CLIMATE CHANGE AND THE WAR ON COAL: EXPLORING
THE DARK SIDE
Patrick Charles McGinley * **
∗
∗∗
To see coal purely as a gift from God overlooks the many
dangerous strings attached to that gift. Similarly, to see it as
just an environmental evil would be to overlook the
undeniable good that accompanies that evil. “Failing to
recognize both sides of coal—the vast power and the
exorbitant costs—misses the essential, heartbreaking drama
of the story.1
TABLE OF CONTENTS
Introduction ............................................................................................... 256
II. Coal at the Millennium ......................................................................... 258
III. History of Coal .................................................................................... 261
A. Early History .................................................................................... 261
B. Coal and the Industrial Age .............................................................. 262
C. Coal and Industrialization in the United States ................................ 263
IV. Coal’s Dark Side: Examining its Externalities ................................... 264
A. The Socio-Economic Costs of Coal Mining and Burning ................ 265
1. Industrial Awakening in the Coalfields .............................. 265
2. Early Labor–Management Coalfield Conflicts ................... 268
3. Economic Boom–Bust Cycle in Coalfield Communities:
1940-2009 ............................................................................... 271
B. Environmental Impacts of Coal ........................................................ 277
1. Limited Public Awareness of Coal’s Externalities ............. 277
2. Environmental Impacts of Early Coal Mining .................... 278
∗ The author acknowledges the excellent research assistance of Jessica Baker, Vermont Law
∗∗ Professor of Law, West Virginia University College of Law.
1. BARBARA FREESE, COAL, A HUMAN HISTORY 13 (Perseus Publishing 2003) [hereinafter
“FREESE”].
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3. Post–World War II Impacts of New Mining Technologies and
Methods .................................................................................. 278
4. New Technologies, Mining Methods, and Increasing Use of
Coal Magnify Coal’s Environmental Externalities ................. 283
Longwall Mining Externalities ............................................... 285
Mountaintop Removal Mining Externalities .......................... 287
Coal Waste Externalities ......................................................... 290
C. Miner Safety and Public Health Impacts of Coal ............................. 294
1. A Century-Long Trail of Workplace Injuries and Deaths .. 294
2. Mine Safety in The Twenty-First Century .......................... 298
D. Coal’s Externalized Health–Related Costs: Black Lung Disease .... 301
V. Climate Change and Coal: An Honest Dialogue About Coal’s
Externalities And Its Future .............................................................. 310
A. Call For a New Paradigm ................................................................. 310
B. Embracing the Future with a “War on Coal” Strategy ..................... 313
C. The Energy Markets ......................................................................... 326
Conclusion................................................................................................. 329
INTRODUCTION
The shadow cast by the threat of climate change clouds the world’s
path to a sustainable energy future. In a relatively short time, hundreds of
millions of people around the world have recognized global warming as a
threat of potentially catastrophic proportions. This paper seeks to provide a
small measure of illumination to facilitate informed decision-making as
future energy options are explored. Informed decisions are necessary if the
potential disasters attendant to climate change are to be avoided. Ignorance
is no longer an option.
Careful, objective consideration of the full range of costs and benefits
of each option will effectively serve the public interest. It is imperative that
public policy decision-makers accurately address the true range of costs and
benefits of all energy options—including those relating to coal. However, in
the past, such a cost-benefit analysis could easily overlook the externalities
of coal mining and burning, as those costs have historically been obscure.
As discussed below, public policy researchers and analysts have begun to
examine and document coal’s impacts. A recent scholarly report prepared
by university economists gives voice to long-expressed concerns of
coalfield citizens:
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Climate Change and Coal
257
Each stage in the life cycle of coal—extraction, transport,
processing, and combustion—generates a waste stream and
carries multiple hazards for health and the environment.
These costs are external to the coal industry and are thus
often considered “externalities.” We estimate that the life
cycle effects of coal and the waste stream generated are
costing the U.S. public a third to over one-half of a trillion
dollars annually. Many of these so-called externalities are,
moreover, cumulative. Accounting for the damages
conservatively doubles to triples the price of electricity
from coal per [kilowatt hour] generated, making wind,
solar, and other forms of nonfossil fuel power generation,
along with investments in efficiency and electricity
conservation methods, economically competitive.2
The following discussion recognizes “both sides of coal” with an
emphasis on those aspects of coal mining and burning that falls on what
coal historian Barbara Freese calls “the dark side.”3 Her book, COAL: A
HUMAN HISTORY, acknowledges the extraordinary contribution coal has
made to modern civilization, observing that “[l]ike a good genie, coal has
granted many of our wishes enriching most of us in developed nations
beyond our wildest pre-industrial dreams.”4 Importantly, Freese also
acknowledges the costs of coal, asserting that: “also like a genie, coal has
an unpredictable and threatening side[;] . . . although we have always
known that, we are just beginning to realize how far reaching that dark side
is.”5
The modern coal and power industries—“Big Coal”—have no
difficulty being heard by public policy decision-makers.6 Coal, power
2. Paul R. Epstein, Full Cost Accounting for the Life Cycle of Coal, 119 Ann. N.Y. Acad.
Sci., 73-98 (2011) [hereafter, Full Accounting]. See also, Julia M. Gohlke, et al., Estimating the Global
Public Health Implications of Electricity and Coal Consumption, 119 Env. Health Perspect. 821-826
(2011) [hereafter Global Health] (“Increased electricity consumption in countries with IM < 100/1,000
live births does not lead to greater health benefits, whereas coal consumption has significant detrimental
health impacts.”).
3. FREESE, supra note 1.
4. Id.
5. Id.
6. The term “Big Coal” was coined by author Jeff Goodell who defined it as “shorthand for
the alliance of coal mining companies, coal-burning utilities, railroads, lobbying groups, and industry
supporters that make the coal industry such a political force in America.” Goodell is highly critical of
these interests. JEFF GOODELL, BIG COAL: THE DIRTY SECRET BEHIND AMERICA’S ENERGY FUTURE,
xxvii, (2006) (Goodell emphasizes that the term is not meant to suggest the industry is monolithic or that
its proponents meet in secret to plan grand strategies. Rather, he posits, the coal industry like many other
industries “can be identified by certain common goals and pursuits” and thus, he uses the term to
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generation interests, and those associated with them, have millions at their
disposal to promote and spread the positive side of coal’s story.7 However,
the “dark side” of coal—its obscured externalities—is little appreciated or
understood by the public. These externalities are the primary focus of this
essay. Even while recognizing coal’s contributions to world
industrialization, the following discussion identifies and discusses coal’s
history of socio-economic, environmental, workplace safety, and public
health externalities. No argument is made here for or against coal’s use in
meeting the world’s demand for energy. The modest hope is that public
policy decision-makers will weigh in the balance both the costs and the
benefits of coal as the climate change debate focuses on future energy
options.
II. COAL AT THE MILLENNIUM
The International Energy Agency’s Coal Industry Advisory Board
(“IEA”) has concluded that “[d]iverse, secure, affordable and
environmentally acceptable energy supplies are essential to sustainable
development.”8 The IEA Advisory Board emphasized that “[r]esponding
effectively to the risks of global climate change while continuing to meet
the high energy demands of mature economies and the rapidly increasing
energy demands of developing economies is a significant international
challenge.”9
In meeting this challenge, fuel choices will no doubt include some mix
of coal and its competitors, including oil, natural gas, solar, hydro, wind,
biomass, and nuclear. The composition of the future mix is presently
unclear. What is clear is the contribution coal currently makes to the world
suggest that commonality as well as to remind the reader of the power and influence of “the players
involved.” It is in this specific sense the term “Big Coal” is used in this paper. Throughout this paper the
term is used interchangeably with “Coal,” each term intended to have the same meaning.).
7. As explained below, climate change constitutes an enormous concern of Big Coal. Coal’s
strategic response has been to tout its affordability, availability, and adaptability, arguing that these
benefits should guarantee coal’s share of future energy markets. See, e.g., Hal Quinn, President & CEO,
National Mining Association, Address at the United States Energy Association Eighth Annual State of
the
Energy
Industry
Forum
(January
18,
2012)
available
at
http://www.nma.org/pdf/speeches/011712_usea_hal.pdf (discussing the future of coal in America and
globally).
8. International Energy Agency, Reducing Greenhouse Gas Emissions: The Potential of Coal
9 (2005) [hereinafter IEA Coal Industry Advisory Board].
9. Id. at 9.
2011]
Climate Change and Coal
259
energy market and to the greenhouse gas emissions that raise climate
change concerns.
In the last two decades of the twentieth century, world coal production
increased by thirty eight percent to four billion tons.10 Coal production has
steadily increased in Asia while European production has declined
steadily.11 World coal production increased one and a half times as much
from 2003 to 2007 as it did over the previous twenty-three years.12 By
2030, annual world coal production is projected to grow to seven billion
tons—China accounting for half of the increase.13 United States reserves
amount to 30% of the world’s coal and the nation produced more coal
annually than any other country but China. China, by far the largest
producer, possesses only half the reserves of the U.S.14
In 2006, Big Coal had plans to build as many as 150 new coal-burning
power plants in the United States.15 None of these proposed facilities had
concrete plans for carbon capture and sequestration.16 Chinese plans for
10. The geographic extent of mineable coal reserves is reflected in statistics identifying leading
coal producing nations. Thirty-four countries produce one million tons of coal per year. The leading coal
producers are China (1119.8); United States (595.1); India (209.7); Australia (203.1); South Africa
(144.8); Russia (144.5) (numbers represent million tons oil equivalent). See THE GEOHIVE,
http://www.geohive.com/charts/en_coalprod.aspx ( last visited June 3, 2012).
11. Asia is the source of fifty-four percent of current global coal production. International
Energy Agency Report, International Coal Production, 1980-2007, ENERGY INFORMATION
ADMINISTRATION, (Oct. 17, 2008), http://www.eia.doe.gov/emeu/international/coalproduction.html
[hereinafter IEA Production Rep’t].
12. Id.
13. WORLD COAL INSTITUTE, THE COAL RESOURCE: A COMPREHENSIVE OVERVIEW OF COAL
13 (2009) [hereinafter THE COAL RESOURCE].
14. See ENVIRONMENTAL WORKING GROUP, COAL: RESOURCES AND FUTURE PRODUCTION
(2007), available at http://www.energywatchgroup.org/fileadmin/global/pdf/EWG_Report_Coal_10-072007ms.pdf ( last visited June 3, 2012) [hereinafter EWG COAL RESOURCES AND PRODUCTION]. The
EWG reports that the:
[l]argest coal producers in descending order are: China, USA (half of Chinese
production), Australia (less than half of US production), India, South Africa, and
Russia. These countries account for over 80 percent of global coal production.
Coal consumption mainly takes place in the country of origin. Only 15 percent of
production is exported, 85 percent of produced coal is consumed domestically.
Id.
15. See Mary Wood, Nature’s Trust: A Legal, Political and Moral Frame for Global Warming,
34 Mary Christina Wood, Nature’s Trust: A Legal, Political and Moral for Global Warming, 34 B.C.
ENVTL. AFF. L. REV. 577, 590 (2007) (citing News Release, Nat’l Energy Tech. Lab., Department of
Energy
Tracks
Resurgence
of
Coal-Fired
Power
Plants
(Aug.
2,
2006)
http://www.netl.doe.gov/publications/press/2006/06046-Coal-Fired_Power_Plants_Database.html).
16. More than 20 proposed coal-fired power plants were cancelled in 2007 and more than three
dozen other plants were delayed, primarily because of financing concerns. See INTERFAITH CENTER ON
CORPORATE RESPONSIBILITY, DON’T GET BURNED: THE RISKS OF INVESTING IN NEW COAL-FIRED
GENERATING
FACILITIES
9
(2008),
available
at
http://www.synapse-
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constructing new facilities for generating electricity by coal combustion are
more ambitious. China is planning to construct the equivalent of two five
hundred megawatt, coal-fired power plants per week with a capacity
comparable to the entire power grid of the United Kingdom each year.17
Worldwide, hundreds of new coal-fired power plants are currently under
construction or are in various stages of planning that will put them on-line
in the next few decades.18
Today, coal produces 39% of the world’s electricity with natural gas,
hydro, and oil far behind.19 93% of South Africa’s electricity is produced by
coal, 78% in China, 80% in Australia, 69% in India, and 47% in
Germany.20 Until recently, 50% of the electricity generated in the United
States was generated from coal, but the Energy Information Association
expects electric power sector coal use to continue to decline significantly.21
The average age of the more than 500 coal-burning power plants in this
country is 35 years.22
energy.com/Downloads/SynapseReport.2008-02.GRACE.Don't-Get-Burned-Risks-of-New-Coal.07014.pdf [hereinafter SYNAPSE REPORT].
17. MASS. INST. OF TECH., THE FUTURE OF COAL, OPTIONS FOR A CARBON CONSTRAINED
WORLD ix (2007) [hereinafter FUTURE OF COAL], available at http://web.mit.edu/coal/.
18. Mark Clayton, Global boom in coal power — and emissions, THE CHRISTIAN SCIENCE
MONITOR (March 22, 2007), available at http://www.csmonitor.com/2007/0322/p01s04-wogi.html.
19. IEA Production Rep’t, supra note 11. Coal generates electricity in many nations across the
globe. Thirty-four countries consume more than a million tons oil equivalent per year. The biggest coal
consumers are: China (1191); United States (567.3); India (237.7); Japan (119.1); Russian Federation
(112.5); South Africa (93.8); Germany (82.4); Poland (58.4); South Korea (54.8); Australia (51.5);
United Kingdom (43.8); Ukraine (39.6); Taiwan (39.5); Canada (35.0); Kazakhstan (29.7); Turkey
(28.8);
Indonesia
(27.7);
(numbers
represent
million
tons
oil
equivalent).
See
http://www.xist.org/charts/en_coalcons.aspx (last visited June 3, 2012). Percentages of market share of
other fuels are natural gas (19%), nuclear (17%), hydro (16%), and oil (7%). Id.
20. DR. MARK DEISENDORF, WORLD WILDLIFE FUND, COAL-FIRED ELECTRICITY AND ITS
IMPACT
ON
GLOBAL
WARMING
6,
available
at
www.wwf.org.au/publications/australias_polluting_power.pdf.
21. See FUTURE OF COAL, supra note 17. But see ENERGY INFORMATION ADMINISTRATION,
Short
Term
Energy
Rep’t
(February
7,
2012),
at
9;
available
at
http://www.eia.gov/forecasts/steo/pdf/steo_full.pdf (projecting a drop in electric generation coal
consumption declining to 41.2 percent in 2013 as other generation sources are developed to meet
electricity supply demands); ENERGY INFORMATION ADMINISTRATION, Coal’s Share of Total U.S.
Electricity Generation Falls Below 40% in November and December (March 9, 2012), available at
http://www.eia.gov/todayinenergy/detail.cfm?id=5331&src=email (stating that“[t]he last time coal's
share of total generation was below 40% for a monthly total was March 1978. A combination of mild
weather . . . and the increasing price competitiveness of natural gas relative to coal contributed to the
drop in coal's share of total generation.”).
22. Id. (explaining how these power plants produce, on average, five hundred megawatts).
2011]
Climate Change and Coal
261
Just one 500 megawatt coal-fired power plant produces approximately
three million tons of carbon dioxide (“CO2”) per year.23 As of 2008, the
United States’ coal-burning power plants were producing CO2 at an annual
rate of about one and a half billion tons.24 Coal contributes more climate
change-inducing greenhouse gases than any other fossil fuel.25 Coal burning
is the world’s largest source of carbon dioxide emissions, accounting for
40.3 percent of the total.26 Moreover, as far as perceptions go, coal has a
well-established reputation in the public eye as a “dirty” fuel, long
synonymous with smoke and air pollution.27 Thus, in making its case for
future energy market share, Big Coal starts with major disadvantages even
without factoring in the other serious externalities discussed below.
III. HISTORY OF COAL
A. Early History
Coal is a natural resource found in seams in underground layers
throughout the world; it underlies every continent—including Antarctica.28
23. Id.
24. Id.
25. .See, EPA: Power Plants Main Global Warming Culprits, (Assoc. Press, Jan. 11, 2012),
available at http://wvgazette.com/News/201201110192 . Data reported to USEPA on emissions of heattrapping gases indicate U.S. power plants responsible for 72 percent of greenhouse gases that contribute
to climate change. Id. See also Greenhouse Gas Reporting Program Data for Calendar Year 2010,
available at http://1.usa.gov/zO2wd7; http://epa.gov/climatechange/emissions/ghgdata/.
26. World carbon dioxide emissions from the consumption of coal totaled 12.1 billion metric
tons of carbon dioxide in 2006, up 42 percent from the 1996 level of 8.5 billion metric tons. China and
the United States were the two largest producers of carbon dioxide from the consumption of coal in
2006 accounting for 41 and 18 percent, respectively, of the world total. India, Japan, and Russia together
accounted for an additional 14 percent. U.S. ENERGY INFO. ADMIN., WORLD ENERGY OVERVIEW
(2006), available at http://www.eia.doe.gov/iea/overview.html ( last visited June 3, 2012). Petroleum
ran a close second to coal as a source of CO2 emissions from the consumption and flaring of fossil fuels.
In 2006 petroleum accounted for 38.4 percent of the total. Id.
27. See, e.g., Editorial, Clean Power or Dirty Coal, N.Y. TIMES, Feb. 10, 2008, at WK;);Craig
Whitlock, Dependent on a Dirty Fuel, German Coal Mines Thrive Despite Push for Cleaner Energy,
WASH. POST, at D1 (Feb. 8, 2008), available at http://www.washingtonpost.com/wpdyn/content/article/2008/02/07/AR2008020703755.html. Coal combustion produces significantly
greater CO2 emissions than oil and natural gas. See FUTURE OF COAL, supra note 17, at 5. CO2
emissions from coal-fired electricity generation comprise nearly 80 percent of the total CO2 emissions
produced by the generation of electricity in the United States. Fifty-one percent of electricity generation
is fueled by coal. See DEPT. OF ENERGY, ENVT’L PROTECTION AGENCY, CARBON DIOXIDE EMISSIONS
FROM GENERATION OF ELECTRIC POWER IN THE UNITED STATES 3 (July 2000) available at
http://www.eia.doe.gov/cneaf/electricity/page/ co2_report/co2emiss.pdf.
28. Coal is found in significant if not necessarily mineable quantities in many countries. The
nations with the most estimated reserves (in million tons) are: United States (243,069 ); Russian
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Coal has been exploited as an energy source for millennia.29 It is mentioned
in the annals of Roman occupiers of the British Isles in the third to fifth
centuries A.D.30 Coal use began in earnest in Europe at the end of the
middle ages.31 By the early fourteenth century, coal use had become
common as well as problematic in English cities. London streets in the
summer of 1306 were filled with coal smoke from blacksmith and artisan
fires. The air contamination was so offensive that it led to laws in the reign
of Edward I that banned coal burning and imposed “great fines and
ransoms” on violators.32
B. Coal and the Industrial Age
Two centuries later, population had significantly increased and the
great forests of the British Isles had been decimated to provide wood for
heating, cooking, and other domestic uses. England turned to coal as its
primary source of fuel.33 Elizabethan England’s transition from wood to
coal has been identified as a pivotal turning point in world history.34 It is
seen by one commentator as a transformational event:
Federation (156,994); China (113,209); India (57,955); Australia (76,367); South Africa (30,713);
Ukraine (32,988); and Kazakhstan (31,626). Europe’s ENERGY PORTAL, http://www.energy.eu/#nonrenewable (last visited June 3, 2012).
29. See THE COAL RESOURCE, supra note 13, at 19 (Mining in northeastern China provided
coal to fuel a copper smelter whose metal product was cast into coins around 1000 B.C. The World Coal
Institute asserts that “one of the earliest known references to coal was made by the Greek philosopher
and scientist Aristotle, who referred to a charcoal like rock.”).
30. There is evidence of use of coal by Roman occupiers of the British Isles from 300-500
A.D. BARBARA FREESE, COAL, A HUMAN HISTORY 12–13 (Penguin 2003) (citing J.U. NEF, 1 THE RISE
OF THE BRITISH COAL INDUSTRY 2 (Frank Cass & Co., 1966)).
31. See FREESE, supra note 1, at 15–42 (discussing use of coal in the British Isles from the
13time of Roman occupation circa. 300 B.C until the end of the reign of Queen Elizabeth I).
32. Id. at 1(citing ROBERT GALLOWAY, 1 ANNALS OF COAL MINING AND THE COAL TRADE 10
(1999))
33. By the end of the Sixteenth century coal use increased dramatically as sources of wood for
fuel were depleted. Before the end of the reign of Elizabeth I in 1603, coal surpassed wood as the
primary source of English fuel. GALLOWAY, supra note 32, at 10 (citing JOHN HATCHER, 1 THE
HISTORY OF THE BRITISH COAL INDUSTRY, BEFORE 1700: TOWARDS THE AGE OF COAL (Oxford Univ.
Press 1993))).
34. Id. at 2, 30–32. Robert Galloway explained:
Had the coal ban held up . . . human history would have been radically different.
As it happened, though, in the late 1500s the English faced an energy
crisis . . . they learned to tolerate what had been intolerable, becoming the first
western nation to mine and burn coal on a large scale. In so doing, they filled
London and other English cities with some of the nastiest urban air the world had
yet seen.
FREESE, supra note 1, at 2, 230–32(citing ROBERT GALLOWAY, 1 ANNALS OF COAL MINING AND THE
COAL TRADE 10 (1898, reprinted, 1999)).
2011]
Climate Change and Coal
263
[The English] went on to spark a coal-fired industrial
revolution that would transform the planet. The industrial
age emerged literally in a haze of coal smoke, and in that
coal smoke we can read much of the history of the modern
world.35
Coal-fired industrialization expanded in the late eighteenth and early
nineteenth centuries as the market for coal increased dramatically following
the perfection of steam-engine technology.36
The coal market expanded exponentially in England and other
industrializing European nations in order to meet the increasing demands of
iron and, later, steel production, train transportation, and steam-powered
ships.37
Domestic coal fueled Great Britain’s rise to become a global
commercial and military superpower—a position it held for the better part
of two centuries.
C. Coal and Industrialization in the United States
Beyond the far-flung British Empire, the industrial revolution took root
most quickly in the coal-rich United States. America’s vast coalfields
contained more coal than all of England and were the largest, easiest to
access, and highest quality coal reserves in the world.38 It was near the end
of the nineteenth century when invention and ingenuity in the United States
led to another surge in world demand for coal.
Tinkering at his Menlo Park, New Jersey, laboratory, Thomas A.
Edison developed the electric light bulb that helped propelled worldwide
industrialization. Yet, alone, Edison’s invention was of little value. To
fulfill its promise, the bulb required stimulation by electric current.
35. FREESE, supra note 1, at 2.
36. SALLY B. GENTILLE, REINVENTING ENERGY: MAKING THE RIGHT CHOICES 3 (Diane Pub.
Co. 1996). The steam engine was patented in 1769; coal-fired steam energy jump-started the industrial
revolution.
37. Id. Coal was also used extensively to fuel gas lights in many urban areas. Coal gasification
triggered exponential growth in gas lighting in urban areas in the early nineteenth century, especially in
London. Electricity eventually replaced coal gas street lighting at the end of the century as electric
generation and transmission became common.
38. Today, after well over a century of mining billions upon billions of tons of coal, the United
States coal reserves are still greater than that of any other nation of the world. Estimates of the
remaining minable coal in the nation run between one and two hundred years. There is a measure of
controversy concerning the accuracy of world and national coal reserve estimates. See, e.g., EWG COAL
RESOURCES AND PRODUCTION, supra note 14.
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Edison was a pioneer in the development of a system for efficient
electricity generation and transmission.39 Edison designed and oversaw the
construction of an electricity generating station that began commercial
operation in New York City in 1882.40 To fuel his system, Edison turned to
coal—which was readily available, discovered in seemingly limitless
quantities, and found in convenient locations reachable by rail and
waterways.
Coal’s entrepreneurs, politicians, laborers, and financiers sprang into
action. The importance of the agrarian economic base, a defining
characteristic of the nation since its colonial period, rapidly declined as
engines whirred and factories spewed mass-produced goods out into the
markets of the new American industrial age.
Thus, at the turn of the twentieth century, Edison’s genius brought coal
and electric generation together, effectively triggering an inexorable
expansion of the market for coal that continues today. Comfort was no
longer strictly the province of the wealthy. The lives of many Americans
improved dramatically. From the Atlantic to the Pacific, coal was the fuel
providing light to America’s cities and farms, and powering her factories.
Coal’s time had come in America.
IV. COAL’S DARK SIDE: EXAMINING ITS EXTERNALITIES
Air pollution caused by coal mining and combustion is only one of
many externalities adversely impacting the environment and coalfield
communities.41 Coal’s consequences are neither well known nor understood
39. The genius of Thomas Edison was aimed not only at electric lighting, but necessarily at
designing an efficient mechanism for generating electricity and transmitting current long distances to
activate his invention. See See FRANCIS ROLT-WHEELER, THOMAS ALVA EDISON, 125–136 (MacMillan
1915).
40. Id. The Edison plant generated electricity that was transmitted around the city to provide
residential lighting. THE COAL RESOURCE, supra note 13, at 19.
41. The externalities discussed herein are limited to those experiences in the Appalachian
coalfields in the United States. Other coal mining regions of the world, notably China, also have
experienced similar serious adverse impacts from coal mining and burning. China consumes more coal
than any other nation. It consumes one fourth of the world’s total coal production. Half the recent
increase of world coal consumption is attributable to China. See, e.g., HE YOUGUO, CHINA’S COAL
DEMAND OUTLOOK FOR 2020 AND ANALYSIS OF COAL SUPPLY CAPACITY, International Energy
Agency, available at http://www.iea.org/Textbase/work/2003/beijing/4Youg.pdf. For articles discussing
China’s coal-related externalities, see Simon Elegant & Zhangjiachang, Where the Coal Is Stained with
Blood,
TIME
MAGAZINE,
Mar.
2007,
available
at
http://www.time.com/time/magazine/article/0,9171,1595235,00.html (stating that “20,000 miners die in
accidents each year. And that count doesn’t include tens of thousands more of the country’s estimated 5
2011]
Climate Change and Coal
265
outside the world’s coal mining regions. Most people in developed nations
have long been unaware of the connection between coal’s costs and the
simple act of flipping on a light switch to illuminate a room. The public is
generally oblivious to coal’s negative impacts on the environment,
including soil erosion, landslides, sulfuric acid water pollution, stream
sedimentation, and loss of potable water. They are also unaware of the
workplace injuries, diseases, and fatalities associated with coal mining. Nor
is the public aware of coal’s socio-economic impacts, which include: family
and community disruption; economic stagnation; and accompanying lack of
educational, employment, and economic development opportunities.42
Sadly, many or all of these burdens are often borne by coalfield
communities.43
A. The Socio-Economic Costs of Coal Mining and Burning
1. Industrial Awakening in the Coalfields
The coming of the industrial age impacted the awakening coalfields of
Appalachia differently than it did the distant cities. As Edison innovated in
Menlo Park, the vast underground coalfield of Appalachia rested largely
undisturbed—as it had for millennia. The industrial activities of America’s
burgeoning cities lay in sharp contrast with the solitude of Appalachia’s
mountains:
Great forests of oak, ash, and poplar covered the hillsides
with a rich blanket of deep hues, and clear, sparkling
streams rushed along the valley floors. No railroad had yet
penetrated the hollows. The mountain people lived in small
million miners who die of lung afflictions and other work-related diseases every year.”); Keith Bradsher
& David Barboza, Pollution from Chinese Coal Casts a Global Shadow, N.Y. TIMES, June 11, 2006,
available at http://www.nytimes.com/2006/06/11/business/worldbusiness/11chinacoal.html (noting that
“[t]he sulfur dioxide produced in coal combustion poses an immediate threat to the health of China’s
citizens, contributing to about 400,000 premature deaths a year. It also causes acid rain that poisons
lakes, rivers, forests and crops.”); YANG YANG, A CHINA ENVIRONMENTAL HEALTH PROJECT
RESEARCH BRIEF: COAL MINING AND ENVIRONMENTAL HEALTH IN CHINA (2007), available at
http://www.wilsoncenter.org/topics/docs/coalmining_april2.pdf.
42. See generally P. McGinley, From Pick and Shovel to Mountaintop Removal:
Environmental Injustice in the Appalachian Coalfields, 34 ENVTL. L. 23 (2004). Cf. KYM ANDERSON,
WARWICK J. MCKIBBIN, REDUCING COAL SUBSIDIES AND TRADE BARRIERS: THEIR CONTRIBUTION TO
GREENHOUSE GAS ABATEMENT 3–4 (The Brookings Institution, July 1997), available at
http://www.brookings.edu/~/media/Files/rc/papers/1997/11globaleconomics_anderson/bdp135.pdf
hereinafter REDUCING COAL SUBSIDIES].
43. See generally P. McGinley, supra note 42.
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settlements scattered here and there in the valleys and
coves. Life on the whole was simple, quiet, and devoted
chiefly to agricultural pursuits.44
Within three decades the quiet rural life in the coal-laden mountains of
the region had vanished. Young men and their families fled hard-scrabble
subsistence farming, flocking to work in underground coal mines and live
in one of the multitude of “coal camps”—coal company-built and -owned
towns tucked up remote valleys and hollows in West Virginia, Kentucky,
and Pennsylvania.45 From sunrise to sundown, miners wielding picks and
shovels loaded coal into mule and horse drawn carts that hauled coal to the
surface and on to industrial markets.46 Miners spent long hours underground
engaged in back-breaking work. They found solace and refuge above
ground in the coal-camp homes rented from their employer.
New coal-camp communities sprouted throughout the remote
wilderness overlying the vast coal deposits.47 The great virgin forest was
clear-cut with a vengeance, and pristine mountain streams, only a few
44. Ronald D. Eller, Miners, Millhands, and Mountaineers: Industrialization of the
Appalachian South, 1880-1930 161.
45. Id.
46. A history of the Pennsylvania bituminous coalfields explains the work performed by men
and boys:
Coal mining was arduous work, especially before mechanization. Miners labored
in coal seams that were two–to twenty-feet thick, many spent the work day
hunched over in narrow seams. Before mechanization they used crude hand tools
and explosives to break coal from the vertical face. A skilled miner, usually lying
on his side, used his pick and wedges to remove chunks of coal without shattering
them. If he could not dislodge coal with his hand tools, a skilled miner drilled
holes into the rock face with a hand-powered auger, placed explosives in the
holes, and detonated the explosives. . . . Laborers . . . shoveled dislodged coal into
wooden cars, which . . . animals . . . pulled along rails to the surface or to a mine
elevator in a shaft. Boys often led the draft animals, and opened and closed tunnel
doors to regulate the flow of fresh air through mines. The wooden cars delivered
coal to . . . the surface . . . .
King
Coal:
Mining
Bituminous,
EXPLOREPAHISTORY.COM,
http://explorepahistory.com/story.php?&storyId=1-9-18&chapter=2 [hereinafter Pennsylvania History]
(last visited June 5, 2012).
47. U.S. Senate Reports and Bureau of the Census information indicate that at the zenith of the
early twentieth century coal boom, almost four-fifths of southern West Virginia mine workers and more
than two-thirds of mining families in southwestern Virginia and eastern Kentucky lived in the nearly
500 company towns distributed throughout the region. Id. at 162–63. In contrast, less than 100
independently incorporated towns existed in the same region. Id. at 163.
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decades earlier teeming with native trout, were polluted by coal-mine
drainage.48
In short order, coal mining transformed the Appalachian landscape and
“civilized” the region’s inhabitants:
[E]vidence of change was to be found on every hand. Coalmining village after coal-mining village dotted the hollows
along every creek and stream. The weathered houses of
those who worked in the mines lined the creeks and steep
slopes, and the black holes themselves gaped from the
hillsides like great open wounds. Mine tipples, headhouses,
and other buildings straddled the slopes of the mountains.
Railroads sent their tracks in all directions, and long lines
of coal cars sat on the sidings and disappeared around the
curves of the hills. . . . The once majestic earth was scarred
and ugly, and the streams ran brown with garbage and acid
runoff from the mines. A black dust covered everything.
Huge mounds of coal and “gob” piles of discarded mine
waste lay about. The peaceful quiet of three decades before
had been replaced by a cacophony of voices and industrial
sounds.49
Historian David Alan Corbin observed that “[o]wnership of the land
and resources gave coal companies enormous social control over the
miners. ‘You didn’t even own your own soul in those damnable places,’
recalled one elderly miner. ‘The company owned everything, the houses,
the schools, churches, the stores—everything.’”50 Indeed, the coal camp
came to symbolize the rapid industrialization of rural Appalachia. Historian
Ron Eller observed:
[C]ompany town[s] became for thousands of mountaineers
the dominant institution of community life—a vital social
48. See generally MINERS AND MILL HANDS, supra note 43, at 161. See also Patrick C.
McGinley, supra note 40, at 24–46.
49. MINERS AND MILL HANDS, supra note 43, at 161–162. Professor Eller dedicates an entire
book chapter to an examination of life in coal company towns. See id. at 161–98.
50. THE WEST VIRGINIA MINE WARS: AN ANTHOLOGY 1 (David Alan Corbin ed., Un.
Pittsburgh Press 1990) [hereinafter W. VA. MINE WARS]. In the coal camps, “company rule included the
company police in the form of mine guards, who would toss the miners in jail when they got disruptive,
or administer the company beating when they attempted to unionize.” Id. The coal company towns
provided a complete cradle to grave system which provided a company doctor to deliver babies, the
mines in which boys and men worked and cemeteries where camp inhabitants were eventually buried.
Id.
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center around which the miners’ world revolved. Not only
was the coal camp the site of one’s work, the source of
one’s income, and the location of one’s residence, but for
many it also provided an introduction to organized
community life and the setting in which new attitudes,
values, and social institutions evolved. Completely owned
and tightly dominated by the coal companies, the mining
towns also reflected the underlying transition in land
ownership and social power which had swept the region
with the coming of the industrial age.51
With ownership of the towns came coal-company administrative
responsibility for providing public services.52 Only two percent of company
towns possessed a sewer system; the vast majority simply dumped
community wastes into nearby creeks.53 Streams running through coal
camps were often polluted by a combination of raw sewage and acid mine
runoff that completely eliminated all biological life.54 Water pollution
affected human health. During hot, humid summers the polluted stream
stank, and diseases like typhoid ravaged children of the coal camps.55
“Civilization [had] come into the mountains” Professor Eller noted—with
no small hint of irony.56
2. Early Labor–Management Coalfield Conflicts
Industrial strife was common in the coalfields from 1900 to the 1930s
when the “New Deal” Administration of President Franklin Delano
Roosevelt began to level the playing field between labor and management.57
Unionization played a central role in coal-camp residents’ struggle for
economic and social justice during repeating cycles of boom and bust.
51. MINERS AND MILL HANDS, supra note 48, at 162.
52. Winthrop D. Lane, The Denial of Civil Liberties in the COal Fields 2 (1924); Jerry Bruce
Thomas, An Appalachian New Deal: West Virginia in the Great Depression 91–106 (Un. Press of
Kentucky 1998) [hereinafter Appalachian New Deal].
53. MINERS AND MILL HANDS, supra note 48, at 184.
54. Id. at 186.
55. Id. (citing Jerry Bruce Thomas, Coal Country: The Rise of the Southern Smokeless Coal
Industry and Its Effect on Area Development, 1872–1910 (1971) (unpublished Ph.D. dissertation,
University of North Carolina at Chapel Hill)). At the time coal companies’ responded to criticism
“arguing that coal could not be mined economically if they concerned themselves with ecology.” Id.
56. Id. at 162.
57. Conflicts between company and Union continued on a slowly diminishing scale until the
1990s where an era of rapprochement between coal industry and labor brought relative peace to coal
field labor relations.
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While miners engaged in strikes both in support of unionization and higher
wages they also struck “for their dignity and freedom.”58 For decades,
miners battled anti-union coal operators who dominated the Southern
Appalachian coalfields.
In West Virginia, from 1912 to 1921, a virtual war existed between
coal-company forces and miners.59 On several occasions, martial law was
declared and the state militia was summoned. Miners were arrested and
tried by military tribunals.60 Once, in September 1921, President Warren G.
Harding sent federal troops to intervene in the conflict.61
Contemporaneously, a political battle raged across the region’s
coalfields as miners fought for the right to unionize.62 Appalachian historian
and sage Harry Caudill observed that:
In 1931, for all practical purposes, the only law for the
miners . . . was the mining companies’ law as interpreted
by deputies sheriff selected and paid directly by the
companies . . . . The system was simply law enforcement
stripped of any pretense of impartiality, and it is difficult to
imagine a more effective device for promoting violence
and engendering resentful hatred among a people bred in
the free air of the Kentucky hills.63
The 1932 election of President Roosevelt and the advent of the “New
Deal” did not end coalfield violence nor the terrible poverty and oppression
of the coal camps. Labor unrest and strikes continued to pit miners against
nonunion coal operators during the 1930s. Some coal operators recognized
and bargained with the United Mine Workers Union. Others “resolved to
58. Jerry Bruce Thomas, An Appalachian New Deal: West Virginia in the Great Depression
91-106 (Un. Press of Kentucky 1998) [hereinafter Appalachian New Deal].
59. See generally W. VA. MINE WARS, supra note 50, at 1.
60. Arthur Warner, Fighting Unionism with Martial Law, THE NATION, Oct. 12, 1921, at 395,
396. Local newspapers referred to this conflict as an “industrial controversy.” Id. at 395. Warner
reminds us, however, that “the home folks resent the words ‘civil war’ as describing the situation, but
they seem to forget that the phrase is that [of West Virginia’s] Governor . . . in proclaiming martial law
in Mingo County on May 19 [1921], [who] said that ‘a state of war, insurrection, and riot and bloodshed
is and has been for some time in existence.’” Id.
61. The War in West Virginia, INDEPENDENT, Sept. 17, 1921, reprinted in W. VA. MINE WARS,
supra note 50, at 106.
62. James M. Cain, The Battle Ground of Coal, ATLANTIC MONTHLY, Oct. 1922, reprinted in
W. VA. MINE WARS, supra note 50, at 151, 157.
63. HARRY M. CAUDILL, NIGHT COMES TO THE CUMBERLANDS: A BIOGRAPHY OF A
DEPRESSED AREA 195–96 (Jesse Stuart Foundation 1962) (quoting Russell Briney of the COURIERJOURNAL (Louisville, Kentucky)) [hereinafter NIGHT COMES].
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fight the menace so long as they had a shot to fire.”64 Historian Caudill
chronicled the tactics of those coal operators who resisted unionization:
[T]hey proceeded step by step along the road to
intimidation and coercion. Miners suspected of joining the
union, harboring its agents or spreading its propaganda
were summarily ordered out of company houses and off
company property. The detailed leases covering the camp
residences, as interpreted by the docile courts, authorized
such summary evictions. Many unfortunate coal diggers
found their possessions and families thrust out of doors
when they were practically without funds and with no place
to go. If another miner took such a dangerous family into
his own house for even the shortest period he risked the
same fate.65
The onset of the Great Depression aggravated existing management–
labor conflicts, and distressed an already depressed coal market.
Widespread bankruptcies hit banks and coal operators alike.66 Coalcompany managers slashed miners’ already meager wages and then
reverted to paying workers on a “piecework” basis.67 Miners were permitted
to stay underground for as long as they wished, resulting in ten-hour to
twelve-hour workdays.68
The Depression’s effects were bad for most American workers, but
even more devastating to Appalachian coal miners and their families.
64. Id. at 195.
65. Id. Coal Company owners contradicted these reports. One operator testified before a
federal commission that “In all cases, regard has been paid to the health and comfort of those persons
whom it was found necessary to evict.” See W. VA. MINE WARS, supra note 50, at 9 (quoting
BITUMINOUS OPERATORS’ SPECIAL COMMITTEE, THE COMPANY TOWN: REPORT SUBMITTED TO THE
U.S. COAL COMMISSION 36–37 (1923)). In W.VA. MINE WARS, Corbin also cites other evidence from
an early effort to unionize coal camps in Kanawha County, West Virginia that contradicts coal operator
denials:
[M]ine guards arrived in the early morning and threw breakfasts out with the
furniture. During the process the mine guards destroyed over $40,000 worth of
furniture. In the town of Banner, the mine guards came to the house of Tony
Seviller, whose wife was pregnant. The head of the squadron shouted, “Get out!”
Mrs. Seviller, in bed and in labor when ordered out, responded, “My God! Can't
you see I am sick; just let me stay here until my baby is born.” The guard leader
replied, “I don't give a damn, get out or I’ll shoot you out.” Mrs. Seviller gave
birth to her baby two hours later, in a tent furnished by the UMWA.
W.VA. MINE WARS, supra note 50, at 10.
66. NIGHT COMES, supra note 63, at 171–174.
67. Id. at 170.
68. Id. at 170–71.
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“People who have never lived in mining communities cannot comprehend
the feeling of captivity and helplessness that lay so heavy in the coal camps
through these years.”69 Although aided by New Deal labor legislation
granting rights to organize and strike, it was not until the late 1930s that
unions gained a semblance of parity with coal industry management.70 The
coalfield economy did not revive until war clouds began gathering over
Europe prior to World War II.
3. Economic Boom–Bust Cycle in Coalfield Communities: 1940-2009
By 1940, ninety percent of the nation’s coal came from union mines.71
The federal government nationalized and ran coal mines during World War
II, and its negotiations with the union produced an agreement to pay miners
generous wages.72 The war-time demands for coal-fired industrial
production resulted in a coalfield economic boom.73 “Empty camps filled
again and the ghastly, painted houses swarmed with new brigades of ragged
irrepressible children. . . . The coal camps had been rejuvenated by 1945,
and union miners and their families were enjoying unparalleled freedom
and prosperity.”74
The government relinquished control of the mines to their owners
following the war. However, as the country welcomed returning veterans,
the coal market collapsed. Coal prices plummeted. The glut of coal
stockpiled for wartime consumption collided with the severely contracting
demand of a peacetime economy.75 Adding greatly to this dysfunctional
coalfield economy, coal began to lose its market share as railroads and
home furnaces were increasingly fueled by cheaper and cleaner-burning oil
and natural gas.76
69. Id. at 174–75.
70. See JOHN ALEXANDER WILLIAMS, APPALACHIA: A HISTORY 272 (Univ. of North Carolina
Press, 2001) [hereinafter APPALACHIA HISTORY]; The New Deal Congress enacted the National Labor
Relations Act, 29 U.S.C. §§ 151–169 (2000) (“NLRA”). Section 157 of the NLRA guaranteed
employees “the right to form, join, or assist labor organizations.” 29 U.S.C. § 157.
71. Richard A. Couto, The Memory of Miners and the Conscience of Capital, in FIGHTING
BACK IN APPALACHIA: TRADITIONS OF RESISTANCE AND CHANGE 165, 167 (Stephen L. Fisher ed.,
Temple Univ. Press 1993) [hereinafter Memory of Miners]. UMWA membership grew from a few
thousand in 1931 to almost 300,000 in 1940. APPALACHIA HISTORY, supra note 70, at 280.
72. Memory of Miners, supra note 71, at 167.
73. NIGHT COMES, supra note 63, at 220–21.
74. Id.
75. Id. at 247.
76. Id.; Memory of Miners, supra note 71, at 168.
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A new period of labor-management conflict followed in the wake of
this coalfield “bust” economy. Eventually, after a long, hostile strike in
1950 and 1951, coal companies and the union agreed to a revolutionary
contract that significantly increased miners’ wages and benefits in return for
union acquiescence to mine mechanization.77 By the beginning of the
1960s, the new mining machines had greatly increased coal production
while drastically reducing the need for skilled and unskilled labor.78
By 1960, coal industry consolidation, a poor coal market, loss of
mining jobs and a concomitant immigration from coalfield communities
“made for a severe and chronic economic predicament” for West Virginia’s
coalfield communities.79 The depressed job market drove up unemployment
in these communities. West Virginia’s unemployment rate was the nation’s
highest—triple that of the nation.80 As the coal-based economy continued to
collapse, tens of thousands left the coalfields in search of work in the
industrial plants of the Northeast and the nonunion textile and
manufacturing plants of the Sunbelt.81 Some miners and their families
77. APPALACHIA HISTORY, supra note 70, at 318; Memory of Miners, supra note 71, at 168–
69. See also NIGHT COMES, supra note 63, at 258–264 (describing the mechanization of coal mining).
See generally KEITH DIX, WHAT’S A COAL MINER TO DO? THE MECHANIZATION OF COAL MINING (Un.
Pittsburgh Press 1988).
78. OTIS K. RICE, STEPHEN W. BROWN, WEST VIRGINIA: A HISTORY 280 (Univ. Press of Ky.,
2d ed. 1993) [hereinafter W.VA. HISTORY]. Coal production per man-day increased from 5.57 tons in
1945 to 10.05 tons in 1957. In 1948, 117,104 miners were at work in West Virginia. In 1957, only
58,732 miners were employed; by 1961 the number of miners had shrunk to only 42,557 in West
Virginia and less than 200,000 nationwide. Id. at 280, 284. See also APPALACHIAN NEW DEAL, supra
note 58, at 238.
79. See APPALACHIAN NEW DEAL, supra note 58, at 239 (1998). During this period of
economic distress the character of the company town relationship between company and residents
changed. See generally McGinley, supra note 42, at 35–36. Many houses were sold to their occupants
and others were rented to anyone who could pay the meager rent (in 1987, as little as $15 per month) for
the dilapidated structures. Indeed, this relationship continues today in some of the former coal camps
that remain. See id. citing, Jules Loh, The Longstanding Paradox of Eureka Hollow, CHARLESTON
GAZETTE, Jan. 4, 1987, at A4 [hereinafter Longstanding Paradox]; Jules Loh, Despite Billions In Aid,
Poverty Still Plagues Appalachia, THE DALLAS MORNING NEWS 6A, 1987 WLNR 1943627 (January 4,
1987).
80. Id. at 239.
81. See W.VA. HISTORY, supra note 78, at 280 (“[t]housands of young men, who normally
would have entered the mines . . . left for Pittsburgh, Cleveland, Akron, Chicago, Detroit, and other
cities.”); APPALACHIA HISTORY, supra note 70, at 394 (recounting the southward exodus to the
“sunbelt”). See generally CHAD BERRY, SOUTHERN MIGRANTS, NORTHERN EXILES (Univ. of Ill. Press
2000)(describing Appalachian migration during times of economic distress); see generally HARRY K.
SCHWARTZKELLER et al., MOUNTAIN FAMILIES IN TRANSITION: A CASE STUDY OF APPALACHIAN
MIGRATION (Pa. State Univ. Press 2nd ed. 1971). (describing the “exodus” of residents from Beech
Creek, Ky.).
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elected to stay and hope for better times. One man described the quandary
faced by unemployed coal miners:
It’s rough, buddy. . . . This is home. This is where we were
both born and raised. We like it here. Until I can find work,
we stay. If the program I’m on runs out, well, then I guess
we’ll have to think about moving on. Where to? Where can
a man with a family go with no place to set out for and no
money to get there? Hard as it is, we want to stay here.
This hollow is home.82
The beleaguered, poverty-stricken coalfield communities of Central
Appalachia did receive a measure of assistance via the food stamp and
public assistance programs launched by the administrations of Presidents
John F. Kennedy and Lyndon Johnson.83
The future of the coal regions appeared brighter by 1970 when a new
coal “boom” took hold. The United States faced an “energy crisis” brought
on by a Middle-Eastern oil cartel’s price fixing.84 In the coalfields of
Appalachia, the hiring call went out for miners for the first time in decades
as electric generating power companies shifted from more expensive oil to
coal—which was not only cheaper, but also more reliable because it was
not subject to international political intrigue and terrorism. Thousands of
miners were hired or re-hired and the region sprang back to life:
During those fabulous days in the mid-seventies, thousands
of men who had left the mountains came home from distant
cities to dig coal. In West Virginia, Virginia, Kentucky,
and Tennessee, small truck mines that had been abandoned
for years were reopened. Nearly anybody who had or could
borrow money to buy a dump truck and a road grader could
become a strip mine operator. Bootleggers mined without
permits and got good money for gray mixtures of coal,
slate, and rock. Spot market prices soared to nearly $100 a
82. Longstanding Paradox, supra note 79.
83. See generally APPALACHIA HISTORY, supra note 70, at 339–52, 366–79. Professor
Williams quotes Harry Caudill as expressing the concern that the Kennedy-Johnson Administration’s
“War on Poverty” threatened to “turn Appalachia into a giant welfare reservation.” Id. at 369 (citing
HARRY CAUDILL, THE WATCHES OF THE NIGHT (1976)).
84. See generally DAVID YERGIN, THE PRIZE: THE EPIC QUEST FOR OIL, MONEY, AND POWER
607–09 (Free Press 1993). The per barrel cost of oil quickly escalated as the Organization of Petroleum
Exporting Countries (OPEC) ratcheted up prices in response to the “Yom Kippur War” and the shutdown of oil fields of Iran after the country’s leader was overthrown in a 1978 coup. Id. at 607–09, 635,
685.
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ton and suddenly-rich independent operators lived in
opulence, bought luxury cars for their wives, and
concluded business deals on the golf course.85
The 1970s coal boom was short-lived. By 1980, the boom subsided and
economic hard times returned once again to the coalfields. By 1984, West
Virginia experienced the nation’s highest unemployment rate and
“economic indicators pointed to continuing difficulties, with recovery
trailing far behind that of the other states.”86
In 1987 a journalist described the condition of the old coal camp in
Eureka Hollow, West Virginia:
The village on its trash-strewn banks at the mouth of the
hollow is Eckman. You won’t find it on a road map.
Eckman consists of a grocery store, filling station and a
one-room post office. Wooden planks thrown over a ditch
at the uphill edge of town mark the start of the road up
Eureka Hollow. Woebegone wooden houses, many of them
falling down, dot the hillsides along the road. Tree limbs,
like crutches, prop up porches. Abandoned houses crumble
alongside inhabited mobile homes. Coal dust trodden into
black gum replaces grass. Red dog, a rust-colored mine
waste turned into coarse gravel, paves driveways.
Automobile carcasses rot beneath clotheslines burdened
with patched jeans and faded shirts.87
The streets of Whitesville, West Virginia were clogged with shoppers
and traffic during the 70s boom; by 2002, they were usually empty. A
reporter described the town: “Vacant stores dot the town’s main drag and
windows are covered with dust from coal trucks that rumble through night
85. Rudy Abramson, New Coal Isn’t Old Coal, 20 APF REPORTER 1 (2001), available at
http://www.aliciapatterson.org/APF2001/Abramson/Abramson.html [hereinafter Abramson].
86. W.VA. HISTORY, supra note 78, at 238; See generally Ry Bearak, Numbers Worsen
Poverty: Toll Grows Amid Aid Cutbacks, L.A. TIME, July 28, 1985, at A1, available at 1985 WLNR
947120 (describing how coal mining slump in West Virginia lead to man becoming unemployed).
87. Longstanding Paradox, supra note 79. Reporter Loh’s description of Eureka Hollow
cannot be generalized to all former coal camps. Some coal company lessors maintained their properties
and often remodeled houses they owned keeping them in good repair. See NIGHT COMES, supra note 63,
at 263–268; GERALD M. STERN, THE BUFFALO CREEK DISASTER: HOW THE SURVIVORS OF ONE OF THE
WORST DISASTERS IN COAL-MINING HISTORY BROUGHT SUIT AGAINST THE COAL COMPANY—AND
WON, 41–2 (Vintage Books ed. 1977) [hereinafter BUFFALO CREEK DISASTER).
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and day. Traffic lights work intermittently. Parking meters were removed
long ago.”88
During the period from 1982 to 2011, the Appalachian coalfield
economy has continued to experience an extended decades-long bust phase.
Midwestern utility companies eschewed Appalachian coal for cheaper
western coal, and loss of mining jobs in Appalachian underground mines
continued as a result of further mechanization.89
West Virginia’s coal economy typified that of the Central Appalachian
coal region. In 1980, coal jobs in the State had dropped by 7,000 from the
boom high of almost 63,000 in 1978; five years later only 35,813 miners
were at work in West Virginia.90 In 1990, coal-miner employment dipped to
less than 29,000. By 2000, coal-mining jobs in West Virginia declined to
14,925. In the first decade of the new century, coal-mine employment in the
state cycled between 15,000 and 21,000 jobs with a slightly upward trend.91
Today, less than 22,000 miners are at work in the state.92
As the number of coal jobs decreased, Appalachian coal production
reached record levels by the beginning of the millennium. However, coal
production is projected to decline over the next three decades.93 Ironically,
high levels of coal production and unemployment coincided—a paradox
explained by new technologies and large scale mining methods that utilize
far fewer workers.94
Dan Radmacher, former editor of the Charleston Gazette in West
Virginia, has examined this paradox, finding that the coal-producing
counties in West Virginia, Kentucky, and Virginia are much poorer than
coal-producing counties in western states.95
In Mingo County, West Virginia, the heart of the so-called “Billion
Dollar Coalfields,” Radmacher found that, in 2001, the median household
income was $12,000 less than the national average and the area is filled
with “empty houses and businesses[,] . . . which has to be a psychological
88. Abramson, supra note 85.
89. McGinley, supra note 42, at 44.
90. Id.
91. Randall A. Childs & George W. Hammond, Consensus Coal Production Forecast for West
Virginia 2009-2030 1 (2009), available at http://www.be.wvu.edu/bber/pdfs/BBER-2009-14.pdf.
92. Average Number of Employees by State and Mine Type, U.S. ENERGY INFORMATION
ADMINISTRATION, http://www.eia.gov/cneaf/coal/page/acr/table18.html (last visited June 3, 2012).
93. Childs, supra note 91.
94. Id.
95. Dan Radmacher, The Curse of Coal: Out West, Counties Fare Better, SUNDAY GAZETTEMAIL (Charleston, W. Va.), June 10, 2001, at 1C, available at 2001 WL 6672917.
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burden as well as a barrier to economic development.”96 A local bank’s
profile of the area observed that “[t]oday, a large percentage of the coal
mined in West Virginia is from strip [mining], requiring fewer people. This
means fewer jobs, lack of a well-planned infrastructure for communities
and an educational system that suffers from all of these factors.”97
One study of the economics of Appalachian coal counties has observed:
The bottom line is that these are poor counties with poverty
rates substantially above the national median, particularly
for
white
families,
children,
and
dependent
populations . . . . These counties have populations with low
median levels of education and high levels of
unemployment. In 2003, median household income was
substantially below the national median. Per-capita
disability and supplemental Social Security income levels
are high by national standards. 98
Government projections suggest that, as coal reserves in Central
Appalachia are depleted over the next two decades, coal production will
shift to Great Plains states and to the northern part of the basin.99 The
96. Id. See also Amy K. Glasmeier, Living in Coal Country: What Kind of Life Is That? (Jan.
8, 2006), available at http://www.npr.org/documents/2006/jan/sagoeconomicprofile.pdf (stating that
“[i]n Upshur County, labor force participation rates are low by state and national standards. Almost half
of the working-age population is not in the labor force.”).
97. Coalfield Counties Rich in Potential: Bank President Says Tourism Vital to Growth,
DISCOVER: THE REAL W. VA. FOUND., Summer 2002, at 6, available at
http://www.drwvfoundation.org/pdf/DiscoverSummer02.pdf.
98. Glasmeier, supra note 96 (explaining that “[f]or those living in mining communities, low
levels of education, poor health conditions, unstable work histories, and limited access to jobs paying a
living wage explain why people work in the mines. With few alternatives, it is no wonder that when the
price of coal goes up people risk their lives to take jobs in the mines”).
99. See U.S. ENERGY INFO. ADMIN., ANNUAL ENERGY OUTLOOK 2011 85 (2011), available at
http://www.eia.gov/forecasts/aeo/pdf/0383%282011%29.pdf [hereafter Outlook 2011] (predicting that
Western coal production will increase slowly through 2035 as demand for coal grows slowly). The
agency forecasts that “low-cost supplies of coal from the West [will] satisfy much of the additional fuel
needs at coal-fired power plants east of the Mississippi River” while “coal produced from the
extensively mined, higher cost reserves of Central Appalachia is supplanted by lower cost coal from
other supply regions.” The EIA predicts that “increased production from substantial reserves of midand high-sulfur bituminous coal in in the northern part of the basin” (Illinois, Indiana and Western
Kentucky) will “help to moderate the overall production decline in Appalachia.” Id. See also Childs &
Hammond, supra note 91, at 21 (indicating that coal production in central Appalachia will gradually
decrease
through
2030).
(W.Va.
Dep’t.
Envt’l.
Protection,
2009)
http://www.be.wvu.edu/bber/pdfs/BBER-2009-14.pdf (last visited June 3, 2012); RORY MCILMOIL &
EVAN HANSEN, DOWNSTREAM STRATEGIES REPORT, THE DECLINE OF CENTRAL APPALACHIAN COAL
AND
THE
NEED
FOR
ECONOMIC
DIVERSIFICATION
(2010),
available
at
2011]
Climate Change and Coal
277
prospects of coalfield communities, East and West, will continue to cycle
between boom and bust if forecasts of regional sagging and/or declining
coal production are credible. Indeed, the first three decades of the twentyfirst century portend yet another generation of coal country families
experiencing the industry’s economically debilitating boom-bust cycle—
likely more “bust” than “boom.” 100
B. Environmental Impacts of Coal
1. Limited Public Awareness of Coal’s Externalities
The contributions of coal burning to global warming has increasingly
been the focus of intense scientific study and growing public concern. The
enormous consumption of billions of tons of coal for electric generation
pollutes the Earth’s atmosphere with green house gases including sulfur
dioxide, carbon dioxide and ozone.101 Other constituents of coal-fired
power plant emissions, including mercury, arsenic, and dioxin, raise serious
public health concerns.102 Recent research by public health scholars suggest
a correlation between coal mining pollution and various health problems of
coalfield residents.103 However important coal burning’s contribution to
global warming is, generation of greenhouse gases is not the fuel’s only
adverse environmental consequence. Coal’s adverse effects on natural
http://www.downstreamstrategies.com/documents/reports_publication/DownstreamStrategiesDeclineOfCentralAppalachianCoal-FINAL-1-19-10.pdf.
100. See generally, S. O’Leary, T. Boettner, Boom and Bust: the Impacts of West Virginia’s
Energy Economy, (W.Va. Center on Budget and Policy, 2011); Dylan Lovan, Appalachia faces steep
coal
decline
(Associated
Press,
Sept.
27,
2011),
available
at
http://theglobalrealm.com/2011/09/29/appalachia-faces-steep-coal-decline/).
101. In addition, underground coal mining operations release into the atmosphere enormous
amounts of methane gas from strata adjacent to buried coal seams. Methane Gas is more than 20 times
as effective as CO2 at trapping heat in the atmosphere. U.S.E.P.A., INVENTORY OF U.S. GREENHOUSE
GAS
EMISSIONS
AND
SINKS:
1990–2006
ES-9
(2008),
available
at
http://epa.gov/climatechange/emissions/downloads/08_CR.pdf.
102. See, M. Houyoux, M. Strum, Memorandum: Emissions Overview: Hazardous Air
Pollutants in Support of the Final Mercury and Air Toxics Standard, (EPA-454/R-11-014, November,
2011), available at http://www.epa.gov/mats/pdfs/20111216EmissionsOverviewMemo.pdf. See
generally U.S. ENVTL. PROT. AGENCY, STUDY OF HAZARDOUS AIR POLLUTANT EMISSIONS FROM
ELECTRIC UTILITY STEAM GENERATING UNITS—FINAL REPORT TO CONGRESS (EPA-453/R-98-004b)
(1998), available at http://www.epa.gov/ttn/caaa/t3/reports/eurtc1.pdf (stating that arsenic, mercury, and
dioxin emitted from coal-fired power plants are considered “hazardous air pollutants” by the EPA); see
also Robert B. Finkelman, Harvey E. Belkin, Baoshan Zheng, Health impacts of domestic coal use in
China,
96
PROC.
NATL.
ACAD.
SCI.,
3427-3431
(1999),
available
at
http://www.pnas.org/content/96/7/3427.full.pdf (last visited June 3, 2012) (describing the health risks of
arsenic and mercury exposure as a result of coal combustion).
103. Global Health, supra note 2.
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resources and coal-related human health effects have long been
documented, if not generally recognized by the public. As discussed below,
there are many other serious adverse environmental and socio-economic
consequences of coal. These adverse externalities have failed to gain major
traction in public discourse of the world’s energy future.
2. Environmental Impacts of Early Coal Mining
When coal was first mined in the United States, its impact on the
environment was minimal. American coal was hand-mined underground
from the late nineteenth century to the nineteen twenties by men with the
help of animals including mules, ponies, oxen, goats, and even dogs.104
Mine tunnels originally were dug by pick and shovel, aided by use of
explosives to clear the path through rock layers to the coal.105
Because most of the coal mined prior to World War II came from
underground pits,106 the environmental impacts of coal mining were limited
to surface subsidence and water pollution.107 Mines and the number of
miners grew as tunnels were dug deeper and deeper underground. The
industry’s footprint grew with the severity of its environmental effects.
3. Post–World War II Impacts of New Mining Technologies and Methods
At the conclusion of World War II, mining technology evolved quickly
as did the adverse impacts of coal. Strip mining accelerated as equipment
grew larger and more efficient. In the late 1940s, highly productive
“continuous mining” machines were introduced and rapidly adopted as the
underground mining equipment of choice.108 These new mining methods
and technologies dramatically boosted production per miner/hour.
Correspondingly, coal mining required substantially less manual labor than
it had only a decade earlier.109
104. GEOFACTS, HISTORY OF COAL MINING IN OHIO, OHIO GEOLOGICAL SURVEY, Ohio Dep’t
Natural Res., http://www.dnr.state.oh.us/Portals/10/pdf/GeoFacts/geof14.pdf (last visited June 3, 2012).
105. Pennsylvania History, supra note 46.
106. Steam engines and improved mechanization made strip mining of coal feasible from 1940
onward. APPALACHIA HISTORY, supra note 70, at 257.
107. Of course mining coal did cause some serious air pollution in industrial cities. Pittsburgh
earned the sobriquet “the smoky city” because it was common for streets to be lit at mid-day due to the
smoked-filled air.
108. Mechanization of the Coal Industry in Appalachia, KENTUCKY COAL EDUCATION (May
1997), http://www.coaleducation.org/coalhistory/Jenkinshis.htm (last visited June 3, 2012).
109. See, e.g., W.VA. HISTORY, supra note 78, at 280. In 1940 130,457 miners produced
126,619,825 tons of coal. In 1955, 54,321 miners produced 137,073,372 tons. W. VA. OFFICE OF
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Climate Change and Coal
279
During the next two decades, the most visible adverse impacts of the
new mining technologies appeared on the surface as a consequence of the
growing use of strip mining. Not as visible, but similarly destructive, are
the environmental impacts of modern underground mining.
Surface mining gashed scars in Appalachian mountainsides, stripping
away the forest on thousands of acres and causing erosion and attendant
stream sedimentation, siltation, and flooding.110 Stripping was almost
completely unregulated, so coal operators rarely reclaimed disturbed land.
Surface mining smothered stream aquatic life.
In some coalfield regions, drainage from strip and underground mining,
laced with iron-laden sulfuric acid, sterilized watercourses, staining them
red and orange with iron and manganese precipitants.111 Underground and
strip mining fractured strata and depleted aquifers. Wells and springs used
by many coalfield families were contaminated or went dry with severe
effects on domestic home life.112
Loud noise and dust from blasting and earth-moving activities disturbed
nearby communities and wildlife.113 During mining, explosives used to
facilitate coal extraction threw clouds of dust and debris into the air,
affecting nearby homes.114 Indiscriminate dumping of mine spoil on steep
MINERS’ HEALTH, SAFETY AND TRAINING, PROD. OF COAL AND COKE IN W. VA. 1863–2007, available
at http://www.wvminesafety.org/historicprod.htm.
110. J.R. Ferrari, et al., Surface mining and reclamation effects on flood response of watersheds
in the central Appalachian plateau region, 45 Water Resources Research WO 0447, (2009).
(“[F]indings indicate that mine reclamation leaves the landscape in a condition more similar to urban
areas rather than does simple deforestation, and call into question the effectiveness of reclamation in
terms of returning mined areas to the hydrological state that existed before mining.”)
111. See CHAD MONTRIE, TO SAVE THE LAND AND PEOPLE: A HISTORY OF OPPOSITION TO
SURFACE COAL MINING IN APPALACHIA 3 (Un. of North Carolina Press 2003) [hereinafter HISTORY OF
OPPOSITION]. See generally, Patrick C. McGinley, Acid Coal Mine Drainage: Past Pollution and
Current Regulation, 17 Duq. L. Rev. 67–97 (1979) For a brief technical explanation of Acid Mine
Drainage, see U.S. GEOLOGICAL SERVICE, ACID MINE DRAINAGE: AN INTRODUCTION, available at
http://energy.er.usgs.gov/health_environment/acid_mine_drainage/.
112. COMMISSION ON ENGINEERING AND TECHNICAL SYSTEMS, SURFACE COAL MINING
EFFECTS ON GROUNDWATER RECHARGE 4 (1990) (describing destruction of aquifers in Kentucky
caused by surface mining);
113. J. BARTIS, F. CAMM, DAVID ORTIZ, PRODUCING LIQUIDS FROM COAL: PROSPECTS AND
POLICY
ISSUES,
Rand
Corp.,
78-79
(2008)
http://www.rand.org/pubs/monographs/2008/RAND_MG754.pdf (last visited June 3, 2012) [hereinafter
Rand Corp. Report] (citing U.S. ENVTL. Prot. Agency, Mountaintop Mining/Valley Fills in Appalachia:
FINAL
Programmatic
Environmental
Impact
Statement
(2005),
available
at
http://www.epa.gov/region03/mtntop/eis2005.htm).
114. Id.; see also H.R. Rep. No. 95-218, at 58-59 (1977) (detailing the devastating impacts of
surface mining which inspired Congress to pass SMCRA), reprinted in 1977 U.S.C.C.A.N. 539, 596-97
(hereafter House Report). A House report accompanying an earlier, 1974 version of a bill that would
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mountainsides caused landslides, sometimes killing people and burying cars
and homes.115
On occasion, mine site coal-slurry impoundments, containing wastes
generated by coal processing and cleaning, have been breached or
collapsed, causing loss of life and severe economic and ecological
damage.116 The most poignant example is the 1972 collapse of a huge coal
waste impoundment at Buffalo Creek, West Virginia.117 Pittston Coal
Company denied responsibility for the disaster, claiming the flood was an
“Act of God.”118 Investigations, however, showed that the dam was not
engineered; rather, it was constructed by simply dumping an enormous
quantity of solid and liquid coal refuse in a narrow valley flanked by high
ridges and traversed by Buffalo Creek. Federal regulations at the time
prohibited such dams.119
ultimately become the SMCRA was emphatic in it’s condemnation of coal industry practices that
wreaked havoc on the environment and coalfield communities for decades:
The social and environmental impacts of surface and underground coal mining
have been enormous. The most serious effects are to be seen in the Appalachian
region, where the entire socio-economic infrastructure of parts of Pennsylvania,
West Virginia, Ohio, Kentucky, Virginia and Tennessee and Alabama has been
profoundly affected by decades of extracting coal from the rich bituminous
deposits. As a consequence of the hazardous environment associated with both
underground and surface mining of coal, the health and safety of people living
and working near the coal mines of the region are in more or less constant
peril . . . Tragically, coal mining in America has left its crippling mark upon the
very communities which labored most to produce the energy which once impelled
the Nation's industrial plant and now generates much of its electrical power.
H.R. Rep. No. 93-1072, at 56–7 (1974).
Some in the coal industry today seem unaware of this ignoble era of exploitation that led to
federally mandated reclamation standards and federal oversight of state regulators.
115. House Report, supra note 114, at 58–9. HISTORY OF OPPOSITION, supra note 104, at 3.
116. Rand Corp. Report, supra note 113, at 79 (citing Ian Frazier, Coal Country, ONEARTH,
Spring 2003, http://www.nrdc.org/onearth/03spr/coal1.asp (last visited, June 5, 2012)).
117. BUFFALO CREEK DISASTER, supra note 87; see also Rand Corp. Report, supra note 113, at
79, (citing Coal Country, supra note 116) (illustrating that three and a half decades after the Buffalo
Creek disaster, serious questions continue to be raised about coal waste impoundments’ physical
integrity in the near and long term.).
118. BUFFALO CREEK DISASTER, supra note 87, at 10. Pittston officials issued a statement
claiming that “ the break in the dam was caused by flooding—an Act of God.” West Virginia’s state
climatologist disagreed. “‘Act of God’ is a legal term. There are other legal terms—terms like
‘involuntary manslaughter because of stupidity’ and ‘criminal negligence.’” Id., quoting Robert
Weedfall.
119. Gerald Stern described how the dump was “constructed:”
[T]rucks merely dumped coal refuse across [the Creek] until the refuse reached
the other side. [After two dams positioned one above the other filled with silt]
Dam 3 was started upstream . . . by the . . . time of the disaster its 534,000 cubic
yards of refuse reached almost 500 feet up the hollow, and spanned 450 to 600
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A state inspector’s repeated warnings over several years and his
suggestion that Pittston build an emergency spillway were ignored by
company managers.120 Terrified people living downstream from the dam
unsuccessfully begged the company and state officials to act.121
On February 26, 1972, a towering flood wall created by a succession of
huge waste impoundments collapsing upstream hurtled 132 million gallons
of slurry down a narrow valley, killing 125 people and injuring thousands
more. The flood totally destroyed 17 coal camp communities, leaving 4,000
homeless.122 Appointed by the state’s governor, the West Virginia Ad Hoc
Commission of Inquiry into the Buffalo Creek Flood found that “Pittston[,]
through its Officials, has shown flagrant disregard for the safety of residents
of Buffalo Creek and other persons who live near coal-refuse
impoundments.”123 Pittston was not alone in putting coalfield communities
at risk. The Commission, staffed with experienced coal industry leaders,
also found that “this attitude appears prevalent throughout much of the coal
industry.”124
The Buffalo Creek tragedy and the disdain many in the industry
displayed for coalfield communities was an important catalyst finally
leading to action.125After two decades of protests, the enormous harm
caused by unregulated surface and underground coal mining throughout the
Appalachian coalfields generated support for a national strip mining
regulatory law.126 After several years of debate and two presidential vetoes,
feet across the hollow. The water in this dam towered almost 250 feet above the
town of Saunders . . . below.
Id. at 27 (bracketed words added).
120. Id. at 141–2.
121. Id. at 142–3. For example, one downstream resident wrote to West Virginia’s Governor:
I’m writing to you about a big dam above us. The coal co. has dumped a big pile
of slate about 4 or 5 hundred feet high. The water behind it is about 400 feet deep
and it is like a river. It is endangering our homes & lives. Please send someone
here to see the water and how dangerous it is. Every time it rains it scares me to
death. We are all afraid we will be washed away & drowned. They just keep
dumping slate and slush in the water and making it more dangerous
everyday . . . for God’s sake have the dump and water destroyed. Our lives are in
danger.
Id.
122. Id.
123. Id. at 64.
124. Id.
125. House Report, supra note 114, at 56. (stating that “[o]ne example of exposure of the
general public to dangerous conditions is the disastrous collapse of a mine waste impoundment on
Buffalo Creek, West Virginia, in which 124 people were killed and 4,000 rendered homeless in 1972.”)
126. SHIRLEY STEWART BURNS, BRINGING DOWN THE MOUNTAINS 15–6 (W.Va. Un. Press
2007).
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Congress passed, and a new president, Jimmy Carter, signed the Federal
Surface Mining Control and Reclamation Act of 1977 (“SMCRA”).127
Professor Mark Squillace described the breadth of the damage that led to
the enactment of the SMCRA:
Over the past twenty years, coal mining has disturbed
almost two million acres of land; only half of that has been
reclaimed even to minimum standards. More than 264,000
acres of cropland, 135,000 acres of pasture, and 127,800
acres of forest have been lost. In a 1977 report, Congress
estimated the cost of rehabilitating these ravaged lands at
nearly $10 billion. . . . [M]ore than 11,000 miles of streams
have been polluted by sediment or acid from surface and
underground mining combined. Some 29,000 acres of
reservoirs and impoundments have been seriously damaged
by strip mining. Strip mining has created at least 3000
miles of landslides and left some 34,500 miles of
highwalls. [By 1977,] two-thirds of the land that had been
mined for coal had been left unreclaimed.128
127. See generally P. McGinley, The Surface Mining Control And Reclamation Act of 1977:
New Era of Federal-State Cooperation or Prologue to Future Controversy?, EASTERN MINERAL LAW
FOUNDATION INSTITUTE 16, Chapter 11, (1997) (with E. Green, L. Price, D. Michael Miller and G. M.
McCarthy). A primary author of SMCRA, Congressman Morris K. Udall (D-Ariz.) observed: “[the] Act
was passed after years of struggle by people in the coal fields—people who have lived with the
mutilated mountainsides, spoiled streams, landslides and destruction of their homes. The voices of those
people were heard on that August day [when SMCRA was enacted].” Morris K. Udall, foreword to M.
SQUILLACE, THE STRIP MINING HANDBOOK: A COALFIELD CITIZENS’ GUIDE TO FIGHT BACK AGAINST
THE RAVAGES OF STRIP MINING AND UNDERGROUND MINING 1 (Environmental Policy Institute &
Friends of the Earth 1990) [hereinafter COALFIELD CITIZENS’ GUIDE]. More recently, the National
Research Council confirmed that “[a]dverse safety and environmental impacts of coal mining—even
with regulation—are well documented and include mine drainage, mine fires, waste piles, ground
movements (subsidence), and hydrological impacts.” NATIONAL RESEARCH COUNCIL, COAL:
RESEARCH AND DEVELOPMENT TO SUPPORT NATIONAL ENERGY POLICY (2007), (emphasis added),
available at http://www.nap.edu/books/030911022X/html/.
128. COALFIELD CITIZENS’ GUIDE, supra note 127, at 10–11. Squillace lamented: “[g]rossly
underregulated coal mining in the 1960’s and 1970’s spawned one of the greatest abuses of the
environment in the history of the United States. The statistics of strip mine abuse numb the mind and
overwhelm the spirit.”
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Climate Change and Coal
283
4. New Technologies, Mining Methods, and Increasing Use of Coal
Magnify Coal’s Environmental Externalities
Coal mining technology advanced spectacularly in the decades after the
1977 enactment of the SMCRA.129 Like the post World War II mining
technology burst, new equipment and technology facilitated a quantum leap
forward in worker efficiency and coal production capacity. As in the earlier
post-war technology revolution, the number of coal miners again dropped
precipitously.130 With new surface mining and underground mining
technologies and equipment came the potential for new and more extensive
environmental damage than that caused by older mining methods.
The move to the use of large-scale mountaintop removal operations
would make mining in Appalachia more efficient, productive, and—most
important for coal operators—much less labor-intensive. Mechanization
and concomitant massive job losses, attendant stripping operators’ embrace
of mountaintop removal, were paralleled by the underground operators’
adoption of new deep mining technology.131 Only a fraction of the miners
required for conventional continuous miner operations in underground
room and pillar mines are employed in longwall mining.132
The efficiencies of the new surface and underground mining
technologies were reflected in the dramatic decline in coal mining jobs in
Appalachia. In 1979, 58,565 miners produced 112.3 million tons of coal in
West Virginia; two decades later, 15,000 miners produced almost 170
million tons.133
Increased coal mine productivity coincided in the late 1970s with an oil
shortage orchestrated by a Middle East oil cartel that significantly raised oil
129. See id. at 1 (noting that “[o]verall [SMCRA] has produced a vast improvement in mining
methods and reclamation compliance in much of the coalfields. Nevertheless, in some regions—too
often the very regions which compelled the passage of the law—abuses continue at an alarming rate.”).
Notwithstanding improvements in mining and enforcement, SMCRA has not proven a panacea.
SMCRA’s strict regulatory regime has been muted by a combination of forces including industry
lobbyists, state politicians inured to industry positions for political reasons, and government regulators
who have been cowed by external pressures.
130. For example, in West Virginia, 55,256 coal miners were employed in 1975. By 2007 the
number of working miners dropped by almost two thirds to 19,175. In contrast, coal production
increased by more than fifty percent during 1975-2007—from 109,048, 898 to 160,043,930 tons.
131. Abramson, supra note 85, at 74.
132. Joel Darmstadter, Innovation and Productivity in U.S. Coal Mining, in Ralph David
Simpson, ed., Productivity in Natural Resource Industries: Improvement Through Innovation, Chap. 2,
at 48 (1999).
133. Id.
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prices.134 Electricity-generating power plants switched from burning oil to
cheaper and more secure coal. An unintended consequence of this fuel
switching was the creation of a new environmental externality—“acid rain.”
Acid rain was caused primarily by emissions from electricity-generating
plants that burned high-sulfur coal in the Ohio River Basin, extending from
Missouri east to West Virginia and south to Georgia.135 Scientists
confirmed what hunters and anglers were reporting. Vast forested regions
of the Northeastern United States as well as lakes and streams were
experiencing serious adverse impacts of “acid precipitation,” or acid rain.136
As in the more recent climate change debate, late 1970s governmental
inaction on acid rain became a significant environmental and political issue.
The issue pitted Midwestern and Northern Appalachian high-sulfur coal
producing states against conservationists and the downwind northeastern
states whose forests and streams were suffering damage.137 And, as with
climate change controversy, scientific findings were ignored or minimized
by Big Coal and its political allies.138 The acrimonious debate lasted for
134. See, e.g., ANTHONY H. CORDESMAN & KHALID R. AL-RODHAN, THE CHANGING
DYNAMICS OF ENERGY IN THE MIDDLE EAST 104 (Centr. Strategic & Intn’l Stud. 2006).
135. The local impact of pollution-laden emissions from coal-fired power plants was avoided in
many instances by the construction of very tall smoke stacks that served to transport the toxic brew
higher into the atmosphere where prevailing winds transported it across state lines and dispersed it far
from the source. See, e.g., Sierra Club v. EPA, 719 F.2d 436, 439 (D.C. Cir. 1983). (“[s]ince taller
stacks tend to disperse pollutants over a greater area, a utility or other source can lower the ambient
pollution concentrations not only by reducing the amount of pollutants it emits into the air, but also by
raising the height of its stack.”) The Clean Air Act regulates emissions based on the ground level
concentrations of pollutants and EPA allowed sources to satisfy certain emission limitations by building
taller smoke stacks (hence the term “dispersion techniques”. The high-sulfur coal burned in eastern
power plants was produced in Northern Appalachia and the Mid-West coalfields of Ohio, Illinois and
Indiana.
136. Acid precipitation occurs when sulfur dioxide and nitrogen oxides from coal-fired power
plants and other sources of carbon fuel combustion react in the upper atmosphere with water, oxygen,
and other chemicals to form sulfuric acid and nitric acid. The resulting acid-laced rain and snowfall
damages forests and acidification of lakes limits their ability to support fish and other aquatic life. Acid
precipitation damage has been most experienced in the northeastern United States and Canada where the
forests and lakes are lightly buffered and thus more sensitive to acidic deposition. Byron Swift, How
Environmental Laws Work: An Analysis of the Utility Sector’s Response to Regulation of Nitrogen
Oxides and Sulfur Dioxide Under the Clean Air Act, 14 TUL. ENVTL. L.J. 309, 314 (2001) (citing JAMES
L. REGENS & ROBERT RYCROFT, THE ACID RAIN CONTROVERSY 35–58 (Univ. Pittsburgh Press
1989)REVESZ); NATIONAL ACID PRECIPITATION ASSESSMENT PROGRAM REPORT TO CONGRESS (2003).
Richard L. Revesz, Federalism and Interstate Environmental Externalities, 144 U. PA. L. REV. 2341,
2351–52 (1996).
137. Id. (citing BRUCE A. ACKERMAN & WILLIAM T. HASSLER, CLEAN COAL AND DIRTY AIR:
OR HOW THE CLEAN AIR ACT BECAME A MULTIBILLION-DOLLAR BAILOUT FOR HIGH-SULFER COAL
PRODUCERS (Yale Un. Press 1981)); RICHARD COHEN, WASHINGTON AT WORK, BACK ROOMS AND
CLEAN AIR 152–66 (Longman 1990).
138. Swift, supra note 136, at 315.
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Climate Change and Coal
285
more than a decade until a Congressional stalemate was finally overcome
by the enactment of Title IV of the Clean Air Act Amendments of 1990,
which included an Acid Rain Program to address both sulfur dioxide
(“SO2”) and nitrogen oxide (“NOX”) emissions from coal-fired power
plants.139
Longwall Mining Externalities
Underground, “longwall mines” cut vast swaths under the earth—often
1,500 feet wide and a mile or more long—through thick coal seams.140
Longwall mining removes huge chunks of a coal seam that lies horizontally
hundreds of feet beneath the earth’s surface.141 A huge circular drum with
cutting bits (the “shear”) cuts coal from the seam.142 The longwall shear,
related equipment, and the miners operating them are protected from roof
cave-ins by overhead hydraulic shields (“roof supports”).143 The roof
supports move forward mechanically along the 1,000 to 1,500 foot wide
longwall “face” as the shears cut into the coal.144 As the mineral is cut by
the shear bits, it drops onto a conveyer belt that runs parallel to the coal
seam face.145 The conveyor belt then carries the newly cut coal out of the
mine to the surface for processing and transportation to market.146 As the
supports move forward, the strata they support cave in, causing overlying
rock to subside.147 Longwall mining subsidence under rural coalfield
communities has caused widespread, significant structural damage to
homes and other structures.148
139. Clean Air Act Amendments of 1990, Pub. L. No. 101-549, 104 Stat. 2399 (1990) (codified
at 42 U.S.C. §§7401–7700 (1994).
140. See generally S.S. PENG & H.S. CHIANG, LONGWALL MINING (John Wiley & Sons, Inc.
1984). For a brief explanation of longwall mining technology see McGinley, supra note 42, at 5556 n.
179, 180. See also BARLOW BURKE, JR. ET AL., MINERAL LAW: CASES AND MATERIALS 316 (West
Publ’g. Co. 1994) [hereinafter BURKE].
141. BURKE, supra note 140, at 316.
142. Id.
143. Id.
144. Id.
145. Id.
146. Id.
147. Id, at 316–17
148. In Keystone Bituminous Coal Ass’n v. DeBenedictis, 480 U.S. 470, 474 (1976), the
Supreme Court of the United States defined “coal mine subsidence” as “the lowering of strata overlying
a coal mine, including the land surface, caused by the extraction of underground coal.”). The Court
upheld a Pennsylvania law prohibiting underground longwall and room and pillar mining where the
extraction of coal might harm important public interests. The Court summarized the harm that can
accrue as a result of coal mining induced surface subsidence:
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Similarly, longwall subsidence has triggered pervasive loss or
contamination of rural domestic well and spring water supplies.149 While
some in the coal industry dispute the impact of longwall mining on water
resources, evidence of such effect is pervasive.150
Also, an additional little-noticed or commented-upon longwall mining
coal externality is naturally occurring coalbed methane, a potent greenhouse
gas. The methane is exhausted from mine ventilation shafts ands
degasification well bores into the ambient atmosphere during underground
Coal mine subsidence is the lowering of strata overlying a coal mine, including
the land surface, caused by the extraction of underground coal. This lowering of
the strata can have devastating effects. It often causes substantial damage to
foundations, walls, other structural members, and the integrity of houses and
buildings. Subsidence frequently causes sinkholes or troughs in land which make
the land difficult or impossible to develop. Its effect on farming has been well
documented-many subsided areas cannot be plowed or properly prepared.
Subsidence can also cause the loss of groundwater and surface ponds.
Id. at 474–5.
149. For a discussion of the externalities of longwall coal mining, see generally ENERGY
INFORMATION ADMINISTRATION, LONGWALL MINING (Mar. 1995); SCHMID & COMPANY, INC.,
CONSULTING ECOLOGISTS, THE INCREASING DAMAGE FROM UNDERGROUND COAL MINING IN
PENNSYLVANIA
25–31
(2011),
available
at
http://www.schmidco.com/17April2011SchmidAct54Analysis.pdf; A. IANNACCHIONE1, S.J. TONSOR, M
WITKOWSKI, J. BENNER, A. HALE, & MARTINE SHENDGE, THE EFFECTS OF SUBSIDENCE RESULTING
FROM UNDERGROUND BITUMINOUS COAL MINING ON SURFACE STRUCTURES AND FEATURES AND ON
WATER RESOURCES, 2003 TO 2008, at I_9–I_10 (Pa. Dept. Env. Prot. 2011), available at
http://www.dep.state.pa.us/dep/deputate/minres/bmr/act54_2008_report/cover.htm; see also B. M.
STOUT III, IMPACT OF LONGWALL MINING ON HEADWATER STREAMS IN NORTHERN WEST VIRGINIA
(W.Va.Water Research Inst. 2003), available at http://water.usgs.gov/wrri/02grants/prog-complreports/2002WV5B.pdf;;B. M. STOUT III, DO HEADWATER STREAMS RECOVER FROM LONGWALL MINING
IMPACTS IN NORTHERN WEST VIRGINIA? (W.Va.Water Research Inst. 2004), available at
http://water.usgs.gov/wrri/04grants/Progress%20Completion%20Reports/2002WV5B.pdf; E. Perry, J.
Kagel, C. Tibbott, & D. Densmore, A Survey of Fish and Aquatic Habitat in Three Streams Affected by
Longwall Mining in Southwestern Pennsyvania, (U.S. Fish & Wildlife Serv. 2004), available at
http://www.publicintegrity.org/investigations/longwall/assets/pdf/Longwall2-Doc3.pdf; Colin J. Booth,
Groundwater as a constraint of longwall mining, RMZ-M&G, 2003, at 49, 49–52, available at
http://www.rmz-mg.com/letniki/rmz50/rmz50_0049-0052.pdf; see also Letter from U.S. Fish &
Wildlife Serv. to Wyona Coleman, Attaching Data on 131 W. Pa. Streams Evaluated for Impacts of
Longwall
(Jan.
4,
2001),
available
at
http://www.publicintegrity.org/investigations/longwall/assets/pdf/Longwall2-Doc1.pdf.
150. See, e.g., Statement of Katherine A. Fredriksen, U.S. HOUSE OF REP., ENERGY AND
MINERAL RESOURCES SUBCOMMITTEE OF THE NATURAL RESOURCES COMMITTEE (Sept. 26, 2011),
available at http://naturalresources.house.gov/UploadedFiles/FredriksenTestimony09.26.11.pdf (noting
that “[t]o date over 172 square miles in PA and WV have been undermined by CONSOL’s longwall
operations with no material damage to the hydrological balance”). But see, D. Hopey, Consol Energy
Sued for $58 Million to Fix Greene Co. Damage, PITTSBURGH POST-GAZETTE (February 1, 2008)
(discussing that the state sued coal company claiming it lied about risks of mining under Ryerson
Station State Park Dam, necessitating draining of Duke Lake, a popular swimming, boating and fishing
spot).
2011]
Climate Change and Coal
287
mining operations.151 Longwall and other methods of underground mining
release 13% of the methane gas emitted annually by industrial sources into
the earth’s atmosphere152. Two decades ago one commentator warned:
Approximately two-thirds of the wasted methane is
intentionally “vented” as part of the coal mining process.
Such venting not only wastes the energy present in this
methane, but also significantly contributes to the problem
of global warming, as methane is a powerful greenhouse
gas with twenty-three times more “radiative effect” than
carbon dioxide. Increased methane concentrations in the
atmosphere are believed to be responsible for fifteen to
twenty percent of the recent increase in global
temperatures. Coal mine emissions account for
approximately ten percent of worldwide methane
emissions, and that number is expected to rise.153
20 years later, most coal mines continue to “vent” coalbed methane gas
contributing to the accumulation of greenhouse gases in the earth’s
atmosphere.
Mountaintop Removal Mining Externalities
On the surface, strip miners using high explosives blasted apart
mountain ridge tops in Kentucky, West Virginia, and Virginia.154 The
blasts, part of the new extraordinarily large-scale “mountaintop removal”
(“MTR”) mining method, allow coal to be scooped from the broken
mountaintops by twenty story tall “draglines.”155 Dragline booms may
extend 300 feet or more and their buckets are big enough to hold five Jeep
151. Longwall and other methods of underground mining release 13% of the methane gas
emitted annually by industrial sources into the earth’s atmosphere. See REDUCING COAL SUBSIDIES,
supra note 42, citing World Resources Report 1996-1997 328, available at
http://pdf.wri.org/worldresources1996-97_bw.pdf. See also Jeff L. Lewin et al., Unlocking the Fire: A
Proposal for Judicial or Legislative Determination of the Ownership of Coalbed Methane, 94 W. VA. L.
REV. 563, 584–87 (1992) [hereafter Unlocking Fire]. See also L. James Lyman, Coalbed Methane:
Crafting a Right to Sell From an Obligation To Vent, 78 U. COLO. L. REV. 613, 615 (2007).
152. REDUCING COAL SUBSIDIES, supra note 42.
153. Unlocking Fire, supra. note 151, at 584–87.
154. See, e.g., McGinley, supra note 42, at 54–57.
155. Abramson, supra note 85 (stating that “[t]he efficiency of [Appalachia’s] most productive
mines pales beside that of mines in the West.”). Strip mining operations use draglines that take 200
cubic yard bites and dump coal or rock in to 400-ton trucks. Id.
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Cherokees or more at a time.156 An enormous amount of rock and debris—
the remains of what were high mountain ridges—are shoved into valleys
burying headwater streams creating “valley fills.”157 Valley fills both block
and contaminate waterways. EPA has reported that “almost 2,000 miles of
Appalachian headwater streams ha[d] been buried by mountaintop coal
mining.”158 At the same time, existing watersheds are negatively affected by
the surface mining, water quality deteriorates as biodiversity diminishes,
and a concentration of metals pollutes the soil and water.159
In the context of a citizen suit challenge to state agency permitting of
mountaintop removal operations in West Virginia, a federal district court
judge flew over all of the MTR mines in the state. In a subsequent opinion
the judge related what he saw:
[The flight] revealed the extent and permanence of
environmental degradation this type of mining
produces. . . . [T]he ground was covered with light snow,
and mined sites were visible from miles away. The sites
stood out among the natural wooded ridges as huge white
plateaus, and the valley fills appeared as massive,
artificially landscaped stair steps. Some mine sites were
twenty years old, yet tree growth was stunted or nonexistent. Compared to the thick hardwoods of surrounding
undisturbed hills, the mine sites appeared stark and barren
and enormously different from the original topography.160
156. See Ken Ward Jr., Strip-Mining Battle Resurfaces in State, SUNDAY GAZETTE-MAIL, Mar.
22, 1998, at 1A, available at http://wvgazette.com/static/series/mining/MINE0322.html [hereafter StripMining Battle Resurfaces] (explaining that “valley fills” contain huge amounts of waste rock, “enough .
. . to fill 1.1 million railroad cars, a train that would stretch from Charleston [W. Va.] to Myrtle Beach,
S.C., and back a dozen times.”). See also Ken Ward Jr., Industry, Critics Look for Mountaintop Removal
Alternative: Is There Another Way?, SUNDAY GAZETTE-MAIL , June 6, 1999, at 1A, available at
http://wvgazette.com/static/series/mining/mining0606.html (noting that “mountaintop removal mines
use 240-ton trucks. Valley fills sometimes measure 100 million cubic yards or more.”).
157. See Bragg v. Robertson, 72 F. Supp. 2d 642, 646 (S.D.W. Va. 1999) (describing
mountaintop removal and the creation of valley fills), rev’d sub nov. W. Va. Coal Ass’n, 248 F.3d 275
(4th Cir. 2001). See also Strip-Mining Battle Resurfaces, supra note 156. (maintaining that “much of
this rock and earth . . . is normally dumped into nearby hollows in piles called valley fills.”).
158. Press Release, U.S. Envtl. Prot. Agency, EPA Issues Comprehensive Guidance to Protect
Appalachian Communities From Harmful Environmental Impacts of Mountain Top Mining (Apr. 1,
2010),
available
at
http://water.epa.gov/lawsregs/guidance/wetlands/upload/2010_04_10_wetlands_guidance_appalachian_
mtntop_mining_press_release.pdf.
159. M.A. Palmer et al., Mountaintop Mining Consequences, 327 SCIENCE 148, 148 (2010).
160. Bragg v. Robertson, 54 F. Supp. 2d 635 646 (S.D. W.Va. 1999).
2011]
Climate Change and Coal
289
Chief Judge Haden continued:
If the forest canopy . . . is leveled, exposing the stream to
extreme temperatures, and aquatic life is destroyed, these
harms cannot be undone. If the forest wildlife are [sic]
driven away by the blasting, the noise, and the lack of safe
nesting and eating areas, they cannot be coaxed back. If the
mountaintop is removed, even [coal company] engineers
will affirm that it cannot be reclaimed to its exact original
contour. Destruction of the unique topography of southern
West Virginia, and of Pigeonroost Hollow in particular,
cannot be regarded as anything but permanent and
irreversible.161
EPA released a report in March 2011 on the impact of MTR and related
valley fills on the aquatic ecosystems of the coalfields of Central
Appalachia. The report was based on evidence gleaned from peer-reviewed
literature and EPA’s 2005 Programmatic Environmental Impact Statement
on MTR. The report indicated that MTR and associated valley fills “lead
directly to five principal alterations of stream ecosystems.”162 These direct
impacts included:
(1) springs, and ephemeral, intermittent, and small
perennial streams are permanently lost with the removal of
the mountain and from burial under fill, (2) concentrations
of major chemical ions are persistently elevated
downstream, (3) degraded water quality reaches levels that
are acutely lethal to standard laboratory test organisms, (4)
selenium
concentrations
are
elevated,
reaching
161. Id. (Haden, J., granting preliminary injunction) Chief Judge Haden’s observations were an
accurate depiction of the impact MTR has on vegetation and animal life. It has been estimated that as of
2007 MTR had destroyed over 300 square miles of Appalachian forest. Diana Kaneva, Let’s Face Fact,
These Mountains Won’t Grow Back: Reducing the Environmental Impact of Mountaintop Removal Coal
Mining in Appalachia, 35 WM. & MARY ENVTL. L. & POL’Y 931, 933. The deforestation that occurs
during the MTR process affects the biodiversity of the region. Id. For example governmental studies
reveal a decrease in species of forest birds and amphibians which require a mature forest habitat in MTR
affected areas, while grassland birds and reptiles which do not typically thrive in wooded areas grow in
numbers. U.S. ENVTL. PROT. AGENCY, MOUNTAINTOP MINING/VALLEY FILLS IN APPALACHIA: FINAL
PROGRAMMATIC
ENVIRONMENTAL
IMPACT
STATEMENT
(2005),
available
at
http://www.epa.gov/region03/mtntop/pdf/mtm-vf_fpeis_full-document.pdf
[hereafter
FINAL
PROGRAMMATIC EIS 2005].
162. U.S. ENVTL. PROT. AGENCY, THE EFFECTS OF MOUNTAINTOP MINES AND VALLEY FILLS
ON AQUATIC ECOSYSTEMS OF THE CENTRAL APPALACHIAN COALFIELDS (EPA Rept. /600/R-09/138F)
(2011), available at http://cfpub.epa.gov/ncea/cfm/recordisplay.cfm?deid=225743#Download.
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concentrations that have caused toxic effects in fish and
birds and (5) macroinvertebrate and fish communities are
consistently degraded163.
Coal Waste Externalities
The newest generation of technology and mining methods on the front
end of the coal fuel cycle has also magnified the scale of coal waste
impoundments, which are bigger than ever and continue to pose threats to
downstream communities. A 2002 National Academy of Sciences study
reported that there were more than 700 federally-regulated waste
impoundments in the United States, most of them located in Appalachia.164
From 1981 through 2000, five coal waste impoundment failures released
more than 90 million gallons of this polluting “black water” into
Appalachian streams165.
In 2000, an impoundment containing over a billion gallons of coal
slurry waste in Eastern Kentucky was breached, allowing more than 300
hundred million gallons of the black water sludge to reach a nearby
163. Id. See also FINAL PROGRAMMATIC EIS 2005, supra note 161; T. Ty Lindberg, et al,
Cumulative Impacts of Mountaintop Mining on an Appalachian Watershed, Proceedings of the National
Academy of Science, (December 12, 2011), available at
http://www.pnas.org/content/108/52/20929.short (stating that “[i]ndividual mines profoundly impact
stream water quality, community structure, and ecosystem functions immediately downstream of valley
fills.”). It is very expensive to internalize the cost of mineral pollutants such as selenium discharged
from MTR mines in violation of Clean Water Act water quality standards. Ken Ward Jr., Alpha Agrees
to $50 Million for Selenium Treatment, THE CHARELSTON GAZETTE (Coal Tattoo Blog, December 12,
2011), available at http://blogs.wvgazette.com/coaltattoo/2011/12/12/alpha-agrees-to-50-million-forselenium-treatment/ (noting that the coal company agrees to begin construction of selenium treatment
facilities with an estimated construction cost of over $50 million and to pay civil penalties of $4.5
million). See also Ohio Valley Envn’tl Council v. Independence Coal Co., et al., (Consent Order, Dec.
12, 2011), available at http://wvgazette.com/static/coal%20tattoo/AlphaSeleniumConsentDecree.pdf
(asserting that the company agrees to abate selenium discharges from mountaintop removal mines).
164. NATIONAL ACADEMY OF SCIENCES, COAL WASTE IMPOUNDMENTS: RISKS, RESPONSES,
ALTERNATIVES 23–4 (National Academic Press 2002) [hereafter IMPOUNDMENTS]; see generally
STANLEY J. MICHALEK ET AL., ACCIDENTAL RELEASES OF SLURRY AND WATER FROM COAL
IMPOUNDMENTS THROUGH ABANDONED UNDERGROUND COAL MINES (Mine Safety & Health
Admin.1996), available at http://www.msha.gov/S&HINFO/TECHRPT/MINEWSTE/ASDSO2.pdf
(giving background information on impoundments). Thicker coal seams in the West contain less
impurities and most coal from Western coalfields is shipped without extensive cleaning. Id. 23–24.
More than a billion tons of coal is mined annually in the United States and more than 600 million tons
are washed (processed) to some extent. Seventy to ninety million tons of slurry waste per year are
disposed of in above-ground impoundments or injected underground as a water-coal slurry. Id.
165. IMPOUNDMENTS, supra note 164, at 27–31. “Black water” is a colloquial term for the liquid
waste contained in or released untreated from coal waste impoundments. See also J. MICHALEK, supra
note 164.
2011]
Climate Change and Coal
291
stream.166 The waste travelled more than 100 miles downstream from
Kentucky into West Virginia, burying and destroying stream life.167
On the back end of the coal fuel cycle, an enormous amount of
inorganic coal combustion waste (“CCW”) is produced annually when coal
is burned in electricity-generating power plants. According to a 2010
Congressional Research Service report,
The 1.05 billion tons of coal burned each year in the United
States contain 109 tons of mercury, 7884 tons of arsenic,
1167 tons of beryllium, 750 tons of cadmium, 8810 tons of
chromium, 9339 tons of nickel, and 2587 tons of selenium.
On top of emitting 1.9 billion tons of carbon dioxide each
year, coal-fired power plants in the United States also
create 120 million tons of toxic waste. That means each of
the nation's 500 coal-fired power plants produces an
average 240,000 tons of toxic waste each year. A power
plant that operates for 40 years will leave behind 9.6
million tons of toxic waste.168
166. U.S. DEP’T OF LABOR, MINE SAFETY AND HEALTH ADMIN, INTERNAL REVIEW OF
MSHA’S ACTIONS AT THE BIG BRANCH REFUSE IMPOUNDMENT, MARTIN COUNTY COAL
CORPORATION, INEZ, MARTIN COUNTY, KENTUCKY 1, 3 (2003) [INTERNAL REVIEW], available at
http://www.msha.gov/MEDIA/PRESS/2003/Report20030113.pdf; MINE SAFETY AND HEALTH
ADMINISTRATION,
REPORT
OF
INVESTIGATION
(2000),
available
at
http://www.msha.gov/impoundments/martincounty/martincountytext.pdf. To provide scale, the Exxon
Valdez oil tanker spill of two decades ago, often called one of the worst environmental disasters in U.S.
history, involved release of 11 million gallons of crude into a pristine aquatic ecosystem.
167. The impoundment collapse occurred on October 11, 2000. See INTERNAL REVIEW, supra
note 166. See also Ky. Envntl. Quality Comm., Martin County Coal Slurry Spill: Three Years Later,
http://www.eqc.ky.gov/NR/rdonlyres/78642226-A465-4EDC-9D2C8F673DCECC84/0/coalslurrytour.pdf (last visited June 3, 2012). Kentucky officials reported that 20
miles of streams and floodplains were buried in 8 feet of slurry. The sludge contaminated water supplies
of riverside communities in Kentucky and West Virginia with measurable amounts of heavy metals
including arsenic, mercury, lead, cadmium, copper, copper, and chromium. Four municipal drinking
water intakes were shut down. All aquatic life was eliminated in Wolf and Coldwater creeks and
severely damaged approximately 70 miles of streams. The cleanup cost was estimated to be at least $58
million. Id.
168. Bottom
Ash,
SOURCE
WATCH,
http://www.sourcewatch.org/index.php?title=Bottom_ash#cite_note-rachel-1 (last visited June 3, 2012);
LINDA LUTHER, REGULATING COAL COMBUSTION WASTE DISPOSAL: ISSUES FOR CONGRESS 8 (Cong.
Research Serv. 2010), available at http://www.fas.org/sgp/crs/misc/R41341.pdf. EPA estimates there
are approximately 300 CCW landfills and 629 CCW surface impoundments or similar management
units in use at roughly 495 coal-fired power plants. Id.; see also EPA, Office of Resource Conservation
and Recovery, Human and Ecological Risk Assessment of Coal Combustion Wastes (Work Assignment
No. 1-02, 2010).
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Approximately 76 million tons of CCW is primarily disposed of
annually, on-site at power plants in unlined wastewater water
impoundments and landfills.169 Of the more than 600 coal waste
impoundments spread across the nation, one commentator estimates that
240 have been constructed in areas above abandoned underground mines,
raising concerns of instability and possibility of structural collapse.170
In 2008, the contents of a Tennessee Valley Authority coal-fired power
plant impoundment containing liquid coal combustion waste broke through
a dam wall releasing 1.1 billion gallons of CCW slurry.171 The cleanup cost
has been estimated at $1.2 billion.172 The spill material included
environmentally toxic levels of mercury, arsenic, and lead. It damaged a
dozen homes and contaminated miles of a tributary of the Tennessee
River.173
Coal and electric power industry lobbyists have successfully blocked
federal regulation of CCW and coal processing waste, notwithstanding the
risks attendant their disposal. In 1976, Congress enacted the Resource
Conservation and Recovery Act (“RCRA”) to strictly regulate generation,
storage, and disposal of hazardous wastes.174 In 1980, in response to intense
lobbying by mining and related industries, Congress passed the Bevill
Amendment exempting solid wastes from the “extraction, beneficiation and
processing” of ores and minerals from RCRA while EPA conducted studies
to determine how they should be regulated. 30 years after the adoption of
the Bevill Amendment, the statute still exempts many mining wastes,
including coal processing and coal combustion wastes from RCRA Subtitle
169. Benjamin K. Sovacool & Kelly E. Sovacool, Preventing National Electricity-Water Crisis
Areas In The United States, 34 COLUM. J. ENVTL. L. 333, 354 (2009).
170. Id. at 355.
171. Anne Paine & Colby Sledge, Flood of Sludge Breaks TVA Dike: Collapse poses risk of
toxic
ash,
THE
TENNESSEAN,
Dec.
24,
2008,
at
A1,
available
at
http://www.commondreams.org/headline/2008/12/24-1.
172. Id.
173. Id. (stating that “[m)illions of yards of ashy sludge broke through a dike at TVA’s
Kingston coal-fired plant . . . covering hundreds of acres . . . .[a]bout 2.6 million cubic yards of slurry—
enough to fill 798 Olympic-size swimming pools.”). Inadequate regulation of coal combustion waste not
only poses a threat to coalfield communities, it raises serious concerns of environmental racism. See,
e.g., Mark Harrison Foster, Jr., Ash Holes: The Failure to Classify Coal Combustion Residuals As a
Hazardous Waste Under RCRA and The Burden Borne by a Minority Community in Alabama, 12 Vt. J.
Envtl. L. 735 (2011) (EPA approved disposal of TVA CCW from Tennessee impoundment collapse to
predominately African American community in Alabama); Rebecca Tsosie, Climate Change,
Sustainability And Globalization: Charting The Future Of Indigenous Environmental SelfDetermination, 4 ENVTL. & ENERGY L. & POL'Y J. 188 (2009) (Coal-Fired Power plant CCW disposed
of on Native American (Navajo) tribal lands).
174. 42 U.S.C. § 6902 (2009).
2011]
Climate Change and Coal
293
C.175 Regulatory responsibility for CCW has been left to the states until
EPA decides to include it within the purview of RCRA.176
Thus, CCW is specifically exempted from regulation under RCRA,
even though it is heavily laden with toxic material.177 In the wake of the
TVA CCW impoundment collapse, public demands for regulation grew,
and EPA responded with a proposed regulation in 2010.178 The agency is
again under intense pressure from regulated entities and Big Coal’s
opposition makes promulgation of the proposed rule unlikely in the near
future.179
As related above, much of the externalized environment and associated
socio-economic costs of coal mining and burning have not been calculated
or considered by public policy makers. Much of the harm of the past,
however, could be mitigated or prevented in the future by responsible
175. See generally Steven G. Barringer, The RCRA Bevill Amendment: A Lasting Relief For
Mining Wastes?, 17 NAT. RESOURCES & ENV'T 155 (Winter 2003). See also JAMES T. O'REILLY &
CAROLINE BROUN, RCRA AND SUPERFUND: A PRACTICE GUIDE, § 2:49 (3rd ed. 2011); Sovacool &
Sovacool, supra note 169, at 333. Environmental Defense Fund v. EPA, 852 F.2d 1316, 1318–24 (D.C.
Cir. 1988) (detailing statutory and regulatory history of mining exemption; ordering EPA to determine
ore and mineral processing wastes that fall within Bevill Amendment “mining waste exclusion”).
176. The Congressional Research Service reports that EPA has finally grown impatient with
state efforts to regulate CCW:
EPA again cites a lack of progress in state regulation of CCW disposal units.
Primarily, after identifying risks associated with CCW disposal in unlined
landfills and surface impoundments in 2000, states have still not adequately
implemented CCW regulatory programs, according to EPA. In particular,
according to recent survey data, with regard to CCW disposal units, 36% of
responding states do not have minimum liner requirements for landfills, 67% do
not have liner requirements for surface impoundments, 19% of the responding
states do not have minimum groundwater monitoring for landfills, and 61% do
not have minimum groundwater monitoring for surface impoundments. . . . EPA
asserts that, while the states seem to be regulating landfills to a greater extent,
given the significant risks associated with surface impoundments, survey results
suggest that there continue to be significant gaps in state regulatory programs for
the disposal of CCWs.
LUTHER, supra note 168, at 9.
177. Id. at 13.
178. Hazardous and Solid Waste Management System, 75 Fed. Reg. 35,128, 35,264 (proposed
June 21, 2010) (to be codified as 40 C.F.R. pts. 257, 261, 264, 265, 268, 271, & 302). See also Matthew
Pearl, The Aftermath of the December 2008 Incident in East Tennessee Illuminates the Inadequate
Regulation of Coal Ash Impoundments, 16 U. BALT. J. ENVTL. L. 195, 199 (2009) (discussing legislation
passed in response to the Tennessee Valley Authority CCW disaster).
179. See Gabriel Nelson, White House Gets an Earful on Power Plant Rule, N.Y. TIMES, Mar.
14,
2011,
http://www.nytimes.com/gwire/2011/03/14/14greenwire-white-house-gets-an-earful-onpower-plant-rule-86449.html?scp=3&sq=coal% 20ash&st=cse (stating that the “rule has faced a
backlash from companies that burn coal, or recycle the ash by using it . . . in cement and other products.
EPA has not moved forward with a final rule since receiving tens of thousands of comments.).
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mining practices and strict government enforcement of the SMCRA, the
Clean Water Act, the RCRA, and the Clean Air Act. One policy choice to
be considered is continuing to use significant quantities of coal as a bridge
to an energy future while renewable energy and infrastructure is developed.
Some argue that technology is available to allow a smaller quantity of coal
to be mined and burned at a profit with more limited environmental and
related impacts than in the past. However, the history of lax enforcement
and regulatory politicization does not engender confidence that coal’s
environmental externalities will be effectively minimized in the near
future.180
C. Miner Safety and Public Health Impacts of Coal
1. A Century-Long Trail of Workplace Injuries and Deaths
Early on the morning of January 2, 2006, almost a century after the
single worst industrial accident occurred in United States history in
Monongah, West Virginia, an explosion ripped through the depths of a coal
mine in rural north-central West Virginia.181 For 40 hours, an international
television audience watched with growing trepidation as coal company
officials and government regulators periodically reported on efforts to
rescue 13 coal miners trapped deep in the Sago mine.182 Ultimately, the
180. Pervasive laxness in enforcement of the SMCRA in some coal producing states is well
documented. In W. Va. Highlands Conservancy v. Norton, the Court stated that:
a climate of lawlessness [exists], which creates a pervasive impression that
continued disregard for federal law and statutory requirements goes unpunished,
or possibly unnoticed. Agency warnings have no more effect than a wink and a
nod, a deadline is just an arbitrary date on the calendar and, once passed, not to be
mentioned again. Financial benefits accrue to the owners and operators who were
not required to incur the statutory burden and costs attendant to surface mining;
political benefits accrue to the state executive and legislators who escape
accountability while the mining industry gets a free pass. Why should the state
actors do otherwise when the federal regulatory enforcers’ findings, requirements,
and warnings remain toothless and without effect?
161 F. Supp. 2d 676, 684 (S.D. W.Va. 2002) (commenting on two decades-long failure of federal and
state regulators to enforce reclamation bonding requirements of the SMCRA).
181. The December 6, 1907, explosion at a coal mine in Monongah, West Virginia, is thought to
have killed over 500 miners. Almost a century later, the Sago Mine disaster occurred a scant seventy
miles from Monongah. For a definitive examination of the Monongah disaster, see Davitt J. McAteer,
MONANGAH: THE TRAGIC STORY OF THE 1907 MONONGAH MINE DISASTER, THE WORST INDUSTRIAL
ACCIDENT IN US HISTORY (W.VA. UNIV. PRESS, 2007).
182. For
general
information
regarding
the
Sago
mine
explosion
see:
http://www.msha.gov/sagomine/sagomine.asp. See also Transcript of Jan. 4 edition of Anderson Cooper
360, CNN, http://transcripts.cnn.com/TRANSCRIPTS/0601/04/acd.02.html (last visited June 3, 2012).
For a discussion of media coverage of the events at the Sago Mine, see, e.g., James Dao, Maria
2011]
Climate Change and Coal
295
truth was revealed as morning dawned on the third day after the explosion:
one miner had died at the time of the blast and 11 others died hours later of
asphyxiation when thick toxic fumes overwhelmed them as they lay
barricaded deep in the mine. One miner, although overcome by fumes, was
found lying among his comrades, unconscious, but alive.183
Four years later, on April 5, 2010, another mine explosion killed 29
coal miners at the Massey Energy Upper Big Branch Mine (“UBB”) located
in southern West Virginia’s Raleigh County.184 The UBB disaster was the
worst since 78 miners were killed in 1968 in an explosion within
Consolidation Coal’s Farmington No. 9 Mine near Fairmont, West
Virginia.185 Following an intensive investigation, including interviews of
more than 250 UBB employees, an independent investigation panel found:
Ultimately, the responsibility for the explosion at the Upper
Big Branch mine lies with the management of Massey
Energy. The company broke faith with its workers by
frequently and knowingly violating the law and blatantly
disregarding known safety practices while creating a public
perception that its operations exceeded industry safety
standards.186
Newman, False Report of 12 Survivors Was Result of Miscommunications, N.Y. TIMES (Jan. 4, 2006)
http://www.nytimes.com/2006/01/04/national/04cnd-mine.html (last visited June 3, 2012).
183. See Transcript of Jan. 4 edition of Anderson Cooper, supra note 182.
184. See, Emily Channell, Coal Miner’s Slaughter, 14 North American Dialogue 12, 13 (Apr. 3,
2011). During the previous two years MSHA had issued 639 safety violations to Massey Energy, the
mine’s owner. Id. at 18. Although MSHA claimed it “used the tools we have available,” there was “a
clear record of blatant disregard for the welfare and safety of Massey miners.” Id. (quoting Senator of
West Virginia Robert Byrd). Today, a federal investigation continues in an effort to determine if
criminal prosecutions under the Mine Act are warranted. MINE SAFETY & HEALTH ADMIN, STATEMENT
BY SOLICITOR OF LABOR M. PATRICIA SMITH REGARDING ONGOING INVESTIGATION OF UPPER BIG
BRANCH
MINE
EXPLOSION
(Jan.
14,
2011)
available
at
http://www.msha.gov/MEDIA/PRESS/2011/NS110118.asp.
185. The Farmington disaster triggered the enactment of the 1969 Federal Coal Mine Health and
Safety Act–the first mine safety law with sufficient teeth to force coal operators to significantly improve
conditions in the nation’s coal mines. For a comprehensive review of coal operator gross negligence and
regulatory agency malfeasance, see, Bonnie E. Stewart, NO.9: THE 1968 FARMINGTON MINE DISASTER
(W.Va. Univ. Press, 2011).
186. GOVERNOR’S INDEPENDENT INVESTIGATION PANEL, REPORT TO THE GOVERNOR: UPPER
BIG BRANCH 108 (May 2011) available at http://www.nttc.edu/ubb/. While most UBB miners willingly
gave sworn testimony to government investigators, eighteen Massey Energy managers including Donald
Blankenship the company Chairman and CEO and Chris Adkins the Executive Vice president asserted
their fifth amendment privilege and refused to appear and answer questions. Id. at 5; see also, Industrial
Homicide: The Report on the Upper Big Branch Disaster, (United Mine Workers of America, October
25, 2011), available at http://www.umwa.org/files/documents/134334-Upper-Big-Branch.pdf; Report
296
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[Vol. 13
The Sago and UBB tragedies were neither unique nor the worst of our
nation’s coal mine disasters. They rank as but two of more than 600 mine
disasters that have visited American coal mining communities over the last
century. 187 For those familiar with coalfield history, Sago and UBB join a
long list of names synonymous with death, injury, shattered families, and
devastated communities stretching back to the 1800s.188 Over the course of
a century, more than 100,000 coalminers died from mine roof falls, caveins, fires, explosions, and other causes in American coal mines.189 Several
million miners suffered injuries, many of them serious and disabling.190
Of Investigation, Fatal Underground Mine Explosion April 5, 2010, Upper Big Branch Mine-South,
Performance Coal Company Montcoal, Raleigh County, West Virginia, Id No. 46-08436 (U.S. Dep’t.
Labor, December 6, 2011), available at http://www.msha.gov/Fatals/2010/UBB/FTL10c0331.pdf ;
Report Of Investigation Into The Mine Explosion At The Upper Big Branch Mine April 5, 2010, (West
Virginia Office of Miners’ Health, Safety & Training, Feb. 23, 2012), available at
http://www.wvminesafety.org/Upper%20Big%20Branch%20Mine%20Accident%20Report.htm.
187. Regulators and historians arbitrarily define a mine “disaster” as an incident involving at
least five deaths. See, Center for Disease Control, NIOSH Mining: Coal Mining Disasters,
http://www.cdc.gov/niosh/mining/statistics/discoal.htm (last visited June 3, 2012) (listing coal mining
disasters with 5 or more fatalities dating back to 1829).
188. Among the disasters that gained the most public notoriety were: Monongah (500), Stag
Canyon No. 9 (263), Cherry Mine (259), Mather (195), Centralia (111), Pond Creek No. 1 (91),
Farmington (78), Willow Grove (72), Scotia (26), Finley Coal Nos. 15 & 16 (38), Wilberg (27), Jim
Walter Resources No. 5 (13) , No. 2, Dutch Creek No. 1 (15), Grundy Mining No. 21 (13), Robena No.
3 (37) and Blacksville No. 1 (9) (the numbers in the parentheticals represent the number of deaths
reported).
189. MINE SAFETY AND HEALTH ADMINISTRATION, HISTORICAL DATA ON MINE DISASTERS IN
THE UNITED STATES, available at http://www.msha.gov/MSHAINFO/FactSheets/MSHAFCT8.HTM.
190. Six-hundred and five mining disasters have occurred in American coal mines since 1876
(defined as accidents in which five or more workers were killed). Id. The MSHA website documents the
history of the carnage in America’s coal and other mines from 1936 through 2007:
Fatalities and Injuries for All Mining (Coal & Noncoal)
Years
Average
Annual
& Average Annual
Total Deaths for Period
Injuries
Total
Injuries
During Period
1936-1940
1941-1945
1946-1950
1951-1955
1956-1960
1961-1965
1966-1970
1971-1975
1,546 / 7730
1592 / 7960
1,054 / 5270
690 / 3450
550 / 2750
449 / 2245
426 / 2130
322 / 1610
81,342
82,825
63,367
38,510
28,805
23,204
22,435
33,963
406,710
415,125
316,835
192,550
144,025
116,020
112,175
169,815
1976-1980
254 / 1270
41,220
206,100
2011]
Climate Change and Coal
297
“The deadliest year in the nation’s coal mining history was 1907, when
3,242 deaths were recorded.”191 Coal mine deaths then declined from 1910
to the present.192
In the aftermath of the tragic events at the Sago and Upper Big Branch
mines, as with virtually every other modern coal mine disaster in the United
States, familiar pledges were made. Indeed, for a century, coal mine
operators and government regulators have repeatedly asserted that they
have “learned from” these disasters. Accompanying such assurances have
been commitments that similar events would “never happen again” and
solemn vows that miners have not “died in vain.”
Time after time, these pledges have rung hollow as coal miners, their
families, and coalfield communities suffered from death and injuries in the
nation’s mines. Following the deaths of 111 miners at the Centralia Illinois
mine in 1947, legendary United Mine Workers Union President John L.
Lewis captured the sense of déjà vu accompanying death and loss in
America’s coal field communities:
There is public sorrow at the moment, but we know from
harsh experience that it is only a momentary feeling of pity
on the part of the public, and this sacrifice, like others
before, will soon be forgotten. Shortly after the mine
workers bury their dead, the feeling of sorrow will remain
1981-1985
174 / 870
24,290
121,450
1986-1990
122 / 610
27,524
137,620
1991-1995
99 / 495
24,201
121,005
1996-2000
86 / 430
17,500
87,500
2001-2005
62 / 310
12,952
64,625
2006-2007
69 / 138
11,800
23,600
Total: 2,815,805
Total: 37,340
See MINE SAFETY AND HEALTH ADMINISTRATION, INJURY TRENDS IN MINING,
http://www.msha.gov/MSHAINFO/FactSheets/MSHAFCT2.HTM [hereafter Injury Trends in Mining].
While these numbers include “metal and non-metal” mine statistics, the great majority reflect coal mine
injuries and fatalities. It is fair to assume that for the period 1880 to 1935 for which there are not reliable
statistics, far more deaths and injuries occurred than in the period from 1936 to the present. During 2008
through 2011 coal mining disabling and non-disabling injuries totaled 11,835 and 72 miners were killed.
Injury Experience in Coal Mining, 2008 at 13 (IR 1348, Mine Safety & Health Admin. 2011), available
at http://www.msha.gov/Stats/Part50/Yearly%20IR's/2009/Coal-2009-Annual-IR.pdf; U.S. DEP’T OF
LABOR, MINE SAFETY AND HEALTH ADMIN., MINE INJURY AND WORKTIME, QUARTERLY (2010)
available at http://www.msha.gov/Stats/Part50/WQ/MasterFiles/MIWQ%20Master_20105.pdf
191. Injury Trends in Mining, supra note 190.
192. MINE SAFETY AND HEALTH ADMINISTRATION, supra note 189.
298
VERMONT JOURNAL OF ENVIRONMENTAL LAW
[Vol. 13
only in the breasts of the loved ones who survived: and the
mine workers can look forward to the next catastrophe.193
History documents a mine disaster leading to new laws followed by
another disaster cause-and-effect cycle. In this repeating cycle, a coal mine
disaster is followed by strengthening of mine safety laws and enforcement,
a lax enforcement phase that includes industry resistance to regulation
followed by another mine disaster, and so on. The causal connection
between mine disasters involving multiple fatalities and enactment of mine
safety laws should, however, not lead one to ignore the far greater number
of injuries and loss of lives suffered in isolated accidents involving only one
or two individuals.194 Whether coal miner deaths occur in disasters or in
ones and twos, the cost of these non-economic externalities are incalculable
and the total economic costs have never been objectively calculated.
2. Mine Safety in The Twenty-First Century
The cause and effect cycle continues today, although more than a
century passed between the 1906 Monongah and the 2006 Sago explosions.
Following Sago, miners died needlessly in Massey Energy’s Aracoma Mine
in southern West Virginia and in the Darby Mine in eastern Kentucky in
2006.195 In 2007, at a mine at Crandall Canyon, Utah, another drama
unfolded before an international television audience and ended, like Sago,
in unnecessary death and heartache.196 Once again, Congress passed a new
law in the wake of promises of “never again.”197 The 2010 Upper Big
193. Text of Lewis Order Calling Stoppage, THE NEW YORK TIMES (March 30, 1947), available
at
http://select.nytimes.com/gst/abstract.html?res=F40E10F63B5F1A7A93C2AA1788D85F438485F9&sc
p=1&sq=text+of+lewis+order+calling+stoppage&st=p, [hereinafter Text of Lewis Order]. Lewis’ letter
to all United Mine workers members calling for a week’s holiday in memorial to the victims of the
Centralia mine disaster was printed in full in the Times.
194. See Beyond Sago: One by One: Disasters Make Headlines, But Most Miners Killed on the
Job
Die
Alone,
THE
CHARLESTON
GAZETTE
Nov.
5,
2006,
available
at
http://wvgazette.com/News/Beyond+Sago/200611050006 (reporting that more miners die individually
than as part of a large-scale accident). See also All Mining Fatalities by State, U.S. Dep’t. of Labor Fact
Sheet, http://www.msha.gov/stats/charts/allstatesnew.asp.
195. Steven Greenhouse, Report Cites Mine-Safety Agency Failures, N.Y. Times (Nov. 8,
2007).
196. See BURST ACCIDENTS AUGUST 6 AND 16, 2007 CRANDALL CANYON MINE (2007),
available at http://www.msha.gov/Fatals/2007/CrandallCanyon/FTL07CrandallCanyonNoAppendix.pdf
197. Mine Improvement and New Emergency Response Act of 2006 (MINER ACT), P.L. 109236, 120 Stat. 493 (2006);. See also Supplemental Mine Improvement and New Emergency Response
Act of 2007 (S-MINER Act), H.R. 2768, 110th Cong. (2007) (the bill passed the House by a vote of
214-199, but died in the Senate due to industry and administration opposition).
2011]
Climate Change and Coal
299
Branch mine explosion was the worst disaster in the more than four decades
since the 1969 Farmington explosion killed 78 men in 1968. Until UBB it
was fair to say that every significant advance in coal mine safety has been
written in the blood of coal miners.198 Uncharacteristically, the UBB deaths
did not spawn new safety legislation, although tough new amendments to
the Mine Act were introduced in Congress.199 These legislative proposals
were shelved by both houses and are unlikely to be enacted—unless, of
course, another coal mine tragedy reminds the public and politicians of the
risks coal miners take every day to feed their families and in an effort to
quench America’s thirst for electric power.
It is important, however, to recognize that enormous improvements in
mine safety over the last 40 years have significantly reduced coal mine
deaths and serious injuries over time. Records of the federal Mine Safety
and Health Administration show that, in each decade of the 20th century,
the number of mining deaths and serious injuries reported have slowly
declined.200 As the chart in footnote 187 indicates, annual coal mine
fatalities fell from more than 1,500 per year in the late 1930s to an average
of about 450 in the 1950s. Average annual fatalities dropped to 140 in the
1970s. By the 2001–2005 period, the yearly average of coal miner deaths
dipped to 30.201 The safest year in American coal mining history occurred
198. Text of Lewis Order, supra note 193. “The American people must be aroused to the stark
realities of the situation and the casualties of the coal industry. Coal is already saturated with the blood
of too many brave men and drenched with the tears of too many surviving widows and orphans.” Id. The
irony is emphasized by J. Davitt McAteer, lawyer, scholar, and former MSHA chief:
In 1940, mine explosions claimed 91 miners at Bartley, West Virginia; 72 miners
at St. Clairsville, Ohio; and 63 miners at Portage Pennsylvania. Coal mine safety
legislation was passed the next year. In 1951, 119 miners died in a West
Frankfort, Illinois explosion, and 1952 brought a new law. In 1968, 78 coal
miners were killed in Farmington, West Virginia. Congress acted in 1969. In
1972, 91 miners were killed at Kellogg, Idaho in a silver mine fire; and in 1976
26 miners died in back-to-back coal mine explosions in Scotia, Kentucky. The
Mine [Federal Mine Safety and Health] Act was passed in 1977.
J. Davitt McAteer, The Federal Mine Safety and Health Act of 1977: Preserving a Law that Works, 98
W. VA. L. REV. 1105, 1113 (1996). See Beyond Sago, supra note 194 (explaining that the Coal Mine
Health and Safety Act was passed in response to the fatal disaster at Farmington). See also, MINING
FATALITIES
BY
STATE,
U.S.
DEP’T
OF
LABOR
FACT
SHEET,
available
at
http://www.msha.gov/stats/charts/allstatesnew.asp.
199. H.R. 5663, 111th Cong. (2010).
200. MSHA’s averages are based upon measuring the numbers of miner injuries against hours
worked. See MSHA Facts, supra note 189.
201. Id. According to the MSHA website data, the coal miner death rate decreased from about
.20 fatalities per 200,000 hours worked by miners (or one death per million production hours) in 1970 to
about .07 fatalities in 1977 and dropped still lower to an average of .03 fatalities for the 2001–2005
period. Id.
300
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in 2005, when an all-time low of 23 coal mining deaths were recorded,
lower than the previous low of 28 fatalities recorded in 2002. 33 miners
died in 2007.202 Even as the number of fatalities in U.S. mines dropped,
MSHA loosened federal mine safety law enforcement in favor of giving
“compliance assistance” to coal companies.203 From 2008 through 2010,
mining fatalities rose, with a total of 72 miners dying in that time span.204
MSHA documented more than 170,000 miner injuries from 1995 to
2007.205
Clearly, efforts to protect coal miners’ health and safety have not stood
still since 500 miners’ lives were lost in the 1907 Monongah explosion.206
Regulation, Union persistence, and more responsible coal mining
management have greatly reduced the number of miners killed and maimed
in American mines.
It is fair to say that extraordinary progress has been made over time in
advancing mine safety and reducing coal miner deaths and injuries.
Nevertheless, preventable deaths and injuries continue to externalize the
202. Id.
203. CHRISTOPHER W. SHAW, UNDERMINING SAFETY: A REPORT ON COAL MINE SAFETY 25
(Center
for
The
Study
of
Responsive
Law,
2008),
available
at
http://www.csrl.org/reports/UnderminingSafety.pdf.See generally Democratic Staff, COMMITTEE ON
EDUCATION AND THE WORKFORCE, HOUSE OF REPRESENTATIVES, REVIEW OF FEDERAL MINE SAFETY
AND HEALTH ADMINISTRATION’S PERFORMANCE FROM 2001 TO 2005 REVEALS CONSISTENT
ABDICATION OF REGULATORY AND ENFORCEMENT RESPONSIBILITIES, (109th Congress, 2nd Sess.,
January 31, 2006), available at http://edlabor.house.gov/publications/minesafetyreport.pdf. While state
and federal legislators have failed to act in the wake of the worst mine disaster in forty years, MSHA has
stepped up federal enforcement “with industry and federal officials attributing the improvement to
increased enforcement of regulations and better training by mining companies themselves.” Kris Maher,
Data Show Safety Levels Improving at Coal Mines, WALL ST. J., Sept. 16, 2011, at A5, available at
http://online.wsj.com/article/SB10001424053111904491704576572831496880862.html. Coal mine
safety violations fell five percent per inspection hour through the first three quarters of 2011 compared
with the 2010 violation rate. Serious violations in 2011 fell by 12% - strongly suggesting that coal
miners lives can be saved if mine safety laws are properly enforced.
204. MINE SAFETY & HEALTH ADMIN, U.S. DEP’T LABOR, MSHA NEWS RELEASE: MINING
DEATHS
RISE
IN
2010
(Jan.
13,
2011)
available
at
http://www.msha.gov/MEDIA/PRESS/2011/NR110113a.asp.
205. Id. Emily Channell, Coal Miner’s Slaughter, 14 North American Dialogue 12, 13 (Apr. 3,
2011). During the previous two years MSHA had given Massey Energy Corporation, the mine’s owner
company, 639 safety violation citations, which were ignored and not enforced. Id. at 18. Although
MSHA claimed they “used the tools we have available,” there was “a clear record of blatant disregard
for the welfare and safety of Massey miners.” Id. (quoting Senator of West Virginia Robert Byrd).
Today, federal criminal investigation continues. MINE SAFETY & HEALTH ADMIN, STATEMENT BY
SOLICITOR OF LABOR M. PATRICIA SMITH REGARDING ONGOING INVESTIGATION OF UPPER BIG
BRANCH
MINE
EXPLOSION
(Jan.
14,
2011)
available
at
http://www.msha.gov/MEDIA/PRESS/2011/NS110118.asp.
206. MONONGAH, supra note 181.
2011]
Climate Change and Coal
301
costs of coal mining at an unacceptable rate. That tragic deaths in mine
disasters are the primary, indeed the only, impetus for stimulating
politicians to enact legislation to protect miners lives and health speaks
volumes about the United States coal industry and the governments that
regulate it. As with many other coal externalities, the American public is
largely ignorant of the significant costs of coal mine injuries and fatalities
except during the short windows of consciousness of the risks miners face
which are highlighted by intense media reporting in the aftermath of mine
disasters.
D. Coal’s Externalized Health–Related Costs: Black Lung Disease
While a century of coal mine accidents and disasters have claimed
thousands of lives and injured more than two million miners, an even more
insidious and obscure health hazard has caused many more deaths and
disabilities. Medically known as “coal workers’ pneumoconiosis,” “black
lung” is the common name for lung disease developing from inhaling coal
dust. The term “black lung” derives from the observation by pathologists
that the lungs of diseased victims appear black instead of the natural pink
color of the healthy organ.207 The inhalation and accumulation of coal dust
in the lungs increases the risk of developing emphysema and chronic
bronchitis.208 Coal dust can also enhance risk of chronic obstructive
pulmonary disease or “COPD.”209 As explained below, accepted medical
etiology of the disease was that black lung disease develops over a fairly
long period of exposure—a view opened to question by the findings of an
independent government investigation panel examining the UBB
explosion.210
Black lung disease was first identified in the mid-19th Century by
doctors treating British coal miners.211 For many years, the disease was
207. There are two forms of black lung: simple, which is known as coal workers’
pneumoconiosis (“CWP”), and complicated, which is known as progressive massive fibrosis (PMF).
208. See, e.g., WebMD, Black Lung Disease, available at http://www.webmd.com/a-to-zguides/black-lung-disease-topic-overview.
209. Id.
210. GOVERNOR’S INDEPENDENT INVESTIGATION PANEL, supra note 186; Facing South,
Institute for Southern Studies, As Black Lung Rises Among Appalachian Coal Miners, Industry and
Regulators
Block
Action,
http://www.southernstudies.org/2008/09/as-black-lung-rises-amongappalachian-coal-miners-industry-and-regulators-block-action.html (last visited June 3, 2012).
211. See ALAN DERICKSON, BLACK LUNG: ANATOMY OF A PUBLIC HEALTH DISASTER 6
(Cornell Univ. Press 1998) [hereinafter BLACK LUNG]. Black lung was not officially recognized as a
compensable occupational disease in Great Britain until 1937. See BARBARA ELLEN SMITH, DIGGING
302
VERMONT JOURNAL OF ENVIRONMENTAL LAW
[Vol. 13
called “miner’s asthma” or “miner’s consumption” and medically labeled
“anthracosis.”212 Miners’ symptoms include “progressive dyspnea, chest
discomfort, and cough, sometimes dramatically accompanied by the
expectoration of copious quantities of black, inky sputum.”213 Black lung
can be very debilitating and often fatal. Throughout the history of coal
mining, miners have been exposed to and have contracted black lung
disease. In the early days of coal mining, men and boys worked for a
pittance in extraordinarily dusty places in mines where the process of
contracting black lung would usually begin. Even today, modern coal
mining technologies continue to expose miners to black lung disease,
notwithstanding a federal regulatory regime intended to minimize such
exposure.
It would surprise most Americans to learn that black lung disease has
claimed “far more lives than do catastrophic cave-ins and explosions.”214
“Perhaps even worse, . . . black lung condemn[s] thousands of miners to
live out their days crippled by the devastating effects of progressive,
chronic lung disease.”215 The statistics of black lung’s costs are staggering.
While 104,722 miners died in coal mine accidents from 1900 to 2010,216
four times more miner deaths during the same period are attributable to
black lung.217 By 1969, at least 365,000 miners died of black lung disease;
it has been estimated that another 123,000 miners died between 1969 and
2004.218
OUR OWN GRAVES: COAL MINERS AND THE STRUGGLE OVER BLACK LUNG DISEASE 4 (Temple Univ.
Press 1987).
212. See FREDERIC GOMES CASSIDY, JOAN HOUSTON HALL, 3 DICTIONARY OF AMERICAN
REGIONAL
ENGLISH
607
(Belknap
Press
1996),
available
at:
http://books.google.com/books?id=eEB0YFR2EowC&pg=PA607&lpg=PA607&dq=%22miner's+asthm
a%22++%22miner's+consumption%22&source=bl&ots=S7NGQy9u88&sig=UeiFWYW2BKdW_C0Y
m_7FkzWpJD4&hl=en&sa=X&oi=book_result&resnum=2&ct=result.
213. Greg Wagner, Book Review, Black Lung: Anatomy of a Public Health Disaster, 340 NEW
ENGLAND J. OF MEDICINE 1770 (June 3, 1999).
214. David C. Vladeck, The Failed Promise of Workplace Health Regulation, 11 W. VA. L.
REV. 15, 19 (2008).[hereinafter Failed Promise] (citing an April, 1998, LOUISVILLE COURIER JOURNAL
series focusing on the devastating impact of black lung disease on miners and their families). The series
is available at http://www.courier-journal.com/cjextra/dust/. Articles in the series focusing on the
victims of black lung can be found at http://www.courier-journal.com/cjextra/blacklung/index.html.
215. Id.
216. Id. (citing Mine Safety and Health Administration, Coal Fatalities for 1900 through 2010,
UNITED STATES DEPARTMENT OF LABOR, http://www.msha.gov/stats/centurystats/coalstats.asp (last
visited June 3, 2012)).
217. Id.
218. See CHRISTOPHER W. SHAW, UNDERMINING SAFETY: A REPORT ON COAL MINE SAFETY
7–8,
Center
for
the
Study
of
Responsive
Law,
available
at
http://
2011]
Climate Change and Coal
303
For a century in the United States, coal industry and governments
generally refused to recognize the existence of the disease.219 Bizarrely,
some coal industry officials, politicians, and even medical doctors claimed
that inhalation of coal dust posed no health threat.220 A noted public health
historian has observed that “it is clear in retrospect that denial of the
dangers of mine dust shortened the lives of hundreds of thousands of
anthracite and bituminous coal miners.”221
It was not until a grassroots uprising of miners’ widows forced a
reluctant Congress and president to address the disease and its cause. The
Federal Coal Mine Safety and Health Act of 1969 included limits on
miners’ workplace exposure to black lung-causing ambient coal dust.222
One widow put the impact of black lung disease in perspective:
My father was killed by black lung. I lost four brothers to
black lung. My first husband had black lung when he died,
www.csrl.org/reports/UnderminingSafety.pdf; see alsoBrenda Wilson, The Quiet Deaths Outside the
Coal Mines, NPR, (Apr. 16, 2010) http://www.npr.org/templates/story/story.php?storyId=126021059 .
219. See Brian C. Murchison, Due Process, Black Lung, And The Shaping Of Administrative
Justice, 54 ADMIN. L. REV. 1025, 1038–48 (2002) (illustrating the difficulties faced by former miners in
receiving compensation for black lung).
220. Id. at 1040. Murchison explains:
By 1930, the “denial of coal workers’ respiratory difficulties had triumphed in the
United States,” due to a host of factors that historians are still trying to
understand. One factor was the stance of company physicians that inhaling coal
mine dusts was harmless because the body was naturally equipped to expectorate
“deposits of carbon” and thus purify itself. Another claim was that inhaling
carbonaceous dusts was in fact beneficial to miners’ health because it caused
fibrotic formations which supposedly prevented tubercular bacilli “from getting a
foothold” in the lungs. A third industry position was that the only real danger
posed by either anthracite or bituminous mining was inhalation of “silicious dusts
associated with sandstone, slate, and other minerals that occurred with coal
deposits.” According to industry doctors, miners with dust-induced lung disease
must have inhaled dust containing rock dust, since inhaling particles of coal
“posed no hazard at all.” This effort to equate all mine dust disease with silicosis
became the conventional wisdom; the only conceded effect of inhaling coal
particles without significant silica was anthracosis, which coal interests insisted
was not a disease but a discoloration of the lung.
Id. at 1040–41 (citations omitted).
221. BLACK LUNG, supra note 211, at xii.
222. Federal Mine Safety and Health Act of 1977, 30 U.S.C. § 842(b)(2) (2006)(“each [mine]
operator shall continuously maintain the average concentration of respirable dust in the mine
atmosphere during each shift to which each miner in the active workings of such mine is exposed at or
below 2.0 milligrams of respirable dust per cubic meter of air.”) Federal Law also requires miners and
their widows/families to receive compensatory benefits if it can be proven that a miner contracted the
disease while working in coal mines.Black Lung Benefits Act (BLBA), 83 Stat. 792 (2006) (codified as
amended at 30 U.S.C. § 901).
304
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and my second husband died of black lung. . . . Women and
children live in the coal fields, too, and they breathe coal
dust just like the men do, and they end up with asthma.223
The 1969 federal legislation, however, did not end the nightmare
experienced by black lung riddled coal miners and their families. For
almost four decades coal operators and their lawyers have continued to
challenge miners and widows’ black lung claims in a tortuous U.S.
Department of Labor administrative adjudicatory system.224 A law
professor who directs a black lung clinic representing coal miners in black
lung administrative cases described the agency’s scandalous black lung
claims system in testimony before a Congressional subcommittee:
I have argued cases before the United States Supreme
Court as well as the Supreme Courts of several states. I
have also represented people before Justices of the Peace
and Small Claims Court. And I can say without hesitation
that the most unfair process I have ever run into is that
which I found in the Federal black lung system. It defies
due process of law, it defies reason and it is just simply
unreasonable.225
223. W. Davis, Out Of The Black Hole: Reclaiming The Crown Of King Coal, 51 AM. U. L.
REV. 905, 952 (2002) (citing RANDALL NORRIS & JEAN-PHILLIPE CYPRES, WOMEN OF COAL (Un. Press
of Ky. 1996); CAROL A.B. GIESEN, COAL MINER’S WIVES: PORTRAITS OF ENDURANCE 56 (Un. Press of
Ky. 1995).
224. See generally Murchison, supra note 219 (describing coal operators’ continuing challenges
to former miners’ black lung claims) (citing, Ron Nixon, Benefits Claims Process is as Slow, Painful as
the Disease, Miners Say, ROANOAKE TIMES, Nov. 24, 2000). Ron Nixon, A Coalfield Legacy: Black
Lung—As Court Battles for Disability Benefits Drag On, Miners Slowly Suffocate, ROANOAKE TIMES
& WORLD NEWS, Nov. 24, 2000 at A1 (reporting black lung claims can last for decades);Ron Nixon,
Lawyers Are Few and Far Between for Black Lung Plaintiffs, ROANOAKE TIMES, Nov. 25, 2000.
Murchison recites the history of one shocking convoluted case, typical of numerous others, in which a
coal miner suffering serious disability from black lung fought a circuitous route through hearing after
hearing for more than a decade seeking benefits to which he was clearly entitled.
225. Id. at 1032. The problematic nature of the black lung benefit system and the injustice to
severely diseased miners and their families is exacerbated by a system that makes it difficult for the
afflicted to obtain competent legal counsel. See generally U.S. GOV’T ACCOUNTABILITY OFFICE, BLACK
LUNG BENEFITS PROGRAM: ADMINISTRATIVE AND STRUCTURAL CHANGES COULD IMPROVE MINERS'
ABILITY TO PURSUE CLAIMS, (Govt. Acct. Off. Rpt. GAO-10-7) (2009), available at
http://www.gao.gov/new.items/d107.pdf (stating that the “GAO found that coal miners face a number of
challenges pursuing federal black lung claims, including finding legal representation and developing
sound medical evidence to support their claims. DOL officials identified miners’ lack of resources, the
low probability of success, and high litigation costs for their cases as factors that contribute to the
difficulties miners face in finding legal representatives. Miners also encounter challenges in developing
sound medical evidence.”). A a particularly outrageous example of a seriously ill black lung claimant’s
2011]
Climate Change and Coal
305
It is true that government mandated dust mitigation measures have
resulted in a significant decline in the incidence of black lung since 1970.226
However, while the prevalence of black lung disease among miners
dropped substantially from the tragic numbers inflicted before government
regulation, “the numbers are on the rise again”227 and are affecting both
young and seasoned miners.228 In 1995, MSHA confirmed the increase in
black lung and the need to tighten respirable dust standards. Government
statistics showed that coal mines in the United States were logging more
than 6,000 violations of ambient coal dust regulations annually over a five
year period.229 No action was taken on the agency findings for a decade and
a half.230
pro se effort to obtain benefits occurred in West Virginia where a coal company lawyer tampered with
evidence showing the claimant was entitled to benefits. The claimant died before he received benefits.
The lawyer’s duplicity was discovered several years into the case when a lawyer was found who agreed
to represent the client. Ultimately the lawyer was suspended from practice for one year for his actions.
See Lawyer’s Disciplinary Bd. v. Smoot, ___ S.E.2d ___, 2010 WL 4679256 (W.Va.) ([The claimant]
“was a seventy-four-year-old man with a limited education who was acting pro se at the time of Mr.
Smoot's misconduct. . . . Submitting an altered report to a tribunal is an affront to justice that simply
cannot be tolerated”).
226. MD Attfield et al., Changing Patterns of Pneumoconiosis Mortality –United States, 1968–
2000, CDC (July 23, 2004), http://www.cdc.gov/MMWR/preview/mmwrhtml/mm5328a1.htm.
227. Joby Warrick, Into the Darkness, WASHINGTON POST MAGAZINE, January 21, 2007,
http://www.washingtonpost.com/wpdyn/content/article/2007/01/16/AR2007011601066.html?nav=email
page. See, Failed Promise, supra note 214 at 17 (citing MSHA, Controlling Respirable Coal Mine Dust
In Underground Coal Mines: Introductory Remarks Slide 4, (July 25, 2007), http://
www.msha.gov/s&hinfo/BlackLung/ControlDust2007/CTD2007.asp (mortality chart showing miner
deaths from black lung 1968-2004)). LOUISVILLE COURIER-JOURNAL reported in 1998:
Every year, black lung disease kills almost 1,500 people who have worked in the
nation’s coal mines. It’s as if the Titanic sank every year, and no ships came to
the rescue. While that long-ago disaster continues to fascinate the nation, the
miners slip into cold, early graves almost unnoticed.
Dust, Deception and Death: Why Black Lung Has Not Been Wiped Out, LOUISVILLE COURIERJOURNAL, at A1 (April 19, 1998), available at http://courier-journal.com/cjextra/dust/. The National
Black Lung Association similarly estimates that black lung claims the lives of 1,500 coal miners each
year. See MSHA News Release, Nation’s Coal Miners Take Advantage of Labor Department’s Free
Chest X-Rays (June 9, 2009), http://www.msha.gov/media/press/2000/nr000609.htm.
228. Chris Hamby, Autopsies of Massey Miners Reveal Black Lung, HUFF POST GREEN (May
19, 2011), http://www.huffingtonpost.com/the-center-for-public-integrity/autopsies-massey-minerblack-lung_b_864174.html.
229. Ken Ward Jr., Beyond Sago: Coal Dust Most Common Violation; Mines Averaging 6,000
Citations for it Each Year, THE CHARLESTON GAZETTE (December 17, 2006).
230. U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES, CRITERIA FOR A RECOMMENDED
STANDARD, OCCUPATIONAL EXPOSURE TO RESPIRABLE COAL MINE DUST at iii (Nat’l. Inst. Occup.
Safety & Health, NIOSH Pub. No. 95-106, 1995), available at http://www.cdc.gov/niosh/pdfs/95106a.pdf (MSHA’s “recommended exposure limit (‘REL’) does not insure that miners exposed at this
concentration over a lifetime will have a zero risk of developing occupational respiratory
diseases . . . NIOSH recommends additional measures to protect miners health . . . [by] keeping worker
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Finally, on October 19, 2010, MSHA proposed a rule aimed at lowering
miners’ exposure to coal dust.231 The rule is a part of MSHA’s End Black
Lung: ACT NOW campaign begun in 2009.232 The new rule addresses
many previously identified problems with existing federal mining
regulations, including updating methods for measuring coal dust so that
sampling will more accurately reflect working conditions. If implemented,
the new rule would require miners to wear personal dust monitors if they
work in high dust-concentration areas.233 Dust levels will now be recorded
using individual measurements instead of simply recording an average
calculated over a time span of multiple shifts.234 The goal of the rule is to
give mine operators 24 months to phase in lower dust levels, from the
present level of 2.0 mg/m3 of air to 1.0 mg/m3. MSHA and coal mine
operator data indicate that a majority of miners’ exposures are presently at
or below the limits in the proposed rule.235
The coal industry has almost uniformly objected to the proposed rule on
a number of grounds, which include the assertion that it will not reduce the
incidence of black lung:
What evidence does MSHA have to show that
the . . . standard that has been used to protect Part 90
miners for the past 40 years is no longer adequate? This
appears to be a case of arbitrarily cutting the standard in
half, since the proposed standard will be reduced by that
amount? The rule also appears to include a variety of 30
exposure low through . . . engineering controls and work practices . . . frequent monitoring of worker
exposures, and . . . participation of miners in . . . medical screening and surveillance program.”); see
also NIOSH, A Review of Information Published Since 1995 on Coal Mine Dust Exposures and
Associated
Health
Outcomes,
(Draft
Rept.
2010)
available
at
http://www.cdc.gov/niosh/review/peer/HISA/expandashealth-pr.html (giving summary of reports since
1995).
231. Lowering Miners’ Exposure to Respirable Coal Mine Dust, Including Continuous Personal
Dust Monitors, 75 Fed. Reg. 64412, (proposed Oct. 19, 2010) (to be codified at 30 C.F.R. 70, 71, 72, 75,
90).
232. MINE SAFETY AND HEALTH ADMIN., END BLACK LUNG ACT NOW!,
http://www.msha.gov/S&HINFO/BlackLung/Homepage2009.asp (last visited June 3, 2012).
233. Erica Peterson, MSHA’s Proposed Rules Cut Dust Limits, Require Personal Dust Monitors,
WEST
VIRGINIA
PUBLIC
BROADCASTING
(Oct.
15,
2010)
http://www.wvpubcast.org/newsarticle.aspx?id=17097.
234. Id.
235. Respirable Coal Mine Dust, Including Continuous Personal Dust Monitors, 75 Fed. Reg. at
64419.
2011]
Climate Change and Coal
307
C.F.R. Part 75 changes that bear no rational relationship
whatsoever to preventing CWP.236
A coal industry executive criticized MSHA’s black lung proposal in a
more strident tone. Mr. Tom Mackall, President of East Fairfield Coal
Company, testified:
Workers at businesses we supply will also see their jobs be
destroyed if we don’t stop the regulatory wave that’s
crushing the American economy. . . . MSHA has proposed
a Respirable Dust Standard that is unachievable in
underground mine settings, and continues to be unable to
produce the relevant data that they claim creates the
causation basis for their rule. Day to day, our company sees
the impacts of how MSHA is being used as a tool to stop
coal mining.237
Just as coal lobbyists were putting their aggressive campaign in
opposition to the proposed rule in high gear, a report of the West Virginia
Governor’s Upper Independent Big Branch Investigation Panel added
weight to demands for government action to curtail the return of the
scourge of black lung to coalfield communities. Autopsies revealed that of
the 24 miners whose lungs could be examined, 17 (or 71 percent) had
contracted the disease—more than 20 times higher than what was thought
to be the average for all underground coal miners.238
Most troubling was the fact that, contrary to conventional government
and coal industry reports, the disease was not limited to older UBB miners
236. See, e.g., Pa. Coal Ass’n, Testimony of George Ellis President Pennsylvania Coal
Association, (Feb. 8, 2011), http://www.pacoalassn.com/news/21-pcas-testimony-given-at-msharespirable-dust-hearing.html.
237. Testimony of Tom Mackell, House Subcomm. on Reg. Affairs, Stimulus Oversight &
Gov’t.
Spending,
Comm.
on
Oversight
&
Govt.
Reform,
available
at
http://oversight.house.gov/images/stories/Testimony/7-14-11_Mackell_RegAffairs_EPA_Testimony.pdf
(July 14, 2011); but see, Celeste Montforton, No matter what mining industry reps say, MSHA's
proposed rule to address black lung is easily achievable, THE PUMP HANDLE BLOG (July 19, 2011),
http://scienceblogs.com/thepumphandle/2011/07/no_matter_what_mining_industry.php
(“Respirable
dust concentrations at Mr. Mackall's underground coal mines are comparable to the situation
nationwide. MSHA's enforcement data indicates that the vast majority of coal mine operators are
already complying with the 1.0 milligram standard.”).
238. GOVERNOR’S INDEPENDENT INVESTIGATION PANEL, supra note 186. See also, Chris
Hamby, Autopsies of Massey Miners Reveal Black Lung, HUFF POST GREEN (May 19, 2011),
http://www.huffingtonpost.com/the-center-for-public-integrity/autopsies-massey-miner-blacklung_b_864174.html. (reporting that seventeen miners had black lung at “a rate more than 20 times
higher than the average for all underground coal miners.”).
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who had been exposed to coal dust during decades of working underground.
The autopsies showed that some UBB miners with black lung were as
young as 25, and five had been working in coal mines less than ten years.239
The investigation panel observed that “the victims at UBB constitute a
random sample of miners. The fact that 71 percent of them show evidence
of CWP is an alarming finding given the ages and work history of these
men.”240
The Comment period has been extended and MSHA has yet to publish
the rule.241 Notwithstanding the harm—10,000 black lung-related deaths in
ten years—to coal miners, their families, and their communities, the coal
industry and its supporters continue to successfully block more protective
regulation of mining-generated respirable dust. Just in case MSHA decides
to move forward with its 2010 regulatory proposal, the House of
Representatives majority added a provision to block the agency’s use of
appropriated funds to implement new black lung regulations to the 2012
appropriations bill.242
Unlike most of the externalized socio-economic and environmental
costs of coal, it is possible to put a monetary price on coal mine operators’
externalization of black lung costs. Since 1969, the federal government has
administered a compensation program for victims of black lung paid in part
by coal company fees.243 In addition to the price paid by miners themselves,
their families, and their communities, the American people have had to bear
some of the costs. As Professor Vladeck emphasizes, mine “owners have
managed to cap and partially off-load their liability for black lung disease
on both the companies that buy coal and the American people.”244 From
239. GOVERNOR’S INDEPENDENT INVESTIGATION PANEL, supra note 186.
240. Id. at 32.
241. MINE SAFETY & HEALTH ADMIN, PROPOSED RULE; EXTENSION OF COMMENT PERIOD
(May 27, 2011), available at http://www.msha.gov/REGS/FEDREG/PROPOSED/2011PROP/201113238.asp.
242. In their FY 2012 appopriations bill, members of the majority party of the House
Appropriations subcommittee with jurisdiction over the Labor Department would prohibit MSHA from
using any funds to develop, promulgate, enforce or otherwise implement a new rule to protect miners
from
exposure
to
respirable
coal
dust.
(See
page
36
in
the
bill.)
http://appropriations.house.gov/UploadedFiles/FY_2012_Final_LHHSE.pdf (“SEC. 122. None of the
funds made available by this Act may be used to continue the development of or to promulgate,
administer, enforce, or otherwise implement the Lowering Miners’ Exposure to Coal Mine Dust,
Including 22 Continuous Personal Dust Monitors regulation . . . being developed by the Mine Safety and
Health Administration of the Department of Labor.”).
243. See Usery v. Turner Elkhorn Mining Co., 428 U.S. 1 (1976) (highlighting the origins of the
black lung program and the system it creates). See also, Donald T. DeCarlo, The Federal Black Lung
Experience, 26 HOW. L. J. 1335 (1983).
244. Vladeck, supra note 214, at 40.
2011]
Climate Change and Coal
309
1969 through 2004, black lung benefits paid to almost one million miners
have totaled more than $41 billion.245
One commentator emphasizes the time lag in failing to act upon
MSHA’s 1995 recommendations that the rising tide of black lung disability
be addressed by aggressive action to protect miners’ health. Dr. Celeste
Montforton reminds that:
For 15 years, the scientific evidence has been telling us that
US coal miners are exposed to levels of respirable dust that
cause disease, but under the current federal mine safety
regulations, these exposure levels are legal. That needs to
change. Not only is it ethically the right thing to do, but it
is also the law of the land: “ . . . to the greatest extent
possible, the working conditions in each underground coal
mine are sufficiently free of respirable dust concentrations
in the mine atmosphere to permit each miner the
opportunity to work underground during the period of his
entire adult working life without incurring any disability
from pneumoconiosis or any other occupation-related
disease during or at the end of such period.”246
“In other words,” she writes, “U.S. coal miners should be able to have a
long career in an occupation they enjoy, and when they retire, their lungs
should be healthy—not scarred and inelastic because of imbedded coal and
silica dust.”247
The externalization of environmental harm, mine safety injuries and
deaths, and the cumulative socio-economic damage attendant to coal
mining and burning have long been obscured from public view. Misery and
death of coal miners afflicted with black lung disease are other externalized
costs that have similarly escaped public attention. In a just society, ten
thousand deaths in a decade from a preventable occupational disease is
abhorrent. A nation and its politicians properly exalt and honor the
245. Id. at 41 (citing testimony of Anne-Marie Lasowski, Acting Director, Education,
Workforce, and Income Security Issues, Federal Compensation Programs: Perspective on Four
Programs for Individuals Injured by Exposure to Harmful Substances, Comm. on Judiciary, U.S, House
of Representatives, available at www.gao.gov/new.items/d08628t.pdf).
246. Celeste Montforton, No matter what mining industry reps say, MSHA's proposed rule to
address black lung is easily achievable, THE PUMP HANDLE BLOG (July 19, 2011),
http://scienceblogs.com/thepumphandle/2011/07/no_matter_what_mining_industry.php (quoting the
Federal Coal Mine Health and Safety Act of 1969, 30 U.S.C. § 841 (2006)).
247. Celeste Montforton, No matter what mining industry reps say, MSHA's proposed rule to
address black lung is easily achievable, THE PUMP HANDLE BLOG (July 19, 2011),
http://scienceblogs.com/thepumphandle/2011/07/no_matter_what_mining_industry.php
310
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sacrifices of men and women in our armed forces; in contrast, they cast a
blind eye upon the plight of coal miners who have subsidized the “cheap
energy” provided by coal with their lungs and their lives.
V. CLIMATE CHANGE AND COAL: AN HONEST DIALOGUE ABOUT COAL’S
EXTERNALITIES AND ITS FUTURE
A. Call For a New Paradigm
For more than a century, electricity generated by coal combustion has
fueled industrialization, improved living standards, and delivered
historically unparalleled personal comfort and convenience to people of
developed nations, and it promises the same for developing countries.
Worldwide concern about climate change has awakened the public to one
of the major externalities of coal—the fuel contributes 20% of global
greenhouse gas emissions and 41% (11 billion metric tons) of global carbon
dioxide emissions, the most common greenhouse gas.248
As the overwhelming consensus of climate change scientists revealed
the threat of serious implications of continuing to pump greenhouse gas into
the earth’s atmosphere, some supporters of Big Coal challenged the science,
ridiculing it as a huge hoax. In a 2008 speech to the mining industry,
Massey Energy’s former Chairman and CEO Donald Blankenship, a
throwback to nineteenth-century coal barons, dismissed concerns about
climate change: “They can say what they want about climate
change . . . But the only thing melting in this country that matters is our
financial system and our economy.”249 Blankenship warned that “[t]he
greeniacs are taking over the world . . . and that . . . [i]f [U.S. House of
Representatives Speaker] Pelosi thinks that decreasing CO2 in this country
is going to save the polar bears, she’s crazy.”250 Blankenship concluded his
talk with the confident observation that “if CO2 emissions are going to kill
248. Larry Parker, Peter Folger, Capturing CO2 from Coal-Fired Power Plants: Challenges for
a Comprehensive Strategy, CONGRESSIONAL RESEARCH SERVICE (April 15, 2010), at 1
http://cnie.org/nle/crsreports/10may/RL34621.pdf. The world meets 25% of its primary energy demand
with coal and that figure is forecast to increase over the next several decades. Id.
249. Julia R. Goad, Coal CEO calls environmentalists crazy, WILLIAMSON (WV) DAILY NEWS,
Nov. 22, 2008 [hereinafter Coal CEO]. 10computer08, The Big Lies of Coal: Don Blankenship Speaks,
YOUTUBE (Dec. 10, 2008), http://www.youtube.com/watch?v=0M_XbeXDNnM (in the same speech,
Blankenship also accused a newspaper editor of being a communist, and asserted that former Vice
President Al Gore, U.S. House of Representatives Speaker Nancy Pelosi and U.S. Senate President
Harry Reid are “totally wrong” and “absolutely crazy.”).
250. Coal CEO, supra note 249.
2011]
Climate Change and Coal
311
the polar bears, it’s going to happen . . . [w]hat we do here [in the U.S.] is
not going to do it.”251
In a Labor Day speech to Massey workers, Blankenship said, “we also
endure a Mine Safety and Health Administration that seeks power over coal
miners versus improving their safety and their health . . . Washington and
state politicians have no idea how to improve miner safety. The very idea
that they care more about coal miner safety than we do is as silly as global
warming.”252
In yet another speech to coal industry officials a few months after the
Upper Big Branch mine exploded, killing 29 Massey miners, Blankenship
accused MSHA of lying and trying to cover up the agency’s culpability for
the disaster.253 Blankenship also generally denied coal’s other serious
externalities.254 He asserted that “coal is the most important thing to the
environment”255 and scoffed at charges Massey mines did not put safety
251. Id.
252. Joe Romm, Don Blankenship Called Saftey Regulators “As Silly as Global Warming”,
CLIMATE PROGRESS (Apr. 12, 2010, 4:14 PM), http://thinkprogress.org/romm/2010/04/12/205795/donblankenship-mine-safety-regulators-silly-global-warming/.
253. Jessica Y. Lilly, Blankenship Accuses MSHA of Lying about UBB Investigation, W.VA.
PUB. BROADCASTING (Sep. 22, 2010), http://www.wvpubcast.org/newsarticle.aspx?id=16746 (“As the
keynote speaker at [the 2010] Bluefield Coal Symposium . . . Don Blankenship criticized [MSHA] and
its investigation into the Upper Big Branch Disaster. Blankenship compared MSHA’s actions to
Watergate . . . [when] . . . President Richard Nixon [tried] to hide recordings of conversations in his
office.”). See also Howard Berkes, Mine CEO Points Fingers As He Details Explosion, NAT’L PUB.
RADIO (Nov. 20, 2010), http://www.npr.org/2010/11/20/131465631/massey-head-points-fingers-as-hedetails-explosion (stating that “Blankenship blamed MSHA for the ventilation problems at Upper Big
Branch before the fatal explosion in April . . . he said MSHA's disaster investigators were essentially
investigating themselves given the possibility that failed regulation may have contributed to the
tragedy”).
254. A report of an investigation of the Massey UBB mine disaster commissioned by West
Virginia’s Governor succinctly summarized the negative reputation Blankenship’s company had earned:
Massey is . . . well known for causing incalculable damage to mountains, streams
and air in the coalfields; creating health risks for coalfield residents by polluting
streams, injecting slurry into the ground and failing to control coal waste dams
and dust emissions from processing plants; using vast amounts of money to
influence the political system; and battling government regulation regarding
safety in the coal mines and environmental safeguards for communities.
J. Davitt McAteer, et al., Upper Big Branch, The April 5, 2010 Explosion: A Failure of Basic Coal Mine
Safety Practices, REPORT TO THE GOVERNOR OF WEST VIRGINIA (May 2011), available at
http://www.nttc.edu/ubb.
255. Id. (He stated, “I talk a lot about the total environment. Yes, we need to breathe clean air
and have fresh water in the streams. We need to have trees and all that, but we need to be able to send
out children to school. That’s a total environment. Most people wouldn’t believe that coal is the most
important thing to the environment, but coal produces electricity . . . and that improves the quality of
life.”).
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first.256 Blankenship served on the Board of Directors of both the National
Mining Association (“NMA”) and the United States Chamber of
Commerce. Few among his colleagues spoke publically in support of the
Massey Chairman’s views,257 but neither NMA, the Chamber, nor any other
industry leaders disavowed Blankenship’s provocative rhetoric. By the end
of 2010, Blankenship’s strident anti-regulation voice was silenced when he
was forced to retire as Massey CEO and Chairman as a consequence of the
impact the Upper Big Branch disaster and an attendant steep decline in the
value of Massey shares.258
Senator Robert C. Byrd—Big Coal’s most consistent champion in
Congress for a half century—cautioned politicians and the industry’s
leaders against Blankenship-type scurrilous attacks. Byrd also urged them
to reject the premise underlying Blankenship’s brash attacks on
256. An in-depth examination of Massey’s mine safety compliance record revealed that during
the 10-year time period examined, Massey had been cited for 62,923 violations, including 25,612
considered “significant and substantial.” During that time, MSHA proposed $49.9 million in fines
against Massey, $15 million more than any other company. Giovanni Russonello, Massey Had Worst
Mine Fatality Record Even Before April Disaster, INVESTIGATIVE REPORTING WORKSHOP: AM. UNIV.
SCHOOL OF COMMC’N. (Nov. 23, 2010), http://investigativereportingworkshop.org/investigations/coaltruth/story/massey-had-worst-mine-fatality-record-even-april-d/. Admiral Bobby Inman assumed the
position of Chairman of Massey Energy upon Blankenship’s retirement; Inman admitted that
Blankenship’s claim that Massey always put miner’s safety first was not true:
I had been told by management for years that we had the best safety program in
the coal business . . .What [wasn’t] convey[ed] to the board was behavior. The
company asked employees, "Do you know the safety rules? Yes. Do you always
abide by them?" The answer is no. As we got more deeply into examining our
safety performance, we concluded we were not the best.
Joann S. Lublin, Bobby Inman, A Year Later, Massey Chair Takes Stock, WALL ST. J., March 28, 2011
[hereafter
Bobby
Inman],
http://online.wsj.com/article/SB10001424052748703410604576217063480492154.html. See generally,
Jeff Goodell, The Dark Lord of Coal Country, ROLLING STONE (Dec. 9, 2010, 12:00 PM),
http://www.rollingstone.com/politics/news/the-dark-lord-of-coal-country-20101129. The independent
investigation panel examining the UBB mine explosion found Massey responsible for “total and
catastrophic systemic failures” that “can only be explained in the context of a culture in which
wrongdoing became acceptable, where deviation became the norm.” GOVERNOR’S INDEPENDENT
INVESTIGATION PANEL, supra note 186, at 101–02. The GIIP asserted that “the same culture allowed
Massey Energy to use its resources to create a false public image to mislead the public, community
leaders and investors—the perception that the company exceeded industry safety standards.” The GIIP
report concluded that Massey’s corporate deviance from decades of acknowledged safe mining practices
could be understood “only in the context of a culture bent on production at the expense of safety.”
GOVERNOR’S INDEPENDENT INVESTIGATION PANEL, supra note 186.
257. See, e.g., Goodell, supra note 256, at 1 (“A hundred executives from the coal
industry . . . gathered for a two-day conference on mine safety—a topic that has taken on added urgency
since April, when 29 men were killed in an explosion at the Upper Big Branch . . . the worst mining
tragedy in 40 years . . . but nobody in the room seems to hold that against Blankenship . . . he is greeted
by applause and whistles.” )
258. See, Bobby Inman, supra note 256 (reviewing Blankenship’s ouster in favor of Inman).
2011]
Climate Change and Coal
313
environmental groups and government regulators. “When coal industry
representatives stir up public anger toward federal regulatory agencies, it
can damage the state’s ability to work with those agencies to West
Virginia’s benefit,” Byrd said in a public statement titled Coal Must
Embrace The Future.259 “This in turn,” Byrd emphasized, “may create the
perception of ineffectiveness within the industry, which can drive potential
investors away.”260 In a statement pointedly directed at Big Coal and its
political supporters, Senator Byrd suggested a new paradigm:
To be part of any solution, one must first acknowledge a
problem. To deny the mounting science of climate change
is to stick our heads in the sand and say “deal me out.”
West Virginia would be much smarter to stay at the
table . . . The 20 coal-producing states together hold some
powerful political cards. We can have a part in shaping
energy policy, but we must be honest brokers if we have
any prayer of influencing coal policy on looming issues
important to the future of coal like hazardous air pollutants,
climate change, and federal dollars for investments in clean
coal technology.261
“The time has come,” Byrd wrote, “to have an open and honest
dialogue about coal’s future.”262 Although Senator Byrd sounded a call for
Big Coal to change its strategy in response to the new challenges of
developing a twenty-first century energy policy, it appears, with a few
notable exceptions, few were listening.
B. Embracing the Future with a “War on Coal” Strategy
Senator Byrd’s invitation to Big Coal to engage in “an honest dialogue”
about the “real problems” it faces and “embrace the future” drew an
immediate Blankenship-like response from Bill Raney, the West Virginia
Coal Association’s president. Raney “respectfully” disagreed with Byrd’s
message, finding it to be filled with misconceptions that ignored “a
259. Senator Robert C. Byrd, Coal Must Embrace The Future (Dec. 3, 2010), available at
http://e360.yale.edu/images/digest/byrd-coal.pdf [hereinafter Embrace the Future].
260. Id.
261. Id.
262. Id.
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concerted, deliberate effort by the EPA and some factions in Congress to
end coal mining in Appalachia.”263
There are, to be sure, mature and open-minded views of some Big Coal
leaders who understand the value of honest and open dialogue regarding
coal’s future. However, when viewed cumulatively, those progressive
voices within the energy community have been drowned by the strident
high-decibel assertions of an industry at war with its critics.264
The term “war on coal” was coined by industry public relations
specialists as a core principle of a multi-million dollar public relations
campaign. This strategy seeks to counter demands of environmental and
other groups for legislative action to tax carbon or create a cap and trade
system.265 Such legislation, if enacted, would impose significant costs on
263. Bill Raney, Coal Industry Respectfully Disagrees With Sen. Byrd’s Comments, THE
BECKLEY
REGISTER
HERALD,
(Dec.
12,
2009),
http://www.registerherald.com/editorials/x546333715/Coal-industry-respectfully-disagrees-with-Sen-Byrd-s-comments.
264. The shrill rhetoric attendant “war on coal” pronouncements is not a new Big Coal strategy.
Pre-Obama attacks on Coal’s critics were marked with similar strident factual distortions. See, e.g.,
Steve Mufson, Coal Funded Ad is Called Misleading, WASH. POST (Nov. 7, 2007), at A9, available at
http://www.washingtonpost.com/wpdyn/content/article/2007/11/06/AR2007110602098.html?nav=emailpage;%20Andrew%20C.%20Revki
n,%20Is%20Hugo%20Chavez%20Smiling%20Over%20Kansas,%20or%20Coal?Andrew C. Revkin, Is
Hugo Chavez Smiling Over Kansas, or Coal? Dot Earth Blog (November 20, 2007),
http://dotearth.blogs.nytimes.com/2007/11/20/is-hugo-chavez-smiling-over-kansas-or-coal/. Big Coal
entities, including Peabody Energy and a Kansas utility, funded an advertising campaign attacking
Kansas’ Governor for blocking air permits for two coal-fired electricity plants as a way to avoid
increasing carbon dioxide emissions. Full-page newspaper ads included photos of Russian President
Vladimir Putin, Venezuelan President Hugo Chavez and Iranian President Mahmoud Ahmadinejad—the
ads asked: “Why are these men smiling?” The ads charged that the Governor’s action would force the
state to import natural gas from places like Iran, Russia and Venezuela—though natural gas has never
been imported from those countries. A Peabody Energy spokesman explained “[t]here is a need to reset
the energy debate in Kansas toward responsible, adequate supplies of energy going forward.” In a
statement, then Governor Sebelius called the ads "over-the-top nonsense . . . [i]t does a real disservice to
Kansans who are looking for an honest and constructive debate about our state's energy future." Id.
265. Tom Eblen, a columnist covering Kentucky coalfield issues for the Lexington HeraldLeader reacted to Big Coal’s War on Coal:
Did you hear we are at war? I don’t mean the never-ending wars in Iraq and
Afghanistan . . . or even the nebulous wars against terrorism and drugs. I mean
the “War on Coal.” All of Kentucky’s politicians are talking about it—at least all
of those who want campaign contributions and support from the coal industry.
“They have declared war, war on Kentucky’s coal industry,” U.S. Sen. Mitch
McConnell said of the U.S. Environmental Protection Agency in a speech to the
Kentucky Coal Association . . . The U.S. Senate’s Republican leader claimed the
EPA wants to see the “coal industry driven out of business altogether.”
Tom Eblen, ‘War on Coal’ Avoids the Real Challenge, Responsibility, THE BLUEGRASS AND BEYOND
(June 12, 2011, 7:51 AM), http:/tomeblen.bloginky.com/2011/06/12/war-on-coal-avoids-the-realchallenge-responsibility/. Eblen also quotes a Kentucky state legislator bemoaning an imagined assault
on the coal industry: “[S]tate Rep. Jim Gooch . . . went even further [complaining] . . . about the EPA’s
2011]
Climate Change and Coal
315
carbon emissions. It would, in turn, make alternative fuels more
competitive while substantially reducing coal’s energy market share.266 The
“war on coal” strategy frames its argument against limiting the externalized
costs of coal mining and combustion by charging “elites” in government as
“‘job killers’ who are out of touch with the struggle of the middle class to
survive in a time of economic recession and high unemployment.”267
One commentator who analyzed public relations campaign “framing”
of issues found that “many environmental debates—clean coal, climate
change, cap and trade, etc.—those against legislation or action to combat
CO2 emissions or change our energy sources in any way, use the threats to
capitalism, the American way of life, and our economy to counter any
positive/progressive action.”268 Another observer explains that, in the
ongoing debate about climate change, opponents of regulation frame the
issue as a:
[C]hoice between the earth and the economy, and making
clear that the economy comes first. The notion that fixing
the climate necessarily means destroying the economy was
to become the Big lie of the climate debate and the
signature achievement of the opponents of action…Climate
campaigners find themselves arguing in vain that the costs,
“wouldn’t be as bad” as the opponents claim. Not that bad
is not that good a strategy, and it [loses] every time.269
efforts to make coal-fired power plants reduce their air and water pollution. “This is a war on
Kentucky,” Gooch exclaimed during a hearing, “because what we’re talking about is totally destroying
our economy.” Id.
266. Melissa Powers, The Cost Of Coal: Climate Change And The End Of Coal As A Source Of
‘Cheap‘ Electricity, 12 U. PA. J. BUS. L. 407, 409-10 (2010). See also, Energy Info. Admin., Energy
Markets and Economic Impacts of H.R. 2454, The American Clean Energy and Security Act of 2009 at
26 (2009) (projecting dramatic reduction in coal production and consumption by 2030 under proposed
cap-and-trade program).
267. Elizabeth D'Angel, Analyzing The Framing Battle Over Coal As An Energy Source, AGE
OF ENGAGEMENT (Apr. 25, 2011), http://bigthink.com/ideas/38072. Frames help simplify complex
issues. See Matthew C. Nisbet, Dietram A. Scheufele, What’s Next For Science Communication?
Promising Directions and Lingering Distractions, 96 AM. J. BOTANY 1767, 1770 (2009).
268. Id.
269. ERIC POOLEY, THE CLIMATE WAR: TRUE BELIEVERS, POWER BROKERS, AND THE FIGHT
TO SAVE THE EARTH 91 (Hyperion 2010). There is a distinctly partisan political edge to Big Coal’s
claims that the Obama Administration regulatory decisions signal an intent to destroy the coal industry.
Prior to the 2010 elections, one political commentator reported that:
Republicans believe there are three words so powerful that they might reshape the
political order in an economically beleaguered corner of the country: War on
coal. With Democrats holding total control of the federal government and a capand-trade bill still looming, the GOP is fanning widespread coal country fears that
316
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Identifying Big Coal’s strategy to maintain energy market share is not
to suggest that there has been no push-back from environmental and other
groups concerned about climate change. On the contrary, coal’s critics have
spent tens of millions of dollars during the 2008–2011 period attempting to
make the case for slashing the use of greenhouse gas-producing coal to
generate electricity.270 The largest and most effective counter-campaign
responding to Big Coal’s strategy is “Reality Coalition,” an alliance of
environmental NGOs that promotes alternative forms of energy including
wind, solar, and geothermal. The group engages in a campaign to explain
the environmental impacts of coal while debunking the claim that clean
coal technology is close to becoming a reality. Reality Coalition frames
these issues using humor and sarcasm to discredit claims of “clean coal”
technology.271
the national Democratic Party is hostile to the coal mining industry, if not outright
committed to its demise.
Jonathan Martin, GOP Mines Coal-Country Anxieties, POLITCO, (Feb. 15, 2010)
http://dyn.politico.com/printstory.cfm?uuid=D0FA7CF9-18FE-70B2-A8F0703457EB8629. See also
Julia A. Seymour, Obama Backs EPA War on Coal, While Networks Ignore Harm to Industry Major
utility announces proposal to retire power plants, layoff workers and spend billions to comply with
'pending'
regulations
BUSINESS
AND
MEDIA
INSTITUTE,
(June
15,
2011),
http://www.mrc.org/bmi/articles/2011/Obama_Backs_EPA_War_on_Coal_While_Networks_Ignore_Ha
rm_to_Industry.html.
270. See generally MATTHEW C. NISBET, CLIMATE SHIFT: CLEAR VISION FOR THE NEXT
DECADE OF PUBLIC DEBATE (Am. Univ. Sch. of Commc’n 2011) [hereafter Climate Shift], available at
http://climateshiftproject.org/wp-content/uploads/2011/08/ClimateShift_report_June2011.pdf. Professor
Nisbet identifies the spending of interest groups on climate change and energy-specific activities:
Overall, in 2009, the most recent year for which data is available, the major
conservative think tanks, advocacy groups and industry associations . . . spent an
estimated $259 million specific to climate change and energy policy. In
comparison, national environmental groups . . . spent an estimated $394 million
on climate change and energy-specific activities. Yet despite these sizable
advantages in spending for environmental groups, only 19 percent of the spending
by environmental groups specific to climate change and energy policy was
unrestricted as part of a 501(c)(4) organization. In comparison, because of the
501(c)(6) tax status of the industry associations, approximately two-thirds of
spending by the coalition of advocacy groups opposed to climate action was free
to be applied in unlimited amounts to lobbying and direct grassroots mobilization.
Id. at iii.
.
271 See CLIMATE REALITY PROJECT, http://climaterealityproject.org/ (last visited June 3,
2012). Reality Coalition members include Al Gore’s Alliance for Climate Protection, League of
Conservation Voters, National Wildlife Federation, Natural Resources Defense Council, and the Sierra
Club. Reality Coalition’s most widely discussed TV ad, “Clean Coal: This Is Real” shows a man
walking into a “clean coal” power plant—only to find there is no power plant and he finds himself
walking through an empty and quiet field. Reality Coalition uses this ad to show that there are no such
thing as an operative clean coal facility.
2011]
Climate Change and Coal
317
For Big Coal and its critics, framing the issues helps to simplify
complex issues by lending greater weight to certain considerations and
arguments over others and translating why an issue might be a problem,
who or what might be responsible, and what should be done.272 There is,
however, a distinct difference between the way environmental and other
groups frame issues and the manner in which Big Coal frames its’ “War on
Coal” strategy. At bottom, Big Coal frames its strategy to demonize both
government regulators who seek to enforce statutory mandates to abate air
and water pollution and others who argue for the internalization of costs
long borne by coalfield communities, coal miners, and the environment.273
Whatever the merits of the strategies of those who would limit the use
of coal in our energy future, Big Coal’s assertion that there is a War on
Coal seems the antithesis of the “open and honest dialogue about coal’s
future” urged by Senator Byrd.274 Byrd cautioned that “[w]e have our work
cut out for us in finding a prudent and profitable middle ground–but we will
not reach it by using fear mongering, grandstanding and outrage as a
strategy.”275
Notwithstanding the fact that there is scientific consensus among
experts in the field, some Big Coal interests continue to deny that climate
change is a result of human activity or that it is a credible threat.276 In
addition, while there are those among Big Coal that supported carbon
capture and storage and other so-called “clean coal” technologies as
essential to coal’s future, most Big Coal interests opposed enactment of cap
272. See Climate Shift, supra note 270, at 4.
273. Id. Eblen asserts that what Big Coal refers to as a “war”—in reality is an effort to enforce
existing law more aggressively than the G.W. Bush Administration (“EPA is enforcing the Clean Air
Act by requiring industries to reduce carbon dioxide and other greenhouse-gas emissions that cause
climate change. . . . The agency also is trying to curb destructive surface-mining practices and reduce
water pollution.”)
274. Embrace the Future, supra note 259. It is beyond the scope of this essay to analyze and
critique the methodology and tactics of those who argue for a major reduction of the use of coal or for a
move to a future “carbon-free” energy future. Suffice it to say that “open and honest dialogue” regarding
energy policy requires reciprocal candor and sincerity.
275. Id.
276. See, Statement of Peabody Energy CEO & Chairman Gregory H. Boyce U.S. HOUSE. REP.,
SELECT COMMITTEE FOR ENERGY INDEPENDENCE AND GLOBAL WARMING, Apr. 16, 2010 (“Peabody
filed a detailed petition citing new information as a basis to urge EPA to reconsider its finding that
greenhouse gases endanger human health.”); See also Rick Piltz, Markey Presses Coal CEOs on
Climate Change Denialism, Future of the Industry in a Low Carbon Economy, CLIMATE SCIENCE
WATCH Apr. 16, 2010, http://www.climatesciencewatch.org/2010/04/16/markey-presses-coal-ceos-onclimate-change-denialism-future-of-the-industry-in-a-low-carbon-economy/.
318
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[Vol. 13
and trade legislation.277 Despite Big Coal opposition, the Waxman-Markey
bill, containing a framework for a cap and trade system, passed the House
loaded with $60 billion to jump start carbon capture and storage and other
“clean coal” initiatives. This enormous subsidy assuring coal’s market share
for decades was insufficient to garner Big Coal’s support. The bill
ultimately died in the Senate.278
Beyond opposing climate change legislation, Big Coal also has
aggressively opposed legislative and regulatory proposals to reign in some
of coal’s most harmful externalities including black lung, coal combustion
waste disposal, mountaintop removal, water pollution, as well as carbon
dioxide and other problematic emissions from coal-fired power plants. Set
forth below is a sampling of industry leaders’ comments in response to
efforts to enforce or strengthen laws to lessen the impact of coal’s
externalities that incorporate the “War on Coal” strategy.
In testimony before a congressional committee, Mike Carey, President
of the Ohio Coal Association, broadly attacked and derided efforts by EPA,
OSM, and MSHA to enforce the Clean Water, Clean Air, Surface Mining
Control, and Reclamation and Resource Conservation and Recovery Acts:
The Obama Administration and its allies have declared war
on coal across Appalachia. We are ground zero for the
fundamental overreach of the Obama regulatory agenda.
[T]he . . . Administration wants to shut down Eastern coal,
forcing our power plants to be either redesigned or shut
down[,] . . . lead[ing] to a massive increase in utility prices
across the Midwest [and] . . . coal miners put out of
work[;] . . . we are talking about thousands of more
277. See, Matthew L. Wald, John M. Broder, Utility Shelves Ambitious Plan to Limit Carbon,
N.Y. TIMES, July 13, 2011, http://www.nytimes.com/2011/07/14/business/energy-environment/utilityshelves-plan-to-capture-carbon-dioxide.html?_r=1&pagewanted=print (according to “Representative
Edward J. Markey, Democrat of Massachusetts, co-author of the House climate bill . . . [American
Electric Power], the American coal industry and the Republicans who blocked help for this technology
have done our economy and energy workers a disservice by likely ceding the development of carboncapture technology to countries like China.”);See also, Tanya Snyder, Big Coal Lobbies Cap-and-Trade,
CAPITAL NEWS CONNECTION (Nov. 4, 2009, 5:02 AM), http://www.pri.org/stories/science/energy/coallobbies-cap-and-trade1709.html (“Even though the bill was weakened, the National Mining Association
said it’s not enough . . . ‘[w]e ended up having to oppose the bill,’ [NMA] spokeswoman Carol Raulston
said.”).
278. See, Statement of U.S. House of Representatives Committee on Energy & Commerce,
House
Passes
Historic
Waxman-Markey
Clean
Energy
Bill,
June
28,
2009,
http://democrats.energycommerce.house.gov/index.php?q=news/house-passes-historic-waxmanmarkey-clean-energy-bill; See also, Darrell Samuelsohn & Coral Davenport, Democrats Pull Plug on
Climate Bill, POLITICO, July 22, 2010, http:// www.politico.com/news/stories/0710/40109.html.
2011]
Climate Change and Coal
319
workers across the manufacturing sector losing their jobs,
too. This will cause massive relocation of our citizens to
other states with those left behind becoming totally
dependent on the federal government.279
Under the general rubric of responding to the Obama Administration’s
“War on Coal,” Carey attacked EPA for its regulatory initiatives under the
Clean Air Act (“CAA”) to strengthen standards for particulate matter, CO2,
ozone, and Maximum Achievable Control Technology (MACT) emissions
standards. EPA’s intent in imposing those standards was to regulate
greenhouse gases and other pollutants under the CAA and coal combustion
wastes under RCRA. Carey also attacked the EPA and the Department of
the Interior for its proposals to limit adverse impacts of mountaintop
removal strip mining and MSHA’s proposals to reduce respirable dust in
underground mines that causes black lung.280
In April 2010, Greg Boyce Peabody Energy Chairman and CEO,
testified before a subcommittee of the House of Representatives Select
Committee on Energy Independence and Global Warming.281 Boyce
asserted that “to move carbon capture technology forward, the federal
government should assume responsibility for carbon storage and fund
emissions reductions research.”282 Boyce “blasted the House-passed energy
and climate bill that would put a price on carbon emissions,” telling the
committee that Congress should wait until carbon capture and storage
technology is available before it regulates carbon.283 The Peabody Energy
Chairman also told the committee that his company wanted EPA to revisit
279. EPA Mining Policies: Assault on Appalachian Jobs Part II: Hearing Before the Subcomm.
on Water Res. and Env’t of the H. Comm. on Transp. and Infrastructure, 112th Cong. 1-2 (2011)
(Testimony
of
Mike
Carey,
President
Ohio
Coal
Association)
available
at
http://Republicans.transportation.house.gov/Media/file/TestimonyWater/2011-05-11%20Carey.pdf. Mr.
Carey also has said: “We stand by our principals . . . as we always have and as we always will . . . You
vote for cap and trade, you vote against coal—period, dot, end of story . . . The coal industry will
continue to oppose misguided climate change legislation and costly regulations that hurt not just our
own nation, but the rest of the world as well.” See Martin, supra note 269. But see, Brad Woods, Jason
Gordon, Mountaintop Removal and Job Creation: Exploring the Relationship Using Spatial Regression,
101 ANNALS OF ASS’N OF AM. GEOGRAPHERS 806 (2011) (researchers “found no supporting evidence
suggesting [mountaintop removal mining] contributed positively to nearby communities' employment”).
280. Id.
281. Patrick Reis, Coal Executives Split on Carbon Caps, Climate Science, N.Y. TIMES, Apr 15,
2010, available at http://www.nytimes.com/gwire/2010/04/15/15greenwire-coal-executives-split-oncarbon-caps-climate-s-57111.html.
Boyce’s
testimony
is
available
at
http://globalwarming.house.gov/files/HRG/041410futureCoal/Boyce.pdf.
282. Id.
283. Id.
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its determination that carbon emissions endanger human health. When
asked, he declined to say that human actions are causing global warming.284
With regard to coal combustion waste, the American Coal Council has
argued that “the chemical make-up of coal ash is the same as what you
would find in every day retail products and natural materials–like the soil in
your back yard.”285 The Council rejects “claims that CCPs are ‘toxic’”
because those claims “ignore basic scientific facts.”286 Kentucky Coal
Association President, Bill Bissett, accused the EPA of “using public
outrage over a recent and regrettable incident in Tennessee along with
inaccurate science to further their political agenda and continue their war
against coal.”287 Bisset asserted: “Time and time again, the EPA has
deemed coal ash to be non-hazardous waste[;] . . . EPA’s proposed rule is a
continued pursuit of radical environmental policies by individuals who
attack coal but do not offer any realistic alternatives.”288
284. Reis, supra note 281.
285. American Coal Council, Coal Ash~Coal Combustion Products, available at
http://americancoalcouncil.org/displaycommon.cfm?an=1&subarticlenbr=129. The American Coal
Council’s board of directors includes executives of many major coal producers and power companies
including The Southern Company, Arch Coal, Peabody Energy, American Electric Power, and Progress
Energy. It is reasonable to ask how one can engage in an honest dialogue about the potential hazards of
CCW while asserting that federal regulators and concerned citizens ignore basic scientific facts and the
waste containing arsenic and other toxic components is like “soil in backyards.” Whether or not Big
Coal’s position on CCW is ultimately borne out by objective science, its flat denial of any serious
concern is evidence of the same tin-ear insensitivity to concerns of affected families and communities
that has plagued Big Coal’s reputation for more than a century.
286. Id. See also, Federation for American Coal, Energy and Security, Rally Against EPA's
War on Coal in Louisville, Sept. 28, 2010, available at http://www.facesofcoal.org/index.php?rallyagainst-epas-war-on-coal-in-louisville.
287. Sheldon Compton, Both Sides Rally Over Coal Ash, FLOYD COUNTY TIMES, Sept. 28,
2010,
http://www.floydcountytimes.com/view/full_story/9730662/article-Both-sides-rally-over-coalash.
288. Id. In contrast to Big Coal’s assertions, EPA has documented cases of damage relating to
CCW disposal; CCW is referred to by EPA as “coal residual waste” but the meaning is the same. See,
Hazardous and Solid Waste Management System; Identification and Listing of Special Wastes; Disposal
of Coal Combustion Residuals from Electric Utilities, 75 F. Reg. 35128, 35143 (proposed Jun. 21, 2010)
[hereafter “EPA Proposed CCW Regulations”] (“[i]n total, EPA has documented 27 cases of proven
damages and 40 cases of potential damages resulting from the disposal of CCRs. Proven damage cases
have been documented in 12 states, and potential damage cases--in 17 states”). An EPA draft risk
assessment suggests that there are legitimate concerns that the toxic constituents (particularly arsenic
and selenium) of CCW have the potential to harm public health and to contaminate surface and
groundwater. See RTI, Human and Ecological Risk Assessment of Coal Combustion Wastes, 4-39–4-40,
(Aug. 6, 2007) (Draft EPA document), available at http://www.pineswater.org/EPA_ccw_risk.pdf. See
also LINDA LUTHER, REGULATING COAL COMBUSTION WASTE DISPOSAL: ISSUES FOR CONGRESS 9
(Cong. Research Serv. 2010) available at http://www.fas.org/sgp/crs/misc/R41341.pdf.EPA has
proposed rules that would strengthen requirements for CCW as solid waste under Title D of RCRA, or
2011]
Climate Change and Coal
321
As discussed above, MSHA proposed a rule in 2010 to limit
underground miners’ exposure to coal dust in an effort to reduce the rising
incidence of black lung that resulted in the deaths of 10,000 coal miners
over a decade. 289 The proposal would cut the existing ambient respirable
dust standard in half, require use of personal dust monitors providing
instantaneous data, impose more strict dust sampling requirements, and
increase medical monitoring of miners.290
The coal industry quickly rejected MSHA’s black lung initiative.291
George Ellis, president of the Pennsylvania Coal Association, said the
current black lung dust standard was “more than adequate.”292 When asked
why miners continue to be diagnosed with black lung he said: “There could
be other issues besides [coal dust exposure]. It could be age or
predisposition; maybe they’re a smoker.”293 Appearing at a hearing on the
MSHA proposed black lung regulations, Chris Hamilton, senior vice
president of the West Virginia Coal Association, said the companies he
represents “strongly object to the proposal in its current form.” He added
that the proposal was “fraught with technical and operational
impracticalities, misapplication of dust control technologies,” and “relies on
in the alternative to regulate it as a hazardous waste under Title C of RCRA. See EPA Proposed CCW
Regulations. Id.
289. See Lowering Miner’s Exposure to Respirable Coal Mine Dust, Including Continuous
Personal Dust Monitors, 75 Fed. Reg. 64412, 64412 (proposed Oct. 19, 2010) (to be codified at 30
C.F.R. §§70, 71, 72, 75, 90); Laura Walter, MSHA Issues Proposed Rule on Lowering Miners Exposure
to
Respirable
Coal
Dust,
EHS
TODAY
(Oct.
25,
2010,
1:42
PM),
http://ehstoday.com/standards/MSHA/msha-proposed-rule-respirable-coal-dust-3258/.
290. Walter, supra note 289.
291. Operators Give Coal Dust Proposal Chilly Reception, RESOURCE FOR SAFETY, HEALTH,
ENVIRONMENTAL LAW AND CRISIS MANAGEMENT NEWSLETTER (Patton Boggs LLC), July 2010, at 4,
available at http://www.pattonboggs.com/newsletters/insights/Release/insights_2011_07.htm#4.The
Patton Boggs law firm, which represents some major U.S. coal producers including Massey Energy and
its’ successor Alpha Natural Resources reported that:
during an extended comment period [in June 2011] coal operators and their allies
objected to the proposal, calling it unnecessarily detailed and complex. Worse,
they contended that it does not address the real problem, which they believe to be
crystalline silica, not coal dust, and allege the proposal, if finalized, would cause
major disruptions. They scoffed at MSHA’s economic impact analysis and said
the disruptions alone would far exceed MSHA’s estimate of the annual cost of the
proposal.
Id.
292. PA. COAL ASS’N, Testimony of George Ellis President Pennsylvania Coal Association,
(Feb. 8, 2011), http://www.pacoalassn.com/news/21-pcas-testimony-given-at-msha-respirable-dusthearing.html.
293. Chris Hamby, Autopsies of Massey Miners Reveal Black Lung, HUFF POST GREEN (May
19, 2011), http://www.huffingtonpost.com/the-center-for-public-integrity/autopsies-massey-minerblack-lung_b_864174.html.
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an inappropriate, convoluted or uneven enforcement scheme.”294
Consistent with the “War on Coal” strategy of the many Big Coal interests,
Hamilton asserted that the coal industry is “clearly under attack by the
Obama administration.”295
From the above examples, several themes of Big Coal’s war strategy
may be discerned: (1) obfuscation and denial of coal’s serious negative
impacts, (2) orchestrated attacks on those who argue for internalization of
costs of mining and burning coal, and (3) use of threats of economic doom
for coalfield families and communities if the “War on Coal” is lost to
“extremist” government regulators and environmentalists.
There are, however, some Big Coal leaders who recognize the value of
a new paradigm and are open to honest and open dialogue about coal’s
future. They agree that protecting the environment, communities, and
miner health and safety constitutes good public policy. For example,
CONSOL Energy President and CEO, Brett Harvey, has staked out a
refreshingly enlightened position on coal mine safety, arguing to other
industry leaders that zero injuries in U.S. coal mines is a realistic goal.296 In
a speech to the Utah Mining Association in August 2007, Brett Harvey
stated:
We need to change the paradigm and we need to change it
now . . . . What industry must change is our incremental
approach to safety improvement because it creates an
unintended level of tolerance to accidents . . . . We will
start with the premise that our normal state of operation is
no accidents. An accident is an abnormality that is
unacceptable. Accidents are an exception to our core
values. Our approach means safety trumps everything else
we do. It trumps production, it trumps profits, it trumps all
other rules, policies or procedures . . . I firmly believe it is
possible for CONSOL to achieve “zero-accidents”
294. Taylor Kuykendall, MSHA holds hearing on mine dust rules, REGISTER-HERALD Dec. 8,
2010, available at http://www.register-herald.com/todaysfrontpage/x713545623/MSHA-holds-hearingon-mine-dust-rules.
295. Id. Hamilton told those attending the MSHA hearing on the proposed regulations that the
industry is committed to reducing incidence of black lung by creating “lowest possible” concentrations
of coal dust in the mines, but MSHA’s cost estimates were greatly “off the mark . . . and woefully
understated,” Hamilton placed the expense of increased dust monitoring at more than $75 million
annually for underground operators as opposed to MSHA’s calculated cost of under $40 million. He
warned that the total cost of compliance would exceed $1 billion. Id.
296. Consol ranked fifth among U.S. coal producers in 2009 according to the U.S. Energy
Information Administration. U.S. ENERGY INFO. ADMIN., Major U.S. Coal Producers (2009), available
at http://www.eia.doe.gov/cneaf/coal/page/acr/table10.html.
2011]
Climate Change and Coal
323
performance at every CONSOL facility and we intend to
achieve those results within the next five years.297
Preston Chiaro, Group Executive of Rio Tinto, the largest diversified
mining company in the United States, also testified at the April 2010 House
Select Committee hearing. The Rio Tinto executive demonstrated a
willingness to engage in honest dialogue and, in so doing, showed that Big
Coal is not monolithic. Chiaro told the Select Committee that “[o]ur own
experience as a company has been that constructive participation in the
policy process can yield positive outcomes on the issues which are most
important to us.”298 He told those present that “Rio Tinto ha[d] recognized
that human carbon emissions [had been] causing global warming since the
mid-1990s.”299
In May 2011, EPA proposed Maximum Achievable Control
Technology (“MACT”) rules pursuant to the Clean Air Act’s section 112(d)
national emission standards for hazardous air pollutants (“NESHAP”)
mandate. The proposed rule would require reduction of emissions by coal
and oil-fired power plants of mercury, other metallic toxics, acid gases, and
organic air toxics.300
While most Big Coal entities opposed the rule, Exelon Corporation and
The Clean Energy Group, which includes PG&E and other major utility
companies, supported it.301 In comments on the proposal, Exelon
297. Brett Harvey, Keynote Address, Utah Mining Association 92nd Annual Meeting Park City,
Utah (Aug. 23, 2007), available at http://www.consolenergy.com/Newsroom/Speech5.aspx.
298. Mr.
Chairo,
Testimony
available
at
http://globalwarming.house.gov/files/HRG/041410futureCoal/Chiaro.pdf.
299. Id.
300. 77 Fed. Reg. 9304 (Feb 16, 2012). (Final EPA Mercury and Air Toxics Standard). See,
National Emission Standards for Hazardous Air Pollutants From Coal and Oil-Fired Electric Utility
Steam Generating Units, 76 Fed. Reg 24,976, 25,147 (proposed May 3, 2011) (to be codified as 40
C.F.R. pts. 60 & 63). Emissions from oil and coal-fired power plant include mercury and arsenic, acid
gases, and particles, that can have adverse impacts on human health including neurological damage,
cancer, lung damage, heart and respiratory disease. The benefits of garnered by the emissions reductions
reducing mandated by the MACT rule amount to fifty nine to one hundred and sixty billion dollars per
year according to EPA projections. The agency calculates that five to thirteen dollars of benefits will be
derived for every dollar spent on pollution controls. BIPARTISAN POLICY CENTER, ASSESSMENT OF
EPA’S
UTILITY
MACT
PROPOSAL
[hereafter
MACT
Assessment],
available
at
http://www.bipartisanpolicy.org/sites/default/files/Q&A%20Assessment%20of%20MACT%20Rule.pdf
. See also, Neela Banerjee, EPA Issues Strong Limits on Mercury Emissions from Smokestacks, (L.A.
TIMES, Dec. 21, 2011,) available at http://articles.latimes.com/2011/dec/21/local/la-me-gs-epamercury-20111221
301. THE
CLEAN
ENERGY
GROUP
MEMBER
COMPANIES,
http://www.thecleanenergygroup.com/cegcompanies.asp (last visited June 3, 2012) (providing a
324
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Corporation urged the agency “to implement the rule largely as proposed
and to do so as quickly as possible.”302 The MACT proposal would require
reduction of emissions by coal and oil-fired power plants of mercury, other
metallic toxics, acid gases, and organic air toxics.303 Promising to “continue
to work with U.S. EPA to support regulations to further improve regional
air quality and modernize the nation’s power generation infrastructure,”
Exelon comments stated that the “lack of a national standard for toxic
emissions continues to be a barrier to investment in new, cleaner generation
capacity.”304 Explaining the Clean Energy Group’s support for the
rulemaking, a consultant maintained that:
Complying with the two proposed rules will require
significant planning, effort, and investments by the electric
sector. However, given that the electric industry has made
significant investments to reduce emissions in the past
decade and that proven and commercially available control
technologies exist, even companies with large coal fleets
should be able to comply with the proposed rules in a
timely and cost-effective manner. Evidence supports that
the electric industry can maintain reliability while
complying with EPA’s air rules.305
There are major coal companies engaged in underground and surface
mining that indicate a commitment to environmental compliance and
stewardship. Among them is Alpha Natural Resources, which acquired
corporate scofflaw Massey Energy in June 2011. With that acquisition,
Alpha became the second biggest U.S. coal company by market
capitalization and the leading producer of metallurgical coal. Alpha controls
complete list of The Clean Energy Group’s member’s). The group describes itself as including “major
electric generating and electric distribution companies with operations throughout the United States.” Id.
302. Comments Of Exelon Corporation On Proposed Clean Air Transport Rule, Docket ID No.
EPA-HQ-OAR-2009-0491
(October
1,
2010),
available
at
http://www.exeloncorp.com/assets/performance/docs/comments_EXC_CrossStateAirPollution.pdf.
303. MACT Assessment, supra note 300. See, M. Houyoux, M. Strum, Memorandum: Emissions
Overview: Hazardous Air Pollutants in Support of the Final Mercury and Air Toxics Standard, (EPA454/R-11-014,
November,
2011).
available
at
http://www.epa.gov/mats/pdfs/20111216EmissionsOverviewMemo.pdf
304. Comments Of Exelon Corporation, supra note 302.
305. Coal’s Path to Timely Compliance–Plenty of Proven Options, XIV ENVIRONMENTAL
ENERGY INSIGHTS (2011), at 4 https://www.mjbradley.net/_sis/documents//EPTS/Control_Tech.pdf.
2011]
Climate Change and Coal
325
the second largest coal reserves (5.1 billion tons).306 The management of
Alpha Natural Resources promises leadership on environmental, mine
safety, and other issues. Representative of this corporate policy is a
statement prominently placed on its website:
Our
commitment
to
environmental
stewardship . . . extends across all facets of our mining
operations. . . . Our highly trained team of environmental
professionals perpetually measures the company’s
environmental compliance. We take pride in environmental
awareness and repeatedly operate at a higher level of
compliance than other mining companies in the
Appalachian region. Alpha also has a zero tolerance for
blackwater discharges and has established a release
prevention program that exceeds regulatory requirements.
All of our coal preparation plants and slurry handling and
disposal facilities are required to utilize Best Management
Practices that help us to prevent accidental discharges of
coal slurry that could adversely impact the environment.307
Alpha Natural Resources, however, is a member of both the U.S.
Chamber of Commerce and the National Mining Association, organizations
closely tied to Big Coal’s War strategy. In replacing Massey Energy’s
blighted management, Alpha has a unique opportunity to heed Senator
Byrd’s advice to move beyond the War on Coal rhetoric by choosing to be
“an honest broker” by attempting to “influence coal policy on . . . issues
important to the future of coal like hazardous air pollutants, climate change,
and federal dollars for investments in clean coal technology.”308
There is no doubt that there are enlightened leaders in the coal and
power industries who recognize that there are alternatives to a war on coal
strategy of denial, obfuscation, and attack. Whether those leaders will
emerge and push Big Coal in the direction of honest dialogue remains to be
seen. No doubt the War on Coal strategy may, in the short term, prove
successful in repelling legislative and regulatory initiatives intended to
reduce Coal’s many externalities. The entities comprising Big Coal will
ignore the advice of Senator Byrd at their own peril. Indeed they need to
306. Michael Erman, Ann Sapir, Alpha Agrees to Buy Massey Energy for About 7.1 Billion,
REUTERS,
Jan.
1,
2011,
http://www.reuters.com/article/2011/01/30/us-alpha-masseyidUSTRE70S0PC20110130.
307. ALPHA
NATURAL
RESOURCES,
COMMITMENT
TO
OUR
ENVIRONMENT,
http://www.alphanr.com/environment/Pages/OurCommitment.aspx, (last visited June 3, 2012).
308. Embrace the Future, supra note 259.
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look no further than the direction of the energy markets for a hint of what
the future holds for an industry unwilling to engage in a truly honest and
open dialogue about its future.
C. The Energy Markets
While many Big Coal leaders and lobbyists rail against the so-called
“War on Coal” allegedly being waged by EPA, MSHA, and environmental
groups, the markets appear to be sorting out fact from fiction. The federal
Energy Information Agency “reference case” outlook for 2011 through
2035 projects a relatively flat market for coal and a minimal drop in the
mineral’s market share:
Despite rapid growth in generation from natural gas and
nonhydropower [sic] renewable energy sources, coal
continues to account for the largest share of electricity
generation. Assuming no additional constraints on CO2
emissions, coal remains the largest source of electricity
generation in the [American Energy Outlook 2011]
Reference case because of continued reliance on existing
coal-fired plants. EIA projects few new central-station
coal-fired power plants, however, beyond those already
under construction or supported by clean coal incentives.
Generation from coal increases by 25 percent from 2009 to
2035, largely as a result of increased use of existing
capacity; however, its share of the total generation mix falls
from 45 percent to 43 percent as a result of more rapid
increases in generation from natural gas and renewables
over the same period.309
309. Outlook 2011, supra note 99, at 3. The EIA reference case outlook also projected growth in
the natural gas sector. Id. (“The role of natural gas grows due to low natural gas prices and relatively
low capital construction costs that make it more attractive than coal. The share of generation from
natural gas increases from 23 percent in 2009 to 25 percent in 2035”). Some commentators downplay
the reliability of EIA energy forecasts. EIA’s “reference case” projections, it is said, assume normal
inventories, weather, as well as laws and regulations that won’t change during the period of forecast.
Reference case forecasts, they argue, do not necessarily reflect EIA’s view of the “most likely” market
outcome. “In fact, the EIA does not assign probabilities to any of the forecasts it generates, so the “high
economic growth case” forecast might be considered just as likely as the “reference case” or even “low
economic growth case” forecast, for example.” MARK BOLINGER & RYAN WISER, LAWRENCE
BERKELELY NATIONAL LABORATORY, THE VALUE OF RENEWABLE ENERGY AS A HEDGE AGAINST
FUEL PRICE RISK: ANALYTIC CONTRIBUTIONS FROM ECONOMIC AND FINANCE THEORY, at 8-9,
available at http://escholarship.org/uc/item/65g8f2t4.
2011]
Climate Change and Coal
327
Looking forward at the economics of energy over the next few decades,
other commentators find coal’s future clouded in differing degrees. For
example, one power industry analyst opined that:
[C]oal looks solid for the next couple of years. But there is
an eerie resemblance between the current coal project
pipeline and what we saw in the late 1970s and 1980s with
nuclear plants: It’s a pipeline in the process of emptying.
The EIA’s Annual Energy Outlook also points to this
phenomenon, showing a gradual but significant market
share decline for coal-fired electricity by the middle of this
decade, rebounding a bit by 2035. The EIA says, “With
slow growth in electricity demand, little new coal-fired
capacity is added, and the coal share falls from 48 percent
in 2008 to 44 percent in 2035.”310
More serious concerns have been expressed at the beginning of the
second decade of the twenty-first century:
The headline news for the coal industry in 2010 was what
didn't happen: Construction did not begin on a single new
coal-fired power plant in the United States for the second
straight year. This in a nation where a fleet of coal-fired
plants generates nearly half the electricity used. But a
combination of low natural gas prices, shale gas
discoveries, the economic slowdown and litigation by
environmental groups has stopped - at least for now groundbreaking on new ones.311
The global head of asset management at Deutsche Bank was more blunt
in his assessment of coal’s future. The Bank’s Kevin Barker asserted “Coal
is a dead man walkin’ . . . [b]anks won't finance them. Insurance companies
won't insure them. The EPA is coming after them. . . . And the economics
to make it clean don't work.”312 In an October 2011 white paper, Bank
310. Kennedy Maize and Robert Peltier, The U.S. Power Industry 2011: The Sequel, POWER
JAN 1, 2011, http://www.powermag.com/gas/The-U-S-Power-Industry-2011-The-Sequel_3293.html.
311. Steven Mufson, Coal's Burnout: Have Investors Moved on to Cleaner Energy Sources?,
WASH.
POST,
Jan.
1,
2011
available
at
http://www.washingtonpost.com/wpdyn/content/article/2011/01/01/AR2011010102146_pf.html).
312. Id. See, Mark Fulton, et al., Repowering America: Creating Jobs (Deutche Bank Rept.,
Oct., 2011), citing, Sierra Club list of 154 cancelled power plants in less than a decade, available at
http://www.sierraclub.org/environmentallaw/coal/plantlist.aspx. Uncertainties over the cost of mandated
CO2 emission reduction, rising power plant construction costs, state and local decisions to move away
328
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analysts projected a very different scenario than did the Energy Information
Agency. Deutsche Bank forecast that coal’s U.S. market share of energy for
production of electricity would drop from 45% in 2010 to 20% in 2030,
while natural gas would capture 38% of the market by 2030, rising from a
24% share in 2010.313
On the positive side for the coal industry, the rapidly expanding
demand for electricity in industrializing countries like China and India is
viewed by Big Coal as creating significant new markets for North
American steam and metallurgical coal.314 However, the optimism over
these new markets is tempered by analysts who see the U.S. coal industry’s
efforts to develop Asian markets as an indication that the domestic coal
market is troubled.315 A University of Wyoming coal expert explained:
[T]here’s very little progress in the build-out of the coalgasification and carbon sequestration technologies that are
seen as essential to preserving Wyoming’s coal industry in
a future energy regime that forces nations to curb
greenhouse gas emissions and become more energy
from coal-fired power, environmental group litigation and growing public opposition to coal combustion
as a favored fuel linked as competition from unconventional natural gas and renewables increased led to
predictions that financing coal-fired power plants will become increasingly difficult over time. Those
predications have proven true, at least over the short term. See, Interfaith Center On Corporate
Responsibility, Don’t Get Burned: The Risks Of Investing In New Coal-Fired Generating Facilities, at 9
(2008).
http://www.synapse-energy.com/Downloads/SynapseReport.2008-02.GRACE.Don't-GetBurned-Risks-of-New-Coal.07-014.pdf. Union of Concerned Scientists, A Risky Proposition: The
Financial
Hazards
of
New
Investments
in
Coal
Plants,
available
at
http://www.ucsusa.org/clean_energy/technology_and_impacts/impacts/financial-hazards-of-coal-plantinvestments.html
available
at
http://www.dbcca.com/dbcca/EN/_media/DB_Repowering_America_Creating_Jobs.pdf.
313. The Bank’s analysis also projected that nuclear’s market share would drop from 19% to
17% by 2030, while intermittent (wind and solar) and baseload renewables (geothermal and hydro)
would increase their market share from eleven percent in 2010 to 24% in 2030. The Bank’s analyists
acknowledged that “our low carbon fuel forecast is clearly not a consensus view when contrasted to the
EIA’s base case generation mix forecast for 2020 and 2030 . . . EIA expects coal to maintain share
through 2030 at about 43%, whereas we are much more optimistic about growth in natural gas
generation in particular but also growth in renewables.” Id. See also, Henry D. Jacoby, et al., The
Influence of Shale Gas on U.S. Energy and Environmental Policy, 1 ECONOMICS OF ENERGY &
ENVIRONMENTAL POLICY, at 1 (2012), (“shale gas is shown both to benefit the national economy
and to ease the task of emissions control. However, in treating the shale as a “bridge” to a low carbon
future there are risks to the development of technologies, like capture and storage, needed to complete
the task.”) available at http://globalchange.mit.edu/files/document/MITJPSPGC_Reprint_12-1.pdf
314. Dustin Bleirzeffer, Coal Seeks Exports to Asia While U.S. Market Falters, WYOFILE (Oct.
18, 2011), http://wyofile.com/2011/01/coal-policy (“In a prepared statement in October, Peabody
chairman and CEO Gregory H. Boyce said, ‘Peabody believes that the global coal industry is in the
early stages of a long term supercycle, led by China and India.’”).
315. Id.
2011]
Climate Change and Coal
329
independent. While it focuses on serving the burgeoning
Asian market, the coal industry remains dead-set against
implementing a cap-and-trade policy or any other marketdriven carbon emission reduction policy in the U.S. ‘It’s
evidence there’s lack of confidence that the coal market for
power generation in the U.S. will be vibrant for the
future.’316
It is clear that the future of coal is in the process of being decided by
market forces. It is axiomatic that the energy market is motivated by the
profit/cost differentials. Coal’s many externalities are, for the first time,
being intensely examined as it seeks to compete with other fuels and
sources for market share. Big Coal has reached the most significant
crossroads in its history as a major fuel source. The positions and policies it
advocates will be judged by economists and policy makers. Big Coal
eschews objective discourse of its externalities at its peril.
CONCLUSION
As historian Barbara Freese asserted, coal may be seen by some as a
gift from God that provides undeniable good and by others as an evil with
extraordinary costs. She warns against “failing to recognize both sides of
coal.” The above discussion examines the history of coal in the United
States focusing on recognition of its’ many negative externalities that have
largely been long obscured or ignored by a country hungry for cheap
electricity.
Notwithstanding that history, the “War on Coal” campaign of the fuel’s
supporters embraces only coal’s positive side while essentially ignoring the
enormous costs that accompany coal mining and combustion. Big Coal
leaders have adopted a strategy of continuing to obfuscate the fact of the
industries’ externalities while stridently attacking critics. In advancing its
War on Coal meme, Big Coal has chosen to ignore Senator Byrd’s warning
that “using fear mongering, grandstanding and outrage as a strategy . . . can
drive potential investors away.”317 In the Twenty-First Century, it is
unlikely that such a strategy will be successful in securing Coal’s future in
America’s energy mix. There are simply too many competitors, too many
316. Id. (quoting, Mark Northam, director of the University of Wyoming’s School of Energy
Resources).
317. Embrace the Future, supra note 259.
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critics, too many victims, and too many peer-reviewed studies and internetaccessible facts documenting Coal’s externalities.
Externalities and all, there is no doubt coal will be mined and burned
both at home and abroad for decades to come. Metallurgical-grade
Appalachian coal will be needed to make steel, and steam coal from Eastern
and Western coalfields will continue to be used to generate electricity well
into the future. The extent of coal’s contribution to that mix has yet to be
determined. For the industries involved, the proportion of Big Coal’s
market share is what is really at stake.318 Some coal companies have hedged
their bets, moving aggressively into shale gas and renewables.319 Some
power companies have begun to move aggressively into renewables and
energy conservation.320
Arguments for the continued use of coal have appeal. There may be
national security benefits of having coal provide a substantial part of a
nation’s energy needs. Coal has the potential to reduce national reliance on
oil whose market price-per-barrel spiked to stratospheric levels in 2008 and
again in the spring of 2012. The United States coal reserves are among the
largest in the world and Coal’s proponents assert that security of supply and
economics provide significant incentives for continuing use of the fuel.
Under various scenarios, it may be argued that coal is cheaper and more
318. See, Sonja Elmquist, Appalachian Coal Fights for Survival on Shale Boom: Commodities,
(BLOOMBERG NEWS, Mar. 21, 2012) (“[c]oal mining in Appalachia . . . the latest threat is booming
shale-gas production. U.S. power utilities are favoring natural gas, which is trading at its cheapest in a
decade . . . [c]onsumption of coal to generate electricity will fall 5 percent in 2012 to less than 900
million tons, a 16-year low, according to the U.S. Energy Information Administration.”) available at
http://www.bloomberg.com/news/2012-03-21/appalachian-coal-fights-for-survival-on-shale-boomcommodities.html
319. For example, leading coal producer Consol Energy has moved to greatly expand its natural
gas reserves and production capacity, positioning itself as an energy industry leader among diversified
energy companies with a balanced portfolio of both coal and natural gas. See Consol Energy, News
Release,
(Mar.
13,
2010),
http://phx.corporate-ir.net/phoenix.zhtml?c=66439&p=irolnewsArticle&ID=1402230&highlight= ("In addition to bolstering our gas platform, this transaction will
also result in a more balanced energy portfolio, improving the Company's risk profile and positioning it
to deliver sustainable long-term growth and increased value to shareholders . . . [a]s we expand our
natural gas production, we remain fully committed to utilizing state-of-the-art exploration and
production techniques, which enable us to operate efficiently, safely and compatibly with the
environment.”).
320. See Jim Rogers, Duke Energy Is Committed To Renewables - In The Right Way,
CHARLOTTE OBSERVER, Sept. 28, 2011 (describing Duke Energy’s large investment in renewable
energy). See also, Marc Roca, Clean-Energy Investment Rises Annual 16% in Quarter, BNEF Says,
BLOOMBERG (Oct. 13, 2011, 8:31 AM), http://www.bloomberg.com/news/2011-10-13/clean-energyinvestment-rises-annual-16-in-quarter-bnef-says.html. (stating how “New investment in clean energy
rose 16 percent in the third quarter to $45.4 billion, aided by a surge in wind and solar plant financing as
low equipment costs drive installations . . . [a]sset financing of utility-scale renewable-energy projects
jumped to a record $41.8 billion in the [third] quarter [of 2011]”).
2011]
Climate Change and Coal
331
readily available than other sources—at least if all of coal’s previously
obscure externalities are not included in the calculation. While there are
certainly arguments in support of coal in the new energy future, they cannot
be made in a vacuum without reference to externalities.
The nexus of the threat of catastrophic climate change and competition
from shale gas, renewable energy technologies, and demands for greater
energy efficiency call into question coal’s role in America’s energy future.
In less than five years, plans for construction of scores of new coal-fired
power plants have been put on hold or abandoned, and the percentage of
electric power fueled by coal has dropped from fifty percent to less than
forty percent.
Coal’s longtime champion Senator Robert C. Byrd saw the handwriting
on the wall, so to speak, when he warned: “[c]hange has been a constant
throughout the history of our coal industry[;] . . . [we] can choose to
anticipate change and adapt to it, or resist and be overrun by it. One thing is
clear. The time has arrived . . . to think long and hard about which
course . . . to choose.”321
If coal is to play an important role in the energy future, pragmatism and
demands of rational decision-making should lead to an inclusion of a full
calculation of all of Coal’s costs, not just its benefits. Efforts to conceal the
huge demonstrable price extracted from miners and their families, coalfield
communities, taxpayers and the environment are no longer a viable option.
321. Embrace the Future, supra note 259.