Modeling of WDM Transmission System with
High-Order Phase Modulation Formats
Daniel Benedikovic, Jan Litvik, Michal Kuba, Milan Dado, and Jozef Dubovan
Abstract—The objective of this paper is focused on numerical
modeling
of
WDM
(Wavelength-Division
Multiplex)
transmission systems that employ new classes of high-order PSK
(Phase-Shift Keying) modulation formats. This paper provides
investigation of signals propagation with corresponding
degradation mechanisms in physical layer, when high-order
phase modulation formats are used for their transmission. The
impacts of linear and nonlinear effects on modulated signal in
multichannel system are studied. For this purpose, it was created
numerical model by solving CNLSE (Coupled Nonlinear
Schrödinger´s Equations) through SSFM (Split-Step Fourier
Method). The fundamental characteristics of optical fibers,
employed modulation format and WDM system parameters are
significant for our investigation, because they play important
role for behavior of modulated signals. Our results are analyzed
and interpreted by the way of finding out the suitable and
optimal system settings for transmission of phase modulated
signals.
Keywords—Coupled Nonlinear Schrodinger´s Equations,
Digital phase modulation, Split-Step Fourier Method,
Wavelength Division Multiplex
significant impact on phase characteristics of transmitted
signals from channel to channel. By precise investigation, it
can be possible to set optimal parameters of fiber and WDM
system for signals transmission and achieve good
performance of the multichannel systems [1], [3], [9].
The numerical model was created through SSFM, which
provides efficient adaptation for phase modulation formats,
fiber and system parameters. The results are discussed and
analyzed. The aim of paper is oriented to show suitability of
using PSK modulation formats, when they are impaired by
different degradation mechanisms of transmission channel.
II. THEORETICAL AND MATHEMATICAL DESCRIPTION
A. High-order phase modulation formats
In general, the implementation of high-order modulation
format is one of the biggest challenges in the future of optical
communication networks. The range of different types of
modulation format is wide and we focus on M-PSK formats.
Mathematical description of modulating optical signal is
given by Gaussian function
I. INTRODUCTION
M
optical systems provide the best
solution for future trends of optical networks, where
fundamental requirements for high capacity and
dynamic operation are fulfilled. For reach this goal, system
design and network optimization must be properly
investigated. For the investigation in the design phase, the
numerical modeling plays the key role in the last few years.
Importance of understanding the physical mechanisms
through the creation of various models for such systems can
bring new ideas, solutions and improvements for practical
applications [1]. This paper presents insight into the modeling
of WDM system with high-order phase modulation formats.
This kind of digital modulation is interesting for the studying
from the point of view that linear and nonlinear effects have
g t
ULTICHANNEL
Manuscript received February 21, 2012. This work was supported by the
Slovak Research and Development Agency under the project APVT-20022404 (“Technologies for optical signal processing for next generation
optical digital networks”), APVV COST-0041-06 (“Towards Digital Optical
Networks”) and Slovak Grant Agency VEGA 1/1271/12.
D. Benedikovic is Ph.D student at University of Zilina, Faculty of
Electrical Engineering, Dept. of Telecommunications and Multimedia
(phone: +421 41 513 2267; e-mail: daniel.benedikovic@fel.uniza.sk).
J. Litvik is Ph.D student at University of Zilina, FEE, Dept. of
Telecommunications and Multimedia (e-mail: jan.litvik@fel.uniza.sk).
M. Kuba is research assistant at University of Zilina, FEE, Dept. of
Telecommunications and Multimedia (e-mail: michal.kuba@fel.uniza.sk).
M. Dado is professor at University of Zilina, FEE, Dept. of
Telecommunications and Multimedia (e-mail: milan.dado@fel.uniza.sk).
J. Dubovan is research assistant at University of Zilina, FEE, Dept. of
Telecommunications and Multimedia (e-mail: jozef.dubovan@fel.uniza.sk).
978-1-4673-1116-8/12/$31.00 ©2012 IEEE
§ 1 jC t ·
¸
A exp ¨
¨
2 T ¸
©
0¹
2m
(1)
,
where A is amplitude of pulse, C is initial frequency chirp, T0
is initial temporal width of pulse and determines the symbol
rate given by Rs = 1/T0 and m is pulse shape parameter.
M-PSK modulated signal is described by
A t
m
§ 2S m 1 ·
g t exp ¨ j
¸ exp j 2S fct ;
M
©
¹
m 1, 2,, M ,
(2)
where m = 1, 2, ..., M, and M is number of possible phases of
carrier that express the transmitted information [1], [3], [4].
B. Signal propagation in optical fiber
For the description of signal propagation in the singlemode optical fiber we used slowly varying envelope
approximation (SVEA) Am(z,t) instead of optical field Em(z,t).
Generally, propagation of optical signal is well-described by
nonlinear
Fig. 1. Constellation diagrams for M-PSK modulation.
325
TSP 2012
Schrödinger equation, which includes all relevant degradation
mechanisms in the optical fiber. For the WDM transmission
system, where several signals propagate simultaneously, each
optical channel is characterized by its own NLSE and all
equations are coupled through nonlinear effects, so we obtain
set of NLSE called CNLSE. In this paper is considered the
scalar approach (we omitted polarization effects) and then the
set of CNLSE can be written as [1], [2]:
wA
wA
m, n D
· m, n
A
§¨ E
E
¸
1, ref ¹ wt
2 m, n © 1, n
wz
2
w A
w3 A
j
m, n 1
m, n
E
E
2 2, n wt 2
6 3, n wt 3
1
E
v 1 , E
2
g
3
O
3
2S c 2
O2
D,
2S c
O S 2D .
2S n
2 ,
A O
eff m
§
·
¨
¸
2
2¸
N
¨
2 ¦ A
jJ A
A
.
m, n ¨ m, n
m, i ¸
i 1
¨
¸
¨
¸
izn
©
¹
A
z, Z
m, n
0, Z exp H ,
A
m, n
§D
·
·Z j E Z2 j E Z3 ¸.
H z ¨ lin §¨ E E
¸
¨ 2 © 1, n 1, ref ¹ 2 2, n
6 3, n ¸
©
¹
ª §
·º
« ¨
¸»
2
2
N
« ¨
¸»
2 ¦ A
A
0, t exp « jzJ ¨ A
.
m, n
m, n
m, i ¸»
« ¨
i 1
¸»
« ¨
¸»
i zn
¹¼
¬ ©
A
z, t
m, n
(4)
(10)
Crucial issue for SSFM is determination of step-size h. This
parameter is determined by maximal allowed nonlinear phase
shift and can be computed as follows [1], [2]:
)
h
nl , max
J A
1, max
(5)
.
(11)
(0, t )
LA
ˆ
m ,1
ˆ
LA
m ,1
ˆ
NA
m ,1
III. NUMERICAL MODEL OF WDM SYSTEM
A. General description of numerical model
The numerical model of WDM system is based on SSFM.
For each WDM channel we separated the linear and nonlinear
part of CNLSE
Lˆ Nˆ A
.
m, n
(9)
Nonlinear effects have solution given by
where n2 is nonlinear refractive index and Aeff is effective
area of fiber core [2].
wA
m, n
wz
(8)
Linear effects have solution given by
When optical power becomes key parameter, then response
of optical fiber has nonlinear nature. This nonlinear response
leads to the changes in the refractive index n, which becomes
power dependent and then nonlinear effects come to play the
significant role on signal propagation.
On the right hand side of eq. (3) are terms describing
nonlinear impairments as Self- and Cross-phase modulation
(SPM & XPM). These effects are the most important, when
signals are modulated by PSK modulation formats, because
they have direct influence on the signal phase. Nonlinear
coefficient of an optical fiber is given by
J
(7)
The solutions of each part for corresponding channel of
WDM system are found in spectral and time domain,
respectively.
(3)
where on the left hand side of eq. (3) are terms responsible for
linear effects as attenuation, first-, second- and third-order
dispersion, respectively. These terms are related to the group
velocity vg, dispersion coefficient D and dispersion slope S as
dE
dZ
D
Nonlinear part is given by
ˆ
NA
m, n
§
·
¨
¸
2
2
N
¨
¸
jJ A
A
2
A
,
¦
m, n ¨ m, n
m, i ¸
i 1
¨
¸
¨
¸
izn
©
¹
E
wA
· m, n
A
§¨ E
E
¸
m
n
n
ref
,
1,
1,
2
©
¹ wt
w2 A
w3 A
j
m, n 1
m, n
.
E
E
2 2, n wt 2
6 3, n wt 3
ˆ
LA
m, n
LA
ˆ
m ,2
ˆ
LA
m ,2
ˆ
NA
m ,2
(6)
LA
ˆ
m,n
ˆ
LA
m, n
ˆ
NA
m, n
Linear part is described
Fig. 2. SSFM for WDM system.
326
TABLE I
LINEAR PROPERTIES OF OPTICAL FIBERS AT O0
Fiber type
-1
-1
Dch [ps.nm .km ]
-1
[dB.km ]
SSMF
DSF
16.67
0
NZ-DSF
4.03
0.2
0.35
0.275
Fig. 5. Simulation of SSMF length effect.
IV. RESULTS AND DISCUSSION
Fig. 3. Chromatic dispersion characteristics.
Fig. 4. Spectral domain of WDM system.
B. Setup of numerical model
It was created numerical model of WDM system and
investigation was realized in the C - optical band (1530-1565
nm) for different types of optical fibers, namely SSMF
(Standard single-mode fiber, G.652), NZ-DSF (Non-zero
dispersion-shifted fiber, G.655) and DSF (Dispersion-shifted
fiber, G.653) with corresponding linear properties at 0,
which are shown in Table I and dispersion characteristics are
shown in fig. 3. The numerical model computes other values
of linear properties for each channel for given number of
channels Mch [5], [6] – [8].
The reference channel of WDM system is located at
0 = 1550 nm and other channels are symmetrically located
around 0 with corresponding properties for given equidistant
channel spacing according to the ITU-T standardization on
f = 100 GHz.
For investigation are considered the same input power in
each channel and constant symbol rate Rs. The total bit rate Rb
for each channel is given by Rb = Rs log2(M).
In the numerical modeling we changed first of all the
length of optical fiber for the specified type of optical fiber
with corresponding properties and various number of WDM
channels. The results are labeled as dependence of fiber
length or number of channels on BER (Bit Error Rate).
A. Effect of fiber length
One of the key parameters of the fiber optic systems is the
length of optical fiber. When transmitted optical pulses are
modulated by M-PSK modulation format, the length of fiber
plays important role. After modulation, each symbol obtains
new initial properties and its transmission through the system
has specific nature and different behavior in transmission.
Our aim was to find out optimal lengths of different optical
fibers to ensure the best transmission through the WDM
system, where the transmitted symbols are influenced by all
relevant degradation mechanisms (dispersion and nonlinear
effects of SPM & XPM). These channel impairments are
significant, because they have direct impact on the phase and
envelope of transmitted symbols.
The simulation parameters for three kinds of optical fibers
were set up as follows: input power for each channel Pin = 1
mW, bit rate Rb = 100 Gbit/s, value of channel spacing f =
100 GHz, reference wavelength 0 = 1550 nm, number of
WDM channels Mch = 3, Signal-to-Noise Ratio SNR = 27 dB.
At first, the length L was changed from 20 km to 90 km.
Simulation results for SSMF fiber are shown in fig. 5. It
can be clearly seen that the most suitable fiber lengths are
integer multiples of 30 km. So, we can say that for
transmission of high-order phase modulation formats, the
most optimal fiber lengths are 30 km, 60 km and 90 km
without using any amplifier. At these lengths of fiber, the
influence of dispersion and nonlinear effects was very well
balanced and transmitted symbols with high-order phase
modulation formats have the best results. The phase changes
caused by dispersion are compensated by the phase changes
through XPM and SPM. For 16-PSK the results was the
worst, but we can still observe this fiber length effect. In this
case, the phase sensitivity on channel impairment is higher
compared to the case of 2-PSK, 4-PSK and 8-PSK.
From the simulations for DSF fiber, which are shown in
fig. 6, it is obvious that the DSF fiber has the most suitable
properties from the view of the fiber length for employing the
high-order phase modulation formats. The impact of
dispersion and nonlinear effects on the phase of transmitted
symbols was the smallest. The phase changes caused by
dispersion mechanisms can be omitted for small value of fiber
lengths. On the other hand, has to be said that the next
influence of dispersion in each channel (with increasing fiber
length) can have positive impact for the compensation effect
of phase changes, which are caused by nonlinear effects
327
Fig. 8. Simulation of system capacity (with DSF).
Fig. 6. Simulation of DSF length effect.
Fig. 9. Simulation of system capacity (with SSMF).
Fig. 7. Simulation of NZ-DSF length effect.
during the transmission. The reason for this advantageous
effect is that the nonlinear effects have significant influence
on transmitted symbols only at the length corresponding with
the effective fiber length, what lead to the result that the
transmission with the high-order modulation format is very
well.
The results for NZ-DSF fiber was the worst and this type of
fiber is not very suitable for transmission of high-order phase
modulation formats. From fig. 7 is obvious that the phase
changes caused by all degradation mechanisms are the worst
and interaction between dispersion and nonlinearities has
specific behavior. The useful combination of linear and
nonlinear impairments it is difficult to achieve, because the
lower value of dispersion does not have strong enough impact
on phase changes caused by nonlinear effects. The solution
for improving the phase is to use lower values of input power
for this type of fiber. So, we can say that using of SSMF and
DSF is recommended for transmission of high-order phase
modulation formats in WDM systems from the point of view
of impact linear and nonlinear effects.
B. Capacity of transmission system
After the simulations of fiber length effect, we focused our
investigation for testing the capacity of given transmission
system. From the previous results, we found out that exist
optimal fiber lengths, where the channel impairments are
nearly balanced. We chose one of the optimal fiber lengths
for transmission system, which corresponds with the optimal
length in today´s communication networks without the
necessity of amplification or regeneration of transmitted
signals. From this point of view, the most suitable length is L
= 60 km. For purpose of simulations, we tested again three
kinds of optical fiber and changed the number of WDM
transmission channels from Mch = 2 to Mch = 10 for all types
of high-order modulation format.
Fig. 10. Simulation of system capacity (with NZ-DSF).
For this purpose the simulation parameters were set up as
follows: Pin = 1 mW, bit rate Rb = 100 Gbit/s, value of
channel spacing f = 100 GHz, reference wavelength 0 =
1550 nm, fiber length L = 60 km, Signal-to-Noise Ratio SNR
= 27 dB.
The simulation results obtained for DSF fiber, fig. 8, shows
very good behavior of transmitted symbols. The zero value of
dispersion in wide range of WDM channels provide good way
for implementation M-PSK modulation formats. For higher
number of channels, the BER increases, what is caused by
dominant influence of XPM. The nonlinear coupling between
co-propagating optical signals is one of the main problems in
WDM systems. This type of fiber do not have ability for
optimal compensation of nonlinear effects, so the only option
is to use low input powers, what would lead to the using of
optical amplifiers.
The results for SSMF fiber, fig. 9, shows good balanced
effects between linear and nonlinear effects. From the point of
view of BER, the achieved results for DSF and SSMF fiber
are the best for transmission of phase modulated signals. The
simulations made for NZ-DSF fiber (fig. 10) again shows that
this fiber is not good for using in systems, which employ
high-order modulation formats.
In general, with higher number of optical channels, the
BER estimation has increasing nature. As we mentioned
before, the number of WDM channels is crucial parameter of
such systems, because the coupling increases between
channels through the nonlinear effect of XPM, which is
complemented by SPM in each channel. These effects have
328
detrimental impact on phase states of transmitted signals with
high-order modulation. The change of phase state of
transmitted signal in the first channel automatically leads to
the changes of phase states in other channels. On the other
hand, has to be mentioned that the nonlinear effects have
significant influence on signal propagation only at effective
length, which is smaller than real length of the fiber, so then
their impact can be eliminated by precise choice of dispersion
properties of optical fiber and suitable location of reference
channel, then the phase changes are compensated and
modulated signals are transmitted with higher value of BER.
V. CONCLUSION
In this paper was investigated the behavior of signal
transmission with high-order phase modulation formats in
multichannel systems. For simulation, we changed the types
of optical fiber and fundamental system parameters like fiber
length and number of WDM channels. For investigation, we
created numerical model for signals transmission in WDM
system through the solving CLNSE. The design of our
numerical model and simulation parameters was chosen for
achieving the most real situation in practical communication
systems. This paper brings new insight into the optical pulse
propagation with phase modulation formats. The results
showed that implementation or practical using of high-order
phase modulation formats could not be the main problem
from the point of view of today´s used types of optical fiber.
Each kind of optical fiber, which was used for investigation,
has advantageous and disadvantageous properties. The linear
degradation caused by dispersion is the most important,
because they have ability to compensate the influence of
nonlinear effects, which highly depend on value of input
power. From this point of view, the higher values of
dispersion allow using the higher input power in each
channels or increasing the number of channels with lower
input power, when we used high-order phase modulation
formats. Has to be mentioned that operation regime of WDM
systems can obtain good results only in cases, when the value
of dispersion in each channel have positive sign. Simulations
showed that phase changes can be balanced, when the
parameter of transmission system will have good settings.
For future improvement of investigation of new modulation
formats, it will be necessary to deal with different detection
schemes and equalization of received optical signal, but
practical realization from the point of signal propagation with
high-order modulation formats will not be a crucial issue. The
precise arrangement of WDM system parameters such as
number of channels, value of channel spacing, the type and
length of used fiber with suitable choice of modulation
formats can bring new features for next generation of optical
networks and systems and create new limits of their capacity.
REFERENCES
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[2]
[3]
[4]
[5]
[6]
[7]
[8]
[9]
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