International Review of Education
https://doi.org/10.1007/s11159-020-09859-6
ORIGINAL PAPER
Transformative dimensions of lifelong learning: Mezirow,
Rorty and COVID‑19
Saskia Eschenbacher1
· Ted Fleming2
© The Author(s) 2020
Abstract
COVID-19 has done significant damage to individuals, families, workers and the
economy. What is not known about the virus is part of the problem, and the knowledge gap drives an unprecedented and urgent search for knowledge. This article
explores the challenges for lifelong learning and the relevance of transformative
learning. Disorientation, disorienting dilemmas and critical reflection are the ingredients of such learning, since we can only learn our way out of this situation. The
authors present American adult educator Jack Mezirow’s theory of transformative
learning (TL) as an appropriate learning framework for lifelong learning. They draw
on the work of American philosopher Richard Rorty and German philosopher and
sociologist Jürgen Habermas to re-shape TL so that it supports the kind of learning
that is sufficiently complex and nuanced to enable us to deal with contradictions,
ambivalence and meaning-making in a world where not-knowing is the new normal.
Keywords transformation theory · Rorty · Habermas · disorienting dilemmas
Résumé
Les dimensions transformatrices de l’apprentissage tout au long de la vie : Mezirow,
Rorty et la COVID-19 – La COVID-19 a causé des dommages considérables aux
individus, aux familles, aux travailleurs et à l’économie. Ce que nous ignorons du
virus fait partie du problème et cette absence de savoir impulse une quête de connaissances urgente et sans précédent. Cet article se penche sur les défis qui se posent
à l’apprentissage tout au long de la vie et sur la pertinence de l’apprentissage transformateur. La désorientation, les dilemmes désorientants et la réflexion critique sont
les ingrédients de cet apprentissage étant donné que nous ne pouvons sortir de cette
* Saskia Eschenbacher
saskia.eschenbacher@akkon-hochschule.de
Ted Fleming
ejf2129@tc.columbia.edu
1
Akkon University of Applied Human Sciences, Berlin, Germany
2
Teachers College, Columbia University, New York, USA
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S. Eschenbacher, T. Fleming
situation qu’en apprenant. Les auteurs présentent la théorie de l’apprentissage transformateur du professeur américain en éducation des adultes Jack Mezirow comme un
cadre didactique approprié pour l’apprentissage tout au long de la vie. Ils s’inspirent
des travaux du philosophe américain Richard Rorty et du philosophe et sociologue allemand Jürgen Habermas pour refondre l’apprentissage transformateur de sorte qu’il
accompagne un type d’apprentissage suffisamment complexe et nuancé qui nous permette de faire face aux contradictions, à l’ambivalence et la recherche de sens dans
un monde où ne pas savoir est la nouvelle norme.
Introduction
Suddenly, everything has changed. The challenges of the COVID-19 pandemic
go far beyond those which medical and economic experts are facing. There are
unimaginable tragedies for families and disaster for those who have lost or will lose
their jobs. Medical staff and experts work to make sense of what they have to do for
their patients, and pharmacological researchers work to find therapeutic solutions.
Citizens struggle with existential threats to their lives, they search for meaning and
for ways to manage their own risks. Social solidarity and physical distance are a
continuing requirement as everyone is at once part of the problem and part of the
solution.
In the midst of the global crisis of the First World War, American philosopher,
psychologist and educational reformer John Dewey wrote Democracy and Education (Dewey 1916). He resisted any thinking that he believed intended merely to
console, isolate or narrow the mind and wrote passionately about an education that
would open minds to new concepts and ideas that would respond to the demands
of actual human experience and of society. His understanding that moral living is
about doing what the known demands seems particularly appropriate in the face
of the current crisis. The ability to question, to reflect, to grow, to converse and to
learn are key Dewey concepts. His spirit of enquiry is a central characteristic of real
democracy.
Educators are experiencing disorientation, questioning previously held assumptions and seeking adequate pedagogical responses to meet learning needs. Robert
Kegan and Lisa Lahey (2009) understand learning needs as located in a context of
increasing complexity both in terms of the level of knowledge available and in terms
of the mental systems required to deal with more complex knowledge. They frame
this as a developmental task for adults – in much the same way that Dewey saw
growth as the aim of education (Dewey 1916). Like never before we are required
to understand, respond to and act with sophisticated and expert knowledge. This
is knowledge about infections, immunity, resistance, vulnerability, vaccines and
knowledge from microbiology, epidemiology and social theory with a mindset created in a pre-pandemic era. What ordinary citizens know is overshadowed by what
is not known and yet needs to be known. However, as learners and teachers we are
compelled to make sense and meaning of what could be called an absurd situation.
Workers from the lower levels of socio-economic scales have become essential
workers, while at the same time they are members of high-risk groups in society.
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Transformative dimensions of lifelong learning: Mezirow,…
Resistance, competing economic interests, confusion and prejudice may conspire to
undermine recovery. Broader social issues will certainly have consequences including migration and important international commitments to achieving the United
Nations Sustainable Development Goals (SDGs) and implementing lifelong learning
(English and Mayo 2019).
In The Plague (Camus 1960), originally published in 1947, we see the imagined
search for clarity unfold in the midst of a plague, and when it proves unattainable,
the result is absurdity. The absurdity is in the tension between not knowing what
we want to know and refusing to give way to nihilism. What is left is rebellion, to
struggle to make sense and impose form. The plague in the novel represents indifference rather than heroic vigilance of the kind required to combat the plague. In Oran
(northwest Algeria), where this plague rages, there are townspeople and volunteers.
The townspeople are passive and victims, who fight and lash out. Volunteers form
sanitary squads and bury the dead (ibid., p. 131). The doctor, Rieux, also struggles
– because it is his job. Both he and the volunteers talk of love and decency. They
show compassion, move beyond the sleep of victims and survive – out of a sense of
common decency and doing their job (ibid., p. 136). “And thus I came to understand
that I, anyhow, had had plague through all those long years” (ibid., p. 205). “[O]n
this earth there are pestilences and there are victims, and it’s up to us, so far as possible, not to join forces with the pestilences” (ibid., p. 207). In our current situation,
we might identify with the struggle against the plague within, the inertia of unquestioned assumptions – and the way forward is to search for meaning, for growth, for
transformation.
In this article we present the theory of transformative learning (TL) as a way
forward and expand on its possibilities in the context of COVID-19 by linking concepts from Jürgen Habermas and Richard Rorty in order to bring current educational
insights to bear on tackling the crisis rather than join forces with the pestilences.
Learning transformatively in the light of COVID‑19
As learners and educators we are among the “not knowing”, searching for pathways
to foster what is key to the work of Dewey (1916), namely the ability to question,
reflect, converse, grow and learn. Guided by what learners and society need in these
times, the theory of transformative learning (TL) opens up possibilities to meet
these requirements. Transformative learning explains how we make meaning, interpret experiences, and how we question, reflect on and converse about these experiences in order to develop and grow. It is
an approach to teaching based on promoting change, where educators challenge learners to critically question and assess the integrity of their deeply held
assumptions about how they relate to the world around them (Mezirow and
Taylor 2009, p. xi).
This theory is concerned with assisting learners to explore and enter into a critical
dialogue with their guiding assumptions. Transformative learning is the struggle
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with, and transformation of, unquestioned assumptions. Challenging taken-forgranted meaning perspectives (Mezirow 1991) and searching for meaning, growth
and transformation offer a way forward as TL theory suggests – and so enables
one to emancipate oneself from values and meanings one has uncritically assimilated. The opportunity to learn transformatively arises out of the experience of
crisis or disorientation. In the light of COVID-19, pre-pandemic mindsets are
dysfunctional.
When our meaning perspectives are questioned, the coherence-producing
mechanism of our minds is interrupted. We are no longer able to interpret the situation based on our previous experiences (Mälkki 2019, p. 64,
emphasis in original).
American adult educator Jack Mezirow (1991, pp. 168–169) outlines ten phases
within the process of perspective transformation, starting with (1) a disorienting dilemma, which sets the stage for (2) an exploration of feelings like guilt or
shame that arise in the wake of the crisis or dilemma. In a third step, (3), learners
critically assess and reflect on their guiding assumptions underlying their current meaning perspective. What follows is (4) the realisation that one’s personal
problem is shared and (sometimes) a public issue: the public breaks into the private sphere and learners realise that others have negotiated and undergone similar changes and challenges. In the next phase, (5), learners explore alternative
ways of being and living in terms of relationships, roles and actions. This phase is
complemented by another phase, where (6) learners plan (new) courses of action
and (7) acquire new knowledge in order to put these courses of action into practice. In the aftermath of (8) learners trying out these new roles (provisionally),
they (9) build (self-) confidence and competence and (10) re-integrate into their
lives, employing a new, transformed (meaning) perspective.
The experience of not-knowing, or the challenge of combining social solidarity with physical isolation provide the kind of disruptions that TL theory defines
as disorienting dilemmas (Mezirow 1991). Feeling ashamed of being disoriented
might be accompanied by fear, loss and (anticipatory) grief, not knowing how to
cope with the current crisis. Hitherto unquestioned assumptions about freedom of
movement, social solidarity and the limits of knowing become fragile. Existential
uncertainty is both a global crisis and an individual experience – also for learners. How does one sustain relationships while observing physical distance?
How can we live in the not-knowing, cope with uncertainty, ambiguity and
alienation? A learning process that is an “epiphanic, or apocalyptic, cognitive
event – a shift in the tectonic plates of one’s assumptive clusters” (Brookfield
2000, p. 139) involves a fundamental reordering and redescription of how one
thinks, feels or acts. Thus, TL becomes not only a possibility but a necessity.
What gets transformed in TL? According to Mezirow, what gets transformed is
what he terms a frame of reference or a meaning perspective,
the structure of assumptions and expectations through which we filter sense
impressions. It involves cognitive, affective, and conative dimensions. It
selectively shapes and delimits perception, cognition, feelings, and disposi-
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Transformative dimensions of lifelong learning: Mezirow,…
tion by predisposing our intentions, expectations, and purposes. It provides
the context for making meaning (Mezirow 2012, p. 82).
Mezirow’s perspective transformation (Mezirow 1978b) highlights the necessity
to create a critical awareness of how perspectives and guiding assumptions limit
our ways of living and being in the world.
Engaging in a critically reflective (Mezirow 1991) conversation about assumptions opens the possibility of transforming them, so that learners’ assumptive
clusters provide a framework where they gain an increased ability to cope with
ambiguity, uncertainty and contingency as their clusters become more inclusive,
discriminating and open to further change. Transforming core meaning structures
allows learners to make sense of new experiences that are challenging. According
to Mezirow, premise reflection is
the dynamic by which our belief systems – meaning perspectives – become
transformed. Premise reflection leads to more fully developed meaning perspectives, that is, meaning perspectives that are more inclusive, discriminating, permeable (open), and integrative of experience (Mezirow 1991, p.
111).
We know for sure that this premise reflection has to address both individual and
societal/global dimensions, since the current crisis is simultaneously experienced
as an individual and a global crisis.
The theory of TL addresses a type of learning where the individual and the
social intersect (Fleming 2002). Mezirow (1978a) always described the transformation learner as one who is aware of how the public breaks into the private
sphere and understands that these spheres are connected. The choice of social
action resides with the learner, as collective and social transformation may be
separate entities from individual transformation (Mezirow 1989). A perspective
transformation happens within the learner, and
the site of change – as well as agency – is envisaged primarily in terms of
the transformation of the inner mental landscape of an individual learner
which may, or may not, have broader social consequences (Finnegan 2019,
p. 48).
Fergal Finnegan (ibid.) argues that TL is not an individualistic theory, as Mezirow
puts an emphasis on intersubjective learning through discourse. Intersubjective
learning refers to any learning that happens between people who communicate in
order to support or understand each other. Group discussion is a good example.
In broadening current perspectives, TL helps us live with uncertainty and ambiguity, and fosters a democratic learning culture. Mezirow identifies the need to cope
with ambiguity as central to TL, “identifying the common in the contradictory,
tolerating the anxiety implicit in paradox, searching for synthesis, and reframing”
(Mezirow 2012, p. 80). Adults need to be able to hold positions that may seem to
conflict or contradict each other and to deal with more complexity, and struggle less
with contradiction and opposites (Kegan 2000).
However, learning transformatively is
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not a continuously joyful exercise in creative self-actualisation. It is psychologically and politically dangerous, involving risks to one’s livelihood, social
networks, and psychological stability (Brookfield 1990, p. 179).
Interestingly, Stephen Brookfield mentions several layers of transformative learning
here, all of which are reflected in the current crisis: psychological stability is put at
risk as edge-emotions (Mälkki 2011)1 that arise are experienced individually; social
networks are at stake as solidarity has to be lived through physical distancing. The
experience of being physically distant while being connected through social media
adds additional challenges. Transformative learning is also politically dangerous, as
this crisis reveals structural injustices. Risks are not equally distributed, and frontline workers carry a heavy burden on behalf of everyone. Social inequalities are
amplified. Reopening the economy raises questions about who may be carrying the
risks. Transformative learning is also empowering.
Transformative learning begins with a disorienting dilemma: an individual is
unable to make sense of an experience within her or his current pre-pandemic frame
of reference; adapting new learning may no longer suffice.
When a meaning perspective can no longer comfortably deal with anomalies
in a new situation, a transformation may commence. Adding knowledge, skills,
or increasing competencies within the present perspective is no longer functional; creative integration of new experiences into one’s frame of reference no
longer resolves the conflict (Mezirow 1978b, p. 104).
So how can we think of education as leading out of our not-knowing in this age
of COVID-19? How can we assist learners to find ways through the current crisis?
What do learners need in their search for meaning, growth and transformation?
Learners who are experiencing a disorienting dilemma, originating from their
having lost their way in the world, feel the urgency to rediscover a sense of direction; they are in need of “an exploratory, associative, open-ended, tolerant exchange
of intimations free from the demand that it [should] issue in conclusions binding on
all” (Arcilla 1995, p. 7). This sense of direction needs to be rediscovered in the light
of disorientation, when notions of health or normality are disrupted.
In an interview on the experience of grief arising from COVID-19, writer and
grieving expert David Kessler argues that the experience “breaks our sense of safety.
We’re feeling that loss of safety” (Berinato 2020, p. 1). The disorienting dimension
arises from collective experiences of losing our sense of general safety as a “loss of
normalcy; the fear of economic toll; the loss of connection” leads to grieving collectively (ibid., p. 1). We are experiencing what Kessler terms anticipatory grief,
“that feeling we get about what the future holds when we’re uncertain” (ibid., p. 1).
1
In her development of edge-emotion theory, Kaisu Mälkki explains that while “comfort zone refers to
the pleasant experience of being able to make meaning unproblematically within the meaning perspective and maintain the intactness of it; edge-emotions refers to the unpleasant feelings that emerge when
we are unable to understand or when our meaning perspective becomes questioned. In other words, in
these situations we are out of our comfort zone or at the edges of it” (Mälkki 2011, p. 30, italics in original).
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Transformative dimensions of lifelong learning: Mezirow,…
One might not always be fully aware of these edge-emotions (including grief) or
the character of the emotions arising. Edge-emotions “offer us access to knowledge
that we could not perceive from our existing meaning perspectives” (Mälkki 2019,
p. 69). Even though people are trying to get back to their comfort zones, to escape
these edge-emotions and return to the previously known “normal”, the individual
and global crisis arising from the COVID-19 pandemic does not seem to offer us a
way back to this known “normal”. Kaisu Mälkki argues that in order to learn transformatively, we need to develop our ability to embrace edge-emotions, which come
into play when we are challenging the integrity of deeply held assumptions. Following Mälkki’s approach, the way forward is to reframe these edge-emotions as
an invitation to explore our assumptions in the light of the current crisis. Kessler’s
advice is similar to Mälkki’s suggestion that we acknowledge what we are going
through so that we can find or regain some control in acceptance (Berinato 2020).
Thoughts from a Habermas perspective
Mezirow (1991) draws heavily on the work of German philosopher and sociologist Jürgen Habermas (1971, 1984, 1987) and builds on the Habermasian ideas of
discourse, instrumental, communicative and emancipatory knowledge, and the role
of argument and rationality as key concepts in his TL theory. An understanding of
participatory democracy that rests on critical reflection of originally unproblematic
assumptions is central to TL. Mezirow locates a Habermasian notion of discourse as
the process through which one learns transformatively.
Learning is central for Habermas, and in his view not learning, but not learning is the phenomenon that calls for explanation (Habermas 1975, p. 15).
It is not surprising that Habermas relates adult learning to his vision of a democratic
society. He refers to this relation as the adult learning project (Habermas 1987)
and associates democracy with free and unrestrained communication. Habermas
links “the importance of learning how to reason to adults’ ability to participate in
democratic decision making” (Brookfield 2005, p. 1131). Habermas (1987) postulates an adult learning crisis in modern society, arguing that adults are not sufficiently prepared for what is central to his vision of a democratic society, namely
participation in public discourse.2 Habermas’ view of what adults need to be active
citizens departs from the uncritical version of lifelong learning, where a lack of
basic skills in concert with employability is central for adults in order to fulfil their
roles as active citizens participating in democracy. Maren Elfert (2018) refers to the
way lifelong learning has been emaciated and today bears little resemblance to its
original meanings. She asserts that, in the European Union (EU), “Lifelong learning began as a radical idea with a strong political dimension, which asked questions
2
Traditionally critical theorists of the Frankfurt School hold that “Democracy is the only politically conceived social order that has to be learned, over and over, every day, into old age” as a “process of education and learning” (Kluge and Negt 2014, p. 452).
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about justice and equality, the distribution of resources and the exercise of power”
(Elfert 2018, p. 215). It has instead become
de-politicized and “transformed” to make it fit into the agenda of the marketplace, turning it into a euphemistic label for a neoliberal worldview, in which
the individual is held responsible to invest in her human capital, in the name of
a false notion of freedom (ibid.).
Ever since a number of policymaking entities and other international institutions
such as the Organisation for Economic Co-operation and Development (OECD) and
the EU have made lifelong learning a policy priority and an instrument for supporting economic development there has been a conflict about the precise meaning of
the term lifelong learning. The original concept of lifelong education supported by
the United Nations Educational, Scientific and Cultural Organization (UNESCO) in
the 1960s emerged from an “egalitarian and democratic spirit inherent in the idea of
education as a human right” (Elfert 2019, p. 540). It
reached its fullest expression in UNESCO’s work on the concept of lifelong
learning, represented by two publications, namely Learning to be … (Faure
et al. 1972) and Learning: The Treasure Within … (Delors et al. 1996) (Elfert
2019, p. 540).
But this spirit has changed:
UNESCO’s utopian and citizenship-oriented vision of lifelong learning has
largely been supplanted by more economics-driven proposals for education put
forward by other international organisations (ibid., p. 540).
Humanistic (Wain 2001), radical (Coffield 1999) and critical theory-inspired ideas
(Negt 2008) continue to stimulate the debates.
In a recent interview, Habermas describes our current situation as one we have
never experienced before, namely having so much knowledge about our lack of
knowledge and being forced to act and live under the uncertainty of not-knowing
what we need to know. This reflects a global and learning crisis and simultaneously
an individual experience. The social, political or economic consequences are not
clear (Schwering 2020).
Habermas, as Brookfield points out, is aware of the importance of adults’ ability
to deal with the struggle of contradictions and tensions inherent in democracy:
People need to experience the contradictions and tensions of democracy and
to learn how to navigate through these while also learning the uncomfortable
ontological truth that they are often unnavigable (Brookfield 2005, p. 1164).
From his youth Habermas was convinced that democracy was the path to the future
in which there would be a “denser and more fragile network of relationships built
on reciprocal recognition” (Habermas 2008, p. 17). It is at this point that Mezirow’s
(1991) TL theory, Kegan and Lahey’s (2009) developmental approach and Habermas’ (1975) notion of learning democracy intersect: They all see a need to help
adults learn to live with ambiguity, contingency – and, in the shadow of COVID-19,
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Transformative dimensions of lifelong learning: Mezirow,…
– one might add uncertainty and not-knowing. Finnegan points to Mezirow’s interest
in supporting a democratic learning culture, as he
could not be clearer that he is interested in supporting democratic movements
and progressive social change – but they are not foregrounded in a systematic
way (Finnegan 2019, p. 47).
What we present below is a twofold agenda (Mezirow 1991), where the lifeworld3
has to be strengthened through democratic movements against the system’s colonisation as well as supporting a critical approach towards the system through learning, reflection and discourse. The lifeworld is not only to be strengthened, but transformed in the context of TL theory. This is close to what Mezirow conceptualises as
a frame of reference, “as having cultural, social and personality dimensions, as the
lifeworld” (Fleming 2002, p. 7). It is the philosophical grounding of TL in Habermas’ works that adds the social dimension to TL (ibid.). When others serve as critical mirrors (Brookfield 2000) in discourse, they enable us to critique our assumptions. Critical reflection, according to Mezirow (1991), is situated in a community
established by reflective, rational dialogue and is intersubjective by nature – with
ties of mutual recognition.
Mezirow (1991, pp. 64–98) relies on Habermas’ notion of rational discourse
(Habermas 1971, 1984, 1987) to promote TL by exchanging arguments in an environment free from coercion. Learning transformatively involves rediscovering a
sense of self-direction insofar as one learns to act on one’s freely chosen values,
feelings and purposes instead of those “uncritically assimilated from others” (Mezirow 2012, p. 75). In order to do this, according to Mezirow, one needs to engage in
rational discourse by exchanging arguments. Brookfield suggests:
A separation from immediate experience allows adults to reflect back on this
experience – usually in conversation with others – in a way, and with a critical
edge, that is difficult in daily life. This is the essence of adult critical reflection
(Brookfield 2005, p. 1165).
This notion of discourse belongs to the public sphere, not to the private sphere
(Rorty 1989). As Rorty asserts “Habermas is a liberal who is unwilling to be an
ironist” (ibid., p. 61). Being primarily interested in democracy and the public
sphere, Habermas is less concerned with (ironist) projects of self-fulfilment or selfdevelopment, which belong to the private sphere. Therefore, TL theory, as much
as it focuses on individuals experiencing a perspective transformation, is mainly
concerned with a discursive format to promote the kind of TL which is appropriate
3
The lifeworld is a pool of intuitive knowledge about the objective, social and intersubjective world
inhabited by people. It is employed, usually without thinking, in order to establish and sustain interactions. According to Mezirow it is “a vast inventory of unquestioned assumptions and shared cultural convictions, including codes, norms, roles, social practices, psychological patterns of dealing with others
and individual skills” (Mezirow 1991, p. 69).
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for deliberative decision-making processes and participation in democracy. What is
missing is a philosophical grounding that reflects both processes of transformation
and related, suitable concepts to foster TL on a meta-theoretical level (Eschenbacher
2019). In the context of COVID-19, this becomes apparent as a dilemma that needs
to be adequately addressed through the theory of TL. One possible way of tackling
this is to engage Mezirow in a critical conversation with Rorty.
Thoughts from Rorty’s perspective
American philosopher Richard Rorty (1989) differentiates the question of how
should I live my life, where no consensus is necessary, from the question of how
should we live our lives, where there is a need for consensus and solidarity. The
latter question shares much of what we find in the Habermasian foundation of the
theory of TL. Rorty’s work is particularly relevant here, since his concept of irony
(ibid.) values ideas of freedom and change, or, more precisely, transformation. He
embraces an ethic of invention and seeks to open up possibilities to transform our
given selves by redescribing our current selves. Transformation can be conceptualised as a redescription of ourselves, our situation and our being in the world,
whereas Rorty’s idea of vocabularies is closer to what Mezirow understands as
frame of reference (Eschenbacher 2019).
Mezirow’s understanding of premise reflection is close to Rorty’s notion of
redescription. By redescribing the circumstances of our assumptions, we are able to
deconstruct them and change our ways of posing and solving problems. We are able
to free ourselves from self-imposed limits through the constant process of redescription (Eschenbacher 2019). It is central to Rorty’s ideas that one is not trapped by one
way of looking at the world that is forced on us. Our ability to redescribe ourselves
and create new vocabularies gives us opportunities to transform assumptive clusters,
“we create our own selves by redescribing our given selves” (Arcilla 1995, p. 93,
with reference to Rorty).
Whenever we encounter the experience of a crisis or dilemma, the limits of our
current vocabulary (frame of reference) are being revealed. The integrity of our
deeply held assumptions is challenged, and we are invited to ask “Does our use of
these words get in the way of our use of those other words?” (Rorty 1989, p. 12)
when we experience the limits of describing our current situation. For Rorty, the
“ability to appreciate the power of redescribing, the power of language to make
new and different things possible and important” is key to the idea that there is no
such thing as “The One Right Description” (ibid., pp. 39–40). There are alternative
descriptions that allow us to expand our repertoire or broaden our current meaning
perspectives.
René V. Arcilla reads Rorty’s work from an educational perspective, arguing that
it paves the way for a promotion of ironic self-formation and compassionate
communal solidarity as the two principal aims of an education that would support a liberal culture (Arcilla 1993, p. 203).
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Transformative dimensions of lifelong learning: Mezirow,…
Kenneth Wain in turn has identified Arcilla as an insightful interpreter of Rorty’s
“new hope for education in the light of ‘the crisis in modernity’” (Wain 1995, p.
395). In Rorty’s work – and in TL theory – both spheres, the private and the public, are discussed. However, unlike TL theory, Rorty identifies the usefulness of
exchanging arguments in the quest of transformation:
“[t]he vocabulary of self-creation is necessarily private, unshared, unsuited
to argument. The vocabulary of justice is necessarily public and shared, a
medium for argumentative exchange” (Rorty 1989, p. xiv).
Rorty’s distinction between private and public vocabularies adds a valuable dimension to the theory of TL. By placing Habermas’ notion of discourse at the centre of
Mezirow’s theory, TL theory lacks the kind of dialogue that is more suitable to fostering perspective transformation within the personal sphere. Even though TL theory focuses on the individual without being an individualistic theory of adult development, it lacks a form of dialogue that is not merely about exchanging arguments
and the non-coercive force of the better argument. When adult learners are searching
for answers to the question of how to live one’s life, it is not so much about finding
“the” objective truth, one correct way to live life, or arriving at a consensus with
others. Instead, it is more about the realisation that there are always other possibilities to explore, that one is not trapped by one way of looking at the world and one
way of living.
By bringing Mezirow’s theory of TL into dialogue with Rorty’s work, TL theory strengthens its potential to support individuals in coping with challenges in
their private lives. It adds a valuable dimension to the discourse of lifelong learning
which is so often reduced to being concerned with people’s employability and their
capacity to be or become active citizens. Mezirow created a theory that is less concerned with people’s employability – or, to use Habermas’ words – an instrumental
approach (Habermas 1987). On the other hand, the idea of personal development or
individual fulfilment is less prominent within the lifelong learning discourse. The
experience of an existential crisis – like COVID-19 – reveals the absence of a debate
about the idea of personal development and an ability to cope with crises apart from
the notion of “employability” within the lifelong learning discourse. By engaging in
a dialogue between Rorty and Mezirow, this gap can not only be closed within TL
theory, but also addressed within the lifelong learning discourse.
Educators need to create some kind of safe (enough) space where learners can
work their (individual) ways through experiencing existential crises accompanied
by edge-emotions (Mälkki 2011, 2019). Reflective critical discourse of the kind
Mezirow (1991) recommends might not be the most adequate format to create a safe
(enough) space. Instead of looking for the coercive power of the better argument
and arriving at a tentative consensus on how to deal with the consequences and with
edge-emotions, the theory of TL needs to be broadened. There is no need for consensus regarding the way in which one copes with COVID-19 as an individual, or
how to live one’s life. There is no “One Right” way to do this. We need to foster new
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S. Eschenbacher, T. Fleming
kinds of dialogue suitable for supporting learners in transforming their individually experienced crises into learning opportunities – limit situations (Freire 1972).4
However, there is also a need for public discourse, for a consensus on how we want
to live our lives together in the light of COVID-19, how to live in solidarity and how
to foster democratic learning processes.
As (adult) educators, we can invite learners to enter into a conversation with their
emotions, to work with them instead of avoiding them. The current crisis, being
experienced both globally and individually, urges people to learn transformatively.
It also creates a learning opportunity to engage in the kinds of conversations that
are supportive to coping with these challenges either in an individual way or as a
society. Since these different ways of coping belong to different spheres (the private
and the public, respectively), there is a need to address both spheres in ways that are
adequate for each.
Arcilla (1995) suggests the concept of conversational edification as “the power to
converse reasonably with others for the purpose of edifying oneself” (Arcilla 1995,
p. 105, emphasis in original). His concept is especially helpful for learners experiencing disruptions to originally unproblematic ways of being and living:
As we edify ourselves in response to events that befall us … we develop our
ability to weave contingent but consistent stories of the course of our own lives
(ibid., p. 100).
This calls for a format which is different from discourse and argumentation, one
that allows for an exchange and for exploration of different vocabularies without the
necessity of arriving at a consensus or a final vocabulary in Rorty’s terms.
Rorty’s (1989) vocabularies comprise more than just the ways in which we
describe ourselves and the world we live in. Instead of asking what the correct way
of looking at the world is, and discussing arguments to see what we all can agree
on to be true, the alternative, namely exploring different vocabularies as proposals
regarding how one might live can be understood as invitations to leave the (mental) homes we have hitherto occupied. Rorty’s vocabularies provide the ground for
justifying actions, beliefs and living one’s life. They are the words with which we
express
our deepest self-doubts and our highest hopes. They are the words in which we
tell, sometimes prospectively and sometimes retrospectively, the story of our
lives (Rorty 1989, p. 73).
Like Mezirow, Rorty wants “to liberate us from the dead weight of past vocabularies and open up space for the imaginative creation of new vocabularies” (Bernstein
2016, p. 52).
4
People are limited by their experience, social situations and abilities as to what they can achieve. Limit
situations are a product of history, made by people (with vested interests) and are not permanent. The
existence of these limiting situations are, according to Brazilian educator and philosopher Paulo Freire,
opportunities for making progress by overcoming them (Freire 1972). They are not the “impossible
boundaries where possibilities end, but the real boundaries where all possibilities begin” (Freire 1972,
p. 71).
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Transformative dimensions of lifelong learning: Mezirow,…
Rorty’s (1989) concept of irony offers an attitude that doubts our own vocabulary in a radical and ongoing way. It is through the experience of (existential) crisis that learners become aware of the limits of their vocabulary in use. Instead of
trying to arrive at a final vocabulary, one we take for granted, Rorty suggests – as
does Mezirow – to remain open to alternative vocabularies, to understand them as
tentative, and contingent; as one way of being or one possible vocabulary among
others (Eschenbacher 2019). Rorty’s concept of irony stresses the idea that we are
free to create new vocabularies, to redescribe ourselves and to transform our guiding
assumptions. For Rorty (1989), radical and continuing doubts about the vocabulary
we employ is one defining criterion for being an ironist. Another is the awareness
that our most central beliefs are subject to change. “Contingency stresses freedom by
keeping open the possibility of metaphorical redescription” (Arcilla 1993, p. 202).
This is also the essence of TL theory: the purpose of transformative learning is to
help adults transform their taken-for-granted assumptions about themselves, as well
as how they relate to the world. One way forward in coping with feelings of loss,
grief and not-knowing is to accept them, as Kessler suggests (Berinato 2020). Providing adults with a type of edifying conversation that serves as a space where they
can redescribe themselves and rediscover a sense of self-direction in order to be better able to cope with COVID-19 is a pathway to the kind of transformative learning
that allows learners to broaden their current meaning perspectives, to develop – and
ultimately to grow.
Conclusion
In the light of COVID-19 one might begin to ask what employability and active citizenship, as the two central components of lifelong learning (EC 2000), might mean.
What if we redescribe the circumstances of lifelong learning so that employability
and active citizenship will not remain the only goals of lifelong learning?
In the aftermath of a crisis that is simultaneously an individual and a global experience, what might be worth exploring for those who engage in the discourse on lifelong learning are solidarity and the ability to cope and transform oneself in order to
be better able to deal with uncertainty, ambivalence and loss. Ethical dilemmas are
far from solved or adequately addressed when we continue to engage in discourses
about how to increase employability and improve economic outcomes. Instead, it
might be interesting to explore different options about how to move from unjust to
more just and caring societies; how we can co-create societies and a world in which
we can all live, and not join forces with the pestilences. This endeavour will involve
redefining the relationship between work and lifelong learning.
Christine Hof (2017) argues that TL theory may add an important dimension
to the lifelong learning discourse, since it enhances our understanding of learning
throughout the life course. The experience of not-knowing, of lacking knowledge to
cope with situations provoked by a crisis, can be seen as a possible point of entry for
learners to reflect on current ways of knowing and being in the world, and to engage
in changing these ways.
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S. Eschenbacher, T. Fleming
Transformative learning, in conversation with Rorty, adds an additional, hitherto overlooked dimension to the discourse on lifelong learning, namely the project
of personal development. This personal project of edification needs to be added to
the discourse on lifelong learning in the sense of being better able to live with contingency, uncertainty and ambiguity. This may help us master the challenges and
demands of adults’ everyday lives even in the face of existential crises such as the
one we are currently experiencing. While all of these aspects have become a prerequisite for mastering adult life, they have not yet been given enough consideration in
the course of one’s lifespan from the perspective of lifelong learning. Transformative learning adds this insight to the discourse. According to both Habermas and
Mezirow, participatory, active citizenship might be less a matter of employability
than the current discourse on lifelong learning suggests. To foster communicative
learning and reason as an adult learning project, and to establish a global dialogue
on how we want to live our lives, might provide an avenue worth exploring in the
face of this current existential crisis.
Transformative learning (TL) adds a critical dimension to lifelong learning’s
discourse on private projects of self-development, namely being better able to cope
with existential individual crises on the one hand, and active citizenship on the other.
This becomes apparent in the light of COVID-19. Transformative learning also has
the potential to transform a global and individual crisis into a learning experience
which addresses both the individual and society. Though the plague may be within
and without, the learning challenge is to remain wide awake and not succumb to the
pestilences and become victims.
Funding Open Access funding enabled and organized by Projekt DEAL.
Open Access This article is licensed under a Creative Commons Attribution 4.0 International License,
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directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licen
ses/by/4.0/.
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Publisher’s Note Springer Nature remains neutral with regard to jurisdictional claims in published
maps and institutional affiliations.
Saskia Eschenbacher is Professor of Adult Learning and Counselling at Akkon University of Applied
Human Sciences in Berlin, Germany. In 2015 and 2018, she spent terms as a Visiting Researcher at New
York University’s Steinhardt School of Culture, Education, and Human Development, and in 2019 and
2020 as a Visiting Professor at Teacher’s College, Columbia University. Her recent publications include
Transformatives Lernen im Erwachsenenalter. Kritische Überlegungen zur Theorie Jack Mezirows
[Transformative learning in adulthood: Critical reflections on Jack Mezirow’s theory] (Peter Lang, 2018),
and “Drawing Lines and Crossing Borders: Transformation Theory and Richard Rorty’s Philosophy”
(Journal of Transformative Education, 2018).
Ted Fleming is currently Adjunct Associate Professor of Adult Education at Teachers College Columbia
University, New York. Previously he was Associate Professor and Head of Department at Maynooth University, Ireland. His doctorate was supervised by Jack Mezirow at Columbia University and he later studied with Paulo Freire in Boston. In 2014 at Columbia University he was selected for the Mezirow Award
for his original contribution to learning theory and for his writing on Axel Honneth’s critical theory.
He delivered the inaugural Mezirow Memorial Lecture at Teachers College (2016). He is advisor to the
Learning City project and Citizens’ University of Larissa City Council (Greece). His research and publications include topics such as adult and higher education, access to higher education, attachment theory
and critical theory. His recent publications include European perspectives on transformation theory (coauthored with Alexis Kokkos and Fergal Finnegan, Palgrave Macmillan, 2019).
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