Fc Receptors as Adaptive
Immunoreceptors
Marc Daëron
Abstract Most biological activities of antibodies depend on their ability to
engage Receptors for the Fc portion of immunoglobulins (FcRs) on a variety of
cell types. As FcRs can trigger positive and negative signals, as these signals
control several biological activities in individual cells, as FcRs are expressed by
many cells of hematopoietic origin, mostly of the myeloid lineage, as these cells
express various combinations of FcRs, and as FcR-expressing cells have different
functional repertoires, antibodies can exert a wide spectrum of biological activities. Like B and T Cell Receptors (BCRs and TCRs), FcRs are bona fide immunoreceptors. Unlike BCRs and TCRs, however, FcRs are immunoreceptors with an
adaptive specificity for antigen, with an adaptive affinity for antibodies, with an
adaptive structure and with an adaptive signaling. They induce adaptive biological
responses that depend on their tissue distribution and on FcR-expressing cells that
are selected locally by antibodies. They critically determine health and disease.
They are thus exquisitely adaptive therapeutic tools.
Contents
1
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4
Introduction: Antibodies, for the Best and for the Worst ...............................................
FcRs, Immunoreceptors of the Third Type ......................................................................
FcRs, Immunoreceptors with an Adaptive Specificity for Antigen ................................
FcRs, Immunoreceptors with an Adaptive Affinity for Antibodies................................
4.1 High-Affinity and Low-Affinity FcRs .....................................................................
4.2 Modulation of the Binding Avidity/Affinity with Which Antibodies
Bind to FcRs .............................................................................................................
4.3 Affinity Determines the Specificity of FcRs for Immunoglobulins .......................
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M. Daëron (&)
Institut Pasteur, Paris, France
e-mail: daeron@pasteur.fr
M. Daëron
Inserm, U1104, Centre d’Immunologie de Marseille-Luminy, Marseille, France
M. Daëron and F. Nimmerjahn (eds.), Fc Receptors, Current Topics
in Microbiology and Immunology 382, DOI: 10.1007/978-3-319-07911-0_7,
Ó Springer International Publishing Switzerland 2014
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5
FcRs, Immunoreceptors with an Adaptive Structure .......................................................
5.1 FcRs as Building Blocks ..........................................................................................
5.2 FcRs as Superstructures............................................................................................
6 FcRs, Immunoreceptors with an Adaptive Signaling ......................................................
6.1 ITAM-Containing FcRs Generate Both Activation and Inhibition Signals ...........
6.2 ITIM-Containing FcRs Generate Inhibition Signals Only ......................................
6.3 The Modulation of Signaling by Hetero-Aggregation of FcRs ..............................
7 FcRs, Immunoreceptors that Induce Adaptive Biological Responses.............................
7.1 Biological Responses Induced by Antibodies Depend on the
Tissue Distribution of FcRs .....................................................................................
7.2 Biological Responses Induced by Antibodies Depend on FcR-Expressing Cells
that are Selected by Antibodies ...............................................................................
7.3 Biological Responses Induced by Antibodies Depend on Populations
of FcR-Expressing Cells...........................................................................................
8 FcRs as Adaptive Immunoreceptors in Health and Disease............................................
8.1 FcR-Dependent Induction and Inhibition of Immune Responses by Antibodies...
8.2 FcR-Dependent Prevention and Enhancement of Viral Infection ..........................
8.3 FcR-Dependent Prevention and Enhancement of Bacterial Infection ....................
8.4 FcR-Dependent Induction and Inhibition of Allergic Reactions ............................
8.5 FcR-Dependent Induction and Inhibition of Autoimmunity...................................
8.6 FcR-Dependent Inhibition and Enhancement of Tumor Growth ...........................
9 Conclusion: FcRs as Adaptive Therapeutic Tools...........................................................
References................................................................................................................................
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1 Introduction: Antibodies, for the Best and for the Worst
In 1888, 8 years after Louis Pasteur showed that chickens can be protected from
avian cholera by the inoculation of an attenuated culture of the germs responsible
for this disease (Pasteur 1880), Jules Héricourt and Charles Richet found that
protective immunity can be transferred to naïve dogs by the serum of dogs
immunized with staphylococci (Héricourt and Richet 1888). In 1890, Emil von
Behring and Shibasaburō Kitasato found that naïve rabbits can be protected from a
lethal dose of diphtheria or tetanus toxin if injected with the serum of rabbits
immunized with this toxin (Behring and Kitasato 1890), and in 1901, von Behring
was awarded the very first Nobel prize in Medicine or Physiology ‘‘for his work on
serotherapy.’’1 The same year, while on board the yacht of Prince Albert the 1st of
Monaco, Charles Richet and Paul Portier discovered anaphylaxis when immunizing dogs with minute amounts of toxins from sea anemones. They published
their provocative finding in 1902 (Richet and Portier 1902). Five years later,
Richet showed that anaphylactic hypersensitivity can be transferred to naïve dogs
by the serum of immunized dogs (Richet 1907). Richet was awarded the 1913
Nobel prize in Medicine or Physiology ‘‘for his work on anaphylaxis.’’2 It was
therefore the same scientist who demonstrated that immune serum can either
1
2
http://www.nobelprize.org/nobel_prizes/medicine/laureates/1901/behring-bio.html.
http://www.nobelprize.org/nobel_prizes/medicine/laureates/1913/richet-bio.html.
Fc Receptors as Adaptive Immunoreceptors
133
protect or kill recipients, when challenged with deadly pathogens or harmless
doses of toxins, respectively.
One century later, we know that antibodies are responsible for these effects of
immune serum, and that antibodies are immunoglobulins present in milligrams per
milliliter in serum. Antibodies are the most abundant effector molecules of
adaptive immune responses for the best and for the worst. Antibodies, indeed,
protect from infectious diseases, they account for the long-term protection conferred by vaccines and they are increasingly used for passive immunotherapy.
Antibodies are also responsible for diseases including allergies, hemolytic anemia
of the newborn and several autoimmune diseases. How can antibodies exert both
protective and pathogenic effects? One reason is that, by themselves, antibodies
exert no biological effects.
Antibodies specifically bind to antigens and thereby generate immune complexes, but binding itself does nothing or very little to antigen. It was indeed found
recently that both the neutralization of viruses and the neutralization of bacterial
toxins, which have long been paradigmatic examples of biological properties of
antibodies due to the masking of specific sites on antigens, require more than
binding. They require the Fc portion of antibodies and depend on receptors for
antibodies (Joller et al. 2010; Mallery et al. 2010). For antibodies to affect antigens,
they indeed need not only to bind to antigen epitopes through their Fab portions, but
also to interact through their Fc portion with effector systems. These include soluble
molecules such as components of the enzymatic cascade of Complement, and cells
that express receptors for the Fc portion of antibodies (FcRs).
As FcRs can trigger positive and negative signals, as these signals control a
variety of biological activities in a given cell, as FcRs are expressed by cells of
many types, as these cells express various combinations of FcRs, and as FcRexpressing cells have different functional repertoires, antibodies can exert a wide
spectrum of biological activities. Understanding how antibodies work is not only
an exciting endeavor to comprehend the complexity of immune responses, it is
also a requirement for whom aims at developing new vaccines or therapeutic
antibodies.
I will argue that FcRs are unique immunoreceptors with no predetermined
specificity, structure, signaling or biological properties. Actually, FcRs are not
functional until they are engaged by immune complexes on cell membranes. Then
and there, they can build up a multiplicity of superstructures capable of triggering
a wide functional repertoire of adaptive responses to the multitude of antigenic
stimuli.
2 FcRs, Immunoreceptors of the Third Type
The term ‘‘immunoreceptor’’ was coined following impassioned discussions at a
meeting held in Kecskemét, Hungary, in September 1994, to designate receptors
involved in antigen recognition and possessing intracellular tyrosine-based
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activation motifs. The term ‘‘Immunoreceptor’’ was rapidly adopted and used to
designate not only receptors containing such Immunoreceptor Tyrosine-based
Activation Motifs (ITAMs) (Reth 1989; Cambier 1995), but also receptors containing Immunoreceptor Tyrosine-based Inhibition Motifs (ITIMs) that were soon
described (Daëron et al. 1995a). ‘‘Immunoreceptor’’ is a loose term. Its use became
even looser when ITIMs were found in innumerable molecules with no evident
link with immunity (Daëron et al. 2008).
Several ITAMs and one ITIM having been identified in their intracytoplasmic
domains, FcRs were promoted immunoreceptors, just like antigen receptors
expressed by B cells (BCRs) and antigen receptors expressed by T cells (TCRs).
The word forged the concept. FcRs ‘‘recognize’’ neither native antigens as BCRs
do, nor the association of antigen-derived peptides and Major Histocompatibility
Complex molecules expressed by antigen-presenting cells as TCRs do. FcRs,
however, ‘‘recognize’’ antigen-antibody complexes. Immune complexes are the
third form under which any given antigen can interact with and deliver signals to
cells of the immune system. FcRs are immunoreceptors of the third type.
Unlike BCRs and TCRs, whose expression is restricted to B and T lymphocytes, respectively, FcRs are widely expressed, including by most cells of the
myeloid lineage. Unlike lymphocytes, myeloid cells need neither to proliferate nor
to differentiate in order to be functional; they can perform a variety of biological
processes; they are abundant in the blood stream and ubiquitous. Myeloid cells are
the effectors of innate immunity. They are equipped with a variety of patternrecognition receptors for molecules that are widely shared by micro-organisms, but
they have no antigen receptors. Their FcRs, however, enable them to interact
specifically with antigens. When binding to FcRs, antibodies indeed endow these
cells with bona fide antigen receptors. Through FcRs, antibodies enroll myeloid
cells in adaptive immune responses. As a consequence, adaptive immunity uses the
same effector cells as innate immunity.
3 FcRs, Immunoreceptors with an Adaptive
Specificity for Antigen
Unlike BCRs and TCRs, which contain built-in antigen-specific subunits, FcRs
have no antigen-recognition structures. They have therefore no predetermined
antigen specificity. They can, however, adopt any antigen specificity. Specificity is
provided by antibodies that bind to FcRs (Fig. 1). The fact that antigen specificity
is dissociated from receptors enables FcR-expressing cells to act on any antigen
the adaptive immune system is confronted to and responds to by the production of
antibodies. Although devoid of antigen-recognition capability, FcRs can therefore
provide myeloid cells with the whole cognitive repertoire of B cells.
The specificity of individual BCRs and TCRs results from one combination of
variable gene segments among the many possible combinations that form the B
Fc Receptors as Adaptive Immunoreceptors
135
Ag
Ag
ITAMs
ITIM
FcR
FcR
FcR
FcR
High-
FcR
FcR
FcR
FcR
FcRs
FcRs
Fig. 1 Differential binding of antibodies and antigen to high-affinity and to low-affinity FcRs.
Antibodies bind first to high-affinity FcRs, then antigen binds to receptor-bound antibodies (left).
Antigen binds first to antibodies and form immune complexes that can then bind to low-affinity
FcRs (right). The order of events is different but the result is the same: FcRs are aggregated
and T cell potential repertoires. The specificity of individual FcRs is that of the
subset of antibodies of the B cell actual repertoire, which were synthesized by B
cell-derived plasma cells and which happened to bind to FcRs. The specificity of
BCRs and TCRs is selected a priori from a potential combinatorial diversity of
gene segments, whereas that of FcRs is selected a posteriori from an actual
diversity of proteins.
Unlike B and T cells which express BCRs or TCRs of one specificity only, FcRexpressing cells can carry a multiplicity of antibodies of different specificities.
Antibody responses are indeed polyclonal. They generate antibodies against several antigens, and antibodies against one antigen can be directed to several epitopes. As antibodies bind to FcRs irrespectively of the specificity of their Fab
portions, and as cells express large numbers of FcRs—from a few thousands to one
million per cell—every FcR-expressing cell can respond simultaneously to a
multitude of antigens.
4 FcRs, Immunoreceptors with an Adaptive Affinity
for Antibodies
Antibodies bind to FcRs with a variable affinity. The binding of antibodies to FcRs
is reversible and it obeys the mass action law (Kulczycki and Metzger 1974):
½Ab½FcR
ka
kd
½Ab FcR
The affinity of FcRs is characterized by an affinity constant (Ka) which is the
quotient of an association constant (ka) divided by a dissociation constant (kd). The
affinity constant is a characteristic of the FcR.
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The binding of antibodies to FcRs depends on the Ka of receptors, but also on
the relative concentrations of ligands, i.e, the concentration of antibodies in the
environment and the density of receptors on the cell surface. It also depends on the
glycosylation of antibodies. Finally, the affinity of FcRs determines their specificity for immunoglobulin classes and subclasses.
4.1 High-Affinity and Low-Affinity FcRs
High-affinity FcRs can bind monomeric immunoglobulins in the absence of
antigen, i.e., not as immune complexes (Fig. 1). A proportion of high-affinity FcRs
may therefore be occupied in vivo. Antibodies however may dissociate from highaffinity FcRs, which makes receptors available for binding other antibodies. The
dissociation constant of high-affinity FcRs therefore critically determines their
availability for other antibodies present in the environment. This can be exemplified by the murine high-affinity receptor for IgG2 FccRIV (Ka for
IgG2a ± 3 9 107 M-1). We found that this receptor is also a low-affinity receptor
for IgE (Ka ± 5 9 105 M-1), and we wondered whether this property is biologically meaningful. One indeed expects FccRIV to be saturated by IgG2 in vivo,
and thus unavailable for IgE. We found that the half life of IgG2 on FccRIV is of a
few minutes only at 37 °C, and that IgE immune complexes can perfectly replace
IgG2 on FccRIV in the presence of normal serum (Mancardi et al. 2008). On the
contrary, the extremely high affinity constant (Ka ± 109-1010 M-1) of FceRI, the
high-affinity receptors for IgE expressed by mast cells and basophils in mice and
humans, is due to an extremely low dissociation constant (Kulczycki and Metzger
1974). As a consequence, IgE antibodies remain bound to FceRI for extended
periods of time, in spite of their extremely low plasma concentration.
The affinity of low-affinity FcRs (Bruhns et al. 2009) is too low for enabling
them to bind monomeric antibodies. They can however bind antibodies as multivalent immune complexes with a high avidity (Fig. 1). As a consequence, in the
absence of antigen, low-affinity FcRs (e.g., FccRs) remain free in spite of the high
concentration of circulating immunoglobulins, (e.g., IgG). They are therefore
available for immune complexes whenever these come close enough. Immune
complexes bind to low-affinity FcR-expressing cells because antibodies are concentrated on multivalent antigens in immune complexes and because many antibodies can bind at the same time to many FcRs on the same cell membrane. Once
bound to FcRs, immune complexes remain on low-affinity FcR-expressing cells
because antibodies that dissociate from individual FcRs are rapidly replaced by
other antibodies present in the complex. Antibodies that dissociate from FcRs and
remain bound to antigen can also engage FcRs that were not previously engaged.
The interactions of immune complexes with low-affinity FcRs are therefore at the
same time labile and stable; they are highly dynamic.
Fc Receptors as Adaptive Immunoreceptors
Y
Y
Y
Y
The density of epitopes on antigen
The avidity with which immune complexes bind to FcRs is determined by:
Y
Fig. 2 Modulation of the
binding avidity with which
immune complexes bind to
FcRs. The binding avidity
varies with the density of
epitopes on antigen and with
the density of FcRs on cell
membranes
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The adensity of FcRs on cell membranes
4.2 Modulation of the Binding Avidity/Affinity with Which
Antibodies Bind to FcRs
When low-affinity FcRs interact with immune complexes, the concentration and
the composition of immune complexes therefore determine the avidity with which
these bind to receptors. Indeed, what matters for binding is the local concentration
of Fc portions. This concentration depends on the density of epitopes that are
present on the antigen molecule and that are recognized by antibodies involved in
the immune complex. Antibodies of the same specificity can therefore bind with
different avidities to the same FcRs when in complex with antigens that have a
high density of specific epitopes and when in complex with antigens that have a
low density of the same epitopes (Fig. 2).
An interesting situation is the interaction with FcRs of antibodies against cell
surface antigens. The possibility that target cells may express FcRs is rarely
considered. Antibodies are therefore viewed as binding in trans, to target cell
antigens via their Fab portions and to effector cell FcRs via their Fc portion. If
target cells express FcRs, antibodies can bind in cis, i.e., to target antigens via their
Fab portions and to FcRs via their Fc portion on the same cell (Fig. 3). Binding to
antigens located on the same membrane as FcRs markedly enhances the local
concentration of antibodies as they are concentrated in a plane rather than dispersed in a volume. Binding to FcRs is also enhanced by the local concentration,
i.e., the density, of specific epitopes on the cell membrane. Such an Fc-FcR cis
binding was demonstrated to trigger mast cell activation using alloantibodies
against MHC class I antigens expressed by the same cells (Daëron et al. 1975;
Daëron and Voisin 1978). It was extensively used to inhibit B cell activation using
anti-immunoglobulin IgG antibodies (Phillips and Parker 1983). One can expect
cis binding to apply for many monoclonal antibodies used for passive
immunotherapy.
The affinity with which immunoglobulins bind to FcRs further depends on the
glycosylation of their Fc portion (Arnold et al. 2007). Thus, each heavy chain of
IgG1 contains a single covalently attached biantennary N-glycan at the highly
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Fig. 3 Trans- and cisinteractions of antibodies to
cell surface antigens with
FcR-expressing cells.
Antibodies against antigens
expressed by cell membranes
can engage FcRs expressed
by neighboring cells (transbinding) or FcRs expressed
on the membrane of the same
cell (cis-binding)
M. Daëron
Two modes of interactions with FcRs of
antibodies against cell surface antigens
Trans-binding
Cis-binding
conserved N297 residue in its CH2 domain. Point mutations of this glycosylation
site abrogate the ability of IgG antibodies to bind to FccRs. If engineered with
such a mutation (e.g., N297Q), aglycosylated antibodies therefore no longer engage
FccRs and they can be used as blocking-only molecules (Veri et al. 2007).
Noticeably, N297 mutations do not affect the binding of IgG to neonatal FcRs
(FcRn), which protect IgG from degradation.
4.3 Affinity Determines the Specificity of FcRs
for Immunoglobulins
The Ka of the various mouse and human FcRs spans over at least five Logs. Highaffinity FcRs, defined operationally by their ability to bind monomeric immunoglobulins, have a Ka ranging from 107 to 1010 M-1. Low-affinity FcRs, defined as
being unable to bind monomeric immunoglobulins but as being able to bind
immune complexes, have a Ka ranging from 105 to 107 M-1 (Bruhns et al. 2009).
Most FcRs do not appear to be specific for one class or subclass of immunoglobulins. Mouse FccRIIB and FccRIIIA bind mouse IgG1, IgG2a and IgG2b.
Likewise, human FccRIIA, FccRIIB, and FccRIIIA bind all four subclasses of
human IgG. However, the affinity of these three receptors is much lower for IgG2
and, to a lower extent, for IgG4 than for IgG1 and IgG3. Noticeably, human
FccRIIB has a lower affinity than any other FccR for all four subclasses of human
IgG (Bruhns et al. 2009). pIgR can bind both dimeric IgA and pentameric IgM
Fc Receptors as Adaptive Immunoreceptors
139
(Bakos et al. 1991). FccRIV are both high-affinity receptors for mouse IgG2a and
IgG2b and low-affinity receptors for mouse IgE (Mancardi et al. 2008). Likewise,
the murine low-affinity receptors for mouse IgG FccRIIB and FccRIIIA were found
to bind also mouse IgE (Takizawa et al. 1992). Whereas the affinity of these
receptors for mouse IgG1, IgG2a and IgG2b is between 3 9 105 and 3 9 106 M-1,
their affinity for mouse IgE is in the order of 2 9 104 M-1 only (Mancardi et al.
2008). This is an extremely low affinity, at the limit of nonspecificity.
This poses the question of the specificity of FcRs. As discussed above, FcRs
display a gradient of affinities for the various isotypes of immunoglobulins. This
gradient is extremely wide, and it seems continuous. The specificity of FcRs for
immunoglobulin classes and subclasses therefore appears more quantitative than
qualitative, and what determines the specificity of FcRs is a large enough difference of affinities for different immunoglobulins.
5 FcRs, Immunoreceptors with an Adaptive Structure
The structure of FcRs was determined and refined by biochemical, genetic and
proteomic approaches, as they became available. Altogether, these studies provided solid grounds for elaborating widely used 2D- and 3D-models of FcRs
(Garman et al. 1998; Maxwell et al. 1999; Sondermann et al. 1999; Ding et al.
2003). As such, however, these models represent FcRs as they are when they are
not functional. They show building blocks. Except FcRn, which bind IgG intracellularly in acidified vacuoles (Rodewald and Kraehenbuhl 1984), functional
FcRs are receptors engaged on cell membranes by immune complexes. They are
superstructures made with these building blocks. FcR engagement indeed associates various numbers of FcRs in various combinations to generate superstructures of various compositions.
5.1 FcRs as Building Blocks
Classically, FcRs have a structure similar to that of BCRs and TCRs. The vast
majority of them are made of 2–3 noncovalently associated subunits: a ligandbinding subunit (FcRa) that has an affinity for various classes and subclasses of
immunoglobulins, and one or two ITAM-containing signaling subunits (FcRc and
FcRb) shared by multi-subunit FcRs (Fig. 1).
FcRa altogether form a family of polypeptides with 2–5 extracellular immunoglobulin-binding domains that have a secondary structure typical of Immunoglobulin Superfamily (IgSF) molecules, a hydrophobic transmembrane domain
and a nonstructured intracytoplasmic domain of variable length. FcRa with different extracellular domains are the core structure of receptors for IgA (FcaR), IgG
(FccR and FcRn) and IgE (FceR) (Hulett and Hogarth 1994). Binding involves the
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hinge between the two juxta-membrane extracellular domains of FcRs and the
penultimate constant domain of immunoglobulin heavy chains. FcRn are unique
MHC class I-like molecules that bind the Fc portion of IgG with a high affinity
(Burmeister et al. 1994).
FcRc is a widely expressed homodimer made of two disulfide bond-linked
polypeptides highly conserved in mice and humans (Orloff et al. 1990). It is shared
by all activating multi-chain FcRs. FcRb is a 4-transmembrane domain polypeptide
that associates with multi-chain FcRs expressed in mast cells and basophils (Kinet
et al. 1988). Multi-chain FcRs must associate with at least one specific subunit in
order to be expressed. Most need FcRc (Lobell et al. 1993; Takai et al. 1994;
Letourneur et al. 1995). The expression of these receptors therefore depends on the
tissue distribution of FcRc, and FcRc-deficient mice have no activating FcR (Takai
et al. 1994). Mouse FceRI, but not human FceRI, also need to associate with FcRb
(Kinet 1999). As FcRb is expressed by mast cells and basophils only in both species,
the expression of FceRI is restricted to these cells in mice (Kinet et al. 1988), but not
in humans (Gounni et al. 1994, 2001; Joseph et al. 1997). FcRn do not associate with
FcRc or with another ITAM-containing subunit, but with b2 microblobulin and this
association is mandatory for FcRn to be expressed (Israel et al. 1995).
Few FcRs are single-chain receptors. FccRIIA and FccRIIC (in humans) and
FccRIIB (in mice and humans) have two extracellular domains that bind IgG with a
low affinity. Human FccRIIB and FccRIIC have the same extracellular domains.
FccRIIA and FccRIIC have the same intracytoplasmic domain (Ravetch and Kinet
1991). FccRIIA and FccRIIC contain one ITAM whereas FccRIIB contain one
ITIM. FccRIIA and FccRIIC are the only ITAM-containing single-chain FcRs.
FccRIIA were however reported to form homodimers constitutively on cell membranes without delivering activation signals in the absence of ligand (Powell et al.
2006). FccRIIIB are glycosyl-phosphatidylinositol-anchored single-chain FcRs
unique to humans. They bind human IgG with a low affinity. FcRs for polymeric
immunoglobulins (pIgR) have 5 extracellular domains that bind dimeric IgA and
pentameric IgM. They are not known to associate with ITAM-containing subunits.
Other FcRs that do not associate with FcRc or FcRb, do not belong to the IgSF
but to the C-type lectin superfamily. These FcRs bind IgE (FceRII) (Conrad 1990).
Binding, however, does not involve the interaction of sugar residues, which are
abundant in the Fc portion of IgE, with the extracellular lectin domain of FceRII.
The affinity of FceRII for IgE is relatively low. However, FceRII are expressed as
homotrimers which can bind IgE immune complexes with a high avidity (Kilmon
et al. 2004). They are not known to associate with signaling subunits.
5.2 FcRs as Superstructures
Like BCRs and TCRs, FcRs are aggregated by plurivalent ligands. Unlike BCRs
and TCRs, however, FcRs form hetero-aggregates. Because BCRs and TCRs with
a single specificity are expressed on B and T cells, they can form homo-aggregates
Fc Receptors as Adaptive Immunoreceptors
141
only, when engaged by naked antigen or peptide-MCH complexes, respectively.
FcRs can also form homo-aggregates when engaged by immune complexes made
with monoclonal antibodies of a single specificity as they are commonly used in
the laboratory. Engaging FcRs under these conditions has been instrumental for
establishing the binding parameters of FcRs and for elucidating the mechanisms of
signal transduction used by FcRs. This experimental situation, however, is an
artifact.
Immune responses are indeed not only polyclonal, but also pluri-isotypic. No
immunization procedure induces a single class of antibodies. Depending on the
concentration of antigen, depending on the adjuvant, depending on the route of
immunization, some isotypes of antibodies can be favored, but in all cases, the
overall isotypic pattern of the response is not markedly altered. Even when
immunizing mice with protocols that promote strong Th1 responses, such as one
injection of a high concentration of proteins in Freund’s complete adjuvant followed by repeated injections of the same high dose of antigen in incomplete
Freund’s adjuvant, IgG1 antibodies remain, by far, the dominant isotype of antibodies, and detectable levels of IgE antibodies can even be observed in serum
(Jonsson et al. 2011). As a consequence, immune complexes that form in vivo
contain antibodies of several classes and subclasses. As FcRs with different
specificities are co-expressed by most FcR-expessing cells, pluri-isotypic immune
complexes engage several types of FcRs on cell membranes. When aggregated
under physiological conditions, FcRs form hetero-aggregates.
The composition of FcR hetero-aggregates depends on multiple parameters. It
depends on the FcRs that are expressed by a given cell at a given time and in a
given place. it depends on the respective local concentration of antibodies of the
different isotypes. It depends on the nature and on the concentration of antigen
present in the environment (Fig. 4). FcR hetero-aggregates of different compositions may have markedly different signaling properties.
6 FcRs, Immunoreceptors with an Adaptive Signaling
FcRs trigger no signal when binding immunoglobulins. They signal when aggregated (Metzger 1992). The sequence of events that lead to receptor aggregation is
different for high-affinity and low-affinity FcRs (Fig. 1). Monomeric antibodies
bind first to high-affinity FcRs that are aggregated afterwards, when a plurivalent
antigen binds to receptor-bound antibodies. Antibodies bind first to antigen,
generating immune complexes that can bind to and, therefore, simultaneously
aggregate low-affinity FcRs. The result, however, is the same: receptor aggregation. The nature of signals depends primarily, but not exclusively, on molecular
motifs contained in the intracytoplasmic domains of FcRs or of their subunits.
FcRs can generate activation signals and/or inhibition signals.
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M. Daëron
The composition of FcR superstructures isdetermined by:
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
The isotypic composition
of the Ab response
Y
Y
The FcRs that are expressed
on a given cellat a given time at a given place
The Ag
The relative concentration of antibody classes
in tissues and their
for these FcRs
of Ab and the local concentration of
Ag
Fig. 4 Adaptive FcR complexes formed on cell surfaces upon receptor engagement. FcR
complexes with variable compositions and sizes build up on cell membranes, depending on the
FcRs expressed on cells, the isotypic composition of the antibody response, the local
concentration of antibodies of the various classes and subclasses, the antigen specificity of
these antibodies and the local concentration of antigen
6.1 ITAM-Containing FcRs Generate Both Activation
and Inhibition Signals
ITAM-containing FcRs generate activation signals. FcRc-associated FcRs (FcaRI,
FceRI in human neutrophils, eosinophils and monocytes, FccRI, FccRIIIA and
FccRIV) contain two ITAMs. FcRs associated with both FcRc and FcRb (FceRI
and FccRIIIA in mast cells and basophils) contain three ITAMs. FccRIIA and
FccRIIC contain one ITAM only. FccRIIA, however, contain two ITAMs when
dimeric (Powell et al. 2006). The significance of the presence of several ITAMs in
immunoreceptors is unknown. One ITAM is enough as the aggregation of singlechain chimeric molecules with the intracytoplasmic domain of FcRc, FcRb, TCRf
activated the transfected cells in which they were expressed (Daëron et al. 1995a),
although Iga and Igb triggered different Ca2+ signals in B cells (Choquet et al.
1994) Upon receptor aggregation, ITAMs are phosphorylated by src family
tyrosine kinases. This intracellular chemical perturbation initiates the constitution
of dynamic intracellular signalosomes, in which activation signals are generated.
Signalosomes build up on tyrosine-rich transmembrane adapter proteins that reside
constitutively in lipid-rich membrane microdomains (Bezman and Koretzky 2007).
Signals propagate intracellularly via various metabolic pathways that altogether
lead to gene transcription, activation of the lipid metabolism and membrane
alterations associated with exocytosis.
Fc Receptors as Adaptive Immunoreceptors
143
ITAM-containing FcRs also generate inhibition signals. Inhibition signals
generated by activating FcRs such as FceRI can be readily observed when challenging mast cells sensitized with IgE antibodies by increasing concentrations of
specific antigen. Mast cell degranulation dose-dependently increases up to a
maximum. Degranulation thereafter decreases rapidly down to background levels.
This inhibition in excess of antigen has long been interpreted as resulting from a
reduced ability of antigen to aggregate efficiently FceRI (Wofsy et al. 1978).
Inducible phosphorylation of intracellular proteins, however, keeps increasing
beyond the optimal concentration of antigen. Moreover, inhibition in excess of
antigen is abrogated in mast cells from mice deficient for the SH2 domain-containing inositol phosphatase SHIP1 (Gimborn et al. 2005). Finally, mast cells from
SHIP1-deficient mice display enhanced degranulation responses to optimal and
suboptimal antigen concentrations (Huber et al. 1998). FceRI therefore generate
SHIP1-dependent inhibition signals both when suboptimally or optimally aggregated and when supra-optimally aggregated by antigen. Similar effects of SHIP1
deficiency were observed with other activating FcRs (Nakamura et al. 2002).
ITAM-containing FcRs therefore generate a mixture of activation and inhibition
signals (Malbec et al. 2004). Activation signals are dominant over inhibition
signals under physiological conditions.
6.2 ITIM-Containing FcRs Generate Inhibition Signals Only
FccRIIB are the only ITIM-containing FcRs. The same ITIM is present in the intracytoplasmic domain of all murine and human FccRIIB isoforms (Daëron et al. 1995a).
FccRIIB are not tyrosyl-phosphorylated and they trigger no intracellular signal when
aggregated. They trigger negative signals when they are co-aggregated with activating
receptors by immune complexes (Daëron et al. 1995b). Under these conditions, the
ITIM of FccRIIB is phosphorylated by the same src-family tyrosine kinase that
phosphorylates ITAMs in activating receptors (Malbec et al. 1998). The SH2 domain
of SHIP1 having a high affinity for the phosphorylated FccRIIB ITIM (Bruhns et al.
2000), large amounts of SHIP1 are recruited and brought into signalosomes generated
by activating FcRs (Lesourne et al. 2001). FccRIIB therefore potentiate SHIP1dependent negative signals generated by ITAM-containing FcRs (Lesourne et al.
2005), and inhibition signals become dominant over activation signals.
6.3 The Modulation of Signaling by Hetero-Aggregation
of FcRs
Negative regulation of ITAM-containing FcRs by FccRIIB is one example of
hetero-aggregation that critically affects FcR signaling. It is a widely occurring
situation. Hetero-aggregation, whether the co-aggregation of different types of
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FcRs or the co-aggregation of FcRs with other immunoreceptors, is actually a rule,
rather than an exception, under physiological conditions.
Hetero-aggregation can involve activating FcRs only. This happens when pluriisotypic immune complexes engage FcRs for different immunoglobulin classes on
cells that express the corresponding ITAM-containing FcRs. One exemple can be
human skin mast cells sensitized with IgE antibodies and exposed to immune
complexes containing IgG antibodies against the same antigen. Due to the high
concentration of IgG antibodies, allergens are likely to be in complex with IgG
when they reach FceRI-bound IgE on tissue mast cells. Human skin mast cells
express FceRI and FccRIIA, but no FccRIIB (Zhao et al. 2006). As a result, FceRI
and FccRIIA are co-engaged on human mast cells. Activation signals by FceRI are
not identical as signals generated by FccRIIA because these receptors contain
different ITAMs. Both types of signals are expected to be integrated and to lead to
cell responses that may differ from signals generated by FceRI or by FccRIIA
alone.
Hetero-aggregation can involve inhibitory FcRs and activating FcRs of identical or different specificities for immunoglobulins. One example of heteroaggregation of FcRs of identical specificity is when human or mouse basophils are
challenged with IgG immune complexes. Basophils from both species co-express
ITAM-containing and ITIM-containing receptors for IgG: human basophils
express FccRIIA and FccRIIB, whereas mouse basophils express FccRIIIA and
FccRIIB. Basophils from both species, however, fail to be activated by IgG
immune complexes. The reason is that FccRIIB-dependent inhibition is dominant
over FccRIIA- or FccRIIIA-dependent activation in these cells (Cassard et al.
2012). An example of hetero-aggregation of FcRs of different specificities is when
the same cells are sensitized with IgE and challenged with IgG immune complexes. Under these conditions, IgG immune complexes co-aggregate not only the
ITAM- and ITIM-containing FccRs, but also the ITAM-containing FceRI. In both
cells, FceRI-dependent responses are negatively regulated by FccRIIB (Cassard
et al. 2012). IgG antibodies therefore control IgE-mediated human and mouse
basophil activation.
Hetero-aggregation can involve FcRs and non-FcR immunoreceptors, for
instance when cells express one type of FcR only. Immune complexes can coengage these FcRs, whether inhibitory such as FccRIIB in B cells or activating
such as FccRIIIA in NK cells, with other immunoreceptors, whether activating
such as BCRs in B cells or inhibitory such as Killer cell Inhibitory Receptors with
a long intracytoplamsic domain (KIRLs) in NK cells. As a consequence, BCR
signaling is negatively regulated by FccRIIB in B cells (Phillips and Parker 1983;
Amigorena et al. 1992) and FccRIIIA signaling is negatively regulated by KIRLs
in NK cells (Moretta et al. 1997).
All the above considered, FcR signaling appears exquisitely susceptible to
control and/or to be controlled by other FcRs and/or by other immunoreceptors
that are co-engaged in FcR superstructures by immune complexes. Ensuing biological responses may therefore be tightly controlled as a function of antibodies
and antigen present in the environment.
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145
7 FcRs, Immunoreceptors that Induce Adaptive Biological
Responses
If biological responses triggered by FcRs depend quantitatively on the superstructures built-up on cell membranes by immune complexes, they depend qualitatively
on the cell types on which these superstructures form. FcRs do not induce unique
biological responses, but biological activities that can be induced by other receptors
in the same cell. However, unlike BCRs and TCRs, which induce both cell activation
and proliferation, ITAM-containing FcRs induce cell activation only.
7.1 Biological Responses Induced by Antibodies Depend
on the Tissue Distribution of FcRs
Superstructures that build-up on cell membranes depend on which FcRs are
available for immune complexes on the cell membrane, i.e., on the tissue distribution of FcRs. Cells of hematopoietic origin express a combination of FcRs that
is typical of the cell type (Fig. 5).
FcRs are essentially expressed by myeloid cells of all types. Some are
expressed by some lymphoid cells such as B cells, NK cells and NKT cells. It is a
likely possibility that Innate Lymphoid Cells (ILCs) express FcRs, but which ILCs
express which FcRs has not been reported yet. A few nonhematopoietic cells, such
as some endothelial cells and some tumor cells (Cassard et al. 2002), also express
FcRs. FcRn are expressed by many cells including epithelial cells, monocytes,
macrophages, dendritic cells, neutrophils, hepatocytes (Ghetie and Ward 2000).
Activating FcRs are expressed by myeloid cells and by lymphoid cells with no
classical antigen receptor, i.e., NK cells (Perussia et al. 1989) and intraepithelial c/
dT cells of the intestine (Deusch et al. 1991; Sandor et al. 1992; Woodward and
Jenkinson 2001). They are not expressed by mature T and B lymphocytes. Lymphocytes therefore do not express more than one type of antigen receptor, and
activating FcRs do not interfere with lymphocyte activation triggered by clonally
expressed antigen receptors. Low levels of FccRIIIA were however found on a
subset of murine CD8 T cells and they efficiently triggered antibody-dependent
cell-mediated cytotoxicity (Dhanji et al. 2005).
FccRIIB are expressed by most myeloid cells and by B lymphocytes. NK cells
and T cells, which do not express FccRIIB, express several other inhibitory
receptors involved in cell-cell interactions (Long 1999). FccRIIB have a more
restricted tissue distribution in humans than in mice.
Few cells express one type of FcR only. These are B cells, which express
FccRIIB only in both mice and humans, and NK cells, which typically express
FccRIIIA only in both mice and humans. A SNP in the FCGR2C gene, however,
determines the expression FccRIIC by NK cells in human donors (van der
Heijden et al. 2012). Other cells express several FcRs. All express IgG receptors
and, in humans, IgA receptors. Monocyte/macrophages express more types of
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M. Daëron
Antibodies select cells that express corresponding FcRs
IgG
IgG
IgA
Human
IgE
Mouse
IgE
IgE
Fc
Fc
Fc
Fc
Fc
RI
RI
RIV
RIIIA
RIIB
Fc
Fc
Fc
Fc
Fc
Fc
Fc
Fc
RI
RI
RIIIA
RIIA
RIIC
RIIB
RIIIB
RI
IgG
IgG
IgA
Human
IgE
Mouse
IgE
IgG
Fc
Fc
Fc
Fc
Fc
RI
RI
RIV
RIIIA
RIIB
Fc
Fc
Fc
Fc
Fc
Fc
Fc
Fc
RI
RI
RIIIA
RIIA
RIIC
RIIB
RIIIB
RI
Mast cells
Eosinos
Basos
Neutros Mono/macros Dendritic Cells
NK Cells
B Cells
T Cells
B Cells
T Cells
1
2
3
3
4
Mast cells
Basos
2
Neutros
Mono/macros Dendritic Cells
Eosinos
NK Cells
1
3
2
3
4
Act. Inh. Fc RIIIB
High expression
Low expression
1 on
inflammatory cells
allergic patients
by IFN4 in 25% normal donors
2 in
3 inducible
Fig. 5 Tissue distribution of FcRs and their engagement by antibodies of different classes. FcRs
expressed by the various cell types in mice and humans are differentially engaged by antibodies
of different classes. As a consequence, different cell types are involved
FccRs than other hematopietic cells. FccRIIA are expressed by all these human
cells. Monocytes express higher levels of FccRIIA than other blood leukocytes.
Basophils express much higher levels of FccRIIB than other blood cells, including
B cells (Cassard et al. 2012).
Such a wide tissue distribution of FcRs endows antibodies with a wide spectrum of
biological properties. These depend on the functional repertoire of FcR-expressing
cells. All cell types can endocytose, some only can phagocytose, and even less can
transcytose. The many cells that express FcRn can pinocytose and release IgG
molecules that bound to FcRn intracellularly, thereby protecting them from lysosomal degradation. Some cells can expel granules that contain cytotoxic mediators,
other cells granules that contain vasoactive or pro-inflammatory mediators and
proteases. Many cells can synthesize cytokines, chemokines or growth factors of
Fc Receptors as Adaptive Immunoreceptors
147
different types. FcRs therefore are involved in a variety of biological functions. These
include pathogen clearance, toxin neutralization, antigen capture at the initiation of
antigen presentation, cytotoxicity, inflammatory responses.
7.2 Biological Responses Induced by Antibodies Depend
on FcR-Expressing Cells that are Selected by Antibodies
Due to the differential tissue distribution of FcRs, antibodies select FcR-expressing
cells involved in biological responses. FcRs therefore determine which cells are
engaged by specific classes and subclasses of antibodies. As discussed above, the
outcome depends on the functional repertoire of these cells. This can be exemplified by the analysis of cell types involved in systemic anaphylaxis.
Because IgE-induced passive systemic anaphylaxis (PSA) was abrogated in
FceRI-deficient mice (Dombrowicz et al. 1993), in mast cell-deficient mice
(Kalesnikoff and Galli 2010; Feyerabend et al. 2011), and in histidine decarboxylase-deficient mice (Makabe-Kobayashi et al. 2002), histamine release by mast
cells triggered by the aggregation of FceRI upon binding of antigen to receptorbound IgE became the paradigmatic model of anaphylaxis. This widely accepted
interpretation forgot IgG-induced passive anaphylaxis described by Zoltan Ovary
in the 1950s (Ovary 1952a, b), before IgE antibodies were discovered (Ishizaka
et al. 1966). IgG1-induced PSA was later shown to depend on FccRIIIA (Miyajima
et al. 1997). Responsible cells, however, still remain unidentified as this reaction
was not abrogated in mast cell (Miyajima et al. 1997) or in basophil deficient mice
(Ohnmacht et al. 2010). More recently, we found that mice lacking FceRI and
FceRII or FccRIIIA developed active systemic anaphylaxis (ASA) as severe as did
wild-type mice, when immunized with antigen in complete Freund’s adjuvant and
challenged with antigen intravenously. Likewise, using quintuple FcR-deficient
(5KO) mice that express one activating FcR only, the high-affinity receptor for
IgG2 FccRIV expressed by monocyte/macrophages and by neutrophils, we
unraveled the unexpected role of neutrophils in ASA (Jonsson et al. 2011).
The reason explaining these seemingly discrepant findings is that each class or
subclass of antibodies does not select the same cell types (Fig. 5). IgE can engage
FceRI-expressing cells only, i.e., mast cells and basophils in mice, whereas IgG2
can engage FccRIV- and FccRI-expressing cells, i.e., monocyte/macrophages and/
or neutrophils, and IgG1 can engage the many cells that express FccRIIIA.
7.3 Biological Responses Induced by Antibodies Depend
on Populations of FcR-Expressing Cells
Because immune responses are pluri-isotypic and because cells of different types
share receptors for the same isotypes, antibodies select heterogeneous cell populations, rather than homogeneous single-cell populations, when in complex with
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antigen. These populations consist of a mixture of various FcR-expressing cells
that are either present or recruited by chemokines and/or proliferate in response to
growth factors, at the site of the reaction. Biological processes in which FcRs are
involved are therefore a resultant of the responses of the many cells that are
engaged in the reaction at a given place and at a given time.
If one keeps considering ASA as an example, most cell types that were individually found to contribute to this reaction are present together in the blood
stream where antibodies circulate and into which the challenging antigen is
injected. The relative contribution of these cells therefore depends on the relative
concentrations of the different classes and subclasses of antibodies, on FcRs
expressed by these cells and on the interplay between FcRs.
IgG1 is the dominant isotype of antibodies following immunization by antigen
in Freund’s adjuvant, and FccRIIIA are the only activating FcRs with an affinity
for IgG1. Mouse mast cells (Malbec et al. 2007) and basophils (Cassard et al.
2012) express FccRIIIA. Mast cells are not expected to be numerous in blood.
Basophils are not expected to play a critical role either, as they express high levels
of FccRIIB that prevent IgG1-induced basophil activation (Cassard et al. 2012).
Other cells that express FccRIIIA are neutrophils and monocyte/macrophages.
IgG2 is much less abundant than IgG1. FccRI, FccRIIIA, and FccRIV are activating receptors that have an affinity for IgG2. IgG2-induced PSA was observed in
5KO mice that express FccRIV only and neutrophils was demonstrated to contribute to this shock (Jonsson et al. 2011). IgE are between five hundred thousandand one million-fold less abundant than IgG1 antibodies. They can bind primarily
to FceRI, but also to FccRIV. As IgE-induced PSA was abrogated in 5KO mice,
FccRIV are unlikely to contribute to the part of ASA that depends on IgE. Mast
cells and basophils remain the likely candidates. These data altogether indicate
that IgE, IgG1, and IgG2 can all induce anaphylaxis when engaging FceRI,
FccRIIIA, and FccRIV on mast cells, basophils, and neutrophils, respectively.
Selective depletion experiments in wild-type mice could clarify the respective
roles of these cells in ASA. Neutrophil depletion markedly reduced ASA in wildtype mice, basophil depletion resulted in a milder but significant reduction, and the
depletion of both basophils and neutrophils virtually abrogated the reaction.
Noticeably, ASA could be induced in mast cell-deficient mice, confirming the
expected insignificant contribution of these cells to ASA. Neutrophils and to a
lower extent basophils are therefore the main effectors of ASA, neutrophils being
involved via FccRIIIA by IgG1 and to a lower extend via FccRIV by IgG2, and
basophils being involved via FceRI by IgE.
8 FcRs as Adaptive Immunoreceptors in Health
and Disease
As discussed above, antibodies can trigger the release of potentially harmful—in
some cases, life-threatening—inflammatory mediators. They can also induce
destructive cytotoxic mechanisms. Antibodies are therefore potentially pathogenic.
Fc Receptors as Adaptive Immunoreceptors
149
This may be the price to pay for having efficient antibodies in protective immunity.
The activating properties of antibodies are however (or therefore?) tightly controlled by regulatory mechanisms. As a consequence, immune responses are
normally nonpathogenic.
Typically, the induction phase of adaptive immune responses is initiated in the
periphery, while effectors are generated centrally and diffuse throughout the body.
The antibody response is an example. Although they may be systemic as in anaphylaxis, many biological effects of the effector phase of immune responses take
place locally. They therefore depend on local conditions. As a consequence, they
are cell- or tissue-specific, pleiotropic and sometimes antagonistic. Below are
examples of opposite or unexpected effects, i.e., of the complexity of the FcRdependent effects of antibodies.
8.1 FcR-Dependent Induction and Inhibition of Immune
Responses by Antibodies
Antibodies are potent adjuvants. In spite of their low plasma concentration, IgE
antibodies enhance antigen presentation by B cells. IgE immune complexes indeed
engage B cell FceRII, leading to an efficient antigen presentation to T cells (Getahun
et al. 2005; Hjelm et al. 2006). As a result, IgE antibodies enhance the production of
all classes of antibodies. IgG antibodies also behave as adjuvants through the uptake
of antigen-IgG antibody complexes by dendritic cells via activating FccR. As a
consequence, both MHC class II presentation (Heyman 1990) and MHC Class I
cross presentation (Machy et al. 2000) are enhanced. Expectedly, activating FccRdependent presentation of antigen-antibody complexes is counterbalanced by
FccRIIB expressed by dendritic cells (Kalergis and Ravetch 2002).
FccRIIB, however, can promote ‘‘antigen presentation’’ to B cells by follicular
dendritic cells (Mond et al. 1995). FccRIIB expressed by these cells can indeed be
engaged by the Fc portion of immune complexes and prevent them from coengaging FccRIIB with BCRs on B cells (El Shikh et al. 2006). Antigen in
immune complexes bound onto follicular dendritic cells are thus more potent
inducers of antibody responses than free antigen, whether in vitro (Tew et al. 2001)
or in vivo (Wu et al. 2008; El Shikh et al. 2009).
Unlike immune responses to soluble antigen that are markedly enhanced by IgG
antibodies, immune responses to particulate antigens are well known to be suppressed by IgG antibodies. Minute amounts of specific IgG can indeed suppress an
anti-heterologous erythrocyte immune response, whether primary or secondary.
This observation, first made in the 1960s (Henry and Jerne 1968), has been the
rationale for injecting Rh- mothers who have given birth to Rh+ babies with antiRhD antibodies, as a preventive treatment of hemolytic disease of the newborn.
When FcR-deficient mice became available, it was unexpectedly found that
FccRIIB-dependent negative regulation does not account for this feedback
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regulation by antibodies. This regulation was unaltered not only in FccRIIBdeficient mice (Heyman et al. 2001), but also in mice lacking all FccR (Karlsson
et al. 1999). The mechanism behind inhibition remains unclear.
8.2 FcR-Dependent Prevention and Enhancement
of Viral Infection
Antiviral antibodies may profoundly affect viral infection by FcR-dependent
mechanisms. It was recently reported that the neutralizing effect of antibodies
depends on the interaction of their Fc portion with a unique intracellular FcR
named TRIM21, and the subsequent degradation of virus-antibody complexes by
the proteasome (Mallery et al. 2010). Classical activating FcRs are also needed to
clear influenza virus (Huber et al. 2001). Noticeably, the engagement of activating
FccR by unrelated immune complexes was found to inhibit the replication of HIV1 in primary human macrophages (David et al. 2006).
Rather than being protective, antibodies can favor or aggravate viral infection.
Anti-Spike antibodies, a viral protein which enables the severe acute respiratory
syndrome (SRAS) coronavirus to infect epithelial cells, can prevent these cells
from being infected. Anti-spike antibodies, however, can enable the infection of
human immune cells through their interaction with FccR (Jaume et al. 2011).
Likewise, antibodies may enhance HIV infection. Antibodies in complex with the
gp120 protein of HIV indeed bind to FccR (Fust 1997). Receptor aggregation that
ensues enables the internalization of antibody-HIV complexes and, as a consequence, monocytes infection (Jouault et al. 1991).
Interestingly, FcRs may promote viral infection by inducing an antibodyindependent immunosuppression. Nucleoplasmid proteins of the measle virus were
indeed found to bind to murine and human FccRII, and this binding was found to
inhibit antibody production by human B cells. This mechanism was proposed to
account for the well-known immunosuppression associated with measles infection
(Ravanel et al. 1997).
8.3 FcR-Dependent Prevention and Enhancement
of Bacterial Infection
Specific antibodies are well known to neutralize bacterial toxins. Unexpectedly,
the neutralization of B. anthacis toxin was recently found to depend on the
engagement of FcRs (Abboud et al. 2010).
FcRs are involved in antibody-dependent clearance of bacteria such as
Legionella (Joller et al. 2010), Salmonella (Tobar et al. 2004) or Toxoplasma
(Joiner et al. 1990) through phagocytosis. FcRc-deficient mice fail to control
Leishmania major (Padigel and Farrell 2005) or Mycobacterium tuberculosis
Fc Receptors as Adaptive Immunoreceptors
151
(Maglione et al. 2008) infection, whereas FccRIIB-deficient mice display an
enhanced resistance to these bacteria. FccRIIIA seem to play a predominant role in
protection (Thomas and Buxbaum 2008), but FccRI may contribute to protect
from Bordello pertussis infection (Ioan-Facsinay et al. 2002).
Like the measles virus, some bacteria can bind to FcRs expressed by immune
cells, even when not in complex with antibodies. This interaction facilitates
infection. Escherichia coli K1 express the outer membrane protein A (OmpA),
which binds to FccRI on macrophages. This binding has two consequences. It
facilitates the entry of bacteria into cells and it prevents the phosphorylation of
FcRc (Mittal et al. 2010). FccRI-deficient mice are resistant to E. coli infection.
8.4 FcR-Dependent Induction and Inhibition
of Allergic Reactions
IgE antibodies are well-known inducers of allergic reactions when engaging FceRI
expressed by mast cells and basophils in experimental animals and in human
patients (Dombrowicz et al. 1993, 1996; Wershil et al. 1987; Arimura et al. 1990;
Fung-Leung et al. 1996). One intriguing question is why mast cells, but not
basophils, account for IgE-mediated, FceRI-dependent PSA, and where are the
responsible mast cells located. The contributions to allergic symptoms of FceRI
expressed by eosinophils (Tanaka et al. 1995), monocytes (Maurer et al. 1994),
alveolar macrophages (Ochiai et al. 1996), neutrophils (Gounni et al. 2001) and
platelets (Joseph et al. 1997) in patients with high IgE levels can be expected to be
different in allergies that affect different tissues. They remain to be delineated.
Unlike the well-established role of FccRs in experimental anaphylaxis, the role
of FccRs in human allergies is far from being clear. The ability of human FccRs to
induce allergic reactions was demonstrated using transgenic mice (Jonsson et al.
2012; Mancardi et al. 2013). Both human FccRI and FccRIIA triggered IgGinduced PSA and ASA. FccRIIA expressed by mast cells were also responsible for
IgG-induced PCA. Human skin mast cells express FccRIIA, but no FccRIIB (Zhao
et al. 2006). Interestingly, a mouse deficient for all endogenous FccR and transgenic for all human FccR underwent anaphylaxis following an injection of
aggregated human IgG (Smith et al. 2012).
Here again, the type of cells that express FccRs, and especially the FccRIIA/
FccRIIB ratio, has a decisive influence on the outcome. This ratio is high in human
neutrophils and these cells respond robustly to IgG immune complexes. In
accordance with this in vitro observation, the transfert of human neutrophils
restored anaphylaxis in FcRc-deficient mice (Jonsson et al. 2011). This ratio is
very low in human basophils, and these cells do not respond to the same immune
complexes. IgG receptors expressed by human basophils indeed function as
inhibitors of cell activation, and IgG immune complexes that co-engaged FccR
with FceRI on basophils inhibited IgE-dependent basophil activation in all normal
donors tested (Cassard et al. 2012).
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8.5 FcR-Dependent Induction and Inhibition
of Autoimmunity
Autoimune diseases that depend on autoantibodies involve an unbalance between
activating and inhibitory FcRs.
Activating FcRs account for the clinical expression of autoimunity in several
murine models. FcRc-deficient mice were protected from multiple sclerosis
(Robbie-Ryan et al. 2003), did not develop anti-platelet-induced thrombocytopenic
purpura (Fossati-Jimack et al. 1999) and displayed less lesions in a model of
Parkinson disease (He et al. 2002). FccRI (Nimmerjahn and Ravetch 2005),
FccRIIIA (Fossati-Jimack et al. 1999) and FccRIV (Nimmerjahn et al. 2005) were
found to contribute to platelet depletion, to systemic lupus erythematosus (Seres
et al. 1998), to experimental hemolytic anemia (Meyer et al. 1998; Syed et al.
2009), to glomerulonephritis (Fujii et al. 2003) and to arthritis (Ioan-Facsinay et al.
2002; Bruhns et al. 2003; Mancardi et al. 2011).
Autoantibodies induced thrombocytopenic purpura (Reilly et al. 1994) or
arthritis (Pietersz et al. 2009) in transgenic mice expressing human FccRIIA, and
the expression of human FccRI in FcRc-deficient mice restored joint inflammation
in the K/BxN model of rheumatoid arthritis (Mancardi et al. 2013) Autoantibodies
against myelin found in multiple sclerosis, and autaoantibodies against dopaminergic neurons found in Parkinson’s disease (McRae-Degueurce et al. 1988) are
thought to induce inflammation by activating FcR-expressing phagocytic cells.
Many cells of the central nervous system express FcRs, and immune cells are
recruited from the bloodstream into the brain in these disorders.
Conversely, FccRIIB prevent autoimmunity. FccRIIB-deficient C57BL/6 mice
spontaneously develop autoimmune diseases when ageing, with anti-DNA and
anti-chromatin antibodies, and they die of glomerulonephritis (Ravetch and Bolland 2001). Importantly, the partial restoration of FccRIIB levels on B cells in
lupus-prone mouse strains was sufficient to restore tolerance and to prevent disease, suggesting that minor alterations of FccRIIB expression may be sufficient to
induce autoimmunity (McGaha et al. 2005; Mackay et al. 2006). A polymorphism
in the transmembrane domain of human FccRIIB was found to decrease the ability
to translocate into lipd rafts and to inhibit BCR signaling (Kono et al. 2005).
8.6 FcR-Dependent Inhibition and Enhancement
of Tumor Growth
Anti-tumor antibodies can lead to a significant reduction of tumor mass when
injected in wt mice (Nimmerjahn and Ravetch 2005), but not in FcRc-deficient
mice (Clynes et al. 1998). FccRIIIA (Albanesi et al. 2012), but also FccRI
(Bevaart et al. 2006) and FccRIV (Nimmerjahn and Ravetch 2005) have been
Fc Receptors as Adaptive Immunoreceptors
153
reported to participate to the reaction. The anti-tumor effects of anti-tumor antibodies were markedly enhanced in FccRIIB-deficient mice (Clynes et al. 2000).
Antibody-dependent cell-mediated cytotoxicity is thought to account for these
in vivo effects (Koene et al. 1997) and, as discussed below, it has provided the
grounds for passive immunotherapy of cancer. The nature of effector cells is
unclear. Cell-depletion experiments suggested a role for monocytes/macrophages
(Otten et al. 2008) and possibly other myeloid cells, besides NK cells.
Anti-tumor antibodies can have an opposite effect and enhance tumor growth.
An intravenous injection of antibodies against antigen expressed by tumor cells
can indeed prevent the rejection of allogeneic tumor cells injected subcutaneously,
leading to the death of mice which, otherwise, clear their tumors within 2 weeks
(Voisin 1971). In spite of extensive investigation, the mechanism of this long
known enhancement phenomenon (Kaliss 1958) has remained largely unknown.
We recently found that enhancement is abrogated in FccRIIB-deficient mice
(Getahun et al. unpublished).
9 Conclusion: FcRs as Adaptive Therapeutic Tools
Antibodies appear as potent effector molecules. They are, however, not ‘‘magic
bullets’’ as they are sometimes viewed, in reference to Paul Ehrlich’s chemical
compounds with a selective affinity for pathogens (Strebhardt and Ullrich 2008).
As discussed in this review, their action is more subtle. They engage multiple
receptors with adaptative structures and signaling on a variety of cells with
adaptive functional responses, which enables immune responses to adapt to the
infinite varitions of antigenic stimulations. Taking into account the complexity of
interactions between antigens, antibodies, FcRs and cells occuring here and there
in the body is not only an exciting challenge, it has become a requirement for
understanding the pathogenesis of disease and for developing new therapeutic
tools. One can indeed exploit this complexity to ameliorate immunotherapy and to
conceive new antibody-dependent approaches of a variety of diseases.
In various immune diseases, symptoms are the local manifestations of a systemic process. Allergies and autoimmune disorders, in which antigen is either
applied or present locally, are examples of such diseases. They develop at the
intersection of a plurality of systemic effectors and of a plurality of tissue effectors.
This may also apply to local or tissue-specific infections in which symptoms are
primarily due to the anti-pathogen immune response. Thus, if one takes the
example of allergies, the clinical manifestations of cutaneous allergies and of
respiratory allergies depend on effector cells present in the skin and in the respiratory tract, respectively, and on target organs that do not respond identically to
inflammatory mediators secreted by effector cells. Better understanding the
polymorphism of allergies is a mean to better treat them.
Antibodies against molecules expressed by target cells have been increasingly
used for passive immunotherapy, aiming at engaging FcRs to induce phagocytosis
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and/or ADCC by FcR-expressing effector cells and destroy target cells. Thus, the
anti-CD20 antibody Rituximab has been used to kill CD20-expressing transformed
B cells (Manches et al. 2003), or B cells responsible for the production of pathogenic autoantibodies in rheumatoid arthritis (Shaw et al. 2003; Edwards et al.
2004). When binding to HER2, Trastuzumab not only inhibits the proliferation of
breast, ovary or lung cancer cells by preventing receptor dimerization (Yakes et al.
2002), it also induces tumor destruction by engaging activating FcRs on cytotoxic
cells (Clynes et al. 2000). Antibodies against molecules expressed by dendritic
cells can also enhance antigen presentation and, as a consequence, T-cell dependent cytotoxicity against tumor cells. Unexpectedly, this effect was found to
involve FccRIIB (Li and Ravetch 2011). Indeed, when binding in trans to
FccRIIB-expressing cells by their Fc portion, anti-TNF receptors antibodies mimic
the effect of multimeric ligands and they aggregate TNF receptors much more
efficiently than when they do not (Li and Ravetch 2013).
Likewise, the therapeutic effect of Omalizumab, a monoclonal antibody
directed against the FceRI-binding site of IgE developed to prevent mast cell and
basophil sensitization by IgE in allergic patients, happened to be mediated by an
unanticipated mechanism. Omalizumab indeed forms IgE-anti-IgE complexes that
are rapidly degraded, probably through internalization. As a result, serum IgE
become undetectable (Djukanovic et al. 2004). As the half-life of FceRI is
decreased when they are not occupied by IgE, basophils and mast cells have a
markedly reduced FceRI expression.
The efficacy of therapeutic antibodies having been established, one can now
aim at enhancing their wanted effects while decreasing their unwanted effects. The
situation is simpler than in active immune responses because therapeutic antibodies are directed against a single epitope, because they are mono-isotypic and
because most are humanized antibodies made by grafting antigen-specific variable
sequences onto the same human backbone (the constant domains of a well-know
human IgG1 in many cases). Thus, one can engineer therapeutic antibodies so that
they have specific properties. One can mutate the main glycosylation site (e.g.,
introduce a N297Q point mutation in the Fc portion) to generate antibodies that
can bind to target antigens without engaging FcRs except FcRn, which preserves
their half life (Veri et al. 2007). One can increase the half life of antibodies by
generating mutations that enhance the affinity of the Fc portion for FcRn (Ward
and Ober 2009). As a consequence, the plasma concentration of therapeutic
antibodies is increased (Dall’Acqua et al. 2006). One can either change the glycosylation or generate mutations that enhance the affinity of antibodies for activating FcRs. Thus, mutations that remove fucose residues from the Fc portion of
antibodies, enhance their affinity for human FccRIIIA (Natsume et al. 2005; Niwa
et al. 2005). Conversely, one can generate antibodies with mutations in the Fc
portion that enhance the affinity of antibodies for inhibitory FcRs. Thus, antihuman CD19 antibodies that bind to FccRIIB with a several hundred-fold higher
affinity than nonmutated antibodies, suppressed BCR-dependent activation of B
Fc Receptors as Adaptive Immunoreceptors
155
cells from healthy donors or from SLE patients, reduced serum IgM, IgG, and IgE
levels in SCID mice engrafted with SLE PBMC, and increased survival of mice
engrafted with PBMC from a SLE patient (Horton et al. 2011). Likewise, anti-IgE
antibodies with an Fc portion having an increased affinity for FccRIIB further
reduced free and total IgE levels by preventing the generation of IgE-secreting
plasma cells (Chu et al. 2012).
A step forward may be to know which cell types and which FcRs will be
engaged by a given antibody, depending on the location of target cells or molecules, and to use therapeutic antibodies that will preferentially engage the desired
FcRs on the appropriate effector cells. Phenotyping FcRs on effector cells in
individual patients and assessing their ability to activate these cells would indeed
be a progress toward personalized medicine.
Generating new vaccines remains a major challenge for immunologists. Antibodies are responsible for the protective effects of the overwhelming majority of
vaccines. Neutralizing antibodies keep being thought to account for protection and,
in most cases, FcR-dependent mechanisms are ignored. Different strategies may be
necessary for vaccines against systemic infections and for local infections. Also, as
exemplified by anti-SARS coronavirus antibodies, one wants to prevent antibodies
from enabling the virus to infect FcR-expressing cells that are not infected in the
absence of antibodies (Jaume et al. 2011). No protective anti-cancer vaccine is
available yet, and efforts are being made to induce and/or amplify cell-mediated
cytotoxicity against tumor cells. The efficacy of passively administered therapeutic
anti-tumor antibodies, however, suggests that vaccines that would generate such
antibodies may be useful. Knowing how to induce antibodies with a therapeutic
benefit, but not antibodies with tumor enhancing properties will require that
mechanisms of antibody-dependent enhancement are understood.
Finally, if, as discussed here, antibodies can exert a whole array of biological
effects, one may stop thinking of vaccines only as a mean to kill, destroy or
remove unwanted molecules, cells or pathogens. We recently found that, when coengaged with a growth factor receptor, FccRIIB could inhibit the proliferation of
transformed tumor cells (Malbec and Daëron 2012). On the basis of this observation, vaccines could aim at co-engaging a variety of target antigens with
inhibitory receptors and interfere with pathogenic processes due to cell activation
or proliferation. This would extend the field of application of vaccines to diseases
other than infectious diseases and cancer, such as inflammatory diseases. Specific
immunotherapy of allergy is an example. It was proposed one century ago, and it
has being used since then. Its efficacy and indications, however, remain limited.
They might be markedly enhanced if the mechanisms behind this empirical
maneuver were better known and exploited.
Acknowledgments I am indebted to my mentors, colleagues, collaborators, and students who
triggered, encouraged, consolidated and fed my long-lasting interest for Fc receptors. I am
grateful to Dr. Fritz Melchers who expressed his interest throughout the years, and who critically
discussed a preliminary version of this work.
156
M. Daëron
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