Oral Oncology xxx (2013) xxx–xxx
Contents lists available at ScienceDirect
Oral Oncology
journal homepage: www.elsevier.com/locate/oraloncology
Surgical management of recurrent nasopharyngeal carcinoma
Jimmy Yu Wai Chan ⇑
Division of Head and Neck Surgery, Department of Surgery, University of Hong Kong Li Ka Shing Faculty of Medicine, Queen Mary Hospital, Hong Kong Special Administrative Region
a r t i c l e
i n f o
Article history:
Available online xxxx
Keywords:
Recurrent
Nasopharyngeal carcinoma
Nasopharyngectomy
Maxillary swing
Transoral robotic surgery (TORS)
s u m m a r y
Objectives: Nasopharyngeal carcinoma is a unique tumour which is endemic in Southern China including
Hong Kong. While the treatment results for primary cancer has been encouraging, management of persistent or recurrent tumours has been challenging. Compared to other surgical approaches, the maxillary
swing operation provides spacious access to the bilateral nasopharynx and the ipsilateral parapharyngeal
space, allowing resection of tumours with wide margins. In this article, we will present our results in the
surgical management of recurrent nasopharyngeal carcinoma.
Materials and Methods: Retrospective review.
Results: Over the years, we have performed salvage maxillary swing nasopharyngectomy for 312
patients. Microscopic negative resection margins were achieved in the majority (79.5%) of the patients.
The overall local recurrence rate after surgery was 13.1%, the risk of which was significantly higher in
patients with previous positive resection margins. The overall 5-year actuarial local tumour control
and overall survival was 74% and 62%, respectively, which was significantly higher in patients with clear
resection. For small tumours located in the posterior wall, minimally invasive approach can be used,
which included the endoscopic resection, or more recently, the transoral robotic (TORS) assisted
approach.
Conclusion: The result of surgical salvage of recurrent nasopharyngeal carcinoma is promising. Every
effort should be made to ensure microscopic clearance of disease as well as to minimize the potential
complications of surgery that may adversely affect the subsequent quality of life.
Ó 2013 Elsevier Ltd. All rights reserved.
Introduction
Nasopharyngeal carcinoma (NPC) is unique among other head
and neck malignancies in its epidemiology, pathology and treatment
outcome. It is endemic in southern China and Southeast Asia, affecting 10–50 per 100,000 populations per year [1]. The primary treatment is radiotherapy or concurrent chemoradiation depending on
the stage of disease on presentation [2], while surgery is reserved
for persistent or recurrent tumours after the initial therapy [3].
In general, local recurrence rates after primary treatment of NPC
is approximately 10% [4]. Treatment of recurrent tumour in the
nasopharynx is either by surgical salvage or a second course of radiation. Studies showed that surgery potentially offers better local tumour control and survival [5] as well as less post-treatment
morbidities than reirradiation [6], and the risk of major complications can be as high as 57% [7]. Long term complications of a second
course of radiation include multiple cranial nerve palsies, which lead
to dysphagia and aspiration, and hence malnutrition and recurrent
⇑ Address: Division of Head and Neck Surgery, Department of Surgery, University
of Hong Kong Li Ka Shing Faculty of Medicine, Queen Mary Hospital, 102 Pokfulam
Road, Hong Kong Special Administrative Region. Tel.: +852 2255 4394; fax: +852
2819 3780.
E-mail address: chanjyw@gmail.com
pneumonia. Severe osteoradionecrosis may also occur, which is often debilitating and sometimes life-threatening. Internal carotid
blowout is not an infrequent cause of death in these patients, and
other complications, such as radiation myelitis, can cause peripheral
weakness of limbs, severe hearing loss, and visual impairment.
Surgery in the nasopharynx, however, is not without obstacles.
The nasopharynx is deep seated in the central part of the skull, being
at least 10 cm from the nasal vestibule anteriorly, and is obscured by
the cranium superiorly, the maxilla anteriorly, the palate inferiorly,
the mandible laterally, and the cervical spine posteriorly. In this
chapter, we will describe the different surgical approaches to the
nasopharynx and the outcome after nasopharyngectomy for recurrent NPC.
Preoperative assessment
Patients with NPC treated by radiotherapy should have regular
endoscopic assessment after the initial therapy. In addition, those
who complained of new symptoms, including nasal obstruction,
persistent headache, blood stained sputum, facial numbness or cranial nerve palsies should have nasopharyngsocopy arranged. This
should be followed by biopsy under local anaesthesia even if there
is no gross abnormality under endoscopic examination. Submucosal tumour invasion is not uncommon after radiotherapy, and deep
1368-8375/$ - see front matter Ó 2013 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.oraloncology.2013.05.003
Please cite this article in press as: Chan JYW. Surgical management of recurrent nasopharyngeal carcinoma. Oral Oncol (2013), http://dx.doi.org/10.1016/
j.oraloncology.2013.05.003
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J.Y.W. Chan / Oral Oncology xxx (2013) xxx–xxx
biopsy is often necessary to confirm the diagnosis of tumour
recurrence. Nevertheless, endoscopic diagnosis of early recurrent
NPC is often challenging. Narrow-band imaging (NBI) in the detection of NPC has been studied, and it was found that it is potentially
useful in such circumstances [8]. It can offer a timely, convenient,
and a highly reliable way to assess recurrent tumours in the nasopharynx. It may also guide endoscopic resection during nasopharyngectomy [9].
Imaging is useful to assess the loco-regional extent of the recurrent
tumour. It is also helpful in patients with high suspicion of tumour
recurrence, and yet repeated nasopharyngeal biopsies are negative.
MRI allows better tissue delineation and definition than CT scan, which
is crucial for the assessment of prevertebral fascial invasion, parapharyngeal extension and petrosal internal carotid artery (ICA) involvement, and retropharyngeal lymph node metastasis [10]. The
presence of skull base erosion and dural involvement should be identified, and in particular, extension through the foramen rotundum, foramen ovale, foramen lacerum and invasion of the cavernous sinus. The
imaging should also cover the neck to rule out the presence of synchronous cervical nodal metastasis. More recently, [18F]-FDG PET-CT scan
is available and is particularly useful for systemic work-up before surgery. It is also invaluable in the diagnosis of isolated retropharyngeal
lymph node metastasis after radiotherapy, where image guided biopsy
is impossible due to the location.
Circulating cell free Epstein–Barr virus (EBV) deoxyribonucleic
acid (DNA) is useful as a molecular marker in the monitoring of
treatment response. Chan et al. studied 31 patients with undifferentiated NPC, and at a median follow up of 33.7 months, 6 distant and 3
locoregional failures were detected. Plasma EBV DNA was found to
be significantly elevated in 88.9% of patients with treatment failure,
while remained undetectable for those in remission [11]. For patients with recurrent NPC, the pre-operative plasma EBV DNA also
predicts the chance of resection with clear margins [12], which
may help to stratify patients who may benefit from adjuvant treatment. However, 15.6% of patients with recurrent NPC have no
detectable plasma EBV DNA before operation, despite the presence
of histologically proven, EBER positive, undifferentiated carcinoma
in the nasopharynx. Pre-operative measurement should be performed in order to identify this group of patients as they cannot rely
on the molecular marker to monitor the treatment response.
Surgical options for recurrent nasopharyngeal carcinoma
Apart from small recurrent tumours in the nasopharynx which
can be treated by intracavitary [13] or interstitial [14] brachytherapy, majority of the persistent or recurrent tumours are managed
by formal surgical resection. It is indicated when the disease cannot be managed by brachytherapy, either being too extensive or
being located in a unfavourable position, such as the cartilage of
the Eustachian tube, where the gold grains cannot be implanted securely. It is indicated when the parapharyngeal space is invaded by
the tumour, where en-bloc removal of the cancer with preservation of the internal carotid artery is crucial. As mentioned before,
the nasopharynx is located in a difficult position such that oncologic extirpation has been a technical challenge. The difficulty was addressed by Wilson in 1950 [15]. Over the years, efforts had been
made to explore different approaches to this difficult area. The
superior, trans-skull base technique had been described. After craniotomy, the frontal lobe can be lifted and retracted, allowing the
resection of lesions at the clivus, nasopharynx to as low as the second cervical vertebra [16]. Complications such as meningitis, leakage of cerebrospinal fluid, formation of encephalocele and
development of diabetes insipidus have been reported [17]. The
lateral, infratemporal fossa approach has been described in 1979
[18]. The internal carotid artery is exposed and safeguarded during
operation, but the associated morbidities include conductive hear-
ing loss and trigeminal nerve dysfunction. The exposure is also not
optimal for nasopharyngeal tumours that extended to the contralateral nasopharynx.
When the tumour is located in the posterior wall of the nasopharynx, resection can be performed via the inferior/transpalatal
approach [19]. The soft palate is retracted anteriorly and the nasopharyngeal region is approached from below. In order to improve
the exposure, a transverse incision can be made between the soft
and hard palate junction and the soft palate retracted posteriorly.
Alternatively, the soft palate can be split in the midline and retracted laterally for better exposure [20]. However, it is difficult
to manipulate the surgical instruments in the palatal wound, and
the exposure of the parapharyngeal space in limited.
Currently, there are two surgical techniques commonly employed for the resection of cancer of the nasopharynx.
Maxillary swing nasopharyngectomy
The nasopharynx and the anterior skull base are obscured from
surgical approach by the maxillary antrum anteriorly. It has been
reported that the whole maxilla can be removed to facilitate resection of tumours in the region. At the completion of surgery, it is
possible to reinsert the maxilla as a free bone graft and no bone
resorption is demonstrated at 15 months post-operation [21]. Nevertheless, in patients with previous radiotherapy, wound healing
may be suboptimal and the non-vascularized bone graft may be
resorped with the formation of sequestra. It is beneficial to preserve the blood supply to the maxillary antrum so that it is swung
out as an osteocutaneous flap [22].
The surgical approach involves a Weber Ferguson facial incision
as in maxillectomy, incision on the palate, osteotomies of the anterior wall, medial wall of the maxillary antrum, and lower portion of
the zygomatic arch (Fig. 1). The pterygoid plates are also separated
from the maxillary tuberosity. The maxillary osteocutaneous unit
can then be swung out while maintaining its blood supply from
the branches of the external carotid artery. This anterolateral approach provides complete exposure of the ipsilateral nasopharynx
down to the oropharynx and the associated parapharyngeal space.
With the removal of the posterior part of the nasal septum the contralateral nasopharynx can also be exposed, although access to the
contralateral parapharyngeal space is limited. Because of the wide
exposure, persistent or recurrent cancer of the nasopharynx can be
removed with adequate margins. Resection is also possible for tumours with parapharyngeal space invasion or those with retropharyngeal lymph node metastasis [23]. In such scenario, the resection
of tumours in the parapharyngeal space en-bloc with the pharyngobasilar fascia ensures microscopic tumour clearance on the surface of the ICA. The artery can be identified and safe-guarded by
palpation, intra-operative ultrasound, or CT navigation. Temporalis
muscle flap or microvascular free flap is frequently employed in
such circumstances to protect the exposed ICA.
After the tumour is resected, the surgical margins are sent for
frozen section examination. If one or more of the margins showed
the presence of microscopic tumour deposits, further resection
would be performed, if possible. Upon the completion of surgery,
the maxillary osteocutaneous unit was returned into position and
the osteotomy sites were fixed with titanium mini plates and
screws. A pre-fabricated dental obturator was fitted to ensure
accurate dental positioning. Tracheostomy was performed for airway protection and nasogastric tube was inserted for feeding during the early post-operative period.
Over the past 2 decades, we have performed salvage nasopharyngectomy for 312 patients using the maxillary swing approach
[24]. Majority (94.6%) of the tumours were undifferentiated carcinoma which were Epstein-Barr virus encoded RNA (EBER) positive.
Please cite this article in press as: Chan JYW. Surgical management of recurrent nasopharyngeal carcinoma. Oral Oncol (2013), http://dx.doi.org/10.1016/
j.oraloncology.2013.05.003
J.Y.W. Chan / Oral Oncology xxx (2013) xxx–xxx
3
Figure 1. (Left) Patient with recurrent nasopharyngeal carcinoma involving the left nasopharynx. Left maxillary swing nasopharyngectomy was performed via the left Weber
Ferguson Longmire incision. (Middle) After the osteotomies, the maxillary osteocutaneous unit (M) was swung out to expose the tumour in the ipsilateral nasopharynx. (Right)
Specimen after nasopharyngectomy showing the tumour (T) resected with wide margins. The cartilaginous portion of the Eustachian tube (splinted with yellow tube) was
resected en-bloc with the tumour.
The median interval between the initial radiotherapy and the
detection of tumour recurrence was 22 months. Macroscopic tumour clearance was achieved in all patients. Microscopically clear
resection margins was achieved in 79.5% of the subjects, and these
patients had received subsequent adjuvant treatment, if possible.
All patients survived the operation, and the mean hospital stay
was 12 days. After a median follow up of 34 months, the overall
5-year actuarial local tumour control was 74%, which was significantly higher in patients with clear resection margins (79% vs.
57%, p = 0.000). The 5-year overall survival was 62%, which, again,
was significantly higher in patients with clear resection (63% vs.
37%, p = 0.000). Tumor size and the resection margin status were
the two independent factors that significantly influence the surgical outcome.
With improving experience, larger tumours can be resected
with oncologically satisfactory results. Tumours with parapharyngeal invasion or retropharyngeal lymph node metastasis, the lesion
can be resected down to and including the pharyngobasilar fascia.
For tumours with encasement of the ICA or erosion of the skull
base around the carotid canal, the tumour can be removed in
staged operations. In the first stage surgery, the cerebral perfusion
is secured using an extra-cranial intra-cranial bypass vascular
graft. This is followed by the second stage operation, when the tumour is resected en-bloc with the petrosal ICA and skull base bone
using a combined cranio-facial resection. The resultant defect is
usually reconstructed by microvascular free flaps. With such an extended approach, 81.8% of curative resection rate can be achieved
in our group of 22 patients [23]. None of the patients had neurovascular complications after surgery. Except for 1 patient who
was found to have local recurrence and systemic metastasis soon
after surgery, the rest of the patients remained disease free.
The local recurrence rate after salvage nasopharyngectomy is
13.1% [25], the risk of which is significantly higher in patients with
positive resection margins at the previous nasopharyngectomy
(39.6% vs. 6.9%, p = 0.006). The recurrence can occur at the ipsilateral (60.6%) or contralateral (30.3%) nasopharynx, as well as the nasal side of the soft palate (9.1%). Overall, 63.6% of these patients are
amenable for further surgery. The most common reason for inoperability is intracranial extension with cavernous sinus invasion, followed by encasement of ICA with substantial paraspinal
infiltration. Depending on the location of the recurrent tumour,
the proportion of patients where further surgery is feasible is
50% for ipsilateral tumour, 80% for contralateral recurrence, and
100% for nasal floor recurrence. More than half of the patients
operated required flap coverage of the exposed skull base and
the ICA to prevent subsequent osteoradionecrosis and carotid
blowout.
In a longitudinal study of the quality of life (QOL) in patients
after maxillary swing nasopharyngectomy, it was found that there
is no significant change in the mean global health system score
after surgery [26]. Five functioning domains were studied, including physical, role, emotion, cognitive and social functions. Majority
of them were satisfactory after surgery, apart from social functioning, which scored slightly lower than the others. The presence of
post-operative palatal fistula significantly affects the QOL, resulting in weight loss and poor social eating. In view of this, a modification of the palatal incision is now adopted [27]. By using a
curvilinear incision over the ipsilateral side of the palate, the
mucosal incision is no longer overlapping with the palatal osteotomy site, thereby effectively reducing the rate of palatal fistula
from 24% to 4.3%. The other post-operative complication that significantly affects the QOL after surgery is the development of skull
base osteoradionecrosis (ORN). The presence of ORN is associated
with significantly more pain, more consumption of analgesics,
and poorer social contact. To prevent this complication, coverage
of the raw bone after nasopharyngectomy is mandatory. Small area
of exposed bone can be resurfaced by the use of the posteriorly
pedicled middle turbinate mucoperiosteal flap [28] or nasal septal
mucosal flap [29]. For wide area of raw bone, especially those with
exposed petrosal ICA, microvascular free flap remains the best option for coverage. In general, the QOL is good for patients after salvage nasopharyngectomy using the maxillary swing approach.
Attention should be paid to achieve curative resection and to avoid
complications, such as palatal fistula and ORN after surgery.
The mean hospital stay for patients after maxillary swing nasopharyngectomy is 8.2 days. The mean operative time is 382 min
and 8.3% of patients require blood transfusion during surgery,
and the mean transfusion requirement is 1.2 l of pack red cells.
All patients can resume oral feeding upon discharge. Common
complications after surgery include facial numbness (7.4%), ectropion (1.8%), epiphora (6.5%), trismus (9.2%), palatal fistula (4.3%)
and middle ear effusion (37.8%).
Minimally invasive nasopharyngectomy
With improvements in the visualization, instrumentation and
technology in endoscopic sinus surgery, surgeons have extended
their practice to nasal cavity and sinus malignancy surgery. After
Please cite this article in press as: Chan JYW. Surgical management of recurrent nasopharyngeal carcinoma. Oral Oncol (2013), http://dx.doi.org/10.1016/
j.oraloncology.2013.05.003
4
J.Y.W. Chan / Oral Oncology xxx (2013) xxx–xxx
Figure 2. (Above, left) T2 weighted MRI showed the presence of recurrent nasopharyngeal carcinoma (white arrow) at the posterior wall of the nasopharynx with no
parapharyngeal extension. (Above, right) Endoscopic view of the recurrent tumour (T) at the posterior nasopharyngeal wall. (Below, left) In order to provide working space for
the robotic instruments, the soft palate was split longitudinally and retracted with the help of the Dingman retractor. (Below, right) Magnified view of the surgical field at the
console. The tumour is removed under direct vision using the grasping forceps and scissors with monopolar diathermy.
the first report of trans-septal endoscopic nasopharyngectomy by
Yoshizaki et al. [30], further modification of the techniques are described to improve the exposure for resection, including removing
the inferior turbinate [31]. Adequate resection of small tumour located in the posterior wall of the nasopharynx can be achieved
with the endoscope approach, and the oncological result has been
encouraging. While much has been made about obviating the need
for an incision in endoscopic nasopharyngectomy, the major
advantage may well truly be the improved visualisation. En bloc
resection of tumour is made easier using electric knife with an
adjustable angle of knifepoint [32] or laser [33]. The ordinary
instruments for nasoendoscopic surgery, however, limits the oncological resection of larger tumours, especially on the lateral wall of
the nasopharynx.
There are increasing reports on the efficacy of transoral robotic
surgery (TORS) in head and neck surgery, particularly for pathology
in the oropharynx [34], supraglottic larynx [35] and upper hypopharynx [36]. Its use on removing recurrent tumours in the nasopharynx has also been described [37]. Access to the nasopharynx
is facilitated by a longitudinal split of the soft palate (Fig. 2). The
tumour is visualised using a 0° 8-mm dual channel camera introduced transorally, and it is removed using a 5-mm Maryland grasping forceps mounted to left robotic arm and a 8-mm scissors with
monopolar diathermy mounted to the right robotic arm. The threedimensional camera of the surgical robot provides excellent visualization, and the maneuverability of the robotic instruments with
the Endowrist design is a major advantage over the traditional
nasoendoscopic instruments, especially for deep and small area
like the nasopharynx. When the sphenoid bone has to be removed
due to tumour involvement, the procedure can be performed by a
combined transnasal endoscopic and transoral robotic assisted approach [38]. The major drawback of the TORS nasopharyngectomy
is the lack of tactile sensation, and currently, the procedure is limited to the resection of small recurrent tumours with minimal
parapharyngeal invasion. If major resection of the parapharyngeal
space is necessary, it is advisable to identify and protect the ICA
through neck to the skull base before tumour extirpation is
contemplated.
Conclusion
Surgical salvage of recurrent NPC is an effective treatment
modality with acceptable morbidity. The choice of surgical approach should be tailored to the individual patients accroding to
the extent of the tumour. With the advancement of intensity modulated radiotherapy and stereotactic radiotherapy, however, prospective, randomized controlled trials are required in the future
to determine the best treatment option for such condition.
Conflict of interest statement
None declared.
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Please cite this article in press as: Chan JYW. Surgical management of recurrent nasopharyngeal carcinoma. Oral Oncol (2013), http://dx.doi.org/10.1016/
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