Arch Toxicol (2002) 75: 625±634
DOI 10.1007/s002040100266
R EV IE W A RT I C L E
R. Merget á T. Bauer á H. U. KuÈpper á S. Philippou
H. D. Bauer á R. Breitstadt á T. Bruening
Health hazards due to the inhalation of amorphous silica
Received: 31 May 2001 / Accepted: 21 June 2001 / Published online: 29 November 2001
Ó Springer-Verlag 2001
Abstract Occupational exposure to crystalline silica
dust is associated with an increased risk for pulmonary
diseases such as silicosis, tuberculosis, chronic bronchitis, chronic obstructive pulmonary disease (COPD) and
lung cancer. This review summarizes the current
knowledge about the health eects of amorphous (noncrystalline) forms of silica. The major problem in the
assessment of health eects of amorphous silica is its
contamination with crystalline silica. This applies particularly to well-documented pneumoconiosis among
diatomaceous earth workers. Intentionally manufactured synthetic amorphous silicas are without contamination of crystalline silica. These synthetic forms may be
classi®ed as (1) wet process silica, (2) pyrogenic (``thermal'' or ``fumed'') silica, and (3) chemically or physically
modi®ed silica. According to the dierent physicochemical properties, the major classes of synthetic
amorphous silica are used in a variety of products, e.g.
as ®llers in the rubber industry, in tyre compounds, as
free-¯ow and anti-caking agents in powder materials,
and as liquid carriers, particularly in the manufacture of
animal feed and agrochemicals; other uses are found in
toothpaste additives, paints, silicon rubber, insulation
material, liquid systems in coatings, adhesives, printing
inks, plastisol car undercoats, and cosmetics. Animal
inhalation studies with intentionally manufactured
synthetic amorphous silica showed at least partially
reversible in¯ammation, granuloma formation and emphysema, but no progressive ®brosis of the lungs. Epidemiological studies do not support the hypothesis that
amorphous silicas have any relevant potential to induce
®brosis in workers with high occupational exposure to
these substances, although one study disclosed four
cases with silicosis among subjects exposed to apparently non-contaminated amorphous silica. Since the
data have been limited, a risk of chronic bronchitis,
COPD or emphysema cannot be excluded. There is no
study that allows the classi®cation of amorphous silica
with regard to its carcinogenicity in humans. Further
work is necessary in order to de®ne the eects of
amorphous silica on morbidity and mortality of workers
with exposure to these substances.
R. Merget (&) á T. Bruening
Research Institute for Occupational Medicine (BGFA),
Buerkle-de-la-Camp-Platz 1, 44789 Bochum, Germany
E-mail: merget@bgfa.de
Tel.: +49-23-43074546
Fax: +49-23-43074505
Keywords Non-crystalline á Amorphous á
Silica, Silicosis á Bronchitis á Emphysema á Airway
disease á Carcinoma
T. Bauer
Bergmannsheil, University Hospital,
Department of Internal Medicine,
Division of Pneumonology,
Allergology and Sleep Medicine, Bochum, Germany
Introduction
H. U. KuÈpper á R. Breitstadt
Degussa-HuÈls Corporation,
Wesseling and Frankfurt am Main, Germany
S. Philippou
Department of Pathology,
Augusta Krankenanstalten, Bochum, Germany
H. D. Bauer
Research Institute for Hazardous Substances (IGF),
Bochum, Germany
Recently, the American Thoracic Society has reviewed a
great number of studies on the adverse health eects of
crystalline silica (American Thoracic Society 1997). The
most prominent eects of exposure to crystalline silica
are silicosis, tuberculosis, chronic bronchitis/chronic
obstructive pulmonary disease (COPD) and lung cancer.
A review of the health eects of amorphous silica with
particular reference to cancer has been published recently (McLaughlin et al. 1997). The authors concluded
that epidemiological investigations for any potential
cancer risk were not informative because the eects of
626
crystalline and amorphous silica have not been separated. In the same year, amorphous silicas were
considered not classi®able with regard to their carcinogenicity in humans by the International Agency for
Research on Cancer (1997). Both reviews focused on
carcinogenicity. The present review concentrates on the
de®nition, classi®cation, uses and pulmonary eects of
amorphous silica and describes in more detail the data
on synthetic amorphous silica not contaminated with
crystalline silica.
De®nition and use of amorphous silica
Silica is the common name for silicon dioxide (SiO2).
Silica may have a crystalline or a non-crystalline
(amorphous) structure. In crystalline silica, the silicon
and oxygen atoms are arranged in a ®xed geometric
pattern. In contrast, in amorphous silica no spatial ordering of the atoms is present. The most common form
of crystalline silica is quartz, but cristobalite, tridymite
and others also have crystalline structures. Amorphous
silica may be divided into (1) naturally occurring silica,
(2) silica obtained under uncontrolled conditions, and
(3) intentionally manufactured synthetic silica.
1. The most important naturally occurring amorphous
silica is diatomaceous earth whose particles are the
fossil skeletons of microscopic marine plants known
as diatoms. Dust from uncalcined diatomaceous
earth was reported to contain between 0.1 and 4%
crystalline silica, whereas processing (particularly
calcining) leads to contamination with crystalline
silica such as cristobalite up to 60% (International
Agency for Research on Cancer 1997; Hughes et al.
1998). Exposure to other naturally occurring biogenic
(originating in living matter) amorphous silicas has
been described in farmers during harvesting, crop
burning or incineration (Rabovsky 1995).
2. ``Fused'' silica is silica heated to a liquid phase and
cooled down without allowing it to crystallize (silica
glass). The processing of these silicas leads to exposure to crystalline forms of silica. Contamination
with crystalline silica occurs also in ¯y-ashes from
power stations or silica fumes due to metallurgical
processes such as the production of ferrosilicon.
3. The group of amorphous silica produced under
controlled conditions may be classi®ed as:
Table 1 Properties of synthetic
amorphous silica. Pyrogenic
and precipitated silicas are wet
process manufactured.
Tables 1±3 were adapted with
minor modi®cations from
Ferch and Toussaint (1996)
(with permission)
Property
Speci®c surface area (m2/g)
pH
Primary particle size (nm)
Aggregate size (lm)
Agglomerate size (lm)
Pore size (nm)
i) Wet process silica, i.e. precipitated silica and silica
gels
ii) Pyrogenic (``thermal'' or ``fumed'') silica
iii) After-treated silica, e.g. chemically modi®ed,
surface-coated or physically treated silica.
None of these intentionally manufactured synthetic
amorphous silicas contain crystalline silica.
The wet manufacturing process carried out in aqueous solution or dispersion (alkali metal silicate solution)
may provide two dierent kinds of synthetic amorphous
silicas, namely precipitated silica and silica gels. Pyrogenic silicas are obtained by decomposition of a
precursor from a vapour or gas phase at elevated
temperature (Legrand 1998). All kinds of synthetic
amorphous silicas can be after-treated either physically,
chemically, or by surface modi®cation. The methods of
after-treatment are various and depend on the product
application (Ferch and Toussaint 1996).
Depending on the manufacturing process, amorphous
silicas have a wide range of physico-chemical properties
(Table 1). The major applications depend upon the silica
type (Table 2). Approximately 60% of precipitated silicas are used as ®llers in the rubber industry. Increasing
amounts are used in tyre compounds for reduced rolling
resistance and better wet-grip ``green'' tyres. They are
used as free-¯ow and anti-caking agents for powder
materials and as carriers of liquids which are transformed into free-¯owing powders, particularly in the
manufacture of animal feed and agrochemicals. Toothpaste, paints, and silicon rubber represent further important applications. More than half of the worldwide
pyrogenic silica production is used as reinforcing ®ller
for silicon rubber, a particularly high and low temperature resistant elastomer with major applications in wires,
cables and automotive components. High performance
thermal insulation materials utilize the low heat conductivity of pyrogenic silica. These substances are also
used as thickening and anti-setting agents in liquid systems of coatings, adhesives, printing inks, plastisol car
undercoats, cosmetics and many other systems. The high
purity makes pyrogenic silica a preferred carrier and
free-¯ow agent for many pharmaceutical and food applications, for toners or ®re extinguisher powders.
The estimated 1995 production of amorphous silica
was about one million tons (Table 3). The table includes
by-products generated in more or less uncontrolled
procedures. About 2,400 subjects worldwide are exposed
Form of amorphous silica
Pyrogenic
Precipitated
Gels
50±400
3.6±4.3
7±50
<1
1±100
±
30±800
5±9
5±100
1±40
3±100
>30
250±1000
3±8
3±20
1±20
not applicable
2±20
627
to intentionally produced amorphous silica at work
(European Chemical Industry Council 1996). The
number of users exposed to these substances is not
known, but it is obviously large.
Human data
Only few studies have evaluated the eects of synthetic
amorphous silica with respect to airway or lung diseases.
Workplace concentrations were assessed in quite a
number of studies, among them a few older ones. The
ranges of the median total dust concentrations were reported to be <1 to about 10 mg/m3 (European Chemical
Industry Council 1996; International Agency for Research on Cancer 1997). The following health eects of
amorphous silica in humans are discussed in the literature: pneumoconiosis, chronic bronchitis and COPD,
bronchiolitis obliterans (BO), and carcinoma.
Pneumoconiosis
Many older studies reported high numbers of workers
with pneumoconiosis in the diatomite industry
(Table 4). None of these studies can de®nitely dierentiate between crystalline and amorphous silica. Recent
studies in diatomaceous earth workers showed a low
prevalence of radiographic abnormalities (Harber et al.
1998; Hughes et al. 1998). In one study, 5% of the
subjects had profusion scores ³1/0 according to the
classi®cation of the International Labour Oce of 1980,
and the authors concluded that the lower prevalence of
pneumoconiosis compared to (=nowadays lower prev.)
earlier studies was due to modern dust control measures
(Harber et al. 1998). The hypothesis that contamination
with crystalline silica is causative for pneumoconiosis in
diatomite-exposed workers is strengthened by the ®nding that exposure to natural diatomite (little contamination) was associated with simple ®brosis while
exposure to calcined diatomite (high contamination) was
associated with progressive pulmonary ®brosis (Smart
and Andersen 1952; Caldwell 1958; Dutra 1965; Beskow
1978; Omura et al. 1978; Brambilla et al. 1980).
In the few epidemiological studies on workers with
long-term exposure to intentionally manufactured synthetic silica (precipitated or pyrogenic), no silicosis was
found (Volk 1960; Plunkett and De Witt 1962; Wilson
et al. 1979; Ferch et al. 1987a; Choudat et al. 1990). In
one study, silicosis caused by amorphous silica obviously not contaminated with quartz was found in 4 of 28
workers (Mohrmann and Kann 1985). However, the
authors cannot exclude contamination by small amounts
of cristobalite, and detailed information about the
amorphous silica origin is not included. In a further
study, histological examination of lung biopsies of two
subjects with exposure to amorphous silica and a clinical
diagnosis of lung ®brosis disclosed non-birefringent
material in the vicinity of ®brotic lesions, and birefringent particles were found to a much lesser degree
(Philippou et al. 1992). One worker was also exposed to
1±3% of crystalline silica, and no exposure data were
provided for the second worker.
Chronic bronchitis and COPD
Information about exposure to amorphous silica and the
diagnosis of bronchitis or COPD is sparse. Ferch et al.
(1987b) found obstructive and/or restrictive lung
Table 2 Major applications of amorphous silica
Form of amorphous silica
Application
Important properties
Pyrogenic
Silicone rubber reinforcement
Heat insulation
Rheology control (numerous liquid systems)
Rubber reinforcement
Free ¯ow, anti-caking
Toothpaste: cleaning, rheology control
Paints: matting
Desiccant, adsorbent
Paints: matting
Toothpaste: cleaning, rheology control
Surface area, purity, structure
Aggregate size, purity
Surface chemistry, aggregate/agglomerate size
Particle size, surface area, structure
Particle size, spherical form
Aggregate/agglomerate size, particle size, structure
Particle size, structure
Porosity
Particle size, pore volume
Particle size, pore volume, hardness
Precipitated
Gels
Table 3 Worldwide shares
of amorphous silica products
(estimation for 1995)
Form of amorphous
silica
Production
in tons ´103
Synthetic, produced under controlled conditions
Pyrogenic
110
Precipitated
900
Gels
90
By-products of technical processes
Silica fume and ¯y ashes
2000
Percentage
of total volume
Percentage
of total value
10
82
8
35
50
15
628
Table 4 Epidemiological studies and case reports on occupational respiratory morbidity in workers exposed to amorphous silica (A.S.). Studies on subjects with exposure to
amorphous silica not contaminated with crystalline silica are indicated. Only studies reporting the number of the total workforce and those examined were considered cross-sectional.
(BAL bronchoalveolar lavage, PC pneumoconiosis, N.R. not reported, SMR standardized mortality ratio)
Reference
Study type
Silica type
Study population
Exposure (duration)/
further exposure data
Results
Legge and Rosencrantz
1932
Bruce 1937
Case series
Diatomite
108 Miners
PC in 75%
Cross-sectional
Ferrosilicon alloy
Vigliani and Mottura 1948
Case series
Diatomite (production
of ®lter-candles)
38 (plant 1)
26 (plant 2)
20 Workers
in 2 factories
Ebina et al. 1952
Cross-sectional
Diatomite
106 Workers
Detail of
exposure N.R.
4±8 years
9±22 years
Exposure duration
N.R.; 400±500
particles/cm3,
particle size 0.5±2 lm
24 Workers >10 years
Smart and Andersen 1952
Motley et al. 1956
Case reports
Case series
Diatomite
Diatomite
6 Workers
50 Workers
Variable
N.R.
Caldwell 1958
Cooper and Cralley 1958
Case reports
Cross-sectional
Diatomite
Diatomite
8 Workers
869 Workers
1±25 years
251 Workers
>5 years
Volk 1960a
Case series
Pyrogenic A.S. not
contaminated with
crystalline silica
215 Workers
Motley 1960
Cross-sectional
(selected)
Case series
Diatomite
98 Workers
Precipitated A.S.
not contaminated
with crystalline silica
Diatomite
Ferrosilicon alloy
78 Workers
Exposure duration
N.R.; total dust:
®lling nozzle
15±100 mg/m3,
bagging room
2±6 mg/m3,
production room
3±7 mg/m3
Exposure duration
N.R.
4.7 (1±16) years
1 Worker
10 Workers with PC
20 years in mill
Variable
Metallurgical plant
40 Workers
11±18 years ``at the
previously acceptable
atmospheric TLV'' for
A.S.
Plunkett and De Witt 1962a
Dutra 1965
Swensson et al. 1971
Vitums et al. 1977
Case report
Case series,
follow-up of
the 1937 Bruce
cohort
Cross-sectional
PC in 24%
PC in 19%
PC in 65%
PC in 11%; severe
forms (I and II)
occurred in 4 subjects
exposed >15 years
PC
No correlation between lung function
and radiographic appearance
PC
No PC in workers exposed to raw
diatomite; PC in 48% with exposure
to calcined diatomite
No PC in 720 X-rays of 215 workers
Severe changes of lung function in 6%,
moderate changes in 14%
No PC
Severe PC
PC validated in 1/10
cases X-ray ®ndings of 1937; in 9/10
cases, transient and due to other
diseases
PC in 11/40 cases; of 3/11 studied in
detail, 2 had impaired lung function,
2 had biopsies showing ®brosis
Cooper and
Jacobson 1977
Diatomite
Beskow 1978
Omura et al. 1978
Follow-up of
the 1953±54
cohort
Case reports
Case series
Wilson et al. 1979a
Case series
Brambilla et al. 1980
Cooper and Sargent 1984
Case reports
Follow-up of the
1953±1954 cohort
Precipitated A.S. not
contaminated with
crystalline silica
A.S. in a silicon factory
Diatomite
Diatomite
Diatomite
428 of 617
Workers with
>5 yrs exposure
6 Workers
162 Workers
81 Controls
165 Workers
6 Workers
473 Workers
Robalo-Cordeiro et al. 1985 Case series
Ferrosilicon alloy
14 Workers
Mohrmann and Kann
1985a
Cross-sectional
28 Workers
Ferch et al. 1987aa
Case series
Puntoni et al. 1988
Cohort mortality
A.S. not speci®ed but
not contaminated with
crystalline silica
Pyrogenic A.S. not
contaminated with
crystalline silica
Refractory brick
Choudat et al. 1990a
Cross-sectional
(selected)
Precipitated A.S. not
contaminated with
crystalline silica
41 Workers,
90 controls
Philippou et al. 1992
Case reports
A.S. not speci®ed
Checkoway et al. 1993
Cohort mortality
Diatomite
2 Workers with lung
®brosis
2570 Workers
Corhay et al. 1995
Blast-furnace
47 Workers 45 controls
Spain et al. 1995
Cross-sectional (only
26.8% participated)
Case report
1 Worker
Harber et al. 1998
Case series
Animal feed industry;
A.S. not speci®ed
Diatomite
Hughes
et al. 1998
Case series
Diatomite
1809 Workers
a
143 Workers
231 Workers
492 Workers
Exposure groups: 30%
>20 years
PC in 4.7% with profusion 1/1 or more
3±20 years
Exposure
duration N.R.
Mean 8.6 years;
total dust
<1 mg/m3±10 mg/m3
9±36 yrs
All workers
>5 years
PC
Mild PC in 18%
No PC in 143 workers with serial
X-rays; lung function/symptoms
not associated with exposure
PC
PC in 2.3% with profusion 1/1 or
more; ;PC not occurring before
20 years of service
Mean 15 years
9/14 with dyspnoe; ®brosis in lung
biopsies; BAL: lymphocytic alveolitis
Mean 9 years; mean respirable PC in 4 workers
dust: 1979, 1.23 mg/m3; 1984,
1.05 mg/m3
1±34 years
No correlation between symptoms and
exposure; no PC; impaired lung
function due to smoking
N.R.
Excess of bronchial carcinoma; among
silicotics excess of death, respiratory
tract cancer (larynx), cardiovascular
diseases, non-malignant respiratory
diseases
8 (1±28) years; inhalable dust Questionnaire, blood gas analyses,
3
0±10.5 mg/m , respirable dust X-rays comparable; reduced
0±3.4 mg/m3
expiratory ¯ows not associated with
exposure
12 and 15 years
Histological investigation: ®brosis due
to A.S.
4 (1±46) years
Increased SMR for non-malignant
respiratory diseases and lung cancer
All >15 years
Higher number of non®brous
particles in BAL
N.R.
Bronchiolitis obliterans; silica in lung
biopsy
14.410.2 years
5% PC with profusion 1/0 or more;
lung function not associated with
exposure
Complex exposure assessment Dose-response relationship for
crystalline silica (PC)
This reference did not consider A.S contaminated by crystalline silica
629
630
Table 5 Animal studies on inhaled amorphous silica (A.S.). Note that, in contrast to the human data in Table 4, only studies with amorphous silica probably not contaminated with
crystalline silica were included. (N.R. not reported, n.s. not further speci®ed, BAL bronchoalveolar lavage, MMAD mass median aerodynamic diameter)
Reference
Animals
Exposure
Species
n (controls)
GaÈrtner
1952
Rabbits
KlosterkoÈtter
1953
a
Eects
Silica type
Concentration Particle Size Maximal duration Bronchitis/
(mg/m3)
(lm)
of exposure
Emphysema
50 (0)
Aerosil (n.s.)
N.R.
0.01±0.05
1100 days
(5 days/week,
5 h/day)
Rats
6 (0)
Aerosil (n.s.)
N.R.
N.R.
300 days
(7 days/week,
2±3 h/day)
Schepers et al.
1957a
Rabbits
10 (50)
Pyrogenic silica
About 53
About 0.02b 12 months
(5 days/week,
8 h/day)
Schepers et al.
1957b
Guinea-pigs 50 (0)
Pyrogenic silica
About 53
About 0.02b 24 months
(5 days/week,
8 h/day)
Schepers et al.
1957c
Rats
65 (0)
Pyrogenic silica
About 53
About 0.02b 24 months
(5 days/week,
8 h/day)
Schepers
1959
Rabbits
65
Precipitated A.S. 28
(controls n.s.)
135
364
about 0.02
24 months
(5 days/week,
8 h/day)
Schepers 1962
Monkeys
4
5
5
(15)
Quartz
245
Fibre-glass
164
Precipitated A.S. 15
3
8
0.02
KlosterkoÈtter
1965
Rats
235 (0)
120 (0)
Aerosil R 972
80
Standard Aerosil 45
About 0.02
0.01±0.05
27 months
8 months
12 months
(5 days/week,
8 h/day)
12 months
(4 h/day)
Interstitial lung
disease
Macrophage
Desquamative
catarrh, signi®cant granulomas;
no ®brosis
emphysema,
bronchiolitis
obliterans (some)
Small subpleural
Low grade
areas of atelectasis perivascular
®brosis in 3
animals
Mural cellular
Emphysema,
in®ltration; some
peribronchial
deposition of
cellular catarrh
collagen; no
radiographic PC
Others/Comments
One animal with
purulent
hilar lymph node
Regression after
discontinuation of
exposure, but persistent
minor focal alveolar
mural collagen; high
fatality rate not due to
pulmonary eects
No lymphoid
tissue reaction;
no disability of
the animals
Emphysema;
Reversible
bronchiolar
periductal and
and ductal stenosis peribronchiolar
intra-alveolar
accumulation of
giant cells; some
cellular in®ltration
High fatality rate Complex tissue
Reversal of emphysema
due to emphysema in®ltration; some
after discontinuation
without bronchitis perivascular
of exposure
or bronchiolitis
granulomas; some
reticulum
deposition
Emphysema
Radiographs showed Eects dose-related,
mottled shadows
cardiac function
suppressed also with
which disappeared
after discontinuation lowest concentration
of exposure
Emphysema
Alveolar wall
Lymph node enlargesclerosis; in contrast ment; vascular occlusion; pleural
to quartz no PC
adhesions; cor
pulmonale
Granulomas with
Desquamative
Lymph node
catarrh, perifocal small number of
enlargement; eects
emphysema
®broblasts; some
of standard Aerosil
collagen formation; greater than with
regression
Aerosil R972
post-exposure
Schepers
and Dunnom
1981
Rats
Total 270
Guinea-pigs (226)
Rabbits
Precipitated
A.S. (Hi-Sil
233)
Groth et al.
1981
Rats
s. gel
Per group:
80 (80)
Guinea-pigs Per group:
20 (20)
Monkeys
Per group:
10 (10)
126
15
Precipitated
A.S.
Fumed
silica
0.0225±
0.035b
24 months
(8 h/day)
Transient
alveolar
hyperin¯ation
especially in
rats
0.27
18 months
0.38
(5 days/week,
6 h/day)
Cell aggregates
in respiratory
bronchioles
0.17
Macrophage
accumulation in
various tissues
especially in
guinea-pigs and
rabbits; some
reticulum
deposition in
interstitial tissues
disappeared on
cessation of
exposure
Macrophage and
mononuclear
cell aggregates
mainly in
monkeys;
collagen ®bres
mainly in
monkeys, almost
exclusively with
fumed silica; early
nodular ®brosis
(rats and
monkeys)
Granulomas,
macrophage
aggregates;
increase in
®brotic tissue
Reuzel
et al. 1991
Rats
Per group:
140 (140)
Aerosil 200
Aerosil R 974
Sipernat 22S
Quartz
Up to 31.0
34.7
34.9
58.5
0.012b
0.012b
0.018b
8b
13 weeks
(5 days/week,
6 h/day)
N.R.
Lee and
Kelly 1993
Rats
Per group:
25 (25)
Ludox
10.1
50.5
154
3.7 (MMAD)4 weeks
3.3 (MMAD)(5 days/week,
2.9 (MMAD) 6 h/day)
N.R.
Lewinson
et al. 1994
Warheit
et al. 1995
Rats
10 (0)
Aerosil R 972
Up to 477
2.9 (MMAD)4 h
N.R.
1/10 animals and
3/10 animals in
50 and 150
mg/m3 group
showed silicotic
nodules; no to
minimal collagen
®ber deposition
N.R.
Rats
Per group:
24 (0)
Cristobalite
10, 100
3.4±3.6
N.R.
N.R.
Quartz
100
(Min-U-Sil)
A.S. (Zeofree 80) 10, 100
Ludox
10, 50, 150
a
3.3±3.5
Several
studies up
to 4 weeks
(5 days/week,
6 h/day)
No
radiographic
signs of lung
disease
Lung function
aected to
variable
degrees; more
alterations in
monkeys; fumed silica
more potent
Changes with
A.S. reversed,
but not with
quartz;
silicotic
nodules only
with quartz
With the
exception of
few particle-laden
macrophages no
adverse eects with
10 mg/m3
Only gross
pathology
In¯ammatory
markers in
BAL less
pronounced and
transient with A.S.
2.4±3.4
2.9±3.7
(all MMAD)
The number indicates the total number of exposed animals, with number of control animals in parentheses
Additional information of the aggregate size was provided
b
631
632
function impairment associated with confounding factors (smoking) but not with exposure to Aerosil, a pyrogenic amorphous silica (Ferch et al. 1987b). Choudat
et al. (1990) reported a reduction of forced expiratory
¯ow in the group exposed to precipitated amorphous
silica compared to a control group, but there was no
correlation between the extent of exposure and pulmonary function. The authors concluded that smoking and
exposure to amorphous silica have synergistic eects on
the development of small airway diseases. Wilson et al.
(1979) failed to show a signi®cant association between
the degree of exposure to precipitated amorphous silica
and the annual change in lung function.
Bronchiolitis obliterans (BO)
Recently, a case report of BO was published by Spain
et al. (1995). An animal feed worker was exposed to a
large number of agents (microorganisms, proteolytic
enzymes, various organic substances) including possibly
amorphous silica. No information about exposure to
crystalline silica was provided. The authors suspected
amorphous silica as the cause of BO because silica was
found in an open lung biopsy. However, it is not
mentioned whether the silica in the lung tissue was of
crystalline or amorphous origin.
Carcinoma
Two cohort mortality studies in the diatomaceous earth
industry (Checkoway et al. 1993) and a refractory brick
factory (Puntoni et al. 1988) found an increased risk of
bronchial carcinoma. However, neither study examined
mortality by the type of silica (amorphous or crystalline)
or by the exposure level, thus an independent eect of
amorphous silica cannot be determined.
Regulations
The regulatory issue of silica exposure has been reviewed
by the IARC (International Agency for Research on
Cancer 1997). There is a tendency to set separate limits
for the various kinds of amorphous silicas. For intentionally produced synthetic amorphous silicas, the exposure limits in dierent countries vary between 4 mg/
m3 (Germany) and 10 mg/m3 (USA, France). The
threshold limit value (TLV) for amorphous silica has
been set to 10 mg/m3 of total dust in the USA, a value
also assigned to nuisance dust (American Conference of
Governmental Industrial Hygienists 1987). In Germany,
two limit values for amorphous silica were stipulated at
the end of the 1980s. The ®rst one of 0.3 mg/m3 for
respirable dust applies to silica fume, calcined diatomaceous earth and silica produced under uncontrolled conditions (Deutsche Forschungsgemeinschaft
1989). For intentionally manufactured amorphous silica
and uncalcined diatomaceous earth, the MAK (Maximale Arbeitsplatz-Konzentration, maximum workplace
concentration) was set to 4 mg/m3 for the inhalable dust
fraction. The TLV for the avoidance of skin and eye
irritation has been set to even lower values (0.2 mg/m3,
twice the value for quartz) (Ratney 1988). Whether these
concentrations imply a health risk has to be shown by
further epidemiological studies that are currently being
performed in Germany.
Animal experiments
The health eects of amorphous silica with regard to
carcinogenicity were reviewed recently (Lewinson et al.
1994; International Agency for Research on Cancer
1997; McLaughlin et al. 1997). The present review on
animal experiments is therefore restricted to the adverse
non-malignant eects of inhaled amorphous silica on the
lung (Table 5).
Short-term inhalation studies on rats with amorphous silica showed transient pulmonary in¯ammatory
responses at 24 h, but not 8 days after exposure
(Warheit et al. 1995). This was in contrast to crystalline
silica that produced persistent neutrophil recruitment
and cytotoxic eects.
Long-term animal inhalation experiments performed
with amorphous silica showed some dierences between
species. Inhalation studies in monkeys, rats and guineapigs with dierent amorphous silicas for about 1 year at
concentrations of 15 mg/m3 showed particle-laden
macrophage and mononuclear cell in®ltrates together
with collagen formation in monkeys, but to a much
lower extent in rats or guinea-pigs (Groth et al. 1981).
Dierences between animal species were con®rmed in
another study showing less macrophage reaction in rats
than in guinea-pigs and rabbits, whereas guinea-pigs
showed less alveolar hyperin¯ation (Schepers and
Dunnom 1981). In addition, the location of macrophage
accumulation diered between species, rabbits showing
a more perivascular in®ltrate and guinea-pigs a more
peribronchial pattern (Schepers and Dunnom 1981).
Few studies compared the eects of dierent amorphous
silicas, but all found dierences between substances
(KlosterkoÈtter 1965; Groth et al. 1981; Reuzel et al.
1991). However, no speci®c product properties were
de®ned that may predict adverse eects. There are two
important consistent ®ndings. Firstly, emphysema or
alveolar hyperin¯ation was present in many animal
studies, and especially in rats, this was the cause of a
high mortality. Interestingly, this process was partially
reversible after discontinuation of exposure (Table 5).
Secondly, in¯ammation and ®brogenic eects were less
pronounced than following quartz inhalation (Schepers
1962; Reuzel et al. 1991; Warheit et al. 1995), and persistent or progressing silicotic nodules were not found
after the discontinuation of exposure. Regression
of granuloma and connective tissue formation after
633
discontinuation of exposure was found in all animals
species.
Lung clearance is probably an important factor that
determines the occurrence of silicosis. In contrast to
quartz, a number of amorphous silica products have
been shown to be almost completely eliminated from the
lungs of various animal species after discontinuation of
exposure within months. Also, the ®nding of amorphous
silica accumulation in the lymph nodes (KlosterkoÈtter
and Einbrodt 1965; Reuzel et al. 1991) was at least
partially reversible. The dierence in clearance between
crystalline and amorphous silica is not yet fully understood. Alveolar macrophages transport phagocytosed
material from the alveoli to the lymph nodes (Lee and
Kelly 1993; Lehnert et al. 1986). Amorphous silica have
a surface area 10±1000 times larger than quartz and can
therefore be expected to dissolve faster. This might explain that while amorphous silica is accumulated in
macrophages and lymph nodes, it is eliminated much
faster than crystalline silica (Pratt 1983; this study was
performed with fused silica).
Conclusions
In summary, with the exception of few case reports with
poorly described exposure quality, there is no evidence
for a ®brogenic eect of intentionally manufactured
synthetic amorphous silica to the human lung. Animal
studies show no persistent silicotic nodules even in longterm inhalation experiments with high concentrations of
amorphous silicas that are probably not encountered in
workplaces (reported values in workplaces do not exceed
10 mg/m3). This contrasts with inhalation experiments
using crystalline silica which clearly demonstrated such
eects. Although some collagen formation has been
described in animals exposed to amorphous silica, this is
at least partially reversible after discontinuation of exposure. However, some studies describe a minor persistent interstitial collagen deposition. As the available
information in humans is not sucient to de®nitely exclude a ®brogenic eect of amorphous silica in exposed
workers, further epidemiological evidence should be
obtained.
Bronchitis, airway obstruction and emphysema were
considered by few studies as outcome variables. Such
eects in workers exposed to amorphous silica have been
described, but the importance of confounders cannot be
quanti®ed suciently in these studies. In¯ammatory responses and emphysema have been described in a number of animal studies, especially in rats and monkeys.
Thus, parameters assessing bronchitis, airways obstruction and emphysema have to be considered in further
epidemiological studies as primary outcome variables.
Acknowledgements We thank Professor W. Mohrmann (Klinik fuÈr
Berufskrankheiten der Berufsgenossenschaft der keramischen und
Glas-Industrie, Bad Reichenhall), Dr. R. Schmoll, Dr. H. Ferch,
and Dr. H.E. Toussaint (Degussa Corporation, Germany) for
comments and help with technical questions.
References
American Conference of Governmental Industrial Hygienists
(1987) Documentation of the threshold limit values and
biological exposure indices. ACGIH, Cincinnati
American Thoracic Society (1997) Adverse eects of crystalline
silica exposure. American Thoracic Society Committee of the
scienti®c assembly on environmental and occupational health.
Am J Respir Crit Care Med 155:761±765
Beskow R (1978) Silicosis in diatomaceous earth factory workers in
Sweden. Scand J Respir Dis 59:216±221
Brambilla C, Brambilla E, Rigaud D, Perdrix B, Pramelle A,
Fourcy A (1980) Pneumoconiosis due to amorphous silica
fumes. Mineralogical and ultrastructural studies on 6 cases (in
French). Rev FrancËais Mal Resp 8:383±391
Bruce T (1937) The occurrence of silicosis in the manufacture of
silicon alloys. J Ind Hygiene Toxicol 19:155±162
Caldwell DM (1958) The coalescent lesion of diatomaceous earth
pneumoconiosis. Am Rev Tuberc 77:664±659
Checkoway H, Heyer HJ, Demers PA, Breslow NE (1993)
Mortality among workers in the diatomaceous earth industry.
Br J Ind Med 50:586±597
Choudat D, Frisch C, Barrat G, El Kholti A, Conso F (1990)
Occupational exposure to amorphous silica dust and pulmonary function. Br J Ind Med 47:763±766
Cooper WC, Cralley LJ (1958) Pneumoconiosis in diatomite mining and processing. US Government Printing Oce, Washington D.C.
Cooper WC, Jacobson G (1977) A 21-year follow-up of workers
in the diatomite industry. J Occup Med 19:563±566
Cooper WC, Sargent EN (1984) A 26-year follow-up of workers
in a diatomite mine and mill. J Occup Med 26:456±460
Corhay JL, Bury T, Delavignette JP, Baharloo F, Radermecker
M, Hereng P, Fransolet AM, Weber G, Roelandts I (1995)
Non-®brous mineralogical analysis of bronchoalveolar lavage
¯uid from blast-furnace workers. Arch Environ Health
50:312±319
Deutsche Forschungsgemeinschaft (1989) Hazardous substances to
health. MAK-value for amorphous silica. Wiley-VCH
Verlagsgesellschaft mbH, Weinheim
Dutra FR(1965) Diatomaceous earth pneumoconiosis. Arch
Environ Health 11:613±619
Ebina T, Takase Y, Inasawa Y, Horie K (1952) Silicosis in the
diatomaceous earth factories. Sci Rep Res Inst Tohoku Univ
4:65±75
European Chemical Industry Council (CEFIC) (1996) Exposure to
amorphous silica. CEFIC, Brussels
Ferch H, Toussaint HE (1996) Synthetic amorphous silicas in ®ne
powder form: de®nitions, properties and manufacturing processes. Kautschuk Gummi Kunststoe 49:589±596
Ferch H, Gerofke H, Itzel H, Klebe H (1987a) The question of
silicogenic eects of amorphous silica (in German). Schriftenreihe Pigmente 76:3±31
Ferch H, Gerofke H, Itzel H, Klebe H (1987b) Examination of
workers with long-term occupational exposure to Aerosil
(in German). Arbeitsmed Sozialmed PraÈventivmed 22:33±37
GaÈrtner H (1952) Eects of small particle size dust of amorphous
silica on the lungs of rabbits (in German). Arch Hyg Bakteriol
136:451±467
Groth DH, Moormann WJ, Lynch DW, Stettler LE, Wagner WD,
Hornung RW (1981) Chronic eects of inhaled amorphous
silicas in animals. In: Dunnom DD (ed) American Society for
Testing and Materials, Special Technical Publication 732:
118±143
Harber P, Dahlgren J, Bunn W, Lockey J, Chase G (1998)
Radiographic and spirometric ®ndings in diatomaceous earth
workers. J Occup Environ Med 40 [Suppl. 1]:22±28
Hughes JM, Weill H, Checkoway H, Jones RN, Henry MM, Heyer
NJ, Seixas NS, Demers PA (1998) Radiographic evidence of
silicosis risk in the diatomaceous earth industry. Am J Respir
Crit Care Med 158:807±814
634
International Agency for Research on Cancer (IARC) (1997)
Monograph on the evaluation of carcinogenic risks to humans.
Silica, some silicates, coal dust and para-Aramid ®brils.
Monograph 68, IARC Press, Geneva
KlosterkoÈtter W (1953) Additional investigations about tissue effects of colloidal and dissolved silica (in German). Arch Hyg
Bakteriol 137:307±316
KlosterkoÈtter W (1965) Studies on hygiene and toxicology of
amorphous silica. I. Aerosil-R 972 (in German). Arch Hyg
Bakteriol 149:577±598
KlosterkoÈtter W, Einbrodt HJ (1965) Quantitative animal experiments on the clearance of dust from the lungs to the lymph
nodes (in German). Arch Hyg Bakteriol 149:367±384
Lee KP, Kelly DP (1993) Translocation of particle-laden alveolar
macrophages and intra-alveolar granuloma formation in rats
exposed to Ludox colloidal amorphous silica by inhalation.
Toxicology 77:205±222
Legge RT, Rosencrantz E (1932) Observations and studies on
silicosis by diatomaceous earth. Am J Publ Health 32:1055±
1060
Legrand AP (1998) On the silica edge. In: Legrand AP (ed) The
surface properties of silicas. Wiley-VCH Verlagsgesellschaft
mbH, Weinheim
Lehnert BE, Valdez YE, Stewart CC (1986) Translocation of particles to the tracheobronchial lymph nodes after lung deposition: kinetics and particle-cell relationships. Exp Lung Res
10:245±266
Lewinson J, Mayr W, Wagner H (1994) Characterization and
toxicological behavior of synthetic amorphous silica. Regul
Toxicol Pharmacol 20:37±57
McLaughlin JK, Chow WH, Levy LS (1997) Amorphous silica: a
review of health eects from inhalation exposure with particular
reference to cancer. J Toxicol Environ Health 50:553±566
Mohrmann W, Kann J (1985) Amorphous silica can cause silicosis.
In: Case reports (in German). Gentner Verlag, Stuttgart, p 587
Motley HL (1960) Pulmonary function studies in diatomaceous
earth workers. A cross sectional survey of 98 workers on the
job. Indust Med Surg 29: 370±378
Motley HL, Smart RH, Valero A (1956) Pulmonary function
studies in diatomaceous earth workers. AMA Arch Indust
Health 13:265±274
Omura T, Nagagawa H, Yamamoto S, Kato T, Honda R,
Nogawa K. (1978) Respiratory function abnormalities in
workers exposed to diatomaceous earth dust. Jap J Indust
Health 20:
254±260
Philippou S, Teschler H, Morgenroth K (1992) Lung ®brosis
after inhalation of amorphous silica (in German). Zentralbl
Pathol 138:41±46
Plunkett ER, DeWitt BJ (1962) Occupational exposure to hi-sil and
silene. Arch Environ Health 5:469±472
Pratt PC (1983) Lung dust content and response in guinea pigs
inhaling three forms of silica. Arch Environ Health 38:197±204
Puntoni R, Goldsmith DF, Valerio F, Vercelli M, Bonassi S,
Giogio FD, Ceppi M, Stagnaro E, Filiberti R, Santi L (1988)
A cohort study of workers employed in a refractory brick plant
(in Italian). Tumori 74:27±33
Rabovsky J (1995) Biogenic amorphous silica. Scand J Work
Environ Health 21:108±110
Ratney R (1988) The threshold limit values for various forms of
amorphous silica. Proceedings of the 17th National Pneumoconiosis Conference. NIOSH II, pp 1134±1135
Reuzel PG, Bruijntjes JP, Feron VJ, Woutersen RA (1991) Subchronic inhalation toxicity of amorphous silicas and quartz dust
in rats. Food Chem Toxicol 5:341±354
Robalo-Cordeiro AJA, Baganha MF, Azevedo-Bernada R, Leite
ACP, Almeida URG, Bairos VF, Gaspar E, Garcao MF, Lima
MAM, Rosa MAS, Pega AF, Bastos JMP (1985) Biological
eects of fume silica (amorphous type). In: Beck, EG, Bignon, J
(eds) In vitro eects of mineral dusts. NATO ASI Series Vol
G3. Springer-Verlag, Berlin, pp 489±496
Schepers GWH (1959) Hypertension due to inhaled submicron
amorphous silica. Toxicol Appl Pharmacol 1:487±500
Schepers GWH (1962) Reaction of monkey lung to siliceous dusts.
Arch Environ Health 5:8±29
Schepers GWH, Dunnom DD (1981) Biological action of precipitation-process submicron amorphous silica (hi-sil). American
Society for Testing and Materials, Special Technical Publication 732. pp 144±173
Schepers GWH, Delahant AB, Schmidt JG, VonWecheln JC,
Creedon FT, Clark RW (1957a) The biological action of
Degussa submicron amorphous silica dust (Dow Corning Silica). Inhalation studies on rabbits. Arch Ind Health 16:280±
301
Schepers GWH, Durkan TM, Delahant AB, Creedon FT,
Redlin AJ (1957b) The biological action of Degussa submicron amorphous silica dust (Dow Corning Silica). The pulmonary reaction in uninfected guinea pigs. Arch Ind Health
16:27±48
Schepers GWH, Durkan TM, Delahant AB, Creedon FT, Redlin
AJ (1957c) The biological action of Degussa submicron amorphous silica dust (Dow Corning Silica). Inhalation studies on
rats. Arch Ind Health 16:125±146
Smart RH, Andersen WM (1952) Pneumoconiosis due to
diatomaceous earth. Clinical and x-ray aspects. Indust Med
Surg 21:509±518
Spain BA, Cummings O, Garcia JGN (1995) Bronchiolitis obliterans in an animal feed worker. Am J Ind Med 28:437±443
Swenson A, Kvarnstroem K, Bruce T, Edling NPG, Gloemme
J. (1971) Pneumoconiosis in ferrosilicon workers ± A follow-up
study. J Occup Med 13:427±432
Vigliani EC, Mottura G (1948) Diatomaceous earth silicosis.
Br J Ind Med 5:148±160
Vitums VC, Edwards MJ, Niles NR, Bormann JO, Lowdry RD
(1977) Pulmonary ®brosis from amorphous silica dust, a
product of silica vapor. Arch Environ Health 32:62±68
Volk H (1960) The health of workers in a plant making highly
dispersed silica. Arch Environ Health 1:125±128
Warheit DB, McHugh TA, Hartsky MA (1995) Dierential pulmonary responses in rats inhaling crystalline, colloidal or
amorphous silica dusts. Scand J Work Environ Health 21:19±21
Wilson RK, Stevens PM, Lovejoy HB, Bell ZG, Richie RC (1979)
Eects of chronic amorphous silica exposure on sequential
pulmonary function. J Occup Med 21:399±402