THE JOURNAL OF GENE MEDICINE
RESEARCH ARTICLE
J Gene Med 2010; 12: 45–54.
Published online 24 November 2009 in Wiley InterScience (www.interscience.wiley.com) DOI: 10.1002/jgm.1417
Comparative gene transfer between cationic
and thiourea lipoplexes
Marie Breton1
Jeanne Leblond2
Johanne Seguin1
Patrick Midoux3
Daniel Scherman1
Jean Herscovici4
Chantal Pichon3
Nathalie Mignet1 *
Abstract
1
Methods The MTT test was used for cytotoxicity assessment. Transfection
efficiency was determined by luciferase read-out. Permeation to propidium
iodide and enhanced green fluorescent protein was evaluated by flow
cytometry. Kinetics of internalization and DNA release were monitored by
confocal microscopy with labelled DNA. Endocytosis inhibitors were used to
study the mechanisms of lipoplex internalization.
Inserm, U640, CNRS, UMR8151,
Unité de Pharmacologie Chimique et
Génétique, Université Paris Descartes,
Faculté de Pharmacie, Paris, France
2
Canada Research Chair in Drug
Delivery, Faculty of Pharmacy,
University of Montreal, Montreal,
Quebec, Canada
3
Centre de Biophysique Moléculaire
CNRS UPR 4301, Université
d’Orléans, INSERM, Orléans, France
4
Inserm, U640, CNRS, UMR8151,
Unité de Pharmacologie Chimique et
Génétique, Ecole Nationale Supérieure
de Chimie de Paris, Paris, France
*Correspondence to:
Nathalie Mignet, Université Paris
Descartes, 4 avenue de
l’observatoire, 75006, Paris, France.
E-mail:
nathalie.mignet@parisdescartes.fr
Background We have previously developed lipopolythiourea lipids as
neutral DNA condensing agents for systemic gene delivery. Optimization
of the lipopolythiourea structure led to efficient transfecting agents. To
further evaluate these lipids, we investigated the internalization process of
the thiourea lipoplexes and their intracellular mechanism of transfection
versus that of cationic lipoplexes.
Results Although thiourea/DNA complexes exhibit an almost similar level
of transfection compared to that of cationic complexes, the thiourea lipoplexes
were shown to be six-fold less internalized. Complexes were able to
permeabilize the cytoplasmic membrane to 30 kDa molecules. Finally, DNA
was shown to be released in less than 10 min in the cellular cytoplasm versus
30 min for cationic lipoplexes.
Conclusions Despite a weaker internalization compared to cationic lipids,
the thiourea lipoplexes were able to transfect cells at a similar level as a result
of its greater ability to destabilize the cytoplasmic membrane and release
DNA Copyright 2009 John Wiley & Sons, Ltd.
Keywords cationic lipoplexes; endocytosis; internalization; membrane binding;
neutral lipoplexes; transfection
Introduction
Received: 25 May 2009
Revised: 5 October 2009
Accepted: 20 October 2009
Copyright 2009 John Wiley & Sons, Ltd.
Synthetic systems for DNA delivery mostly involve ionic interactions. Cationic
lipids and polymers have been developed to favour strong interaction with
DNA phosphates anionic moieties and to form stable structures in which DNA
is protected from nuclease degradation. This cationic charge also promotes
the cell interaction and uptake [1]. There is conclusive evidence that both
complexes made from lipids (lipoplexes) and complexes made from polymers
(polyplexes) enter cells via endocytosis [2,3]. However, this endocytosis can
use several distinct pathways such as clathrin-mediated endocytosis, caveolaemediated endocytosis or macropinocytosis. Many studies have shown that
clathrin-mediated endocytosis is implied in the endocytosis of lipoplexes [4]
46
but the role of the other pathways remains poorly defined.
Polyplexes might also use more than a single pathway such
as clathrin-mediated endocytosis and macropinocytosis
[5] or caveolae-mediated endocytosis [6,7]. It is of
major importance to elucidate the internalization process
and, in particular, to identify whether the complexes
need to escape endosomal structures. In such a case,
destabilizing fusogenic lipids or peptides should be
introduced in the complexes to increase endosomal
escape.
Some years ago, we chose to develop original
lipids able to compact DNA through hydrogen binding.
We hypothesized that uncharged lipids would provide
an easier DNA liberation into the cells compared
to cationic lipids, and would limit unspecific protein
interactions for in vivo delivery. We used thiourea
functions because of their ability to form strong hydrogen
bonds with ionic species such as phosphates [8] and
introduced three of these functions on a lipid to form
a lipopolythiourea [9]. Subsequently, the synthesis of
numerous lipopolythioureas of various lipid lengths
bearing different spacers and head moieties has allowed us
to define an optimized hydrophobic/hydrophilic balance
providing easy formulating lipids that are able to transfect
cells efficiently [10,11]. Although these complexes are
able to achieve transfection levels similar to those of
cationic lipoplexes, their drastic chemical difference with
cationic entities requires further investigation on their
mechanism of action.
In the present study, we investigated the internalization
and intracellular trafficking of thiourea lipoplexes and
compared them with cationic complexes. Because thioure
a lipid/DNA complexes are globally uncharged at
physiological pH, we suspected that their uptake would
be less efficient than that of polyamine based lipoplexes.
Moreover, as thioureas are suspected to interact with
the phosphates of DNA by hydrogen bonds, we expected
them to release DNA more efficiently than in the case
of ionic-mediated complexes. To evaluate these two
potential properties that would allow thiourea lipoplexes
to lead to transfection, we thus compared the thiourea
lipid DDSTU (DD for didecyl, S for the serine based
linker, TU for its thiourea moiety) and the lipopolyamine
DMAPAP (di-miristyl aminopropyl aminopropyl) based
complexes (Figure 1) in terms of cell internalization,
and the kinetics of DNA release, cytotoxicity and
transfection.
M. Breton et al.
Materials and methods
The cationic lipid whose name according to the nomenclature is 2-{3-[bis-(3-amino-propyl)-aino]-propylamino}-Nditetradecylcarbamoyl methyl-acetamide or RPR209120,
which we termed DMAPAP, was described in the supporting information to the study by Thompson et al.
[12]. DDSTU was synthesized according to previously
reported procedures [10]. All chemicals were purchased
from Sigma Aldrich (St Louis, MO, USA) unless otherwise stated. Dioleoylphosphatidylethanolamine (DOPE)
was purchased from Avanti Polar lipids, Inc. (Alabaster,
AL, USA).
Cell lines
B16 murine cells were grown as monolayers incubated
at 37 ◦ C in a humidified atmosphere of 5% CO2 into
Dulbecco’s modified Eagle’s medium (DMEM) (Gibco,
Invitrogen, Cergy Pontoise, France) supplemented with
L-glutamine (29.2 mg/ml), penicillin (50 units/ml),
streptomycin (50 units/ml) and 10% foetal bovine serum
(FBS).
Human epithelial ovarian carcinoma (HeLa) cell lines
(CCL2; ATCC, Rockville MD, USA) and HeLa-EGFP cells
expressing constitutively the enhanced green fluorescent
protein (EGFP) were routinely grown as monolayers
incubated at 37 ◦ C in a humidified atmosphere of
5% CO2 . HeLa-EGFP cell clones were obtained by
transfection of HeLa cells with pEGFP (pEGFPemd-cmv,
4.797 kb; Packard, Meriden, CT, USA) and selection
under geneticine. The clone was isolated by cell sorting
(FACSVantage; Becton Dickinson, Grenoble, France).
Cells were maintained by regular passage, respectively,
in DMEM (Gibco, Invitrogen, France) supplemented
with 10% heat-inactivated FBS together with 100
units/ml penicillin and 50 units/ml streptomycin each
(Gibco, Invitrogen). Cells were free from mycoplasma as
demonstrated by bis-benzimidazole staining [13].
The Eahy 926 is a stable, easily maintained endothelial
cell line derived from the fusion of human umbilical vein
endothelial cells and A549 cells. Eahy 926 cells were
grown as monolayers incubated at 37 ◦ C in a humidified
atmosphere of 5% CO2 into DMEM (Gibco, Invitrogen,
France) supplemented with L-glutamine (29.2 mg/ml),
penicillin (50 units/ml), streptomycin (50 units/ml) and
10% FBS.
Figure 1. Structures of the lipids used in the present study: the polythiourea DDSTU (DD for didecyl, S for the serine based linker,
TU for its thiourea moiety) and the lipopolyamine DMAPAP (di-miristyl aminopropyl aminopropyl)
Copyright 2009 John Wiley & Sons, Ltd.
J Gene Med 2010; 12: 45–54.
DOI: 10.1002/jgm
47
Gene transfer by neutral and cationic lipoplexes
J774 is a murine macrophage cell line established
from a tumour that arose in a female BALB/c mouse.
J774 cells were grown as monolayers incubated at 37 ◦ C
in a humidified atmosphere of 5% CO2 into DMEM
(Gibco, Invitrogen) supplemented with L-glutamine
(29.2 mg/ml), penicillin (50 units/ml), streptomycin (50
units/ml) and 10% FBS.
Liposome preparation
The DDSTU was suspended via an ethanolic injection
protocol. DMAPAP/DOPE (1 : 1) was prepared via the
same method. Lipids (and colipids if necessary) were
dissolved in ethanol and were added dropwise to
ten volumes of water under vigorous agitation. The
mixture was stirred overnight and then evaporated under
reduced pressure at room temperature to obtain a fairly
concentrated solution of liposomes. As an example,
DDSTU (3 mg, 4 µmol) was dissolved in 300 µl of ethanol.
This solution was added dropwise into 3 ml of stirred
filtered water. The mixture was stirred overnight, and then
evaporated under reduced pressure at room temperature
to obtain a clear suspension of DDSTU at approximately
10 mM concentration.
Plasmid preparation
Plasmid pVax2 was used for all experiments. pVax2
is a derivative of the commercial plasmid pVax1
(Gibco, Invitrogen, France), which was digested with
the restriction enzymes HincII and BamHI to excise
the promoter. The plasmid was then blunted with
the Klenow fragment, dephosphorylated with alkaline
phosphatase, pCMVbeta (Clontech, Palo Alto, CA, USA),
and was digested with EcoR1 and BamHI to excise the
cytomegalovirus (CMV) promoter. The CMV promoter
was blunted with Klenow enzyme and ligated into the
blunted pVax1 to give pVax2. The plasmid pXL3031
was digested with EcoRI and BamHI and then treated
with the Klenow fragment to produce a blunted fragment
containing the luciferase cDNA. This fragment was ligated
into pVax2 after EcoRV digestion and phosphatase alkaline
dephosphorylation to give the pVax21-Luc. [14]
DNA/lipid complex preparation
Plasmid (100 µl, 0.02 g/l in H2 O) was added dropwise
with constant vortexing to various amounts of thiourea or
cationic liposomes (in 100 µl of H2 O). TU/P indicates the
ratio in nanomoles of thiourea function (two per lipid)
versus nanomoles of DNA phosphates.
buffer) after the addition of 5 µl of bromophenol blue.
The gel was run at 80 V/cm. DNA was revealed with
ethidium bromide and visualized under ultraviolet light.
Size measurement
Particle diameter was determined by dynamic light
scattering on a Zeta Sizer NanoSeries Malvern (Malvern
Instruments, Vénissieux, France). The concentration of
the samples was approximately 0.1 mM in H2 O.
Phase transition of the lipoplexes
as a function of the pH
A 2.5 mM stock solution of Nile Red was prepared in
ethanol. Lipoplexes of DDSTU at ratio TU/P= 40 and
DMAPAP at ratio N/P= 4 were prepared at pH 6.7 in a
5 mM MES/HEPES/sodium acetate buffer and 10 µM Nile
Red solution. The lipoplexes were then freeze/thawed
five times. The Nile Red emission maximum was determined at different pH values, using a protocol in which
the pH was first lowered step by step to acidic pH (around
3), then raised to pH 6.7, and subsequently increased
step by step from pH 6.7 to approximately pH 8.5. Nile
Red fluorescence was measured on a Varian spectrofluorimeter (Varian Inc., Palo Alto, CA, USA) at 25 ◦ C. The
excitation wavelength was set at 550 nm and the fluorescence emission was recorded from 550 nm to 700 nm at
5-nm intervals. The wavelength of the maximal emission
(λmax emission) of Nile Red was calculated using a four
parameters log-normal fit.
Cytotoxicity
Murine B16 melanoma cells were grown as described
above. Exponentially growing B16 cells were plated onto
96-well plates at 5000 cells per well in 100 µl of culture medium. Twenty-four hours after plating, 100 µl
of medium with the DDSTU lipid or the DMAPAP lipid
was added at different concentrations to the wells (in
triplicate) containing the cells and incubated for 48 h
at 37 ◦ C and 5% CO2 . After 48 h, cell viability was
assayed using the MTT test [15] and absorbance was read
at 562 nm in a microplate reader (BioKinetics Reader,
EL340; BioTek Inc., Winooski, VT, USA). Appropriate
controls with DMEM only and MTT were run to substract
background absorbance. The results are presented as percentage of controls cells. The concentration of the lipid
that inhibited cell viability by 50% (inhibitory concentration for 50% of cells, or IC50 ) was determined using the
GraphPad Prism software (GraphPad Software Inc., San
Diego, CA, USA). Results are presented as the mean ±
SEM of six independent experiments each run in triplicate.
Gel retardation experiments
Transfection method
Compaction of DNA was verified by loading 15 µl of the
samples (0.1 µg DNA) on an agarose gel (0.8% in a TAE
The murine melanoma cell line B16 was cultured
in DMEM containing 10% (v/v) fetal bovine serum
Copyright 2009 John Wiley & Sons, Ltd.
J Gene Med 2010; 12: 45–54.
DOI: 10.1002/jgm
48
and 100 µg/ml penicillin/streptomycin (GibcoBRL, Life
Technology, Merelbeke, Belgium) with 5% CO2 at
37 ◦ C. One day before transfection, cells were treated
with trypsin and deposited into 24-wells plates (45 000
cells/well) and incubated 24 h at 37 ◦ C. Fifty microlitres of
DDSTU/DNA or DMAPAP/DNA (corresponding to 0.5 µg
of DNA) complexes were loaded on each well and the
plates were incubated at 37 ◦ C for 24 h in 1 ml of DMEM +
10% FBS. Then the cells were washed twice with
PBS and treated with 200 µl of a passive lysis buffer
(Promega, Madison, WI, USA). After 15 min, the cells
were centrifuged for 5 min at 14000 g. Ten microlitres
of supernatant and 10 µl of iodoacetamide were deposed
on a 96-well plate which was incubated at 37 ◦ C for 1 h.
Protein quantification was performed with the Bio-Rad
assay kit (Hercules, CA, USA) and reported to the bovine
serum albumin taken as a reference curve. Luciferase
activity was quantified using the Luciferase quantification
assay kit (Promega). On 10 µl of the lysed cells, 50 µl of
the luciferin substrate was injected via an injector and
the absorbance was read immediately at 563 nm on a
Wallac Victor 21 420 Multilabel Counter (Perkin Elmer,
Waltham, MA, USA). The results are presented as the
mean ± SEM of the experiments, each run in triplicate.
To test the effect of endocytosis inhibitors, 1 h prior
transfection, the medium was supplemented by DMEM +
10% FBS + methyl-β-cyclodextrine (MβCD) 10 mM or
DMEM + 10% FBS + 5-(N-ethyl-N-isopropyl)amirolide
(EIPA) 100 µM or DMEM + 10% FBS + sucrose 0.45M. The
medium was then rinsed and replaced by the lipoplexes
diluted in DMEM + 10% FBS. The results are presented as
the mean ± SEM of the experiments each run in triplicate.
Binding and internalization studies
Two days before experiments, HeLa cells were seeded at
1 × 105 cells/wells in 24-well plastic culture plates and
the transfection was performed with lipoplexes prepared
extemporaneously. Plasmid DNA was labelled with the
Label IT Cy5 nucleic acid labelling (MIRUS, Madison,
WI, USA) at a 1 : 2 reagent/pDNA weight ratio. The
Label IT Labelling reaction was carried out according to
manufacturer’s instructions. For the binding experiments,
cells were first incubated for 30 min at 4 ◦ C prior
transfection. Cells were then incubated during indicated
times with thiourea lipoplexes at a ratio TU/P = 40 or
cationic lipoplexes at a ratio N/P = 4 made with 2 µg of
Cy5-labelled plasmid at either 4 ◦ C or at 37 ◦ C.
For the fluorescence measurement, cells were scraped
gently from the culture wells and extensively washed
with ice-cold PBS. After incubation at 37 ◦ C, cells
were cooled and extensively washed with ice-cold PBS
before harvested by trypsin treatment. The cell pellets
were resuspended in PBS containing 15.2 mM NaF
and 0.2% phenoxyethanol. The fluorescence intensity
of the cell suspension was recorded with a LSR flow
cytometer (Becton Dickinson, Sunnyvale, CA, USA). The
fluorescence of Cy5-labelled plasmid was recorded at
Copyright 2009 John Wiley & Sons, Ltd.
M. Breton et al.
λexc of 633 nm and 10 000 events were counted in each
sample. For all data shown, the mean autofluorescence
intensity (background fluorescence) of control cells has
been subtracted from the mean fluorescence intensity
of treated cells. Data are the mean of three separate
experiments performed in duplicate.
Permeabilization experiments
Trypsinized EGFP-HeLa cells were washed and suspended
(107 cells/ml) in PBS. Samples were composed of 50 µl of
this cell suspension in 400 µl of sheath fluid buffer. DDSTU
lipoplexes at ratio TU/P = 40 or DMAPAP lipoplexes at
ratio N/P = 4 were added to the samples and incubated
for indicated times at 37 ◦ C. Just before measurement,
10 µl of propidium iodide (PI) (5 µg/ml) was added to the
sample. The cell fluorescence was immediately recorded
by flow cytometry with FACSort (Becton Dickinson) in the
FL-3 (λem > 650 nm) channel. Note that the percentage of
PI positive cells found for control cells has been subtracted
from that of treated cells. The fluorescence of EGFP was
measured using 488 nm excitation wavelength (λexc ) and
520 nm of emission wavelength (λem ) in the FL-1 channel.
The results were expressed in terms of the percentage of
EGFP positive cells and PI positive cells. Ten thousand
events were recorded from each sample.
Internalization process of lipoplexes
HeLa cells were incubated at 37 ◦ C with 0.5% PERhodamine (Avanti Polar Lipids, Inc.) labelled liposomes complexed with a fluorescein-labelled plasmid.
The plasmid was labelled with Label IT fluorescein
nucleic acid labelling (Mirus, Madison, WI, USA) at a
1 : 2 reagent/pDNA weight ratio according to the manufacturer’s instructions. The complexes of DDSTU were
prepared at a TU/P = 40 ratio and the DMAPAP complexes at a N/P = 4 ratio.
The intracellular fate of lipids and DNA was followed
by confocal microscopy, with a Zeiss Axiovert 200
M microscope coupled to a Zeiss LSM 510 scanning
device (Carl Zeiss, Oberkochen, Germany). The inverted
microscope was equipped with a Plan-Apochromat ×
63 objective (numerical aperture = 1.4) and with a
temperature-controlled stage. To evidence presence of
DNA in the nucleus, 1 µM DRAQ5, a far-red fluorescent
DNA dye (Biostatut Limited, Shepshed, UK), was added
to the medium to stain the cell nuclei blue when we
observed green spots in the nucleus. Images were recorded
with the software LSM Image Browser (Carl Zeiss) and
were calculated with the public-domain software ImageJ
(http://rsbweb.nih.gov/ij/). Each image was represented
by 512 × 512 pixels of 0.28 × 0.28 µm2 each, and
recorded with a line mode to reduce background noise
(average on two scanning images). The acquisition of each
image was performed with the confocal laser scanning
microscope’s meta mode selecting specific domains of the
emission spectrum.
J Gene Med 2010; 12: 45–54.
DOI: 10.1002/jgm
49
Gene transfer by neutral and cationic lipoplexes
Figure 2. Physico-chemical parameters of lipoplexes. (A) Agarose gel electrophoresis of DNA complexed with DDSTU at TU/P = 40
and DMAPAP at N/P = 4 and lipoplexes size (nm). (B) Lipid phase transition determination. The maximal emission wavelength of
Nile Red inserted in DDSTU or DMAPAP lipoplexes measured as a function of pH
Results
Physico-chemical characterization
Because the characterization of DDSTU and DMAPAP
lipids has been studied previously [9,12], in the present
study, we report only data corresponding to lipoplexes
formulations used for the cellular studies. As shown by
the agarose gel electrophoresis (Figure 2A), the absence
of DNA migration indicated that it was well compacted
at a TU/P ratio of 40 for DDSTU and an N/P ratio of 4
for DMAPAP. Under these formulations, both lipoplexes
exhibited a size of approximately 200 nm (Figure 2A).
Next, the lipid phase transition of each type of
lipoplexes was assessed as a function of pH by using the
maximal emission wavelength of Nile Red incorporated
in lipoplexes as described for SAINT complexes [16].
Figure 2B shows that a red shift of the Nile Red emission
wavelength in cationic complexes occurred when the pH
decreased, whereas no change was observed with thiourea
complexes. These data show that the thiourea lipid did not
undergo a lipidic phase transition at acidic pH as could
be expected for uncharged lipids. Conversely, the red
shift observed at a pH around 6 with cationic complexes
indicates an environmental change of the fluorophore.
This is related to a phase transition of DOPE present in
cationic lipoplexes. Indeed, DOPE is known to undergo a
phase transition at this pH upon the protonation of the
phosphate moiety [17].
Transfection efficiency
After physico-chemical characterization of lipoplexes, we
assessed their transfection efficiency on a B16 murine
melanoma cell line, a J774 murine macrophage cell
line and two human cell lines, HeLa (epithelial ovarian
carcinoma cells) and Eahy 926 (endothelial cells). Gene
transfection performed on different cell lines indicated
that the DDSTU complexes were able to transfect cells
Copyright 2009 John Wiley & Sons, Ltd.
in the presence of 10% serum. We could demonstrate
a dose dependence of the transfection level on B16,
Eahy 926 and HeLa cells. The luciferase level on the
B16 cell line was lower than that obtained with cationic
lipoplexes under the same conditions of non-aggregating
complexes (N/P = 8, p < 0.05; Figure 3). The luciferase
level was slightly lower for neutral lipoplexes compared
to cationic lipoplexes in the case of Eahy 926 cells.
However, the number of transfected cells was quite
similar (approximately 50–60%). For HeLa cells and
J774, comprising macrophage cells that are hard to
transfect with cationic lipids [18], the transfection level
mediated by thiourea and cationic lipoplexes was not
significantly different (Figure 3). In the absence of serum,
similar results were obtained, except for macrophages
in which enhanced transfection efficiency was observed
with the two types of lipoplexes (not shown). The best
transfection results were globally obtained at a TU/P
ratio of 20 or 40. The TU/P ratio of 40 was chosen for the
subsequent experiments. The cytotoxicity of lipoplexes
was assessed by a MTT colourimetric assay on B16 cells:
IC50 of DDSTU and DMAPAP lipoplexes was 29 µM and
49 µM, respectively.
Influence of temperature
on the amount of cell-associated
plasmid
The kinetics of cell-associated DNA after incubation
of HeLa cells with Cy5-labelled plasmid complexed by
thiourea or cationic lipoplexes was evaluated at 4 ◦ C and
37 ◦ C by flow cytometry (Figure 4). The data obtained
show that, at 4 ◦ C, the cellular binding of DNA complexed
with thiourea liposomes was five- to six-fold lower than
that of DNA complexed with cationic liposomes. At
37 ◦ C, the fluorescence intensity of cells incubated with
both lipoplexes was two- to three-fold higher than that
measured at 4 ◦ C. With respect to the binding at 4 ◦ C,
the amount of DNA complexed with cationic liposomes
J Gene Med 2010; 12: 45–54.
DOI: 10.1002/jgm
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M. Breton et al.
Figure 3. Transfection efficiency of lipoplexes. Luciferase expression obtained after 24 h of transfection of B16, Eahy 926, J774 and
HeLa cells with DDSTU/DNA complexes at different TU/P ratios in the presence of serum. Data are expressed as CPS/µg of protein
content. The cytotoxicity of DDSTU and DMAPAP lipoplexes was assessed by a MTT colorimetric assay. Statistics were calculated
with an unpaired t-test with Welch’s correction (∗ p < 0.05; no sign means that data are not statistically different)
was 4.5- to six-fold higher than that of DNA complexed
with thiourea liposomes. The kinetics of cell-associated
DNA indicate that the interaction of thiourea lipoplexes
with cells appears to be faster than that of cationic ones.
This suggests that differences exist with respect to cellular
association between these two types of lipoplexes.
Permeabilizing activity of lipoplexes
We have previously observed that the transfection efficiency, at low TU/P ratios, was significantly improved
by the addition of liposomal lipopolythioureas (data not
shown). Moreover, thiourea lipoplexes do not tend to
Copyright 2009 John Wiley & Sons, Ltd.
undergo a phase change at lower pH. We were interested
in whether this lipid could destabilize the cell membrane. Thus, we first studied the permeabilizing activity
of thiourea lipoplexes to small molecules such as PI.
Cells were incubated with lipoplexes and, at the indicated
times, PI was added to the cell suspension, and then
the cell fluorescence-associated to PI was immediately
recorded. As shown in Figure 5, 100% of cells were permeabilized (PI-positive cells) after 15 min of incubation
with DDSTU lipoplexes whereas 40% of cells were permeabilized with DMAPAP lipoplexes. In line with the DNA
binding at 4 ◦ C, the kinetics of permeabilization activity
of thiourea was faster than that of cationic lipoplexes.
J Gene Med 2010; 12: 45–54.
DOI: 10.1002/jgm
Gene transfer by neutral and cationic lipoplexes
51
Figure 4. Kinetics of cell-associated Cy5-labelled DNA complexed with DDSTU or DMAPAP liposomes (dashed line) or 37 ◦ C (full
line). HeLa cells were incubated at either 4 ◦ C (dashed line) or at 37 ◦ C (full line) for the indicated times with 2 µg of Cy5-labelled
pDNA complexed with DDSTU lipoplexes (TU/P = 40) or DMAPAP (N/P = 4). The mean cell fluorescence intensity (a.u., arbitrary
unit) was measured by flow cytometry. Data are the mean of three separate experiments performed in duplicate
Figure 5. Fluorescence intensity of PI labelling of HeLa cells and of EGFP release from EGFP-HeLa cells induced by DDSTU lipoplexes
() and DMAPAP lipoplexes (). Values are the mean of three independent experiments performed in duplicate
We further evaluated whether membrane permeabilization induced by DDSTU lipoplexes could allow the
passage of a small protein such as EGFP. For this purpose, a HeLa cell clone stably transfected with a plasmid
encoding EGFP (EGFP-HeLa cells) was used [19]. The
incubation of cells with DDSTU lipoplexes led to a
rapid decrease of the number of EGFP-positive cells
(Figure 5). Fifty percent and 20% of cells were EFGPpositive after 5 and 30 min of incubation, respectively.
These data are indicative of a high permeabilizing activity of these lipoplexes. By contrast, approximately 90%
of cells were still EGFP positive after 30 min of incubation with cationic lipoplexes, indicating that these
lipoplexes did not exhibit membrane permeabilizing
activity.
Overall, these results demonstrate a strong membrane
destabilization activity of the DDSTU lipoplexes that
permits the passage of a low molecular weight molecule
such as PI and small protein of 27 kDa such as EGFP.
Internalization process and real-time
intracellular trafficking of lipoplexes
Different internalization paths have been suggested for
DNA complexes, such as actin-mediated endocytosis [20],
caveolae-mediated endocytosis [6] or macropinocytosis
Copyright 2009 John Wiley & Sons, Ltd.
[5]. Cells could take up thiourea lipoplexes by one
of these pathways. To investigate the efficient uptake
route of these lipoplexes, transfection experiments were
conducted in the absence and presence of different
inhibitors of the endocytosis pathways (Figure 6). Methylβ-cylodextrine [2], sucrose [21] and EIPA [22] inhibit
the caveolae-mediated endocytosis, clathrin-mediated
endocytosis and macropinocytosis, respectively. The
transfection efficiency of DDSTU complexes was reduced
to approximately the same level (ten-fold) by these
inhibitors. By contrast, the influence of these inhibitors on
the transfection efficiency of DMAPAP complexes was not
similar. Indeed, sucrose and EIPA reduced the transfection
level by 100-fold, whereas the effect of methyl-βcyclodextrine was comparable to that obtained for
transfection by DDSTU complexes. These results indicate
that different mechanisms are involved in DDSTU complex
internalization and transfection. For DMAPAP complexes,
internalization and transfection use the clathrin-mediated
endocytosis and macropinocytosis, whereas caveolaemediated endocytosis appears to be involved to a lesser
extent.
Time lapse experiments were performed to follow the internalization process of the two types of
lipoplexes. Studies were conducted on live cells with
rhodamine-labelled liposomes and fluorescein-labelled
J Gene Med 2010; 12: 45–54.
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M. Breton et al.
Figure 6. Influence of different endocytosis inhibitors on the transfection efficiency of lipoplexes. Luciferase expression of cells
transfected with DDSTU/DNA (TU/P = 40) and DMAPAP/DNA (N/P = 4) lipoplexes in the absence (control) or presence of different
endocytosis inhibitors. Statistics were calculated with an unpaired t-test with Welch’s correction (∗∗ p < 0.01, ∗∗∗ p < 0.005; no sign
means data are not statistically different)
plasmid. Various optical sections of cells were recorded
for each time period. The images obtained correspond
to mid optical sections aiming to maximize the observation of events in the cytoplasm, as well as those close
to the nuclei. It could be observed that DDSTU complexes were strongly bound to the plasma membrane,
as indicated by the typical staining of the cell periphery
(Figure 7). Up to 10 min of incubation, most of plasmid
was still complexed with DDSTU liposomes as indicated
by yellow coloured spots corresponding to the merge of
red-labelled liposomes and green-labelled plasmids. From
16 min of incubation, a higher number of green spots
could be observed corresponding to plasmids without or
with low amounts of liposomes beneath the plasma membrane and throughout the cytoplasm. After 20 min, some
of these spots were found close to the nuclei and they were
clearly found inside the nucleus after 30 min. Concerning
cationic lipoplexes, most of plasmids was complexed with
DMAPAP when bound to the plasma membrane (yellow
spots). In several cells, the number of green spots was
lower than that observed with DDSTU and they were not
localized close to the nucleus until after 30 min of incubation. A clear presence of plasmids inside the nucleus
was observed only after at least 60 min. Consistently in
the flow cytometry analysis, it has to be noted that the
overall number of DMAPAP lipoplexes inside each cell
was higher (at least five-fold more) than that of DDSTU
lipoplexes.
These observations validate the different behaviour
of these two types of vectors and indicate that, in the
thiourea-based lipoplexes, plasmids can be more quickly
dissociated.
Copyright 2009 John Wiley & Sons, Ltd.
Discussion
Some years ago, we developed a neutral polythiourea lipid
for gene delivery aiming to avoid nonspecific elimination
of the complexes from the blood. We expected these
compounds to interact less efficiently with cells than
the polyamine lipids because of their lack of cationic
charges. The optimization of the structure of these
lipids [23] provided us with lipoplexes exhibiting high
transfection efficiency on various cell lines in the presence
of serum. In the present study, we investigated the
transfection process mediated by thiourea lipoplexes
and compared it with the one mediated by cationic
complexes. After characterizing the complexes, we studied
their kinetics of cell internalization and their membrane
permeabilizing activity, as well as DNA release into the
cells.
It should be emphasized that, although thiourea and
cationic lipoplexes gave a similar level of transfection,
internalization of the thiourea complexes was measured
to be six-fold less efficient than for cationic ones. Given
the non-ionic nature of the thiourea lipoplexes, this
low internalization could be expected. Therefore, the
similar transfection efficiency means that either DDSTU
complexes were internalized via a different process
compared to DMAPAP complexes or that they could
release DNA more efficiently.
To evaluate the first point, we looked at the effect
induced by the thiourea lipoplexes on the cellular
membrane. Indeed, because the complexes were not
subject to lipid phase change as a function of the pH, we
wondered how the thiourea lipoplexes interacted with the
membranes and released DNA. These lipoplexes obviously
interact rapidly with the plasma membrane. We followed
J Gene Med 2010; 12: 45–54.
DOI: 10.1002/jgm
Gene transfer by neutral and cationic lipoplexes
53
Figure 7. Real-time confocal microscopy of lipoplex uptake. HeLa cells were incubated with fluorescein (green)-labelled plasmid
DNA complexed either with rhodamine (red)-labelled thiourea lipoplexes (A) or cationic lipoplexes (B). DRAQ5 was added to the
medium to stain the cell nuclei (blue). Images were recorded on live cells as described in the Materials and methods. The images
shown correspond to representative images of analysed cells. Zoomed images correspond to a magnification of the area delineated
by the white rectangle on the images recorded after 22 and 26 min of incubation with DDSTU lipoplexes (A) and after 32 and
60 min of incubation with DMAPAP lipoplexes (B). Scale bars: (A) 12 µm; (B) 15 µm
the permeabilization effect of the two types of lipoplexes.
By contrast to cationic complexes, we demonstrated that
thiourea lipoplexes exhibit a membrane permeabilizing
activity allowing the passage of small molecules, such as
PI, and also small proteins, such as EGFP. A mechanism
based on detergent membrane destabilization might then
be suggested to explain both membrane interaction and
DNA release by thiourea lipoplexes. [24]
The intracellular fate of thiourea and cationic lipoplexes
was also evaluated. Using different endocytosis inhibitors,
we could show that the internalization of both types
of complexes involves several pathways. Inhibitors are
obviously not completely specific and can induce some
Copyright 2009 John Wiley & Sons, Ltd.
secondary effects that can impair the interpretation
of our transfection results; however, there is an
apparent trend involving multiple paths for DDSTU
complexes and mostly clathrin-mediated endocytosis and
macropinocytosis for DMAPAP complexes. Moreover, this
result is not surprising. Indeed, an extensive review
of uptake pathways in nonviral gene delivery leads to
the conclusion that the contribution of each endocytic
path is not yet well understood and depends on the
nature and characteristics of the gene vectors [25]. To
evaluate the second point, we followed DNA release
from the complexes at 37 ◦ C and observed that a higher
amount of free plasmid could be found after 10 min
J Gene Med 2010; 12: 45–54.
DOI: 10.1002/jgm
54
of incubation with thiourea complexes compared to
incubation with the cationic lipoplexes. Thiourea lipids
have less affinity for DNA than cationic lipids, as shown
by gel retardation experiments. Indeed, for the same
amount of plasmid, five-fold more thiourea lipids than
cationic lipids are needed to fully compact DNA. The
interaction between thiourea lipid and DNA is assumed to
occur via hydrogen bond interaction between the thiourea
functions of the lipids and the phosphate functions of
DNA [26]. This interaction is less efficient than ionic
interactions because more lipid is required to interact
with DNA, even though the supramolecular structure
tends to stabilize the assembly, and DNA was shown to
be protected from serum degradation in these structures
[9]. Hence, intracellular plasmid release from thiourea
lipoplexes might be facilitated by weaker interactions
between the lipid and plasmid DNA compared to the
ionic bonding involved in cationic lipoplexes. This could
explain why thiourea complexes could transfect efficiently
despite a lower internalization rate compared to cationic
lipoplexes.
Conclusions
Finally, our data demonstrate two striking differences
between thiourea and cationic lipoplexes with respect to
their permeabilizing activity on the plasma membrane
and the release of DNA inside the cells. Indeed, DDSTU
complexes were shown to permeabilize the membrane to
small proteins. Flow cytometry and real-time confocal
microscopy experiments also allowed us to conclude
that, despite being taken up to a lesser extent by cells,
DDSTU lipoplexes delivered DNA more rapidly in the
nucleus compared to cationic lipoplexes. Overall, these
experiments show that the internalization pathway and
subsequent intracellular trafficking are of the utmost
importance for efficient gene delivery.
Acknowledgements
This work was conducted in Paris, France. The authors state that
no potential financial or personal conflicts exist concerning this
manuscript.
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J Gene Med 2010; 12: 45–54.
DOI: 10.1002/jgm