0010.1177/0261018318820173Critical Social PolicyBenstead
research-article2018
Critical
Social
Policy
Article
Predicting policy performance:
Can the Work and Health
Programme work for chronically
ill or disabled people?
Stef Benstead
Research Consultant, England
Abstract
Many developed countries consider that disability benefit receipt is too
high and more disabled people should be in paid work. Employment pro-
grammes designed to achieve this have tended towards less financial
support and more requirement to engage in activity. But emphasis on
social inclusion through paid work coupled with inadequate benefits and
mandated activity can cause distress and worsened health. It is there-
fore vital that politicians understand the likely impact of employment
programmes before introducing them. In this article, a new framework
based on five ‘Ds’ (diagnosis, destination, development, design and
delivery) is used to analyse the UK’s Work and Health Programme. It
is shown that the programme is likely to fail: it includes measures that
do not work, and may cause harm, whilst ignoring measures that are
known to work. Based on this, it is recommended that this programme be
scrapped and the government start listening to disabled people.
Key words
disability, employment programme, evidence-based policy, incapacity,
policy analysis
Corresponding author:
Stef Benstead, Research Consultant.
Email: stef.benstead@cantab.net
Critical Social Policy 1–20
© The Author(s) 2018 Article reuse guidelines: sagepub.com/journals-permissions
DOI: 10.1177/0261018318820173 journals.sagepub.com/home/csp
https://doi.org/10.1177/0261018318820173
2 C r i t i c a l S o c i a l P o l i c y 00(0)
Introduction
Many developed countries perceive sickness benefit receipt as excessively
high and a “social and economic tragedy” (OECD, 2010). This is conceived
as problematic on three fronts: for the individual, who cannot become a self-
supporting adult; for the country, which risks developing a poor work ethic;
and for the economy, which suffers through lost tax revenue and increased
benefit payments (DWP and DH, 2016).
Almost all OECD countries have, therefore, been implementing reforms
that aim to increase the proportion of disabled people in work (OECD, 2010;
EC, 2016). There has been a common shift to: a (nominal) focus on capa-
bility rather than disability; cost reductions through stringent eligibility
requirements, time limits on claims, and lower benefit levels; and increas-
ing mandation to participate in employment programmes (Devetzi, 2011).
Few countries invest significantly in either prevention or long-term support
measures, with most focussing only on short-term, work-first approaches once
sick leave has started (EC, 2016).
It remains open to question whether the conceived-of problems are, in
fact, problems. No person is ever truly independent of the state, and ‘depen-
dence’ is a multi-faceted continuum rather than a discrete situation. Even
high-net-worth individuals are dependent upon the infrastructure, stability,
prosperity and labour force of the country in which they live or work. People
unable to work do still participate in society through other means, not only
through the vital social roles but also by acting as consumers and employers
(Prideaux et al., 2009). We will see later that the UK has no reason to fear a
work ethic problem.
The UK government has not engaged with either of these contentions
or economic arguments in favour of increased benefit spending, as it focusses
on paid work as ‘the’ route to ‘independence’. At the same time, it is one of
the worst performers in actually assisting disabled people to achieve its ideal
(Barbier, 2001; OECD, 2003). Its latest employment scheme for disabled
people in England and Wales, the Work and Health Programme (WHP),
makes more demands on disabled benefit recipients, whilst offering noth-
ing in the way of long-term employment or health support (Richardson and
Benstead, 2017).
Like many governments and programmes before, the WHP is touted as
mitigating a cut to sickness benefits by getting more sick and disabled people
into work (Osborne, 2015; Work and Pensions Committee (WPC), 2016).
It is part of a trend of reduced benefit and increased requirements in the UK
ever since the first true sickness benefit, Invalidity Benefit, was introduced
in the UK in 1971. The current sickness benefit includes a ‘middle’ group of
disabled people, deemed unfit for work but fit for work-related activity. It is
these people who had their benefit cut from £102.15/week to £73.10/week
Benstead 3
from April 2017, barely above destitution (Fitzpatrick et al., 2017), and to
whom (in England and Wales) the WHP applies.
If the UK is to mitigate these cuts, it is vital that any employment pro-
gramme it provides is successful in getting more disabled people into good
work more quickly than they would have done without the programme. This
would require an employment programme of substantially better quality and
efficacy than any preceding programmes (OECD, 2003; Roulstone, 2014). Is
the Work and Health Programme it?
A framework for analysing policy
The Work and Health Programme (WHP) started in London and Manchester
towards the end of November 2017, but has yet to be rolled out nationwide.
This means that the policy cannot be analysed based on its performance. We
cannot be 100% sure in advance what effect a policy will have, but that does
not mean that we cannot anticipate those failures which are likely or possible.
Previous analyses of implemented policy show that understanding the way in
which a policy was developed and implemented is key to understanding why
a particular policy has failed (Hallsworth and Rutter, 2011; Rutter et al.,
2012; King and Crewe, 2013; Schuck, 2014). It should therefore be possible
to analyse a policy before full implementation.
Table 1 shows four frameworks for analysing policy such as the WHP,
taken from the aforementioned four reports. Hallsworth and Rutter
(2011) recommend seven fundamentals for good policy making, based on
previous analysis of failed policy (Hallsworth et al., 2011). Rutter et al.
(2012) suggest seven lessons from successful policies, though they caution
that “[t]his does not represent a checklist for policy success” (2012: 17)
and any attempt to create one would be unwise. Schuck (2014) suggests
six necessary attributes for policy success, and ten sources of policy failure,
which include the converses to the attributes for success. King and Crewe
(2013) suggest five human errors and seven system failures that are com-
mon to failed policies.
Whilst each framework shares common features with the others, each also
contains gaps relative to the others. For example, only Hallsworth and Rutter’s
(2011) ‘fundamentals’ includes the policy goal, but they have not included
negative behavioural responses as a specific risk (Schuck, 2014; Gibb, 2015),
and nor do they suggest questioning the legitimacy of a given policy goal.
King and Crewe (2013) present their framework negatively – what is done
wrong – whilst the others predominantly present theirs positively – what
should be done. All four frameworks shown do, however, include the impor-
tance of quality evidence and a good delivery, including clear oversight and a
system for feedback and improvement.
4
Table 1. A new 5-D framework for policy analysis and its fit with four previous frameworks.
Hallsworth and Rutter (2011) Rutter et al. (2012) Schuck (2014) King and Crewe (2013)
Diagnosis Underlying ideas behind the policy Understands the past Evidence should be accurate, unbiased Prejudice, overbearing ideological
are rigorously evidenced and learns from failure and up-to-date; not inadequate, costly or dominance and insufficient pragmatism
out-of-date
Evidence is high-quality and up-to- Rigorous in analysis Collective irrationality, heuristic biases or Asymmetries of expertise
date and use of evidence bounded rationality in decision making
Lack of deliberative, evidence-based
policy making
Actively or passively ignoring evidence
Destination Well defined and framed policy goals
Good fit between specific policy goal
and higher-level goals
Development Adequate external consultation with Policy process is Structural or endemic features of bureau- Cultural disconnect between policy
those directly affected opened up cracy may cause problems makers and policy recipients
Options were robustly appraised Take time and build Group-think and lack of devil’s advo-
in scope for iteration cacy
and adaptation
Policy’s design has been rigorously Ministerial turnover and emphasis on
tested and is sufficiently realistic short-term gains
Refusal to acknowledge problems
Design Resilient to changes in external Able to result in desired behavioural High cost relative to benefit
environment change
Identified and weighed any risks Rational in terms of its selection of Mismanagement in terms of waste,
C r i t i c a l S o c i a l P o l i c y 00(0)
appropriate policy instruments or means fraud and abuse
Table 1. (Continued)
Hallsworth and Rutter (2011) Rutter et al. (2012) Schuck (2014) King and Crewe (2013)
Benstead
Cost-effective Perverse and unwanted effects such as
moral hazard and adverse selection
Minimise waste, fraud and abuse
The power of market forces to overcome,
go round or otherwise circumvent policy
or intervention intentions
Limits to law and legislation
Delivery Responsibility for oversight and Recognise the impor- Adaptable to changing or dynamic envi- Disconnect between design and imple-
delivery is clearly articulated and tance of individual ronment mentation
understood leadership and strong
personal relationships
Feasible plan for feedback and Create new institu- Credible to private actors, e.g. believe
evaluation tions to overcome that government or policy makers will
policy inertia commit to sustaining a policy
Build a wider con- Implementation failures, e.g. inconsistent Led by the news cycle
stituency of support perspectives, multiple decision points,
delays
Little initiation, implementation or
monitoring of policy by Cabinet-level
ministers
Lack of parliamentary or democratic
accountability
5
6 C r i t i c a l S o c i a l P o l i c y 00(0)
The issues raised in the frameworks have been grouped into five sub-
topics, based on the overlap between frameworks and the features of policy
development. The result was a natural breakdown into five areas: the initial
problem that policy makers believe needs addressing (diagnosis); the outcome
they want to achieve (destination); the process of creating new policy (devel-
opment); the actual design of the final policy (design); and the way in which
the policy is implemented (delivery).
Using this framework of five ‘Ds’ could help policy makers and academ-
ics to analyse policy before it is implemented as well as after. In this article,
I use this framework to analyse the WHP and predict its likely performance.
The 5-D framework for policy analysis
Diagnosis
Every policy starts from identifying a problem that needs to be fixed. If the
cause of that problem, or even the problem itself, is misidentified, then policy
based on it is likely to fail: one would not prescribe antibiotics for influenza,
or successfully treat a Crohn’s sufferer for anorexia. Identifying the real issue
depends upon robust, up-to-date and extensive data (Hallsworth and Rutter,
2011; Rutter et al., 2012; Schuck, 2014).
We have already seen that many countries are trying to reduce their sick-
ness benefit caseloads. Underpinning this seems to be a widespread belief that
current sickness benefit caseloads are not merely high, but too high (OECD,
2010). It is assumed that population health is improving (OECD, 2010), or
at least not deteriorating at a rate adequate to explain the increase in sick-
ness benefits (Beatty et al., 2000; Beatty and Fothergill, 2004). This belief is
aided by awareness of the rising life and disability-free life expectancy (Jagger,
2015), and a reduction in the most injury-prone industries such as coal min-
ing and quarrying (McKnight et al., 2001).
The diagnosis therefore made by the UK’s Department for Work
and Pensions (DWP) and Department of Health (DH) is that many sick
and disabled people are unnecessarily and inappropriately out of work
(DWP and DH, 2016, 2017). Some may have fallen into a ‘sick role’, in
which they retain the habits and attitudes of a sick person despite hav-
ing (largely) recovered (Waddell and Aylward, 2009). Others may have
inappropriately believed their doctors, carers and/or benefits assessment
which told them that they could not work (DWP and DH, 2016). And
the relative generosity of sickness benefits may encourage people to try to
get accepted on to what they perceive as an easier life (DWP, 2015). The
problem therefore is not illness or disability, but wrong attitudes, behav-
iours and illness beliefs.
Benstead 7
Is this diagnosis correct? The research cited by the DWP and DH as evidence of
wrong attitudes is itself weak. One piece is an Opinium survey (Hall, 2013),
which makes no direct link between external perceptions and the likelihood
of work. Three are papers on lower back pain by McCluskey et al. (2011,
2014, 2015). This small study, of ten white and mostly male manual labour-
ers, lacks generalisability. Furthermore, the contention that labourers derive
their view on their work capacity from what their partners think is not sup-
ported. Instead, the papers show that what their partners think is derived
from the severity of the labourer’s pain.
Nor are sick and disabled people being misled by their GPs into believ-
ing that they cannot or should not work. GPs are well aware of the positive
effects of paid work (Money et al., 2010; Welsh et al., 2012). The difference
is that GPs also recognise that work can be bad for people, and are able to
identify this and use sick notes accordingly as a therapeutic tool (MacDonald
et al., 2012). The DWP and DH do not mention this.
The DWP and DH have ignored evidence that people on sickness benefits
are largely not capable of work. Repeated research, even amongst researchers
who champion the idea of illness as ‘hidden unemployment’, has found that the
predominant factor keeping sick or disabled people from work is their work-
limiting illness or disability, which is incompatible with sustained, reliable
work (Berthoud, 1998; Stafford, 2007; Beatty and Fothergill, 2009; Becker
et al., 2010). Even where sick or disabled people have been assessed as fit for
work, they typically still need multiple adaptations if work is to be viable
(DWP, 2013). Many people told they are fit for work do not make it into work
(Ashworth et al., 2001), with employment support providers reporting that
they are being sent people who are demonstrably not capable of work (WPC,
2013). Allegedly less arduous ‘work-related activity’ can make sick people’s
health worse (Hale, 2014) and conditionality programmes can make even
healthy people sick through mental distress (Patrick, 2017; Raffass, 2017).
The DWP and DH have ignored evidence that attending work whilst ill
makes illness worse (Ashby and Mahdon, 2010), that work can make people
ill (Baumberg, 2014; Chandola and Zhang, 2018), and that leaving work can
result in health improving (Ding et al., 2016). Whilst the DWP and DH cite
Waddell and Burton (2006) as showing that work is good for health, these
authors suggest that 5–10% of the working age population, or 2–4 million,
may be too sick or disabled to work (sickness benefit receipt, at 2.5 million, is
towards the lower end of this estimate). Marmot (2010) concluded that there
are many ‘toxic jobs’ in the UK which make people ill, and these ‘toxic jobs’
result in worse health than remaining unemployed (Butterworth et al., 2011;
Chandola and Zhang, 2018). Bad jobs may have contributed to the rise in
work-related disability, especially in the UK (Baumberg, 2014).
At a deeper level, the assumption that being out of employment is a prob-
lem is itself problematic. People are, and always have been, more than just
8 C r i t i c a l S o c i a l P o l i c y 00(0)
producers; they are consumers, employers, family, friends and community
members (Prideaux et al., 2009). And everyone, to some extent, depends upon
the state if only for the stability in which to live and work successfully. The
dichotomy of unemployed, dependent people who are problems versus inde-
pendent, gainfully employed people who are contributors does not hold up.
Nor is there a poor work ethic. Unemployed people including the sick
and disabled retain strong commitments to gainful employment (Garthwaite,
2012). There are no differences in attitudes between those who do or do not
move into work (Kemp and Davidson, 2010). The majority of people recog-
nise work as a positive force that brings dignity, self-worth and fulfilment (de
Wolfe, 2012; Kirsh et al., 2012). This strength of attachment to the labour
market remains even when people’s experience of work is that it is insecure,
high strain and low pay (Shildrick et al., 2012a, 2012b; Patrick, 2017).
The DWP and DH have therefore made the wrong diagnosis. Sickness
benefit recipients are not unemployed because of poor attitudes or behaviours;
they are unemployed because of work-limiting disability.
Destination
Following diagnosis, policy makers have to decide upon the destination that
they want to reach. In the UK, the government believes that sick and disabled
people being out of work is a problem (DWP and DH, 2016). The desired
goal, therefore, is to get these people into work. This has been concretised as
one million more sick and disabled people in work by 2027 (DWP and DH,
2017).
As discussed under ‘Diagnosis’, the problem that the DWP and DH have
identified is not the right one. The desired destination is therefore also wrong.
The DWP and DH say that work “is the best route to raising the liv-
ing standards of disabled people and people with a long-term health con-
dition and moving them out of poverty”. In fact work is increasingly not
any, let alone the best, route out of poverty (Shildrick et al., 2012b; Hurrell,
2013). Bad work is harmful for most people (Marmot, 2010; Butterworth
et al., 2011; Chandola and Zhang, 2018), and good work can be harmful for
people who are ill (Ashby and Mahdon, 2010), as we have already discussed.
Therefore, neither bad jobs generally nor jobs at all for those who are ill are
the right solution to poverty, unemployment and social exclusion.
The goal of lifting people out of poverty and assisting everyone to par-
ticipate in and contribute to society is right, but it is not achieved solely by
attempts to increase the participation of disabled people in gainful employ-
ment. Whilst those who can and wish to work should be given all the nec-
essary support to do so, including decent jobs to go to, there will always
be people unable to participate in gainful employment, and these people
should not be neglected by government (Abberley, 1999). The persistent
Benstead 9
ineffectiveness of a range of approaches to getting disabled people into
employment should show us two things: that there are many disabled peo-
ple who cannot work; and that it is more than time that we challenged the
economic-social paradigm that equates work and contribution with gainful
employment (Abberley, 1999; Roulstone, 2014).
Paid work is not the only contribution that people make, and therefore
should not be integral to any definition, however implicit, of social member-
ship (Abberley, 1999). Sick and disabled people should be enabled to par-
ticipate in society through family, friend and community relationships; the
multiplier effect of consumption; and the direct employment of carers and
personal assistants (Prideaux et al., 2009; Roulstone, 2014).
Because the DWP and DH do not take into account contributions and
participation outside of paid work, the poor state of the UK labour market
with its many bad jobs, and the nature and impact of chronic illness and
disability in the UK that leaves many unable to work, they are unable to set
an appropriate destination. Instead, they are imposing a narrow definition
of contribution or participation upon people who broadly lack the health to
work, and they fail to address the real issues of bad jobs and lack of support for
participation more broadly. The appropriate goal would be to assist all sick
and disabled people to participate meaningfully in society, including through
non-work roles, and without threat of losing vital financial support or being
required to engage in detrimental activity.
Development
As Table 1 shows, creating a new policy successfully requires establishing
best practice based on previous research; consulting with experts and those
involved at the delivery or receiving end of policy; and pilot studies to test
and refine suggestions. The development process must be open to external,
including critical, ideas to prevent group-think and cultural disconnect (King
and Crewe, 2013). Particularly important is that the developers of the initial
policy are not separated from those who will implement it (Hallsworth et al.,
2011; Hallsworth and Rutter, 2011; King and Crewe, 2013).
The DWP and DH’s use of evidence is weak. In their Green Paper, where
they set out their plans and ideas, a search for ‘DWP’ shows that of the seven
DWP research reports referenced in it, none are from the preceding govern-
ment, and none are studies of employment support programmes (DWP and
DH, 2016). One report did find that fewer than 3 in 4 Employment and
Support Allowance (ESA) recipients thought work would be good for them or
that they could work; that the support they wanted included employer incen-
tives, healthcare, specialist employment support and modified hours, days
and duties; and that two-thirds of those on the Work Programme found it
unhelpful. However, the DWP and DH cited this report only to say that 52%
10 C r i t i c a l S o c i a l P o l i c y 00(0)
of people in the ESA Support Group want to work, as if ‘want’ meant ‘could’;
they failed to use it to inform their expectations of what sick and disabled
people can do or of how best to support them (DWP and DH, 2016: 42).
The pilot studies carried out by the DWP and DH did not build on pre-
vious work, but essentially started from scratch. From previous DWP research
reports, we already know the importance of using highly-skilled profession-
als (Hills et al., 2001) with low caseloads (Hirst et al., 2005). We know that
confidence-building measures have limited value, especially if progress stalls
(Warrener et al., 2009); that sanctions can be counter-productive (Mitchell
and Woodfield, 2008); and that it is important to provide space, sympathy
and a non-pressured environment (Cotton et al., 2001; Davies et al., 2001).
The recent pilot studies have merely re-confirmed what we already know,
including: the importance of being in a voluntary environment (Lyne et al.,
2017); the complexity and sensitivity of work capacity (Lyne et al., 2017); and
the positive correlation between self-assessed work capacity and the severity
of disability (Newton and Sainsbury, 2017). Sick and disabled people them-
selves could have told the DWP that few people on ESA have lower back pain
amenable to physiotherapy (Moran, 2017) or mild-moderate mental illness
amenable to low-level Cognitive Behavioural Therapy (CBT) (Steadman and
Thomas, 2015); and that the previous Work Programme drove people further
away from work, not closer (Moran, 2017).
Despite these pilot studies and existing literature, the DWP is pursuing
approaches that are known not to help. Sanctions and conditionality have neg-
ative effects on sick and disabled people, yet the DWP is expanding the use
of mandatory engagement. The Improving Access to Psychological Therapies
(IAPT) programme, which offers low-level CBT, is badly flawed and achieves
limited success (Thomas, 2013; Booth, 2016). Yet the Working Well pro-
gramme, which uses confidence-building and IAPT, and which does not yet
show any success, is to be extended (GMCA, n.d.; DWP and DH, 2017).
Work Coaches are not specialised even into mental versus physical conditions,
but are generalist Jobcentre Plus staff, even though high levels of expertise
and specialisation are vital.
There are some instances where the DWP and DH are building positively
on evidence and expert opinion. They are extending access to apprenticeships
and internships for people with learning disabilities (DWP and DH, 2017:
para. 60); looking into ways to help sick and disabled people to retrain and
gain useful qualifications (para. 77); and linking Access to Work budgets to
the individual, not their workplace (para. 89). These are all measures that sick
and disabled people have been calling for. And in the DWP’s recent trials,
providing access to training was one of the few concrete actions that Work
Coaches took.
The DWP and DH did consult on the WHP by inviting feedback to
their initial proposals as laid out in their WHP Green Paper (DWP and DH,
Benstead 11
2016). Unfortunately, the DWP, and indeed government as a whole (Easton,
2013; King and Crewe, 2013), has a poor track record of listening (Campbell
et al., 2012) or intending to listen (Anon., 2013) to consultation responses.
The Department of Health has a history of implementing policy with “reck-
less haste” (Barrett, 2009) whilst some DWP policies, such as the Bedroom
Tax, Mandatory Reconsideration and Universal Credit, were brought in with-
out consultation. Policy makers report that outside expertise is not used well
and that evaluations are often ignored (Hallsworth and Rutter, 2011).
The DWP and DH did not perform a content analysis of the feedback
they received, which means that we cannot tell how well they have listened.
We do know that responses include recommending: the removal of sanc-
tions, which has not been done; that Work Coaches be much better trained,
which received only a negligible response; and that the government stop
assuming that work is good for chronically ill people, to which the DWP
and DH have reacted contrarily, saying now that work is “extremely ben-
eficial to someone’s health and act[s] as an enabler to recovery” (DWP and
DH, 2017: para. 56).
The DWP claims to have undertaken extensive consultation with Dis-
abled People’s Organisations (DPOs). However, when asked, the organisa-
tions that had spoken with the DWP reported that the resulting policy did
not reflect what had been discussed, rendering the consultation a consultation
in name only (Pring, 2017). At the launch of the Green Paper, several major
user-led DPOs were excluded, which only exacerbates concerns that the DWP
is not listening (Pring, 2016).
There is no indication that the DWP and DH have, in engineering par-
lance, ‘tested’ the WHP ‘to failure’ (Richardson and Benstead, 2017). The
DWP and DH should be asking themselves in what scenarios the policy
might fail, how badly it could fail, and how many people it would affect. The
prospect of chronically sick and disabled people being sanctioned into activity
that makes their health worse, whilst living on an inadequate income, is very
real (Hale, 2014; Low et al., 2015; Chandola and Zhang, 2018). The DWP
and DH should have explicitly addressed this and explained how sick and
disabled people will be protected from such harm.
Design
A good design is one that reliably results in the desired direction of travel
with minimal harm, waste or fraud, and is more cost-effective than other oth-
erwise suitable designs. It should be effective and bring positive social returns
and, if appropriate, also financial returns. The real performance of the policy
design can only be determined after its enactment, but the intended approach
can be compared with previous policy design and research to predict whether
it is likely to succeed and at what cost.
12 C r i t i c a l S o c i a l P o l i c y 00(0)
It is not at all unusual in the developed world for countries to propose
a reduction in benefits at the same time as an increase in employment pro-
grammes (OECD, 2010; Heap, 2014). But the reality has been that employ-
ment support is under-resourced and inadequate, and has little impact on
employment levels (OECD, 2010). Common criticisms include: the tendency
towards supported and sheltered employment (segregated employment or
other programmes created specifically to employ disabled people, sometimes
with government subsidies) over open employment; the poor match of work
trials and work-related activity to the individual; the low ability of assessors
to identify abilities and support needs; and the patchy and under-resourced
nature of many support programmes (Geiger et al., 2018). In the UK, the lack
of decent employment support has exacerbated the failure of ESA, making it a
“higher-stakes and more traumatic assessment than it needs to be” (Baumberg
et al., 2015: 15), as recipients are mandated to activity that does not help and
frequently hinders their return to work (Hale, 2014; Dwyer et al., 2018).
References to ‘rehabilitation’ and measures that focus on the individual
show an underlying assumption that it is the individual that needs to change.
This fits with wider focusses on supply- rather than demand-side factors, and
a tendency to rely on the medical rather than social model of disability. Just
as jobseekers are limited by a lack of jobs, so sick and disabled people are lim-
ited by the wider environment and working conditions. Key barriers include
inadequate public transport and a lack of reasonable adjustments or support
from employers (Benstead, 2017). But the DWP and DH do not address these
demand-side factors and socially-imposed disablement.
The WHP is designed for people assessed as likely to be able to work
in the next twelve months. It consists of a Health and Work Conversation
prior to an assessment of a person’s capacity for work and support needs, fol-
lowed after the assessment (for those assessed as eligible) by meetings with
a Work Coach. The initial Health and Work Conversation is compulsory,
and includes the drawing up of a Claimant Commitment. Claimants do not
have to carry out any actions in the Claimant Commitment prior to their
assessment.
For those eligible for the programme, meetings with the Work Coach
are adjusted to what the claimant is capable of. A ‘Personal Support Package’
is available, which consists of: 102 Small Employer Advisers to raise small
employers’ awareness of the support available to them; 200 Community Part-
ners with understanding of disability; 500 Disability Employment Advisers;
and an additional 1000 places on a six-month Access to Work scheme for
people with mental illness. The Work Coach has access to a Flexible Sup-
port Fund which they can use at their discretion to buy in services that will
assist their clients. The claimant and Work Coach may meet jointly with a
healthcare professional, if this is felt to be beneficial to help the Work Coach
understand what the claimant may reasonably be asked to do.
Benstead 13
Scrutinising the reports written on the WHP trials (Lyne et al., 2017;
Moran, 2017; Newton and Sainsbury, 2017), it becomes clear that the sup-
port offered by Work Coaches was little more than talk and basic job-search
help. Participants were ‘supported’, ‘encouraged’, ‘signposted’ or ‘persuaded’
to engage in social or work-related activity. Work Coaches were unable to
directly train participants in basic skills, assess what work or work-related
activity they might be able to do, assess and provide aids and adaptations,
deliver counselling or physiotherapy, or liaise with employers to create or
carve out suitable jobs. Yet these are the very skills that sick and disabled peo-
ple need their employment support staff to have. Overall, the Work Coaches
had little to no impact, with claimants who had secured work attributing this
to themselves, their support networks or other organisations.
The government is trialling, for people with mild-moderate mental ill-
ness, a variant of the internationally-acclaimed Individual Placement and
Support (IPS) model – even though few people on ESA have mild-moderate
mental illness (Steadman and Thomas, 2015). The ‘true’ IPS model requires
the combination of a secondary care mental health nurse with a highly-skilled
and specialised employment support worker, and is the most successful
employment support model that we have (Schneider et al., 2009; Heffernan
and Pilkington, 2011). The employment support worker directly contacts
employers to seek to create or open up jobs for people with mental illness.
But the ‘mild’ version suggested by the government involves combining
the Improving Access to Psychological Therapies (IAPT) service with Work
Coach support. IAPT is a heavily-criticised programme (Barrett, 2009; Hall
and Marzillier, 2009) that risks diverting resources away from higher-level
or person-centred therapy (Watts, 2017). The Work Coaches are not highly-
skilled experts. This cheap version of the IPS does not seem likely to offer the
very things that made IPS successful. Indeed, the general ‘cheapness’ of the
WHP is another reason to doubt its potential efficacy (Pickles et al., 2016).
More generally, whilst activation programmes may, by a small number
of percentage points, increase the speed at which jobseekers find work, this
is counter-balanced by the temporary nature of the work that is found (Arni
et al., 2013). Activation programmes disrupt job search (Griggs and Evans,
2010) and often result in people taking jobs below their skill level, and never
climbing back up (van den Berg and Vikström, 2009). They cause finan-
cial hardship and significant harm to mental health and well-being (Raffass,
2017). The imposition of conditions under the threat of sanctions is known
to undermine, perhaps fatally, the relationship between the staff member and
the individual (Nevile and Lohmann, 2011; Meershoek, 2012) and can harm
the individual’s health (Hale, 2014).
Even if paid work were an appropriate goal for one million of the UK’s
2.5 million sickness benefit recipients, it is unlikely that the WHP would
positively contribute to this goal.
14 C r i t i c a l S o c i a l P o l i c y 00(0)
Delivery
For a successful delivery, the policy must be resilient and robust, to cope
with unexpected faults or changes in environment, as well as with changes
in political goals. Part of a good delivery is ensuring that policy designers
and implementers worked together in creating the policy (Hallsworth et al.,
2011; King and Crewe, 2013). Too often, designers do not know how to make
a policy implementable, such that even good ideas can fail. But the WHP is
not a good idea.
Because the WHP is not yet widespread, there is little to say on its deliv-
ery. However, the government’s failure to use research, past policy and con-
sultation feedback to change the design of the WHP suggests that it will not
substantively change the WHP based on poor delivery either. The apparent
underpinning beliefs of the government suggest it will not readily change its
mind on what is appropriate policy. Already, there are reports of people being
required to search for blatantly absurd jobs, such as looking for a job of one
hour per week, spread over five days (Halewood, 2017).
The government’s fixation on the idea of paid employment as the solu-
tion to a problem (bad attitudes) that is not as extensive as it believes, means
delivery problems are likely to go unidentified or misinterpreted. Coupled
with its poor track history of listening to sick and disabled people, it seems
likely that the WHP will not be delivered well, and its flaws will continue.
Conclusion
The WHP is likely to fail. It is likely to cause harm to people with chronic
illness or disability by requiring them to engage in activity of which they
are not capable, under threat of (further) financial deprivation if they do not.
It is unlikely that the policy will result in significant numbers of sick or
disabled people moving into work; even the most successful programmes,
such as fully-implemented IPS, only help one in four participants (Schnei-
der et al., 2009). Sick and disabled people typically need multiple adapta-
tions if they are to be able to work, including reduced and flexible hours,
one-to-one support workers and physical adaptations to a workstation and
workplace (DWP, 2013; Benstead, 2017). Yet the DWP and DH have not
shown any sign that they are aware of these costs, let alone willingness to
pay for them.
The DWP and DH have misled themselves through their selective use of
data. They have relied upon low-quality data, misinterpreted the data they
did use, and failed to use a comprehensive range of evidence. By not paying
attention to the evidence of harm caused by externally imposed activity,
sanctions, poverty and lack of practical support, they risk causing significant
Benstead 15
harm to sick and disabled people without achieving any good. The likeli-
hood is that any sick or disabled person achieving work does so despite, not
because of, the WHP.
The 5-D approach to policy analysis as developed in this article has
exposed the flaws in the WHP. The DWP and DH came to the wrong Diag-
nosis and therefore set the wrong policy Destination. They failed to listen in
the Development stage and were thus unable to address initial errors. Conse-
quently, the Design is flawed and unlikely to help the minority of sick and
disabled people who could work if given appropriate support. And finally, the
DWP and DH’s poor use of evidence and lack of listening to experts does not
bode well for the Delivery of this flawed policy.
The DWP and DH should urgently listen to sick and disabled people
regarding their needs and abilities, and move away from political assumptions
regarding the value of work and the attitudes of people with chronic illness
or disability. The WHP itself should be scrapped immediately and a new
programme designed with sick and disabled people.
The 5-D framework can be successfully used to analyse policy and may
prove beneficial to policy makers wishing to ensure they make good policy.
Funding
This research received no specific grant from any funding agency in the pub-
lic, commercial, or not-for-profit sectors.
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Author biography
Stef Benstead is a disabled research consultant. She withdrew from a PhD at the University
of Cambridge after becoming chronically ill in 2011. She has carried out research with the
Spartacus Network and Ekklesia and is currently working on a project for the DRILL Chronic
Illness Inclusion Network. Her work has been presented to MPs and discussed in the Houses
of Parliament. Her main areas of work are on disability and the social security system. Ms
Benstead is not affiliated with any university or other such research body. Most of her work
is unpaid. Her book, Second Class Citizens, is due out in early 2019 and covers the history of
the welfare state as it relates to sick and disabled people along with consideration of potential
human rights violations since 2010.