WATER INTERACTIONS WITH ENERGY, ENVIRONMENT, FOOD AND AGRICULTURE – Vol. II - Mathematical Soil
Erosion Modeling- G.C. Sander, C.W. Rose, W.L. Hogarth, J.-Y. Parlange, I.G. Lisle
MATHEMATICAL SOIL EROSION MODELING
G.C. Sander
Loughborough University, UK
C.W. Rose
Griffith University, Australia
W.L. Hogarth
University of Newcastle, Newcastle, Australia
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J.-Y. Parlange
Cornell University, College of Engineering, USA
I.G. Lisle
University of Canberra, Australia
Keywords: Soil erosion, sediment transport, enrichment, deposition, entrainment,
multiple size classes, stochastic erosion model
Contents
1. Introduction
2. Surface Hydrology
2.1 Analytical Solutions
2.2 Field Applications
3. Soil Erosion Processes
3.1 WEPP
3.2 EUROSEM
3.3 Rose - Hairsine Model
4. Steady State Solutions of the Rose-Hairsine Model
4.1 Net Erosion Solutions (qs = 0 at x = 0)
4.1.1 Rainfall-driven Erosion
4.1.2 Flow Driven Erosion, Ω > Ω cr
4.2 Net Deposition Solutions (qs ≠ 0 at x = 0)
4.2.1 Single Size Class Solutions
4.2.2 Multi-Size Class Solutions
4.2.3 Multi-Size Class Solutions with Rainfall Redetachment
5. Dynamic Erosion - Time Dependence
5.1 Solutions for q = 0 at x = 0
5.2 Solutions for q ≠ 0 at x = 0
5.3 Stochastic Sediment Transport Model
6. Field Scale
Glossary
Bibliography
Biographical Sketches
©Encyclopedia of Life Support Systems (EOLSS)
WATER INTERACTIONS WITH ENERGY, ENVIRONMENT, FOOD AND AGRICULTURE – Vol. II - Mathematical Soil
Erosion Modeling- G.C. Sander, C.W. Rose, W.L. Hogarth, J.-Y. Parlange, I.G. Lisle
Summary
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It is becoming increasingly clear that the transport of eroded material from land to water
by overland flow is an important environmental problem, promoting the eutrophication
of surface waters, damaging freshwater ecosystems and causing microbial
contamination of surface water sources. Sediment derived from the soil is a pollutant in
its own right: reducing light penetration and physically damaging freshwater
ecosystems; it is a carrier of pollutants such as pesticides and phosphorus and many
contaminants are associated with soil particle surfaces. As point-sources of pollutants
are controlled there is an urgent need to provide the scientific understanding to underpin
operational decisions being made with respect to diffuse pollutants. This Chapter
reviews the major developments in mathematical soil erosion modeling over the past
two decades. In particular, we review progress in finding solutions to the Rose-Hairsine
model and their application to experimental data. Because of its unique ability of the
Rose-Hairsine model to explicitly recognize the differential behavior of the various
sediment particle size classes which comprise natural soils, not only can it provide
greater insight into the movement of sediment across both farmlands and other
contaminated land, but it is better positioned than any other model to estimate the
impact of eroded sediment on water quality of surrounding rivers or streams. Such
differential behavior results in the preferential movement of fine sediment with attached
compounds such as nutrients, fertilizers and pollutants. Neglecting the size selectivity
in the sediment transport and deposition process results in a significant underestimation
of the downstream impact of suspended sediment enriched with absorbed chemicals.
1. Introduction
Sculpturing of the land surface by erosion, transport and deposition processes has
always played a major role in shaping the land surface of the earth. Geomorphologists
have long recognized that glaciation is a major erosion agent in cold climates, mass
movement is common in steep humid regions, and in many regions both wind and water
can play dominant roles in sediment transport.
When human activity substantially reduces the cover provided by vegetation or litter,
and when soil is disturbed and loosened, these natural erosion processes can be greatly
accelerated. Land management practices found to be necessary or beneficial to the
development of agriculture were developed in many countries. Such practices were
developed in temperate climatic regions, such as Europe, and typically involved forest
clearing and subsequent cultivation. These practices were transferred to other regions of
the world which were colonized or conquered, without realizing that the direct transfer
of such land management methods may be inappropriate, or at least require
modification for sustainable land use in quite different soil and climatic contexts. The
scale and rate of expansion of such transferred land management practices was vastly
increased by the rapid adoption and power increase in mechanized forms of cultivation.
Thus, early in the last century, especially in countries such as the USA and Australia,
European-based agricultural practices were rapidly extended into regions where the soil
and climatic contexts were quite different from their European origins. The resultant
extensive and accelerated rates of soil erosion which occurred in such countries
©Encyclopedia of Life Support Systems (EOLSS)
WATER INTERACTIONS WITH ENERGY, ENVIRONMENT, FOOD AND AGRICULTURE – Vol. II - Mathematical Soil
Erosion Modeling- G.C. Sander, C.W. Rose, W.L. Hogarth, J.-Y. Parlange, I.G. Lisle
provided a major incentive for research into soil erosion, especially in the USA
(Hudson, 1981). This is not to infer that land degradation due to water and wind erosion
is restricted to such countries (Pimental, 1976; Oldeman, 1994). However, a brief
history of water erosion research which follows will be restricted to the USA.
Early development of soil erosion research in the USA
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The United States Department of Agriculture (USDA) declared a policy of land
protection in 1907, and from 1915 onwards a number of agencies commenced
investigation of the effect of different treatments on runoff and soil erosion from
defined plots (Bennett, 1939). This early applied research was expanded and accelerated
with the establishment of Federal and State Experiment Stations, and from 1928 to 1953
a period of intensive collection and tabulation of runoff and soil loss data occurred. This
work included experiments on mechanical ways of controlling soil loss and runoff from
small watersheds. In later years, data using artificial rainfall simulators added to the
very large body of collected data.
This substantial empirical database provided guidance on the role of many factors and
agronomic treatments in controlling soil loss (Ayres, 1936). However, very few plots
were equipped to measure the rate of runoff; only the total runoff and soil loss were
recorded. Since rate measurement technology was not the limiting factor, this
measurement choice may have come from the mental model held by soil scientists
concerned with soil erosion at the plot scale. This model appears to be that “raindrops
detach soil and overland flow simply transports this previously removed sediment over
the soil surface” (Rose, 1993).
This early emphasis on the role of raindrop impact, and relative neglect of the role of
overland flow in soil erosion, appears to have been strengthened by the studies of
raindrops and erosion by Laws (1940), Ellison (1947), Ekern (1951), and Hudson
(1957).
The very large body of data collected by the USDA and collaborators called for some
kind of synthesis, condensation, or generalization. For example, Zingg (1940)
developed an empirical equation relating soil erosion to slope and slope length. Also
important to subsequent development was Musgrave’s (1947) parametric equation
which incorporated a rainfall erosivity index as well as other factors. This type of
equation was revised and expanded several times to form the Universal Soil Loss
Equation (or USLE) of Wischmeier and Smith (1978).
The USLE was developed by applying statistical multivariate regression techniques to
the large data bases collected by the USDA Agricultural Research Service, its
collaborators and predecessors. The data base included the results of long-term studies
of factors believed to affect soil erosion in areas of agricultural significance east of the
Rocky Mountains in the USA. Whilst large in size, the data base was for a restricted
ecological range, covered slopes of only up to about 7%, and to soils with a low
percentage of montmorillonite clay (Morgan and Davidson, 1986).
The factor-product form of data summary provided by the USLE is given by
(Wischmeier and Smith, 1978)
©Encyclopedia of Life Support Systems (EOLSS)
WATER INTERACTIONS WITH ENERGY, ENVIRONMENT, FOOD AND AGRICULTURE – Vol. II - Mathematical Soil
Erosion Modeling- G.C. Sander, C.W. Rose, W.L. Hogarth, J.-Y. Parlange, I.G. Lisle
A = Rf K f LSoCf Pf ,
(1)
where A is the mass of soil lost from unit area per year, averaged over as many years as
is appropriate. Rf , the rainfall erosivity factor, is calculated using data on both the
kinetic energy and intensity of rainfall. The soil erodibility, K f , is in practice calculated
as the unknown in Equation (1), given values for the slope length L , slope So , the crop
management factor, Cf , and Pf , the factor describing any erosion control practice
which might be adopted. Experience with calculated values of K f for agriculturally
important soils in the USA has been summarized in the form of a nomogram, which can
be used predictively for such soils (Wischmeier and Smith, 1978).
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Wischmeier (1976) took pains to emphasize the limitations of the USLE, stressing that
it was particularly designed to address objectives such as the following:
• Give estimates of long-term average annual soil loss from a particular field
slope, and with a particular land use and management.
• Provide guidance on the selection of cropping, management systems and
conservation practices for specific soils and slopes.
• Provide soil loss estimates for conservationists to use for determining soil
conservation needs.
Wischmeier (1976) warned against using the USLE beyond the regions where the basic
information was obtained, or to make soil loss estimates for individual erosion events.
The USLE applies only to situations where net deposition does not occur. The USLE is
based on correlations. Since there is no inclusion in the USLE of factors directly
representing physical parameters such as infiltration or overland flow velocity, some
factors will be influenced by correlations with effects due to these processes.
Especially in less humid environments, there is a practical limitation in developing
locally relevant parameters for use in the USLE methodology. This limitation is that a
long time period, possibly several decades, may be required in order to experience an
adequate number of erosion events (Edwards, 1987) to reliably estimate these parameter
values.
Many modifications have been made to the USLE designed to overcome some of its
limitations. Perhaps the most widely accepted modification is RUSLE (Revised USLE)
described by Renard et al. (1994).
Soil erosion and conservation developments beyond the USLE
It is clear that the origin and purpose of the USLE was not to describe the processes
affecting soil erosion. The objective of more recent research on soil erosion has been to
describe such processes so that more effective identification and predictability of
parameters involved can be achieved. This objective has not been readily obtained, and
research to support this objective is still actively in train.
©Encyclopedia of Life Support Systems (EOLSS)
WATER INTERACTIONS WITH ENERGY, ENVIRONMENT, FOOD AND AGRICULTURE – Vol. II - Mathematical Soil
Erosion Modeling- G.C. Sander, C.W. Rose, W.L. Hogarth, J.-Y. Parlange, I.G. Lisle
The first general area of advance has been to recognize that a vital role in erosion is
played, not only by rainfall, but also by overland flow. Thus, the currently accepted
conceptual model, replacing that of earlier researchers previously given, is that:
“Raindrops detach soil, and overland flow both erodes and transports eroded soil over
the land surface” (Marshall, Holmes and Rose, 1996). The common presence of rills in
erosion events provides evidence for this statement.
The need to predict excess rainfall from rainfall characteristics requires a robust model
of the infiltration process. Especially as scale increases, there is increasing evidence that
spatial variability in infiltration rate is common, so that infiltration equations that
include this behavior have advantages over one-dimensional infiltration models (Yu et
al., 1997, Yu, 1999).
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A second major area of development has been recognition of the general importance of
the role of sediment deposition as an ongoing process which dynamically accompanies
whatever mix of erosion processes is at work. The rate of sediment deposition depends
on the settling-velocity characteristic of the sediment involved. Interaction in settling
between sediments of quite different size (and therefore settling velocity) appears to be
an important factor (Lovell and Rose, 1991).
The range of models developed to describe the series of dynamic processes involved in
soil erosion, deposition and transport will be reviewed in subsequent sections. Although
the form of description of these processes is not always in complete agreement, Figure 1
illustrates the dynamic form of interaction widely accepted.
Figure 1: Flow diagram describing the interaction of erosion processes between the
sediment flux and the soil surface. Rates of processes exchanging sediment are shown
by valve symbols
A common experimental finding is that in any given erosion situation there is an upper
limit to the resulting sediment concentration. For flow-driven erosion, Foster (1982)
introduced the term ‘transport limit’ to describe this limiting value. A theoretical
expression for the transport limit has been derived by Rose and Hairsine (1988), and a
corresponding limit for rainfall-driven erosion by Hairsine and Rose (1991).
2. Surface Hydrology
©Encyclopedia of Life Support Systems (EOLSS)
WATER INTERACTIONS WITH ENERGY, ENVIRONMENT, FOOD AND AGRICULTURE – Vol. II - Mathematical Soil
Erosion Modeling- G.C. Sander, C.W. Rose, W.L. Hogarth, J.-Y. Parlange, I.G. Lisle
Since it is overland flow which transports the suspended sediment, any model of soil
erosion processes must first begin with a description of the surface hydrology. The
governing equations, obtained from conservation of both mass and momentum, for
unsteady one-dimensional non-uniform flow of water down a planar surface of unit
width are given by
∂h
∂ (uh)
+
= R ,
∂t
∂x
(2)
and
(3)
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∂u
∂u
∂h
Ru
+ u
+ g
= g ( So − Sf ) −
.
h
∂t
∂x
∂x
In (2) and (3), which are usually referred to as the St Venant equations, h is the mean
depth of flow, u is depth averaged velocity, R is the lateral inflow per unit length, g is
gravity, So is the bed slope, Sf is the friction slope, t is time and x is distance
downslope.
In general the St Venant equations need to be solved numerically, however under flow
conditions where friction and gravity effects dominate those due to inertial and pressure
effects, then (3) has the simple solution So = Sf . Consequently (2) and (3) reduce to the
kinematic wave model for overland flow or,
∂h
∂q
+
= R ,
∂t
∂x
(4)
where
q = Kh m ,
(5)
So1/2
.
n
(6)
K=
In (4), (5) and (6), q is the volumetric flux per unit width, n is the Manning's
roughness coefficient and m is an exponent having a value of approximately 5/3 for
turbulent flow and 3 for laminar flow. Woolhiser and Liggett (1967) have shown that
the kinematic wave model is a good approximation to the St Venant equations provided
that the kinematic number ke , where ke = So L / hn Fr 2 ( hn is the normal depth at x = L
and Fr is the Froude number based on normal flow) is greater than 20. This was
however later modified by Morris and Woolhiser (1980) to ke Fr 2 > 5 when Fr < 0.5
and ke > 20 when Fr > 0.5 .
©Encyclopedia of Life Support Systems (EOLSS)
WATER INTERACTIONS WITH ENERGY, ENVIRONMENT, FOOD AND AGRICULTURE – Vol. II - Mathematical Soil
Erosion Modeling- G.C. Sander, C.W. Rose, W.L. Hogarth, J.-Y. Parlange, I.G. Lisle
The later inflow or excess rainfall rate R is defined from
R = P − Ir
(7)
,
where P is the rainfall rate and I r is the infiltration rate. Due to spatial and temporal
variability in P and I r , R in general depends on both x and t and only numerical
solutions to (4) and (5) are possible (Sherman and Singh, 1976). Under the simplifying
yet still physical realistic assumptions of a constant rainfall rate or a time varying
rainfall rate, analytical solutions to (4) and (5) are possible and can be found by using
the method of characteristics.
2.1 Analytical Solutions
R = constant
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(a)
The solution for a constant excess rainfall rate was first given by Henderson and
Wooding (1964) as
1
⎛ Rx ⎞ m
h = ⎜
⎟
⎝K ⎠
x ≤ K R m −1t m ,
(8)
h = Rt
x ≥ K R m −1t m ,
(9)
for the initial and boundary conditions
t = 0, x > 0, h = 0 ,
(10)
t > 0, x = 0, h = 0 .
R = R(t ) with R(t ) ≥ 0, t ≥ 0 .
(b)
The solution of Henderson and Wooding (1964) was generalized by Parlange et al
(1981) for a positive time dependence of R on t . For the initial and boundary
conditions of (10) the solution is given parametrically by
h =
∫
t
to
R(t ′) dt ′
t
t
x = Km ∫ ⎡ ∫ R (t ′) dt ′⎤
⎢ t0
t0 ⎣
⎦⎥
x ≤ xc ,
m −1
dt
©Encyclopedia of Life Support Systems (EOLSS)
(11)
x ≤ xc ,
(12)
WATER INTERACTIONS WITH ENERGY, ENVIRONMENT, FOOD AND AGRICULTURE – Vol. II - Mathematical Soil
Erosion Modeling- G.C. Sander, C.W. Rose, W.L. Hogarth, J.-Y. Parlange, I.G. Lisle
with the parameter t0 in the range 0 ≤ t 0 ≤ t . The boundary condition (10) is given by
t0 = t while the initial condition is satisfied by t0 = t = 0 . For values of x greater than
xc where
t
t
xc = Km ∫ ⎡ ∫ R(t ′) dt ′⎤
⎥⎦
0⎢
⎣ 0
m −1
dt
(13)
,
( t0 = 0 in (12)), then h is independent of x and given by (11) with t0 = 0 .
(c)
0 ≤ t ≤ t*, R(t ) ≥ 0, and t > t*, R(t ) < 0 .
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When the rainfall rate falls below the infiltration rate then R becomes negative and
neither of the solutions presented in (a) or (b) above apply. Two quite specific solutions
for R < 0 have been given in the literature by Cundy and Tento (1985) and Giraldez and
Woolhiser (1996). These were for a constant rainfall rate of finite duration t* and a
modified Philip infiltration equation (Cundy and Tento, 1985) or a Smith and Parlange
(1978) infiltration equation (Giraldez and Woolhiser). In Sander et al (1990) though, a
solution was developed for essentially an arbitrary R(t) function subject only to the
constraint 0 ≤ t ≤ t*, R(t ) ≥ 0, and t > t*, R(t ) < 0 . This solution incorporates both the
Cundy and Tento (1985) and Giraldez and Woolhiser (1996) solutions.
Since R (t ) ≥ 0 for 0 ≤ t ≤ t * , then the solution for this time period is still given by that
of Parlange et al (1981) or (11), (12) and (13). For t > t * a drying free surface is formed
and begins to move downslope from x = 0 so that the h = 0 boundary condition no
longer occurs at x = 0 , but at x = xd (t ) where
t
t
xd (t ) = Km ∫ ⎡ ∫ R(t ′) dt ′⎤
⎥⎦
t1 ⎢
t
⎣ 1
m −1
dt
,
(14)
with t1 ≤ t* ≤ t , and t1 defined from
∫
t
t1
R(t ′) dt ′ = 0 .
(15)
Equations (14) and (15) give the time dependence of the edge of the free surface for
t > t * . In the region x > xd , the solution is still given by (11) and (12) but with to
restricted to the range 0 ≤ t 0 ≤ t1 .
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WATER INTERACTIONS WITH ENERGY, ENVIRONMENT, FOOD AND AGRICULTURE – Vol. II - Mathematical Soil
Erosion Modeling- G.C. Sander, C.W. Rose, W.L. Hogarth, J.-Y. Parlange, I.G. Lisle
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WATER INTERACTIONS WITH ENERGY, ENVIRONMENT, FOOD AND AGRICULTURE – Vol. II - Mathematical Soil
Erosion Modeling- G.C. Sander, C.W. Rose, W.L. Hogarth, J.-Y. Parlange, I.G. Lisle
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WATER INTERACTIONS WITH ENERGY, ENVIRONMENT, FOOD AND AGRICULTURE – Vol. II - Mathematical Soil
Erosion Modeling- G.C. Sander, C.W. Rose, W.L. Hogarth, J.-Y. Parlange, I.G. Lisle
Giraldez, J.V. and Woolhiser, D.A. (1996). Analytical integration of the kinematic equation for runoff on
a plane under constant rainfall rate and Smith and Parlange infiltration. Water Resources Research 32,
3385 - 3389. [Analytical solution using the method of characteristics is developed for shallow overland
flow over a plane land element which includes time dependent infiltration.]
Govers, G. (1990). Empirical relationships on the transporting capacity of overland flow, International
Association of Hydrological Sciences, Publication 189, 45 - 63. [Experimental study of transport capacity
of overland flow and comparison of empirical relations used for its prediction.]
Govindaraju, R.S., Kavvas, M.L. and Jones, S.E., (1990). Approximate analytical solutions for overland
flows. Water Resources Research 26, 2903-2912. [Compares simplified analytical solutions of the
kinematic and diffusive wave approximations to the St Venant equations.]
Govindaraju, R.S. and Kavvas, M.L., (1991). Modelling the erosion process over steep slopes :
approximate analytical solutions. Journal of Hydrology 127, 279-305. [This papers uses the simplified
analytic solutions for overland flow and combines these with a soil erosion model for a single size class
soil.]
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Hairsine, P.B., Beuselinck, L. and Sander, G.C. (2002). Sediment transport through on area of net
deposition, Water Resources. Research 38, 10.1029/2001WR000265. [Presents theory for sediment
transport through net deposition zones based on the Hairsine-Rose multi-size class erosion model.]
Hairsine, P.B., and Rose, C.W. (1991). Rainfall detachment and deposition: Sediment transport in the
absence of flow-driven processes. Soil Science Society of America Journal 55, 320-324. [Derives steady
state solutions of the Hairsine-Rose soil erosion model when rainfall and deposition are the only erosion
mechanisms.]
Hairsine, P.B., and Rose, C.W. (1992). Modelling water erosion due to overland flow using physical
principles: 1. Uniform flow. Water Resources Research 28, 237-243. [Develops the theory for multi-size
class sediment transport due to entrainment and deposition processes. Provides a formal derivation of the
transport capacity.]
Hairsine, P.B., Sander, G.C., Rose, C.W., Parlange, J.Y., Hogarth, W.L., Lisle, I. and Roukipow, M.,
(1999). Unsteady soil erosion due to rainfall impact : a model of sediment sorting on the hillslope.
Journal of Hydrology 220, 115-128. [Uses the Hairsine-Rose model to explain observed trends in
sediment enrichment of fine sediment.]
Hancock, G., Evans, K., Willgoose, G., Moliere, D., Saynor, M., and Loch, R. (2000). Medium-term
erosion simulation of an abandoned mine site using the SIBERIA Landscape Evolution Model. Australian
Journal of Soil Research 38, 249-263. [This paper evaluates a catchment evolution model that can
simulate the evolution of landforms resulting from runoff and erosion over many years]
Heilig, A., De Bruyn, D., Walter, M.T., Rose, C.W., Parlange, J.Y., Steenhuis, T.S., Sander, G.C.,
Hairsine, P.B., Hogarth, W.L. and Walker, L.P., (2001). Testing a mechanistic soil erosion model with a
simple experiment. Journal of Hydrology 244, 9-16. [This paper provides the first clear experimental
evidence for the development of a deposited surface layer of previously eroded sediment during an
erosion event.]
Henderson, F.M. and Wooding, R.A. (1964). Overland flow and groundwater flow from a steady rainfall
of finite duration. Journal of Geophysical Research 69, 1531 - 1540. [Develops an analytical solution to
the kinmatic overland flow equation for a constant rainfall excess.]
Hogarth, W.L., Rose, C.W., Parlange, J.Y., Sander, G.C. and Carey, G., (2004a). Soil erosion due to
rainfall impact with no inflow : A numerical solution. Journal of Hydrology 294, 229-240. [A numerical
study of the Hairsine-Rose model on the spatial and time dependence of suspended sediment subject to
rainfall driven erosion.]
Hogarth, W.L., Parlange, J.Y., Rose, C.W., Sander, G.C., Steenhuis, T.S. and Barry, D.A., (2004b). Soil
erosion due to rainfall impact with inflow : An analytical solution with spatial and temporal effects.
Journal of Hydrology 295, 140-148. [An approximate analytical solution is derived which gives the
sediment concentration as a function of space and time when there is inflowing water at the upstream
boundary.]
Hudson, N. (1981). Soil conservation, 2nd edn. Cornell University Press, Ithaca, N.Y., USA. [Soil erosion
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WATER INTERACTIONS WITH ENERGY, ENVIRONMENT, FOOD AND AGRICULTURE – Vol. II - Mathematical Soil
Erosion Modeling- G.C. Sander, C.W. Rose, W.L. Hogarth, J.-Y. Parlange, I.G. Lisle
textbook.]
Hudson, N.W. (1957). Erosion control research. Rhodesia Agr. J. 54, 297 – 323. [Studies the role of
raindrop impact of soil erosion.]
Kirby, M.J. (ed). (1978). Hillslope hydrology, Wiley, New York. [Hydrology textbook]
Laflen, J.M., Elliott, W.J., Flanagan, D.C., Meyer, C.R., and Nearing, M.A. (1997). WEPP - Predicting
water erosion using a process-based model. Journal of Soil and Water Conservation 52, 96-102. [An
evaluation of the WEPP model.]
Lane, L.J., and Nearing, M.A. (1989). USDA Water Erosion Prediction Project: Hillslope Profile Model
Documentation, NSERL Report No. 2, National Soil Erosion Laboratory, USDA-ARS, W. Lafayette, IN.
[This paper presents the development of the WEPP model.]
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Lane, L.J., Renard, K.G., Foster, G.R., and Laflen, J.M. (1992). Development and application of modern
soil erosion prediction technology - The USDA experience. Australian Journal of Soil Research 30, 893 912. [Reviews the experience of the USDA in the development and application of erosion models to soil
conservation and management.]
Lane, L. J, and Shirley, E. D. (1982). Modelling erosion in overload flow. In estimating erosion and
sediment field on rangelands. USDA, AR5, Agricultural Reviews and Manuals. ARM-W-26/June 1982.
[Numerical solution of a simple process based erosion model.]
Laws, J.O. (1940). Recent studies in raindrops and erosion. Agr. Eng. 21, 431 – 433. [A study on the
effect of rainfall on soil erosion.]
Lisle, I.G., C.W. Rose, W.L. Hogarth, P.B. Hairsine, G.C. Sander and J.-Y. Parlange. (1998). Stochastic
sediment transport in soil erosion. Journal of Hydrology 204, 217 – 230. [This paper extends the Einstein
bedload transport model to account for the time particles spend in suspension and shows that this reduces
to the Hairsine-Rose erosion model.]
Liu, B.Y., Nearing, M.A., Baffaut, C., and Ascough II J.C. (1997). The WEPP watershed model: III
Comparison to measured data from small watersheds. Transactions of the ASAE 40, 945-952. [Applies the
WEPP model to sediment transport within small watersheds]
Lovell, C.J., and Rose, C.W. (1991). Wake capture effects observed in a comparison of methods to
measure particle settling velocity beyond Stokes’ range. Journal of Sedimentary Petrology 61, 575-582.
[This paper shows that the interaction in settling between sediments of quite different size (and therefore
settling velocity) appears to be an important effect.]
Marshall, T.J., Holmes, J.W., and Rose, C.W. (1996). Soil physics, 3rd edn. Cambridge University Press,
Cambridge, UK. [Popular soil physics textbook.]
Meyer, L.D., Foster, G.R. and Römkens, M.J.M., (1975). Source of soil eroded by water from upland
slopes. In : Present and Prospective Technology for Predicting Sediment Yields and Sources, Proc.
Sediment Yield Workshop, Oxford, MS, 28-30 November 1972. USDA-ARS-40, pp177-189. [This
paper supports previous experimental work indicating that sediment leaving an eroding slope is finer than
the original soil.]
Morgan, R.P.C. (1994). The European soil erosion model: An update on its structure and research base. In
R.J. Rickson (ed). Conserving Soil Resources, European Perspectives. CAD International, Wallingford.
428pp. [Describes the development of a new European soil erosion model.]
Morgan, R.P.C., and Davidson, D.A. (eds.) (1986). Soil erosion and conservation. Longman Scientific
and Technical, Longman Group UK Ltd, Harlow, Essex, CM20 2JE, UK. [A collection of papers on soil
erosion and conservation.]
Morgan, R.P.C., Quinton, J.N., and Rickson, R.J. (1992). EUROSEM: Documentation Manual. Silsoe
College, Silsoe, U.K. [Documentation manual for the European soil erosion model.]
Morgan, R.P.C., J.N. Quinton, R.E. Smith, G. Govers, J.W.A. Poesen, K. Auerswald, G. Chisci, D. Torri,
and M.E. Styczen. (1998). The European Soil Erosion Model (EUROSEM): a dynamic approach for
predicting sediment transport from fields and small catchments, Earth Surf. Process. Landforms 23, 527544. [This paper fully describes the complete theory behind the EUROSEM model.]
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WATER INTERACTIONS WITH ENERGY, ENVIRONMENT, FOOD AND AGRICULTURE – Vol. II - Mathematical Soil
Erosion Modeling- G.C. Sander, C.W. Rose, W.L. Hogarth, J.-Y. Parlange, I.G. Lisle
Morris, E.M. and Woolhiser, D.A. (1980). Unsteady one-dimensional flow over a plane: partial
equilibrium and recession hydrographs. Water Resources Research 16, 355 - 360. [This paper provides a
flow criteria which determines when the kinematic flow equation is a suitable approximation to the St
Venant equations for overland flow.]
Musgrave, G.W. (1947). The quantitative evaluation of factors in water erosion - a first approximation. J.
Soil and Water Conservation 2, 133-138, 170. [Develops a parametric equation which incorporates a
rainfall erosivity index as well as other factors in estimating soil erosion.]
Nearing, M.A., Foster, G.R., Lane, L.J., and Finkner, S.C. (1989). A process based erosion model for
USDA Water Erosion Prediction Project technology. Transactions of the ASAE 32, 1587-1593.
[Overviews the development of the WEPP model.]
Nearing, M.A., Lane, L.J. and Lopes, V.L. (1994). Modelling soil erosion, in R. Lal (ed) Soil Erosion
Research Methods 2nd ed, St Lucia Press, 127-156. [Overviews soil erosion modeling and its application
to watersheds.]
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Oldeman, L.R. (1994). The global extent of soil degradation. In Soil resilience and sustainable land use,
eds. D.J. Greenland and I. Szaboles. pp. 99-118. CAB International, Wallingford, UK. [Reviews the
global extent and problems of soil degradation.]
Parlange, J.Y., Rose, C. W. and Sander, G. (1981). Kinematic flow approximation of runoff on a plane:
an exact analytical solution. Journal of Hydrology 52, 171-176. [This paper provides an analytical
solution to the kinematic overland flow equation for a positive time dependent excess rainfall rate.]
Parlange, J.Y., Hogarth, W.L., Rose, C.W., Sander, G.C., Hairsine, P., and Lisle, I., (1999). Addendum
to unsteady soil erosion model. Journal of Hydrology 217, 149-156. [Develops a simple analytical
approximate solution to the Hairsine-Rose model for rainfall driven erosion.]
Pimental, D. (1976). Land degradation: Effects on food and energy resources. Science 194, 149-155.
[Discusses the consequences of the need for food and energy resources on the degradation of agricultural
land.]
Proffitt, A.P.B, Rose, C.W. and Hairsine, P.B. (1991). Rainfall detachment and deposition: Experiments
with low slopes and significant water depths. Soil Science Society of America Journal 55, 325 - 332.
[These experiments measure the particle size distribution of the suspended sediment through time. The
role of the deposited layer in determining the dynamic and steady state sediment concentration is clearly
shown.]
Proffitt, A.P.B, Hairsine, P.B. and Rose, C.W. (1993). Modelling soil erosion by overland flow:
application over a range of hydraulic conditions. Transactions of the American Society of Agricultural
Engineers 36, 1743 - 1753. [This paper examines how varying hydraulic conditions affect sediment
transport.]
Renard, K.G., Laflen, J.M., Foster, G.R., and D.K. McCool (1994). The revised universal soil loss
equation. In Soil Erosion Research Methods, R. Lal (ed.). pp. 105-124. Soil and Water Conservation
Society, Ankeny, Iowa, USA. [This article describes the differences between the USLE and the revised
universal soil loss equation - RUSLE.]
Rose, C.W. (1985). Developments in soil erosion and deposition models. Advances in Soil Science 2, 163. [A review article which covers the developments in sediment transport models at that time.]
Rose, C.W. (1993). Erosion and sedimentation. In Hydrology and water management in the humid tropics
- Hydrological research issues and strategies for water management, eds. M. Bonnell, M.M. Hufschmidt,
and J.S. Gladwell. pp. 301-343. Cambridge University Press, Cambridge, UK. [This article outlines some
of the issues involved in erosion and sedimentation and the major approaches adopted in coping with
them The development of models and how they are used in practice to assess sediment transport is
illustrated.]
Rose, C.W. (ed.) (1995). Soil erosion and conservation. Soil Technology 8(3) (Special Issue). pp. 241.
[Special journal issue devoted to soil erosion and conservation.]
Rose, C.W., and Hairsine, P.B. (1988). Processes of water erosion. In Flow and transport in the natural
environment, eds. W.L. Steffen, O.T. Denmead. pp. 312-316. Springer-Verlag, Berlin, Germany. [Covers
the early development of the Hairsine-Rose erosion model and compares this to alternative models.]
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WATER INTERACTIONS WITH ENERGY, ENVIRONMENT, FOOD AND AGRICULTURE – Vol. II - Mathematical Soil
Erosion Modeling- G.C. Sander, C.W. Rose, W.L. Hogarth, J.-Y. Parlange, I.G. Lisle
Rose, C.W., J.-Y. Parlange, I.G. Lisle, W.L. Hogarth, P.B. Hairsine and G.C. Sander. (1998). Unsteady soil
erosion due to rainfall impact and sediment transport. Trends in Hydrology, 18, 245 – 258. [This paper
reviews progress in the development of the understanding of soil erosion resulting from the multi-size class
Hairsine-Rose model.]
Rose, C.W., Parlange, J.Y., Sander, G.C., Campbell, S.Y., and Barry, D.A., (1983). Kinematic flow
approximation to runoff on a plane: an approximate analytical solution. Journal of Hydrology 62, 363369. [This paper develops a very simple but reasonable accurate approximate solution to the kinematic
overland flow equation .]
Rose, C.W. and Dalal, R.C., (1988). Erosion and runoff of nitrogen. In : Wilson, J.R. (Ed.) Advances in
Nitrogen Cycling in Agricultural Ecosystems. CAB International Wallingford, U.K., pp 212-235. [This
paper shows how the role of preferential sediment transport of fine material is a key mechanism in the
enrichment of soil-sorbed nutrients leaving eroding slopes.]
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Sander, G.C., Hairsine, P.B., Beuselinck, L. and Govers, G. (2002). Steady state sediment transport
through an area of net deposition: multi-size class solutions. Water Resources Research 38, 23-1 – 23-7,
10.1029/2001WR000249. [An analytical solution is developed for the steady state transport of sediment
distributions through a net deposition zone.]
Sander, G.C., Parlange, J.Y., Hogarth, W.L., Rose, C.W. and Haverkamp, R., (1990). Kinematic flow
approximation to runoff on a plane: solution for infiltration rate exceeding rainfall rate. Journal of
Hydrology 113, 193-206. [This paper develops a fully analytic solution to kinematic flow for an arbitrary
time dependent excess rainfall rate.]
Sander, G.C., Hairsine, P.B., Rose, C.W., Cassidy, D., Parlange, J.Y., Hogarth, W.L. and Lisle, I., (1996).
Unsteady soil erosion model, analytical solutions and comparison with experimental results. Journal of
Hydrology 178, 351-367. [Analytic solutions are developed for time dependent soil erosion which are
shown to agree very well with experimental data obtained over a range of flow conditions.]
Sherman, B. and Singh, V.P. (1976). A distributed converging overland flow model 2. Effect of
infiltration. Water Resources Research 12, 897 - 901. [This paper develops solutions for overland flow on
an infiltrating converging surface. For constant infiltration and rainfall, analytical solutions are found but
for more realistic relationships, numerical solutions are required.]
Singh, V.P., and Regl, R.R., (1983). Analytical solutions of kinematic equations for erosion on a plane I.
Rainfall of indefinite duration. Advances in Water Research 6, 2-10. [The method of characteristics is
used to find solutions to a simplified model of combined water and sediment transport for constant
rainfall.]
Singh, V.P., (1983). Analytical solutions of kinematic equations for erosion on a plane II. Rainfall of
finite duration. Advances in Water Research 6, 88-95. [The method of characteristics is used to find
solutions to a simplified model of combined water and sediment transport for a constant rainfall of finite
duration.]
Smith, R.E. and J.-Y. Parlange. (1978). A parameter-efficient hydrologic infiltration model. Water
Resources Research 14, 533 - 538. [This paper develops a very accurate model for both infiltration rate
and cumulative infiltration for time dependent surface fluxes.]
Veihe, A., Rey, J., Quinton, J.N., Strauss, P., Sancho, F.M. and Somarriba, M. (2001). Modelling of event
based soil erosion in Costa Rica, Nicaragua and Mexico: evaluation of the EUROSEM model. Cantena,
44, 187 – 203. [The EUROSEM model is evaluated for both single event and yearly soil loss estimations
using plot and rainfall simulation data.]
Walling, D.E. (1990). Linking the field to the river: Sediment delivery from agricultural land, In Soil
Erosion on Agricultural Land, eds J. Boardman, I.D.L. Foster and J.A. Dearing, pp129 - 152. Wiley,
Chichester, UK. [This research carried out on two rivers in the UK very clearly demonstrated the
enrichment of fine suspended material in these waterways as compared to the size distribution of the
source material.]
Wischmeier, W.H. (1976). Use and misuse of the University Soil Loss Equation. J. Soil and Water
Conservation 31, 5-9. [Discusses both the limitations of the USLE and the particular objectives it was
designed for.]
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WATER INTERACTIONS WITH ENERGY, ENVIRONMENT, FOOD AND AGRICULTURE – Vol. II - Mathematical Soil
Erosion Modeling- G.C. Sander, C.W. Rose, W.L. Hogarth, J.-Y. Parlange, I.G. Lisle
Wischmeier, W.H., and Smith, D.D. (1978). Predicting rainfall-erosion losses - a guide to conservation
planning. Agricultural Handbook No. 537, U.S. Department of Agriculture, Washington, DC, USA. [An
agricultural handbook on soil conservation planning.]
Woolhizer, D.A., and Liggett, J.A. (1967). Unsteady one-dimensional flow over a place. The rising
hydrograph. Water Resources Research 3, 753-771. [This paper looks at developing flow criteria which
determines when the kinematic flow equation is a suitable approximation for overland flow.]
Yu, B. (1998). Theoretical justification of the SCS method for runoff estimation. Journal of Irrigation
and Drainage Engineering 124, 306-310. [This paper shows that if both the spatial variation in the
infiltration capacity and the temporal variation in the rainfall rate are exponentially distributed, a
theoretical basis for the SCS method exists.]
Yu, B. (1999). A comparison of the Green-Ampt and a spatially variable infiltration model for natural
storm events. Transactions of the American Society of Agricultural Engineers 42, 89-97. [This paper
shows how spatial variability clearly needs to be accommodated in infiltration models, and that with a
simple formulation of the infiltration rate as a function of rainfall intensity to address this spatial
variability, good agreement with experimental plot data is found.]
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Yu, B., and Rose, C.W. (1999). Application of a physically based soil erosion model, GUEST, in the
absence of data on runoff rates. I. Theory and methodology. Australian Journal of Soil Research 37, 1-11.
[This paper describes methods that can be used to overcome lack of data on runoff rates, as distinct from
the amount of runoff during an event, to determine soil erodibility parameters or to predict the rate of soil
loss.]
Yu, B., Rose, C.W., Coughlan, K.J., and Fentie, B. (1997). Plot-scale rainfall-runoff characteristics and
modelling at six sites in Australia and South East Asia. Transactions of the American Society of
Agricultural Engineers 40, 1295-303. [Using an exponential distribution to describe the spatial variation
in the maximum infiltration rate and a linear storage formulation to model the lag between runoff and
rainfall, a satisfactory three-parameter model is developed for the runoff rate at 1-min intervals within a
storm event. ]
Yu, B., and Rosewell, C.J. (2001). Evaluation of WEPP for runoff and soil loss prediction at Gunnedah,
NSW, Australia. Australian Journal of Soil Research 39, 1131-1145. [Historical data sets were used to
test both a physically based runoff and soil erosion model and the method used to estimate the model
parameters. WEPP was then validated for bare fallow and annual wheat treatments at Gunnedah, New
South Wales, Australia.]
Yu, B., Sajjapongse, A., Yin, D., Eusof, Z., Anecksamphant, C., Rose, C.W., and Cakurs, U. (1999).
Application of a physically based soil erosion model, GUEST, in the absence of data on runoff rates. II.
Four case studies from China, Malaysia and Thailand. Australian Journal of Soil Research 37, 13 - 31. [In
this paper runoff rates were estimated from rainfall rates and runoff amounts for 4 experimental sites in
China, Malaysia, and Thailand. The GUEST erosion model was then evaluated for its potential to predict
event based soil losses.]
Yu, B., Sombatpanit, S., Rose, C.W., Ciesiolka, C. A. A., and Coughlan, K.J. (2000). Characteristics and
modelling of runoff hydrographs for different tillage treatments. Soil Science Society of America Journal,
64, 1763-1770. [A three parameter runoff model is tested across a range of different tillage treatments and
it was found to perform very well for large storm events.]
Zingg, A.W. (1940). Degree and length of land slope as it affects soil loss in runoff. Agricultural
Engineering 21, 59-64. [An empirical equation relating soil erosion to slope and slope length is
developed.]
Biographical Sketches
Graham Sander is a Reader in Hydrology in the Department of Civil and Building Engineering at
Loughborough University, England. Prior to his current position he was in the Faculty of Science and the
Faculty of Environmental Sciences at Griffith University, Australia. His research and teaching interests
are in environmental science and engineering and cover predominantly soil erosion modeling, water and
solute transport in porous media and unsaturated two-phase flow.
©Encyclopedia of Life Support Systems (EOLSS)
WATER INTERACTIONS WITH ENERGY, ENVIRONMENT, FOOD AND AGRICULTURE – Vol. II - Mathematical Soil
Erosion Modeling- G.C. Sander, C.W. Rose, W.L. Hogarth, J.-Y. Parlange, I.G. Lisle
Professor Calvin Rose is an Emeritus Professor and founding Dean in the Faculty of Environmental
Sciences at Griffith University, Brisbane, Australia. Jointly with a research team he is working on both
fundamental and applied aspects of soil and water management. His early book "Agricultural Physics"
(1966, Pergamon Press) provided a basic link between physics and the range on agricultural concerns. He
has directed research programs involving Australia and Asian countries on soil erosion and the
development of sustainable cropping systems for tropical environments. His recent text, "An Introduction
to the Environmental Physics of Soil Water and Watersheds" (2004, Cambridge University Press)
provides the basic physical knowledge required to understand processes involved in the sustainable use of
the earth's land and water resources
Bill Hogarth is Pro Vice Chancellor Teaching and Learning and Head of the Faculty of Science and
Information Technology at the University of Newcastle, Australia. He was previously Dean of the Faculty
of Environmental Sciences at Griffith University, Australia. His teaching and research interests are in
environmental modeling with a strong emphasis on the numerical aspects. The particular focus of his
research has been on soil processes concentrating on soil infiltration, soil erosion and more recently wind
erosion.
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Jean-Yves Parlange is a Professor of Agricultural and Biological Engineering at Cornell University
having previously been a Professor of Applied Mathematics at Griffith University, in Brisbane, Australia.
Yves Parlange has been a Fellow of the American Geophysical Union since 1996, received the Hydrology
award in 1996, Horton medal in 2002 and elected to the U.S. National Academy of Engineering in 2006.
His research interests are many and varied but centre on problems in environmental science and include
water movement in porous media, solute transport in soils, surface and subsurface hydrology and erosion
and sediment transport.
Ian Lisle lectures in Mathematics at the University of Canberra in Australia, having previously worked
and studied at Griffith University and the University of British Columbia. His research interests include
numerical and analytical solution of problems in soil and water, including solutions based on Lie group
methods. Ian is also active in mathematical problems arising in Lie symmetry analysis of differential
equations, and algorithmic solution of these problems using computer algebra.
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