COPLANAR WAVEGUIDE STRUCTURES
LOADED WITH SPLIT-RING
RESONATORS
F. Falcone,1 F. Martı́n,2 J. Bonache,2 R. Marqués3 and
M. Sorolla1
1
Departamento de Ingenierı́a Eléctrica y Electrónica
Universidad Pública de Navarra
31006 Pamplona (Navarra), Spain
2
Departament d’Enginyeria Electrònica
Universitat Autònoma de Barcelona
08193 Bellaterra (Barcelona), Spain
3
Departamento de Electrónica y Eletromagnetismo
Facultad de Fı́sica
Universidad de Sevilla
Av. Reina Mercedes s/n
41012 Sevilla, Spain
Figure 4 Reflectance and transmittance of the 90° waveguide bend
calculated using FDTD and the PC-based PML. The PML thickness used
for the input and output waveguides is N⌬z ⫽ 15a, and the PML
polynomial index is n ⫽ 2
dramatically reduces reflections from the ABC. The results may
also provide a useful guideline to other researchers for selecting
3D PC-based PML parameters. The formulation has been used to
analyze a 90° waveguide bend in a 3D layer-by-layer PC. It
provides accurate results by practically eliminating unphysical
ripples seen in previous transmittance and reflectance calculations.
The concepts presented in this paper are expected to apply equally
well to other types of 3D PC waveguides.
ACKNOWLEDGMENTS
This work was supported by an Australian Research Council
Discovery Grant and a Macquarie University Research Fellowship.
The authors would like to thank the Australian Centre for Advanced Computing and Communications (AC3) for providing access to their supercomputing facilities.
Received 21 June 2003
ABSTRACT: Coplanar waveguide (CPW) transmission lines periodically coupled to split-ring resonators (SRRs) are analyzed, designed,
and characterized. Due to inductive coupling between the lines and
SRRs, signal propagation is inhibited in the vicinity of the resonant frequency of the rings. The result is a stop-band behavior that can be of
interest for the elimination of frequency parasitics in CPW-based devices. Two different approaches are envisaged: a uniplanar structure,
where CPW and rings share the same metal level; and a bimetal structure with SRRs etched on the back side of the substrate. It has been
found that the latter exhibits almost negligible insertion losses in the
pass band, and sharp cutoff and a high level of rejection in the stop
band, with few unit cells. Since ring dimensions are small compared to
the signal wavelength at resonance, the proposed SRR-CPWs are very
promising for the design of miniaturized microwave circuits. © 2004
Wiley Periodicals, Inc. Microwave Opt Technol Lett 40: 3– 6, 2004;
Published online in Wiley InterScience (www.interscience.wiley.com).
DOI 10.1002/mop.11269
Key words: coplanar waveguide technology; split ring resonators; microwave filters; metamaterials
REFERENCES
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Photonic band gaps in three dimensions: new layer-by-layer periodic
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2. S. Noda, K. Tomoda, N. Yamamoto, and A. Chutinan, Full threedimensional photonic bandgap crystals at near-infrared wavelengths,
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boundary conditions for photonic crystal waveguide simulations, IEEE
Microwave Wireless Comp Lett 11 (2001), 152–154.
© 2004 Wiley Periodicals, Inc.
1. INTRODUCTION
Split-ring resonators (SRRs), originally proposed by Pendry [1],
have recently attracted much attention in the scientific community.
Arranged periodically, they can form an effective medium with a
negative magnetic permeability in the vicinity of the resonant
frequency, and when they are properly combined with metallic
wires [2] or embedded in a metallic waveguide [3], an artificial
material (metamaterial) with a negative refraction index (NRI)
results. More than 30 years ago, Veselago [4] had already predicted exotic properties for NRI materials, such as reversal of the
Snell law, Doppler effect, and Cherenkov radiation. Nevertheless,
SRRs can be also of interest in the microwave and millimetrewave community for the development of new devices and circuits
with unique properties and reduced dimensions. This stems from
the fact that SRRs are high Q particles and electrically small at
resonance. However, for the success of SRR-based devices, compatibility with PCB or MMIC fabrication technology is required.
This work focuses on the investigation of coplanar waveguide
(CPW) structures magnetically coupled to SRRs. The aim is to
obtain stop-band behavior (based on this coupling) in the longwavelength regime. As will be shown, the proposed structures are
compact, provide a high level of frequency selectivity, and do not
add extra area when combined with a functional circuit. Therefore,
they are very promising and can be an alternative to electromagnetic bandgaps [5] for the elimination of frequency parasitics or
MICROWAVE AND OPTICAL TECHNOLOGY LETTERS / Vol. 40, No. 1, January 5 2004
3
Figure 1 Topology of the split-ring resonator and relevant dimensions
undesired frequency bands [6] in microwave or millimetre-wave
circuits.
2. DESIGN OF SRR-CPW STRUCTURES
Let us first focus on the description and operation of SRRs. Their
topology essentially consists of two concentric rings with splits
etched in opposite sides (Fig. 1). Due to the presence of the splits,
the structure behaves as a resonator with a high quality (Q) factor
at microwave frequencies. When the rings are excited by an
external time-varying magnetic field applied parallel to the ring
axis, an electromotive force around the rings is generated, which
gives rise to current loops in the rings. Thanks to the splits, these
current loops are closed through the gap capacitance between
concentric rings, and the structure behaves as an externally driven
LC circuit with a resonant frequency that can be easily tuned by
ring dimensions (r, c, d). It has been previously demonstrated that
a three-dimensional (3D) array of rings properly radiated (that is,
with magnetic field polarization parallel to ring axis) is able to
inhibit signal propagation in the vicinity of the resonant frequency
[2]. This has been interpreted as being due to the properties of the
composite medium, which exhibits a high positive/negative magnetic permeability in a narrow frequency band below/above resonance.
In order to develop planar stop-band structures for microwave
circuits, we have considered the possibility of exciting the rings by
means of a CPW. The presence of a non-negligible component of
the magnetic field parallel to the ring axis is required. Two possibilities arise: (i) SRRs are placed in the slots, at the same metal
level than central strip and ground planes, or (ii) SRRs are etched
in the back side of the substrate, underneath the slots. Let us
consider the advantages and drawbacks of these possible implementations. In both cases, the structure is planar, but the former
requires only a single metal level. On the other hand, wide slots are
needed in the uniplanar structure to accommodate the rings. This
increases the characteristic impedance of the line to extreme values, and matching networks should be cascaded at the input/output
ports. By placing the rings on the back side of the substrate, slots
can be narrowed and a 50⍀ line can be easily achieved with
reasonable lateral dimensions. Regarding magnetic coupling between the SRRs and CPW, it is expected to be higher for the
bimetal implementation, provided that the inner radius of the rings
is substantially higher than the slot width. Under these conditions,
magnetic field lines penetrate efficiently in the cross-sectional area
delimited by SRRs and high magnetic coupling is achieved. The
two implementations are depicted in Figure 2. For the bimetal
structure [Fig. 2(a)], the lateral dimensions of the CPW structure
have been determined by means of a transmission line calculator to
obtain a 50⍀ characteristic impedance (the parameters of the
Arlon 250-LX-0193-43-11 substrate have been considered: r ⫽
2.43, thickness h ⫽ 0.49 mm). For the uniplanar device [Fig.
2(b)], the requirement of slots wider than the external diameter of
4
Figure 2 Layouts of the SRR-CPWs: (a) bimetal structure; (b) uniplanar
structure
the rings leads to a characteristic impedance of 190⍀, and tapered
lines are cascaded to improve matching. Ring dimensions have
been determined following those in [7] to provide a resonant
frequency for the rings of f o ⫽ 7.7 GHz, that is, c ⫽ d ⫽ 0.2 mm,
r ⫽ 1.3 mm. The distance l between adjacent rings is 5 mm.
3. LUMPED ELEMENT MODEL OF THE SRR-CPW
At the frequencies of interest (that is, in the vicinity of resonance)
the SRR-CPW operates in the long wavelength regime. This means
that  l ⬍⬍ 1 (with  the propagation constant for guided waves)
and hence the structure can be described by means of a lumped
element equivalent circuit (Fig. 3). L and C are the per-section
inductance and capacitance of the line, respectively, while the
SRRs are modelled as a parallel resonant tank (with inductance L s
and capacitance C s ) magnetically coupled to the line through a
mutual inductance M. Due to the symmetry of the structure, the
magnetic wall concept has been used and the circuit shown in
Figure 3 actually corresponds to one-half the basic cell. By obtaining the equivalent impedance of the series branch, the circuit
can be simplified and the dispersion relation can be easily obtained:
cos共l 兲 ⫽ 1 ⫺
LC2
⫹
2
C/C⬘s
,
o2
4 1⫺ 2
冉
冊
(1)
Figure 3 Lumped-element equivalent circuit for the basic cell of the
SRR-CPW
MICROWAVE AND OPTICAL TECHNOLOGY LETTERS / Vol. 40, No. 1, January 5 2004
Figure 4
Dispersion diagram for the SRR-CPW
with C⬘s ⫽ L s /(M 2 2o ), L⬘s ⫽ C s M 2 2o and 2o ⫽ 1/(L s C s ) ⫽
1/(L⬘s C⬘s ). Line parameters (L and C) can be determined from a
transmission line calculator, L s and C s from the SRR model
described in [7] and M can be inferred from the fraction f of the
slot area occupied by the rings, according to:
M ⫽ L 䡠 f.
(2)
These circuit elements have been calculated for the structure
shown in Figure 2(a). The dispersion relation is depicted in a –
diagram in Figure 4. As expected, a narrow frequency gap centered
at the resonant frequency of the rings, and due to inductive
coupling, is visible.
4. SIMULATIONS AND MEASUREMENTS
The frequency responses for the structures shown in Figure 2 have
been simulated by means of the commercial software CST Microwave Studio. The results (depicted in Fig. 5) confirm the presence
of a stop band in the vicinity of f o . Comparable insertion and
return losses have been obtained for both structures in the rejected
band. In spite of the wider slots for the uniplanar approach, this
result is indicative of comparable coupling levels between CPW
and SRRs, probably because L is higher for the structure of Figure
2(b). However, outside the frequency gap the bimetal structure
exhibits excellent matching with negligible insertion losses, as
compared to the uniplanar approach. Therefore, in spite of the two
metal levels required, the CPW with SRRs etched on the back side
of the substrate is the preferred implementation. Moreover, significant layout area is saved because the host CPW is a 50⍀ line and
no matching networks are needed (see Fig. 2). The slight shift in
the forbidden bands visible in Figure 5(a) and (b) is thought to be
related to the proximity between the host CPW and rings, which
can affect L s or C s in a different way. The bimetal structure has
been fabricated by means of a standard photo/mask etching technique. The measured frequency response, obtained by means of an
HP-8722ES vector network analyzer, and depicted in Figure 6, is
in reasonable agreement with the simulation. It is remarkable the
measured rejection level in the forbidden band, which is close to
40 dB with only four SRR stages.
To gain more insight regarding the reflection properties of these
structures, we have used the CST Microwave Studio tool to obtain
the currents induced in the rings at resonance (Fig. 7). These
currents decrease with the distance to the input port, as expected by
virtue of the decaying power level at resonance. As can be seen,
the currents induced in the third SRR pair are already very small.
Figure 5 Simulated insertion (bold line) and return (thin line) losses for
the structures of Fig. 2: (a) bimetal structure; (b) uniplanar structure
This result suggests that two ring stages can be enough to produce
significant rejection in the vicinity of resonance. The simulation of
the bimetal structure with two elemental cells (Fig. 8) indicates a
rejection level of 30 dB in the forbidden band. Therefore, the
dimensions of the structure can be further optimized by roughly
preserving the level of suppression. However, the frequency selectivity is slightly better for the four-stage device, especially for
the upper side of the band gap, as inferred from the sharper
transition. Nevertheless, it is clear that SRRs provide an effective
way to eliminate frequency parasitics in CPW structures. Compared to electromagnetic bandgaps (EBGs), whose reflection properties are based on the Bragg effect, SRRs are electrically small
Figure 6 Measured insertion and return losses for the SRR-CPW with
rings etched on the back substrate side. For comparison, the simulation
results (thin line) are also included
MICROWAVE AND OPTICAL TECHNOLOGY LETTERS / Vol. 40, No. 1, January 5 2004
5
ACKNOWLEDGMENTS
This work has been supported by DGES and CICYT by project
contracts,
BFM2001-2001,
TIC2002-04528-C02-01,
and
TIC2001-3163. The authors are also indebted to R. Pineda (Omicron Circuits s.l.) for the fabrication of the prototype.
REFERENCES
Figure 7 Magnitude of the currents induced in the rings at resonance ( f o
⫽ 7.7 GHz)
and require few periods to provide significant attenuation in the
forbidden band.
5. CONCLUSION
In conclusion, it has been found that by magnetically coupling
SRR particles to CPWs, stop-band behavior is obtained. This has
been interpreted as being due to the high positive/negative magnetic permeability of the composite medium in the vicinity of
resonance, and has been corroborated within the framework of the
structure’s lumped-element equivalent circuit. Two approaches
have been considered: the bimetal device, where SRR are placed
underneath the slots on the back side of the substrate; and the
uniplanar structure, where SRRs are etched in the upper metal
level between central strip and ground planes. It has been found
that the former structure exhibits lower insertion losses in the pass
band and does not require matching networks. A fabricated fourstage prototype device has demonstrated efficient rejection (⬇40
dB) in the forbidden band, negligible insertion losses in the pass
band, and very sharp cutoff. It has been also found that the
suppression level is not substantially altered by using only two
SRR stages, but at the expense of lower frequency selectivity. The
proposed structures can be a very promising alternative to EBGs
for the elimination of frequency parasitics and undesired bands in
microwave and millimeter-wave devices.
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from conductors and enhanced nonlinear phenomena, IEEE Trans Microwave Theory Tech 47 (1999), 2075.
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Composite medium with simultaneously negative permeability and permittivity, Phys Rev Lett 84 (2000), 4184.
3. R. Marqués, J. Martel, F. Mesa, and F. Medina, Phys Rev Lett 89
(2002), 183901.
4. V.G. Veselago, The electrodynamics of substances with simultaneously
negative values of and , Sov Phys Usp 10 (1968), 509.
5. V. Radistic, Y. Qian, R. Coccioli, and T. Itoh, Novel 2D photonic
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Theory and experiment, IEEE Trans Ant Propagat (submitted).
© 2004 Wiley Periodicals, Inc.
NEW MICROMACHINED MICROSTRIP
TRANSMISSION LINES FOR
APPLICATION IN MILLIMETER-WAVE
CIRCUITS
Han-Shin Lee, Sung-Chan Kim, Byoung-Ok Lim,
Kyoung-Man Kim, Won-Young Uhm, Young-Hoon Chun,
Dong-Hoon Shin, Soon-Koo Kim, Hyun-Chang Park, and
Jin-Koo Rhee
Millimeter-wave Innovation Technology Research Center (MINT)
Dongguk University
Pildong 3Ga 26, Joong-Gu
Seoul 100-715, Korea
Received 10 June 2001
ABSTRACT: In this paper, we describe a new GaAs-based micromachined microstrip line, supported by an electrically supported air-gapped
microstrip line (DAML) structure and developed using RF MEMS techniques to achieve low losses at millimeter-wave frequency bands with
wide impedance ranges. The measured DAML with a 10-m post height
shows less than 1.5-dB/cm attenuation at 50 GHz with 20 –100⍀, which
agrees well with the simulated results. © 2004 Wiley Periodicals, Inc.
Microwave Opt Technol Lett 40: 6 –9, 2004; Published online in Wiley
InterScience (www.interscience.wiley.com). DOI 10.1002/mop.11270
Key words: RF MEMS; surface micromachining; microstrip line; airbridge; DAML
1. INTRODUCTION
Figure 8 Simulated insertion (bold line) and return (thin line) losses for
the bimetal SRR-CPW with two ring stages
6
Recent progress in semiconductor process technology has driven
the development of planar monolithic microwave integrated circuits (MMICs), in which the design of a small RF circuit that
integrates many functions on a chip while providing high performance is possible. The development of MMICs has increased the
MICROWAVE AND OPTICAL TECHNOLOGY LETTERS / Vol. 40, No. 1, January 5 2004