Polymer Degradation and Stability 77 (2002) 25–27
www.elsevier.com/locate/polydegstab
Oxidation of cellulose under controlled conditions
A.J. Varma*, M.P. Kulkarni
Chemical Engineering Division, National Chemical Laboratory, Pune-411008, India
Received 22 February 2002; accepted 7 March 2002
Abstract
Detailed studies on the sodium metaperiodate oxidation of cellulose to yield 2,3-dialdehyde cellulose were carried out to ascertain
the effects of concentration of periodate relative to cellulose, temperature of reaction, pH of the medium, effect of morphology of
the cellulose, and effect of homogenous versus heterogenous reaction conditions. Microcrystalline cellulose had slightly higher
reactivity then cellulose due to its greater purity and lower molecular weight, which gave rise to more reactive end groups. There
were no significant changes in the reactivity of cellulose with periodate in buffer solutions of pH 2–5, or of homogenous oxidation
of methylcellulose and carboxymethylcellulose as compared to heterogenous oxidation of cellulose powder. It was found that only
controlling the concentration of periodate used and the temperature could easily control the rate and extent of oxidation of cellulose. The conclusion is that in order to achieve higher extent of oxidation of cellulose it is preferable to use higher concentration of
periodate at 55 C for short reaction time, instead of stoichiometric periodate concentration for longer reaction times. # 2002
Elsevier Science Ltd. All rights reserved.
Keywords: Periodate oxidation; Cellulose; Heterogeneous; Homogeneous
1. Introduction
Oxidation of cellulose using sodium metaperiodate
has been extensively investigated in the literature, since
it leads to selective cleavage at the C-2 and C-3 vicinal
hydroxyl groups to yield a product with 2,3-dialdehyde
units along the polymer chain [1–4]. The latter is an
important functional polymer for further derivatisation
to specialized products, such as 2,3-dicarboxycellulose,
and specialized applications. In a detailed investigation
of some factors regulating the reactivity of cellulose,
Maekawa and Koshijima [3] found that the kinetics of
the reaction depended on the physical form of the cellulose, such as film, fiber, powder, etc. They reported
the initial pH of their system (cellulose powder, water,
periodate) to be 4.45, and the final pH to be 3.2.
We report here a detailed study of the effect of temperature, pH (maintained with the help of buffers), and
the concentration of periodate, on the progress of the
reaction. The reaction was followed by sodium thiosulfate titration, as reported in our earlier publication [4].
* Corresponding author. Fax: +91-20-5893041.
E-mail address: ajvarma@che.ncl.res.in (A.J. Varma).
One important observation was that beyond a certain
level of cellulose oxidation for a particular temperature–
pH–Periodate concentration, the white color of the
reaction mixture changes to pink or orange due to the
liberation of iodine. This agrees with the chemical and
spectral analyses of the progress of the reaction. Therefore, in our studies we report the reaction only upto the
point where the coloration appears in the reaction mixture. The pH of the reaction medium at each data point
was also measured and is reported. These detailed
observations have not been reported previously.
2. Experimental
2.1. Materials
Hardwood cellulose powder (CP-100, obtained from
Cellulose Products of India, Ltd., Ahmedabad, India) of
150 mesh was used in this study. It contained 85%
alpha-cellulose and an ether extract of 0.2% maximum.
Microcrystalline cellulose ( 96% alpha-cellulose), methyl
cellulose and carboxymethyl cellulose were obtained from
Aldrich.
0141-3910/02/$ - see front matter # 2002 Elsevier Science Ltd. All rights reserved.
PII: S0141-3910(02)00073-3
26
A.J. Varma, M.P. Kulkarni / Polymer Degradation and Stability 77 (2002) 25–27
2.1.1. Preparation of 2,3-dialdehyde cellulose
These we prepared by the method published earlier
[4]. Titrimetry used to calculate the consumption of
metaperiodate.
Table 1
Reaction of sodium metaperiodate with cellulose power or microcrystalline cellulose power at 55 C without buffer solution, with 2.0
times the theoretical amount of NaIO4 (I2 liberated after last reading
in each case)
2.1.2. Buffer solutions
Buffer solution of pH 2–5 was prepared as follows [5]:
Ratio of oxidant/
cellulose
Reaction time
(h)
0.8
NaIO4/cellulose
3
6
9
12
24
14.3
25.1
26.5
30.1
48.0
0.8
NaIO4/microcrystalline
cellulose
3
6
12
24
23.76 (pH=3.24)
30.32 (pH=2.95)
38.4 (pH=2.87)
57.5 (pH=4.43)
2.0
NaIO4/cellulose
3
6
10
24
For pH=2, 25 ml 0.2 M KCl solution and 6.5 ml 0.2
M HCl solution were mixed and diluted to 100 ml
with distilled water.
For pH=3, 50 ml 0.1 M potassium hydrogenphthalate solution and 22.5 ml 0.1 M HCl solution were mixed and diluted to 100 ml with distilled
water.
For pH=4, 50 ml 0.1 M solution potassium hydrogenphthalate and 0.1 ml 0.1 M HCl solution were
mixed and diluted to 100 ml by distilled water.
For pH=5, 50 ml 0.1 M potassium hydrogenphthalate solution and 22.6 ml 0.1 M NaOH
solution were mixed and diluted to 100 ml with distilled water.
% Conversion of
cellulose to
2,3-dialdehyde cellulose
30.4
51.9
66.0
100.0
(pH=3.24)
(pH=3.12)
(pH=3.02)
(pH=5.50)
(pH=4.60)
(pH=3.15)
(pH=3.15)
(pH=2.83)
(pH=5.05)
3. Results and discussion
Most studies dealing with periodate oxidation of cellulose to yield 2,3-dialdehyde cellulose are carried out at
temperature at or below 55 C. At 55 C and above, the
periodate is unstable and decomposes to liberate iodine
after some time, which makes it difficult to estimate
accurately the amount of periodate consumed. At room
temperature (< 35 C), the oxidation reaction proceeds
very slowly. Hence, it is difficult to choose appropriate
reaction conditions for obtaining a particular oxidation
level of cellulose. We therefore present here some data
on the effects of periodate concentration, temperature of
reaction, and effect of buffer on the heterogeneous oxidation of cellulose in aqueous media. For comparison
of morphological effects (extent of crystallinity), we also
carried out some reactions with microcrystalline cellulose powder. Finally, to ascertain whether water soluble
derivatives of cellulose in aqueous solution react at
enhanced rates as compared to the heterogeneous reaction of cellulose suspended in aqueous media, we also
studied the periodate oxidation of methyl cellulose and
carboxymethylcellulose in homogeneous aqueous solution.
Table 1 shows data on effect of periodate concentration at 55 C in water without use of buffers, on the
extent of oxidation of cellulose. Increase in concentration of periodate dramatically increases the rate of oxidation. For example, after 3 h the conversion was only
14% for periodate/cellulose ratio of 0.8, which more
than doubles to 30.4% when the periodate/cellulose
ratio is 2.0. Surprisingly, microcrystalline cellulose
Table 2
Reaction of sodium metaperiodate with cellulose power or microcrystalline cellulose power at 35 C without buffer solution, with
2.0,1.0 and 0.8 times the theoretical amount of NaIO4 (I2 liberation
after last reading in the case NaIO4/cellulose and 1.0; in case of NaIO4
/cellulose 2.0 the reaction was stopped after 47 h)
Ratio of
NaIO4/cellulose
Reaction time
(h)
% Conversion of
cellulose to dialdehyde
cellulose
0.8
7
19
25
36
47
52
90
6.77 (pH=3.35)
5.73 (pH=3.17)
21.3 (pH=3.09)
23.3 (pH=2.99)
28.1 (pH=2.90)
28.7 (pH=2.89)
– (pH=5.03)
1.0
2
4
12
22
27
36
47
52
73
10.1 (pH=3.39)
13.6 (pH=3.30)
17.6 (pH=3.31)
23.3 (pH=3.11)
26.4 (pH=2.94)
32.0 (pH2.98)
34.2 (pH=2.74)
39.5 (pH=2.62)
– (pH=5.01)
2.0
2
4
12
22
27
36
47
13.9 (pH=3.39)
23.9 (pH=3.35)
47.9 (pH=3.16)
5235 (pH=3.01)
57.70 (ph=2.97)
57.70 (pH=2.97)
58.40 (pH=2.95)
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A.J. Varma, M.P. Kulkarni / Polymer Degradation and Stability 77 (2002) 25–27
Table 3
Reaction of NaIO4 with cellulose powder at 55 C in water at different pHs using buffer solutions. (Ratio of NaIO4/cellulose: 0.8)
Time (h)
3
6
9
12
24
a
% Conversion of cellulose to 2,3 dialdehyde cellulose
Buffer of pH=2
Buffer of pH=3
Buffer of pH=4
Buffer of pH=5
No Buffer
17.3%
24.6%
28.75%
34.17%
38.68%a
19.83%
23.93%
28.30%
31.84%
36.81%a
19.85%
25.26%
29.68%
32.49%
35.26%a
15.09% pH=4.69
22.78% pH=4.60
24.91% pH=4.60
27.77%a pH=4.56
–
14.3% pH=3.24
25.13% pH=33.12
26.46% pH=3.02
30.07%a pH=5.05
–
pH=1.89
pH=1.86
pH=1.86
pH=1.86
pH=1.86
pH=2.95
pH=3.05
pH=3.05
pH=3.05
pH=3.24
pH=3.79
pH=33.69
pH=3.61
pH=3.65
pH=4.16
I2 liberation in reaction started after the last reading in each case.
powder was slightly more oxidisable compared to the
cellulose used. This may be due to its lower molecular
weight (greater number of oxidisable end groups) and
greater purity (cellulose powder was 85% pure, while
microcrystalline cellulose is estimated to be over 96%
pure).
At 35 C the reaction rates are considerably slowed
down (Table 2). Thus, after 25 h at 35 C the oxidation
level is only 21.3% at a periodate/cellulose ratio 0.8
whereas at 55 C the corresponding reaction level was
more than double at 48%. At higher periodate concentrations, at 35 C, the reaction rate tapers off as the
reaction proceeds. Thus, at a periodate/cellulose ratio
2.0, after 22 h the oxidation was 52.35%, which marginally increased to 58.4% after 48 h. This may be contrasted with the reaction at 55 C at this ratio (Table 1),
where the reaction had gone to 100% completion in 24
h.
When the reaction was carried out in the presence of
buffer solution (pH of 2, 3, 4, and 5), there was no
change in the rate of reaction (Table 3). Similarly, there
was no significant effect of the homogenous versus heterogeneous reactions (Table 4). Thus, methylcellulose
and carboxymethylcellulose had approximately similar
reactivities to cellulose, though it was noticed that
methylcellulose was slightly more sluggish and
carboxymethylcellulose was slightly more reactive than
cellulose.
Thus, it seems that the rate and extent of periodate
oxidation reaction can easily be controlled by controlling only the concentration of periodate and the temperature. Since liberation of iodine due to periodate
decomposition is time and temperature dependant, in
order to achieve greater extent of oxidation it is preferable to utilize higher concentration of periodate at 55 C
for short reaction period, instead of stoichiometric periodate concentration for longer reaction times.
Table 4
Reaction of sodium metaperiodate with cellulose powder, methyl cellulose powder, and carboxymethyl cellulose powder without buffer at
55 C with 1.0 times the theoretical amount of NaIO4 in each case
Sample
Cellulose
(heterogenous system)
Methyl cellulose
(homogenous system)
Carboxymethyl cellulose
(homogenous system)
Reaction time
(h)
% Conversion of cellulose
2
8.7 (pH=3.31)
4
12
14.5 (pH=3.24)
30.5 (pH=3.00)
2
11.1 (pH=3.71)
4
6
12
25.3 (pH=3.40)
32.3 (pH=3.18)
25.8 (pH=2.83)
2
4
7
10
9.4
24.4
38.2
39.4 (pH=3.8)
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