example, in the ancient bonds between Greece,
Ionia, and Magna Graecia, between Brittany and Britain,
between Denmark and Norway, Sweden, Finland, Livonia,
&c., bonds, further, which are especially striking in contrast
with the comparatively slight intercourse between the
inhabitants of the littoral and those of the hinterland. To
realise what an instrument of culture lies in the link with the
sea, consider countries where industry flourishes and contrast
their relation to the sea with that of countries which have
eschewed sea-faring and which, like Egypt and India, have
become stagnant and in the most frightful and scandalous
superstition. Notice also how all great progressive peoples
press onward to the sea.
§ 248
This far-flung connecting link affords the means for the
colonising activity – sporadic or systematic – to which mature
civil society is driven and by which it supplies to a part of its
population a return to life on the family basis in a new land
and so also supplies itself with a new demand and field for its
industry.
Addition: Civil society is thus driven to found colonies.
Increase of population alone has this effect, but it is due in
particular to the appearance of a number of people who
cannot secure the satisfaction of their needs by their own
labour once production rises above the requirements of
consumers. Sporadic colonisation is particularly characteristic
of Germany. The emigrants withdraw to America or Russia
and remain there with no home ties, and so prove useless to
their native land. The second and entirely different type of
colonisation is the systematic; the state undertakes it, is aware
of the proper method of carrying it out and regulates it
accordingly. This type was common amongst the ancients,
particularly the Greeks. Hard work was not the business of
the citizens in Greece, since their energy was directed rather
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to public affairs. So if the population increased to such an
extent that there might be difficulty in feeding it, the young
people would be sent away to a new district, sometimes
specifically chosen, sometimes left to chance discovery. In
modern times, colonists have not been allowed the same
rights as those left at home, and the result of this situation
has been wars and finally independence, as may be seen in the
history of the English and Spanish colonies. Colonial
independence proves to be of the greatest advantage to the
mother country, just as the emancipation of slaves turns out
to the greatest advantage of the owners.
§ 249
While the public authority must also undertake the higher
directive function of providing for the interests which lead beyond
the borders of its society (see § 246), its primary purpose is to
actualise and maintain the universal contained within the particularity
of civil society, and its control takes the form of an external system
and organisation for the protection and security of particular ends
and interests en masse, inasmuch as these interests subsist only in this
universal. This universal is immanent in the interests of particularity
itself and, in accordance with the Idea, particularity makes it the end
and object of its own willing and activity. In this way ethical
principles circle back and appear in civil society as a factor immanent
in it; this constitutes the specific character of the Corporation.
(b) The Corporation
§ 250
In virtue of the substantiality of its natural and family life, the
agricultural class has directly within itself the concrete universal in
which it lives. The class of civil servants is universal in character and
so has the universal explicitly as its ground and as the aim of its
activity. The class between them, the business class, is essentially
concentrated on the particular, and hence it is to it that Corporations
are specially appropriate.
§ 251
The labour organisation of civil society is split, in accordance with
the nature of its particulars, into different branches. The implicit
likeness of such particulars to one another becomes really existent in
an association, as something common to its members. Hence a selfish
purpose, directed towards its particular self-interest, apprehends and
evinces itself at the same time as universal; and a member of civil
society is in virtue of his own particular skill a member of a
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Corporation, whose universal purpose is thus wholly concrete and no
wider in scope than the purpose involved in business, its proper task
and interest.
§ 252
In accordance with this definition of its functions, a Corporation
has the right, under the surveillance of the public authority, (a) to
look after its own interests within its own sphere, (b) to co-opt
members, qualified objectively by the requisite skill and rectitude, to a
number fixed by the general structure of society, (c) to protect its
members against particular contingencies, (d) to provide the
education requisite to fit others to become members. In short, its
right is to come on the scene like a second family for its members,
while civil society can only be an indeterminate sort of family because
it comprises everyone and so is farther removed from individuals and
their special exigencies.
Remark: The Corporation member is to be distinguished
from a day labourer or from a man who is prepared to
undertake casual employment on a single occasion. The
former who is, or will become, master of his craft, is a
member of the association not for casual gain on single
occasions but for the whole range, the universality, of his
personal livelihood.
Privileges, in the sense of the rights of a branch of civil
society organised into a Corporation, are distinct in meaning
from privileges-proper, in the etymological sense. The latter
are casual exceptions to universal rules; the former, however,
are only the crystallisation, as regulations, of characteristics
inherent in an essential branch of society itself owing to its
nature as particular.
§ 253
In the Corporation, the family has its stable basis in the sense that
its livelihood is assured there, conditionally upon capability, i.e. it has
a stable capital (see § 170) – In addition, his nexus of capability and
livelihood is a recognised fact, with the result that the Corporation
member needs no external marks beyond his own membership as
evidence of his skill and his regular income and subsistence, i.e. as
evidence that he is a somebody. It is also recognised that he belongs
to a whole which is itself an organ of the entire society, and that he is
actively concerned in promoting the comparatively disinterested end
of this whole. Thus he commands the respect due to one in his social
position.
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Remark: The institution of Corporations corresponds, on
account of its assurance of capital, to the introduction of
agriculture and private property in another sphere (see
Remark to § 203).
When complaints are made about the luxury of the business
classes their passion for extravagance – which have as their
concomitant creation of a rabble of paupers (see § 244) – we
must not forget that besides its other causes (e.g. increasing
mechanisation of labour) this phenomenon has an ethical
ground, as was indicated above. Unless he is a member of an
authorised Corporation (and it is only by being authorised
that an association becomes a Corporation), an individual is
without rank or dignity, his isolation reduces his business to
mere self-seeking, and his livelihood and satisfaction become
insecure. Consequently, he has to try to gain recognition for
himself by giving external proofs of success in his business,
and to these proofs no limits can be set. He cannot live in the
manner of his class, for no class really exists for him, since in
civil society it is only something common to particular
persons which really exists, i.e. something legally constituted
and recognised. Hence he cannot achieve for himself a way
of life proper to his class and less idiosyncratic.
Within the Corporation the help which poverty receives loses
its accidental character and the humiliation wrongfully
associated with it. The wealthy perform their duties to their
fellow associates and thus riches cease to inspire either pride
or envy, pride in their owners, envy in others. In these
conditions rectitude obtains its proper recognition and
respect.
§ 254
The so-called ‘natural’ right of exercising one’s skill and thereby
earning what there is to be earned is restricted within the Corporation
only in so far as it is therein made rational instead of natural. That is
to say, it becomes freed from personal opinion and contingency,
saved from endangering either the individual workman or others,
recognised, guaranteed, and at the same time elevated to conscious
effort for a common end.
§ 255
As the family was the first, so the Corporation is the second
ethical root of the state, the one planted in civil society. The former
contains the moments of subjective particularity and objective
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universality in a substantial unity. But these moments are sundered in
civil society to begin with; on the one side there is the particularity of
need and satisfaction, reflected into itself, and on the other side the
universality of abstract rights. In the Corporation these moments are
united in an inward fashion, so that in this union particular welfare is
present as a right and is actualised.
Remark: The sanctity of marriage and the dignity of
Corporation membership are the two fixed points round
which the unorganised atoms of civil society revolve.
Addition: The consideration behind the abolition of
Corporations in recent times is that the individual should
fend for himself. But we may grant this and still hold that
corporation membership does not alter a man’s obligation to
earn his living. Under modern political conditions, the
citizens have only a restricted share in the public business of
the state, yet it is essential to provide men – ethical entities –
with work of a public character over and above their private
business. This work of a public character, which the modern
state does not always provide, is found in the Corporation.
We saw earlier [Addition to § 184] that in fending for himself
a member of civil society is also working for others. But this
unconscious compulsion is not enough; it is in the
Corporation that it first changes into a known and thoughtful
ethical mode of life. Of course Corporations must fall under
the higher surveillance of the state, because otherwise they
would ossify, build themselves in, and decline into a
miserable system of castes. In and by itself, however, a
Corporation is not a closed caste; its purpose is rather to
bring an isolated trade into the social order and elevate it to a
sphere in which it gains strength and respect.
§ 256
The end of the Corporation is restricted and finite, while the
public authority was an external organisation involving a separation
and a merely relative identity of controller and controlled The end of
the former and the externality and relative identity of the latter find
their truth in the absolutely universal end and its absolute actuality.
Hence the sphere of civil society passes over into the state.
Remark: The town is the seat of the civil life of business.
There reflection arises, turns in upon itself, and pursues its
atomising task; each man maintains himself in and through
his relation to others who, like himself, are persons possessed
of rights. The country, on the other hand, is the seat of an
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ethical life resting on nature and the family. Town and
country thus constitute the two moments, still ideal moments,
whose true ground is the state, although it is from them that
the state springs.
The philosophic proof of the concept of the state is this
development of ethical life from its immediate phase through
civil society, the phase of division, to the state, which then
reveals itself as the true ground of these phases. A proof in
philosophic science can only be a development of this kind.
Since the state appears as a result in the advance of the
philosophic concept through displaying itself as the true
ground [of the earlier phases], that show of mediation is now
cancelled and the state has become directly present before us.
Actually, therefore, the state as such is not so much the result
as the beginning. It is within the state that the family is first
developed into civil society, and it is the Idea of the state
itself which disrupts itself into these two moments. Through
the development of civil society, the substance of ethical life
acquires its infinite form, which contains in itself these two
moments: (1) infinite differentiation down to the inward
experience of independent self-consciousness, and (2) the
form of universality involved in education, the form of
thought whereby mind is objective and actual to itself as an
organic totality in laws and institutions which are its will in
terms of thought.
iii. The State
§ 257
The state is the actuality of the ethical Idea. It is ethical mind qua
the substantial will manifest and revealed to itself, knowing and
thinking itself, accomplishing what it knows and in so far as it knows
it. The state exists immediately in custom, mediately in individual selfconsciousness, knowledge, and activity, while self-consciousness in
virtue of its sentiment towards the state, finds in the state, as its
essence and the end-product of its activity, its substantive freedom.
Remark: The Penates are inward gods, gods of the
underworld; the mind of a nation (Athene for instance) is the
divine, knowing and willing itself. Family piety is feeling,
ethical behaviour directed by feeling; political virtue is the
willing of the absolute end in terms of thought.
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§ 258
The state is absolutely rational inasmuch as it is the actuality of the
substantial will which it possesses in the particular self-consciousness
once that consciousness has been raised to consciousness of its
universality. This substantial unity is an absolute unmoved end in
itself, in which freedom comes into its supreme right. On the other
hand this final end has supreme right against the individual, whose
supreme duty is to be a member of the state.
Remark: If the state is confused with civil society, and if its
specific end is laid down as the security and protection of
property and personal freedom, then the interest of the
individuals as such becomes the ultimate end of their
association, and it follows that membership of the state is
something optional. But the state’s relation to the individual
is quite different from this. Since the state is mind objectified,
it is only as one of its members that the individual himself has
objectivity, genuine individuality, and an ethical life.
Unification pure and simple is the true content and aim of
the individual, and the individual’s destiny is the living of a
universal life. His further particular satisfaction, activity and
mode of conduct have this substantive and universally valid
life as their starting point and their result.
Rationality, taken generally and in the abstract, consists in the
thorough-going unity of the universal and the single.
Rationality, concrete in the state, consists (a) so far as its
content is concerned, in the unity of objective freedom (i.e.
freedom of the universal or substantial will) and subjective
freedom (i.e. freedom of everyone in his knowing and in his
volition of particular ends); and consequently, (b) so far as its
form is concerned, in self-determining action on laws and
principles which are thoughts and so universal. This Idea is
the absolutely eternal and necessary being of mind.
But if we ask what is or has been the historical origin of the
state in general, still more if we ask about the origin of any
particular state, of its rights and institutions, or again if we
inquire whether the state originally arose out of patriarchal
conditions or out of fear or trust, or out of Corporations,
&c., or finally if we ask in what light the basis of the state’s
rights has been conceived and consciously established,
whether this basis has been supposed to be positive divine
right, or contract, custom, &c. – all these questions are no
concern of the Idea of the state. We are here dealing
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exclusively with the philosophic science of the state, and
from that point of view all these things are mere appearance
and therefore matters for history. So far as the authority of
any existing state has anything to do with reasons, these
reasons are culled from the forms of the law authoritative
within it.
The philosophical treatment of these topics is concerned only
with their inward side, with the thought of their concept. The
merit of Rousseau’s contribution to the search for this
concept is that, by adducing the will as the principle of the
state, he is adducing a principle which has thought both for
its form and its content, a principle indeed which is thinking
itself, not a principle, like gregarious instinct, for instance, or
divine authority, which has thought as its form only.
Unfortunately, however, as Fichte did later, he takes the will
only in a determinate form as the individual will, and he
regards the universal will not as the absolutely rational
element in the will, but only as a ‘general’ will which proceeds
out of this individual will as out of a conscious will. The
result is that he reduces the union of individuals in the state
to a contract and therefore to something based on their
arbitrary wills, their opinion, and their capriciously given
express consent; and abstract reasoning proceeds to draw the
logical inferences which destroy the absolutely divine
principle of the state, together with its majesty and absolute
authority. For this reason, when these abstract conclusions
came into power, they afforded for the first time in human
history the prodigious spectacle of the overthrow of the
constitution of a great actual state and its complete
reconstruction ab initio on the basis of pure thought alone,
after the destruction of all existing and given material. The
will of its re-founders was to give it what they alleged was a
purely rational basis, but it was only abstractions that were
being used; the Idea was lacking; and the experiment ended in
the maximum of frightfulness and terror.
Confronted with the claims made for the individual will, we
must remember the fundamental conception that the
objective will is rationality implicit or in conception, whether
it be recognised or not by individuals, whether their whims be
deliberately for it or not. We must remember that its
opposite, i.e. knowing and willing, or subjective freedom (the
only thing contained in the principle of the individual will)
comprises only one moment, and therefore a one-sided
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moment, of the Idea of the rational will, i.e. of the will which
is rational solely because what it is implicitly, that it also is
explicitly.
The opposite to thinking of the state as something to be
known and apprehended as explicitly rational is taking
external appearances – i.e. contingencies such as distress,
need for protection, force, riches, &c. – not as moments in
the state’s historical development, but as its substance. Here
again what constitutes the guiding thread of discovery is the
individual in isolation – not, however, even so much as the
thought of this individuality, but instead only empirical
individuals, with attention focused on their accidental
characteristics, their strength and weakness, riches and
poverty, &c. This ingenious idea of ignoring the absolute
infinity and rationality in the state and excluding thought
from apprehension of its inward nature has assuredly never
been put forward in such an unadulterated form as in Herr
von Haller’s Restauration der Staatswissenschaft. I say
‘unadulterated’, because in all other attempts to grasp the
essence of the state, no matter on what one-sided or
superficial principles, this very intention of comprehending
the state rationally has brought with it thoughts, i.e. universal
determinations. Herr von Haller, however, with his eyes
open, has not merely renounced the rational material of
which the state consists, as well as the form of thought, but
he has even gone on with passionate fervour to inveigh
against the form and the material so set aside. Part of what
Herr von Haller assures us is the ‘widespread’ effect of his
principles. This Restauration undoubtedly owes to the fact that,
in his exposition, he has deliberately dispensed with thought
altogether, and has deliberately kept his whole book all of a
piece with its lack of thought. For in this way he has
eliminated the confusion and disorder which lessen the force
of an exposition where the accidental is treated along with
hints of the substantial, where the purely empirical and
external are mixed with a reminiscence of the universal and
rational, and where in the midst of wretched inanities the
reader is now and again reminded of the loftier sphere of the
infinite. For the same reason again his exposition is
consistent. He takes as the essence of the state, not what is
substantive but the sphere of accident, and consistency in
dealing with a sphere of that kind amounts to the complete
inconsistency of utter thoughtlessness which jogs along
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without looking behind, and is just as much at home now
with the exact opposite of what it approved a moment ago.
Addition: The state in and by itself is the ethical whole, the
actualisation of freedom; and it is an absolute end of reason
that freedom should be actual. The state is mind on earth and
consciously realising itself there. In nature, on the other hand,
mind actualises itself only as its own other, as mind asleep.
Only when it is present in consciousness, when it knows itself
as a really existent object, is it the state. In considering
freedom, the starting-point must be not individuality, the
single self-consciousness, but only the essence of selfconsciousness; for whether man knows it or not, this essence
is externally realised as a self-subsistent power in which single
individuals are only moments. The march of God in the
world, that is what the state is. The basis of the state is the
power of reason actualising itself as will. In considering the
Idea of the state, we must not have our eyes on particular
states or on particular institutions. Instead we must consider
the Idea, this actual God, by itself. On some principle or
other, any state may be shown to be bad, this or that defect
may be found in it; and yet, at any rate if one of the mature
states of our epoch is in question, it has in it the moments
essential to the existence of the state. But since it is easier to
find defects than to understand the affirmative, we may
readily fall into the mistake of looking at isolated aspects of
the state and so forgetting its inward organic life. The state is
no ideal work of art; it stands on earth and so in the sphere of
caprice, chance, and error, and bad behaviour may disfigure it
in many respects. But the ugliest of men, or a criminal, or an
invalid, or a cripple, is still always a living man. The
affirmative, life, subsists despite his defects, and it is this
affirmative factor which is our theme here.
Footnote: I have described the book sufficiently to show
that it is of an original kind. There might be something noble
in the author’s indignation by itself, since it was kindled by
the false theories, mentioned above, emanating principally
from Rousseau, and especially by the attempt to realise them
in practice. But to save himself from these theories, Herr von
Haller has gone to the other extreme by dispensing with
thought altogether and consequently it cannot be said that
there is anything of intrinsic value in his virulent hatred of all
laws and legislation, of all expressly and legally determinate
rights. The hatred of law, of right made determinate in law, is
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the shibboleth whereby fanaticism, flabby-mindedness, and
the hypocrisy of good intentions are clearly and infallibly
recognised for what they are, disguise themselves as they may.
Originality like Herr von Haller’s is always a curious
phenomenon, and for those of my readers who are not yet
acquainted with his book I will quote a few specimen
passages. This is how he lays down his most important basic
proposition: ‘Just as, in the inorganic world, the greater
dislodges the less and the mighty the weak .... so in the animal
kingdom, and then amongst human beings, the same law
appears in nobler’ (often, too, surely in ignobler?) ‘forms’,
and ‘this, therefore, is the eternal, unalterable, ordinance of
God, that the mightier rules, must rule, and will always rule’.
It is clear enough from this, let alone from what follows, in
what sense ‘might’ is taken here. It is not the might of justice
and ethics, but only the irrational power of brute force. Herr
von Haller then goes on to support this doctrine on various
grounds, amongst them that ‘nature with amazing wisdom
has so ordered it that the mere sense of personal superiority
irresistibly ennobles the character and encourages the
development of just those virtues which are most necessary
for dealing with subordinates’. He asks with a great
elaboration of undergraduate rhetoric [ibid.] ‘whether it is the
strong or the weak in the kingdom of science who more
misuse their trust and their authority in order to achieve their
petty selfish ends and the ruin of the credulous; whether to
be a past master in legal learning is not to be a pettifogger, a
leguleius, one who cheats the hopes of unsuspecting clients,
who makes white black and black white, who misapplies the
law and makes it a vehicle for wrongdoing, who brings to
beggary those who need his assistance and tends them as the
hungry vulture tends the innocent lamb’, &c., &c. Herr von
Haller forgets here that the point of this rhetoric is to support
his proposition that the rule of the mightier is an everlasting
ordnance of God; so presumably it is by the same ordinance
that the vulture rends the innocent lamb, and that hence the
mighty are quite right to treat their unsuspecting clients as the
weak and to make use of knowledge of the law to empty their
pockets. It would be too much, however, to ask that two
thoughts should be put together where there is really not a
single one.
It goes without saying that Herr von Haller is an enemy of
codes of law. In his view, the laws of the land, are on the one
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hand, in principle ‘unnecessary, because they spring selfexplanatory from the laws of nature’. If men had remained
satisfied with ‘ self-explanatory’ as the basis of their thinking,
then they would have been spared the endless labour
devoted, since ever there were states, to legislation and legal
codes, and which is still devoted thereto and to the study of
positive law. ‘On the other hand, laws are not exactly
promulgated for private individuals, but as instructions to
puisne judges, acquainting them with the will of the high
court’. Apart from that, the provision of law-courts is and all
over the place) not a state duty, but a favour, help rendered
by the authorities, and ‘quite supererogatory’; it is not the
most perfect method of guaranteeing men’s rights; on the
contrary, it is an insecure and uncertain method, ‘the only one
left to us by our modern lawyers. They have reft us of the
other three methods, of just those which lead most swiftly
and surely to the goal, those which, unlike law-courts,,
friendly nature has given to man for the safeguarding of his
rightful freedom’. And these three methods are – what do
you suppose? – (1) Personal acceptance and inculcation of
the law of nature; (2) Resistance to wrong; (3) Flight, when
there is no other remedy’. Lawyers are unfriendly indeed, it
appears, in comparison with the friendliness of nature! ‘But
the natural, divine, law, given to everyone by nature the allbountiful, is: Honour everyone as thine equal’ (on the
author’s principles this should read ‘Honour not the man
who is thine equal, but the one who is mightier’); ‘hurt no
man who hurts thee not; demand from him nothing but what
he owes’ (but what does he owe?); ‘nay more, love thy
neighbour and serve him when thou canst’. The ‘implanting
of this law’ is to make a legislator and a constitution
superfluous. It would be curious to see how Herr von Haller
makes it intelligible why legislators and constitutions have
appeared in the world despite this ‘implanting’.
In vol. iii, the author comes to the ‘so-called national
liberties’, by which he means the laws and constitutions of
nation states. Every legally constituted right is in this wide
sense of the word a ‘liberty’. Of these laws he says, inter alia,
that ‘ their content is usually very insignificant, although in
books a high value may be placed on documentary liberties of
that kind’. When we then realise that the author is speaking
here of the national liberties of the German Estates, of the
English people (e.g. Magna Carta which is little read, and on
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235
account of its archaic phraseology still less understood’, the
Bill of Rights, and so forth), of the people of Hungary, &c.,
we are surprised to find that these Possessions, formerly so
highly prized, are only insignificant; and no less Surprised to
learn that it is only in books that these nations place a value
on laws whose co-operation has entered into every coat that
is worn Ind every crust that is eaten, and still enters into
every day and hour of the lives of everyone.
To carry quotation further, Herr von Haller speaks
particularly, ill of the Prussian General Legal Code, because
of the ‘incredible’ influence on it of the errors of false
philosophy (though in this instance at any rate the fault
cannot be ascribed to Kant’s philosophy, a topic on which
Herr von Haller is at his angriest), especially where it speaks
of the state, the resources of the state, the end of the state,
the head of the state, his duties, and those of civil servants,
and so forth. Herr von Haller finds particularly mischievous
‘the right of defraying the expenses of the state by levying
taxes on the private wealth of individuals, on their businesses,
on goods produced or consumed. Under those
circumstances, neither the king himself (since the resources
of the state belong to the state and are not the private
property of the king), nor the Prussian citizens can call
anything their own, neither their person nor their property;
and all subjects are bondslaves to the law, since they may not
withdraw themselves from the service of the state.’
In this welter of incredible crudity, what is perhaps most
comical of all is the emotion with which Herr von Haller
describes his unspeakable pleasure in his discoveries – ‘a joy
such as only the friend of truth can feel when after honest
search he has become confident that he has found as it were’
(yes indeed? ‘is it were’ is right!) ‘the voice of nature, the very
word of God’. (The truth is that the word of God very clearly
distinguishes its revelations from the voices of nature and
unregenerate man.) ‘ The author could have sunk to the
ground in open amazement, a stream of joyful tears burst
from his eyes, and living religious feeling sprang up in him
there and then., Herr von Haller might have discovered by
his ‘religious feeling’ that he should rather bewail his
condition as the hardest chastisement of God. For the
hardest thing which man can experience is to be so far
excluded from thought and reason, from respect for the laws,
and from knowing how infinitely important and divine it is
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that the duties of the state and the rights of the citizens, as
well as the rights of the state and the duties of the citizens,
should be defined by law – to be so far excluded from all this
that absurdity can foist itself upon him as the word of God.
§ 259
The Idea of the state:
(A) has immediate actuality and is the individual state as a selfdependent organism – the Constitution or Constitutional Law ;
(B) passes over into the relation of one state to other states –
International Law ;
(C) is the universal Idea as a genus and as an absolute power over
individual states – the mind which gives itself its actuality in the
process of World-H istory .
Remark: The state in its actuality is essentially an individual
state, and beyond that a particular state. Individuality is to be
distinguished from particularity. The former is a moment in
the very Idea of the state, while the latter belongs to history.
States as such are independent of one another, and therefore
their relation to one another can only be an external one, so
that there must be a third thing standing above them to bind
them together. Now this third thing is the mind which gives
itself actuality in world-history and is the absolute judge of
states. Several states may form an alliance to be a sort of
court with jurisdiction over others, there may be
confederations of states, like the Holy Alliance for example,
but these are always relative only and restricted, like perpetual
peace’. The one and only absolute judge, which makes itself
authoritative against the particular and at all times, is the
absolute mind which manifests itself in the history of the
world as the universal and as the genus there operative.
A. Constitutional Law
§ 260
The state is the actuality of concrete freedom. But concrete
freedom consists in this, that personal individuality and its particular
interests not only achieve their complete development and gain
explicit recognition for their right (as they do in the sphere of the
family and civil society) but, for one thing, they also pass over of their
own accord into the interest of the universal, and, for another thing,
they know and will the universal; they even recognise it as their own
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substantive mind; they take it as their end and aim and are active in its
pursuit. The result is that the universal does not prevail or achieve
completion except along with particular interests and through the cooperation of particular knowing and willing; and individuals likewise
do not live as private persons for their own ends alone, but in the
very act of willing these they will the universal in the light of the
universal, and their activity is consciously aimed at none but the
universal end. The principle of modern states has prodigious strength
and depth because it allows the principle of subjectivity to progress to
its culmination in the extreme of self-subsistent personal particularity,
and yet at the same time brings it back to the substantive unity and so
maintains this unity in the principle of subjectivity itself.
Addition: The Idea of the state in modern times has a
special character in that the state is the actualisation of
freedom not in accordance with subjective whim but in
accordance with the concept of the will, i.e. in accordance
with its universality and divinity. Immature states are those in
which the Idea of the state is still veiled and where its
particular determinations have not yet attained free selfsubsistence. In the states of classical antiquity, universality
was present, but particularity had not then been released,
given free scope, and brought back to universality, i.e. to the
Universal end of the whole. The essence of the modern state
is that the universal be bound up with the complete freedom
of its particular members and with private well-being, that
thus the interests of family and civil society must concentrate
themselves on the state, although the -universal end cannot
be advanced without the personal knowledge and will of its
particular members, whose own rights must be maintained.
Thus the universal must be furthered, but subjectivity on the
other hand must attain its full and living development. It is
only when both these moments subsist in their strength that
the state can be regarded as articulated and genuinely
organised.
§ 261
In contrast with the spheres of private rights and private welfare
(the family and civil society), the state is from one point of view an
external necessity and their higher authority; its nature is such that
their laws and interests are subordinate to it and dependent on it. On
the other hand, however, it is the end immanent within them, and its
strength lies in the unity of its own universal end and aim with the
particular interest of individuals, in the fact that individuals have
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duties to the state in proportion as they have rights against it (see §
155).
Remark: In the Remark to § 3 above, reference was made to
the fact that it was Montesquieu above all who, in his famous
work L’Esprit des Lois, kept in sight and tried to work out in
detail both the thought of the dependence of laws – in
particular, laws concerning the rights of persons – on the
specific character of the state, and also the philosophic notion
of always treating the part in its relation to the whole.
Duty is primarily a relation to something which from my
point of view is substantive, absolutely universal. A right, on
the other hand, is simply the embodiment of this substance
and thus is the particular aspect of it and enshrines my
particular freedom. Hence at abstract levels, right and duty
appear parcelled out on different sides or in different
persons. In the state, as something ethical, as the interpenetration of the substantive and the particular, my
obligation to what is substantive is at the same time the
embodiment of my particular freedom. This means that in
the state duty and right are united in one and the same
relation. But further, since none the less the distinct moments
acquire in the state the shape and reality peculiar to each, and
since therefore the distinction between right and duty enters
here once again, it follows that while implicitly, i.e. in form,
identical, they at the same time differ in content. In the
spheres of personal rights and morality, the necessary bearing
of right and duty on one another falls short of actualisation;
and hence there is at that point only an abstract similarity of
content between them, i.e. in those abstract spheres, what is
one man’s right ought also to be another’s, and what is one
man’s duty ought also to be another’s. The absolute identity
of right and duty in the state is present in these spheres not as
a genuine identity but only as a similarity of content, because
in them this content is determined as quite general and is
simply the fundamental principle of both right and duty, i.e.
the principle that men, as persons, are free. Slaves, therefore,
have no duties because they have no rights, and vice versa.
(Religious duties are not here in point.)
In the course of the inward development of the concrete
Idea, however, its moments become distinguished and their
specific determinacy becomes at the same time a difference
of content. In the family, the content of a son’s duties to his
father differs from the content of his rights against him; the
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239
content of the rights of a member of civil society is not the
same as the content of his duties to his prince and
government.
This concept of the union of duty and right is a point of vital
importance and in it the inner strength of states is contained.
Duty on its abstract side goes no farther than the persistent
neglect and proscription of a man’s particular interest, on the
ground that it is the inessential, even the discreditable,
moment in his life. Duty, taken concretely as Idea, reveals the
moment of particularity as itself essential and so regards its
satisfaction as indisputably necessary. In whatever way an
individual may fulfil his duty, he must at the same time find
his account therein and attain his personal interest and
satisfaction. Out of his position in the state, a right must
accrue to him whereby public affairs shall be his own
particular affair. Particular interests should in fact not be set
aside or completely suppressed; instead, they should be put in
correspondence with the universal, and thereby both they and
the universal are upheld. The isolated individual, so far as his
duties are concerned, is in subjection; but as a member of civil
society he finds in fulfilling his duties to it protection of his
person and property, regard for his private welfare, the
satisfaction of the depths of his being, the consciousness and
feeling of himself as a member of the whole; and, in so far as
he completely fulfils his duties by performing tasks and
services for the state, he is upheld and preserved. Take duty
abstractly, and the universal’s interest would consist simply in
the completion as duties of the tasks and services which it
exacts.
Addition: In the state everything depends on the unity of
universal and particular. In the states of antiquity, the
subjective end simply coincided with the state’s will. In
modern times, however, we make claims for private
judgment, private willing, and private conscience. The
ancients had none of these in the modern sense; the ultimate
thing with them was the will of the state. Whereas under the
despots of Asia the individual had no inner life and no
justification in himself, in the modern world Man insists on
respect being paid to his inner life. The conjunction of duty
and right has a twofold aspect: what the state demands from
us as a duty is eo ipso our right as individuals, since the state is
nothing but the articulation of the concept of freedom. The
determinations of the individual will are given an objective
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embodiment through the state and thereby they attain their
truth and their actualisation for the first time. The State is the
one and only prerequisite of the attainment of particular ends
and welfare.
§ 262
The actual Idea is mind, which, sundering itself into the two ideal
spheres of its concept, family and civil society, enters upon its finite
phase, but it does so only in order to rise above its ideality and
become explicit as infinite actual mind. It is therefore to these ideal
spheres that the actual Idea assigns the material of this its finite
actuality, viz. human beings as a mass, in such a way that the function
assigned to any given individual is visibly mediated by circumstances,
his caprice and his personal choice of his station in life (see § 185 and
the Remark thereto).
Addition: In Plato’s state, subjective freedom does not
count, because people have their occupations assigned to
them by the Guardians. In many oriental states, this
assignment is determined by birth. But subjective freedom,
which must be respected, demands that individuals should
have free choice in this matter.
§ 263
In these spheres in which its moments, particularity and
individuality, have their immediate and reflected reality, mind is
present as their objective universality glimmering in them as the
power of reason in necessity (see § 184), i.e. as the institutions
considered above.
Addition: The state, as mind, sunders itself into the
particular determinations of its concept, of its mode of being.
We might use here an illustration drawn from nature. The
nervous system is the sensitive system proper; it is the
abstract moment, the moment of being by oneself and so of
having identity with oneself. But analysis of sensation reveals,
that it has two aspects and these are distinct in such a way
that each of them seems to be a whole system by itself The
first is feeling in the abstract, keeping oneself self-enclosed,
the dull movement which goes on internally, reproduction,
internal self-nutrition, growth, and digestion. The second
moment is that this self-related existence has over against it
the moment of difference, a movement outwards. This is
irritability, sensation moving outwards. This constitutes a
system of its own, and there are some of the lower types of
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animals which have developed this system alone, while they
lack the soul-charged unity of inner sensation. If we compare
these natural features with those of mind, then the family
must be paralleled with sensibility and civil society with
irritability. Now the third is the state, the nervous system as a
whole, something inwardly organised; but this lives only in so
far as both moments (in this case family and civil society) are
developed within it. The laws regulating family and civil
society are the institutions of the rational order which
glimmers in them. But the ground and final truth of these
institutions is mind, their universal end and known objective.
The family too is ethical, only its end is not known as such,
while it is the separation between one man and another which
makes civil society what it is.
§ 264
Mind is the nature of human beings en masse and their nature is
therefore twofold: (i) at one extreme, explicit individuality of
consciousness and will, and (ii) at the other extreme, universality
which knows and wills what is substantive. Hence they attain their
right in both these respects only in so far as both their private
personality and its substantive basis are actualised. Now in the family
and civil society they acquire their right in the first of these respects
directly and in the second indirectly, in that (i) they find their
substantive self-consciousness in social institutions which are the
universal implicit in their particular interests, and (ii) the Corporation
supplies them with an occupation and an activity directed on a
universal end.
§ 265
These institutions are the components of the constitution (i.e. of
rationality developed and actualised) in the sphere of particularity.
They are, therefore, the firm foundation not only of the state but also
of the citizen’s trust in it and sentiment towards it. They are the
pillars of public freedom since in them particular freedom is realised
and rational, and therefore there is implicitly present even in them the
union of freedom and necessity.
Addition: As was remarked earlier on, the sanctity of
marriage and the institutions in which civil society is an
appearance of ethical life constitute the stability of the whole,
i.e. stability is secured when universal affairs are the affairs of
each member in his particular capacity. What is of the utmost
importance is that the law of reason should be shot through
and through by the law of particular freedom, and that my
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particular end should become identified with the universal
end, or otherwise the state is left in the air. The state is actual
only when its members have a feeling of their own self-hood
and it is stable only when public and private ends are
identical. It has often been said that the end of the state is the
happiness of the citizens. That imperfectly true. If all is not
well with them, if their subjective aims are not satisfied, if
they do not find that the state as such is the means to their
satisfaction, then the footing of the state itself is insecure.
§ 266
But mind is objective and actual to itself not merely as this
necessity and as a realm of appearance, but also as the ideality and the
heart of this necessity. Only in this way is this substantive universality
aware of itself as its own object and end, with the result that the
necessity appears to itself in the shape of freedom as well.
§ 267
This necessity in ideality is the inner self-development of the Idea.
As the substance of the individual subject, it is his political sentiment
[patriotism]; in distinction therefrom, as the substance of the
objective world, it is the organism of the state, i.e. it is the strictly
political state and its constitution.
Addition: The unity of the freedom which knows and wills
itself is present first of all as necessity. Here substance is
present as the subjective existence of individuals. Necessity’s
other mode of being, however, is the organism, i.e. mind is a
process internal to itself, it articulates itself within, posits
differences in itself, and thereby completes the cycle of its
life.
§ 268
The political sentiment, patriotism pure and simple, is assured
conviction with truth as its basis — mere subjective assurance is not
the outcome of truth but is only opinion — and a volition which has
become habitual. In this sense it is simply a product of the
institutions subsisting in the state, since rationality is actually present
in the state, while action in conformity with these institutions gives
rationality its practical proof. This sentiment is, in general, trust
(which may pass over into a greater or lesser degree of educated
insight), or the consciousness that my interest, both substantive and
particular, is contained and preserved in another’s (i.e. in the state’s)
interest and end, i.e. in the other’s relation to me as an individual. In
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243
this way, this very other is immediately not an other in my eyes, and
in being conscious of this fact, I am free.
Remark: Patriotism is often understood to mean only a
readiness for exceptional sacrifices and actions. Essentially,
however, it is the sentiment which, in the relationships of our
daily life and under ordinary conditions, habitually recognises
that the community is one’s substantive groundwork and end.
It is out of this consciousness, which during life’s daily round
stands the test in all circumstances, that there subsequently
also arises the readiness for extraordinary exertions. But since
men would often rather be magnanimous than law-abiding,
they readily persuade themselves that they possess this
exceptional patriotism in order to be sparing in the
expression of a genuine patriotic sentiment or to excuse their
lack of it. If again this genuine patriotism is looked upon as
that which may begin of itself and arise from subjective ideas
and thoughts, it is being confused with opinion, because so
regarded patriotism is deprived of its true ground, objective
reality.
Addition: Immature minds delight in argumentation and
fault-finding, because it is easy enough to find fault, though
hard to see the good and its inner necessity. The learner
always begins by finding fault, but the scholar sees the
positive merit in everything. In religion, this or that is quickly
dismissed as superstitious, but it is infinitely harder to
apprehend the truth underlying the superstition. Hence men’s
apparent sentiment towards the state is to be distinguished
from what they really will; inwardly they really will the thing,
but they cling to details and take delight in the vanity of
pretending to know better. We are confident that the state
must subsist and that in it alone can particular interests be
secured. But habit blinds us to that on which our whole
existence depends. When we walk the streets at night in
safety, it does not strike us that this might be otherwise. This
habit of feeling safe has become second nature, and we do
not reflect on just how this is due solely to the working of
special institutions. Commonplace thinking often has the
impression that force holds the state together, but in fact its
only bond is the fundamental sense of order which everybody
possesses.
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§ 269
The patriotic sentiment acquires its specifically determined
content from the various members of the organism of the state. This
organism is the development of the Idea to its differences and their
objective actuality. Hence these different members are the various
powers of the state with their functions and spheres of action, by
means of which the universal continually engenders itself, and
engenders itself in a necessary way because their specific character is
fixed by the nature of the concept. Throughout this process the
universal maintains its identity, since it is itself the presupposition of
its own production. This organism is the constitution of the state.
Addition: The state is an organism, i.e. the development of
the Idea to the articulation of its differences. Thus these
different sides of the state are its various powers with their
functions and spheres of action, by means of which the
universal continually engenders itself in a necessary way; in
this process it maintains its identity since it is presupposed
even in its own production. This organism is the constitution
of the state; it is produced perpetually by the state, while it is
through it that the state maintains itself. If the state and its
constitution fall apart, if the various members of the
organism free themselves, then the unity produced by the
constitution is no longer an accomplished fact. This tallies
with the fable about the belly and the other members. The
nature of an organism is such that unless each of its parts is
brought into identity with the others, unless each of them is
prevented from achieving autonomy, the whole must perish.
By listing attributes, axioms, &c., no progress can be made in
assessing the nature of the state; it must be apprehended as
an organism. One might as well try to understand the nature
of God by listing his attributes, while the truth is that we
must intuit God’s life in that life itself.
§ 270
(1) The abstract actuality or the substantiality of the state consists
in the fact that its end is the universal interest as such and the
conservation therein of particular interests since the universal interest
is the substance of these.
(2) But this substantiality of the state is also its necessity, since its
substantiality is divided into the distinct spheres of its activity which
correspond to the moments of its concept, and these spheres, owing
to this substantiality, are thus actually fixed determinate
characteristics of the state, i.e. its Powers.
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245
(3) But this very substantiality of the state is mind knowing and
willing itself after passing through the forming process of education.
The state, therefore, knows what it wills and knows it in its
universality, i.e. as something thought.
Hence it works and acts by reference to consciously adopted ends,
known principles, and laws which are not merely implicit but are
actually present to consciousness; and further, it acts with precise
knowledge of existing conditions and circumstances, inasmuch as its
actions have a bearing on these.
Remark: This is the place to allude to the relation of the
state to religion, because it is often reiterated nowadays" that
religion is the basis of the state, and because those who make
this assertion even have the impertinence to suggest that,
once it is made, political science has said its last word. No
doctrine is more fitted to produce so much confusion, more
fitted – indeed to exalt confusion itself to be the constitution
of the state and the proper form of knowledge.
In the first place, it may seem suspicious that religion is
principally sought and recommended for times of public
calamity, disorder, and oppression, and that people are
referred to it as a solace in face of wrong or as a hope in
compensation for loss. Then further, while the state is mind
on earth (der Geist der in der Welt steht), religion may sometimes
be looked upon as commanding downright indifference to
earthly interests, the march of events, and current affairs, and
so to turn men’s attention to religion does not seem to be the
way to exalt the interest and business of the state into the
fundamental and serious aim of life. On the contrary, this
suggestion seems to assert that politics is wholly a matter of
caprice and indifference, either because this way of talking
merely amounts to saying that it is only the aims of passion
and lawless force, &c., which bear sway in the state, or
because this recommendation of religion is supposed to be of
self-sufficient validity, and religion is to claim to decide the
law and administer it. While it might seem a bitter jest to stifle
all animus against tyranny by asserting that the oppressed find
their consolation in religion, it still must not be forgotten that
religion may take a form leading to the harshest bondage in
the fetters of superstition and man’s degraded subservience
to animals. (The Egyptians and the Hindus, for instance,
revere animals as beings higher than themselves.) This
phenomenon may at least make it evident that we ought not
to speak of religion at all in general terms and that we really
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need a power to protect us from it in some of its forms and
to espouse against them the rights of reason and selfconsciousness.
The essence of the relation between religion and the state can
be determined, however, only if we recall the concept of
religion. The content of religion is absolute truth, and
consequently the religious is the most sublime of all
dispositions. As intuition, feeling, representative knowledge,
its task is concentrated upon God as the unrestricted
principle and cause on which everything hangs. It thus
involves the demand that everything else shall be seen in this
light and depend on it for corroboration, justification, and
verification. It is in being thus related to religion that state,
laws, and duties all alike acquire for consciousness their
supreme confirmation and their supreme obligatoriness,
because even the state, laws, and duties are in their actuality
something determinate which passes over into a higher
sphere and so into that on which it is grounded. It is for this
reason that in religion there lies the place where man is always
assured of finding a consciousness of the unchangeable, of
the highest freedom and satisfaction, even within all the
mutability of the world and despite the frustration of his aims
and the loss of his interests and possessions.
Footnote: Religion, knowledge and science have as their
principle a form peculiar to each and different from that of
the state. They therefore enter the state partly as mean –
means to education and (a higher) mentality – partly in so far
as they are in essence ends in themselves, for the reason that
they are embodied in existent institutions. In both these
respects the principles of tile state have, in their application, a
bearing on them. A comprehensive, concrete treatise on the
state would also have to deal with those spheres of life is well
as with art and such things as mere geographical matters, and
to consider their place in the state and their bearing on it. In
this book, however, it is the principle of the state in its own
special sphere which is being fully expounded in accordance
with the Ideal, and it is only in passing that reference can be
made to the principles of religion, &c., and to the application
of the right of the state to them.
Remark: Now if religion is in this way the groundwork
which includes the ethical realm in general, and the state’s
fundamental nature – the divine will – in particular, it is at the
same time only a groundwork; and it is at this point that state
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and religion begin to diverge. The state is the divine will, in
the sense that it is mind present on earth, unfolding itself to
be the actual shape and organisation of a world. Those who
insist on stopping at the form of religion, as opposed to the
state, are acting like those logicians who think they are right if
they continually stop at the essence and refuse to advance
beyond that abstraction to existence, or like those moralists
(see Remark to § 140) who will only good in the abstract and
leave it to caprice to decide what is good. Religion is a
relation to the Absolute, a relation which takes the form of
feeling, representative thinking, faith; and, brought within its
all-embracing circumference, everything becomes only
accidental and transient. Now if, in relation to the state, we
cling to this form of experience and make it the authority for
the state and its essential determinant, the state must become
a prey to weakness, insecurity, and disorder, because it is an
organism in which firmly fixed distinct powers, laws, and
institutions have been developed. In contrast with the form
of religion, a form which draws a veil over everything
determinate, and so comes to be purely subjective, the
objective and universal element in the state, i.e. the laws,
acquires a negative instead of a stable and authoritative
character, and the result is the production of maxims of
conduct like the following: ‘To the righteous man no law is
given; only be pious, and for the rest, practise what thou wilt;
yield to thine own caprice and passion, and if thereby others
suffer wrong, commend them to the consolations and hopes
of religion, or better still, call them irreligious and condemn
them to perdition.’ This negative attitude, however, may not
confine itself to an inner disposition and attitude of mind; it
may turn instead to the outside world and assert its authority
there, and then there is an outbreak of the religious
fanaticism which, like fanaticism in politics, discards all
government and legal order as barriers cramping the inner life
of the heart and incompatible with its infinity, and at the
same time proscribes private property, marriage, the ties and
work involved in civil society, &c., &c., as degrading to love
and the freedom of feeling. But since even then decisions
must somehow be made for everyday life and practice, the
same doctrine which we had before (see Remark to § 140,
where we dealt generally with the subjectivity of the will
which knows itself to be absolute) turns up again here,
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namely that subjective ideas, i.e. opinion and capricious
inclination, are to do the deciding.
In contrast with the truth thus veiled behind subjective ideas
and feelings, the genuine truth is the prodigious transfer of
the inner into the outer, the building of reason into the real
world, and this has been the task of the world during the
whole course of its history. It is by working at this task that
civilised man has actually given reason an embodiment in law
and government and achieved consciousness of the fact.
Those who ‘seek guidance from the Lord’ and are assured
that the whole truth is directly present in their unschooled
opinions, fail to apply themselves to the task of exalting their
subjectivity to consciousness of the truth and to knowledge
of duty and objective right. The only possible fruits of their
attitude are folly, abomination, and the demolition of the
whole ethical order, and these fruits must inevitably be
reaped if the religious disposition holds firmly and exclusively
to its intuitive form and so turns against the real world and
the truth present in it in the form of the universal, i.e. of the
laws. Still, there is no necessity for this disposition to turn
outward and actualise itself in this way. With its negative
standpoint, it is of course also open to it to remain something
inward, to accommodate itself to government and law, and to
acquiesce in these with sneers and idle longings, or with a
sigh of resignation. It is not strength but weakness which has
turned religious feeling nowadays into piety of a polemical
kind, whether the polemic be Connected with some genuine
need or simply with unsatisfied vanity. Instead of subduing
one’s opinions by the labour of study, and subjecting one’s
will to discipline and so elevating it to free obedience, the line
of least resistance is to renounce knowledge of objective
truth. Along this line we may preserve a feeling of abject
humility and so also of self-conceit, and claim to have ready
to hand in godliness everything requisite for seeing into the
heart of law and government, for passing sentence on them,
and laying down what their character should and must be;
and of course if we take this line, the source of our claims is a
pious heart, and they are therefore infallible and
unimpeachable, and the upshot is that since we make religion
the basis of our intentions and assertions, they cannot be
criticised on the score of their shallowness or their
immorality.
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But if religion be religion of a genuine kind, it does not run
counter to the state in a negative or polemical way like the
kind just described. It rather recognises the state and upholds
it, and furthermore it has a position and an external
organisation of its own. The practice of its worship consists
in ritual and doctrinal instruction, and for this purpose
possessions and property are required, as well as individuals
dedicated to the service of the flock. There thus arises a
relation between the state and the church. To determine this
relation is a simple matter. In the nature of the case, the state
discharges a duty by affording every assistance and protection
to the church in the furtherance of its religious ends; and, in
addition, since religion is an integrating factor in the state,
implanting a sense of unity in the depths of men’s minds, the
state should even require all its citizens to belong to a church
– a church is all that can be said, because since the content of
a man’s faith depends on his private ideas, the state cannot
interfere with it. A state which is strong because its
organisation is mature may be all the more liberal in this
matter; it may entirely overlook details of religious practice
which affect it, and may even tolerate a sect (though, of
course, all depends on its numbers) which on religious
grounds declines to recognise even its direct duties to the
state. The reason for the state’s liberal attitude here is that it
makes over the members of such sects to civil society and its
laws, and is content if they fulfil their direct duties to the state
passively, for instance by such means as commutation or the
performance of a different service.
Footnote: Quakers, Anabaptists, &c., may be said to be
active members only of civil society, and they may be
regarded as private persons standing in merely private
relations to others. Even when this position has been allowed
them, they have been exempted from taking the oath. They
fulfil their direct duties to the state in a passive way; one of
the most important of these duties, the defence of the state
against its enemies, they refuse outright to fulfil, and their
refusal may perhaps be admitted provided they perform some
other service instead. To sects of this kind, the state’s attitude
is toleration in the strict sense of the word, because since they
decline to recognise their duty to the state, they may not
claim the rights of citizenship. On one occasion when the
abolition of the slave-trade was being pressed with great
vigour in the American Congress, a member from one of the
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Southern States made the striking retort: ‘Give us our slaves,
and you may keep your Quakers.’ Only if the state is
otherwise strong can it overlook and suffer such anomalies,
because it can then rely principally on the strength of custom
and the inner rationality of its institutions to diminish and
close the gap between the existence of anomalies and the full
assertion of its own strict rights. Thus technically it may have
been right to refuse a grant of even civil rights to the Jews on
the ground that they should be regarded as belonging not
merely to a religious sect but to a foreign race. But the fierce
outcry raised against the Jews, from that point of view and
others, ignores the fact that they are, above all, nien; and
manhood, so far from being a mere superficial, abstract
quality (see Remark to § 209), is on the contrary itself the
basis of the fact that what civil rights rouse in their
possessors is the feeling of oneself as counting in civil society
as a person with rights, and this feeling of self-hood, infinite
and free from all restrictions, is the root from which the
desired similarity indisposition and ways of thinking comes
into being. To exclude the Jews from rights, on the other
hand, would rather be to confirm the isolation with which
they have been reproached – a result for which the state
refusing them rights would be blamable and reproachable,
because by so refusing, it would misunderstood its own basic
principle, its nature as an objective and powerful institution
(compare the end of the Remark to § 268). The exclusion of
the Jews from civil rights may be supposed to be a right of
the highest kind and may be demanded on that ground; but
experience has shown that so to exclude them is the silliest
folly, and the way in which governments now treat them has
proved itself to be both prudent and dignified.
Remark: But since the church owns property and carries on
besides the practice of worship, and since therefore it must
have people in its service, it forsakes the inner for the worldly
life and therefore enters the domain of the state, and eo ipso
comes under its laws. The oath and ethical ties generally, like
the marriage bond, entail that inner permeation and elevation
of sentiment which acquires its deepest confirmation through
religion. But since ethical ties are in essence ties within the
actual rational order, the first thing is to affirm within that
order the rights which it involves. Confirmation of these
rights by the church is secondary and is only the inward,
comparatively abstract, side of the matter.
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As for the other ways in which an ecclesiastical communion
gives expression to itself, so far as doctrine is concerned the
inward preponderates over the outward to a greater extent
than is the case with acts of worship and other lines of
conduct connected with these, in which the legal side at least
seems at once to be a matter for the state. (It is true, of
course, that churches have managed to exempt their ministers
and property from the power and jurisdiction of the state,
and they have even arrogated to themselves jurisdiction over
laymen as well in matters in which religion co-operates, such
as divorce and the taking of the oath, &c.) Public control of
actions of this kind is indeterminate in extent, but this is due
to the nature of public control itself and obtains similarly in
purely civil transactions (see § 234). When individuals,
holding religious views in common, form themselves into a
church, a Corporation, they fall under the general control and
oversight of the higher state officials. Doctrine as such,
however, has its domain in conscience and falls within the
right of the subjective freedom of self-consciousness, the
sphere of the inner life, which as such is not the domain of
the state. Yet the state, too, has a doctrine, since its
organisation and whatever rights and constitution are
authoritative within it exist essentially in the form of thought
as law. And since the state is not a mechanism but the
rational life of self-conscious freedom, the system of the
ethical world, it follows that an essential moment in the actual
state is the mental attitude of the citizens, and so their
consciousness of the principles which this attitude implies. On
the other hand, the doctrine of the church is not purely and
simply an inward concern of conscience. As doctrine it is
rather the expression of something, in fact the expression of
a subject-matter which is most closely linked, or even directly
concerned, with ethical principles and the law of the land.
Hence at this point the paths of church and state either
coincide or diverge at right angles. The difference of their
two domains may be pushed by the church into sheer
antagonism since, by regarding itself as enshrining the
content of religions content which is absolute – it may claim
as its portion mind in general, and so the whole ethical
sphere, and conceive the state as a mere mechanical
scaffolding for the attainment of external, non-mental, ends.
It may take itself to be the Kingdom of God, or at least as the
road to it or its vestibule, while it regards the state as the
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kingdom of this world, i.e. of the transient and the finite. In a
word, it may think that it is an end in itself, while the state is a
mere means. These claims produce the demand, in
connection with doctrinal instruction, that the state should
not only allow the church to do as it likes with complete
freedom, but that it should pay unconditional respect to the
church’s doctrines as doctrines, whatever their character,
because their determination is supposed to be the task of the
church alone. The church bases this claim on the wide
ground that the whole domain of mind (Geist) is its property.
But science and all types of knowledge also have a footing in
that domain and, like a church, they build themselves into a
whole with a guiding principle of its own, and, with even
better justification, may regard themselves as occupying the
position which the church claims. Hence science also may in
the same way demand to be independent of the state, which
is then supposed to be a mere means with the task of
providing for science as though science were an end in itself.
Further, for determining the relation between church and
state, it makes no difference whether the leaders of
congregations or individuals ordained to the service of the
church feel impelled to withdraw from the state and lead a
sort of secluded life of their own, so that only the other
church members are subject to the state’s control, or whether
they remain within the state except in their capacity as
ecclesiastics, a capacity which they take to be but one side of
their life. the most striking thing about such a – conception
of the church’s relation to the state is that it implies the idea –
that the state’s specific function consists in protecting and
securing everyone’s life, property, and caprice, in so far as
these do not encroach upon the life, property, and caprice of
others. The state from this point of view is treated simply as
an organisation to satisfy men’s necessities. In this way the
element of absolute truth, of mind in its higher development,
is placed, as subjective religious feeling or theoretical science,
beyond the reach of the state. The state, as the laity pure and
simple, is confined to paying its respects to this element and
so is entirely deprived of any strictly ethical character. Now it
is, of course, a matter of history that in times and under
conditions of barbarism, all higher forms of intellectual life
had their seat only in the church, while the state was a mere
mundane rule of force, caprice, and passion. At such times it
was the abstract opposition of state and church which was
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253
the main underlying principle of history (see § 359). But it is
far too blind and shallow a proceeding to declare that this
situation is the one which truly corresponds with the Idea.
The development of this Idea has proved this rather to be the
truth, that mind, as free and rational, is implicitly ethical,
while the Idea in its truth is rationality actualised; and this it is
which exists as the state. Further, this Idea has made it no less
clearly evident that the ethical truth in it is present to
conscious thought as a content worked up into the form of
universality, i.e. as law – in short, that the state knows its aims,
apprehends and gives practical proof of them with a clear –
cut consciousness and in accordance with principles. Now, as
I said earlier, religion has the truth as its universal subjectmatter, but it possesses it only as a given content which has
not been apprehended in its fundamental characteristics as a
result of thinking and the use of concepts. Similarly, the
relation of the individual to this subject-matter is an
obligation grounded on authority, while the ‘witness of his
own spirit and heart’, i.e. that wherein the moment of
freedom resides, is faith and feeling. It is philosophic insight
which sees that while church and state differ in form, they do
not stand opposed in content, for truth and rationality are the
content of both. Thus when the church begins to teach
doctrines (though there are and have been some churches
with a ritual only, and others in which ritual is the chief thing,
while doctrine and a more educated consciousness are only
secondary), and when these doctrines touch on objective
principles, on thoughts of the ethical and the rational, ‘then
their expression eo ipso brings the church into the domain of
the state. In contrast with the church’s faith and authority in
matters affecting ethical principles, rightness, laws,
institutions, in contrast with the church’s subjective
conviction, the state is that which knows. Its principle is such
that its content is in essence no longer clothed with the form
of feeling and faith but is determinate thought.
If the content of absolute truth appears in the form of
religion as a particular content, i.e. as the doctrines peculiar to
the church as a religious community, then these doctrines
remain out of the reach of the state (in Protestantism they are
out of the reach of priests too because, as there is no laity
there, so there is no priesthood to be an exclusive depository
of church doctrine). Since ethical principles and the
organisation of the state in general are drawn into the domain
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of religion and not only may, but also should, be established
by reference thereto, this reference gives religious credentials
to the state itself. On the other hand, however, the state
retains the right and the form of self-conscious, objective,
rationality, the right to make this form count and to maintain
it against pretensions springing from truth in a subjective
dress, no matter how such truth may girdle itself with
certitude and authority.
The state is universal in form, a form whose essential
principle is thought. This explains why it was in the state that
freedom of thought and science had their origin. It was a
church, on the other hand, which burnt Giordano Bruno,
forced Galileo to recant on his knees his exposition of the
Copernican view of the solar system, and so forth.
Footnote: When Galileo published the discoveries about
the phases of Venus, &c., which he had made with the aid of
the telescope, ‘he showed that they incontestably proved the
motion of the earth. But this idea of the motion of the earth
was declared heretical by an assembly of Cardinals, and
Galileo, its most famous advocate, was haled before the
Inquisition and compelled to recant it, under pain of severe
imprisonment. One of the strongest of passions is the love of
truth in a man of genius. ... Convinced of the motion of the
earth as a result of his own observations, Galileo meditated a
long while on a new work in which he had resolved to
develop all the proofs in its favour. But in order at the same
time to escape from the persecution of which otherwise he
would inevitably have been the victim, he hit upon the device
of expounding them in the form of dialogues between three
speakers.... It is obvious enough in them that the advantage
lies with the advocate of the Copernican system; but since
Galileo did not decide between the speakers, and gave as
much weight as possible to the objections raised by the
partisans of Ptolemy, he might well have expected to be left
to enjoy undisturbed the peace to which his advanced age and
his labours had entitled him.... In his seventieth year he was
haled once more before the tribunal of the Inquisition.... He
was imprisoned and required to recant his opinions a second
time under threat of the penalty fixed for a relapse into
heresy. ... He was made to sign an abjuration in the following
terms: "I, Galileo, appearing in person before the court in my
seventieth year, kneeling, and with my eyes on the holy
Gospels which I hold in my hands, abjure, damn, and
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execrate with my whole heart and true belief the absurd, false,
and heretical doctrine of the motion of the earth.. . ." What a
spectacle! An aged, venerable man, famous throughout a long
life exclusively devoted to the study of nature, abjuring on his
knees, against the witness of his own conscience, the truth
which he had demonstrated so convincingly! By the judgment
of the Inquisition he was condemned to perpetual
imprisonment. A year later he was set at liberty through the
intercession of the Grand Duke of Florence. . . . He died in
1642. . . . Europe mourned his loss. It had been enlightened
by his labours and was exasperated by the judgment passed
by a detested tribunal on a man of his greatness.’ (Laplace:
Exposition du système du monde, Book V, chap. 4.)
Remark: Science too, therefore, has its place on the side of
the state since it has one element, its form, in common with
the state, and its aim is knowledge, knowledge of objective
truth and rationality in terms of thought. Such knowledge
may, of course, fall from the heights of science into opinion
and deductive argumentation, and, turning its attention to
ethical matters and the organisation of the state, set itself
against their basic principles. And it may perhaps do this
while making for this opining as if it were reason and the
right of subjective self-consciousness – the same pretentious
claim as the church makes for its own sphere, the claim,
namely, to be free from restraint in its opinions and
convictions.
This principle of the subjectivity of knowing has been dealt
with above (see Remark to § 140) – It is here only necessary
to add a note on the twofold attitude of the state to this
opining. On the one hand, in so far as opining is mere
opining, a purely subjective matter, it is without any genuine
inherent force or power, plume itself as it may; and from this
point of view the state may be as totally indifferent to it as the
painter who sticks to the three primary colours on his palette
is indifferent to the academic wisdom which tells him there
are seven. On the other hand, however, when this opining of
bad principles embodies itself in a general organisation
corrosive of the actual order, the state has to set its face
against it and protect objective truth and the principles of
ethical life (and it must do the same in face of the formulae of
unconditioned subjectivity if these have proposed to take the
starting point of science as their basis, and turn state
educational institutions against the state by encouraging them
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to make against it claims as pretentious as those of a church);
while, vice versa, in face of a church claiming unrestricted
and unconditional authority, the state has in general to make
good the formal right of self-consciousness to its own insight,
its own conviction, and, in short, its own thought of what is
to hold good as objective truth.
Mention may also be made of the ‘unity of state and church’ a favourite topic of modern discussion and held up by some
as the highest of ideals. While state and church are essentially
one in truth of principle and disposition, it is no less essential
that, despite this unity, the distinction between their forms of
consciousness should be externalised as a distinction between
their special modes of existence. This often desired unity of
church and state is found under oriental despotisms, but an
oriental despotism is not a state, or at any rate not the selfconscious form of state which is alone worthy of mind, the
form which is organically developed and where there are
rights and a free ethical life.
Further, if the state is to come into existence as the selfknowing ethical actuality of mind, it is essential that its form
should be distinct from that of authority and faith. But this
distinction emerges only in so far as the church is subjected
to inward divisions. It is only thereafter that the state, in
contrast with the particular sects, has attained to universality
of thought – its formal principle – and is bringing this
universality into existence. (In order to understand this, it is
necessary to know not only what universality is in itself, but
also what its existence is. Hence so far from its being or its
having been a misfortune for the state that the church is
disunited, it is only as a result of that disunion that the state
has been able to reach its appointed end as a self-consciously
rational and ethical organisation. Moreover, this disunion is
the best piece of good fortune which could have befallen
either the church or thought so far as the freedom and
rationality of either is concerned).
Addition: The state is actual, and its actuality consists in this,
that the interest of the whole is realised in and through
particular ends. Actuality is always the unity of universal and
particular, the universal dismembered in the particulars which
seem to be self-subsistent, although they really are upheld and
contained only in the whole. Where this unity is not present,
a thing is not actual even though it may have acquired
existence. A bad state is one which merely exists; a sick body
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exists too, but it has no genuine reality. A hand which is cut
off still looks like a hand, and it exists, but without being
actual. Genuine actuality is necessity; what is actual is
inherently necessary. Necessity consists in this, that the whole
is sundered into the differences of the concept and that this
divided whole yields a fixed and permanent determinacy,
though one which is not fossilised but perpetually recreates
itself in its dissolution.
To a mature state thought and consciousness essentially
belong. Therefore the state knows what it wills and knows it
as something thought. Now since knowing has its seat in the
state, the seat of science must be there too and not in the
church. Despite this, it is often said nowadays that the state
must grow out of religion. The state is mind fully mature and
it exhibits its moments in the daylight of consciousness. Now
the fact that what is hidden in the Idea steps forth into
objective existence gives the state the appearance of
something finite, and so the state reveals itself as a domain of
worldliness, while religion displays itself as a domain of the
infinite. If this be so, the state seems to be the subordinate,
and since what is finite cannot stand on its own feet, the state
is therefore said to need the church as its basis. As finite, it
lacks justification, and it is only through religion that it can
become sacrosanct and pertain to the infinite. This handling
of the matter, however, is supremely one-sided. Of course the
state is essentially worldly and finite; it has particular ends and
particular powers; but its worldly character is only one of its
aspects, and it is only to an unintelligent superficial glance
that it is finite and nothing more. For the state has a lifegiving soul, and the soul which animates it is subjectivity,
which creates differences and yet at the same time holds them
together in unity. In the realm of religion too there are
distinctions and limitations. God, it is said, is triune; thus
there are three persons whose unity alone is Spirit (Geist).
Therefore to apprehend the nature of God concretely is to
apprehend it through distinctions alone. Hence in the
kingdom of God there are limitations, just as there are in the
world, and to hold that mind (Geist) on earth, i.e. the state, is
only a finite mind, is a one-sided view, since there is nothing
irrational about actuality. Of course a bad state is worldly and
finite and nothing else, but the rational state is inherently
infinite.
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Secondly, it is averred that the state must deny e its
justification from religion. In religion, the Idea is mind in the
inwardness of the heart, but it is this same Idea which gives
itself a worldly form as the state and fashions for itself an
embodiment and an actuality in knowing and willing. Now if
you say that the state must be grounded on religion, you may
mean that it should rest on rationality and arise out of it; but
your statement may also be misunderstood to mean that men
are most adroitly schooled to obedience if their minds are
shackled by a slavish religion. (The Christian religion,
however, is the religion of freedom, though it must be
admitted that this religion may become changed in character
and perverted from freedom to bondage when it is infected
with superstition.) Now if you mean that men must have
religion so that their minds, already shackled, may the more
easily be oppressed by the state, then the purport of your
statement is bad. But if you mean that men ought to respect
the state, this whole whose limbs they are, then of course the
best means of effecting this is to give them philosophical
insight into the essence of the state, though, in default of that,
a religious frame of mind may lead to the same result. For
this reason, the state may have need of religion and faith. But
the state remains essentially distinct from religion, since
whatever it claims, it claims in the form of a legal duty, and it
is a matter of indifference to it in what spirit that duty is
performed. The field of religion, on the other hand, is the
inner life, and just as the state would jeopardise the right of
that life if, like religion, it made claims on it, so also when the
church acts like a state and imposes penalties, it degenerates
into a religion of tyranny.
A third difference which is connected with the foregoing is
that the content of religion is and remains veiled, and
consequently religion’s place is in the field of the heart,
feeling, and representative thinking. In this field everything
has the form of subjectivity. The state, on the other hand,
actualises itself and gives its specific institutions a stable,
objective, existence. Now if religious feeling wished to assert
itself in the state in the same way as it is wont to do in its
own field, it would overturn the organisation of the state,
because the different organs of the state have latitude to
pursue their several distinct paths, while in religion everything
is always referred back to the whole. If this whole, then,
wished to engulf all the concerns of the state, this would be
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tantamount to fanaticism; the wish to have the whole in every
particular could be fulfilled only by the destruction of the
particular, and fanaticism is just the refusal to give scope to
particular differences. Hence to say: ‘To the pious man no
law is given’ is nothing but an expression of this same
fanaticism. Once piety usurps the place of the state, it cannot
tolerate the determinate but simply shatters it. It is quite
consistent with this if piety leaves decisions to conscience, to
the inner life, and is not governed by reasons. This inner life
does not develop into reasoned argument or give an account
of itself. Hence if piety is to pass for the actuality of the state,
all laws are cast to the winds and subjective feeling is the
legislator. This feeling may be pure caprice, and whether it is
or not can only be learnt from its actions. But by becoming
actions and precepts, its actions assume the guise of laws, and
this is just the very opposite of the subjective feeling with
which we started. This feeling has God for its object, and we
might make him the determinant of everything. But God is
the universal Idea and this feeling can regard him only as the
indeterminate, which is too immature to determine what is
existent in the state in a developed form. It is precisely the
fact that everything in the state is fixed and secure which is
the bulwark against caprice and dogmatic opinion. Religion as
such, then, ought not to be the governor.
§ 271
The constitution of the state is, in the first place, the organisation
of the state and the self-related process of its organic life, a process
whereby it differentiates its moments within itself and develops them
to self-subsistence. Secondly, the state is an individual, unique and
exclusive, and therefore related to others. Thus it turns its
differentiating activity outward and accordingly establishes within
itself the ideality of its subsisting inward differentiations.
Addition: Just as irritability in the living organism is itself
from one point of view something inward, something
pertaining to the organism as such, so here again the outward
reference is an inward tendency. The inner side of the state as
such is the civil power, while its outward tendency is the
military power, although this has a fixed place inside the state
itself. Now to have both these powers in equilibrium
constitutes an important factor in the spirit of the state.
Sometimes the civil power is wholly effaced and rests entirely
on the military power, as was the case, for instance, in the
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time of the Roman Emperors and the Praetorians. At other
times, nowadays for example, the military power is a mere byproduct of the civil power once all the citizens are
conscriptable.
1. The Constitution (on its internal side only)
§ 272
The constitution is rational in so far as the state inwardly
differentiates and determines its activity in accordance with the nature
of the concept. The result of this is that each of these powers is in
itself the totality of the constitution, because each contains the other
moments and has them effective in itself, and because the moments,
being expressions of the differentiation of the concept, simply abide
in their ideality and constitute nothing but a single individual whole.
Remark: In our day there has come before the public an
endless amount of babble about the constitution, as about
reason itself, and the stalest babble of all has been produced
in Germany, thanks to those who have persuaded themselves
that they have the best, or even the sole, understanding of
what a constitution is. Elsewhere, particularly in
governments, misunderstanding is supposed to reign. And
these gentlemen are convinced that they have an unassailable
justification for what they say because they claim that religion
and piety are the basis of all this shallow thinking of theirs. It
is no wonder that this babble has made reasonable men just
as sick of the words ‘reason’, ‘enlightenment’, right’, &c., as
of the words ‘constitution’ and ‘freedom’, and a man might
well be ashamed now to go on discussing the constitution of
the state at all! However, we may, at least hope that this
surfeit will be effective in producing the general conviction
that philosophical knowledge of such topics cannot arise
from argumentation, deduction, calculations of purpose and
utility, still less from the heart, love, and inspiration, but only
from the concept. We may also hope that those who hold
that the divine is inconceivable and the knowledge of truth a
wild-goose chase will feel themselves bound to refrain from
taking part in the discussion. The products of their hearts and
their inspirations are either undigested chatter or mere
edification, and whatever the worth of these neither can
pretend to notice from philosophy.
Amongst current ideas, mention may be made (in connection
with § 269) of the necessity for a division of powers within
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the state. This point is of the highest importance and, if taken
in its true sense, may rightly be regarded as the guarantee of
public freedom. It is an idea, however, with which the very
people who pretend to talk out of their inspiration and love
neither have, nor desire to have, any acquaintance, since it is
precisely there that the moment of rational determinacy lies.
That is to say, the principle of the division of powers contains
the essential moment of difference, of rationality realised. But
when the abstract Understanding handles it, it reads into it
the false doctrine of the absolute self-subsistence of each of
the powers against the others, and then one-sidedly interprets
their relation to each other as negative, as a mutual
restriction. This view implies that the attitude adopted by
each power to the others is hostile and apprehensive, as if the
others were evils, and that their function is to oppose one
another and as a result of this counterpoise to effect an
equilibrium on the whole, but never a living unity. It is only
the inner self-determination of the concept, not any other
consideration, whether of purpose or advantage, that is the
absolute source of the division of powers, and in virtue of
this alone is the organisation of the state something
inherently rational and the image of eternal reason.
How the concept and then, more concretely, how the Idea,
determine themselves inwardly and so posit their moments
— universality, particularity, and individuality — in
abstraction from one another, is discoverable from my logic,
though not of course from the logic current elsewhere. To
take the merely negative as a starting-point and to exalt to the
first place the volition of evil and the mistrust of this volition,
and then on the basis of this presupposition slyly to construct
dykes whose efficiency simply necessitates corresponding
dykes over against them, is characteristic in thought of the
negative Understanding and in sentiment of the outlook of
the rabble (see § 244).
If the powers (e.g. what are called the ‘Executive’ and the
‘Legislature’) become self-subsistent, then as we have recently
seen on a grand scale, the destruction of the state is forthwith
a fait accompli. Alternatively, if the state is maintained in
essentials, it is strife which through the subjection by one
power of the others, produces unity at least, however
defective, and so secures the bare essential, the maintenance
of the state.
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Addition: We should desire to have in the state nothing
except what is an expression of rationality. The state is the
world which mind has made for itself; its march, therefore, is
on lines that are fixed and absolute. How often we talk of the
wisdom of God in nature! But we are not to assume for that
reason that the physical world of nature is a loftier thing than
the world of mind. As high as mind stands above nature, so
high does the state stand above physical life. Man must
therefore venerate the state as a secular deity, and observe
that if it is difficult to comprehend nature, it is infinitely
harder to understand the state. It is a fact of the highest
importance that nowadays we have gained a clear-cut
intuition into the state in general and have been so much
engaged in discussing and making constitutions. But by
getting so far we have not yet settled everything. In addition,
it is necessary to bring to bear on a rational topic the reason
underlying intuition, to know what the essence of the matter
is and to realise that the obvious is not always the essential.
The powers of the state, then, must certainly be
distinguished, but each of them ‘must’ build itself inwardly
into a whole and contain in itself the other moments. When
we speak of the distinct activities of these powers, we must
not slip into the monstrous error of so interpreting their
distinction as to suppose that each power should subsist
independently in abstraction from the others. The truth is
that the powers are to be distinguished only as moments of
the concept. If instead they subsist independently in
abstraction from one another, then it is as clear as day that
two independent units cannot constitute a unity but must of
course give rise to strife, whereby either the whole is
destroyed or else unity is restored by force. Thus in the
French Revolution, the legislative power sometimes engulfed
the so-called ‘executive’, the executive sometimes engulfed
the legislative, and in such a case it must be stupid to
formulate e.g. the moral demand for harmony.
Leave the thing to the heart if you like and be saved all
trouble; but even if ethical feeling is indispensable, it has no
right to determine the powers of the state by reference to
itself alone. The vital point, then, is that since the fixed
characters of the powers are implicitly the whole, so also all
the powers as existents constitute the concept as a whole.
Mention is usually made of three powers, the legislative, the
executive, and the judiciary; of these the first corresponds to
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universality and the second to particularity, but the judiciary is
not the third moment of the concept, since the individuality
intrinsic to the concept lies outside these spheres.
§ 273
The state as a political entity is thus cleft into three substantive
divisions:
(a) the power to determine and establish the universal — the
Legislature ;
(b) the power to subsume single cases and the spheres of
particularity under the universal — the Executive ;
(c) the power of subjectivity, as the will with the power of ultimate
decision — the Crown . In the crown, the different powers are bound
into an individual unity which is thus at once the apex and basis of
the whole, i.e. of constitutional monarchy.
Remark: The development of the state to constitutional
monarchy is the achievement of the modern world, a world
in which the substantial Idea has won the infinite form [of
subjectivity — see § 144]. The history of this inner deepening
of the world mind — or in other words this free maturation
in course of which the Idea, realising rationality in the
external, releases its moments (and they are only its
moments) from itself as totalities, and just for that reason still
retains them in the ideal unity of the concept — the history
of this genuine formation of ethical life is the content of the
whole course of world-history.
The ancient division of constitutions into monarchy,
aristocracy, and democracy, is based upon the notion of
substantial, still undivided, unity, a unity which has not yet
come to its inner differentiation (to a matured, internal
organisation) and which therefore has not yet attained depth
or concrete rationality. From the standpoint of the ancient
world, therefore, this division is the true and correct one,
since for a unity of that still substantial type, a unity inwardly
too immature to have attained its absolutely complete
development, difference is essentially an external difference
and appears at first as a difference in the number of those in
whom that substantial unity is supposed to be immanent.
These forms, which on this principle belong to different
wholes, are given in limited monarchy the humbler position
of moments in a whole. The monarch is a single person; the
few come on the scene with the executive, and the many en
masse with the legislative. But, as has been indicated purely
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quantitative distinctions like these are only superficial and do
not afford the concept of the thing. Equally inadequate is the
mass of contemporary talk about the democratic and
aristocratic elements in monarchy, because when the
elements specified in such talk are found in a monarchy there
is no longer anything democratic or aristocratic about them.
There are notions of constitutions in which the state is
portrayed from top to bottom as an abstraction which is
supposed to rule and command, and how many individuals
are at the head of such a state, whether one or a few or all, is
a question left undecided and regarded as a matter of
indifference. [E.g.:] ‘All these forms’, says Fichte, ‘ ... are
justified, provided there be an ephorate’ (a scheme devised by
Fichte to be a counterpoise to the chief power in the state)
‘and may ... be the means of introducing universal rights into
the state and maintaining them there.’ A view of this kind —
and the device of the ephorate also — is begotten by the
superficial conception of the state to which reference has just
been made. It is true enough that in quite simple social
conditions these differences of constitutional form have little
or no meaning. For instance, in the course of his legislation
Moses prescribed that, in the event of his people’s desiring a
king, its institutions should remain unchanged except for the
new requirement that the king should not ‘multiply horses to
himself ... nor wives ... nor silver and gold’. t Besides, in a
sense one may of course say that the Idea too is indifferent to
these forms (including monarchy, but only when it is
restricted in meaning by being defined as an alternative on a
parity with aristocracy and democracy). But the Idea is
indifferent to them, not in Fichte’s but in the opposite sense,
because every one of them is inadequate to it in its rational
development (see § 272) and in none of them, taken singly,
could the Idea attain its right and its actuality. Consequently,
it is quite idle to inquire which of the three is most to be
preferred. Such forms must be discussed historically or not at
all.
Still, here again, as in so many other places, we must
recognise the depth of Montesquieu’s insight in his now
famous treatment of the basic principles of these forms of
government. To recognise the accuracy of his account,
however, we must not misunderstand it. As is well known, he
held that ‘virtue’ was the principle of democracy [and rightly],
since it is in fact the case that that type of constitution rests
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on sentiment, i.e. on the purely substantial form in which the
rationality of the absolute will still exists in democracy. But
Montesquieu goes on to say that in the seventeenth century
England provided ‘a fine spectacle of the way in which
efforts to found a democracy were rendered ineffective by a
lack of virtue in the leaders’. And again he adds ‘when virtue
vanishes from the republic, ambition enters hearts which are
capable of it and greed masters everyone ... so that the state
beeches everyone’s booty and its strength now consists only
in the power of a few citizens and the licence of all alike’.
These quotations call for the comment that in more mature
social conditions and when the powers of particularity have
developed and become free, a form of rational law other than
the form of sentiment is required, because virtue in the heads
of the state is not enough if the state as a whole is to gain the
power to resist disruption and to bestow on the powers of
particularity, now become mature, both their positive and
their negative rights. Similarly, we must remove the
misunderstanding of supposing that because the sentiment of
virtue is the substantial form of a democratic republic, it is
evidently superfluous in monarchy or even absent from it
altogether, and, finally, we may not suppose that there is an
opposition and an incompatibility between virtue and the
legally determinate agency of a state whose organisation is
fully articulated.
The fact that ‘moderation’ is cited as the principle of
aristocracy implies the beginning at this point of a divorce
between public authority and private interest. And yet at the
same time these touch each other so directly that this
constitution by its very nature stands on the verge of lapsing
forthwith into tyranny or anarchy — the harshest of political
conditions — and so into self-annihilation. See Roman
history, for example.
The fact that Montesquieu discerns ‘honour’ as the principle
of monarchy at once makes it clear that by ‘monarchy’ he
understands, not the patriarchal or any ancient type, nor, on
the other hand, the type organised into an objective
constitution, but only feudal monarchy, the type in which the
relationships recognised in its constitutional law are
crystallised into the rights of private property and the
privileges of individuals and Corporations. In this type of
constitution, political life rests on privileged persons and a
great part of what must be done for the maintenance of the
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state is settled at their pleasure. The result is that their
services are the objects not of duty but only of ideas and
opinions. Thus it is not duty but only honour which holds the
state together.
Another question readily presents itself here: ‘Who is to
frame the constitution?’ This question seems clear, but closer
inspection shows at once that it is meaningless, for it
presupposes that there is no constitution there, but only an
agglomeration of atomic individuals. How an agglomeration
of individuals could acquire a constitution, whether
automatically or by someone’s aid, whether as a present or by
force or by thought, it would have to be allowed to settle for
itself, since with an agglomeration the concept has nothing to
do. But if the question presupposes an already existent
constitution, then it is not about framing, but only about
altering the constitution, and the very presupposition of a
constitution directly implies that its alteration may come
about only by constitutional means. In any case, however, it is
absolutely essential that the constitution should not be
regarded as something made, even though it has come into
being in time. It must be treated rather as something simply
existent in and by itself, as divine therefore, and constant, and
so as exalted above the sphere of things that are made.
Addition: The principle of the modern world is freedom of
subjectivity, the principle that all the essential factors present
in the intellectual whole are now coming into their right in
the course of their development. Starting from this point of
view, we can hardly raise the idle question: Which is the
better form of government, monarchy or democracy? We
may only say that all constitutional forms are one-sided unless
they can sustain in themselves the principle of free
subjectivity and know how to correspond with a matured
rationality.
§ 274
Mind is actual only as that which it knows itself to be, and in the
state, as the mind of a nation, is both the law permeating all
relationships within the state and also at the same time the manners
and consciousness of its citizens. It follows, therefore, that the
constitution of any given nation depends in general on the character
and development of its self-consciousness. In its self-consciousness
its subjective freedom is rooted and so, therefore, is the actuality of
its constitution.
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Remark: The proposal to give a constitution — even one
more or less rational in content — to a nation a priori would
be a happy thought overlooking precisely that factor in a
constitution which makes it more than an ens rationis. Hence
every nation has the constitution appropriate to it and
suitable for it.
Addition: The state in its constitution must permeate all
relationships within the state. Napoleon, for instance, wished
to give the Spaniards a constitution a Priori, but the project
turned out badly enough. A constitution is not just something
manufactured; it is the work of centuries, it is the Idea, the
consciousness of rationality so far as that consciousness is
developed in a particular nation. No constitution, therefore, is
just the creation of its subjects. What Napoleon gave to the
Spaniards was more rational than what they had before, and
yet they recoiled from it as from something alien, because
they were not yet educated up to its level. A nation’s
constitution must embody its feeling for its rights and its
position, otherwise there may be a constitution there in an
external way, but it is meaningless and valueless. Isolated
individuals may often feel the need and the longing for a
better constitution, but it is quite another thing, and one that
does not arise till later, for the mass of the people to be
animated by such an idea. The principle of morality, of the
inner life of Socrates, was a necessary product of his age, but
time was required before it could become part and parcel of
the self-consciousness of everyone.
[a] The Crown
§ 275
The power of the crown contains in itself the three moments of
the whole (see § 272), viz. [a] the universality of the constitution and
the laws; [b] counsel, which refers the particular to#PR272 the
universal; and [c] the moment of ultimate decision, as the selfdetermination to which everything else reverts and from which
everything else derives the beginning of its actuality. This absolute
self-determination constitutes the distinctive principle of the power
of the crown as such, and with this principle our exposition is to
begin.
Addition: We begin with the power of the crown, i.e. with
the moment of individuality, since this includes the state’s
three moments as a totality in itself. The ego, that is to say, is
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at once the most individual thing and the most universal.
Prima facie, individuality occurs in nature too, but reality, the
opposite of ideality, and reciprocal externality are not the
same as self-enclosed existence. On the contrary, in nature
the various individual things subsist alongside one another. In
mind, on the other hand, variety exists only as something
ideal and as a unity. The state, then, as something mental, is
the exhibition of all its moments, but individuality is at the
same time the bearer of its soul and its life-giving principle,
i.e. the sovereignty which contains all differences in itself.
§ 276
(1) The fundamental characteristic of the state as a political entity
is the substantial unity, i.e. the ideality, of its moments.
[a] In this unity, the particular powers and their activities are
dissolved and yet retained. They are retained, however, only in the
sense that their authority is no independent one but only one of the
order and breadth determined by the Idea of the whole; from its
might they originate, and they are its flexible limbs while it is their
single self.
Addition: Much the same thing as this ideality of the
moments in the state occurs with life in the physical
organism. Life is present in every cell. There is only one life
in all the cells and nothing withstands it. Separated from that
life, every cell dies. This is the same as the ideality of every
single class, power, and Corporation as soon as they have the
impulse to subsist and be independent. It is with them as it is
with the belly in the organism. It, too, asserts its
independence, but at the same time its independence is set
aside and it is sacrificed and absorbed into the whole.
§ 277
[b] The particular activities and agencies of the state are its
essential moments and therefore are proper to it. The individual
functionaries and agents are attached to their office not on the
strength of their immediate personality, but only on the strength of
their universal and objective qualities. Hence it is in an external and
contingent way that these offices are linked with particular persons,
and therefore the functions and powers of the state cannot be private
property.
Addition: The business of the state is in the hands of
individuals. But their. authority to conduct its affairs is based
not on their birth but on their objective qualities. Ability,
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skill, character, all belong to a man in his particular capacity.
He must be educated and be trained to a particular task.
Hence an office may not be saleable or hereditary. In France,
seats in parliament were formerly saleable, and in the English
army commissions up to a certain rank are saleable to this
day. This saleability of office, however, was or is still
connected with the medieval constitution of certain states,
and such constitutions are nowadays gradually disappearing.
§ 278
These two points [a] and [b] constitute the sovereignty of the
state. That is to say, sovereignty depends on the fact that the
particular functions and powers of the state are not self-subsistent or
firmly grounded either on their own account or in the particular will
of the individual functionaries, but have their roots ultimately in the
unity of the state as their single self.
Remark: This is the sovereignty of the state at home.
Sovereignty has another side, i.e. sovereignty vis-à-vis foreign
states, on which see below.
In feudal times, the state was certainly sovereign vis-à-vis other
states; at home however, not only was the monarch not
sovereign at all, but the state itself was not sovereign either.
For one thing, the particular functions and powers of the
state and civil society were arranged (compare Remark to §
273) into independent Corporation and societies, so that the
state as a whole was rather an aggregate than an organism;
and, for another thing, office was the private property of
individuals, and hence what they were to do in their public
capacity was left to their own opinion and caprice.
The idealism which constitutes sovereignty is the same
characteristic as that in accordance with which the so-called
‘parts’ of organism are not parts but members, moments in
an organ whose isolation and independence spell disease. The
principle here is the same as that which came before us (see
§7) in the abstract concept of the will (see Remark to § 279)
as self-related negativity, and therefore as the universality of
the will determining itself to individuality and so cancelling all
particularity and determinacy, as the absolute self-determining
ground of all volition. To understand this, one must have
mastered the whole conception of the substance and genuine
subjectivity of the concept.
The fact that the sovereignty of the state is the ideality of all
particular authorities within it gives rise to the easy and also
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very common misunderstanding that this ideality is only
might and pure arbitrariness ; while ‘sovereignty’ is a
synonym for ‘despotism’. But despotism means any state of
affairs where law has disappeared and where the particular
will as such, whether of a monarch or a mob (ochlocracy),
counts as law; or rather takes the place of law; while it is
precisely in legal, constitutional, government that sovereignty
is to be found as the moment of ideality — the ideality of the
particular spheres and functions. That is to say, sovereignty
brings it about that each of these spheres is n thing
independent, self-subsistent in its aims and modes of
working, something immersed solely in itself, but that instead,
even in these aims and modes of working, each is determined
by and dependent on the aim of the whole (the aim which
has been denominated in general terms by the rather vague
expression ‘welfare of the state’).
This ideality manifests itself in a twofold way:
(i) In times of peace, the particular spheres and functions
pursue the path of satisfying their particular aims and
minding their own business, and it is in part only by way of
the unconscious necessity of the thing that their self-seeking
is turned into a contribution to reciprocal support and to the
support of the whole (see § 183). In part, however, it is by the
direct influence of higher authority that they are not only
continually brought back to the aims of the whole and
restricted accordingly (see § 289), but are also constrained to
perform direct services for the support of the whole.
(ii) In a situation of exigency, however, whether in home or
foreign affairs, the organism of which these particular spheres
are members fuses into the single concept of sovereignty.
The sovereign is entrusted with the salvation of the state at
the sacrifice of these particular authorities whose powers are
valid at other times, and it is then that that ideality comes into
its proper actuality (see § 321).
§ 279
(2) Sovereignty, at first simply the universal thought of this
ideality, comes into existence only as subjectivity sure of itself, as the
will’s abstract and to that extent ungrounded self-determination in
which finality of decision is rooted. This is the strictly individual
aspect of the state, and in virtue of this alone is the state one. The
truth of subjectivity, however, is attained only in a subject, and the
truth of personality only in a person; and in a constitution which has
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become mature as a realisation of rationality, each of the three
moments of the concept has its explicitly actual and separate
formations. Hence this absolutely decisive moment of the whole is
not individuality in general, but a single individual, the monarch.
Remark: The immanent development of a science, the
derivations of its entire content from the concept in its
simplicity (a science otherwise derived, whatever its merit,
does not deserve the name of a philosophical science)
exhibits this peculiarity, that one and the same concept — the
will in this instance — which begins by being abstract
(because it is at the beginning), maintains its identity even
while it consolidates its specific determinations, and that too
solely by its own activity, and in this way gains a concrete
content. Hence it is the basic moment of personality, abstract
at the start in immediate rights, which has matured itself
through its various forms of subjectivity, and now — at the
stage of absolute rights, of the state, of the completely
concrete objectivity of the will — has become the personality
of the state, its certainty of itself. This last reabsorbs all
particularity into its single self, cuts short the weighing of
pros and cons between which it lets itself oscillate perpetually
now this way and now that, and by saying ‘I will’ makes its
decision and so inaugurates all activity and actuality.
Further, however, personality, like subjectivity in general, as
infinitely self-related, has its truth (to be precise, its most
elementary, immediate, truth) only in a person, in a subject
existing ‘for’ himself, and what exists ‘for’ itself is just simply
a unit. It is only as a person, the monarch, that the personality
of the state is actual. Personality expresses the concept as
such; but the person enshrines the actuality of the concept,
and only when the concept is determined as person is it the
Idea or truth. A so-called ‘artificial person’, be it a society, a
community, or a family, however inherently concrete it may
be, contains personality only abstractly, as one moment of
itself. In an ‘artificial person’, personality has not achieved its
true mode of existence. The state, however, is precisely this
totality in which the moments of the concept have attained
the actuality correspondent to their degree of truth. All these
categories, both in themselves and in their external
formations, have been discussed in the whole course of this
treatise. They are repeated here, however, because while their
existence in their particular external formations is readily
granted, it does not follow at all that they are recognised and
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apprehended again when they appear in their true place, not
isolated, but in their truth as moments of the Idea.
The conception of the monarch is therefore of all
conceptions the hardest for ratiocination, i.e. for the method
of reflection employed by the Understanding. This method
refuses to move beyond isolated categories and hence here
again knows only raisonnement, finite points of view, and
deductive argumentation. Consequently it exhibits the dignity
of the monarch as something deduced, not only in its form,
but in its essence. The truth is, however, that to be something
not deduced but purely self-originating is precisely the
conception of monarchy. Akin, then, to this reasoning is the
idea of treating the monarch’s right as grounded in the
authority of God, since it is in its divinity that its
unconditional character is contained. We are familiar,
however, with the misunderstandings connected with this
idea, and it is precisely this ‘divine’ element which it is the
task of a philosophic treatment to Comprehend.
We may speak of the ‘sovereignty of the people’ in the sense
that any people whatever is self-subsistent vis-à-vis other
peoples, and constitutes a state of its own, like the British
people for instance. But the peoples of England, Scotland, or
Ireland, or the peoples of Venice, Genoa, Ceylon, &c., are
not sovereign peoples at all now that they have ceased to
have rulers or supreme governments of their own.
We may also speak of sovereignty in home affairs residing in
the people, provided that we are speaking generally about the
whole state and meaning only what was shown above (see §§
277, 278), namely that it is to the state that sovereignty
belongs.
The usual sense, however, in which men have recently begun
to speak of the ‘sovereignty of the people’ is that it is
something opposed to the sovereignty existent in the
monarch. So opposed to the sovereignty of the monarch, the
sovereignty of the people is one of the confused notions
based on the wild idea of the ‘people’. Taken without its
monarch and the articulation of the whole which is the
indispensable and direct concomitant of monarchy, the
people is a formless mass and no longer a state. It lacks every
one of those determinate characteristics — sovereignty,
government, judges, magistrates, class-divisions, &c., —
which are to be found only in a whole which is inwardly
organised. By the very emergence into a people’s life of
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273
moments of this kind which have a bearing on an
organisation, on political life, a people ceases to be that
indeterminate abstraction which, when represented in a quite
general way, is called the ‘people’.
If by ‘sovereignty of the people’ is understood a republican
form of government, or to speak more specifically (since
under ‘republic’ are comprised all sorts of other mixed forms
of government, which are purely empirical, let alone
irrelevant in a philosophical treatise) a democratic form, then
all that is needed in reply has been said already (in the
Remark to § 273); and besides, such a notion cannot be
further discussed in face of the Idea of the state in its full
development.
If the ‘people’ is represented neither as a patriarchal clan, nor
as living under the simple conditions which make democracy
or aristocracy possible as forms of government (see Remark
to § 273), — nor as living under some other unorganised and
haphazard conditions, but instead as an inwardly developed,
genuinely organic, totality, then sovereignty is there as the
personality of the whole, and this personality is there, in the
real existence adequate to its concept, as the person of the
monarch.
At the stage at which constitutions are divided, as above
mentioned, into democracy, aristocracy, and monarchy, the
point of view taken is that of a still substantial unity, abiding
in itself, without having yet embarked on its infinite
differentiation and the plumbing of its own depths. At that
stage, the moment of the final, self-determining, decision of
the will does not come on the scene explicitly in its own
proper actuality as an organic moment immanent in the state.
None the less, even in those comparatively immature
constitutional forms, there must always be individuals at the
head. Leaders must either be available already, as they are in
monarchies of that type, or, as happens in aristocracies, but
more particularly in democracies, they may rise to the top, as
statesmen or generals, by chance and in accordance with the
particular needs of the hour. This must happen, since
everything done and everything actual is inaugurated and
brought to completion by the single decisive act of a leader.
But comprised in a union of powers which remains
undifferentiated, this subjectivity of decision is inevitably
either contingent in its origin and appearance, or else is in
one way or another subordinate to something else. Hence in
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such states, the power of the leaders was conditioned, and
only in something beyond them could there be found a pure
unambiguous decision, a fatum, determining affairs from
without. As a moment of the Idea, this decision had to come
into existence, though rooted in something outside the circle
of human freedom with which the state is concerned. Herein
lies the origin of the need for deriving the last word on great
events and important affairs of state from oracles, a ‘divine
sign’ (in the case of Socrates), the entrails of animals, the
feeding and flight of birds, &c. It was when men had not yet
plumbed the depths of self-consciousness or risen out of
their undifferentiated unity of substance to their
independence that they lacked strength to look within their
own being for the final word.
In the ‘divine sign’ of Socrates (compare Remark to § 138) we
see the will which formerly had simply transferred itself
beyond itself now beginning to apply itself to itself and so to
recognise its own inward nature. This is the beginning of a
self-knowing and so of a genuine freedom. This realised
freedom of the Idea consists precisely in giving to each of the
moments of rationality its own self-conscious actuality here
and now. Hence it is this freedom which makes the ultimate
self-determining certitude — the culmination of the concept
of the will — the function of a single consciousness. This
ultimate self-determination, however, can fall within the
sphere of human freedom only in so far as it has the position
of a pinnacle, explicitly distinct from, and raised above, all
that is particular and conditional, for only so is it actual in a
way adequate to its concept.
Addition: In the organisation of the state — which here
means in constitutional monarchy — we must have nothing
before our minds except the inherent necessity of the Idea.
All other points of view must vanish. The state must be
treated as a great architectonic structure, as a hieroglyph of
the reason which reveals itself in actuality. Everything to do
with mere utility, externality, and so forth, must be eliminated
from the philosophical treatment of the subject. Now our
ordinary ideas can quite well grasp the conception of the state
as a self-determining and completely sovereign will, as final
decision. What is more difficult is to apprehend this ‘I will’ as
a person. To do so is not to say that the monarch may act
capriciously. As a matter of fact, he is bound by the concrete
decisions of his counsellors, and if the constitution is stable,
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he has often no more to do than sign his name. But this
name is important. It is the last word beyond which it is
impossible to go. It might be said that an organic, articulated,
constitution was present even in the beautiful democracy of
Athens, and yet we cannot help noticing that the Greeks
derived their final decisions from the observation of quite
external phenomena such as oracles, the entrails of sacrificial
animals, and the flight of birds. They treated nature as a
power which in those ways revealed and expressed what was
good for men. At that time, self-consciousness had not yet
advanced to the abstraction of subjectivity, not even so far as
to understand that, when a decision is to be made, an ‘I will’
must be pronounced by man himself. This ‘I will’ Constitutes
the great difference between the ancient world and the
modern, and in the great edifice of the state it must therefore
have its appropriate objective existence. Unfortunately,
however, this requirement is regarded as only external and
optional.
§ 280
(3) This ultimate self in which the will of the state is concentrated
is, when thus taken in abstraction, a single self and therefore is
immediate individuality. Hence its ‘natural’ character is implied in its
very conception. The monarch, therefore, is essentially characterised
as this individual, in abstraction from all his other characteristics, and
this individual is raised to the dignity of monarchy in an immediate,
natural, fashion, i.e. through his birth in the course of nature.
Remark: This transition of the concept of pure selfdetermination into the immediacy of being and so into the
realm of nature is of a purely speculative character, and
apprehension, of it therefore belongs to logic. Moreover, this
transition is on the whole the same as that familiar to us in
the nature of willing, and there the process is to translate
something from subjectivity (i.e. some purpose held before
the mind) into existence (see § 8). But the proper form of the
Idea and of the transition here under consideration is the
immediate conversion of the pure self-determination of the
will (i.e. of the simple concept itself) into a single and natural
existent without the mediation of a particular content (like a
purpose in the case of action).
In the so-called ‘ontological’ proof of the existence of God,
we have the same conversion of the absolute concept into
existence. This conversion has constituted the depth of the
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Idea in the modern world, although recently it has been
declared inconceivable, with the result that knowledge of
truth has been renounced, since truth is simply the unity of
concept and existence (see § 23). Since the Understanding has
no inner consciousness of this unity and refuses to move
beyond the separation of these two moments of the truth, it
may perhaps, so far as God is concerned, still permit a ‘faith’
in this unity. But since the idea of the monarch is regarded as
being quite familiar to ordinary consciousness, the
Understanding clings here all the more tenaciously to its
separatism and the conclusions which its astute ratiocination
deduces therefrom. As a result, it denies that the moment of
ultimate decision in the state is linked implicitly and actually
(i.e. in the rational concept) with the immediate birthright of
the monarch. consequently it infers, first, that this link is a
matter of accident, and further — since it has claimed that
the absolute diversity of these moments is the rational thing
— that such a link is irrational, and then there follow the
other deductions disruptive of the Idea of the state.
Addition: It is often alleged against monarchy that it makes
the welfare of the state dependent on chance, for, it is urged,
the monarch may be ill-educated, he may perhaps be
unworthy of the highest position in the state, and it is
senseless that such a state of affairs should exist because it is
supposed to be rational. But all this rests on a presupposition
which is nugatory, namely that everything depends on the
monarch’s particular character. In a completely organised state,
it is only a question of the culminating point of formal
decision (and a natural bulwark against passion. It is wrong
therefore to demand objective qualities in a monarch); he has
only to say ‘yes’ and dot the ‘i’, because the throne should be
such that the significant thing in its holder is not his
particular make-up. (Monarchy in this sense is rational
because it corresponds with the concept, but since this is
hard to grasp, we often fail to notice the rationality of
monarchy. Monarchy must be inherently stable and) whatever
else the monarch may have in addition to this power of final
decision is part and parcel of his private character and should
be of no consequence. Of course there may be circumstances
in which it is this private character alone which has
prominence, but in that event the state is either not fully
developed, or else is badly constructed. In a well-organised
monarchy, the objective aspect belongs to law alone, and the
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monarch’s part is merely to set to the law the subjective ‘I
will’.
§ 281
Both moments in their undivided unity — (a) the will’s ultimate
ungrounded self, and (b) therefore its similarly ungrounded objective
existence (existence being the category which is at home in nature) —
constitute the Idea of something against which caprice is powerless,
the ‘majesty’ of the monarch. In this unity lies the actual unity of the
state, and it is only through this, its inward and outward immediacy,
that the unity of the state is saved from the risk of being drawn down
into the sphere of particularity and its caprices, ends, and opinions,
and saved too from the war of factions round the throne and from
the enfeeblement and overthrow of the power of the state.
Remark: The rights of birth and inheritance constitute the
basis of legitimacy, the basis of a right not purely positive but
contained in the Idea.
If succession to the throne is rigidly determined, i.e. if it is
hereditary, then faction is obviated at a demise of the crown;
this is one aspect of hereditary succession and it has long
been rightly stressed as a point in its favour. This aspect,
however, is only consequential, and to make it the reason for
hereditary succession is to drag down the majesty of the
throne into the sphere of argumentation, to ignore its true
character as ungrounded immediacy and ultimate inwardness,
and to base it not on the Idea of the state immanent within it,
but on something external to itself, on some extraneous
notion such as the ‘welfare of the state’ or the I welfare of the
People’. Once it has been so based, its hereditary character
may of course be deduced by the use of media termini. But
other media termini are equally available, and so therefore are
different conclusions, and it is only too well known what
conclusions have in fact been drawn from this ‘welfare of the
people’ (salut du people). Hence the majesty of the monarch is a
topic for thoughtful treatment by philosophy alone, since
every method of inquiry, other than the speculative method
of the infinite Idea which is purely self-grounded, annuls the
nature of majesty altogether.
An elective monarchy seems of course to be the most natural
idea, i.e. the idea which superficial thinking finds handiest.
Because it is the concerns and interests of his people for
which a monarch has to provide, so the argument runs, it
must be left to the people to entrust with its welfare
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whomsoever it pleases, and only with the grant of this trust
does his right to rule arise. This view, like the notion of the
monarch as the highest executive official in the state, or the
notion of a contractual relation between him and his people,
&c., &c., is grounded on the will interpreted as the whim,
opinion, and caprice of the Many. A will of this character
counts as the first thing in civil society (as was pointed out
long ago) or rather it tries to count as the one thing there but
it is not the guiding principle of the family, still less of the
state, and in short it stands opposed to the Idea of ethical life.
It is truer to say that elective monarchy is the worst of
institutions, and its results suffice to reveal this to
ratiocination. To ratiocination, however, these results have
the appearance of something merely possible and probable,
though they are in fact inherent in the very essence of this
institution. In an elective monarchy, I mean, the nature of the
relation between king and people implies that the ultimate
decision is left with the particular will, and hence the
constitution becomes a Compact of Election, i.e. a surrender
of the power of the state at the discretion of the particular
will. The result of this is that the particular offices of state
turn into private property, the sovereignty of the state is
enfeebled and lost, and finally the state disintegrates within
and is overthrown from without.
Addition: If we are to grasp the Idea of the monarch, we
cannot be content with saying that God has appointed kings
to rule over us, since God has made everything, even the
worst of things. The point of view of utility does not get us
very far either, and it is always possible to point out
counterbalancing disadvantages. Still less does it help to
regard monarchy as a positive right. That I should hold
property is necessary, but my holding of this particular
property is contingent; and in the same way, the right that
there must be one man at the head of affairs seems
contingent too if it is treated as abstract and as posited. This
right, however, is inevitably present both as a felt want and as
a requirement of the situation. Monarchs are not exactly
distinguished for bodily prowess or intellectual gifts, and yet
millions submit to their rule. Now to say that men allow
themselves to be ruled counter to their own interests, ends,
and intentions is preposterous. Men are not so stupid. It is
their need, it is the inner might of the Idea, which, even
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against what they appear to think, constrains them to
obedience and keeps them in that relation.
If then the monarch comes on the scene as the head and a
part of the constitution, we are compelled to hold that there
is no constitutional identity between a conquered people and
its prince. A rebellion in a province conquered in war is a
different thing from a rising in a well-organised state. It is not
against their prince that the conquered are in rebellion, and
they are committing no crime against the state, because their
connection with their master is not a connection within the
Idea or one within the inner necessity of the constitution. In
such a case, there is only a contract, no political tie. Je ne sais
pas votre prince, je suis votre maître, Napoleon retorted to the
envoys at Erfurt.
§ 282
The right to pardon criminals arises from the sovereignty of the
monarch, since it is this alone which is empowered to actualise
mind’s power of making undone what has been done and wiping out
a crime by forgiving and forgetting it.
Remark: The right of pardon is one of the highest
recognitions of the majesty of mind. Moreover it is one of
those cases where a category which belongs to a higher
sphere is applied to or reflected in the sphere below.
Applications of higher categories to a lower sphere, however,
concern the particular science which has to handle its subjectmatter in all its empirical details (see the second footnote to
the Remark to § 270). Another instance of the same kind of
thing is the subsumption under the concept of crime (which
came before us earlier — see §§ 95 - 102) of injuries against
the state in general, or against the sovereignty, majesty, and
person of the prince. In fact these acquire the character of
crime of the worst kind, requiring a special procedure, &c.
Addition: Pardon is the remission of punishment, but it
does not annul the law (Recht). On the contrary, the law
stands and the pardoned man remains a criminal as before.
Pardon does not mean that he has not committed a crime.
This annulment of punishment may take place through
religion, since something done may by spirit (Geist) be made
undone in spirit. But the power to accomplish this on earth
resides in the king’s majesty alone and must belong solely to
his self-determined decision.
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§ 283
The second moment in the power of the crown is the moment of
particularity, or the moment of a determinate content and its
subsumption under the universal. When this acquires a special
objective existence, it becomes the supreme council and the
individuals who compose it. They bring before the monarch for his
decision the content of current affairs of state or the legal provisions
required to meet existing needs, together with their objective aspects,
i.e. the grounds on which decision is to be based, the relative laws,
circumstances, &c. The individuals who discharge these duties are in
direct contact with the person of the monarch and therefore their
choice and dismissal alike rest with his unrestricted caprice.
§ 284
It is only for the objective side of decision, i.e. for knowledge of
the problem and the attendant circumstances, and for the legal and
other reasons which determine its solution, that men are answerable;
in other words, it is these alone which are capable of objective proof.
It is for this reason that these may fall within the province of a
council which is distinct from the personal will of the monarch as
such. Hence it is only councils or their individual members that are
made answerable. The personal majesty of the monarch, on the other
hand, as the final subjectivity of decision, is above all answerability
for acts of government.
§ 285
The third moment in the power of the crown concerns the
absolute universality which subsists subjectively in the conscience of
the monarch and objectively in the whole of the constitution and the
laws. Hence the power of the Crown presupposes the other moments
in the state just as it is presupposed by each of them.
§ 286
The objective guarantee of the power of the crown, of the
hereditary right of succession to the throne, and so forth, consists in
the fact that just as monarchy has its own actuality in distinction from
that of the other rationally determined moments in the state, so these
others explicitly possess the rights and duties appropriate to their
own character. In the rational organism of the state, each member, by
maintaining itself in its own position, eo ipso maintains the others in
theirs.
Remark: One of the results of more recent history is the
development of a monarchical constitution with succession
to the throne firmly fixed on hereditary principles in
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281
accordance with primogeniture. With this development,
monarchy has been brought back to the patriarchal principle
in which it had its historical origin, but its determinate
character is now higher, because the monarch is the absolute
apex of an organically developed state. This historical result is
of the utmost importance for public freedom and for
rationality in the constitution, but, as was remarked above, it
is often grossly misunderstood despite the respect paid to it.
The history of despotisms, as of the now obsolete, purely
feudal, monarchies, is a tale of the vicissitudes of revolt,
monarchical tyranny, civil war, the ruin of princes of the
blood and whole dynasties, and, consequentially the general
devastation and overthrow of the state in both its home and
foreign concerns. This is all due to the fact that, in
monarchies of that type, the division of the business of the
state is purely mechanical, the various sections being merely
handed over to pashas, vassals, &c. The difference between
the departments is simply one of greater or lesser power
instead of being one of form and specific character. Hence
each department maintains itself and in doing so is
productive only of itself and not of the others at the same
time; each is independent and autonomous and completely
incorporates in itself all the moments of the concept. When
there is an organic relation subsisting between members, not
parts, then each member by fulfilling the functions of its own
sphere is eo ipso maintaining the others; what each
fundamentally aims at and achieves in maintaining itself is the
maintenance of the others.
The guarantees in question here for the maintenance of the
succession to the throne or for the power of the crown
generally, or for justice, public freedom, &c., are modes of
securing these things by means of institutions. For subjective
guarantees we may look to the affection of the people, to
character., oaths of allegiance, power, and so forth, but, when
the constitution is being discussed, it is only objective
guaranteed that are relevant. And such guarantees are
institutions, i.e. mutually’., conditioning moments, organically
interconnected. Hence publish freedom in general and an
hereditary monarchy guarantee each other; they stand or fall
together of necessity, because public freedom means a
rational constitution, while the hereditary character of the
power of the crown is, as has been shown, the moment lying
in the concept of that power.
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[b] The Executive
§ 287
There is a distinction between the monarch’s decision and their
execution and application, or in general between his decisions and the
continued execution or maintenance of past decisions, existing laws,
regulations, organisations for the securing of common ends, and so
forth. This task of merely subsuming the particular under the
universal is comprised in the executive power, which also includes the
powers of the judiciary and the police. The latter have a more
immediate bearing on the particular concerns of civil society and they
make the universal interest authoritative over its particular aims.
§ 288
Particular interests which are common to everyone fall within civil
society and lie outside the absolutely universal interest of the state
proper (see § 256). The administration of these is in the hands of
Corporations (see § 251), commercial and professional as well as
municipal, and their officials, directors, managers, and the like. It is
the business of these officials to manage the private property and
interests of these particular spheres and, from that point of view,
their authority rests on the confidence of their commonalties and
professional equals. On the other hand, however, these circles of
particular interests must be subordinated to the higher interests of the
state, and hence the filling of positions of responsibility in
Corporations, &c., will generally be effected by a mixture of popular
election by those interested with appointment and ratification by
higher authority.
§ 289
The maintenance of the state’s universal interest, and of legality, in
this sphere of particular rights, and the work of bringing these rights
back to the universal, require to be superintended by holders of the
executive power, by (a) the executive civil servants, and (b) the higher
advisory officials (who are organised into committees). These
converge in their supreme heads who are in direct contact with the
monarch.
Remark: Just as civil society is the battlefield where
everyone’s individual private interest meets everyone else’s,
so here we have the struggle (a) of private interests against
particular matters of common concern and (b) of both of
these together against the organisation of the state and its
higher outlook. At the same time the corporation mind,
engendered when the particular spheres gain their title to
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rights, is now inwardly converted into the mind of the state,
since it finds in the state the means of maintaining its
particular ends. This is the secret of the patriotism of the
citizens in the sense that they know the state as their
substance, because it is the state that maintains their
particular spheres of interest together with the title, authority,
and welfare of these. In the corporation mind the rooting of
the particular in the universal is directly entailed, and for this
reason it is in that mind that the depth and strength which
the state possesses in sentiment is seated.
The administration of a Corporation’s business by its own
officials is frequently clumsy, because although they keep
before their minds and are acquainted with its special
interests and affairs, they have a far less complete
appreciation of the connection of those affairs with more
remote conditions and the outlook of the state. In addition,
other circumstances contribute to the same result, e.g. close
private relationships and other factors putting officials on a
footing of equality with those who should be their
subordinates, the rather numerous ways in which officials
lack independence, and so on. This sphere of private
interests, however, may be regarded as the one left to the
moment of formal freedom, the one which affords a
playground for personal knowledge, personal decisions and
their execution, petty passions and conceits. This is all the
more permissible, the more trivial, from the point of view of
the more universal affairs of state, is the intrinsic worth of the
business which in this way comes to ruin or is managed less
well or more laboriously, &c. And further, it is all the more
permissible, the more this laborious or foolish management
of such trivial affairs stands in direct relation with the selfsatisfaction and vanity derived therefrom.
§ 290
Division of labour (see § 198) occurs in the business of the
executive also. For this reason, the organisation of officials has the
abstract though difficult task of so arranging that (a) civil life shall be
governed in a concrete manner from below where it is concrete, but
that (b) none the less the business of government shall be divided
into its abstract branches manned by special officials as different
centres of administration, and further that (c) the operations of these
various departments shall converge again when they are directed on
civil life from above, in the same way as they converge into a general
supervision in the supreme executive.
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Addition: The point of special importance in the executive is
the division of functions. The executive is concerned with the
transition from the universal to the particular and the
individual, and its functions must be divided in accordance
with the differences between its branches. The difficulty,
however, is that these different branches meet again at both
the top and the bottom. The police and the judiciary, for
instance, move at right angles to one another, but in each
particular case they coincide again. The usual expedient
adopted to meet this difficulty is to appoint a Chancellor, a
Prime Minister, or a Président du Conseil des Ministres to
unify control at the top. But the result of this is that once
more everything may have its source in the Minister’s power,
and the business of the state is, as we say, centralised. This
entails the maximum of simplification, speed, and efficiency
in meeting state requirements. A system of this kind was
introduced by the French revolutionaries, elaborated by
Napoleon, and still exists in France today. On the other hand,
France lacks Corporations and local government, i.e.
associations wherein particular and universal interests meet. It
is true that these associations won too great a measure of selfsubsistence in the Middle Ages, when they were states within
states and obstinately persisted in behaving like independent
corporate bodies. But while that should not be allowed to
happen, we may none the less affirm that the proper strength
of the state lies in these associations. In them the executive
meets with legitimate interests which it must respect, and
since the administration cannot be other than helpful to such
interests, though it must also supervise them, the individual
finds protection in the exercise of his rights and so links his
private interest with the maintenance of the whole. For some
time past organisations have been framed with a view to
controlling these particular spheres from above, and effort
has chiefly been expended on organisations of that type,
while the lower classes, the mass of the population, have been
left more or less unorganised. And yet it is of the utmost
importance that the masses should be organised, because only
so do they become mighty and powerful. Otherwise they are
nothing but a heap, an aggregate of atomic units. Only when
the particular associations are organised members of the state
are they possessed of legitimate power.
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§ 291
The nature of the executive functions is that they are objective
and that in their substance they have been explicitly fixed by previous
decisions (see § 287); these functions have to be fulfilled and carried
out by individuals. Between an individual and his office there is no
immediate natural link. Hence individuals are not appointed to office
on account of their birth or native personal gifts. The objective factor
in their appointment is knowledge and proof of ability. Such proof
guarantees that the state will get what it requires; and since it is the
sole condition of appointment, it also guarantees to every citizen the
chance of joining the class of civil servants.
§ 292
Since the objective qualification for the civil service is not genius
(as it is for work as an artist, for example), there is of necessity an
indefinite plurality of eligible candidates whose relative excellence is
not determinable with absolute precision. The selection of one of the
candidates, his nomination to office, and the grant to him of full
authority to transact public business — all this, as the linking of two
things, a man and his office, which in relation to each other must
always be fortuitous, is the subjective aspect of election to office, and
it must lie with the crown as the Power in the state which is sovereign
and has the last word.
§ 293
The particular public functions which the monarch entrusts to
officials constitute one part of the objective aspect of the sovereignty
residing in the crown. Their specific discrimination is therefore given
in the nature of the thing. And while the actions of the officials are
the fulfilment of their duty, their office is also a right exempt from
contingency.
§ 294
Once an individual has been appointed to his official position by
the sovereign’s act (see § 292), the tenure of his post is conditional on
his fulfilling its duties. Such fulfilment is the very essence of his
appointment, and it is only consequential that he finds in his office
his livelihood and the assured satisfaction of his particular interests
(see § 264), and further that his external circumstances and his official
work are freed from other kinds of subjective dependence and
influence.
Remark: The state does not count on optional,
discretionary, services (e.g. on justice administered by knights
errant). It is just because such services are optional and
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discretionary that the state cannot rely on them, for casual
servants may fail for private reasons to fulfil their duties
completely, or they may arbitrarily decide not to fulfil them at
all but pursue their private ends instead. The opposite
extreme to a knight errant, so far as the service of the state
goes, would be an official who clung to his office purely and
simply to make a living without any real sense of duty and so
without any real right to go on holding it.
What the service of the state really requires is that men shall
forgo the selfish and capricious satisfaction of their subjective
ends; by this very sacrifice, they acquire the right to find their
satisfaction in, but only in, the dutiful discharge of their
public functions. In this fact, so far — as public business is
concerned, there lies the link between universal and particular
interests which constitutes both the concept of the state and
its inner stability (see § 260).
It follows that a man’s tenure of his civil service post is not
contractual (see § 75), although his appointment involves a
consent and an undertaking on both sides. A civil servant is
not appointed, like an agent, to perform a single casual act of
service; on the contrary, he concentrates his main interests
(not only his particular interests but his mental interests also)
on his relation to his work. Similarly, the work imposed upon
him and entrusted to him is not merely a particular thing,
external in character; the value of such a thing is something
inward and therefore distinct from its outward character, so
that it is in no way impaired if what has been stipulated is not
fulfilled (see § 77). The work of a civil servant, however, is as
such a value in and for itself. Hence the wrong committed
through its non-performance, or positive mis-performance
(i.e. through an action contrary to official duty, and both of
these are of that type), is an infringement of the universal
content itself (i.e. is a negatively infinite judgment — see §
95) and so is a trespass or even a crime.
The assured satisfaction of particular needs removes the
external compulsion which may tempt a man to seek ways
and means of satisfying them at the expense of his official
duties. Those who are entrusted with affairs of state find in
its universal power the protection they need against another
subjective phenomenon, namely the personal passions of the
governed, whose private interests, &c., suffer injury as the
interest of the state is made to prevail against them.
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§ 295
The security of the state and its subjects against the misuse of
power by ministers and their officials lies directly in their hierarchical
organisation and their answerability; but it lies too in the authority
given to societies and Corporations, because in itself this is a barrier
against the intrusion of subjective caprice into the power entrusted to
a civil servant, and it completes from below the state control which
does not reach down as far as the conduct of individuals.
Remark: The conduct and culture of officials is the sphere
where the laws and the government’s decisions come into
contact with individuals and are actually made good. Hence it
is on the conduct of officials that there depend not only the
contentment of citizens and their confidence in the
government, but also the execution — or alternatively the
distortion and frustration — of state projects; at any rate, this
is the case in the sense that feeling and sentiment may easily
rate the manner of execution as highly as the very content of
the command to be executed, even though the content may
in fact be the imposition of a tax. Owing to the direct and
personal nature of this contact with individuals, control from
above can attain its ends in this respect only to a rather
incomplete extent. Moreover, its ends may also be hindered
by interests common to officials who form a clique over
against their inferiors on one side and their superiors on the
other. In states whose institutions may perhaps be
imperfectly developed in other respects also, the removal of
hindrances like these requires and justifies the higher
intervention of the sovereign (as for example of Frederick the
Great in the notorious affair of Arnold the miller).
§ 296
But the fact that a dispassionate, upright, and polite demeanour
becomes customary [in civil servants] is (i) partly a result of direct
education in thought and ethical conduct. Such an education is a
mental counterpoise to the mechanical and semi-mechanical activity
involved in acquiring the so-called ‘sciences’ of matters connected
with administration, in the requisite business training, in the actual
work done, &c. (ii) The size of the state, however, is an important
factor in producing this result, since it diminishes the stress of family
and other personal ties, and also makes less potent and so less keen
such passions as hatred, revenge, &c. In those who are busy with the
important questions arising in a great state, these subjective interests
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automatically disappear, and the habit is generated of adopting
universal interests, points of view, and activities.
§ 297
Civil servants and the members of the executive constitute the
greater part of the middle class, the class in which the consciousness
of right and the developed intelligence of the mass of the people is
found. The sovereign working on the middle class at the top, and
Corporation-rights working on it at the bottom, are the institutions
which effectually prevent it from acquiring the isolated position of an
aristocracy and using its education and skill as means to an arbitrary
tyranny.
Remark: At one time the administration of justice, which is
concerned with the private interests of all members of the
state, was in this way turned into an instrument of profit and
tyranny, when the knowledge of the law was buried in
pedantry and a foreign tongue, and knowledge of legal
processes was similarly buried in involved formalities.
Addition: The middle class, to which civil servants belong, is
politically conscious and the one in which education is mist
prominent. For this reason it is also the pillar of the state so
far as honesty and intelligence are concerned. A state without
a middle class must therefore remain on a low level. Russia,
for instance, has a mass of serfs on the one hand and a mass
of rulers on the other. It is a prime concern of the state that a
middle class should be developed, but this can be done only
if the state is an organic unity like the one described here, i.e.
it can be done only by giving authority to spheres of
particular interests, which are relatively independent, and by
appointing an army of officials whose personal arbitrariness is
broken against such authorised bodies. Action in accordance
with everyone’s rights, and the habit of such action, is a
consequence of the counterpoise to officialdom which
independent and self-subsistent bodies create.
[c] The Legislature
§ 298
The legislature is concerned (a) with the laws as such in so far as
they require fresh and extended determination; and (b) with the
content of home affairs affecting the entire state. The legislature is
itself a part of the constitution which is presupposed by it and to that
extent lies absolutely outside the sphere directly determined by it;
none the less, the constitution becomes progressively more mature in
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the course of the further elaboration of the laws and the advancing
character of the universal business of government.
Addition: The constitution must in and by itself be the fixed
and recognised ground on which the legislature stands, and
for this reason it must not first be constructed. Thus the
constitution is, but just as essentially it becomes, i.e. it advances
and matures. This advance is an alteration which is
imperceptible and which lacks the form of alteration. For
example, the wealth of the German princes and their families
began by being private property but then without any struggle
or opposition it was converted into crown lands, i.e. into
public property. This came about because the princes felt the
need of integrating their possessions and demanded property
guarantees from their country and Estates; and these
guarantees were I intertwined with such a mode of stabilising
property that it ceased to be at the sole disposal of the
princes. An analogous case is that [in the Holy Roman
Empire] the Emperor was formerly a judge and travelled the
Empire on circuit, and then, owing to the purely superficial
results of cultural progress, external reasons made it necessary
for him to delegate more and more of his judicial functions to
others, with the result that the judicial power was transferred
from the person of the monarch to groups of judges. Hence
the advance from one state of affairs to another is tranquil in
appearance and unnoticed. In this way a constitution changes
over a long period of time into something quite different
from what it was originally.
§ 299
Legislative business is more precisely determined, in relation to
private individuals, under these two heads: [a] provision by the state
for their well-being and happiness, and [b] the exaction of services
from them. The former comprises the laws dealing with all sorts of
private rights, the rights of communities, Corporations, and
organisations affecting the entire state, and further it indirectly (see §
298) comprises the whole of the constitution. As for the services to
be exacted, it is only if these are reduced to terms of money, the really
existent and universal value of both things and services, that they can
be fixed justly and at the same time in such a way that any particular
tasks and services which an individual may perform come to be
mediated through his own arbitrary will.
Remark: The proper object of universal legislation may be
distinguished in a general way from the proper function of
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administrative officials or of some kind of state regulation, in
that the content of the former is wholly universal, i.e.
determinate laws, while it is what is particular in content
which falls to the latter, together with ways and means of
enforcing the law. This distinction, however, is not a hard
and fast one, because a law, by being a law, is ab initio
something more than a mere command in general terms
(such as ‘Thou shalt not kill’ — compare Remark (d) to §
140). A law must in itself be something determinate, but the
more determinate it is, the more readily are its terms capable
of being carried out as they stand. At the same time, however,
to give to laws such a fully detailed determinacy would give
them empirical features subject inevitably to alteration in the
course of their being actually carried out, and this would
contravene their character as laws. The organic unity of the
powers of the state itself implies that it is one single mind
which both firmly establishes the universal and also brings it
into its determinate actuality and carries it out.
In the state it may happen, to begin with, that the numerous
aptitudes, possessions, pursuits, and talents of its members,
together with the infinitely varied richness of life intrinsic to
these — all of which are at the same time linked with their
owner’s mentality — are not subject to direct levy by the
state. It lays claim only to a single form of riches, namely
money. (Services requisitioned for the defence of the state in
war arise for the first time in connection with the duty
considered in the next subdivision of this book.) In fact,
however, money is not one particular type of wealth amongst
others, but the universal form of all types so far as they are
expressed in an external embodiment and so can be taken as
‘things’. Only by being translated into terms of this extreme
culmination of externality can services exacted by the state be
fixed quantitatively and so justly and equitably.
In Plato’s Republic, the Guardians are left to allot individuals
to their particular classes and impose on them their particular
tasks (compare Remark to as § 185). Under the feudal
monarchies the services required from vassals were equally
indeterminate, but they had also to serve in their particular
capacity, e.g. as judges. The same particular character pertains
to tasks imposed in the East and in Egypt in connection with
colossal architectural undertakings, and so forth. In these
circumstances the principle of subjective freedom is lacking,
i.e. the principle that the individual’s substantive activity —
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which in any case becomes something particular in content in
services like those mentioned — shall be mediated through
his particular volition. This is a right which can be secured
only when the demand for service takes the form of a
demand for something of universal value, and it is this right
which has brought with it this conversion of the state’s
demands into demands for cash.
Addition: The two sides of the constitution bear respectively
on the rights and the services of individuals. Services are now
almost entirely reduced to money payments, and military
service is now almost the only personal one exacted. In the
past, far more claims were made directly on a man’s own
person, and he used to be called upon for work according to
his ability. In our day, the state purchases what it requires.
This may at first sight seem an abstract, heartless, and dead
state of affairs, and for the state to be satisfied with indirect
services may also look like decadence in the state. But the
principle of the modern state requires that the whole of an
individual’s activity shall be mediated through his will. By
means of money, however, the justice of equality can be
achieved much more efficiently. Otherwise, if assessment
depended on concrete ability, a talented man would be more
heavily taxed than an untalented one. But nowadays respect
for subjective freedom is publicly recognised precisely in the
fact that the state lays hold of a man only by that which is
capable of being held.
§ 300
In the legislature as a whole the other powers are the first two
moments which are effective, (i) the monarchy as that to which
ultimate decisions belong; (ii) the executive as the advisory body since
it is the moment possessed of [a] a concrete knowledge and oversight
of the whole state in its numerous facets and the actual principles
firmly established within it, and [b] a knowledge in particular of what
the state’s power needs. The last moment in the legislature is the
Estates.
Addition: The proposal to exclude members of the
executive from legislative bodies, as for instance the
Constituent Assembly did, is a consequence of false views of
the state. In England, ministers must be members of
parliament, and this is right, because executive officers should
be linked with and not opposed to the legislature. The ideal
of the so-called ‘independence of powers’ contains the
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fundamental error of supposing that the powers, though
independent, are to check one another. This independence,
however, destroys the unity of the state, and unity is the chief
of all desiderata.
§ 301
The Estates have the function of bringing public affairs into
existence not only implicitly, but also actually, i.e. of bringing into
existence the moment of subjective formal freedom, the public
consciousness as an empirical universal, of which the thoughts and
opinions of the Many are particulars.
Remark: The phrase ‘the Many’ (o polli) denotes empirical
universality more strictly than ‘All’, which is in current use. If
it is said to be obvious that this ‘all’ prima facie excludes at
least children, women, &c., then it is surely still more obvious
that the quite definite word ‘all’ should not be used when
something quite indefinite is meant.
Current opinion has put into general circulation such a host
of perverse and false ideas and ways of speaking about
‘People’, ‘Constitution’, and ‘Estates’ that it would be a waste
of energy to try to specify, expound, and correct them. The
idea uppermost in men’s minds when they speak about the
necessity or the expediency of ‘summoning the Estates’ is
generally something of this sort: (i) The deputies of the
people, or even the people themselves, must know best what
is in their best interest, and (ii) their will for its promotion is
undoubtedly the most disinterested. So far as the first of
these points is concerned, however, the truth is that if
‘people’ means a particular section of the citizens, then it
means precisely that section which does not know what it
wills. To know what one wills, and still more to know what
the absolute will, Reason, wills, is the fruit of profound
apprehension and insight, precisely the things which are not
popular.
The Estates are a guarantee of the general welfare and public
freedom. A little reflection will show that this guarantee does
not lie in their particular power of insight, because the highest
civil servants necessarily have a deeper and more
comprehensive insight into the nature of the state’s
organisation and requirements. They are also more habituated
to the business of government and have greater skill in it, so
that even without the Estates they are able to do what is best,
just as they also continually have to do while the Estates are
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293
in session. No, the guarantee lies on the contrary [a] in the
additional insight of the deputies, insight in the first place into
the activity of such officials as are not immediately under the
eye of the higher functionaries of state, and in particular into
the more pressing and more specialised needs and
deficiencies which are directly in their view; [b] in the fact
that the anticipation of criticism from the Many, particularly
of public criticism, has the effect of inducing officials to
devote their best attention beforehand to their duties and the
schemes under consideration, and to deal with these only in
accordance with the purest motives. This same compulsion is
effective also on the members of the Estates themselves.
As for the conspicuously good will for the general welfare
which the Estates are supposed to possess, it has been
pointed out already (in the Remark to § 272) that to regard
the will of the executive as bad, or as less good [than that of
the ruled] is a presupposition characteristic of the rabble or of
the negative outlook generally. This presupposition might at
once be answered on its own ground by the counter-charge
that the Estates start from isolated individuals, from a private
point of view, from particular interests, and so are inclined to
devote their activities to these at the expense of the general
interests, while per contra the other moments in the power of
the state explicitly take up the standpoint of the state from
the start and devote themselves to the universal end.
As for the general guarantee which is supposed to lie
peculiarly in the Estates, each of the other political
institutions shares with the Estates in being a guarantee of
public welfare and rational freedom, and some of these
institutions, as for instance the sovereignty of the monarch,
hereditary succession to the throne, the judicial system, &c.,
guarantee these things far more effectively than the Estates
can.
Hence the specific function which the concept assigns to the
Estates is to be sought in the fact that in them the subjective
moment in universal freedom — the private judgment and
private will of the sphere called civil society’ in this book —
comes into existence integrally related to the state. This
moment is a determination of the Idea once the Idea has
developed to totality, a moment arising as a result of an inner
necessity not to be confused with external necessities and
expediencies. The proof of this follows, like all the rest of our
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account of the state, from adopting the philosophical point of
view.
Addition: The attitude of the executive to the Estates should
not be essentially hostile, and a belief in the necessity of such
hostility is a sad mistake. The executive is not a party standing
over against another party in such a way that each has
continually to steal a march on the other and wrest something
from the other. If such a situation arises in the state, that is a
misfortune, but it cannot be called health. The taxes voted by
the Estates, moreover, are not to be regarded as a present
given to the state. On the contrary, they are voted in the best
interests of the voters themselves. The real significance of the
Estates lies in the fact that it is through them that the state
enters the subjective consciousness of the people and that the
people begins to participate in the state.
§ 302
Regarded as a mediating organ, the Estates stand between the
government in general on the one hand and the nation broken up
into particulars (people and associations) on the other. Their function
requires them to possess a political and administrative sense and
temper, no less than a sense for the interests of individuals and
particular groups. At the same time the significance of their position
is that, in common with the organised executive, they are a middle
term preventing both the extreme isolation of the power of the
crown, which otherwise might seem a mere arbitrary tyranny, and
also the isolation of the particular interests of persons, societies, and
Corporations. Further, and more important, they prevent individuals
from having the appearance of a mass or an aggregate and so from
acquiring an unorganised opinion and volition and from crystallising
into a powerful bloc in opposition to the organised state.
Remark: It is one of the most important discoveries of logic
that a specific moment which, by standing in an opposition,
has the position of an extreme, ceases to be such and is a
moment in an organic whole by being at the same time a
mean. In connection with our present topic it is an the more
important to emphasise this aspect of the matter because of
the popular, but most dangerous, prejudice which regards the
Estates principally from the point of view of their opposition
to the executive, as if that were their essential attitude. If the
Estates become an organ in the whole by being taken up into
the state, they evince themselves solely through their
mediating function. In this way their opposition to the
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executive is reduced to a show. There may indeed be an
appearance of opposition between them, but if they were
opposed, not merely superficially, but actually and in
substance, then the state would be in the throes of
destruction. That the clash is not of this kind is evident in the
nature of the thing, because the Estates have to deal, not with
the essential elements in the organism of the state, but only
with rather specialised and trifling matters, while the passion
which even these arouse spends itself in party cravings in
connection with purely subjective interests such as
appointments to the higher offices of state.
Addition: The constitution is essentially a system of
mediation. In despotisms where there are only rulers and
people, the people is effective, if at all, only as a mass
destructive of the organisation of the state. When the
multitude enters the state as one of its organs, it achieves its
interests by legal and orderly means. But if these means are
lacking, the voice of the masses is always for violence. Hence,
in despotic states, the despot always indulges the mob and
keeps his wrath for his entourage. For the same reason too
the mob in such states pays only a few taxes. Taxes rise in a
constitutionally governed state simply owing to the people’s
own consciousness. In no country are so many taxes paid as
in England.
§ 303
The universal class, or, more precisely, the class of civil servants,
must, purely in virtue of its character as universal, have the universal
as the end of its essential activity. In the Estates, as an element in the
legislative power, the unofficial class acquires its political significance
and efficacy; it appears, therefore, in the Estates neither as a mere
indiscriminate multitude nor as an aggregate dispersed into its atoms,
but as what it already is, namely a class subdivided into two, one subclass [the agricultural class] being based on a tie of substance between
its members, and the other [the business class] on particular needs
and the work whereby these are met (see § 201 ff). It is only in this
way that there is a genuine link between the particular which is
effective in the state and the universal.
Remark: This runs counter to another prevalent idea, the
idea that since it is in the legislature that the unofficial class
rises to the level of participating in matters of state, it must
appear there in the form of individuals, whether individuals
are to choose representatives for this purpose, or whether
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every single individual is to have a vote in the legislature
himself. This atomistic and abstract point of view vanishes at
the stage of the family, as well as that of civil society where
the individual is in evidence only as a member of a general
group. The state, however, is essentially an organisation each
of whose members is in itself a group of this kind, and hence
no one of its moments should appear as an unorganised
aggregate. The Many, as units — a congenial interpretation of
‘people’, are of course something connected, but they are
connected only as an aggregate, a formless mass whose
commotion and activity could therefore only be elementary,
irrational, barbarous, and frightful. When we hear speakers
on the constitution expatiating about the ‘people’ — this
unorganised collection — we know from the start that we
have nothing to expect but generalities and perverse
declamations.
The circles of association in civil society are already
communities. To picture these communities as once more
breaking up into a mere conglomeration of individuals as
soon as they enter the field of politics, i.e. the field of the
highest concrete universality, is eo ipso to hold civil and
political life apart from one another and as it were to hang
the latter in the air, because its basis could then only be the
abstract individuality of caprice and opinion, and hence it
would be grounded on chance and not on what is absolutely
stable and justified.
So-called ‘theories’ of this kind involve the idea that the
classes (Stände) of civil society and the Estates (Stände), which
are the ‘classes’ given a political significance, stand wide apart
from each other. But the German language, by calling them
both Stände has still maintained the unity which in any case
they actually possessed in former times.
§ 304
The Estates, as an element in political life, still retain in their own
function the class distinctions already present in the lower spheres of
civil life. The position of the classes is abstract to begin with, i.e. in
contrast with the whole principle of monarchy or the crown, their
position is that of an extreme — empirical universality. This extreme
opposition implies the possibility, though no more, of harmonisation,
and the equally likely possibility of set hostility. This abstract position
changes into a rational relation (into a syllogism, see Remark to § 302)
only if the middle term between the opposites comes into existence.
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From the point of view of the crown, the executive already has this
character (see § 300) — So, from the point of view of the classes, one
moment in them must be adapted to the task of existing as in essence
the moment of mediation.
§ 305
The principle of one of the classes of civil society is in itself
capable of adaptation to this political position. The class in question
is the one whose ethical life is natural, whose basis is family life, and,
so far as its livelihood is concerned, the possession of land. Its
particular members attain their position by birth, just as the monarch
does, and, in common with him, they possess a will which rests on
itself alone.
§ 306
This class is more particularly fitted for political position and
significance in that its capital is independent alike of the state’s
capital, the uncertainty of business, the quest for profit, and any sort
of fluctuation in possessions. It is likewise independent of favour,
whether from the executive or the mob. It is even fortified against its
own wilfulness, because those members of this class who are called to
political life are not entitled, as other citizens are, either to dispose of
their entire property at will, or to the assurance that it will pass to
their children, whom they love equally, in similarly equal divisions.
Hence their wealth becomes inalienable, entailed, and burdened by
primogeniture.
Addition: This class has a volition of a more independent
character. On the whole, the class of landed-property owners
is divided into an educated section and a section of farmers.
But over against both of these sorts of the business class,
which is dependent on needs and people there stands
concentrated on their satisfaction, and the civil servant class,
which is essentially dependent on the state. The security and
stability of the agricultural class may be still further increased
by the institution of primogeniture, though this institution is
desirable only from the point of view of politics, since it
entails a sacrifice for the political end of giving the eldest son
a life of independence. Primogeniture is grounded on the fact
that the state should be able to reckon not on the bare
possibility of political inclinations, but on something
necessary. Now an inclination for politics is of course not
bound up with wealth, but there is a relatively necessary
connection between the two, because a man with
independent means is not hemmed in by external
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circumstances and so there is nothing to prevent him from
entering politics and working for the state. Where political
institutions are lacking, however, the foundation and
encouragement of primogeniture is nothing but a chain on
the freedom of private rights, and either political meaning
must be given to it, or else it will in due course disappear.
§ 307
The right of this section of the agricultural class is thus based in a
way on the natural principle of the family. But this principle is at the
same time reversed owing to hard sacrifices made for political ends,
and thereby the activity of this class is essentially directed to those
ends. As a consequence of this, this class is summoned and entitled
to its political vocation by birth without the hazards of election. It
therefore has the fixed, substantive position between the subjective
wilfulness or contingency of both extremes; and while it mirrors in
itself (see § 305) the moment of the monarchical power, it also shares
in other respects the needs and rights of the other extreme [i.e. civil
society] and hence it becomes a support at once of the throne and
society.
§ 308
The second section of the Estates comprises the fluctuating
element in civil society. This element can enter politics only through
its deputies; the multiplicity of its members is an external reason for
this, but the essential reason is the specific character of this element
and its activity. Since these deputies are the deputies of civil society, it
follows as a direct consequence that their appointment is made by the
society as a society. That is to say, in making the appointment, society
is not dispersed into atomic units, collected to perform only a single
and temporary act, and kept together for a moment and no longer.
On the contrary, it makes the appointment as a society, articulated
into associations, communities, and Corporations, which although
constituted already for other purposes, acquire in this way a
connection with politics. The existence of the Estates and their
assembly finds a constitutional guarantee of its own in the fact that
this class is entitled to send deputies at the summons of the crown,
while members of the former class are entitled to present themselves
in person in the Estates (see § 307).
Remark: To hold that every single person should share in
deliberating and deciding on political matters of general
concern on the ground that all individuals are members of the
state, that its concerns are their concerns, and that it is their
right that what is done should be done with their knowledge
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and volition, is tantamount to a proposal to put the
democratic element without any rational form into the
organism of the state, although it is only in virtue of the
possession of such a form that the state is an organism at all.
This idea comes readily to mind because it does not go
beyond the abstraction of ‘being a member of the state’, and
it is superficial thinking which clings to abstractions. The
rational consideration of a topic, the consciousness of the
Idea, is concrete, and to that extent coincides with a genuine
practical sense. Such a sense is itself nothing but the sense of
rationality or the Idea, though it is not to be confused with
mere business routine or the horizon of a restricted sphere.
The concrete state is the whole, articulated into its particular
groups. The member of a state is a member of such a group,
i.e. of a social class, and it is only as characterised in this
objective way that he comes under consideration when we are
dealing with the state. His mere character as universal implies
that he is at one and the same time both a private person and
also a thinking consciousness, a will which wills the universal.
This consciousness and will, however, lose their emptiness
and acquire a content and a living actuality only when they
are filled with particularity, and particularity means
determinacy as particular and a particular class-status; or, to
put the matter otherwise, abstract individuality is a generic
essence, but has its immanent universal actuality as the
generic essence next higher in the scale. Hence the single
person attains his actual and living destiny for universality
only when he becomes a member of a Corporation, a society,
&c. (see § 251), and thereby it becomes open to him, on the
strength of his skill, to enter an class for which he is qualified,
the class of civil servants included.
Another presupposition of the idea that all should participate
in the business of the state is that everyone is at home in this
business — a ridiculous notion, however commonly we may
hear it sponsored. Still, in public opinion (see § 316) a field is
open to everyone where he can express his purely personal
political opinions and make them count.
§ 309
Since deputies are elected to deliberate and decide on public
affairs, the point about their election is that it is a choice of
individuals on the strength of confidence felt in them, i.e. a choice of
such individuals as have a better understanding of these affairs than
their electors have and such also as essentially vindicate the universal
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interest, not the particular interest of a society or a Corporation in
preference to that interest. Hence their relation to their electors is not
that of agents with a commission or specific instructions. A further
bar to their being so is the fact that their assembly is meant to be a
living body in which all members deliberate in common and
reciprocally instruct and convince each other.
Addition: The introduction of representation implies that
consent is to be given not directly by all but only by
plenipotentiaries, since under a representative system the
individual, qua infinite person, no longer comes into the
picture. Representation is grounded on trust, but trusting
another is something different from giving my vote myself in
my own personal capacity. Hence majority voting runs
counter to the principle that I should be personally present in
anything which is to be obligatory on me. We have
confidence in a man when we take him to be a man of
discretion who will manage our affairs conscientiously and to
the best of his knowledge, just as if they were his own. Thus
the principle of the individual subjective will disappears, since
confidence is given to a thing, to a man’s principles, or his
demeanour or his conduct or his concrete mentality generally.
The important thing, then, is that a member of the Estates
shall have a character, insight, and will adequate to his task of
concentrating on public business. In other words there is no
question of an individual’s talking as an abstract single
person. The point is rather that his; interests are made good
in an assembly whose business is with the general interest.
‘The electors require a guarantee that their deputy will further
and secure this general interest.
§ 310
The guarantee that deputies will have the qualifications and
disposition that accord with this end — since independent means
attains its right in the first section of the Estates — is to be found so
far as the second section is concerned — the section drawn from the
fluctuating and changeable element in civil society above all in the
knowledge (of the organisation and interests of the state and civil
society), the temperament, and the skill which a deputy acquires as a
result of the actual transaction of business in managerial or official
positions, and then evinces in his actions. As a result, he also acquires
and develops a managerial and political sense, tested by his
experience, and this is a further guarantee of — his suitability as a
deputy.
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Remark: Subjective opinion, naturally enough, finds
superfluous and even perhaps offensive the demand for such
guarantees, if the demand is made with reference to what is
called the ‘people’. The state, however, is characterised by
objectivity, not by a subjective opinion and its selfconfidence. Hence it can recognise in individuals only their
objectively recognisable and tested character, and it must be
all the more careful on this point in connection with the
second section of the Estates, since this section is rooted in
interests and activities directed towards the particular, i.e. in
the sphere where chance, mutability, and caprice enjoy their
right of free play.
The external guarantee, a property qualification, is, if taken by
itself, evidently just as one-sided in its externality as, at the
other extreme, are purely subjective confidence and the
opinion of the electorate. Both alike are abstractions in
contrast with the concrete qualifications requisite for
deliberation on affairs of state and comprised in the points
indicated in Paragraph 302. This apart, however, a property
qualification has a sphere, where it may work effectively, in
the choice of the heads and other officers of the associations
and societies, especially if many of these posts are honorary,
and in direct reference to Estates business if the members
draw no salary.
§ 311
A further point about the election of deputies is that, since civil
society is the electorate, the deputies should themselves be
conversant with and participate in its special needs, difficulties, and
particular interests. Owing to the nature of civil society, its deputies
are the deputies of the various Corporations (see § 308), and this
simple mode of appointment obviates any confusion due to
conceiving the electorate abstractly and as an agglomeration of atoms.
Hence the deputies eo ipso adopt the point of view of society, and
their actual election is’ therefore either something wholly superfluous
or else reduced to a trivial play of opinion and caprice.
Remark: It is obviously of advantage that the deputies
should include representatives of each particular main branch
of society (e.g. trade, manufactures, &c., &c.) —
representatives who are thoroughly conversant with it and
who themselves belong to it. The idea of free unrestricted
election leaves this important consideration entirely at the
mercy of chance. All such branches of society, however, have
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equal rights of representation. Deputies are sometimes
regarded as ‘representatives’; but they are representatives in
an organic, rational sense only if they are representatives not
of individuals or a conglomeration of them, but of one of the
essential spheres of society and its large-scale interests. Hence
representation cannot now be taken to mean simply the
substitution of one man for another; the point is rather that
the interest itself is actually present in its representative, while
he himself is there to represent the objective element of his
own being.
As for popular suffrage, it may be further remarked that
especially in large states it leads inevitably to electoral
indifference, since the casting of a single vote is of no
significance where there is a multitude of electors. Even if a
voting qualification is highly valued and esteemed by those
who are entitled to it, they still do not enter the polling
booth. Thus the result of an institution of this kind is more
likely to be the opposite of what was intended; election
actually falls into the power of a few, of a caucus, and so of
the particular and contingent interest which is precisely what
was to have been neutralised.
§ 312
Each class in the Estates (see §§ 305-8) contributes something
peculiarly its own to the work of deliberation. Further, one moment
in the class-element has in the sphere of politics the special function
of mediation, mediation between two existing things. Hence this
moment must likewise acquire a separate existence of its own. For
this reason the assembly of the Estates is divided into two houses.
§ 313
This division, by providing chambers of the first and second
instance, is a surer guarantee for ripeness of decision and it obviates
the accidental character which a snap-division has and which a
numerical majority may acquire. But the principal advantage of this
arrangement is that there is less chance of the Estates being in direct
opposition to the executive; or that, if the mediating element is at the
same time on the side of the lower house, the weight of the lower
house’s opinion is all the stronger, because it appears less partisan
and its opposition appears neutralised.
§ 314
The purpose of the Estates as an institution is not to be an
inherent sine qua non of maximum efficiency in the consideration and
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dispatch of state business, since in fact it is only an added efficiency
that they can supply (see § 301). Their distinctive purpose is that in
their pooled political knowledge, deliberations, and decisions, the
moment of formal freedom shall come into its right in respect of
those members of civil society who are without any share in the
executive. Consequently, it is knowledge of public business above all
which is extended by the publicity of Estates debates.
§ 315
The opening of this opportunity to know has a more universal
aspect because by this means public opinion first reaches thoughts
that are true and attains insight into the situation and concept of the
state and its affairs, and so first acquires ability to estimate these more
rationally. By this means also, it becomes acquainted with and learns
to respect the work, abilities, virtues, and dexterity of ministers and
officials. While such publicity provides these abilities with a potent
means of development and a theatre of higher distinction, it is at the
same time another antidote to the self-conceit of individuals singly
and en masse, and another means — indeed one of the chief means
— of their education.
Addition: Estates Assemblies, open to the public, are a great
spectacle and an excellent education for the citizen, and it is
from them that the people learns best how to recognise the
true character of its interests. The idea usually dominant is
that everyone knows from the start what is best for the state
and that the Assembly debate is a more discussion of this
knowledge. In fact, however, the precise contrary is the truth.
It is here that there first begin to develop the virtues, abilities,
dexterities, which have to serve as examples to the public. Of
course such debates are irksome to ministers, who have to
equip themselves with wit and eloquence to meet the
criticisms there directed against them. None the less, publicity
here is the chief means of educating the public in national
affairs. A nation which has such public sittings is far more
vitally related to the state than one which has no Estates
Assembly or one which meets in private. It is only because
their every step is made known publicly in this way that the
two Houses keep pace with the advance of public opinion,
and it then becomes clear that a man’s castle building at his
fireside with his wife and his friends is one thing, while what
happens in a great Assembly, where one shrewd idea devours
another, is something quite different.
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§ 316
The formal subjective freedom of individuals consists in their
having and expressing their own private judgments, opinions, and
recommendations on affairs of state. This freedom is collectively
manifested as what is called ‘public opinion’, in which what is
absolutely universal, the substantive and the true, is linked with its
opposite, the purely particular and private opinions of the Many.
Public opinion as it exists is thus a standing self-contradiction,
knowledge as appearance, the essential just as directly present as the
inessential.
Addition: Public opinion is the unorganised way in which a
people’s opinions and wishes are made known. What is
actually made authoritative in the state must operate in an
organised manner as the parts of the constitution do. ]3ut at
all times public opinion has been a great power and it is
particularly so in our day when the principle of subjective
freedom has such importance and significance. What is to be
authoritative nowadays derives its authority, not at all from
force, only to a small extent from habit and custom, really
from insight and argument.
§ 317
Public opinion, therefore, is a repository not only of the genuine
needs and correct tendencies of common life, but also, in the form of
common sense (i.e. all-pervasive fundamental ethical principles
disguised as prejudices), of the eternal, substantive principles of
justice, the true content and result of legislation, the whole
constitution, and the general position of the state. At the same time,
when this inner truth emerges into consciousness and, embodied in
general maxims, enters representative thinking whether it be there on
its own account or in support of concrete arguments about felt
wants, public affairs, the organisation of the state, and relations of
parties within it — it becomes infected by all the accidents of
opinion, by its ignorance and perversity, by its mistakes and falsity of
judgment. Since in considering such opinion we have to do with the
consciousness of an insight and conviction peculiarly one’s own, the
more peculiarly one’s own an opinion may be the worse its content is,
because the bad is that which is wholly private and personal in its
content; the rational, on the other hand, is the absolutely universal,
while it is on peculiarity that opining prides itself.
Remark: Hence it is not simply due to a subjective
difference of view that we find it said that vox populi, vox Dei,
and on the other hand, as Ariosto has it,
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Che ‘l volgare ignorante ogn’ un riprenda
E parli più di quel che meno intenda
or, as Goethe puts it, ‘the masses are respectable hands at
fighting, but miserable hands at judging’.
Both types of assertion are true at one and the same time of
public opinion, and since it is such a hotch-potch of truth
and endless error, it cannot be genuinely serious about both
of these. But about which is it serious? The question may
seem hard to answer, and it will actually be hard if we cling
simply to the words in which public opinion is directly
expressed. The substantial, however, is the heart of public
opinion, and therefore it is with that alone that it is truly
serious. What the substantial is, though, is not discoverable
from public opinion, because its very substantiality implies
that it is known in and from itself alone. The passion with
which an opinion is urged or the seriousness with which it is
maintained or attacked and disputed is no criterion of its real
content; and yet the last thing which opinion could be made
to see is that its seriousness is nothing serious.
A great genius propounded as a problem for a public essay
competition the question ‘whether it be permissible to
deceive a people’. The answer must have been that a people
does not allow itself to be deceived about its substantive
basis, the essence and specific character of its mind. On the
other hand, it is self-deceived about the manner of its
knowledge of these things and about its corresponding
judgment of its actions, experiences, &c.
Addition: The principle of the modern world requires that
what anyone is to recognise shall reveal itself to him as
something entitled to recognition. Apart from that, however,
everyone wishes to have some share in discussion and
deliberation. Once he has had his say and so his share of
responsibility, his subjectivity has been satisfied and he puts
up with a lot. In France freedom of speech has turned out far
less dangerous than enforced silence, because with the latter
the fear is that men bottle up their objections to a thing,
whereas argument gives them an outlet and a measure of
satisfaction, and this is in addition a means whereby the thing
can be pushed ahead more easily.
§ 318
Public opinion therefore deserves to be as much respected as
despised — despised for its concrete expression and for the concrete
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consciousness it expresses, respected for its essential basis, a basis
which only glimmers more or less dimly in that concrete expression.
But in itself it has no criterion of discrimination, nor has it the ability
to extract the substantive element it contains and raise it to precise
knowledge. Thus to be independent of public opinion is the first
formal condition of achieving anything great or rational whether in
life or in science. Great achievement is assured, however, of
subsequent recognition and grateful acceptance by public opinion,
which in due course will make it one of its own prejudices.
Addition: Public opinion contains all kinds of falsity and
truth, but it takes a great man to find the truth in it. The great
man of the age is the one who can put into words the will of
his age, tell his age what its will is, and accomplish it. What he
does is the heart and the essence of his age, he actualises his
age. The man who lacks sense enough to despise public
opinion expressed in gossip will never do anything great.
§ 319
Freedom of public communication — of the two modes of
communication, the press and the spoken word, the first exceeds the
second in range of contact but lags behind it in vivacity —
satisfaction of the goading desire to say one’s say and to have said it,
is directly assured by the laws and by-laws which control or punish its
excesses. But it is assured indirectly by the innocuous character which
it acquires as a result principally of the rationality of the constitution,
the stability of government, and secondly of the publicity of Estates
Assemblies. The reason why the latter makes free speech harmless is
that what is voiced in these Assemblies is a sound and mature insight
into the concerns of the state, with the result that members of the
general public are left with nothing of much importance to say, and
above all are deprived of the opinion that what they say is of peculiar
importance and efficacy. A further safeguard of free speech is the
indifference and contempt speedily and necessarily visited on shallow
and cantankerous talking.
Remark: To define freedom of the press as freedom to say
and write whatever we please is parallel to the assertion that
freedom as such means freedom to do as we please. Talk of
this kind is due to wholly uneducated, crude, and superficial
ideas. Moreover, it is in the very nature of the thing that
abstract thinking should nowhere be so stubborn, so
unintelligent, as in this matter of free speech, because what it
is considering is the most fleeting, the most contingent, and
the most personal side of opinion in its infinite diversity of
Hegel’s Philosophy of Right
307
content and tergiversation. Beyond the direct incitation to
theft, murder, rebellion, &c., there lies its artfully constructed
expression — an expression which seems in itself quite
general and vague, while all the time it conceals a meaning
anything but vague or else is compatible with inferences
which are not actually expressed, and it is impossible to
determine whether they rightly follow from it, or whether
they were meant to be inferred from it. This vagueness of
matter and form precludes laws on these topics from
attaining the requisite determinacy of law, and since the
trespass, wrong, and injury here are so extremely personal
and subjective in form, judgment on them is reduced equally
to a wholly subjective verdict. Such an injury is directed
against the thoughts, opinions, and wills of others, but apart
from that, these form the element in which alone it is actually
anything. But this element is the sphere of the freedom of
others, and it therefore depends on them whether the
injurious expression of opinion is or is not actually an
effective act.
Laws then [against libel, &c.] may be criticised by exhibiting
their indeterminacy as well as by arguing that they leave it
open to the speaker or writer to devise turns of phrase or
tricks of expression, and so evade the laws or claim that
judicial decisions are mere subjective verdicts. Further,
however, against the view that the expression of opinion is an
act with injurious effects, it may be maintained that it is not
an act at all, but only opining and thinking, or only talking.
And so we have before us a claim that mere opining and
talking is to go unpunished because it is of a purely subjective
character both in form and content, because it does not mean
anything and is of no importance. And yet in the same breath
we have the claim that this same opining and talking should
be held in high esteem and respect — the opining because it
is personal property and in fact pre-eminently the property of
mind; the talking because it is only this same property being
expressed and used.
But the substance of the matter is and remains that traducing
the honour of anyone, slander, abuse, the contemptuous
caricature of government, its ministers, officials, and in
particular the person of the monarch, defiance of the laws,
incitement to rebellion, &c., &c., are all crimes or
misdemeanours in one or other of their numerous gradations.
The rather high degree of indeterminability which such
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actions acquire on account of the element in which they are
expressed does not annul this fundamental character of
theirs. Its only effect is that the subjective field in which they
are committed also determines the nature and form of the
reaction to the offence. It is the field in which the offence
was committed which itself necessitates subjectivity of view,
contingency, &c., in the reaction to the offence, whether the
reaction takes the form of punishment proper or of police
action to prevent crimes. Here, as always, abstract thinking
sets itself to explain away the fundamental and concrete
nature of the thing by concentrating on isolated aspects of its
external appearance and on abstractions drawn therefrom.
The sciences, however, are not to be found anywhere in the
field of opinion and subjective views, provided of course that
they be sciences in other respects. Their exposition is not a
matter of clever turns of phrase, allusiveness, half-utterances,
and semi-reticences, but consists in the unambiguous,
determinate, and open expression of their meaning and
purport. It follows that they do not fall under the category of
public opinion (see § 316). Apart from this, however, as I said
just now the element in which views and their expression
become actions in the full sense and exist effectively, consists
of the intelligence, principles, and opinions of others. Hence
this aspect of these actions, i.e. their effectiveness proper and
their danger to individuals, society, and the state (compare §
218), depends on the character of the ground on which they
fall, just as a spark falling on a heap of gunpowder is more
dangerous than if it falls on hard ground where it vanishes
without trace. Thus, just as the right of science to express
itself depends on and is safeguarded by its subject-matter and
content, so an illegitimate expression may also acquire a
measure of security, or at least sufferance, in the scorn which
it has brought upon itself. An offence of this sort is
punishable on its own account too, but part of it may be
accounted that kind of nemesis which inner impotence,
feeling itself oppressed by the preponderating abilities and
virtues of others, is impelled to vent in order to come to itself
again in face of such superiority, and to restore some selfconsciousness to its own nullity. It was a nemesis of a more
harmless type which Roman soldiers vented against their
generals when they sang scurrilous songs about them in
triumphal processions in order in a way to get even with
them for all the hard service and discipline they had
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undergone, and especially for the omission of their names
from the triumphal honours. The former type of nemesis, the
bad and hateful type, is deprived of its effect by being treated
with scorn, and hence, like the public, which perhaps forms a
circle of spectators of scurrility, it is restricted to futile malice
and to the self-condemnation which it implicitly contains.
§ 320
Subjectivity is manifested in its most external form as the
undermining of the established life of the state by opinion and
ratiocination when they endeavour to assert the authority of their
own fortuitous character and so bring about their own destruction.
But its true actuality is attained in the opposite of this, i.e. in the
subjectivity identical with the substantial will of the state, the
subjectivity which constitutes the concept of the power of the crown
and which, as the ideality of the whole state, has not up to this point
attained its right or its existences.
Addition: Subjectivity has been treated once already (§§ 279
ff) as the apex of the state, as the crown. Its other aspect is its
arbitrary manifestation in public opinion, its most external
mode of appearance. The subjectivity of the monarch is
inherently abstract, but it should be something concrete and
so be the ideality which diffuses itself over the whole state.
The state at peace is that in which all branches of civil life
subsist, but they possess their subsistence outside and
alongside one another as something which issues from the
Idea of the whole. The fact that it so issues must also come
into appearance as the ideality of the whole.
2. Sovereignty vis-à-vis foreign States
§ 321
Sovereignty at home (see § 278) is this ideality in the sense that the
moments of mind and its actuality, the state, have become developed
in their necessity and subsist as the organs of the state. Mind in its
freedom is an infinitely negative relation to itself and hence its
essential character from its own point of view is its singleness, a
singleness which has incorporated these subsistent differences into
itself and so is a unit, exclusive of other units. So characterised, the
state has individuality, and individuality is in essence an individual,
and in the sovereign an actual, immediate individual (see § 279).
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§ 322
Individuality is awareness of one’s existence as a unit in sharp
distinction from others. It manifests itself here in the state as a
relation to other states, each of which is autonomous vis-a-vis the
others. This autonomy embodies mind’s actual awareness of itself as
a unit and hence it is the most fundamental freedom which a people
possesses as well as its highest dignity.
Remark: Those who talk of the ‘wishes’ of a collection of
people constituting a more or less autonomous state with its
own centre, of its ‘wishes’ to renounce this centre and its
autonomy in order to unite with others to form a new whole,
have very little knowledge of the nature of a collection or of
the feeling of selfhood which a nation possesses in its
independence.
Thus the dominion which a state has at its first entry into
history is this bare autonomy, even if it be quite abstract and
without further inner development. For this reason, to have
an individual at its head - a patriarch, a chieftain, &c. - is
appropriate to this original appearance of the state.
§ 323
This negative relation of the state to itself is embodied in the
world as the relation of one state to another and as if the negative
were something external. In the world of existence, therefore, this
negative relation has the shape of a happening and an entanglement
with chance events coming from without. But in fact this negative
relation is that moment in the state which is most supremely its own,
the state’s actual infinity as the ideality of everything finite within it. It
is the moment wherein the substance of the state — i.e. its absolute
power against everything individual and particular, against life,
property, and their rights, even against societies and associations —
makes the nullity of these finite things an accomplished fact and
brings it home to consciousness.
§ 324
This destiny whereby the rights and interests of individuals are
established as a passing phase, is at the same time the positive
moment, i.e. the positing of their absolute, not their contingent and
unstable, individuality. This relation and the recognition of it is
therefore the individual’s substantive duty, the duty to maintain this
substantive individuality, i.e. the independence and sovereignty of the
state, at the risk and the sacrifice of property and life, as well as of
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311
opinion and everything else naturally comprised in the compass of
life.
Remark: An entirely distorted account of the demand for
this sacrifice results from regarding the state as a mere civil
society and from regarding its final end as only the security of
individual life and property. This security cannot possibly be
obtained by the sacrifice of what is to be secured - on the
contrary.
The ethical moment in war is implied in what has been said in
this Paragraph. War is not to be regarded as an absolute evil
and as a purely external accident, which itself therefore has
some accidental cause, be it injustices, the passions of nations
or the holders of power, &c., or in short, something or other
which ought not to be. It is to what is by nature accidental
that accidents happen, and the fate whereby they happen is
thus a necessity. Here as elsewhere, the point of view from
which things seem pure accidents vanishes if we look at them
in the light of the concept and philosophy, because
philosophy knows accident for a show and sees in it its
essence, necessity. It is necessary that the finite - property and
life - should be definitely established as accidental, because
accidentality is the concept of the finite. From one point of
view this necessity appears in the form of the power of
nature, and everything is mortal and transient. But in the
ethical substance, the state, nature is robbed of this power,
and the necessity is exalted to be the work of freedom, to be
something ethical. The transience of the finite becomes a
willed passing away, and the negativity lying at the roots of
the finite becomes the substantive individuality proper to the
ethical substance.
War is the state of affairs which deals in earnest with the
vanity of temporal goods and concerns - a vanity at other
times a common theme of edifying sermonising. This is what
makes it the moment in which the ideality of the particular
attains its right and is actualised. War has the higher
significance that by its agency, as I have remarked elsewhere,
‘the ethical health of peoples is preserved in their indifference
to the stabilisation of finite institutions; just as the blowing of
the winds preserves the sea from the foulness which would
be the result of a prolonged calm, so also corruption in
nations would be the product of prolonged, let alone
‘perpetual’, peace.’ This, however, is said to be only a
philosophic idea, or, to use another common expression, a
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‘justification of Providence’, and it is maintained that actual
wars require some other justification. On this point, see
below.
The ideality which is in evidence in war, i.e. in an accidental
relation of a state to a foreign state, is the same as the ideality
in accordance with which the domestic powers of the state
are organic moments in a whole. This fact appears in history
in various forms, e.g. successful wars have checked domestic
unrest and consolidated the power of the state at home.
Other phenomena illustrate the same point: e.g. peoples
unwilling or afraid to tolerate sovereignty at home have been
subjugated from abroad, and they have struggled for their
independence with the less glory and success the less they
have been able previously to organise the powers of the state
in home affairs - their freedom has died from the fear of
dying; states whose autonomy has been guaranteed not by
their armed forces but in other ways (e.g. by their
disproportionate smallness in comparison with their
neighbours) have been able to subsist with a constitution of
their own which by itself would not have assured peace in
either home or foreign affairs.
Addition: In peace civil life continually expands; all its
departments wall themselves in, and in the long run men
stagnate. Their idiosyncrasies become continually more fixed
and ossified. But for health the unity of the body is required,
and if its parts harden themselves into exclusiveness, that is
death. Perpetual peace is often advocated as an ideal towards
which humanity should strive. With that end in view, Kant
proposed a league of monarchs to adjust differences between
states, and the Holy Alliance was meant to be a league of
much the same kind. But the state is an individual, and
individuality essentially implies negation. Hence even if a
number of states make themselves into a family, this group as
an individual must engender an opposite and create an
enemy. As a result of war, nations are strengthened, but
peoples involved in civil strife also acquire peace at home
through making wars abroad. To be sure, war produces
insecurity of property, but this insecurity of things is nothing
but their transience-which is inevitable. We hear plenty of
sermons from the pulpit about the insecurity, vanity, and
instability-of temporal things, but everyone thinks, however
much he is moved by what he hears, that he at least will be
able to retain his own. But if this insecurity now comes on
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the scene in the form of hussars with shining sabres and they
actualise in real earnest what the preachers have said, then the
moving and edifying discourses which foretold all these
events turn into curses against the invader. Be that as it may,
the fact remains that wars occur when the necessity of the
case requires. The seeds burgeon once more, and harangues
are silenced by the solemn cycles of history.
§ 325
Sacrifice on behalf of the individuality of the state is the
substantial tie between the state and all its members and so is a
universal duty. Since this tie is a single aspect of the ideality, as
contrasted with the reality, of subsistent particulars, it becomes at the
same time a particular tie, and those who are in it form a class of their
own with the characteristic of courage.
§ 326
The matter at issue in disputes between states may be only one
particular aspect of their relation to each other, and it is for such
disputes that the particular class devoted to the state’s defence is
principally appointed. But if the state as such, if its autonomy, is in
jeopardy, all its citizens are in duty bound to answer the summons to
its defence. If in such circumstances the entire state is under arms and
is torn from its domestic life at home to fight abroad, the war of
defence turns into a war of conquest.
Remark: The armed force of the state becomes a standing
army, while its appointment to the particular task of state
defence makes it a class. This happens from the same
necessity as compels other particular moments, interests, and
activities in the state to crystallise into a given status or class,
e.g. into the status of marriage or into the business or civil
servant class, or into the Estates of the Realm. Ratiocination,
running hither and thither from ground to consequent,
launches forth into reflections about the relative advantages
and disadvantages of standing armies. Opinion readily
decides that the latter preponderate, partly because the
concept of a thing is harder to grasp than its single and
external aspects, but also because particular interests and ends
(the expense of a standing army, and its result, higher
taxation, &c.) are rated in the consciousness of civil society
more highly than what is necessary in and by itself. In this
way the latter comes to count only as a means to particular
ends.
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§ 327
In itself, courage is a formal virtue, because (i) it is a display of
freedom by radical abstraction from all particular ends, possessions,
pleasure, and life; but (ii) this negation is a negation of externalities,
and their alienation, the culmination of courage, is not intrinsically of
a spiritual (geistiger) character; (iii) the courageous man’s inner motive
need only be some particular reason or other, and even the actual
result of what he does need be present solely to the minds of others
and not to his own.
Addition: The military class is that universal class which is
charged with the defence of the state, and its duty is to make
real the ideality implicit within itself, i.e. to sacrifice itself.
Courage to be sure is multiform. The mettle of an animal or a
brigand, courage for the sake of honour, the courage of a
knight, these are not true forms of courage. The true courage
of civilised nations is readiness for sacrifice in the service of
the state, so that the individual counts as only one amongst
many. The important thing here is not personal mettle but
aligning oneself with the universal. In India five hundred men
conquered twenty thousand who were not cowards, but who
only lacked this disposition to work in close co-operation
with others.
§ 328
The intrinsic worth of courage as a disposition of mind is to be
found in the genuine, absolute, final end, the sovereignty of the state.
The work of courage is to actualise this final end, and the means to
this end is the sacrifice of personal actuality. This form of experience
thus contains the harshness of extreme contradictions: a self-sacrifice
which yet is the real existence of one’s freedom; the maximum selfsubsistence of individuality, yet only as a cog playing its part in the
mechanism of an external organisation; absolute obedience,
renunciation of personal opinions and reasonings, in fact complete
absence of mind, coupled with the most intense and comprehensive
presence of mind and decision in the moment of acting; the most
hostile and so most personal action against individuals, coupled with
an attitude of complete indifference or even liking towards them as
individuals.
Remark: To risk one’s life is better than merely fearing
death, but is still purely negative and so indeterminate and
without value in itself. It is the positive aspect, the end and
content, which first gives significance to this spiritedness.
Robbers and murderers bent on crime as their end,
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adventurers pursuing ends planned to suit their own whims,
&c., these too have spirit enough to risk their lives.
The principle of the modern world-thought and the universal
has given courage a higher form, because its display now
seems to be more mechanical, the act not of this particular
person, but of a member of a whole. Moreover, it seems to
be turned not against single persons, but against a hostile
group, and hence personal bravery appears impersonal. It is
for this reason that thought. has invented the gun, and the
invention of this weapon, which has changed the purely
personal form of bravery into a more abstract one, is no
accident.
§ 329
The state’s tendency to look abroad lies in the fact that it is an
individual subject. Its relation to other states therefore falls to the
power of the crown. Hence it directly devolves on the monarch, and
on him alone, to command the armed forces, to conduct foreign
affairs through ambassadors &c., to make war and peace, and to
conclude treaties of all kinds.
Addition: In almost all European countries the individual
head of the state is the monarch, and foreign affairs are his
business. Where the Estates have constitutional powers, the
question may arise whether they should not decide on war
and peace, and in any case they have their influence on the
question, particularly in connection with ways and means. In
England, for example, no unpopular war care be waged. If,
however, it is supposed that monarchs and cabinets are more
subject to passion than parliaments are, and if for this reason
an attempt is made to juggle the decision on war and peace
into the hands of the latter, then we must point out that
whole peoples may often be a prey to excitement or be
carried away by passion to a greater extent than their leaders.
In England the whole nation has frequently pressed for war
and to a certain extent compelled ministers to wage it. The
popularity of Pitt was due to his knowing how to fall in with
what the people wanted at the time. It was only later that the
people cooled down and so began to reflect that the war was
useless and unnecessary and had been undertaken without
counting the cost. Moreover, a state stands in relation not
with one other state only, but with many. And the
complexities of their relations become so delicate that they
can be handled only by the head of the state.
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B. International Law
§ 330
International law springs from the relations between autonomous
states. It is for this reason that what is absolute in it retains the form
of an ought-to-be, since its actuality depends on different wills each
of which is sovereign.
Addition: States are not private persons but completely
autonomous totalities in themselves, and so the relation
between them differs from a moral relation and a relation
involving private rights. Attempts have often been made to
regard the state as a person with the rights of persons and as
a moral entity. But the position with private persons is that
they are under the jurisdiction of a court which gives effect to
what is right in principle. Now a relation between states
ought also to be right in principle, but in mundane affairs a
principle ought also to have power. Now since there is no
power in existence which decides in face of the state what is
right in principle and actualises this decision, it follows that
so far as international relations are concerned we can never
get beyond an ‘ought’. The relation between states is a
relation between autonomous entities which make mutual
stipulations but which at the same time are superior to these
stipulations.
§ 331
The nation state is mind in its substantive rationality and
immediate actuality and is therefore the absolute power on earth. It
follows that every state is sovereign and autonomous against its
neighbours. It is entitled in the first place and without qualification to
be sovereign from their point of view, i.e. to be recognised by them
as sovereign. At the same time, however, this title is purely formal,
and the demand for this recognition of the state, merely on the
ground that it is a state, is abstract. Whether a state is in fact
something absolute depends on its content, i.e. on its constitution
and general situation; and recognition, implying as it does an identity
of both form and content, is conditional on the neighbouring state’s
judgment and will.
Remark: A state is as little an actual individual without
relations to other states (see § 322) as an individual is actually
a person without rapport with other persons (see § 71 and
elsewhere). The authority of a state and, more particularly, so
far as its foreign relations are concerned, of its monarch also,
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is partly a purely domestic matter (one state should not
meddle with the domestic affairs of another). On the other
hand, however, it is no less essential that this authority should
receive its full and final legitimation through its recognition
by other states, although this recognition requires to be
safeguarded by the proviso that where a state is to be
recognised by others, it shall likewise recognise them, i.e.
respect their autonomy; and so it comes about that they
cannot be indifferent to each other’s domestic affairs.
The question arises how far a nomadic people, for instance,
or any people on a low level of civilisation, can be regarded as
a state. As once was the case with the Jews and the
Mohammedan peoples, religious views may entail an
opposition at a higher level between one people and its
neighbours and so preclude the general identity which is
requisite for recognition.
Addition: When Napoleon said before the Peace of
Campoformio that ‘the French Republic needs recognition as
little as the sun requires it’, what his words implied was
simply the thing’s strength which carries with it, without any
verbal expression, the guarantee of recognition.
§ 332
The immediate actuality which any state possesses from the point
of view of other states is particularised into a multiplicity of relations
which are determined by the arbitrary will of both autonomous
parties and which therefore possess the formal nature of contracts
pure and simple. The subject-matter of these contracts, however, is
infinitely less varied than it is in civil society, because in civil society
individuals are reciprocally interdependent in the most numerous
respects, while autonomous states are principally wholes whose needs
are met within their own borders.
§ 333
The fundamental proposition of international law (i.e. the
universal law which ought to be absolutely valid between states, as
distinguished from the particular content of positive treaties) is that
treaties, as the ground of obligations between states, ought to be kept.
But since the sovereignty of a state is the principle of its relations to
others, states are to that extent in a state of nature in relation to each
other. Their rights are actualised only in their particular wills and not
in a universal will with constitutional powers over them. This
universal proviso of international law therefore does not go beyond
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an ought-to-be, and what really happens is that international relations
in accordance with treaty alternate with the severance of these
relations.
Remark: There is no Praetor to judge between states; at best
there may be an arbitrator or a mediator, and even he
exercises his functions contingently only, i.e. in dependence
on the particular wills of the disputants. Kant had an idea for
securing ‘perpetual peace’ by a League of Nations to adjust
every dispute. It was to be a power recognised by each
individual state, and was to arbitrate in all cases of dissension
in order to make it impossible for disputants to resort to war
in order to settle them. This idea presupposes an accord
between states; this would rest on moral or religious or other
grounds and considerations, but in any case would always
depend ultimately on a particular sovereign will and for that
reason would remain infected with contingency.
§ 334
It follows that if states disagree and their particular wills cannot be
harmonised, the matter can only be settled by war. A state through its
subjects has widespread connections and many-sided interests, and
these may be readily and considerably injured; but it remains
inherently indeterminable which of these injuries is to be regarded as
a specific breach of treaty or as an injury to the honour and
autonomy of the state. The reason for this is that a state may regard
its infinity and honour as at stake in each of its concerns, however
minute, and it is all the more inclined to susceptibility to injury the
more its strong individuality is impelled as a result of long domestic
peace to seek and create a sphere of activity abroad.
§ 335
Apart from this, the state is in essence mind and therefore cannot
be prepared to stop at just taking notice of an injury after it has
actually occurred. On the contrary, there arises in addition as a cause
of strife the idea of such an injury as the idea of a danger threatening
from another state, together with calculations of degrees of
probability on this side and that, guessing at intentions, &c., &c.
§ 336
Since states are related to one another as autonomous entities and
so as particular wills on which the very validity of treaties depends,
and since the particular will of the whole is in content a will for its
own welfare pure and simple, it follows that welfare is the highest law
governing the relation of one state to another. This is all the more the
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case since the Idea of the state is precisely the supersession of the
clash between right (i.e. empty abstract freedom) and welfare (i.e. the
particular content which fills that void), and it is when states become
concrete wholes that they first attain recognition (see § 331).
§ 337
The substantial welfare of the state is its welfare as a particular
state in its specific interest and situation and its no less special foreign
affairs, including its particular treaty relations.. Its government
therefore is a matter of particular wisdom, not of universal
Providence (compare Remark to § 324). Similarly, its aim in relation
to other states and its principle for justifying wars and treaties is not a
universal thought (the thought of philanthropy) but only its actually
injured or threatened welfare as something specific. and peculiar to
itself.
Remark: At one time the opposition between morals and
politics, and the demand that the latter should conform to the
former, were much canvassed. On this point only a general
remark is required here. The welfare of a state has claims to
recognition totally different from those of the welfare of the
individual. The ethical substance, the state, has its
determinate being, i.e. its right, directly embodied in
something existent, something not abstract but concrete, and
the principle of its conduct and behaviour can only be this
concrete existent and not one of the many universal thoughts
supposed to be moral commands. When politics is alleged to
clash with morals and so to be always wrong, the doctrine
propounded rests on superficial ideas about morality, the
nature of the state, and the state’s relation to the moral point
of view.
§ 338
The fact that states reciprocally recognise each other as states
remains, even in war — the state of affairs when rights disappear and
force and chance hold sway — a bond wherein each counts to the
rest as something absolute. Hence in war, war itself is characterised as
something which ought to pass away. It implies therefore the proviso
of, the jus gentium — that the possibility of peace be retained (and so,
for example, that envoys must be respected), and, in general, that war
be not waged against domestic institutions, against the peace of
family and private life, or against persons in their private capacity.
Addition: Modern wars are therefore humanely waged, and
person is not set over against person in hatred. At most,
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personal enmities appear in the vanguard, but in the main
body of the army hostility is something vague and gives place
to each side’s respect for the duty of the other.
§ 339
Apart from this, relations between states (e.g. in war-time,
reciprocal agreements about taking prisoners; in peace-time,
concessions of rights to subjects of other states for the purpose of
private trade and intercourse, &c.) depend principally upon the
customs of nations, custom being the inner universality of behaviour
maintained in all circumstances.
Addition: The European peoples form a family in
accordance with the universal principle underlying their legal
codes, their customs, and their civilisation. This principle has
modified their international conduct accordingly in a state of
affairs [i.e. war] otherwise dominated by the mutual infliction
of evils. The relations of state to state are uncertain, and there
is no Praetor available to adjust them. The only higher judge
is the universal absolute mind, the world mind.
§ 340
It is as particular entities that states enter into relations with one
another. Hence their relations are on the largest scale a maelstrom of
external contingency and the inner particularity of passions, private
interests and selfish ends, abilities and virtues, vices, force, and
wrong. All these whirl together, and in their vortex the ethical whole
itself, the autonomy of the state, is exposed to contingency. The
principles of the national minds are wholly restricted on account of
their particularity, for it is in this particularity that, as existent
individuals, they have their objective actuality and their selfconsciousness. Their deeds and destinies in their reciprocal relations
to one another are the dialectic of the finitude of these minds, and
out of it arises the universal mind, the mind of the world, free from
all restriction, producing itself as that which exercises its right — and
its right is the highest right of all — over these finite minds in the
‘history of the world which is the world’s court of judgment’.
C. World History
§ 341
The element in which the universal mind exists in art is intuition
and imagery, in religion feeling and representative thinking, in
philosophy pure freedom of thought. In world history this element is
the actuality of mind in its whole compass of internality and
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externality alike. World history is a court of judgment because in its
absolute universality, the particular – i.e. the Penates, civil society, and
the national minds in their variegated actuality is present as only ideal,
and the movement of mind in this element is the exhibition of that
fact.
§ 342
Further, world history is not the verdict of mere might, i.e. the
abstract and non-rational inevitability of a blind destiny. On the
contrary, since mind is implicitly and actually reason, and reason is
explicit to itself in mind as knowledge, world history is the necessary
development, out of the concept of mind’s freedom alone, of the
moments of reason and so of the self-consciousness and freedom of
mind. This development is the interpretation and actualisation of the
universal mind.
§ 343
The history of mind is its own act. Mind is only what it does, and
its act is to make itself the object of its own consciousness. In history
its act is to gain consciousness of itself as mind, to apprehend itself in
its interpretation of itself to itself. This apprehension is its being and
its principle, and the completion of apprehension at one stage is at
the same time the rejection of that stage and its transition to a higher.
To use abstract phraseology, the mind apprehending this
apprehension anew, or in other words returning to itself again out of
its rejection of this lower stage of apprehension, is the mind of the
stage higher than that on which it stood in its earlier apprehension.
Remark: The question of the perfectibility and Education of
the Human Race arises here. Those who have maintained this
perfectibility have divined something of the nature of mind,
something of the fact that it is its nature to have gnothi seanton
as the law of its being, and, since it apprehends that which it
is, to have a form higher than that which constituted its mere
being. But to those who reject this doctrine, mind has
remained an empty word, and history a superficial play of
casual, so-called ‘merely human’, strivings and passions. Even
if, in connection with history, they speak of Providence and
the plan of Providence, and so express a faith in a higher
power, their ideas remain empty because they expressly
declare that for them the plan of Providence is inscrutable
and incomprehensible.
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§ 344
In the course of this work of the world mind, states, nations, and
individuals arise animated by their particular determinate principle
which has its interpretation and actuality in their constitutions and in
the whole range of their life and condition. While their consciousness
is limited to these and they are absorbed in their mundane interests,
they are all the time the unconscious tools and organs of the world
mind at work within them. The shapes which they take pass away,
while the absolute mind prepares and works out its transition to its
next higher stage.
§ 345
Justice and virtue, wrongdoing, power and vice, talents and their
achievements, passions strong and weak, guilt and innocence,
grandeur in individual and national life, autonomy, fortune and
misfortune of states and individuals, all these have their specific
significance and worth in the field of known actuality; therein they are
judged and therein they have their partial, though only partial
justification. World-history, however, is above the point of view from
which these things matter. Each of its stages is the presence of a
necessary moment in the Idea of the world mind, and that moment
attains its absolute right in that stage. The nation whose life embodies
this moment secures its good fortune and fame, and its deeds are
brought to fruition.
§ 346
History is mind clothing itself with the form of events or the
immediate actuality of nature. The stages of its development are
therefore presented as immediate natural principles. These, because
they are natural, are a plurality external to one another, and they are
present therefore in such a way that each of them is assigned to one
nation in the external form of its geographical and anthropological
conditions.
§ 347
The nation to which is ascribed a moment of the Idea in the form
of a natural principle is entrusted with giving complete effect to it in
the advance of the self-developing self-consciousness of the world
mind. This nation is dominant in world history during this one epoch,
and it is only once (see § 345) that it can make its hour strike. In
contrast with this its absolute right of being the vehicle of this
present stage in the world mind’s development, the minds of the
other nations are without rights, and they, along with those whose
hour has struck already, count no longer in world history.
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Remark: The history of a single world-historical nation
contains (a) the development of its principle from its latent
embryonic stage until it blossoms into the self-conscious
freedom of ethical life and presses in upon world history; and
(b) the period of its decline and fall, since it is its decline and
fall that signalises the emergence in it of a higher principle as
the pure negative of its own. When this happens, mind passes
over into the new principle and so marks out another nation
for world-historical significance. After this period, the
declining nation has lost the interest of the absolute; it may
indeed absorb the higher principle positively and begin
building its life on it, but the principle is only like an adopted
child, not like a relative to whom its ties are immanently vital
and vigorous. Perhaps it loses its autonomy, or it may still
exist, or drag out its existence, as a particular state or a group
of states and involve itself without rhyme or reason in
manifold enterprises at home and battles abroad.
§ 348
All actions, including world-historical actions, culminate with
individuals as subjects giving actuality to the substantial (see Remark
to § 279). They are the living instruments of what is in substance the
deed of the world mind and they are therefore directly at one with
that deed though it is concealed from them and is not their aim and
object (see § 344). For the deeds of the world mind, therefore, they
receive no honour or thanks either from their contemporaries (see §
344) or from public opinion in later ages. All that is vouchsafed to
them by such opinion is undying fame in respect of the subjective
form of their acts.
§ 349
A nation does not begin by being a state. The transition from a
family, a horde, a clan, a multitude, &c., to political conditions is the
realisation of the Idea in the form of that nation. Without this form, a
nation, as — an ethical substance — which is what it is implicitly,
lacks the objectivity of possessing in its own eyes and in the eyes of
others, a universal and universally valid embodiment in laws, i.e. in
determinate thoughts, and as a result it fails to secure recognition
from others. So long as it lacks objective law and an explicitly
established rational constitution, its autonomy is formal only and is
not sovereignty.
Remark: It would be contrary even to commonplace ideas
to call patriarchal conditions a ‘constitution’ or a people
under patriarchal government a state ‘or its independence
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‘sovereignty’. Hence, before history actually begins, we have
on the one hand dull innocence, devoid of interest, and, on
the other, the courage of revenge and of the struggle for
formal recognition (see § 331 and Remark to § 57)
§ 350
It is the absolute right of the Idea to step into existence in clearcut laws and objective institutions, beginning with marriage and
agriculture (see Remark to § 203), whether this right be actualised in
the form of divine legislation and favour, or in the form of force and
wrong. This right is the right of heroes to found states.
§ 351
The same consideration justifies civilised nations in regarding and
treating as barbarians those who lag behind them in institutions
which are the essential moments of the state. Thus a pastoral people
may treat hunters as barbarians, and both of these are barbarians
from the point of view of agriculturists, &c. The civilised nation is
conscious that the rights of barbarians are unequal to its own and
treats their autonomy as only a formality.
Remark: When wars and disputes arise in such
circumstances, the trait which gives them a significance for
world history is the fact that they am struggles for recognition
in connection with something of specific intrinsic worth.
§ 352
The concrete Ideas, the minds of the nations, have their truth and
their destiny in the concrete Idea which is absolute universality, i.e. in
the world mind. Around its throne they stand as the executors of its
actualisation and as signs and ornaments of its grandeur. As mind, it
is nothing but its active movement towards absolute knowledge of
itself and therefore towards freeing its consciousness from the form
of natural immediacy and so coming to itself. Therefore the principles
of the formations of this self-consciousness in the course of its
liberation – the world-historical realms – are four in number.
§ 353
In its first and immediate revelation, mind has as its principle the
shape of the substantial mind, i.e. the shape of the identity in which
individuality is absorbed in its essence and its claims are not explicitly
recognised.
The second principle is this substantial mind endowed with
knowledge so that mind is both the positive content and filling of
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mind and also the individual self-awareness which is the living form
of mind. This principle is ethical individuality as beauty.
The third principle is the inward deepening of this individual selfawareness and knowledge until it reaches abstract universality and
therefore infinite opposition to the objective world which in the same
process has become mind-forsaken.
The principle of the fourth formation is the conversion of this
opposition so that mind receives in its inner life its truth and concrete
essence, while in objectivity it is at home and reconciled with itself.
The mind which has thus reverted to the substantiality with which it
began is the mind which has returned out of the infinite opposition,
and which consequently engenders and knows this its truth as
thought and as a world of actual laws.
§ 354
In accordance with these four principles, the world-historical
realms are the following: (1) the Oriental, (2) the Greek, (3) the
Roman, (4) the Germanic.
§ 355
(1) The Oriental realm
The world-view of this first realm is substantial, without inward
division, and it arises in natural communities patriarchically governed.
According to this view, the mundane form of government is
theocratic, the ruler is also a high priest or God himself; constitution
and legislation are at the same time religion, while religious and moral
commands, or usages rather, are at the same time natural and positive
law. In the magnificence of this r6gime as a whole, individual
personality loses its rights and perishes; the external world of nature
is either directly divine or else God’s ornament, and the history of the
actual is poetry. Distinctions are developed in customs, government,
and state on their many sides, and in default of laws and amidst the
simplicity of manners, they become unwieldy, diffuse, and
superstitious ceremonies, the accidents of personal power and
arbitrary rule, and class differences become crystallised into hereditary
castes. Hence in the Oriental state nothing is fixed, and what is stable
is fossilised; it lives therefore only in an outward movement which
becomes in the end an elemental fury and desolation. Its inner calm is
merely the calm of non-political life and immersion in feebleness and
exhaustion.
Remark: A still substantial, natural, mentality is a moment in
the development of the state, and the point at which any state
takes this form is the absolute beginning of its history. This
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has been emphasised and demonstrated with learning and
profound insight in connection with the history of particular
states by Dr. Stuhr in his book Der Untergang der Naturstaaten –
work in which he leads the way to a rational treatment of
constitutional history and of history generally. The principle
of subjectivity and self-conscious freedom is there too shown
to be the principle of the Germanic people, but the book
goes no further than the decline of natural states, and
consequently the principle is only brought to the point where
it appears either as a restless mobility, as human caprice and
corruption, or in its particular form as emotion, and where it
has not yet developed to the objectivity of the self-conscious
substantiality or to an organised legal system.
§ 356
(2) The Greek realm
This realm possesses this substantial unity of finite and infinite,
but only as a mysterious background, suppressed in dim recesses of
the memory, in caves and traditional imagery. This background,
reborn out of the mind which differentiates itself to individual
mentality, emerges into the daylight of knowing and is tempered and
transfigured into beauty and a free and unruffled ethical life. Hence it
is in a world of this character that the principle of personal
individuality arises, though it is still not self-enclosed but kept in its
ideal unity. The result is that the whole is divided into a group of
particular national minds; ultimate decision is ascribed not to the
subjectivity of explicitly independent self-consciousness but to a
power standing above and outside it (see Remark to § 279); on the
other hand, the due satisfaction of particular needs is not yet
comprised in the sphere of freedom but is relegated exclusively to a
class of slaves.
§ 357
(3) The Roman realm
In this realm, differentiation is carried to its conclusion, and
ethical life is sundered without end into the extremes of the private
self-consciousness of persons on the one hand, and abstract
universality on the other. This opposition begins in the clash between
the substantial intuition of an aristocracy and the principle of free
personality in democratic form. As the opposition grows, the first of
these opponents develops into superstition and the maintenance of
heartless self-seeking power, while the second becomes more and
more corrupt until it sinks into a rabble. Finally, the whole is
dissolved and the result is universal misfortune and the destruction of
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ethical life. National heroes die away into the unity of a Pantheon, all
individuals are degraded to the level of private persons equal with one
another, possessed of formal rights, and the only bond left to hold
them together is abstract insatiable self-will.
§ 358
(4) The Germanic realm
Mind and its world are thus both alike lost and plunged in the
infinite grief of that fate for which a people, the Jewish people, was
held in readiness. Mind is here pressed back upon itself in the
extreme of its absolute negativity. This is the absolute turning point;
mind rises out of this situation and grasps the infinite positivity of
this its inward character, i.e. it grasps the principle of the unity of the
divine nature and the human, the reconciliation of objective truth and
freedom as the truth and freedom appearing within selfconsciousness and subjectivity, a reconciliation with the fulfilment of
which the principle of the north, the principle of the Germanic
peoples, has been entrusted.
§ 359
This principle is first of all inward and abstract; it exists in feeling
as faith, love, and hope, the reconciliation and resolution of all
contradiction. It then discloses its content, raising it to become
actuality and self-conscious rationality, to become a mundane realm
proceeding from the heart, fidelity, and comradeship of free men, a
realm which in this its subjectivity is equally a realm of crude
individual caprice and barbarous manners. This realm it sets over
against a world of beyond, an intellectual realm, whose content is
indeed the truth of its (the principle’s) mind, but a truth not yet
thought and so still veiled in barbarous imagery. This world of
beyond, as the power of mind over the mundane heart, acts against
the latter as a compulsive and frightful force.
§ 360
These two realms stand distinguished from one another though at
the same time they are rooted in a single unity and Idea. Here their
distinction is intensified to absolute opposition and a stern struggle
ensues in the course of which the realm of mind lowers the place of
its heaven to an earthly here and now, to a common worldliness of
fact and idea. The mundane realm, on the other hand, builds up its
abstract independence into thought and the principle of rational
being and knowing, i.e. into the rationality of right and law. In this
way their opposition implicitly loses its marrow and disappears. The
realm of fact has discarded its barbarity and unrighteous, caprice,
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while the realm of truth has abandoned the world of beyond and its
arbitrary force, so that the true reconciliation which discloses the
state as the image and actuality of reason has become objective. In
the state, self-consciousness finds in an organic development the
actuality of its substantive knowing and willing; in religion, it finds the
feeling and the representation of this its own truth as an ideal
essentiality; while in philosophic science, it finds the free
comprehension and knowledge of this truth as one and the same in
its mutually complementary manifestations, i.e. in the state, in nature,
and in the ideal world.
Hegel’s Philosophy of Right
329
Note: Hic Rhodus, hic saltus!
Latin, usually translated: “Rhodes is here, here is where you
jump!”
The well-known but little understood maxim originates from the
traditional Latin translation of the punch line from Aesop’s fable The
Boastful Athlete which has been the subject of some mistranslations.
In Greek, the maxim reads:
“ιδού η ρόδος,
ιδού και το πήδημα”
The story is that an athlete boasts that when in Rhodes, he
performed a stupendous jump, and that there were witnesses who
could back up his story. A bystander then remarked, ‘Alright! Let’s
say this is Rhodes, demonstrate the jump here and now.’ The fable
shows that people must be known by their deeds, not by their own
claims for themselves. In the context in which Hegel uses it, this could
be taken to mean that the philosophy of right must have to do with
the actuality of modern society (“What is rational is real; what is real is
rational”), not the theories and ideals that societies create for
themselves, or some ideal counterposed to existing conditions: “To
apprehend what is is the task of philosophy,” as Hegel goes on to say,
rather than to “teach the world what it ought to be.”
The epigram is given by Hegel first in Greek, then in Latin (in the
form “Hic Rhodus, hic saltus”), in the Preface to the Philosophy of Right,
and he then says: “With little change, the above saying would read (in
German): “Hier ist die Rose, hier tanze”:
“Here is the rose, dance here”
This is taken to be an allusion to the ‘rose in the cross’ of the
Rosicrucians (who claimed to possess esoteric knowledge with which
they could transform social life), implying that the material for
understanding and changing society is given in society itself, not in
some other-worldly theory, punning first on the Greek (Rhodos =
Rhodes, rhodon = rose), then on the Latin (saltus = jump [noun], salta
= dance [imperative]).
In 18th Brumaire of Louis Bonaparte, Marx quotes the maxim, first
giving the Latin, in the form:
“Hic Rhodus, hic salta!”,
— a garbled mixture of Hegel’s two versions (salta = dance!
instead of saltus = jump), and then immediately adds: “Hier ist die
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Rose, hier tanze!”, as if it were a translation, which it cannot be, since
Greek Rhodos, let alone Latin Rhodus, does not mean “rose”. But Marx
does seem to have retained Hegel’s meaning, as it is used in the
observation that, overawed by the enormity of their task, people do
not act until:
“a situation is created which makes all turning back
impossible,
and the conditions themselves call out: Here is the rose, here
dance!.”
and one is reminded of Marx’s maxim in the Preface to the Critique of
Political Economy:
“Mankind thus inevitably sets itself only such tasks as it is
able to solve, since closer examination will always show that
the problem itself arises only when the material conditions
for its solution are already present or at least in the course of
formation!.”
So Marx evidently supports Hegel’s advice that we should not
“teach the world what it ought to be”, but he is giving a more active
spin than Hegel would when he closes the Preface observing:
“For such a purpose philosophy at least always comes too
late. ...
The owl of Minerva, takes its flight only when the shades of
night are gathering.”
Marx also uses the phrase, but with salta instead of saltus, but with
more or less the meaning intended by Aesop in Chapter 5 of Capital.