Mid-Term Paper: Fall Semester 2016
REL 641: Dunhuang Studies
Presented to: Dr. Darui Long
Topic: A Study of Dunhuang and Silk Routes
By: Pisit Maneewong
Submitted: October 11, 2016.
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A Study of Dunhuang and Silk Routes
1.
Introduction
The purpose of this paper is to present a documentation of Dunhuang and Silk Route
which is the part of REL 641: Dunhuang Studies, it is not a specific topic. It gives the broad
information of Dunhuang and Silk Route, the history and its importance. As we know that
Buddhism also came with the maritime route because the group of missionary monks propagated
Buddhism along the maritime route. After, Buddhism disappeared from India and flourished in
South Asia areas such as Sri Lanka, China. At that time, Sri Lanka was the center of study and
promotion of Buddhism. The other main route was the Silk Route as the land transportation
which connected between the East and the West. Without this route, I cannot imagine that how
Buddhism propagate and spread into this present world.
The introduction of Buddhism in China, which appeared in the later Han dynasty
(A.D.25-220), also presented in the earliest reliable textual and archaeological evidence. The first
translators and missionaries were virtually all Central Asians, and the importance of Central Asia
and China’s north-western frontiers and trade routes is crucial. Although China traditionally
looked inward, from the former Han (206 BC-AD 23) to the Tang (618-907) China’s relations
with the outside world, along Central Asian routes were of considerable economic importance.
Dunhuang and Silk Route. 2
With the advent of Buddhist missionaries, they became routes also for Indian and Greek-Roman
art forms into China as well as for Buddhist travelers in search of Indian scriptures.1
The gateway to China for both Buddhism and trade from the West to the East was
through Gansu in northwest China, an area that corresponds to the present day, the province of
Gansu and a portion of the Ningxia Hui Autonomous Region. Gansu was the only passageway
connecting the overland routes, popularly known as the Silk Road, from the desert regions of the
west with China’s heartland and its imperial cities of Chang’an, the ancient capital city of China
(present day Xi’an) and Luoyang. Across this region graveled Buddhist monks, foreign
merchants, and nomads carrying the ideas and objects that profoundly affected the history and
culture of China.2 Therefore, my research emphasizes the study of the historical of Silk Route
related to Dunhuang.
2.
The History of the Silk Routes
The Great Silk Route not only developed and enhanced trade and commerce between the
East and the West but was also a significant factor in facilitating cultural and social interaction
across continence from time to time. There is related to the historical of early Buddhism, the
Second council occurred a century after Buddha passed way by the time of King Asoka in the
third century B.E. The Saṅgha began to split into two groups of monks. The form of Buddhism,
which spread to the South of India, called Theravāda, flourished under King Asoka. They are
1 Zwalf, W. Buddhism Art and Faith. (London: Published by British Museum Publications Ltd. for the
Trustees of the British Museum and the British Library Board, 1985), p. 18.
2 Juliano, Annette L., Judith A. Lerner, and Michael Alram. Monks and merchants: Silk Road treasures
from Northwest China Gansu and Ningxia 4th-7th century. (New York, N.Y.: Harry N. Abrams with the Asia
Society, 2001), p. 15
Dunhuang and Silk Route. 3
known as the teaching of the Elders; the earliest of Buddha’s teaching are to be found in Pāli
literature, which is orthodox according to Theravādins. 3
In the first century B.C., Buddhism had already been established in Central Asia, and it
was in power expanding the populous and civilized centers of China in the Han Empire. 4 First
Kumārajīva (350-413), completed translations of ninety-eight texts, many of which became the
most important sutras for sects of Chinese Buddhism. Second, a Chinese Buddhist monk made
an arduous pilgrimage to India to gather Buddhist sutras. His name was Faxian (Fa-hsien; fourthfifth centuries), who spent fifteen years on his journey and wrote a book, which has provided
historians with valuable information about India during this period. Third, the most famous of
Chinese Buddhist Missionary monk was Xuan Zang (Hsuan-Tsang; 602-64), who left an
important record of his pilgrimage from Chang’an to India, where he studied at the Buddhist
University of Nālandā and traveled around the country. He also brought back many sutras and
translated about seventy-five of them back to China.5
Some of the pilgrims first used the maritime route, and some groups used silk route as a
land transport. Since the early years of the Han dynasty (206 BC – AD 220), have served as
trading links between China and the cultures to the west. Early accounts suggest that some were
founded by peoples from the Indian Sub-continent, and it was these peoples and their
descendants who introduced Buddhism to the area and left the great monuments. This area has
been known in the past by several other names such as Chinese Tartary, Chinese Turkestan,
Eastern Turkestan and Serindia. This region sometimes called Chinese Central Asia is bounded
3 “The Buddhists School.” Theravada (The Teachings of the Elders). http://www.buddhanet.net/elearning/buddhistworld/schools1.htm. Accessed on October 4, 2016.
4 Chʻen, Kenneth K. S. Buddhism in China, a historical survey. (Princeton, N.J.: Princeton University
Press, 1964), p. 18-20.
5 Perkins, Dorothy. Rea: the essential reference to China, its history and culture. (New York: Checkmark
Books, 2000), p. 47.
Dunhuang and Silk Route. 4
on the east by the Gobi and Lop deserts and on the south by the Nanshan and Kunlun mountain
ranges to the west and north. This area today is known as the Xinjiang Autonomous Region of
the People’s Republic of China.6 This city expanded and flourished as pilgrims and traders
traveled across Central Asia in the early centuries AD.
Beginning at Chang’an (the present day is Xi’an), which was for long periods the
Chinese capital, the route to the west passed along the Gansu corridor, divining near Dunhuang
into a northern route skirting the Tian’shan mountain range and a southern route running along
the edge of the Kunlun range. The northern route passed through Hami, Turfan, Kucha, Aksu
and Kashgar. The southern route passed through Miran, Khotan, and Yarkand with a subsidiary
route looping across the Lop Desert and passing through Loulan to join the northern route west
of Turfan. This great connecting route used for both trade and pilgrimages have come to be
known collectively as the “Silk Route or Silk Road.”7
Professor Lothar von Falkenhausen notes, “Rather than the more common “Silk Road,” I
prefer to use “Silk Routes.” For the term “Silk Road” suggests built roads, which never existed
for the premodern caravan trade in Central Asia; and rather than s single road or route, the term
“Silk Route” refer to a far-flung network of trade routes and connecting what is now Xinjiang
Uyghur Autonomous Region of China to all parts of Eurasia. 8 But in my paper, I prefer to use
both terms, “Silk Road” and “Silk Routes.” Because mostly generals are familiar with the both
terminologies which describe the same idea.
6 Whitfield, Roderick, Anne Farrer, S. J. Vainker, and Jessica Rawson. Caves of the thousand Buddhas:
Chinese art from the silk route. (New York: George Braziller, 1990),
pp. 9-10.
7 Whitfield, Roderick, Anne Farrer, S. J. Vainker, and Jessica Rawson. Ibid., p. 10.
8 Mair, Victor H., and E. J. W. Barber. Secrets of the Silk Road: an exhibition of discoveries from the
Xinjiang Uyghur Autonomous Region, China. (Santa Ana, Calif: Bowers Museum, 2010.), p.59.
Dunhuang and Silk Route. 5
Therefore, the Silk Routes refer to trade routes that extended from Japan and China in
East Asia across the Central Asia, south to India, and west across the Iranian plateau and other
lands to Mediterranean. It was known that the Silk Routes linked to the western and eastern ends
of Eurasia during ancient times. This historical network was at a height from about the second
century B.C.E., when a Chinese envoy traveled into Central Asia, until the fourteen century,
when the Mongols safeguarded northern land routes that crossed the Eurasian steppes.9
Moreover, Silk Road sites often show an intermingling of architectural or artistic styles
that can be traced to the homelands of those travelers or caravansaries: China, the varying
regions of Central Asia, India, and Iran, as well as the Roman world, among other regions. At
this site, travelers were continually introduced to new and unfamiliar artistic and architectural
styles and techniques, new lifestyles, and different religious traditions which related to
Dunhuang as a central point for all religions.
3.
History of Dunhuang
In the ancient time till present day, the Central Asia has always been an important region
for the world in the politically, strategically, culturally and commercially theme. The first
recorded history of Dunhuang was a crucial station along the mythical of Silk Road, at that time
it was related by Emperor Wu of the Han Dynasty (206 B.C.-220). The modern archaeological
findings indication the region’s history as far back as the Xia Dynasty (21st -16th century B.C.),
during the Shang and Zhou Dynasties over the next 1,400 years, the area was inhabited by three
nomadic tribes—the Qiang, Wusun, and Yuezhi (Rouzhi). At the end of the Qin Dynasty (221
B.C. – 206 B.C.), the Yuezhi conquered the other two tribes and occupied the entire Hexi
9
Ten Grotenhuis, Elizabeth. Along the Silk Road. (Washington, D.C.: Arthur M. Sackler Gallery,
Smithsonian Institution. 2002), p. 15.
Dunhuang and Silk Route. 6
Corridor. This corridor (also called Gansu Corridor) was the primary segment of the ancient Silk
Road.10 Its importance was first discovered by Emperor Wu of Han (140-87 B. C.) who
established his forward posts here to fight China's archenemy from her northern neighborhood,
the Hun (Xiongnu) tribes. The emperor sent out an important courtier, Zhang Qian, to strike
alliances with the kingdoms in Central Asia. Following him, later military expeditions
despatched from Dunhuang went further afield. It was at this juncture that the Dunhuang area fell
under Han imperial administration. Dunhuang was the westernmost of the four new juns
(provinces) of the Hexi Corridor established by Emperor Wu to break the backbone of the Hun
tribes. A military command was established at Jiuquan which was flanked by Dunhuang on the
west and the two other provinces of Wuwei and Zhangye on the east. 11
On the west rim of China and on the exchange point of four routes of the Silk Road that
lead towards the West and reach as far as Europe, Dunhuang was renowned as the heart of Asia
in ancient times. This area particularly functioned as a platform for East-West cultural and
economic exchange between Eastern Asia, Central Asia, and India. In 138 B.C.E., Shang Qian,
one of Chinese official diplomat, was ordered travel from east to the West to conciliatory
relations with Yuezhi with a hope of becoming a colleague. However, he did not successfully
complete his mission. Anyway, he exposed the direction to the West for Chinese, trader and
missionary monks to travel to the West. So, the Silk Road was formally in the Chinese History at
that time.12 The resource shows us as a result; that Dunhuang is the area positioned at the
beginning of the Silk Road and welcomed a great economic geography and cultural
10 “Travel China Guide.” Dunhuang History.
https://www.travelchinaguide.com/cityguides/gansu/dunhuang/ . Accessed on October 9, 2016.
11 Duan, Wenjie, and Chung Tan. Dunhuang art: through the eyes of Duan Wenjie. (New Delhi: Indira
Gandhi National Centre for Arts, 1994), p. 14.
12 Rong Xinjiang. Eighteen Lectures on Dunhuang. (Denvers: Brill, 2013), p. 51-55.
Dunhuang and Silk Route. 7
transformation from the East and the West. Geographically, Dunhuang is the best area an oasis in
the massive Taklamakan Desert. It is on the throat tunnel of the Silk Road. Therefore, with the
accelerated development of the Silk Road and trade between the East and the West, Dunhuang
became the center of culture and economics for Central and Eastern Asia. 13
Dunhuang's importance as a military fortress led to its becoming a prefecture in 177 B.C..
Concurrently, construction of the Yumenguan Pass and Yangguan Pass to the west of Dunhuang
opened a new trade route between the central plains (Hexi) and the states in Xi Yu (literally the
western regions, referring to most parts of Xinjiang and part of central Asia) namely the noted
Silk Road. As more and more immigrants from the central plains settled here, this city gradually
became a prosperous agricultural base as well as the key military installation on the Han's border
frontier. For the next several centuries, it served as one of China's most important military,
political and economic centers.14 Moreover, two well-known stories dating from Emperor Wu's
westward expansion are connected to Dunhuang. The emperor obtained a gift of a special breed
of horse known as "Hanxue Ma" (literally, "A horse that sweats blood"). The emperor was so
elated that he christened the steed "Tianma" (Celestial Horse) and composed a song celebrating
his booty. Long before the Dunhuang caves were carved out and celestial horses painted on their
walls here had been a real "celestial horse" which had journeyed across Dunhuang on his way to
the Han imperial stable.15
Dunhuang although internationally known is infrequently visited. The Mogao shrine at
Dunhuang is a cluster of 492 caves, containing 45,000 square metres of frescoes and 2,415
stucco statues. This is a precious art heritage of the world. It has great historical and artistic
13
Rong Xinjiang. Ibid., p. 54-55.
“Travel China Guide.” Dunhuang History.
https://www.travelchinaguide.com/cityguides/gansu/dunhuang/ . Accessed on October 9, 2016.
15 Duan, Wenjie, and Chung Tan. Ibid., p. 14.
14
Dunhuang and Silk Route. 8
value. These caves were created, renovated and maintained continually with devotion and care
from the 4th up to the 14th century. They were also maintained during the subsequent periods up
till the 19th century. From the 7th to 9th century, culture and art enjoyed a golden period in
China, so did Dunhuang Art. Among these ancient artworks, the theme of Buddhism is
illustrated in the majority of them.16
4.
Dunhuang on the Silk Routes
The Great Silk Road encompassed certain sea routes and the loosed system trails that
crossed the mountains and deserts of the Central Asia to connect East Asia and the
Mediterranean. This historical network was at its height from about the second-century B.C.E
until about the fourteen century which was in the heyday, the most cosmopolitan area on earth.
By 500 B.C.E and for the next two thousand years, the Eurasian landmass linked four major
centers of civilization: China, India. West Asia, and Europe. The Silk Road served the major
conduit for the transportation of knowledge and material goods between the East and the West,
Asia and Europe during these two thousand years. It is also probably fair to say that until about
1500 C.E., or the beginning of the early modern period, Europe was something of a backwater
compared to China, India, and West Asia.17
As early as the Western Han dynasty, Emperor Wu (reigned 140-87 BC) established
military colonies in the west of Dunhuang and protected them by an extension of the Great Wall.
Chinese documents discovered by Stein describe the organization and provisioning of these
distant posts. Large armies were sent across the Pamirs to Sogdiana and Ferghana, taking
16
Corzo, Miguel Angel. The future of Asia's past: preservation of the architectural heritage of Asia:
summary of an international conference held in Chiang Mai, Thailand, January 11-14, 1995. ([Marina del Rey,
Calif.]: Getty Conservation Institute, 1995), p. 17.
17
Ten Grotenhuis, Elizabeth. Along the Silk Road. Ibid., pp. 16-17.
Dunhuang and Silk Route. 9
Chinese arms as far as the shores of the Caspian Sea. But by the beginning of the later Han (AD
25-220) the Chinese had lost control of the area, and their rule was not re-established until the
late 1st century AD. At that time, Dunhuang was established as a commandery in 111 BC. A line
of military watch-towers built to the north and west of Dunhuang during the Han period. The end
of 2nd century AD, Han Empire began to collapse under internal political strains and contact with
Central Asia was lost. In several hundred years this area was subject to successive waves of
invasions. However, with the reunification of China under the Sui (589-618) and then in the
early years of the Tang dynasty (618-906), the Chinese reasserted their authority. By 661
Kashmir, Bokhara and the borders of eastern Iran were administered by Chinese officials. But
the tide was turning again, and in 751 Chinese armies were defeated by an Arab force at the
Talas River. After the chaos of the Lushan rebellion (755-63) the empire lacked the strength to
maintain its westerly possession; the Tibetans even took the Chinese capital Chang’an in 763.
Dunhuang itself passed into Tibetan control from 781 to 847. This meant that the Buddhist
shrines there were largely untouched by the great suppression of Buddhism and other foreign
religions that wrought such destruction in China between 842 and 845. 18 For centuries between
the fifth century and lasted until the fourteenth century, Dunhuang flourished various cultural
traditions, language, art, and religions gathered here.
Dunhuang has more than 2000 years of history, in the dynasties of Qin and Han, a Great
wall built in the north of Dunhuang, set up the Yang Guang Gate and Wang Men Gate in the
west of Dunhuang. Since then Dunhuang became the important gateway from west to Central
Plains. In order to consolidate the strategic location of Dunhuang, the government immigrants
people from the mainland to Dunhuang, and dispatch soldiers to the garrison. The operation and
18
Whitfield, Roderick, Anne Farrer, S. J. Vainker, and Jessica Rawson. Ibid., p. 10.
Dunhuang and Silk Route. 10
development of Dunhuang in the Western Han Dynasty established the important position of
Dunhuang in history. After the Eastern Han Dynasty and King Cao Wei's regime to continue the
operation and development, Dunhuang remained relatively stable for a long period of time, as the
Silk Road on an important commodity trading center and food production base. The culture of
the Central Plains took root and developed here, and the Confucian classics spread. The Buddhist
culture Produced in India also reached Dunhuang. During this time, the art, ideas, and cultures of
other civilizations such as Greece, India, and central and western Asia were imported into
Dunhuang. Eminent Buddhist monks continued to come here to carry forward their dharma. The
Magao Caves, the greatest example of Buddhist cultural significance, continued to house
religious statuary and frescoes in its grottoes.
As an important element in Asian religions, Buddhism, particularly of the Mahayana
tradition, widely spread out along the routes of the Silk Road and rapidly developed in Central
and Eastern Asia. Buddhist monastics and lay practitioners began to travel to Dunhuang for
pilgrimages and other religious practices. Moreover, Buddhist artists from various regions and
countries also set forth to Dunhuang, to accomplish their dream projects in Mogao Grotto.
Moreover, the great mane Dunhuang gradually vanished during the Yuan Dynasty (1271-1368
C.E.).19
19
Zhang, Xiaoyang. Buddhist art communication between Dunhuang and Japan: a study of a silk
painting of Ks ̣itigarbha Bodhisattva found in Dunhuang. (CA: University of the West, 2015), p. 7.
Dunhuang and Silk Route. 11
Conclusion
In this paper, an attempt has been made to highlight the significance of Silk Route and
Dunhuang which related to each other. The Silk Routes had served as a great source of
unification, growth, and development of world culture. Through caravans, civilizations traveled
and brisk exchanges of ideas, learning, culture, and collaborative fruitful ventures and active
contacts could be made possible. Silk Routes contributed richly towards the growth and
development of cities, irrigational system, handicrafts, sharing of information and culture among
people, states, and civilizations.
20
Central Asia is supposed to have been the cradle of human
civilization.21
Therefore, Dunhuang is the central point to connect between two worlds, the East and the
West by using the Silk Road as the route of the great journey between two worlds. This route
traverses China and some central and western Asian countries, such as Kazakhstan, Uzbekistan,
Tajikistan, India, Pakistan, Afghanistan, Iran, Iraq, Syria, and Egypt. Therefore, we can say that
this Silk Road and Dunhuang are the great civilization between two worlds, East and West.
20 Mansura Haidar. The silk road: trade, caravan serais, cultural exchanges and power games. (New Delhi
: Indira Gandhi National Centre for the Arts : Aryan Books International, 2014.), p.39.
21 Puri, Baij Nath. Buddhism in Central Asia. (Delhi: Motilal Banarsidass. 1987.), p.317.
Dunhuang and Silk Route. 12
Bibliography
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Corzo, Miguel Angel. The future of Asia's past: preservation of the architectural heritage of
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Mair, Victor H., and E. J. W. Barber. Secrets of the Silk Road: an exhibition of discoveries from
the Xinjiang Uyghur Autonomous Region, China. Santa Ana, Calif: Bowers Museum,
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Mansura Haidar. The silk road: Trade, Caravan Serais, Cultural Exchanges and Power Games.
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Dunhuang and Silk Route. 13
Ten Grotenhuis, Elizabeth. Along the Silk Road. Washington, D.C.: Arthur M. Sackler Gallery,
Smithsonian Institution. 2002.
Whitfield, Roderick, Anne Farrer, S. J. Vainker, and Jessica Rawson. Caves of the thousand
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Thesis:
Zhang, Xiaoyang. Buddhist art communication between Dunhuang and Japan: a study of a silk
painting of Ks ̣itigarbha Bodhisattva found in Dunhuang. CA: University of the West,
2015.
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Dunhuang History, “Travel China Guide.”
https://www.travelchinaguide.com/cityguides/gansu/dunhuang/. Accessed on October 9,
2016.
Theravada (The Teachings of the Elders). “The Buddhists School.”
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