chemical engineering research and design 8 8 ( 2 0 1 0 ) 614–625
Contents lists available at ScienceDirect
Chemical Engineering Research and Design
journal homepage: www.elsevier.com/locate/cherd
MINLP optimization of mechanical draft counter flow
wet-cooling towers
Medardo Serna-González a , José M. Ponce-Ortega a,b , Arturo Jiménez-Gutiérrez b,∗
a
b
Facultad de Ingeniería Química, Universidad Michoacana de San Nicolás de Hidalgo, Morelia, Mexico
Departamento de Ingeniería Química, Instituto Tecnológico de Celaya, Celaya, Mexico
a b s t r a c t
In this paper, the problem of the optimal design of mechanical draft counter flow cooling towers that meets a set of
specified constraints is formulated as a mixed-integer nonlinear programming (MINLP) problem. The Merkel’s method
is used to specify the characteristic dimensions of cooling towers, together with empirical correlations for the loss
and overall mass transfer coefficients in the packing region of the tower. Water-to-air mass ratio, water mass flow
rate, water inlet and outlet temperatures, operational temperature approach, type of packing, type of draft, height
and area of the tower packing, total pressure drop of air flow, power consumption of the fan, and water consumption
provide the set of optimization variables. The MINLP problem is formulated so as to minimize the total annual cost
of the cooling tower. The performance of the proposed procedure is shown with the solution of six examples.
© 2009 The Institution of Chemical Engineers. Published by Elsevier B.V. All rights reserved.
Keywords: Counter flow cooling towers; Optimization; MINLP; Disjunctive programming
1.
Introduction
Closed-cycle cooling water systems are widely used to dissipate the low-grade heat of chemical and petrochemical
process industries, electric-power generating stations, refrigeration and air conditioning plants. In closed-cycle systems,
water is used to cool the hot process streams, then it is cooled
by evaporation and direct contact with air in a wet-cooling
tower and recycled to the cooling network.
The wet or evaporative cooling towers may be classified as
natural draft and mechanical draft types (Singham, 1983). In
both cases, as shown in Fig. 1, warm water from the cooling
network of a plant enters the top of the tower and flows downward over an internal labyrinth-like packing, or fill, while air
can flow upward (counter flow) or horizontally (cross-flow).
The fill distributes the water flow uniformly and provides a
large air–water interface area for the simultaneous heat and
mass transfer processes. As a result of the direct contact
between the water and the air in the packing region, part of
the water is vaporized and the water temperature is reduced
while the air enthalpy is increased. The cooled water is then
collected in a cold water basin below the fill from which it is
returned to the cooling network. The blow-down water and
the water lost through evaporation and drift are replaced with
fresh make-up water. The moist air leaves at the top of the
tower.
In the mechanical draft cooling tower, air is circulated
through the tower by means of electrically driven fans. On
the other hand, the natural draft cooling tower uses the natural buoyancy of the warmed air to circulate it through the
tower. Mechanical draft towers can be either induced draft (fan
located at the top of the tower) or forced draft (fan located at
the bottom of the tower).
In practice, large natural draft cooling towers are used
in power plants for cooling the water supply to the condenser. Mechanical draft cooling towers are preferred for oil
refineries and other process industries, as well as for central
air-conditioning systems because they cover a wider range of
sizes, are generally more compact, give more uniform cooling and have lower water loss than natural draft towers (Mills,
1999; Najjar, 1988; Singham, 1983).
Though the fundamentals of mechanical draft counter
flow cooling towers are presented in a number of references
(see, for example, Foust et al., 1979; Mills, 1999; Singham,
1983; Kloppers and Kröger, 2005b), few studies are available for the optimal economic design of this type of cooling
Corresponding author.
E-mail address: arturo@iqcelaya.itc.mx (A. Jiménez-Gutiérrez).
Received 10 September 2008; Received in revised form 25 September 2009; Accepted 30 September 2009
0263-8762/$ – see front matter © 2009 The Institution of Chemical Engineers. Published by Elsevier B.V. All rights reserved.
doi:10.1016/j.cherd.2009.09.016
∗
chemical engineering research and design 8 8 ( 2 0 1 0 ) 614–625
615
Nomenclature
w
a
afi
Afr
b
c
c1 –c5
Ccap,CT
CCTF
CCTMA
CCTV
CkCT,V
Cop
ce
cj
cjk
cp
cw
d
d1 –d6
dl
dkl
ek
G
ha
hsa
hd
HY
K
Kf
L
m
mav
Me
ncycles
P
Ptot
PV
Q
T
TA
TAC
TCH
TMIP
TMOP
TW
TWB
v
correlation coefficient for the estimation of
enthalpy of saturated air, hsa
surface area per unit volume (m−1 )
cross-sectional area of the cooling tower (m2 )
correlation coefficient for the estimation of
enthalpy of saturated air, hsa
correlation coefficient for the estimation of
enthalpy of saturated air, hsa
correlation coefficients for the estimation of
Merkel number, Me
installed capital cost of the cooling tower (US$)
fixed cooling tower cost (US$)
incremental cooling tower cost based on air
mass flow rate (US$ s/kg)
incremental cooling tower cost based on tower
fill volume (US$/m3 )
disaggregated variables for the capital cost
coefficients of cooling towers
annual operating cost (US$/yr)
unit operating cost of electricity (US$/J)
variables for the Merkel number calculation
disaggregated variables for the Merkel number
calculation
specific heat at constant pressure (J/kg K)
unit operating cost of make-up water (US$/kg)
correlation coefficient for the estimation of
enthalpy of saturated air, hsa
correlation coefficients for the estimation of
loss coefficient, Kfi
variables used in the calculation of the loss
coefficient
disaggregated variables for the calculation of
the loss coefficient
coefficient cost for different fill types
mass velocity (kg/m2 s)
enthalpy of air (J/kg dry air)
enthalpy of saturated air at the local bulk water
temperature (J/kg dry air)
mass transfer coefficient (kg/m2 s)
yearly operating time (s/yr)
loss coefficient
annualized factor of capital cost (yr−1 )
fill height (m)
mass flow rate (kg/s)
air-vapor flow rate (kg/s)
Merkel number
number of cycles of concentration
electric power (W)
total pressure (Pa)
vapor pressure of water (Pa)
heat load (W)
temperature (K or ◦ C)
dry-bulb temperature of the air (◦ C)
total annual cost (US$/yr)
Chebyshev constant
minimum process inlet temperature (◦ C)
minimum process outlet temperature (◦ C)
water temperature (◦ C)
wet-bulb temperature of the air (◦ C)
velocity (m/s)
yk
ymfd
ymid
mass-fraction humidity of moist air (kg of
water/kg of dry air)
binary variable for the fill type
binary variable for the selection of mechanical
forced draft
binary variable for the selection of mechanical
induced draft
Greek symbols
h
local enthalpy difference (J/kg dry air)
P
pressure drop (Pa)
Tmin
minimum allowable temperature difference
(◦ C)
f
fan efficiency
density of air–water vapor mixtures (kg/m3 )
Subscripts
a
dry air
av
air-vapor
bw
blow-down water
fi
fill
fin
fan inlet
i
index to denote the temperature interval, i = 1,
. . ., 4
in
at tower inlet
j
index used for the constants in the fill type, j = 1,
. . ., 5
k
superscript to denote the fill type, k = 1, 2, 3
l
index used for the constants in the fill type, l = 1,
. . ., 6
m
mean
n
index used in Eq. (40), n = −1, ..., 3
mcl
miscellaneous component
min
minimum
misc
miscellaneous
mw
water make-up
out
at tower outlet
t
total
vp
velocity pressure
w
water
wb
wet-bulb temperature
wbin
wet-bulb temperature of the inlet air
wd
water drift
wev
water evaporated
towers. Given a heat load and other design conditions,
Kintner-Meyer and Emery (1994, 1995) presented a method
for the optimum sizing of cooling systems, which includes
the cost optimal selection of stand-alone cooling tower
range and approach. Recently, using the one-dimensional
effectiveness-NTU method, Söylemez (2001, 2004) presented
thermo-economic and thermo-hydraulic optimization analyses, which yield simple algebraic formulas for estimating
iteratively the optimum heat and mass transfer area, as well as
the optimum performance point for forced draft counter flow
cooling towers. However, these studies give optimum cooling towers under prescribed thermal conditions of the system
because some of the design variables are specified, not optimized. Therefore, they may have limited applications for a
general problem in which one needs to consider simultaneously the effect of continuous and discrete variables such as
616
chemical engineering research and design 8 8 ( 2 0 1 0 ) 614–625
Fig. 1 – Closed loop cooling tower system.
wet-bulb temperature of the ambient air, water-to-air mass
ratio, water outlet temperature, water inlet temperature, type
of draft, and type of packing. In addition, the design of cooling towers is also subjected to a number of nonlinear design
equations and feasibility constraints such as minimum and
maximum values of water-to-air mass ratios, water and air
mass velocities, and so on. Thus, mixed-integer nonlinear
programming (MINLP) techniques are suited for solving this
general problem.
In this paper, an MINLP formulation is developed for optimizing mechanical draft counter flow cooling towers, which
takes into consideration the above mentioned group of independent variables together with a set of constraints imposed
on the problem. The objective is to minimize the total annual
cost of the tower. Merkel’s method (Merkel, 1926) is used
for estimating the size and performance of the tower. This
method has been widely applied to design these units and
is recommended by international standards (Kloppers and
Kröger, 2005a,b). The design of cooling towers also requires
the optimal selection of the type of packing and, in this work,
the choice is limited to film, splash, and tickle types of fills. The
mass transfer and pressure drop characteristics of these types
of packing are modeled with the empirical correlations given
by Kloppers and Kröger (2003, 2005a). In addition, mechanical
cooling towers can be either induced or forced. Disjunctive
programming is used to formulate the discrete choices of
type of packing and type of draft. For thermodynamic properties, the enthalpy of saturated air–water vapor mixture is
calculated as an exponential function of the local bulk water
temperature. To develop this correlation, the ASHRAE property table (ASHRAE, 2001) was used as the source of the
enthalpy of saturated air data from 8 to 55 ◦ C for standard
atmospheric pressure. The fitted equation reproduces the data
from ASHRAE with an average absolute deviation of 0.047%.
The optimization problem was implemented into the GAMS
software environment, using the DICOPT solver.
2.
narily entails not only compromises in the detailed design of
the cooling tower itself but also in the selection of the design
conditions (Fraas, 1989) such as the air mass flow rate, the
water outlet and inlet temperatures, as well as the type of
packing. Thus, all or any number of these variables can be considered as independent variables to be optimized, and that can
be restricted between specified maximum and minimum limits. To include these types of factors, in this paper the problem
for designing a cost-optimal counter flow draft cooling tower
can be stated as follows:
For a given heat load of the cooling circulating-water
system that must be dissipated, and knowing the wet- and
dry-bulb temperatures of air entering the tower, determine
the mechanical draft counter flow cooling tower operating
in steady state with the minimum total annual cost (that
includes power and annualized investment costs) subject to
the following assumptions (Mills, 1999; Singham, 1983; Webb,
1984):
1. The Lewis number relating heat and mass transfer is equal
to one.
2. The water mass flow rate through the tower is constant
because the loss of water to evaporation, drift, and blowdown is small compared with the total water load.
3. The liquid-side heat transfer resistance is negligible, that
is, the temperature of the air at the interface is equal to the
local bulk temperature of the water.
4. The air exiting the tower is saturated with water vapor.
5. The cooling tower operates adiabatically.
6. The cross-sectional area of the tower is uniform.
7. Thermodynamic properties are constant across any horizontal section of the tower.
3.
Cooling tower model
Fig. 2 shows the general arrangement and variables used
for the representation of a counter flow cooling tower; the
subscripts out and in refer to the outlet and inlet streams
Problem definition
A typical problem that often arises in cooling tower design
is the determination of the required size and cost of a tower
when the heat rejection load, the water outlet temperature,
the water inlet temperature, the dry- and wet-bulb temperatures of the entering air, the air mass flow rate, and the type of
packing are given. However, the design of a cooling tower ordi-
Fig. 2 – A differential control volume of a counter flow
cooling tower.
chemical engineering research and design 8 8 ( 2 0 1 0 ) 614–625
617
conditions. Let TW represent the water temperature, TA the
dry-bulb temperature of the air, TWB the wet-bulb temperature of the air, and ha the enthalpy of bulk air–water vapor
mixture passing through the packing. Let Lfi represent the
tower fill height, Afr the cross-sectional area of the tower, and
mw and ma the water and dry air mass flow rates, respectively.
Theoretically, the lowest temperature that the water can
reach is the wet-bulb temperature of the air entering the wetcooling tower. As a result, cooling towers are able to lower the
water temperature more than indirect heat transfer devices
that use only ambient air to remove process heat. The temperature difference between the water outlet temperature and
the wet-bulb temperature of the air entering the tower is called
the tower approach.
Approach = TWout − TWBin
(1)
The designer must select the highest geographic wetbulb temperature for sizing a cooling tower. As the wet-bulb
temperature decreases, so does the available water outlet
temperature of the tower. Hence, the entering wet-bulb temperature determines the minimum operating temperature
level throughout the process that can be achieved by using
cooling water as cold utility. Thus, in cooling tower design,
the wet-bulb temperature of entering air is a critical factor.
The temperature difference between the cooling tower
water inlet and outlet temperatures defines the range of the
tower.
Range = TWin − TWout
(2)
Heat and mass balances taken over a differential section of
the cooling tower fill (Fig. 2) using the assumptions listed above
leads to Merkel’s method (1926) for the design of mechanical
wet-cooling towers. In the integrated form, Merkel’s equation
is presented as (Kloppers and Kröger, 2005a,b):
Me =
TWin
TWout
cpw dTW
(hsa − ha)
(3a)
where the Merkel number, Me, is given by
Me =
hd afi Afr Lfi
mw
=
hd afi Lfi
Gw
(3b)
In these equations afi is the surface area of the fill per unit
volume of fill, hd is the mass transfer coefficient, Afr is the
tower fill area, Gw is the mass velocity of water, and hsa is the
enthalpy of saturated air–water vapor mixture at the local bulk
water temperature.
From assumption 1, the potential for heat and mass transfer at any point in a tower is expressed as the local enthalpy
difference (hsa − ha) in the right-hand side of Eq. (3a). This
is best illustrated in Fig. 3, which shows both operating and
equilibrium lines of a counter flow cooling tower in a plot
of air enthalpy versus local bulk water temperature. The
upper curve represents the enthalpy of saturated air (hsa) as
a function of the water temperature. The straight line is the
operating line, which results from an overall energy balance
on the fluid streams entering and leaving the tower.
cpw mw (TWin − TWout ) = ma (haout − hain )
(4)
Fig. 3 – Equilibrium and operating lines on
enthalpy-temperature diagram.
From assumption 2, the reduction of the water mass flow
rate due to evaporation is neglected. Thus, the change in
enthalpy in the liquid phase is taken as a result of temperature change alone and the cpw mw /ma ratio is the slope of the
operating line. It should be noted that the operating line is the
locus of corresponding TW and ha points along the length of
the tower. This property is useful to derive Eq. (9) below.
The integration of the right-hand side of Merkel’s equation
requires a knowledge of the local enthalpy difference (hsa − ha)
along the air flow path in the tower and design conditions.
These are given by the water mass flow rate, the water outlet
temperature, the water inlet temperature, the wet-bulb temperature of the entering air, and the cpw mw /ma ratio. As seen
in Fig. 3, the vertical distance (dashed lines) between the two
curves represents the driving force (hsa − ha) at any point in the
tower (assumption 3), which is needed for the integration of
the right-hand side of Eq. (3a). The integrated value of Eq. (3a),
known as the required Merkel number, is a measure of the degree
of difficulty of the tower for meeting the required design conditions. Higher values of Eq. (3a) imply a greater degree of
difficulty. It should be noted that the required Merkel number
represents the theoretical analysis of the design problem.
The required Merkel number can be determined without
knowledge of the characteristics of the tower packing. However, the heat and mass transfer characteristics for a particular
fill type are also needed in the thermal-hydraulic design of
mechanical draft cooling towers. As seen in Eq. (3b), the Merkel
number contains both the cross-sectional area and the height
of the fill, as well as the surface area of the fill per unit volume
of fill, and the overall mass transfer coefficient for a particular type of packing. Hence, the left-hand side of the Merkel’s
equation is a measure of the quality and quantity of the packing being used. For each type of packing, there is a fixed type
of empirical correlation between the Merkel number and the
ratio of water flow rate to air flow rate (Li and Priddy, 1985;
Webb, 1984). Typically, this information is reported in the literature or presented by cooling tower manufacturers. Thus,
for a given packing and flow rate ratio mw /ma , the left-hand
side of Eq. (3a) can be determined without knowledge of the
properties of the air and water at the inlet and exit from the
cooling tower (Singham, 1983). The resulting value is known
as the available Merkel number.
For specified design conditions and type of packing, the
sizing calculation requires equality of the two sides of the
618
chemical engineering research and design 8 8 ( 2 0 1 0 ) 614–625
Merkel’s equation through a basic search procedure on the
water-to-air mass flow ratio mw /ma (Li and Priddy, 1985;
Singham, 1983). This method gives the tower size and the
value of mw /ma for accomplishing the required cooling. The
tower size is indicated mainly by the volume of the fill, which
includes both the cross-sectional area and the height of the fill.
Review of the literature suggests that this design method has
come into common use in the cooling tower industry (Kloppers
and Kröger, 2005a; Mills, 1999; Mohiudding and Kant, 1996;
Webb, 1984). The method is accurate up to temperatures of
about 60 ◦ C; comparison with more exact results are usually
within 3–5%, and seldom shows errors greater than 10% (Mills,
1999).
4.
MINLP model formulation
With the implementation of Merkel’s method, the optimal
problem of the mechanical draft counter flow cooling tower is
formulated as an MINLP optimization model, with the minimization of the total annualized cost as the objective function.
The major variables are the air and water mass flow rates,
water inlet and outlet temperatures, wet- and dry-bulb temperatures of the air entering the tower, heat load of the tower,
type of packing, type of draft, height and area of the tower
packing, total pressure drop due to the air flow rate, power
consumption of the fan and water consumption. Thus, the
model includes the selection of type of packing and type of
draft as the only logical decisions, which are modeled using
disjunctive programming. Constraints are implemented from
the energy balances, heat load equation, Merkel’s equation,
transfer coefficient and loss coefficient correlations for the
tower, relationships of thermodynamic properties and pressure drops along the air path, water consumption equation,
practical limits for water mass flow rates, and operational
limits and logical constraints.
4.1.
Heat load
The heat load Q is the amount of heat transferred from the
water to the air stream, and is determined from the range of
the tower and the incoming water mass flow rate:
Q = cpw mw (TWin − TWout )
(5)
The heat load must meet the required heat rejection of the
cooling network of the process. Thus, the heat load imposed
on a cooling tower is determined by the process being served.
4.2.
Required Merkel’s number
To formulate the model as an MINLP problem, the cooling
tower model in Eq. (3a) is transformed into an algebraic
equation using the four-point Chebyshev integration technique, as recommended by the British Standard (1988) and
the Cooling Tower Institute (1990, 1997). Application of this
numerical method requires four water temperature increments for the determination of the integral, as shown in Figure
8 of Mohiudding and Kant (1996). Kloppers and Kröger (2005c)
found that the Chebyshev procedure is generally very accurate when compared to the composite Simpson rule with 100
intervals, which has a fourth-order error.
In algebraic form, the four-point Chebyshev procedure
applied to Merkel’s equation gives (Mohiudding and Kant,
1996)
Me =
TWin
TWout
4
cpw dTW
1/hi
= 0.25cpw (TWin − TWout )
(hsa − ha)
(6)
i=1
where i is the temperature-increment index. For each temperature increment, the local enthalpy difference (hi ) is
calculated from
hi = hsai − hai ,
i = 1, . . . , 4
(7)
and the algebraic equations to calculate the water temperature and air enthalpies corresponding to each Chebyshev point
are given by
TWi = TWout + TCHi (TWin − TWout ),
hai = hain +
cpw mw
(TWin − TWout ),
ma
i = 1, ..., 4
(8)
i = 1, ..., 4
(9)
hsai = −6.38887667 + 0.86581791 × TWi
+ 15.7153617exp (0.0543977 × TWi ),
i = 1, ...4
(10)
In Eq. (8) TCHi is a constant that represents the four-points
of the Chebyshev technique (TCH1 = 0.1, TCH2 = 0.4, TCH3 = 0.6,
TCH4 = 0.9).
The enthalpy of bulk air–water vapor mixture is related to
the local water temperature at each temperature-increment
through Eq. (9), which indicates that the heat removed from
the water being cooled is transferred to the air at any point
within the packing region. As shown by Eq. (9), the air enthalpy
follows a straight line that corresponds to the operating line
for the tower given by Eq. (4); such equations explain the two
forms that are implemented for the energy balance. Thus,
when Chebyshev technique is used, the points of the operating line are set by Eqs. (8) and (9) together with both end
points or one end point and the slope cpw mw /ma .
As seen in Fig. 3, the enthalpy of a saturated air–water vapor
mixture is a nonlinear function of the local bulk water temperature. This relation can be expressed empirically by the
exponential function given by Eq. (10). The values of the constants in this correlation were obtained as shown in Appendix
A. It was found that the average absolute deviation of this
correlation is 0.047% over the water temperature range of
8–55 ◦ C for standard atmospheric pressure. Thus, enthalpy of
saturated air–water vapor mixture at water temperature corresponding to each temperature-increment can be obtained
with suitable accuracy from Eq. (10).
4.3.
Packing performance: transfer and loss coefficients
The heat and mass transfer characteristics of wet-cooling
tower fills are a function of the surface area of the fill per unit
volume of fill, afi , and the overall mass transfer coefficient,
hd . These values must be known in order to determine the
cross-sectional area and the height of the fill. However, it is
often difficult to theoretically predict or empirically obtain afi
because the two-phase flow in cooling tower fills is quite complex. In fact, it is not necessary to do so. Eq. (3b) clearly shows
that the product of hd and afi is all that is needed to define
the available Merkel number, in addition to the water mass flow
619
chemical engineering research and design 8 8 ( 2 0 1 0 ) 614–625
rate and the cross-sectional area and height of the tower fill.
Thus, for a particular fill type, the available Merkel number is
the quantity that must be determined to find the tower size.
Usually this information is derived from test data on specific
packing geometries and supplied for manufacturers of cooling
towers. However, because manufacturers treat this information as proprietary, the published literature does not contain
heat and mass transfer data for most of the commercially used
fills (Li and Priddy, 1985; Webb, 1984).
In this paper, the selection of the type of packing is limited
to the splash, trickle, and film type fills tested by Kloppers
and Kröger (2005b) for counter flow wet-cooling towers. The
measured transfer coefficients are correlated in terms of the
available Merkel number for a particular fill type as,
Table 1 – Coefficients in correlation for available Me (Eq.
(11)).
cjk
j
k = 1 (splash fill)
1
2
3
4
5
0.249013
−0.464089
0.653578
0
0
Me = c1
mw
Afr
c2
ma
Afr
c3
(Lfi )
1+c4
(TWin )
c5
(11)
This empirical correlation is expressed as a function of the
fill air and water inlet mass flow rates, the water inlet temperature, the fill height, Lfi , and the cross-sectional area of
the cooling tower, Afr . Transfer correlations given in the literature for wet-cooling tower fills typically depend only on the air
and water mass flow rates (Kloppers and Kröger, 2005b; Li and
Priddy, 1985; Webb, 1984). Thus, compared with the existing
traditional form of the Merkel number correlations, the new
correlation provides a much better fit to experimental data
(Kloppers and Kröger, 2005b).
To implement the discrete choice for the type of packing,
a Boolean variable Yk is used as part of the following disjunction,
⎡
⎤
Y1
⎢ (splash fill)
⎣
cj = cj1 ,
j = 1, ..., 5
⎡
Y2
⎥ ⎢ (trickle fill)
⎦∨⎣
cj = cj2 ,
∨
⎡
j = 1, ..., 5
⎢ (film fill)
⎣
cj = cj3 ,
⎥
⎦
⎤
Y3
j = 1, ..., 5
⎥
⎦
Yk is true if the packing is selected, and false otherwise. The
above disjunction is transformed using the convex hull reformulation (Vecchietti et al., 2003) as follows:
2
3
y +y +y =1
cj = cj1 + cj2 + cj3 ,
cjk = akj yk ,
(12)
j = 1, ..., 5
k = 1, ..., 3.
j = 1, ..., 5
(13)
1.930306
−0.568230
0.641400
−0.352377
−0.178670
1.019766
−0.432896
0.782744
−0.292870
0
mw
Afr
d2
ma
Afr
d3
+ d4
mw
Afr
d5
ma
Afr
d6
Lfi
(15)
The corresponding disjunction is given by,
⎡
⎤
Y1
⎢
⎣ (splash fill)
dl = d1l ,
l = 1, ..., 6
⎡
Y2
⎥ ⎢
⎦ ∨ ⎣ (trickle fill)
dl = d2l ,
∨
⎡
l = 1, ..., 6
⎢
⎣ (film fill)
⎤
⎥
⎦
⎤
Y3
dl = d3l ,
l = 1, ..., 6
⎥
⎦
Using the convex hull reformulation, one can express the
disjunction as
dl = d1l + d2l + d3l ,
l = 1, ..., 6
k = 1, ..., 3.
(16)
l = 1, ..., 6
(17)
Values for the coefficients d1 to d6 for the three counter flow
tower fills are given in Table 2 (Kloppers and Kröger, 2003).
It must be pointed out that the processing technique of
packing performance data is based on the Merkel method
(Kloppers and Kröger, 2003, 2005b). For consistency, in this
paper the same method is used to obtain empirically determined transfer characteristic correlation for a given fill and
tower design, although it should be noted that other forms of
empirical correlations for transfer and loss coefficients can be
inserted into the MINLP model.
4.4.
1
dkl = bkl yk ,
⎤
k = 3 (film fill)
form (Kloppers and Kröger, 2003)
Kfi = d1
k = 2 (trickle fill)
Tower pressure drop
In mechanical draft cooling towers, the total pressure drop
along the air path, Pt , is the sum of the static pressure drop
and the velocity pressure (Li and Priddy, 1985). The static pressure drop includes the pressure drop through the fill, Pfi ,
(14)
Table 2 – Coefficients in correlation for Kfi (Eq. (15)).
where yk is the set of binary variables associated with the type
of packing. Values for the coefficients c1 , c2 , c3 , c4 , and c5 for
each type of packing are given in Table 1 (Kloppers and Kröger,
2005b). The variables akj are used for modeling purposes.
The tower fill performance is described not only by the
transfer coefficient, but also by the loss coefficient per meter
depth of fill, Kfi , that is required to calculate the pressure drop
through the fill. For the splash, trickle, and film type fills, the
loss coefficient correlations can be expressed in the following
dkl
l
k = 1 (splash fill)
1
2
3
4
5
6
3.179688
1.083916
−1.965418
0.639088
0.684936
0.642767
k = 2 (trickle fill)
7.047319
0.812454
−1.143846
2.677231
0.294827
1.018498
k = 3 (film fill)
3.897830
0.777271
−2.114727
15.327472
0.215975
0.079696
620
chemical engineering research and design 8 8 ( 2 0 1 0 ) 614–625
and the sum of miscellaneous pressure losses, Pmisc , such as
those due to drift eliminators, air inlet, and water distribution
piping.
The pressure drop through the fill matrix is coupled to the
loss coefficient by the following relationship (Kloppers and
Kröger, 2003)
Pfi = Kfi Lfi
mav2m
(18)
2m A2fr
where mavm is the arithmetic mean air-vapor flow rate
through the fill
mavin + mavout
mavm =
2
(19)
and m is the harmonic mean density of the moist air through
the fill
m = 1/
1
in
+
1
out
(20)
To calculate the density of the inlet and outlet air in and
out , Eq. (41) is used.
The air–vapor flow at the fill inlet and outlet mavin and
mavout are calculated as follows
mavin = ma + win ma
(21)
mavout = ma + wout ma
(22)
where win is the humidity (mass fraction) of the inlet air, and
wout is the humidity of the outlet air. These properties are
calculated from Eqs. (36) and (39).
As pointed out by Mills (1999), the miscellaneous pressure
losses in components such as drift eliminators, air inlet, water
distribution piping, column supports, etc., are calculated with
a velocity head equation:
Pmcl = Kmcl
Pvp = (2/3)(Pfi + Pmisc )
(24)
By adding Eqs. (18), (23), and (24), one can express the total
pressure drop of the air stream for counter flow cooling towers
as
Pt = 1.667(Pfi + Pmisc )
4.5.
(25)
Power consumption
The required power for a cooling tower fan can be determined
by multiplying the total pressure drop times the air volume
flow rate at the fan location. Hence, the power consumption
is calculated in terms of the air volume flow rate at the packing inlet for forced draft towers, or at the packing outlet for
induced draft towers. The following disjunction is written for
the discrete decision associated with the optimal selection of
draft type:
⎡
mfd
⎤ ⎡
YCT
mid
YCT
⎤
⎢ (mechanical forced draft) ⎥ ⎢ (mechanical induced draft) ⎥
⎥∨⎢
⎢
⎥
⎦ ⎣
⎣
⎦
mavout Pt
mav P
P=
in
t
in f
P=
out f
The disjunction can be modeled through the following set
of equations:
P≤
mavin Pt
mfd
+ MPmax (1 − yCT )
in f
(26)
P≥
mavin Pt
mfd
− MPmax (1 − yCT )
in f
(27)
P≤
P≥
mcl v2mcl
mavout Pt
+ MPmax 1 − ymid
CT
out f
mavout Pt
− MPmax (1 − ymid
CT )
out f
(28)
(29)
2
where Kmcl is the component-loss coefficient, and vmcl and mcl is
the air–vapor velocity and density, respectively. Typical values
for Kmcl are given by Li and Priddy (1985) and Mills (1999).
The equation for the total miscellaneous pressure
losses can be expressed in terms of a miscellaneous loss coefficient, Kmisc , which can be written as
Kmisc = Kdrift + Kair inlet + Ksupports + · · ·. For mechanical draft
cooling towers, an estimated value of 6.5 can be used for
Kmisc . This estimate is based on the nominal values of the
loss coefficients Kmcl used in the computer program CTOWER
(Mills, 1999). Thus, the total miscellaneous pressure losses
can be represented by
Pmisc
calculate the effective velocity pressure,
m v2m
mav2m
= 6.5
= 6.5
2
2m A2
mfd
yCT + ymid
CT = 1
where MPmax is the variable from the big-M formulation, and
mfd
(23)
where the mean velocity of air–vapor flow vm has been
replaced by mavm /(m Afr ). This approach is only an approximation, and it should be used only in the absence of data
provided by manufacturers for loss coefficients Kmcl .
Another source for the total pressure drop in cooling towers
is the velocity pressure, Pvp . According to Li and Priddy (1985),
the velocity pressure may be as much as 2/3 of the total static
pressure drop. In this work, such an upper value is used to
mfd
yCT and ymid
CT are binary variables. The binary variable yCT
reflects the selection of a mechanical forced draft cooling
tower, whereas the binary variable ymid
CT denotes the selection
of a mechanical induced draft cooling tower.
The fan mechanical efficiency, f , is generally obtained
from manufacturer’s data. In absence of such an information,
the fan efficiency can be approximated as 75% (Li and Priddy,
1985).
4.6.
fr
(30)
Water consumption
Make-up water (mmw ) is constantly added to the cooling tower
basin to compensate for the loss of water due to evaporation, drift, and blowdown. Drift (mwd ) accounts for water losses
in the form of suspended droplets entrained in the exit air
stream. To minimize this type of loss, eliminators are usually fitted at the packing exit to intercept the larger droplets
(Singham, 1983). As water evaporates, dissolved solids and
other impurities concentrate in the cooling water. Blowdown (mbw ) is the portion of the circulating water that is
removed from the system to avoid the excess of dissolved
621
chemical engineering research and design 8 8 ( 2 0 1 0 ) 614–625
solids/impurities contained in the water, such that deposits
do not form on the surfaces within the tower (Fraas, 1989).
From the conservation of mass, the rate of water evaporated (mwev ) into the air stream is calculated from the dry air
flow rate and the air inlet and outlet water vapor content,
mwev = ma (wout − win )
(31)
Since the evaporation water is essentially free of dissolved
solids and impurities, any such species introduced in the
make-up water must be equal to those in blowdown and drift
losses. Thus, the amount of blowdown can be expressed as
mmw
− mwd
ncycles
mbw =
(32)
where ncycles is the number of cycles of concentration required
to limit scale formation in cooling equipment. Cycles of concentration are the ratio of the solid concentration in the
circulating water to the solid concentration in the make-up
water. Usually, this ratio has an average value between 2 and
4 (Li and Priddy, 1985).
In a well-designed tower, the drift loss should be no more
than 0.2 percent of the total circulating water (Kemmer, 1988)
mwd = 0.002mw
(33)
To maintain a steady circulating water flow, the makeup water must equal the sum of the water losses, that is
mmw = mmev + mbw + mwd . By combining this balance with equations (31) to (33), one can estimate the water consumption
as,
ncycles mwev
mmw =
(34)
ncycles − 1
4.7.
Physical properties
For a total pressure of 1 atm, the enthalpy of the air entering
the tower, hain , is equal to the enthalpy of saturated air at the
inlet air wet-bulb temperature, TWBin (Singham, 1983). Thus,
hain can be calculated from the following correlation (derived
in Appendix A) evaluated at TWBin
hain = −6.38887667 + 0.86581791 × TWBin
+ 15.7153617 exp(0.05439778 × TWBin )
(35)
can be taken as saturated (assumption 4), and the saturated
enthalpy, hsaout , can be found from an overall energy balance.
Thus, Eq. (4) can be rearranged to give
hsaout = hain +
win =
−
2501.6 − 2.3263(TWBin )
2506 + 1.8577(TAin ) − 4.184(TWBin )
1.00416(TAin − TWBin )
2506 + 1.8577(TAin ) − 4.184(TWBin )
0.62509(PVwbin )
Ptot − 1.005(PVwbin )
(36)
where PVwbin is the vapor pressure of water from Eq. (40) evaluated at the wet-bulb temperature of the inlet air, T = TWBin .
The values of hain and win are then dependent only on the
site conditions given by the problem specifications.
Merkel’s method does not give the state of the moist air
leaving the fill; however, in practical situations, the outlet air
(37)
Assumption 4 allows the air temperature leaving the fill to
be calculated from hsaout using Eq. (A1). However, this equation
is expressed in terms of temperatures instead of enthalpies.
Hence, the outlet air temperature can be represented by the
following functional relationship
TAout = f1 (hsaout )
(38)
The mass-fraction humidity of the saturated air stream at
the tower exit (wout ) is given by (Kröger, 2004)
wout =
0.62509 PVout
Ptot − 1.05 PVout
(39)
where PVout is the vapor pressure of water from Eq. (40), evaluated at T = TAout , and Ptot is the total pressure of the ambient
moist air in Pa.
The vapor pressure of water corresponding to a specified
temperature is calculated from the correlation given by Hyland
and Wexler (1983), which is valid over a temperature range of
273.15–473.15 K,
ln(PV) =
3
cn T n + 6.5459673 ln(T)
(40)
n=−1
where PV is the vapor pressure expressed in Pa, T
is the absolute temperature in Kelvin, and the constants have the following values: c−1 = 5.8002206 × 103 ,
c0 = 1.3914993, c1 = −4.8640239 × 10−3 , c2 = 4.1764768 × 10−5
and c3 = −1.4452093 × 10−7 .
The density of air–water vapor mixtures can be calculated
from the ideal gas law as
=
w
Ptot
1−
287.08 T
w + 0.62198
[1 + w]
(41)
where Ptot is in Pa and T in Kelvin. The density of the inlet (outlet) air, in (out ), is obtained from this equation using T = TAin
(T = TAout ) and w = win (w = wout ).
4.8.
The mass-fraction humidity of the air stream at the tower
inlet, win , is a function of the inlet air dry- and wet-bulb temperatures, as given by (Kröger, 2004)
cpw mw
(TWin − TWout )
ma
Feasibility constraints
In this section, inequality constraints are written to define
the feasible region for the optimization problem, as well as
feasible operating conditions for an optimal cooling tower.
The wet-bulb temperature of the air entering the cooling
tower is the lowest temperature at which the water can be
cooled. In practice, however, the water outlet temperature
should be at least 2.8 ◦ C above the site’s wet-bulb temperature (Li and Priddy, 1985), which sets a minimum temperature
approach,
TWout − TWBin ≥ 2.8
(42)
From a thermodynamic viewpoint, the water outlet temperature of the cooling tower must be lower than the outlet
temperature of the coldest hot process stream, TMPO. This
622
chemical engineering research and design 8 8 ( 2 0 1 0 ) 614–625
constraint can be expressed as
TWout ≤ TMPO − Tmin
(43)
where Tmin is the minimum allowable temperature difference. It should be noted that TMPO must be greater than TWBin .
Two temperature constraints limit the cooling water inlet
temperature for the cooling tower. First, it must not exceed the
inlet temperature of the hottest hot process stream, TMPI, at
the cooling network of the process:
TWin ≤ TMPI − Tmin
(44)
Since the process side temperatures are fixed, both TMPO
and TMPI are known.
Second, an upper limit on the cooling water inlet temperature is specified to avoid fouling, scaling and corrosion.
Usually, this constraint limits the maximum cooling water
inlet temperature to 50 ◦ C (Douglas, 1988):
o
TWin ≤ 50 C
(45)
The final set of temperature constraints arise from the
fact that the water stream must be cooled and the air stream
heated,
Table 3 – Cost coefficients CkCTV for splash, trickle and
film fills.
ek
k = 1 (splash fill)
k = 2 (trickle fill)
2006.6
k = 3 (film fill)
1812.25
1606.15
Finally, the constraints below define nonnegativity of mass
flow rates:
mw > 0
(52)
ma > 0
(53)
4.9.
Objective function
The objective function involves the minimization of the total
annual cost, TAC, which is the sum of the annualized capital
cost of the cooling tower and the annual operating costs Cop :
(54)
minimize TAC = Kf Ccap,CT + Cop
where Kf is the annualized factor for investment, and Ccap,CT
is the installed capital cost of the cooling tower.
The annual operating costs are determined by the make-up
water consumed and the fan power,
(55)
Cop = HY cw mmw + HY ce P
TWin > TWout
TAout > TAin
(46)
(47)
Because of these inequalities, constraints are not needed
to specify a monotonic increase of local bulk water temperature at each successive Chebyshev point of the tower operating
line.
The cooling tower must operate at some cpw mw /ma ratio
to prevent the operating line from pinching the equilibrium
curve. When a maximum cpw mw /ma ratio occurs, the driving
force becomes zero and the Merkel number infinite. To avoid
this limiting condition, the local driving force (hsa − ha) must
be always positive at any point in the tower,
hsai − hai > 0 i = 1, ..., 4
(48)
A cooling tower can be designed to operate at any point
within maximum and minimum cpw mw /ma ratios. However,
most applications restrict the design of cooling towers to even
narrower limits given by (Singham, 1983)
mw
0.5 ≤
≤ 2.5
ma
(49)
The maximum and minimum water and air loads are
determined by the range of test data used to develop the correlations for the loss and overall mass transfer coefficients
for the fills. The constraints are (Kloppers and Kröger, 2003,
2005b),
2.90 ≤
mw
≤ 5.96
Afr
(50)
1.20 ≤
ma
≤ 4.25
Afr
(51)
Here, cw is the unit cost of make-up water, ce is the unit cost
of electricity, and HY is the yearly operating time.
The formula for the installed capital cost of cooling towers
was taken from Kintner-Meyer and Emery (1995):
(56)
Ccap,CT = CCTF + CCTV Afr Lfi + CCTMA ma
where CCTF is the fixed cooling tower cost, CCTV is the incremental cooling tower cost based on tower fill volume, and
CCTMA is the incremental cooling tower cost based on air mass
flow rate.
The cost coefficient CCTV depends on the type of packing
and is represented by the following disjunction:
⎡
⎤ ⎡
Y1
Y2
⎢
⎥ ⎢
⎣ (splash fill) ⎦ ∨ ⎣ (trickle fill)
CCT,V = C1CT,V
CCT,V = C2CT,V
⎤ ⎡
Y3
⎥ ⎢
⎦ ∨ ⎣ (film fill)
CCT,V = C3CT,V
⎤
⎥
⎦
This disjunction can be implemented with the following
equations:
CCT,V = C1CT,V + C2CT,V + C3CT,V
(57)
CkCT,V = ek yk ,
(58)
k = 1, ..., 3
The parameters CkCTV are shown in Table 3.
5.
Some issues about the model solution
The software DICOPT included in the GAMS optimization
package (Brooke et al., 2006) was used to solve the proposed MINLP model given by Eqs. (5)–(58). The algorithm used
within the DICOPT solver is the outer approximation with
augmented penalty method by Viswanathan and Grossmann
(1990). DICOPT yields optimal solutions for convex MINLP
models; however, for non-convex problems (such as the one
623
chemical engineering research and design 8 8 ( 2 0 1 0 ) 614–625
Table 4 – Design specifications and process constraints for the examples.
Examples
Q (kW)
TAin (◦ C)
TWBin (◦ C)
TMPI (◦ C)
TMPO (◦ C)
Tmin (◦ C)
1
2
3
4
5
6
3400
22
12
65
30
10
3400
17
12
65
30
10
3400
22
7
65
30
10
3400
22
12
55
30
10
3400
22
12
65
25
10
3400
22
12
65
30
5
presented in this paper) no global optimal solution can be
guaranteed using this algorithm. Local optimum solutions
depend on the starting point of the optimization procedure,
and one aims in these cases to obtain a solution that is either
close or equal to the global optimum. To help the numerical solution of the model here presented, almost all of the
disjunctions were formulated with linear relationships using
the convex hull reformulation, which avoids non-convex
mixed-integer relationships. The only disjunction that could
not be written with linear relationships was the one regarding
the power consumption; in this case, the big-M technique was
used. From the set of disjunctions, this is the only one that may
affect the quality of the optimal solution because it involves
nonlinear terms of continuous variables together with linear
terms of binary variables multiplied by the big-M parameter.
The value of the big-M parameter (i.e., Mpmax ) is a main problem for this formulation since it affects the relaxation (or new
search space) for the model. In this case, the value of such
parameter was simply chosen as the maximum allowed value
for the left-hand side of constraints (26)–(29).
Another important issue in the modeling task for this
problem was to avoid divisions by zero and infeasibilities in
the logarithmic terms. This was prevented by adding feasible lower limits higher than zero for variables that appear in
the denominator of some equations, and including constraints
to avoid values lower than one for the terms that appear in
the arguments of logarithms. In addition, constraints given by
Eqs. (42)–(53) provide limits that avoid potential infeasibilities
during the search process. Given these aspects, a systematic
initialization procedure for the model solution was not a crucial factor. What was used in this work was a simple initial
set of reasonable values, given the physical nature of the system. Then, several other values were tried trying to improve
the local solution to obtain another one closer to the global
optimum one for this non-convex model.
6.
Numerical examples
In Table 4, the design specifications and process constraints
for six examples are presented, with Example 1 taken as a
base case. In the other examples, one input variable or design
constraint was changed while the other conditions were kept
at their base values. For all examples, the cooling tower was
required to remove 3400 kW at an ambient air pressure of
101,325 Pa. The cpw for the water was taken as 4.187 kJ/kg ◦ C,
the HY parameter was assumed as 2.934 × 107 s/year, and the
annualizing factor for the capital cost as 0.2983/year. The
values of cw , ce , CCTF , CCTMA , f and ncycles , were taken as
US$5.283 × 10−4 /kg, US$0.085/kWh, US$31,185, US$1097.5/(kg
of dry air/s), 0.75 and 4, respectively.
The results for the six examples are presented in Table 5.
For each case, the selected type of filling material is the film
packing that offers the best combination of heat transfer
and pressure losses, so that the lowest total annual cost is
obtained. For all examples, the force draft type was selected.
Water and air loadings fall within the ranges given by constraints (49) and (50). It should be noted that the total annual
cost is dominated by the operating costs for all examples, and
in general the cost of make-up water was greater than the cost
of electric power required for the fan performance.
The effect of changing the inlet air dry-bulb temperature,
TAin , on the total annual cost can be seen in Tables 4 and 5
(Examples 1 and 2). As TAin is decreased from 22 to 17 ◦ C,
the optimum total annual cost shows a 2.21% decrease, from
US$66,065.14/yr to US$64,604.64/yr. Thus, the total annual cost
is fairly insensitive to the inlet air dry-bulb temperature for the
range of conditions under consideration.
On the other hand, changing the tower approach temperature has a significant effect on the optimum value of the
total annual cost. Reducing the approach temperature (Example 5) or increasing the approach temperature (Examples 3 and
6) noticeably affects the total annual cost of the system. For
instance, as shown in the results of Table 5, if we take the optimum solution of Example 1 as a reference and decrease the
approach temperature from 8 to 3 (Example 5) the total annualized cost increases by 77.52%. In general, as the approach
temperature is reduced, the tower size increases exponentially
(Li and Priddy, 1985). This happens because the driving forces
become more limiting as the tower approach decreases (see
Fig. 3), so that a larger Me or tower size is required to process
the same heat load. Examples 3 and 6 show accordingly that
as the tower approach temperature increases the total annual
cost decreases significantly. Thus, it is clear that the tower
approach temperature is an important optimization variable.
Examples 3 and 6 also show that the optimal tower
approach increases when TWBin and Tmin decrease. On the
other hand, Example 5 shows that as TMPO decreases the
optimal tower approach also decreases. Since TWBin is sitespecific and TMPO is limited by the temperature conditions
of the process, these variables are taken as input parameters.
Thus, only the value for Tmin could be subject to optimization; such an optimization task should take into account the
interaction between the tower performance and the cooling
network performance.
The effect of the cooling range on the cooling tower cost is
illustrated in Examples 3 and 6 for a constant tower approach
and inlet water temperature. It was found that a reduced cooling range results in a higher water outlet temperature, with a
corresponding increase in cooling driving forces. Thus, as the
cooling range is decreased, the tower size (or Merkel number),
and therefore the tower cost, becomes smaller.
In addition, Examples 2 and 4 (or 1 and 4) show the effect
changing the cooling range for a fixed tower approach and
a fixed water outlet temperature. It can be observed that as
624
chemical engineering research and design 8 8 ( 2 0 1 0 ) 614–625
Table 5 – Optimization results for the examples.
Example
mw (kg/s)
ma (kg/s)
mw /ma
mmw (kg/s)
mwev (kg/s)
mbw (kg/s)
mwd (kg/s)
TWin (◦ C)
TWout (◦ C)
TAout (◦ C)
Range (◦ C)
Approach (◦ C)
Lfi (m)
Afr (m2 )
Kfi
Pfi (Pa)
Pmisc (Pa)
Pt (Pa)
P (hp)
Type of packing
Type of draft
Me
Cmw
Cpower
Cop
KCcap,CT
TAC
1
2
3
4
5
25.720
31.014
0.829
1.541
1.156
0.334
0.051
50
20
37.077
30
8
2.294
8.869
21.946
280.331
36.189
527.640
24.637
Film
Forced
3.083
23885.109
12737.595
36622.703
29442.436
66065.139
25.794
31.443
0.820
1.456
1.092
0.312
0.052
50
20
36.871
30
8
2.239
8.894
21.950
277.727
36.740
524.216
24.474
Film
Forced
3.055
22566.366
12653.677
35220.043
29384.597
64604.640
25.700
28.199
0.911
1.564
1.173
0.340
0.051
50
20
36.998
30
13
1.858
8.862
21.926
186.621
29.782
360.744
15.205
Film
Forced
2.466
24239.785
7861.037
32100.822
26615.995
58716.817
30.973
36.950
0.838
1.547
1.160
0.325
0.062
45
20
34.511
25
8
2.154
10.680
21.942
254.540
35.011
482.683
26.852
Film
Forced
2.923
23983.449
13882.754
37866.203
32667.705
70533.909
22.127
32.428
0.682
1.542
1.157
0.341
0.044
50
15
36.411
35
3
6.299
7.630
22.066
1139.529
53.288
1988.425
97.077
Film
Forced
7.335
23901.657
50190.495
74092.153
43186.526
117278.68
the cooling range increases, the inlet water temperature also
increases. This result decreases the water and air mass flow
rates, which gives lower operating and capital costs.
It should be noted that the best optimal solution (Example 6) has a range and an approach temperature of 25 and
13 ◦ C, respectively. This result is in agreement with the above
discussion. The operating and capital costs for this case
are US$29,425.752/yr and US$25,030.274/yr, which reflects a
reduction of 14.98% for the capital cost and 19.65% for the
operating cost when compared to the base case.
For all examples, the optimal water outlet and inlet temperatures correspond to the upper bounds on TWout and TWin
given by constraints (43) and (44) or (45), since such values
provide higher driving forces for the cooling operation. We
have also found these results for other optimization problems
of stand-alone cooling towers that we have solved. Based on
these results, it is possible to develop a simpler procedure for
the optimal design of individual mechanical draft counter flow
cooling towers that avoids the optimization of TWout and TWin .
Since the process side temperatures TMPI, TMPO and Tmin are
fixed and the air inlet temperatures are determined by site
conditions, the simplified procedure begins with the calculation of TWout and TWin using their upper bounds given by
constraints (43) and (44) or (45). The upper bound of TWin is
given by constraint (44) if TMPI − Tmin is less than 50 ◦ C. Otherwise, the upper bound of TWin is set at a temperature of
50 ◦ C. Then, the cooling approach and range are determined
from Eqs. (1) and (2), respectively, and the water flow rate is
determined by the heat load and tower range from Eq. (5). This
implementation would simplify the MINLP model.
The computations were performed on a PC with an Intel
Celeron 650-MHz processor and 256 MB RAM. The solution
took eight iterations (number of MILP problems) for all examples, and required between 0.015 and 0.062 CPU time (s), which
6
30.749
27.205
1.130
1.540
1.155
0.323
0.061
50
25
39.083
25
13
1.480
9.296
22.639
131.908
25.596
262.560
10.754
Film
Forced
1.858
23865.877
5559.875
29425.752
25030.274
54456.026
shows the computational efficiency of the proposed formulation. A remark on the effect of different initializations for the
optimization variables is in place. It was found in all the examples here presented that changing the starting points yielded
the same optimal solutions, with no convergence problems
observed for any of the optimization runs.
7.
Conclusions
An MINLP formulation has been presented for the optimal
design of mechanical counter flow cooling towers. The Merkel
method was used for sizing cooling towers because of its
ample industrial application (Kloppers and Kröger, 2005a;
Mohiudding and Kant, 1996). This method relates the specified cooling requirement to the heat transfer performance of
a given packing material (Singham, 1983). The required Merkel
number was calculated using the Chebyshev integration
technique. Film, splash, and trickle-type fills were included,
and the MINLP model incorporated empirical correlations for
calculating the available Merkel number and the air pressure
drop depending on the type of packing. Also, the model
considered induced or forced mechanical cooling towers.
These design decisions were represented by disjunctive
programming models.
For a given heat load and inlet air conditions, the model
yields the optimal fill height and cross-sectional area of the
tower, and the optimal operating values of water and air mass
flow rates, water consumption, power consumption, water
outlet and inlet temperature, as well as the optimal type of
packing and type of draft. It has been shown that the approach
temperature is a critical parameter for the optimal design of
cooling towers.
Finally, we can note that the wet-cooling tower model here
presented could be viewed as one of the components for
chemical engineering research and design 8 8 ( 2 0 1 0 ) 614–625
an integrated cooling system, which would include a cooling
network, a water pumping system, and a mechanical draft
wet-cooling tower. Models for cooling networks have been
reported (see for instance Ponce-Ortega et al., 2007); those
types of models and the one here developed could be extended
and incorporated into a global framework aiming to optimize
an integrated cooling system.
Acknowledgment
The authors gratefully acknowledge the Council of Scientific
Investigation of the UMSNH, México for partial financial support to develop this work (Grant 20.1).
Appendix A. Correlation equation for the
temperature dependence of hsa
To determine the required Merkel number it is necessary to
evaluate the local value of (hsa − ha) along the air flow path.
Therefore, calculations of the enthalpy of saturated air–water
vapor mixtures, hsa, are needed.
For optimization models of cooling towers, calculations of
hsa should be fast and accurate. For this application, the following four-parameter correlation was developed,
hsa = a + bT + c exp(dT)
(A1)
For the estimation of a, b, c, and d in Eq. (A1), minimization
of the average absolute deviation (AAD) was used,
AAD =
1
DEVf (%)
N
(A2)
f
where N is the number of data points, and the relative deviation (DEV) is defined as
DEV =
hsacalc − hsatbl
× 100(%)
hsatbl
(A3)
where the subscript ‘calc’ and ‘tbl’ denote calculated value and
table value, respectively.
A data set consisting of 48 enthalpies of saturated air for a
temperature range of 8–55 ◦ C for standard atmospheric pressure was used. The data were taken from the Thermodynamic
Properties of Moist Air table published by the American Society of Heating, Refrigerating and Air-Conditioning Engineers
(ASHRAE, 2001). The nonlinear least-squares curve fitting was
performed with the Microsoft Excel solver. The resulting values for the constants were: a = −6.38887667, b = 0.86581791,
c = 15.7153617 and d = 0.05439778.
The correlation reproduces the data from ASHRAE property
table with 0.047% of average absolute deviation. Thus, Eq. (A1)
provides a suitable correlation for the estimation of enthalpies
for saturated air–water vapor mixtures.
References
ASHRAE., (2001). ASHRAE Handbook—Fundamentals. (American
Society of Heating, Refrigerating and Air-Conditioning
Engineers, Inc, USA).
British Standard 4485., (1988). Water Cooling Towers. Part 2: Methods
for Performance Testing.
Brooke, A., Kendrick, D. and Meeraus, A., (2006). GAMS User’s
Guide. (The Scientific Press, USA).
625
Cooling Tower Institute, 1990, CTI Code Tower, Standard
Specifications, Acceptance Test Code for Water-Cooling
Towers, Part I–III, CTI Code ATC-105.
Cooling Tower Institute, 1997, CTI Code Tower, Standard
Specifications, Acceptance Test Code for Water-Cooling
Towers, vol. 1, CTI Code ATC-105.
Douglas, J.M., (1988). Conceptual Design of Chemical Processes.
(McGraw-Hill, New York, USA).
Foust, A.S., Wenzel, L.A., Clump, C.W., Maus, L. and Anderson,
L.B., (1979). Principles of Unit Operations. (John Wiley & Sons,
New York, USA).
Fraas, A.P., (1989). Heat Exchanger Design. (John Wiley & Sons, New
York, USA).
Hyland, R.W. and Wexler, A., 1983, Formulation for the
thermodynamic properties of the saturated phases of H2 O
from 173.15 K and 473.15 K. ASHRAE Transactions, 89(2A):
500–519.
Kemmer, F.N., (1988). The NALCO Water Handbook. (McGraw-Hill,
New York, USA).
Kintner-Meyer, M. and Emery, A.F., 1994, Cost-optimal analysis of
cooling towers. ASHRAE Transactions, 100: 92–101.
Kintner-Meyer, M. and Emery, A.F., 1995, Cost-optimal design for
cooling towers. ASHRAE Journal, 37(4): 46–55.
Kröger, D.G., (2004). Air-Cooled Heat Exchangers and Cooling Towers.
(PenWell Corp, Tulsa, USA).
Kloppers, J.C. and Kröger, D.G., 2003, Loss coefficient correlation
for wet-cooling tower fills. Applied Thermal Engineering,
23(17): 2201–2211.
Kloppers, J.C. and Kröger, D.G., 2005a, Refinement of the transfer
characteristic correlation of wet-cooling tower fills. Heat
Transfer Engineering, 26(4): 35–41.
Kloppers, J.C. and Kröger, D.G., 2005b, Cooling tower performance
evaluation: Merkel, Poppe, and e-NTU methods of analysis.
Journal of Engineering for Gas Turbines and Power, 127(1):
1–7.
Kloppers, J.C and Kröger, D.G., 2005c, A critical investigation into
the heat and mass transfer analysis of counterflow
wet-cooling towers. International Journal of Heat and Mass
Transfer, 48(1): 765–777.
Li, K.W. and Priddy, A.P., (1985). Power Plant System Design. (John
Wiley & Sons, New York, USA).
Merkel, F., 1926, Verdunstungskuhlung. VDI Zeitschriff
Deustscher Ingenieure, 70: 123–128.
Mills, A.E., (1999). Basic Heat and Mass Transfer. (Prentice Hall,
Upper Saddle River, USA).
Mohiudding, A.K.M. and Kant, K., 1996, Knowledge base for the
systematic design of wet cooling towers. Part I: selection and
tower characteristics. International Journal of Refrigeration,
19(1): 43–51.
Najjar, Y.S.H., 1988, Forced draft cooling tower performance with
diesel power stations. Heat Transfer Engineering, 9(4): 36–44.
Ponce-Ortega, J.M., Serna-González, M. and Jiménez-Gutiérrez, A.,
2007, MINLP synthesis of optimal cooling networks. Chemical
Engineering Science, 62(21): 5728–5735.
Singham, J.R., (1983). Heat Exchanger Design Handbook.
(Hemisphere Publishing Corporation, New York, USA).
Söylemez, M.S., 2001, On the optimum sizing of cooling towers.
Energy Conversion and Management, 42(7): 783–789.
Söylemez, M.S., 2004, On the optimum performance of forced
draft counter flow cooling towers. Energy Conversion and
Management, 45(15–16): 2335–2341.
Vecchietti, A., Lee, S. and Grossmann, I.E., 2003, Modeling of
discrete/continuous optimization problems characterization
and formulation of disjunctions and their relaxations.
Computers and Chemical Engineering, 27(3): 433–448.
Viswanathan, J. and Grossmann, I., 1990, A combined penalty
function and outer approximation method for MINLP
optimization. Computers and Chemical Engineering, 14(7):
769–782.
Webb, R.L., 1984, A unified theoretical treatment for thermal
analysis of cooling towers, evaporative condensers, and fluid
coolers. ASHRAE Transactions, 90(3): 398–411.