Compassion and Forgiveness
Religious and Philosophical Perspectives
From Around the World
Edited by
Edward J. Alam
Notre Dame University, Louaizé
NDU PRESS LEBANON
Compassion and Forgiveness: Religious and Philosophical Perspectives
From Around the World/Edited by Edward J. Alam
Includes bibliographical references
ISBN:
I. Alam, Edward Joseph
Compassion and Forgiveness:
Religious and Philosophical Perspectives
from around the World
Edited by:
Edward J. Alam
Printed by: Meouchy & Zakaria
©Notre Dame University Press, 2013
ISBN: 978-9553-558-40-0
Table of Contents
Preface
Rev. Dr. Walid Moussa
Notre Dame University-Louaizé, Lebanon
9
Introduction
Dr. Edward J. Alam
11
Derrida and Forgiveness
Dr. Mihail Evans
17
Compassion and Forgiveness: Christian and Buddhist Perspectives
Rev. Dr. George M. Kondothra
33
Compassion and Catharsis
Dr. Roman Meinhold
43
Why Must We Forgive?
Dr. Rolando M. Gripaldo
63
Shah Latif!s Sufi-poetic Expressions of Compassion and Forgiveness
as Universal Values
Mr. Amjad Ali
83
The Value of Compassion and Forgiveness: An African Experience
Dr. Workineh Kelbessa
95
Through Compassion (Karuメa) to Nirvana
The Buddhist Approach to Fullness
Rev. Dr. Varghese Manimala
157
Restoration of Man and World
Dr. Dan Chitoiu
175
Edward Alam
[7]
Compassion and Catharsis
Roman Meinhold
Assumption University
Bangkok, Thailand
Introduction
This paper explores how compassion can lead to emotionally purifying experiences from a philosophic-anthropological perspective. My hypothesis is that compassion via catharsis can result in
forgiveness, provided that an adequate understanding of or for
compassion is employed. The investigation begins by briefly dealing with the etymology of compassion by comparing Greek, Latin,
English, and German related terms. The second section focuses on
Aristotle!s understanding of compassion. According to his Poetics
and his Politics, compassion in the context of Art implies therapeutic values. The third and the fourth sections elucidate Arthur Schopenhauer!s account on compassion and that of Friedrich Nietzsche
respectively. While for Schopenhauer, compassion is an important
value for the foundation of Ethics; Nietzsche contrastingly holds
that compassion rather multiplies misery. A fifth part attempts to
synthesize these different standpoints on compassion and tries to
elucidate how compassion via catharsis may lead to forgiveness.
Etymological Backgrounds of Compassion
The English term compassion developed from the Latin "compassio!, a composite of "cum!, meaning "together!, "with! and "passio!
denoting "suffering!, "affect!, and "emotion!. Compassion translated
Edward Alam
[43]
into German is "Mitleid!, a composite build from "mit! (with) and
"leiden! (suffering), having exactly the same meaning as (and based
on) the Latin root of compassion. The Latin compassio is itself a
translation from the Greek "sympatheia!, a composit of "syn!, meaning "together! and "pathos!/!pathae! meaning adversity, misfortune,
suffering, affect, feeling, emotion, and desire. On the one hand,
"Mitleiden! can mean to reduce someone!s suffering by sharing a
bit of the experience of suffering with the person who is primarily
suffering. This is a kind of secondary suffering that takes part in the
suffering of the primary sufferer, which at the same time lightens
the suffering of the primary sufferer to a certain extent. On the other
hand, "Mitleiden! can also mean to suffer additionally to the primary sufferer, whose suffering is not even (significantly) reduced
by the secondary sufferer!s compassion. The first meaning is also
reflected in the German word "Teilnahme! or "Anteilnahme! (participation, condolence, sympathy), which literally translates into
English as "taking part!, especially in someone!s suffering by sharing a part of the suffering or the burden. This reading of the concept
compassion could be explained in an allegory. It is as if someone
helps another person carrying a heavy load. Two negative issues,
the (divided) heavy load, the shared carrying of the load, can be
seen as a positive gesture: the sharing of a burden is something positive, both of the persons involved can potentially win from such a
situation. Friedrich Nietzsche, as we will see later, despises such an
interpretation, which would sound to him like a sermon. He sees
compassion rather in the light of the second meaning. An allegory
for that interpretation would be, for example, a person trying to
pull out another person from a swamp, but, in the course of that,
getting stuck himself. Both persons suffer together, but neither is
better off due to the common suffering. From a utilitarian perspective the former understanding of compassion might maximize utility; the latter perspective reduces overall usefulness.(1)
1- Except if the two people now stuck in the swamp are both very bad characters.
[44] Compassion and Forgiveness
A similar case would be if the primary sufferer is not aware of the
compassion of the secondary sufferer, e.g., if someone watching television is compassionate towards someone or a group who does not
know the secondary sufferer. But as we will see in Aristotle!s Poetics, even such kind of compassion, which the primary sufferer is not
aware of, can be therapeutic for the secondary sufferer. The Greek
word "eleos! # employed in the phrase "eleos kai phobos! (pity and
fear) in the Aristotelian Poetics # can mean compassion, pity, sympathy, sorrow. The context of this notion in the Aristotelian Poetics
and its relation with compassion and catharsis will be focused on in
the next section.
Aristotle!s Poetics: "eleos!: cathartic pre-, re-, or with-suffering
Plato criticizes the Sophists for instrumentalizing compassion in
order to manipulate emotions for rhetorical purposes. On the contrary, according to Aristotle!s Poetics, compassion or pity in the
context of art implies therapeutic values. Plato problematizes art
from an ontological and from an ethical-educational perspective.
For Plato, Art has a very low ontological status, because the artwork
as representation is only a copy of something in our world. But
since the things in our world are themselves only representations of
ideas, the artwork is a copy of a copy and thus can only be of a very
low ontological status and hence is quite far removed from truth.
Educationally and ethically the artwork might mislead people by
representing something that is not appropriate for the recipients of
artworks, an unjust suffering hero, for example. Aristotle, however,
does not agree with Plato in regard to the value of artworks. Tragedy can be of a high value and even of therapeutic value, since it
may purge negative emotions by the arousal of $eleos kai phobos%,
"sorrow and fear!, or "pity and fear!. $A tragedy%, so Aristotle, ['] is
the imitation of an action ['] with incidents arousing pity and fear,
thereby accomplishing the catharsis of such emotions%.(2)
2- Aristotle, Poetics, 1449 b 22-31, http://www.gutenberg.org/ebooks/1974.
Edward Alam
[45]
Since this study aims to answer the question on how compassion
via emotionally purifying or spiritually refining experiences may
lead to forgiveness, Aristotle!s therapeutically, or more precisely
homeopathically, inclined understanding of tragedy is important.
In the tragic play, pity and fear are aroused and purgation of the
same (gr. homoios) or similar ($such%) emotions is accomplished by
these emotions. Due to this therapeutic implication Aristotle must
have had a homoeopathic effect of tragedy in mind. This account is
developed in detail elsewhere.(3)
A clear understanding of what he means by catharsis can be achieved
by employing an example taken from therapeutic settings. Vertigo
may be cured (and has been cured) by gradual exposure of clients
to increasing heights. Provided the assumption is right, that a kind
of negatively connoted (pre-)exposure to height has occurred in the
pathogenesis of a client that triggered vertigo, carefully repeated
re-exposure in safe settings may cure (and has cured) vertigo. Two
aspects in the therapeutic procedure seem to be crucial: the (careful,
gradual) re-exposure and the safe setting. A therapist or a friend,
for example, can make settings "feel! safe. Also virtual technology
systems can be employed as safe environments, which only simulate exposure (to increasing height for example), but do not expose
to the real threat they simulate. The re-experience of a negative experience (height) takes place in a safe setting, which adds a positive
aspect to the experience. The positive experience in a safe setting
may gradually undermine and finally purge the negative former
experience. From a therapeutic standpoint re-experience as re-traumatization is to be avoided. Therefore, an ideal distance is essential
for the "healing! process. Distance can be achieved by distancing devices that gradually and carefully re-expose in therapeutic settings,
employing art related components such as in expressive therapies
that involve music, drama, play, or sandplay.
3- Meinhold, Roman, Catharsis!and!Violence:!Terrorism!and!the!Fascination!for!Superlative!Destruction".!Boleswa!Journal!of !Philosophy,!Theology!and!Religion. Vol. 3, No.3, 2012, pp. 172-184.
[46] Compassion and Forgiveness
A similar process can take place in settings involving the experience
of art. A tragedy in a film, for example, in the death of a character,
confronts the audience with a negative phenomenon. Nevertheless,
this simulated death (which is "safe! since it does not really pose
a threat to the audience) may lead to a re-experience of emotions
related to death in a secure setting. The safety of the setting may be
related to the venue, the audience, especially persons who accompany the re-experiencing person, and the experience may be aesthetically enhanced by the beauty and sophistication of the film. All
those aspects provide positive experiences which in the end may, in
a way, "counterbalance! the negative experiences made before in the
first exposure setting.
The phenomenon of compassion, not only in the context in the world
of art but also in a social setting, has potential for cathartic experiences if the person (B), who has compassion or empathy for another
person (A), who experiences or experienced something tragic, is in
a relatively safer setting than the primarily suffering person (A).
The compassion, co-suffering, or with-suffering of the person who
secondarily suffers (B) may provide positive experience in this situation to the primarily suffering person (A). The interesting aspect
is that the situation might provide cathartic experiences for both
primary (A) and secondary sufferer (B), since the being together
and the sharing of the negative experience has positive implications for both. The primary sufferer!s suffering is alleviated by the
compassionate gestures or simply presence of a partaking person.
The secondary pre-, with-, or re-suffering might be cathartic for the
compassionate person as well.
The German Poet, Critic, and Philosopher Gotthold Ephraim Lessing (1729-1781), was criticized by 19th and 20th century philologists,
because he translated Aristotle!s phrase of "eleos and phobos! into
"Mitleid und Furcht! (compassion and fear) instead of the linguistically more appropriate phrase "Jammern und Schaudern! (sorrow
and shivering).(4) Lessing!s explanation employs an interpretation
4- Schadewaldt, Wolfgang, Die!griechische!Tragödie.!Tübinger!Vorlesungen!Bd.!4., Frankfurt am Main: Suhrkamp,
1991.
Edward Alam
[47]
which grounds compassion (Mitleid) on fear (Furcht) ($Aus dieser
Gleichheit entstehe die Furcht, dass unser Schicksal gar leicht dem
seinigen ebenso aehnlich werden koenne [...] und diese Furcht sei
es, welche das Mitleid gleichsam zur Reife bringe.$(5) We are (pre-)
suffering with the other, we are compassionate, because we "fear!,
that what happened to the other, may happen to us as in the same
or a similar way. Applied to a social context outside the art-world
this means that the compassionate secondary sufferer (B) fears that
the primary sufferer!s (A!s) suffering could occur to him in the same
manner. The compassion is based on the fear of the anticipated fate
or tragedy. In the same manner retro-perspective fear can motivate
compassionate attitude and behavior.
Schopenhauer: Compassion as the Foundation of Ethics
The German Philosopher, Arthur Schopenhauer (1788-1860), a contemporary of G.W.F. Hegel (1770-1831), holds a different opinion
than that of Lessing. For Schopenhauer, compassion is non-egoistic,
which is an argument that is difficult to sustain, as we will see below. But his explanation of the reason for, or grounding of, compassion is interesting, because Schopenhauer attempts, but does not
entirely succeed, to solve the riddle that deals with the question
concerning why the suffering of the other can be (almost) our own.
In 1840 Schopenhauer wrote an essay titled $On the Foundation of
Ethics% (also: The Basis of Morality). This essay was later published
together with another essay $On the Freedom of Human Will% in
a book under the title of The Two Fundamental Problems of Ethics.
Both papers had been submissions to essay competitions. While the
Royal Norwegian Society of Science and Letters awarded the first
prize to $On the Freedom of Human Will%, his $On the Foundation
of Ethics% was rejected by the Royal Danish Society of the Sciences
due to an inappropriate focus, dissatisfaction with the mode of discussion, and $unseemly% language (despite being the only submission for the contest). Indeed, Schopenhauer admits that he cannot
5- Lessing, Gotthold Ephraim, Hamburgische!Dramaturgie, Stuttgart: Alfred Kröner,!1768.
[48] Compassion and Forgiveness
answer the meta-ethical question, "the great mystery of ethics#,(6) how
it can come about that we can be concerned for others to such an
extent that we even forget about ourselves, despite the fact that we
are egoistic beings. Nevertheless, Schopenhauer!s approach in answering this question concerning the foundation of ethics is a new
contribution to Western philosophy, though it is obvious that Eastern thought strongly influenced his account on compassion.
According to Schopenhauer, compassion is the foundation of morality. In the second part of $On the Foundation of Ethics%, Schopenhauer dismisses Immanuel Kant!s deontological foundation of
morality as $hairsplitting [$] a priori soap bubbles#(7) and draws up
his own account in the third part. The interesting aspect for research
dedicated to philosophical anthropology is that Schopenhauer is
convinced to find the root of "$the ultimate foundation of morality
[$] in human nature itself#.(8) By nature we are almost completely
egoistic.(9) This is obvious when we are focused on our personal
"weal and woe#, but if we are exclusively concerned with the other!s
joy and sorrow, we are not acting egoistic. Only such an action is of
moral value whose motive is the other!s weal and woe.(10) Only if an
action is exclusively done for the advantage or benefit of another
does it bear the seal of ethical worth.
Meta-ethically, Schopenhauer!s account can be challenged since we
cannot absolutely be sure that in case of such an ethical worthy action there is not a single spark of egoism left in the deepest corner
of our reasoning or feeling. As soon as such an egoistic spark is
detectable, the argumentation is falsified. But Schopenhauer!s account could be opened up by widening the condition in stating that
if an action is "mainly! (although not exclusively) done for the other,
then it deserves to bear the stamp of ethical value. The next problem
6- Schopenhauer, Arthur, The!Basis!of !Morality, London: Swan Sonnenschein, 1903. http://archive.org/
details/cu31924028961394, 204.
7- Ibid., 202.
8- Ibid., 205.
9- Ibid., 211.
10- Ibid., 203.
Edward Alam
[49]
arising with such a widened understanding would be that it is hard
to measure if the action is mainly done for the other with one!s own
benefit only as a side effect or vice-versa; the others benefit could
simply be a side effect of an egoistic action.
Interestingly enough, in the Western context a person having done
an ethically valuable action mainly (although not exclusively) for
another person (an action which is usually considered of moral
worth in public opinion), quite often assures the other that the action undertaken had also had some kind of egoistic implication.
This is done in the understanding that the other might be worried
that an action could have been exclusively done for him or her,
which is often considered as an obligation towards the person who
has done the morally good action, or there can be a feeling that one
has inconvenienced the other with one!s personal issues. But for
Schopenhauer, the primary ethical phenomenon is compassion,(11)
which desires the other person!s well-being.(12) This $natural% compassion $resides in human nature#(13) and is not culturally relative, it
"appears in all countries and at all times#.(14) From this natural compassion stems the $cardinal virtues%, philanthropy or loving kindness(15)
and justice, from which, again, all other virtues may be derived.(16)
The first manifestation, of compassion is the restriction it causes if
a person wants to harm another person. Although that does not always prevent harm in practice, nevertheless there is an inner voice
that $calls out to me, %Stop!&# Thus, the "first degree of compassion# is
"the fundamental principle of justice#: "injure no one#.(17) Schopenhauer ties the moral principle to emotions that can be felt as well as
anticipated. If we imagine the trouble we can inflict on a person,
the "truth is felt#. Compassion helps us to anticipate potential harm
11121314151617-
Ibid., 207.
Ibid., 205.
Ibid., 209.
Ibid., 208.
Ibid., 225.
Ibid., 208.
Ibid., 209.
[50] Compassion and Forgiveness
and pain we could inflict on others and thus can act as a deterrent.(18)
Compassion is the "instinctive participation# in another person!s suffering.(19) Justice as voluntary virtue (not as prudence) "has its origin
in compassion#.(20)
Coming to the meta-ethical "mystery! of the grounding of ethics in
human nature via compassion Schopenhauer writes,
How is it possible for a suffering that is not mine and does not
touch me to become as directly a motive as only my own [suffering] normally does...? This presupposes that to a certain extent I
have identified myself with the other..., the barrier between the
ego and the non-ego is for the moment abolished...I share the suffering in him.(21)
While this statement is crucial in explaining our motivation it could
also be used against Schopenhauer!s own claim that compassion is
non-egoistic, since the (quasi) extinction between the ego and nonego distinction implies that doing something for the other is as doing it for oneself, the ego; that action would thus be egoistic. This
meta-ethical motivational issue, again, could be a good argument
for widening Schopenhauer!s claim according to which actions of
ethical value must be absolutely non-egoistic. As mentioned before,
claiming that ethical worthy actions have to be mainly or even only
to a great/certain extent non-egoistic (at the same time having some
egoistic components) would be safer meta-ethically for the establishment of a foundation of morality on philosophic-anthropological ground.
Schopenhauer rejects that religions can be a foundation of morality:
"Whoever is good through religion and not by natural inclination must
be a bad fellow.#(22) Christianity, especially, is criticized by Schopenhauer because it does not extend its ethics to animals: "[$] whoever
18- Ibid., 231.
19- Ibid., 222.
20- Ibid., 211.
21- Ibid., 223.
22- Ibid., 229.
Edward Alam
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is cruel to animals cannot be a good man.#(23) Schopenhauer does not go
as far as to recommend vegetarianism, but he raises an argument
that is often employed in animal ethics, according to which suffering is greater in organisms that are more complex. According to
him, a human being might suffer more due to lack of animal food
than a less complex animal suffers, which is going to be killed for
food, especially if animals are killed in such a way that suffering is
minimized.(24)
Nietzsche: Compassion as Multiplier of Misery
Friedrich Nietzsche, like Schopenhauer, situates compassion (or
pity) in the moral realm. Despite being a follower of Schopenhauer
in many aspects, Nietzsche despises compassion, which, according
to him, multiplies misery rather than reducing it. The two major
ethical works in which Nietzsche deals with compassion are Beyond
Good and Evil (Jenseits von Gut und Böse, 1886) and On the Genealogy of Morality (Zur Genealogie der Moral, 1887). The German word
"Mitleid! is translated in Nietzsche!s writings either by compassion
or pity.
From Nietzsche!s perspective, compassion is almost entirely seen in
a negative light. For a man of knowledge, compassion is ridiculous(25)
because of the way it hinders progress in culture. According to Nietzsche, it is an impossible task to abolish suffering; it is foolish to
attempt the eradication of suffering.(26) Compassion is not morality
itself.(27) It multiplies rather the misery that already exists due to
empathic suffering with those who suffer. There is double occupation with suffering, that of the sufferer and that of the $with-sufferer%; compassion, therefore, duplicates suffering. Nietzsche signifies
Christianity as the $religion of compassion%.(28) Nietzsche interprets
23- Ibid., 235.
24- Ibid., 237-8.
25- Nietzsche, Friedrich, Beyond!Good!and!Evil, Cambridge: University Press, 2007, 171.
26- Ibid., 225.
27- Ibid., 202.
28- Ibid., 202,206.
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its paradigm of compassion, as an epidemic,(29) which the clerics
noisily preach. From a psychological perspective it is a symptom of
self-hatred, unhappiness, ugliness, and a celebration of suffering.
He views compassion as a contemptible contemporary pandemic,(30)
a new (negative) European Buddhism.(31)
Nietzsche revaluates compassion by shifting the view from compassion as moral incentive to compassion as a symptom of moraledestruction. Compassion is a concept that lies within the framework
of theories built on the foundation of the pleasure-pain-dichotomy
such as Utilitarianism, Hedonism, Well-Being, and Eudaimonism.
This understanding of morality and motivation is naïve and trivial
in Nietzsche!s understanding: $Slave morality is essentially a morality of utility%.(32) But the consciousness of an artist or of another
formative power (this is how Nietzsche sees himself)(33), the consciousness of somebody who has higher goals, will look beyond
the concepts of utility, pleasure, pain, and compassion. Compare
the Aristotle quote, $To seek everywhere for usefulness is the least
appropriate for great souls or free spirits.% (34) Nietzsche thinks that
the only compassion such a person with higher goals feels is the
pity due to the intellectual or spiritual smallness and decadence of
humanity and its cultural decline.(35)
The improvement of humanity and culture is impossible without
great suffering. And here*this is highly interesting, and one has
to assume that Schopenhauer would have liked this account*Nietzsche is anchoring his account on a philosophic-anthropological
datum: as humans we are creatures and creators at the same time.
Compassion is aimed at the creature, but the human being as cre29- Nietzsche, Friedrich, On!the!Genealogy!of !Morality, Cambridge: University Press, 2008, 14.
30- Nietzsche, BGE, 222.
31- Nietzsche, BGE, 202; GM 5.
32- Nietzsche, BGE, 260.
33- !The!noble!person!helps!the!unfortunate!too,!although!not!(or!hardly!ever)!out!of
pity,!but!rather!more!out!of !an!impulse!generated!by!the!over-abundance
of !power.!In!honoring!himself !the!noble!man!honors!the!powerful!as!well" (BGE 260).
34- Aristotle, Politics, 1338 b 2-4, http://www.gutenberg.org/ebooks/20685.
35- Nietzsche, BGE, 225.
Edward Alam
[53]
ator needs to crush, destroy, brake, mold, and purify, that which
inevitably creates suffering.(36) The creature-creator duality in human nature is mirrored in the slave and master morality Nietzsche
describes in his ethical works. The Übermensch motif is clearly
implicit in Nietzsche!s account of the creator in the human creature-creator-duality. This is very similar to Raskolnikov!s justification of destructive force against the weaker by a strong minority in
Dostoyevski!s $Crime and Punishment%: The strongest and ablest
have the "license! to destroy and kill for the sake of higher goals.
This understanding also resembles Michael Walzer!s more utilitarian $sliding scale% argument in $Just and Unjust Wars%. In cases of
supreme emergency in which a threat is imminent and potentially
devastating, certain just war regulations might be overridden in order to win a war so that justice can prevail.(37) But Nietzsche is not
interested in justice at all, rather in its Beyond:
Hedonism, pessimism, utilitarianism, eudaemonianism...measure
the value of things according to pleasure and pain, which is to
say...trivialities. They are...naivetes, and nobody who is conscious
of both formative powers and an artist!s conscience will fail to
regard them with scorn as well as pity. Pity for you+ That is certainly not pity...for social $distress,% for $society% with its sick and
injured, for people depraved and destroyed from the beginning
as they lie around us on the ground. Our pity is a higher, more
far-sighted pity: - we see how humanity is becoming smaller, how
you are making it smaller+...You want, if possible (and no $if possible% is crazier) to abolish suffering. And us? - it looks as though
we would prefer it to be heightened and made even worse than it
has ever been+ Well-being as you understand it - that is no goal;
it looks to us like an end+ - a condition that immediately renders
people ridiculous and despicable...+ The discipline of suffering,
of great suffering - don!t you know that this discipline has been
36- Ibid.
37- Walzer, Michael, Just! and! Unjust! Wars.! A! Moral! Argument! with! Historical! Illustrations.! New-York: Basic
Books, 1997, 228-230, 242ff (for a detailed account on the "sliding scale# argument and its relation to
the concept of "supreme emergency# cf. ibid. Part two).
[54] Compassion and Forgiveness
the sole cause of every enhancement in humanity so far? The tension that breeds strength into the unhappy soul, its shudder at
the sight of great destruction, its inventiveness and courage in enduring, surviving, interpreting, and exploiting unhappiness, and
whatever depth, secrecy, whatever masks, spirit, cunning, greatness it has been given: - weren!t these the gifts of suffering, of the
disciple of great suffering? In human beings, creature and creator
are combined: in humans there is material, fragments, abundance,
clay, dirt, nonsense, chaos; but in humans there is also creator,
maker, hammer-hardness, spectator-divinity and seventh day:
- do you understand this contrast? And that your pity is aimed
at the $creature in humans,% at what needs to be molded, broken, forged, torn, burnt, seared and purified, - at what necessarily
needs to suffer and should suffer? And our pity - don!t you realize
who our inverted pity is aimed at when it fights against your pity
as the worst of all pampering and weaknesses? - Pity against pity,
then+ - But to say it again: there are problems that are higher than
any problems of pleasure, pain, or pity; and any philosophy that
stops with these is a piece of naivete.(38)
But Nietzsche goes even further than only dismissing compassion,
by celebrating suffering and cruelty(39):
This is my claim: almost everything we call $higher culture% is
based on the spiritualization and deepening of cruelty...Cruelty
is what constitutes the painful sensuality of tragedy. And what
pleases us in so-called tragic pity as well as in everything sublime,
up to the highest and most delicate of metaphysical tremblings,
derives its sweetness exclusively from the intervening component
of cruelty...what they all enjoy and crave with a mysterious thirst
to pour down their throats is $cruelty%, the spiced drink of the
great Circe.(40)
38- Nietzsche, BGE, 225.
39- In 1889 Nietzsche collapses in Turin throwing his arms around an old horse that had been severely
beaten by its owner. Schopenhauer would probably have taken Nietzsche#s behavior as an act of real
compassion.
40- Ibid., 229.
Edward Alam
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Here we can still detect remnants from the birth of tragedy. Order and beauty (the Apollonian element) are not sufficient for great
tragedy in particular, for great artworks in general, and for fundamental progress of culture at large. A complementary element is
intoxication and destruction (the Dionysian element), which may
involve cruelty as for example in tragedy. According to Nietzsche,
suffering is a source of knowledge.(41)
Suffering is an almost certain side-effect of the expansion of knowledge. Introspection and observation evidently make clear that
learning processes are often accompanied by suffering. The process
of writing a dissertation, for example, in many cases involves suffering in a wider sense. But the "appreciation! of cruelty leads down
into the realm of human negativity which reaches beyond the scope
of this paper. Cruelty, violence, suffering, pain, and transgression
surface in phenomena closely related to compassion such as catharsis, the sublime, the Dionysian, and the numinous(42). In those phenomena, expressed in Nietzsche!s terminology, pleasure is spiced
with pain, or pain is spiced with pleasure. The painful pleasures
and the pleasurable sufferings pose religious, metaphysical, psychological, and aesthetic riddles to our logical, utilitarian, and economic mainstream understanding of human nature, culture, and
the world in which we live. The answer to this riddle can only be
that human nature does not only try to avoid pain and seek pleasure, but at times invites painful pleasures and delightful suffering.
Suffering alleviated by a compassionate person is a pain in which a
homoeopathic dose of comfort has been injected.
Compassionate Understanding, "Aufhebung!, and Forgiveness
Forgiveness is the noun of the verb "forgive! from Old English "forgiefan! meaning to allow, forgive, give, grant; forgiefan is a composite
of "for! meaning completely and "giefan! meaning give. In German
the equivalent to forgiveness is the noun "Vergebung! ("vergeben!
41- Ibid., 270.
42- The! wild!animal"!has!not!been!killed!off !at!all;!it!is!alive!and!well,!it!has!just!-!become!divine.$ (Nietzsche, BGE
229).
[56] Compassion and Forgiveness
is its verb). Vergebung is etymologically closely related to forgiveness. It is a composite of "ver! and "geben!. The meaning of "geben!
is give. Most likely the Old English "for! in forgiveness and the German "ver! in Vergebung are etymologically rooted to the Indo-German prefix "per!. The German prefix "ver! can have diverse meanings such as "beyond!, or it denotes the intensification or negation of
the following word/meaning. The noun "Vergebung! in almost all
cases means forgiveness, but in very rare instances it can be equivalent to "Vergabe!, meaning allocation, awarding, placing.
The three directions of meanings of the German prefix "ver! (and
probably also of the English prefix "for!) "beyond!, intensification, and
negation seem to be implicit in the meaning of "Vergebung! and "forgiveness!. The SEP defines forgiveness as:
...the action of forgiving, pardoning of a fault, remission of a debt,
and similar responses to injury, wrongdoing, or obligation. In
this sense of the term, forgiveness is a dyadic relation involving
a wrongdoer and a wronged party, and is thought to be a way in
which victims of wrong alter their and a wrongdoer!s status by,
for instance, acknowledging yet moving past a transgression.(43)
This definition involves all the three groups of meanings implicit
in the German prefix "ver!: "moving past a transgression# signifies
the "meta! or "beyond! character of forgiveness. Forgiving means to
move, go, think, or feel beyond the transgression and to "give! oneself and a wrongdoer a new status, stand, or starting point, or a
new chance. In that forgiving is an intensification of "giving!, it is a
"giving! and going beyond what one thought would be possible.
Finally, it is also a negation of the previous status of both victim
and wrongdoer. The wrong act might not be forgotten, but might
be forgiven. The act might not be negated, but the negative attitude
related to the act of wrongdoing might be negated.
43- Hughes, Paul M., !Forgiveness$, The!Stanford!Encyclopedia!of !Philosophy!(Winter!2011!Edition), Edward N.
Zalta (ed.), http://plato.stanford.edu/archives/win2011/entries/forgiveness.
Edward Alam
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My hypothesis was that compassion via catharsis can result in forgiveness, provided that an adequate understanding for or of compassion is employed. We need to synthesize Nietzsche!s, Schopenhauer!s, and Aristotle!s accounts for an appropriate compassionate
response to an act of wrongdoing. Compassionate understanding
involves an emotional (re-, pre-, or with suffering/feeling), as well
as an intellectual component (understanding) and may lead to purgation. Compassionate understanding may transcend the status of
the involved actors due to insight into the emotional-therapeutic,
anthropo-ethical, and philosophic-anthropological complexity of
compassion which we gain by synthesizing Aristotle!s, Schopenhauer!s, and Nietzsche!s accounts on compassion:
1- Emotional-therapeutic aspect: re-suffering, with-suffering, and
pre-suffering, e.g. in art contexts (Aristotle) or even simulated environments, alleviates (and partly heals) experienced suffering,
and the fear of prospective suffering. Suffering may additionally
be alleviated due to aesthetical components in the context of the
art-world.
2- Anthropo-Ethical aspect: compassion is grounded in human
nature. It may or may not be seen as the/a foundation of ethics (Schopenhauer), but compassionate understanding should be
understood as an ethical value and a moral virtue.
3- Philosophic-anthropological aspect: human nature invites at
times painful pleasure and delightful suffering, which may lead
to cultural progress, due to its transcendence of the mainstream
pleasure-pain-motivation framework (Nietzsche).(44)
We need to start with Nietzsche, not by ethically justifying his dual
anthropology, but by acknowledging the unpleasant philosophicanthropological fact of the potential of moral negativity. Slavoj
Zizek is only partly correct by stating that $we are all demons, we just
pretend to be humans%.(45) But we are humans and within a second we
44- But it may lead to disaster as well. Heraclitus# statement that !war is the father of all things$ comprises
both meanings: destruction and construction; it is a fact that disasters also foster cultural-technological
development.
45- Taylor, Astra, Zizek#, Zeitgeist Films, 2005.
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can be demons in particular circumstances, especially if there exists
a problematic personal, psychological, social, or political history
before such a particular circumstance. Some wrongdoers (think of
certain heads of states, for instance) were convinced (although completely led astray by fundamentalist or extremist ideologies) that
they were acting for a higher goal, but in the line of that crushed entire states. Not many people would like to forgive figures like Adolf
Hitler, Joseph Stalin, or Benito Mussolini, but (depending on the
particular standpoint) there exists diverse attitudes concerning forgiveness and compassion if it comes to certain former U.S. American heads of state, Osama bin Laden, and others. Many may forgive
wrongdoings committed by heads of states such as Erich Honecker
or Nelson Mandela. But all of them were convinced they were fighting for higher goals in the sense Nietzsche stated. (This does not answer the question of how to deal with wrongdoing resulting from
stupidity or ignorance, which is beyond the scope this paper).
Human negativity needs enlightenment that is more thorough. If
we understand a bit more of that complexity, we can be more compassionate and may not only be in a position to forgive, but we may
also be able to prevent more wrongdoing. This potential for human
negativity is not the only aspect of human nature and definitely not
the only guiding one. As Schopenhauer has pointed out, compassion is grounded in human nature as well. It is not contradictory to
synthesize Schopenhauer!s and Nietzsche!s views on compassion
which are based on philosophic-anthropological accounts as two
aspects of a multi faceted human nature. We have both the potential
to act like demons(46) or help compassionately.
Max Scheler omits one human dimension when he states that "the
human being can always be better (more) or worse (less) than an animal,
but never an animal#,(47) since more current sobering etological research suggests two issues: wild primates are sometimes extreme46- Cf. Zimbardo, Philip G, The!Luciffer!Effect.!Understanding!How!Good!People!Turn!Evil. New York: Random
House, 2007.
47- Scheler, Max, Die!Stellung!des!Menschen!im!Kosmos. Berlin: Bouvier, 1995, 31: !der Mensch könne immer
mehr oder weniger als ein Tier sein, niemals aber % ein Tier!.
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ly cruel without having reasons on which their survival depends
(food, self-defense) and at times humans behave exactly according
to the same pattern.(48) The many wars have shown that people can
do both, kill and help, at the same time. Only the latter can usually
be called ethical behavior, but rather in a wider frame than that of
Schopenhauer!s account, which might be self-contradictory in regard to absolutely or totally non-egoistic actions.
If we are psychologically in a position to make an effort to truly
understand the action and the context of a wrongdoer, so that to a
certain extent I have identified myself with the other..., the barrier between
the ego and the non-ego is for the moment abolished, as Schopenhauer
pointed out, we might be in a position to have this "with-feeling!
even with a wrongdoer. And, in an Aristotelian sense, the identification with the person who committed such a wrong act can lead to
the homeopathic effect of catharsis that can help us to forgive.
I am claiming that the German notion $Aufheben% provides useful insights that could be therapeutically interpreted as components
(and at times consecutive steps) in the process of compassionate understanding, which leads to forgiveness. A translation of the German notion "Aufheben! into English from a therapeutic perspective
is at least fourfold: Aufheben can mean to: 1) pick up, 2) store, 3)
annihilate, and 4) elevate. 1) Therapeutically $picking up% an issue means that one is ready to make an initial approach to engage
with the issue, e.g. wrongdoing, and its potentially related forgiveness. 2) To $store% or to $keep% means that one therapeutically has
$picked up% the issue, has engaged with an issue of wrongdoing,
but is not yet ready to forgive. The issue is kept at a certain distance,
in the awareness that it exists, but that it is not yet an issue that can
be forgotten, annihilated, or even elevated. The issue, e.g. an act of
wrongdoing, is kept at a certain distance in which one is possible to
deal with it, once in a while, for a longer or shorter period engaging
with the issue. But it is $stored safely% at a bearable and manageable
48- Wrangham, Richard and Dale Peterson, Demonic! Males.! Apes! and! the! Origins! of ! Human! Violence. New
York: Mariner Books 1996.
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distance, sometimes closer, sometimes more far away in terms of
physical or psychological distance. 3) $Annihilate% is not so much
annihilating the issue, but rather letting one!s own negative feelings, especially sadness and resentments towards the wrongdoing/
wrongdoer, fade out and finally maybe fade away. That is the first
major step in the process towards forgiveness. The second step is 4)
$elevating% the issue in such a way that it will be re-assessed and
re-evaluated in one!s individual process of progression and development.
While the whole therapeutic process related to the notion of $Aufhebung% can involve, compassion, catharsis, and forgiveness, especially $picking up% and $storing% an issue corresponds most with
compassionate understanding, because when we engage with an
issue related to wrongdoing and a wrongdoer, we need to relate
ourselves not only with the act of wrongdoing, but also with the
wrongdoing person. The engaging act presses us to make sense of
the issue. We attempt to understand it and in the process of understanding develop a re-, or with-suffering/feeling. That is what can
be understood as compassionate understanding, which may occur
after we have $picked up%, $stored%, and engaged with the issue.
The $annihilation% of negative feelings, especially sadness and resentments towards the wrongdoing/wrongdoer most closely correspond to the phenomenon of catharsis. Catharsis is the annihilation
of negative emotions due to pre-, re-, or with-feeling. And forgiveness with its implications of "beyond!, intensification, and negation
corresponds to $Aufhebung% in the sense of $elevation%, therapeutically understood as re-assessment, re-evaluation, and revaluation
of the issue, the event, the act of wrongdoing, and the wrongdoer.
Conclusion
Aristotle, Schopenhauer, and Nietzsche provide us with accounts
of human nature, which help us to better comprehend catharsis,
compassion, and the reasons why at times human beings transgress moral conventions. Such transgressions in turn make catharsis, compassion, and forgiveness necessary. Due to its limitations
Edward Alam
[61]
this paper could not explore strategies of how to delimit acts of
wrongdoing and discourage (potential) wrongdoing actors. From
a normative side it must be concluded that (1) we need to acknowledge the existence of human negative potentials with Nietzsche, the
findings of contemporary psychological research, and the etological
research, but also with the facts we have about war, warlike, and
other combat situations in which lives are at stake or persons face
$back against the wall% situations. (2) We need more transdisciplinary research on human negativity that helps us to synthesize research findings on such phenomena which we often find hard to
even acknowledge. (3) If we understand human negativity better
we can be more compassionate (as Schopenhauer put it $the truth is
felt%). A deeper therapeutic exploration of the notion $Aufhebung%
and the therapeutic concepts implied in this notion will help to relate the phenomena of compassion, catharsis, and forgiveness.(49)
Dr. Roman Meinhold is Assistant Professor of Philosophy and Director of the Guna Chakra Research Center at the Graduate School
of Philosophy and Religion, Assumption University, Bangkok,
Thailand. He taught at the National University Lesotho, Africa, and
at the Weingarten University of Education, Germany. Roman got
his M.A. and his Ph.D (both Philosophy) from University Mainz,
Germany. His areas of specialization include Cultural Critique, Philosophy of Art and Culture, and Applied Philosophy/Ethics. His
publications deal with everyday phenomena such as consumerism,
environmental issues, eudaemonism, pseudo-therapy, otherness,
and extremism from philosophical and trans-disciplinary perspective. E-mail address: roman.meinhold@gmail.com
49- I wish to thank Dr. Mallika Meinhold (Graduate School of Psychology, Assumption University) and
Taylor Hargrave (Graduate School of Philosophy & Religion, Assumption University) as well as the
participants of the seminar on !Compassion and Forgiveness$ (2012) at Notre Dame UniversityLouaizé, Lebanon for critical comments and substantial suggestions, which helped me to improve
this paper.
[62] Compassion and Forgiveness