Available online at www.sciencedirect.com
Advanced Drug Delivery Reviews 60 (2008) 1037 – 1055
www.elsevier.com/locate/addr
Therapeutic and diagnostic applications of dendrimers for cancer treatment☆
Jesse B. Wolinsky, Mark W. Grinstaff ⁎
Departments of Biomedical Engineering and Chemistry, Boston University, Boston, Massachusetts 02215, USA
Received 10 September 2007; accepted 14 February 2008
Available online 4 March 2008
Abstract
Dendrimers are prepared with a level of control not attainable with most linear polymers, leading to nearly monodisperse, globular macromolecules
with a large number of peripheral groups. As a consequence, dendrimers are an ideal delivery vehicle candidate for explicit study of the effects of
polymer size, charge, composition, and architecture on biologically relevant properties such as lipid bilayer interactions, cytotoxicity, internalization,
blood plasma retention time, biodistribution, and tumor uptake. Over the last several years, substantial progress has been made towards the use of
dendrimers for therapeutic and diagnostic purposes for the treatment of cancer, including advances in the delivery of anti-neoplastic and contrast agents,
neutron capture therapy, photodynamic therapy, and photothermal therapy. The focus of this review is on dendrimer developments from the last four
years for oncological applications, with emphasis on distinct architectures and the biological responses these structures elicit.
© 2008 Published by Elsevier B.V.
Keywords: Dendrimer; Local Therapy; Nanoparticle; Cancer Treatment; Drug-conjugates; Drug Delivery
Contents
1.
2.
Introduction . . . . . . . . . . . . . . . .
Architecture and composition. . . . . . .
2.1. Dendrimer-membrane interactions .
2.2. End groups and toxicity . . . . . .
2.3. Pharmacokinetics . . . . . . . . .
3. Drug delivery . . . . . . . . . . . . . . .
3.1. Drug-encapsulated dendrimers. . .
3.2. Dendrimer-drug conjugates . . . .
4. Targeted drug delivery . . . . . . . . . .
4.1. Folic acid . . . . . . . . . . . . .
4.2. Peptides . . . . . . . . . . . . . .
4.3. Monoclonal antibodies . . . . . .
4.4. Glycosylation . . . . . . . . . . .
5. Photodynamic therapy . . . . . . . . . .
6. Boron neutron capture therapy . . . . . .
7. Photothermal therapy . . . . . . . . . . .
8. Imaging . . . . . . . . . . . . . . . . . .
9. Conclusions. . . . . . . . . . . . . . . .
Acknowledgements . . . . . . . . . . . . . .
References . . . . . . . . . . . . . . . . . . .
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1037
1038
1038
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This review is part of the Advanced Drug Delivery Reviews theme issue on “Design and Development Strategies of Polymer Materials for Drug and Gene
Delivery Applications”.
⁎ Corresponding author. Tel.: +1 617 358 3429; fax: +1 617 353 6466.
E-mail address: mgrin@bu.edu (M.W. Grinstaff).
0169-409X/$ - see front matter © 2008 Published by Elsevier B.V.
doi:10.1016/j.addr.2008.02.012
1038
J.B. Wolinsky, M.W. Grinstaff / Advanced Drug Delivery Reviews 60 (2008) 1037–1055
1. Introduction
The emerging role of dendritic macromolecules for anticancer therapies and diagnostic imaging has highlighted the
advantages of these well-defined materials as the newest class
of macromolecular nano-scale delivery devices. As the relationships between dendrimer architecture, biocompatibility, retention, and delivery have become better elucidated, unique
dendrimer derivatives have been synthesized for greater
specificity and functionality, particularly with regards to
pharmacokinetics and targeted delivery. Over the last several
years, substantial progress has been made towards the use of
dendrimers for therapeutic and diagnostic purposes for the
treatment of cancer, including advances in the delivery of antineoplastic and contrast agents, neutron capture therapy,
photodynamic therapy, and most-recently, photothermal
therapy.
The key properties of dendrimers that lend themselves as
nano-carriers for biological applications are being identified and
reviewed [1–3], and more recently, the increasing importance of
these properties to dendrimer-based oncological approaches [4–
6]. As will be discussed herein, general principles are being
established for designing dendrimer structures as delivery
vehicles which include: 1) negatively-charged and neutral
dendrimers are generally biocompatible, while positivelycharged species show varying degrees of toxicity; 2) dendrimer
architecture can dramatically influence pharmacokinetics; 3)
PEGylation increases water solubility and dendrimer size, and
can lead to improved retention and biodistribution characteristics; 4) therapeutic agents can be internalized into the void
space between the periphery and core, or covalently attached to
functionalized surface groups; 5) targeting moieties bound to
the dendrimer surface can be used to preferentially treat cancer
cells with certain over-expressed receptor targets. As dendrimer
structures have become more specialized, improved efficacy in
in vitro and in vivo models is being realized.
The focus of this review is on dendrimer developments from
the last four years towards the treatment of cancer, with
emphasis on distinct architectures and the biological responses
these structures elicit. Mechanistic aspects including dendrimerlipid bilayer interactions, routes of cellular uptake, targeting,
and biodistribution are discussed in order to relate composition
to therapeutic effect. More broadly, a comprehensive survey of
novel dendrimer structures and updates on existing technologies
regarding cancer-specific applications is reported.
2. Architecture and composition
Dendrimers can be prepared with a level of control not
attainable with most linear polymers, leading to nearly
monodisperse, globular macromolecules with a large number
of peripheral groups. Dendrimers are usually synthesized by
one of two strategies. The dendrimer can be grown outwards
from a central core, a process known as the divergent method
pioneered by Tomalia and Newkome [7–9], or it can be
prepared by Fréchet's convergent method by which the
dendrimer is synthesized from the periphery inwards, terminat-
ing at the core [10]. The branching units are described by
generation, starting with the central branched core molecule as
generation 0 (G0) and increasing with each successive addition
of branching points (i.e., G1, G2, etc.); dendrimers are often
characterized by their terminal generation, such that a G5
dendrimer refers to a polymer with four generations of branch
points emanating from a central branched core. With each
successive generation, the number of end groups increases
exponentially. Dendritic macromolecules tend to linearly
increase in diameter and adopt a more globular shape with
increasing dendrimer generation [3]. As a consequence,
dendrimers have become an ideal delivery vehicle candidate
for explicit study of the effects of polymer size, charge, and
composition on biologically relevant properties such as lipid
bilayer interactions, cytotoxicity, internalization, blood plasma
retention time, biodistribution, and filtration. The majority of
studies have been performed on modified polyamidoamine
(PAMAM) dendrimer, in part because PAMAM generations 0
through 10 (G0–G10) are commercially available featuring a
wide number of peripheral groups (4 to 4096), end-group
functionality (e.g. amine, carboxylic acid, hydroxyl) and
molecular weights (657 to 935,000 g/mol). Other dendritic
molecules under active investigation include poly(propylene
imine), poly(glycerol-co-succinic acid), poly(L-lysine), poly
(glycerol), poly(2,2-bis(hydroxymethyl)propionic acid) and
melamine dendrimers (Fig. 1). All together, these dendrimers
represent a collection of macromolecules which possess varied
chemical structures and properties (e.g., basicity, hydrogen
bonding capability, charge, etc.) that can be manipulated by
increasing dendrimer generation or modifying surface groups.
Over the last few years, mechanistic and systematic studies have
been taken to understand the relationships between the
composition, architecture, and properties of dendrimers towards
improved biocompatibility from cell to tissue and pharmacokinetic considerations including biodistribution and excretion.
2.1. Dendrimer-membrane interactions
Previous studies have reported that large, cationic macromolecules can disrupt cell membranes to facilitate transport of
biomolecules into cells [11,12]. These studies examined the
interactions between positively-charged polymers with lipid
vesicles and cultured cells, but more recently, a mechanistic
understanding regarding the effects of size, charge, and
functionality was reported by the groups of Banaszak Hall
and Baker. For the first time, dendrimer-lipid bilayer interactions have been directly observed using characterization
techniques including atomic force microscopy (AFM), dynamic
light scattering (DLS), and 31P NMR. G7-PAMAM dendrimers
(~ 8 nm in diameter) with amine or carboxylate peripheral
functional groups formed 15–40 nm holes in supported 1,2dimyristoyl-sn-glycero-3-phosphocholine bilayers, a model
phospholipid membrane [13]. The dendrimers showed an
affinity for bilayer defect edges. Meanwhile, core–shell
tectodendrimer clusters—multi-dendritic assemblies comprised
of 10 to 12 G5 carboxylate-capped dendrimers covalently
attached to a G7 amine-capped dendrimer (~ 28 nm diameter as
J.B. Wolinsky, M.W. Grinstaff / Advanced Drug Delivery Reviews 60 (2008) 1037–1055
Fig. 1. Structures of dendrimers used for delivery of cancer therapies. (1) PAMAM, (2) melamine-based dendrimer, (3) dendrimer based on 2,2-bis(hydroxymethyl) propionic acid, (4) PPI, (5) dendrimer based on
glycerol and succinic acid with a PEG core, and (6) dendrimer based on 5-aminolaevulinic acid.
1039
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J.B. Wolinsky, M.W. Grinstaff / Advanced Drug Delivery Reviews 60 (2008) 1037–1055
reported by the Tomalia group [14])—did not result in hole
formation, indicating that charge is not the only factor resulting
in membrane disruption. It was also proposed that dendrimer
shape may play a part in forming dendrimer-lipid vesicles by
removing individual lipid molecules from the membrane. This
theory was further supported by 31P chemical shifts indicative
of dendrimer–liposome interactions, and by DLS which showed
complexes with a mean diameter larger than dendrimer alone
but smaller than pure liposomes.
The role of size and charge on lipid bilayer disruption was
further analyzed with G3, G5, and G7 PAMAM dendrimers
displaying positively-charged amine or neutrally-charged
acetamide end groups (Fig. 2). Both the G7 amine and
acetamide-capped dendrimers led to membrane hole formation. The G5 amine dendrimers showed a significantly
diminished ability to remove lipid molecules from the bilayer,
participating predominately in the growth of existing
deformities, while the G3 amine, G3 acetamide, and G5
acetamide dendrimers showed no propensity to participate in
hole formation. Several ideas were suggested relating
dendrimer size and the ability of the end groups to associate
with lipid molecules, based on dendrimer-lipid vesicle
assembly. The ratio of lipid headgroups (L) in contact with
the dendrimer surface to the number of dendrimer peripheral
end groups (P) seems to be a determining factor in hole
formation. G7 PAMAM dendrimers support low (L/P) ratios
allowing for the formation of stable dendrimer-lipid vesicles
[15]. In a separate study, it was shown that cationic PAMAM
leads to hole formations only in the fluid phase of a
membrane, whereas the existence of a gel phase in the plasma
membrane is unaffected by the presence of these dendrimers,
suggesting that the phase of the lipid bilayer may impact
cellular uptake studies under certain experimental conditions
[16].
The concept of dendrimer architecture and membrane bilayer
hole creation was broadened to a range of linear and dendritic
polycationic polymers commonly investigated for drug delivery
applications, including poly-L-lysine (PLL), polyethylenimine
(PEI), diethylaminoethyl-dextran (DEAE-DEX), and PAMAM,
and compared against neutrally-charged polymers, including
polyvinyl alcohol (PVA) and polyethylene glycol (PEG), in
vitro [17]. Polymer solutions were added to KB and Rat2 cell
lines, cytosolic enzymes lactate dehydrogenase (LDH) and
luciferase (LUC) were measured to detect membrane permeability, and propidium iodide and FITC dye molecules were
used to quantify transport in and out of the cells. Polymer charge
density was found to significantly impact membrane permeability, with the most densely-charged polymer, PEI, releasing
the largest amounts of cytosolic enzymes outside the cells, as
well as facilitating the transport of dye molecules. PAMAM's
increased ability to enhance membrane permeability was again
attributed to its spherical architecture promoting interactions
between the dendrimer and lipid molecules. Meanwhile, PVA
and PEG polymers had no impact on membrane permeability.
All cationic polymers in this study were capable of substantial
hole formation at large concentrations, which resulted in cell
death.
Although membrane permeability may play a role in the
cellular uptake of certain dendrimers, conventional modes of
endocytotic internalization are attributed to the uptake of many
dendrimers. A recent study by the group of Duncun examined
the effect of structure on the rate and mechanism of cellular
uptake of linear and branched PEIs, and PAMAM (G2, G3, and
G4) dendrimers [18]. Binding, endocytic capture, and intracellular trafficking were evaluated with Oregon green-conjugated
polymers, and all three polymers were internalized through an
adsorptive endocytosis pathway by B16f10 melanoma cells. G4
PAMAM showed the highest rate of uptake, followed distantly
by branched PEI, linear PEI, G3 PAMAM, and G2 PAMAM in
decreasing magnitude of internalization. Non-specific binding
to proteoglycans within the cell membrane was expected via
ionic interactions. Branched PEI showed 5-fold greater binding
to the plasma membrane than linear PEI, perhaps explaining
increased endocytosis of the linear chains compared to the
branched polymers. G4 PAMAM and branched PEI were
internalized primarily by cholesterol-dependant pathways while
Fig. 2. Interaction of PAMAM dendrimers with lipid bilayers. Large, cationic PAMAM dendrimers form nano-scale holes in lipid bilayers. These interactions are
greatly reduced or eliminated by decreasing PAMAM generation and/or capping the end groups with neutral acetamide moieties (adapted from [15]).
J.B. Wolinsky, M.W. Grinstaff / Advanced Drug Delivery Reviews 60 (2008) 1037–1055
linear PEI uptake was independent of cholesterol and clathrin
pathways, suggesting that dendrimer architecture affects the
mode of cellular internalization.
2.2. End groups and toxicity
Several groups have shown that cell toxicity strongly
correlates with dendrimer end group functionality. Positivelycharged groups such as amines generally demonstrate dosedependent toxicity; for this reason, positively-charged groups
are often capped with neutral molecules such as acetyl and
glycidol groups or poly(ethylene oxide) chains [19,20]. Recent
studies have broadened the investigation of end groups on
toxicity (Fig. 3). The Schluter group examined the impact of
peripheral functionality on the cytotoxicity of MCF-7 breast
cancer cells in vitro using low generation (G0, G1, and G2)
polyamidoamine-like polymers [21]. The dendrimers were
prepared featuring peripheral groups including tert-butoxycarbonyl or benzyloxycarbonyl-protected quaternized amines,
tert-butoxycarbonyl-protected or unprotected L-phenylalanine,
L-methionine,
1041
or L-aspartic acid amino acids, diaminopropionic
acid (platinum-binding), or 5-dimethylaminonapthalene-1-sulphonyl (fluorescent label). The latter two end groups possess the
capacity for the delivery of the anti-proliferative cisplatin or
contrast imaging modalities, respectively. In general, most of
the positively-charged materials led to cell toxicity, but
interestingly not all, including diaminopropionic acid dendrimers, showed this effect. The dendrimer core structure did not
seem to have an influence on toxicity for these low generation
macromolecules.
In another study by the Simanek group, the effect of surface
groups on cytotoxicity, hemolysis, and acute in vivo toxicity
was investigated using melamine polymers as drug delivery
vehicles [22]. Unmodified melamine dendrimers have previously shown to be hemolytic. To improve biocompatibility of
these polymers, amine, boc-protected amine, guanidine,
carboxylate, sulfonate, phosphonate, and PEGylated G3
melamine dendrimers were synthesized and added separately
to red blood cells, and acute toxicity and hemolysis was
monitored. Positively-charged amine and guanidine groups
Fig. 3. Survey of dendrimer end groups. Cationic and certain amino acid peripheral groups tend to invoke a cytotoxic response (⁎).
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J.B. Wolinsky, M.W. Grinstaff / Advanced Drug Delivery Reviews 60 (2008) 1037–1055
demonstrated dose and time-dependent hemolytic activity,
negatively-charged sulfonate, phosphonate, and carboxylate
dendrimers led to limited hemolysis only at high concentrations
(~ 1 mg/mL compared to b0.01 mg/mL for amine-terminated at
24 h), and PEGylated melamine showed minimal activity. Cell
viability studies on Clone 9 rat liver cells revealed similar
trends. PEGylated melamine was chosen as a candidate delivery
vehicle, injected into male C3H mice at acute loads to measure
in vivo toxicity, and compared to unmodified G3 melamine
dendrimers. The PEGylated dendrimers were non-cytotoxic, as
evidenced by insignificant increases in urea nitrogen or liver
enzyme levels. A previous study on acute and subchronic in
vivo toxicity of unmodified G3 melamine dendrimers showed
that high doses (160 mg/kg) resulted in 100% mortality [23].
Urea nitrogen blood levels remained normal for all dendrimer
concentrations, while alanine transaminase levels indicated
healthy liver function at or below 10 mg/kg for acute doses
and 2.5 mg/kg for subchronic dosing schemes. These results
are consistent with previous PAMAM toxicity investigations
where it was shown that G3-PAMAM is well-tolerated in vivo
at 2.6 mg/kg for 7 days, 30 days, and 6 months after exposure
[24].
2.3. Pharmacokinetics
Circulation time, organ uptake, and tumor accumulation are
all critical factors for efficacy in vivo with a polymeric drug
delivery system. As such the pharmacokinetics need to be
understood as a function of dendrimer composition, generation,
and architecture. In a recent study, the groups of Fréchet and
Szoka reported the pharmacokinetics of bow-tie dendrimer
based on poly(ethylene glycol) (PEG) and 2,2-bis(hydroxymethyl)propionic acid with varying molecular weights and
chain numbers to determine the effect of molecular weight
and architecture [25]. The polymers were comprised of G3
hydroxyl-terminated branching on one side, and G1, G2, or G3
branching on the opposite side featuring PEG chains of 5000,
10,000, and 20,000 molecular weights. Examples of a [G1](PEG20k)2-[G3]-(OH)8, [G3]-(PEG5k)8-[G3]-(OH)8, and a [G3](PEG10k)8-[G3]-(OH)8 are shown in Fig. 4. All structures,
regardless of molecular weight, demonstrated minimal cytotoxicity upon exposure to MDA-MB231 breast cancer cells.
Incubation of the [G3]-(PEG5k)8-[G3]-(OH)8, polymer in buffer
solutions at pH 5.0 or pH 7.4 led to significant degradation over
15 days, with a bimodal distribution of molecular weights
appearing between days 5 and 10 as detected by size exclusion
chromatography. The two distributions are indicative of
carbamate chain hydrolysis and subsequent cleavage of PEG
chains from the dendrimer branches. Ester hydrolysis is also
expected to result in further degradation. Biodistribution studies
with PEGylated 125I-labeled dendrimers injected into CD-1
mice showed several trends. G3 dendrimers with molecular
weights of approximately 45,000, 85,000, and 165,000
(PEGylated with 8 chains per molecule; PEG5000, PEG10000,
and PEG20000; [G3]-(PEG5k)8-[G3]-(OH)8, [G3]-(PEG10k)8[G3]-(OH)8, and [G3]-(PEG20k)8-[G3]-(OH)8,respectively)
had long circulation times, with elimination half-lives of 31,
40, and 50 h, respectively. Less than 4% of these polymers were
excreted in the urine over 48 h, with 7 to 16% excreted in the
feces over the same time span. Circulation of the [G2]-(PEG)4[G3]-(OH)8 dendrimer system was significantly shorter, with
the ≈ 45,000 and 85,000 molecular weight dendrimers
(PEG10000 and PEG20000 respectively) showing half-lives of
26 and 25 h, while the 23,000 molecular weight [G2]-(PEG5k)4[G3]-(OH)8 had a decidedly smaller half life of 11 h. This result
was not surprising as the molecular weight cutoff for renal
filtration of linear PEG has been reported between 30,000 to
40,000 Da [26]. Importantly, an architecturally dependent
response was observed, where the number of PEG macromolecules attached to the bow tie dramatically influenced
circulation time. A [G1]-(PEG20k)2-[G3]-(OH)8 polymer of
44,000 Da has a half life of 1.5 h whereas a [G3]-(PEG5k)8[G3]-(OH)8 of similar molecular weight has a half life of 31 h.
Next, the two largest [G3]-(PEG10k)8-[G3]-(OH)8 and [G3](PEG20k)8-[G3]-(OH)8 macromolecules were injected intravenously into tumored C57BL6 mice previously injected
subcutaneously with B16F10 melanoma cells. Both polymers
showed similar biodistribution characteristics, with high levels
of material found in the tumors (10% to 15%) and blood (18%
to 20%) at 48 h.
The biodistribution characteristics of G4, G5, and G6 amino
acid dendrimers based on poly(L-lysine) or poly(L-ornithine),
and their PEGylated derivatives, were reported by Okuda et al.
[27]. PEGylation of the dendrimer had remarkably different
Fig. 4. Poly(ethylene oxide) Bow-tie hybrids. Pharmacokinetics of dendrons based on 2,2-bis(hydroxymethyl)propionic acid can be tuned by varying generation size
(G1, G2, and G3) and PEG chain molecular weight (5000, 10,000, and 20,000). aMALDI-TOF MS (adapted from [25]).
J.B. Wolinsky, M.W. Grinstaff / Advanced Drug Delivery Reviews 60 (2008) 1037–1055
biodistribution characteristics than its unmodified counterpart.
Non-PEGylated G4, G5, and G6 amino acid dendrimers were
all eliminated from circulation within minutes of injection, with
accumulation primarily in the liver and kidneys. Hepatic
accumulation increased with larger generation polymers,
correlating to similar increases in dendrimer positive charge,
while renal accumulation decreased. PEGylation of the G6 poly
(L-lysine) resulted in a polymer of approximately 396,000 Da
molecular weight with a particle size of about 17 nm compared
to an original polymer of 16,000 Da molecular weight with a
particle size of about of 6 nm. The retention time of this
molecule was increased from minutes to over 24 h. Liver
accumulation also substantially decreased by about half (to 25%
over 60 min), and renal accumulation was not detected.
The G6-PEGylated lysine dendrimers were also evaluated
for their tumor-selective targeting as a consequence of the EPR
effect through biodistribution studies in normal and tumorbearing mice [28]. The two PEGylated lysine dendrimers
possessing low (10) or high (~ 76) number of PEG 5000 Da
chains attached to the periphery groups (66,000 vs 396,000 Da)
were investigated. The remaining unmodified end groups
consisted of primary amines. Neither of the PEGylated
derivatives accumulated in the kidney. The dendrimer with
the highest PEG content accumulated effectively in tumor tissue
with enhanced retention in the plasma, while the nonPEGylated lysine dendrimer showed negligible tumor accumulation and rapid clearance.
The biodistribution of 3H-labeled G5 PAMAM positivelycharged and acetylated dendrimers was evaluated in B16
melanoma and DU145 prostate tumor models. Both dendrimers showed non-specific distributions with rapid clearance
from the blood within 24 h post-injection [29]. Positivelycharged PAMAM showed greater tissue deposition. Accumulation was greatest in the lungs, liver, and kidneys, with
approximately 3% of initial dendrimer-loading found in the
tumor tissue after 1 h. Neutral-charged PAMAM was initially
excreted through urine three-times more rapidly than
positively-charged PAMAM (48% and 30% respectively
over 7 days), and both dendrimers were excreted through
feces to a lesser extent (5% and 3%). Longer biodistribution
studies performed on non-tumor-bearing mice over 12 weeks
time showed no deleterious effects. Small levels of dendrimers were still present throughout the major organs measured
after 12 weeks, particularly in the kidney.
3. Drug delivery
Polymer-based drug delivery systems are designed to
improve the pharmacokinetics and biodistribution of a drug
and/or provide controlled release kinetics to the intended target
[30]. The ideal dendrimer carrier should exhibit high aqueous
solubility and drug-loading capacity, biodegradability, low
toxicity, favorable retention and biodistribution characteristics,
specificity, and appropriate bioavailability. In dendrimer-based
drug delivery, a drug is either non-covalently encapsulated in
the interior of the dendrimer or covalently conjugated to form
macromolecular prodrugs.
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3.1. Drug-encapsulated dendrimers
Poly(glycerol succinic acid) dendrimers, or PGLSA dendrimers, were investigated as delivery vehicles for camptothecins, a group of naturally-derived hydrophobic compounds with
anti-cancer activity. In a preliminary study reported by the
Grinstaff group, G4-PGLSA dendrimers with hydroxyl (G4PGLSA-OH) or carboxylate (G4-PGLSA-COONa) peripheral
groups were used to encapsulate 10-hydroxycamptothecin (10HCPT) for delivery to cancer cells [31]. The G4-PGLSA-OH/
10-HCPT solution precipitated upon standing after mixing; the
more water-soluble G4-PGLSA-COONa dendrimer was used
instead to improve overall solubility and 10-HCPT was
successfully encapsulated. Upon exposure to MCF-7 human
breast cancer cells, unloaded dendrimer showed no cytotoxic
effects, while 10-HCPT-encapsulated dendrimers led to significant cytotoxicity with less than 5% of viable cells at higher
concentrations (20 μM). An alternative triblock structure was
explored by introducing a 3400 molecular weight PEG core to
the G4-PGLSA dendrimer to afford (G4-PGLSA-OH)2PEG3400 [32]. A 20-fold increase in 10-HCPT water solubility
was observed following encapsulation. The anti-cancer activity
of the macromolecule/drug complex was examined using HT-29
human colon cancer cells and similar cytotoxicities were
reported for encapsulated and free 10-HCPT. The conclusions
drawn from these two studies led to the selection of G4PGLSA-COONa dendrimer as a delivery vehicle for 10-HCPT
and 7-butyl-10-aminocamptothecin (BACPT), a highly potent
lipophilic camptothecin derivative [33]. Anti-cancer activity
was investigated for a human cancer cell line panel including
HT-29 colon cancer, MCF-7 breast carcinoma, NCI-H460 large
cell lung carcinoma, and SF-268 astrocytoma. Solubility,
cellular uptake, and cellular retention studies were also
performed for MCF-7 cells. The release profile of 10-HCPTencapsulated G4-PGLSA-COONa showed full release of the
drug within approximately 6 h, suggesting that the delivery
system may be best utilized by intratumoral injection. Dendritic
delivery of 10-HCPT and BACPT resulted in lowered IC50s for
all cell lines tested (Fig. 5); for 10-HCPT exposure to HT-29,
MCF-7, NCI-H460, and SF-268 cells, IC50s were reduced by
3.5, 7.1, 1.9, and 2.8-fold, respectively, compared to free 10HCPT dissolved in DMSO. Exposure of BACPT led to IC50
reductions of 1.2, 3.2, 1.9, and 5.7-fold for the respective cell
lines above. Uptake studies showed that dendrimer-encapsulated 10-HCPT was internalized much faster than free drug,
with 16-fold intracellular concentrations at 2 h and 8-fold
intracellular concentrations at 10 h. Drug delivered via the
dendrimers also showed longer retention time in the cell, with
50% of delivered 10-HCPT present in the cell after 30 min,
compared to 35% of free drug. Thus, increased toxicity of
delivered camptothecins was attributed to enhanced uptake and
retention.
The cytotoxicity and encapsulation efficiency of star
amphiphilic PAMAM block copolymers containing poly(γcaprolactone) and PEG arms has also been assessed [34]. The
polymer forms micelles in solution which were non-cytotoxic.
The anti-cancer drugs doxorubicin and etoposide were
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J.B. Wolinsky, M.W. Grinstaff / Advanced Drug Delivery Reviews 60 (2008) 1037–1055
Fig. 5. Drug delivery via a dendrimer based on glycerol and succinic acid. Left, chemical structure of G4.5-PGLSA-COONa dendrimer. Right, chemical structures of
(1) 10-hydroxycamptothecin, and (2) 7-butyl-10-aminocamptothecin with IC50 values for HT-29 colorectal adenocarcinoma, MCF-7 breast carcinoma, NCI-H460
large cell lung carcinoma, and SF-268 astrocytoma human cancer cell lines (adapted from [32]).
encapsulated within the micelles. Doxorubicin showed low
encapsulation efficiency while the more lipophilic etoposide
achieved a loading capacity of approximately 22% by weight.
Unloaded dendrimer was non-cytotoxic to porcine kidney
epithelial cells, while etoposide-encapsulated dendrimers
showed comparable toxicity to free etoposide at similar drug
concentrations.
Enhanced aqueous solubility of paclitaxel was achieved with
poly(glycerol) dendrimer formulations, showing that a hydrophobic dendrimer core is not necessary for encapsulation and
solubilization of hydrophobic drugs [35]. Paclitaxel solubilities
ranged from 80–128 μg/mL with increasing generations from
G3–G5 of poly(glycerol), or three orders of magnitude higher
than free paclitaxel. Nuclear magnetic resonance data suggests
that the drug is not incorporated within the core of these
dendrimers, but instead the methyne groups and aromatic rings
of the paclitaxel are surrounded by the dendrimer structure
leading to hydrotropic solubilization.
Melamine-based dendrimers were used to solubilize the anticancer drugs methotrexate and 6-mercaptopurine, as well as to
reduce drug toxicity [36]. C3H mice received subchronic doses
of drug-encapsulated dendrimers and ALT levels were evaluated to determine hepatotoxicity. ALT levels were reduced by
27% for methotrexate-encapsulated dendrimers and by 36% for
the 6-mercaptopurine dendrimers compared to animals treated
with drug alone.
Medium-generation dendrimers (i.e., G4–G6) have been
shown to both enhance solubility and increase toxicity (lower
IC50) of hydrophobic anti-cancer drugs through non-covalent
encapsulation. Therapeutic agents are internalized within the
interior core space or by micellar formation of the dendrimers.
A major drawback to these delivery systems is a lack of
controlled drug release kinetics, with most systems releasing
their payload over the course of several hours. For this reason,
drug-encapsulated dendrimer systems may best be utilized via
direct intratumoral injection.
3.2. Dendrimer-drug conjugates
Dendrimer-drug conjugates generally consist of an antineoplastic agent covalently attached to the peripheral groups
of the dendrimer. This method offers distinct advantages over
drug-encapsulated systems. Multiple drug molecules can be
attached to each dendrimer molecule and the release of these
therapeutic molecules is partially controlled by the nature of
the linkages. The Kannan group reported the synthesis of
PAMAM-methotrexate conjugates from carboxylic acid-terminated G2.5 PAMAM or amine-terminated G3 PAMAM in
order to assess the activity of dendrimer-delivered methotrexate to sensitive and resistant CCRF-CEM human acute
lymphoblastoid leukemia and CHO Chinese hamster ovary
cell lines [37]. Although both polymers were conjugated to
the drug by the formation of amide bonds, the carboxylic
acid-conjugated G2.5 PAMAM system showed increased
sensitivities of 8- and 24-fold towards the MTX-resistant
cell lines CEM/MTX and RII, while amine-conjugated G3
PAMAM showed no such increases compared to free
methotrexate. The differences in cytotoxicity were attributed
to the charge of the dendrimer carrier after cleavage of
methotrexate from the peripheral groups. It was proposed that
the lysosomotropic effect, in which the displacement of small
basic molecules from the lysosome by positively-charged
dendrimers is accompanied by an increase in pH and eventual
lysosomal disruption, was responsible for a decrease in
lysosomal residence time for the cationic PAMAM. As a
result, the conjugates experience reduced interactions with
proteases and diminished drug release. The results indicate the
potential of dendrimer-drug conjugates for the treatment of
J.B. Wolinsky, M.W. Grinstaff / Advanced Drug Delivery Reviews 60 (2008) 1037–1055
cancer cells, particularly those that have demonstrated
resistance to chemotherapeutics.
Paclitaxel was conjugated to PEG or G4-PAMAM to
compare the anti-cancer activity of the drug delivered by a
linear or dendritic carrier [38]. Both PEG and PAMAM
increased the aqueous solubility of paclitaxel (0.3 μg/mL)
dramatically to 2.5 mg/mL and 3.2 mg/mL respectively. Upon
exposure to human ovarian carcinoma A2780 cells, free
paclitaxel accumulated in the cytoplasm near the plasma
membrane. The polymer conjugates tended to distribute
intracellularly in a more homogenous fashion compared to
free drug. PEG-paclitaxel conjugates reduced the efficacy of the
drug 25-fold, but the PAMAM-paclitaxel conjugates decreased
the IC50 more than 10-fold when compared against free drug,
leading to the conclusion that the availability of a drug is
dramatically influenced by the architecture of its polymer
conjugate.
Doxorubicin-G4-PAMAM complexes have been encapsulated into liposomal formulations for potential local delivery to
locations such as skin metastasis from breast cancer [39]. The
dendrimer-drug complex was incorporated into one of two
formulations to modulate release compared to doxorubicinliposomal systems. The first formulation was comprised of
eggphosphatidylcholine, stearylamine, and the anti-tumor ether
lipid hexadecylphosphocholine (HePC), while the second
formulation was similar except did not include HePC.
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Incorporation efficiencies were above 90% and slow release
was achieved with less than 20% released over 48 h for both
systems. Cytotoxicity was assessed based on doxorubicin
activity on several cancer cell lines including lung, colon,
breast, prostate, and CNS. The doxorubicin-PAMAM liposome
formulation with HePC showed the highest activity against most
of the cell lines, with enhanced activity towards MDA-MB435
breast cells compared to the dendrimers conjugate alone, and
high sensitivity towards DMS114 and NCI-H460 lung cancer
cells. It should be noted that the dendrimer-liposomal complexes
in this study increased in size from approximately 115 nm to
2000 nm after 18 weeks in storage at 4 °C, and this was attributed
to the formation of liposomal aggregates facilitated by
hydrophobic forces between dendrimers.
A remarkable example of architecturally-optimized dendritic
drug delivery was reported by Fréchet and Szoka where an
asymmetric doxorubicin-functionalized bow-tie dendrimer was
prepared by PEGylation of one side of a 2,2-bis(hydroxymethyl)propionic acid dendrimer (G3) and attachment of the
drug via an acyl hydrazone linkage to the other side (G4)
resulting in 8–10 wt.% doxorubicin content overall [40] (Fig.
6). They used a pH sensitive linkage between the drug and
dendrimer to release the drug once in the cell. Following
intravenous administration to BALB/c mice with s.c. C-26
colon carcinoma tumors, tumor uptake was approximately 9fold higher compared to free doxorubicin. A single injection of
Fig. 6. Doxorubicin-functionalized bow-tie dendrimer. PEGylated polyester dendrimer with tunable molecular weight, drug-loading, water solubility,
pharmacokinetics, and biodistribution cures C-26 colon carcinomas in mice with one dose (adapted from [40]).
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J.B. Wolinsky, M.W. Grinstaff / Advanced Drug Delivery Reviews 60 (2008) 1037–1055
doxorubicin-conjugated dendrimer caused complete tumor
regression and 100% survival of mice over two months, while
no cures were observed with drug alone treatments.
It is clear that dendrimer-drug conjugates are highly capable
of delivering a payload with sufficient bioavailability to achieve
a therapeutic goal. The release of covalently linked drug is
dependent upon the chemical linkage binding the agent to the
carrier. Novel dendrimer structures are being synthesized to
further explore finer control of release kinetics.
4. Targeted drug delivery
Macromolecular delivery of anti-cancer drugs using multifunctional dendritic architectures allows for the conjugation of
both drugs and targeting moieties such as folic acid, monoclonal
antibodies, and peptides to the dendrimer periphery for
increasingly specific delivery. In the field of oncology, the
targeted delivery of chemotherapeutics to tumor cells translates
to significantly reduced side effects compared to systemic
delivery where healthy tissue such as the liver, spleen, kidneys,
and bone marrow can accumulate toxic levels of drug. The two
general strategies of targeting include the passive targeting of
bulk cancerous tissue and the active targeting of unique tumor
cells. Non-specific or passive targeting of tumors is usually
achieved by increasing the hydrodynamic radius of the
dendrimer though PEGylation, leading to the accumulation of
dendrimer in tumor tissue via the enhanced permeability
retention (EPR) effect. The EPR effect is a result of tumorinduced angiogenesis leading to neovasculature that is irregular,
leaky or defective with disorganized endothelial cells; tumor
tissues also suffer from poor lymphatic drainage, all leading to
the accumulation and retention of macromolecules in the tumor
mass [41]. Specific or active targeting relies on the conjugation
of one or more targeting moieties to the dendrimer to facilitate
cell-receptor-mediated interactions.
4.1. Folic acid
Studies have shown that folic acid-conjugated dendrimers
preferentially target tumor cells that overexpress folic acid
receptors [42–44]. A recent study by Hong et al. explicitly
quantified the binding avidity of multi-valent targeted G5PAMAM containing different numbers of folic acid molecules
[45]. Binding avidity to folic acid receptor-overexpressing cells
increased with each additionally bound FA molecule conjugated
to the dendrimer, saturating at 5–6 moieties per dendrimer,
though the rate of intracellular internalization was not
significantly affected with increased binding. The dendrimers
demonstrated a dramatic enhancement of binding avidity of
almost 5 orders of magnitude. It was suggested that aggregates
of 5–6 FA receptors are preorganized on the membrane and that
the key factor in reported tumor reduction is enhanced residence
time on the cell and not the rate of endocytosis. In another
example, DNA-assembled PAMAM dendrimer clusters were
prepared by linking two dendrimer components with single but
different functionalities for concurrent delivery of therapeutic,
imaging, and targeting agents [46,47]. Complexes were formed
between a folic acid-modified dendrimer and a FITC-modified
dendrimer connected by a 34-base-pair long oligonucleotide.
Clusters effectively targeted KB cells expressing folic acid
receptors and were internalized by the cells (Fig. 7).
The Baker group has investigated several variations of folic
acid-conjugated dendrimers for targeted drug delivery. Surfaceconjugated folic acid G5-PAMAM dendrimers were prepared
where the remaining free amine groups were capped with
glycidol to neutralize the positive charges, and then further
reacted with methotrexate (MTX) to form ester linkages [48]. A
comparison between encapsulated MTX vs covalently bound
drug release showed a rapid release for the free drug over 2.5 h
(~ 75%), compared to a much slower release for the bound drug
over the same period of time (~ 5%). Furthermore, encapsulated
drug displayed diffusion characteristics similar to free drug.
Folic acid-targeted MTX conjugates demonstrated high specificity for KB cells overexpressing folic acid receptors. When
exposed to these cells, both free drug and dendrimer conjugates
show similar cytotoxicity activity, but when the folic acid
receptors are blocked or underexpressed, the conjugates lose
their anti-proliferative effect, indicating receptor-mediated
delivery. Improvements in the synthesis and scale-up of
PAMAM-methotrexate conjugates have led to high synthetic
reproducibility [49]. In a separate study, folic acid, fluorescein,
and methotrexate were conjugated to PAMAM and examined in
vitro against KB cells [50]. Anti-proliferative activity was
slightly lower for the dendrimer-drug conjugates compared to
free methotrexate. Dose-dependent binding to KB cells was
demonstrated and compared to fluorescein-modified PAMAM
not containing folic acid. Targeting was diminished yet still
significant against KB cells underexpressing FA receptors. The
drug-dendrimer conjugates became ineffective when the cells
were pretreated with free folic acid. A comparable study was
performed with folic acid, fluorescein, and paclitaxel conjugated to partially acetylated PAMAM dendrimers [51]. Again,
folic acid-targeting occurred, preferentially delivering paclitaxel-conjugated dendrimers to KB cells. Internalization was
not detected when dendrimers were exposed to down-regulated
KB cells.
In a related project, PAMAM dendrimer-based sensors have
been targeted to tumor cells to detect the anti-cancer activity of
therapeutics. Multi-functional folic acid-targeted PAMAM
delivery vehicles were synthesized and covalently bound to
the apoptotic sensor PhiPhiLux G1D2 in order to detect the
extent of cell killing caused by a delivered anti-proliferative
agent [52]. PhiPhiLux G1D2 is a caspase-specific FRET-based
agent that responds to the release of the apoptosis-inducing
agent, staurosporine. The dendrimers were internalized within
the first 30 min of incubation with Jurkat cells and upon
apoptosis, a 5-fold increase in intracellular fluorescence was
detected, demonstrating the potential of chemotherapeutic
delivery while monitoring cell-killing efficacy in vivo.
4.2. Peptides
A doubly cyclized RGD (RGD-4C) peptide and Alexa Fluor
488 fluorescent label were conjugated to partially acetylated
J.B. Wolinsky, M.W. Grinstaff / Advanced Drug Delivery Reviews 60 (2008) 1037–1055
G5-PAMAM for the targeting of tumor neovasculature via
uniquely expressed αVβ3 integrins [53]. The RGD-4C peptide
was attached by an acylhexanoic acid spacer to ensure adequate
exposure of the conjugate to the target. Binding studies were
performed on several cell lines with varying levels of integrin
receptor expression. Free RGD-4C bound much more rapidly
than the RGD-4C-dendrimer complexes, but the dendrimers
disociated approximately 522 times slower, suggesting a synergistic effect of multiple peptide conjugation on binding avidity.
Cyclic RGDs have also been attached to DOTA-conjugated
mono, di-, and tetravalent dendrimeric alkynes for αVβ3 integrin targeting [54]. Binding characteristics were evaluated in
vitro and in vivo in mice with human SK-RC-52 tumors and it
was shown through biodistribution studies that the tetrameric
RGD-dendrimer showed the highest level of tumor targeting.
4.3. Monoclonal antibodies
Monoclonal antibody-conjugation to PAMAM has been
explored for specific targeting of tumor cells that overexpress
certain antigens. An anti-prostate specific membrane antigen
(PSMA), J591, was conjugated to G5-PAMAM and evaluated
in vitro for binding affinities and internalization [55]. PSMA
is overexpressed in all prostate cancers, non-prostatic tumor
neovasculature, and vascular endothelium in most solid sarcoma and carcinoma tumors [56]. The antibody–dendrimer
conjugate was found to specifically bind to PMSA-positive
(LNCaP.FGC) cells but not to PMSA-negative (PC-3) cells.
Furthermore, the conjugate was internalized as determined by
confocal microscopy, while the unconjugated dendrimer was
not significantly taken up by cells. A similar study was
performed using anti-HER2-G5-PAMAM for the targeting of
human growth factor receptor-2, which is often overexpressed
in breast and ovarian malignancies (Fig. 8) [57,58]. The
conjugates showed binding and internalization into HER2expressing cells. Specific and increased binding to HER2expressing tumors was also demonstrated in vivo. A third
study investigated two different antibody-G5-PAMAM conjugates, 60bca and J591, for the targeting of CD14 and
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prostate-specific membrane antigen (PMSA), respectively
[59]. Targeting was achieved in vitro using two different
antigen-expressing cell models including CD14-expressing
HL-60 human myeloblastic leukemia cells and PMSAexpressing LNCaP cells.
Methotrexate was covalently attached to G5-PAMAM
bioconjugates containing cetuximab, a monoclonal antibody
that acts as an epidermal growth factor receptor (EGFR)
inhibitor and is currently used as a drug to treat colorectal,
head, and neck cancers. The conjugate was designed for
targeted delivery to EGFR-positive brain tumors, to build
upon the demonstrated successful targeting and delivery of
boronated PAMAM cetuximab conjugates to gliomas for
neutron capture therapy (discussed in detail later) [60].
Approximately 13 methotrexate molecules were attached to
each dendrimer as confirmed by UV/vis spectroscopy. The
bioconjugate showed a modest 0.8 log unit reduction in its
EC50, though the IC50 was 2.7 log units lower for the
conjugate compared to free methotrexate. Unfortunately,
tumor-bearing animals did not show a significant response
from the bioconjugate compared to free methotrexate,
possibly due to a lack of cleavage from the PAMAM scaffold.
4.4. Glycosylation
One strategy to selectively deliver drug-conjugates to
tumor cells used glycopeptide dendrimers conjugated to the
anti-mitotic agent cholchicine. Glycodendrimers are a class of
dendrimers that incorporate sugar moieties such as glucose,
galactose, mannose [61], and/or disaccharides [62] into their
structure. The dendrimer consists of 2,3-diaminopropionic
acid branching featuring amino acids, a cysteine core, and
four to eight glycoside groups on the periphery. The
conjugates were prepared and evaluated against a cancer
cell line (HeLa) and healthy cells (non-transformed mouse
embryonic fibroblasts or MEFs) [63]. While the glycopeptide
dendrimer conjugates were not as anti-proliferative as
cholchicine alone, the dendrimers were 20–100 times more
effective at inhibiting proliferation of HeLa cells than MEFs,
Fig. 7. Advances in folic acid receptor (FAR) targeting. Left. Binding avidity of folic acid-conjugated PAMAM increases with increasing numbers of bound folic acid,
and saturates at approximately six FA molecules per dendron (#FA). KD = dissociation constant. Right (1) DNA-assembled PAMAM dendrimer clusters, (2)
trifunctional PAMAM covalently attached to fluorescein, folic acid, and a chemotherapeutic, and (3) folic acid-targeted PAMAM bound to apoptosis sensor PhiPhiLux
G1D2 (adapted from [45–52]).
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J.B. Wolinsky, M.W. Grinstaff / Advanced Drug Delivery Reviews 60 (2008) 1037–1055
Fig. 8. Active targeting via a monoclonal antibody–dendrimer conjugate. A G5-PAMAM conjugated anti-HER2 mAb targets tumors that overexpress the human
epidermal growth factor receptor-2 (HER2). The HER2 proteins is observed in breast and ovarian cancers in particular (adapted from [57,58]).
whereas non-glycosylated dendrimers showed a selectivity of
less than 10-fold for HeLa cells.
5. Photodynamic therapy
Photodynamic therapy (PDT) relies on the activation of a
photosensitizing agent with visible or near-infrared (NIR) light.
Upon excitation, a highly energetic state is formed which upon
reaction with oxygen affords a highly reactive singlet oxygen
capable of inducing necrosis and apoptosis in tumor cells [64].
The tumor selectivity of porphyrin photosensitizers has been
attributed to its characteristic leaky vasculature, compromised
lymphatic drainage, and high degrees of newly synthesized
collagen and lipid content, both for which porphyrins have an
affinity for [65]. PDT has been shown to reduce tumors by
direct cell killing, destruction of tumor neovasculature, and
triggering of an acute inflammatory response that attracts
leukocytes to the tumor [66]. Dendritic delivery of PDT agents
has been investigated within the last few years in order to
improve upon tumor selectivity, retention, and pharmacokinetics [67–69].
Several studies have investigated the use of dendrons and
dendrimers composed in part of multiple 5-aminolaevulinic acid
(ALA) for improved delivery and enhanced intracellular
accumulation of porphyrins. ALA is formed during the first
step of the heme biosynthetic pathway and leads to the
conversion of the photosensitizer protoporphyrin IX (PpIX),
which can selectively accumulate in tumors [70]. Di Venosa et
al. reported the synthesis of a G0-ALA dendron with a free
amine at the core and three ALA groups at the periphery [71].
Upon exposure to LM3 murine mammary adenocarcinoma
cells, equimolar equivalents of dendron to free ALA showed
similar efficacy inducing porphyrin generation. It was determined that only one of three ALA molecules was cleaved from
the dendron within the cells. Compared to the widely
investigated lipophilic hexyl ester derivative of ALA(He-
ALA), G0-ALA dendrons led to high accumulations of
porphyrin in vivo both through topical and systemic deliveries.
Next, lipophilicity and esterase accessibility were examined
through a set of G0-ALA dendrons with varying cores and
linker lengths, including an amino core (3 m-ALA) with a
methyl linker, a nitro core (3H-ALA) with a propyl linker, and
an aminobenzyloxy carbonyl core (3Bz-ALA) with a methyl
linker, each attached to three ALA molecules (Fig. 9) [72].
Partition coefficients were calculated for the dendrons and 3HALA was found to be the most lipophilic. While all dendrons
induced higher porphyrin production compared to free ALA in
vitro, 3H-ALA led to approximately 10-times porphyrin
generation compared to free ALA at lower concentrations,
while 3Bz-ALA was most effective at higher concentrations
(3H-ALA precipitates at higher concentrations). The highest
phototoxicity was achieved with 3H-ALA (10% survival at
0.05 mM), followed by 3Bz-ALA (40% survival at 0.05 mM),
3 m-ALA, and free ALA. When applied topically to explanted
rat skin, both 3H-ALA and 3Bz-ALA generated higher
porphyrin fluorescence compared to 3 m-ALA and free ALA.
Analysis of the dendron structures indicate that both lipophilicity and accessibility to the ALA ester linkages may have led
to the comparatively higher success of 3H-ALA.
Noting the successes from the first two studies, a larger
second generation ALA-based dendrimer comprised of 18
ALAs (18 m-ALA) attached to a tripodent aromatic core by
polyamidoamine linkers was evaluated for its ability to deliver a
high payload of ALA molecules [73]. At lower concentrations,
18-ALA was superior to free ALA regarding PpIX production;
furthermore, PpIX generation was significantly higher for the
dendrimer after 24 h of incubation compared to the free drug,
indicating that ALA is gradually cleaved from 18 m-ALA over
time. An earlier study performed with 18 m-ALA using
acetamido linkers demonstrated slightly lower efficacy, suggesting that polyamidoamine linkers allow for greater esterase
accessibility for cleaving ALA groups from the hyper-branched
J.B. Wolinsky, M.W. Grinstaff / Advanced Drug Delivery Reviews 60 (2008) 1037–1055
1049
Fig. 9. Phototoxicity of dendritic derivatives comprised of 5-aminolaevulinic acid. The phototoxicity in cell culture of dendrons based on 5-aminolaevulinic acid
(ALA) is dependent upon the dendron core chemical composition and likely related to lipophilicity and esterase accessibility (adapted from [72]).
structure [69]. As a final note, 18 m-ALA dendrimers were
found to be internalized by macropinocytosis, while the G0ALA dendrimers underwent active transport and passive
diffusion.
Another structure designed to enhance photodynamic
efficacy is comprised of a negatively-charged G3-poly(benzyl
ether) dendrimer with carboxylate periphery groups and a zinc
porphyrin at the focal core, surrounded by positively-charged
linear PEG-lysine block copolymers [74]. Remarkably, the
encapsulated dendrimer PEG-lysine micelle system resulted in a
280-fold increase in phototoxicity against Lewis lung cells in
vitro compared to free dendrimer. The carrier was then delivered
to choroidal neovascularization (CNV) sites to determine
accumulation in CNV lesions where it was found that the
micelles selectively target the neovascular regions, attributed to
the hyperpermeable nature of these lesions and amenable to the
EPR effect in tumors. Free dendrimer exhibited decreased
uptake attributed to its negatively-charged side groups.
Accumulation of the micelles led to significant increases in
phototoxicity which was explained by the prevention of
porphyrin aggregation by steric hindrance resulting from the
dendrimer-porphyrin complex. A closer investigation of the
dendrimer micelle complex revealed that the micelles increase
in size at lower pHs and precipitate under pH 5.6, indicating that
the micelles may preferentially accumulate in the acid
environment associated with tumors [75]. Isolation of the
porphyrin at the dendrimer core may prevent fluorescence
quenching and inhibit non-radiative decay, thus leading to
increased fluorescence. Uptake of dendrimer micelles led to
intracellular levels six to eight-times higher than dendrimer
alone. It was conjectured that the high phototoxicity of
dendrimer micelle complexes is due to localized aggregation
in cell organelles, which are susceptible to photodamage.
Photosensitizer carriers were also prepared from PEGylated
G5-PAMAM and G4-PPI by the encapsulation of rose bengal or
PpIX [76]. PEGylated G4-PPI formed stable complexes with
PpIX. PEGylated G5-PAMAM demonstrated less stability as
evidenced by the relatively low fluorescence intensity of the
complexes after 3 h of release, suggesting that hydrophobic
forces, as measured by shifts in the emission spectra of
dendrimer-encapsulated 5-(dimethylamino)-1-naphthalenesulfonic acid (DNS), were an important factor for dictating
dendrimer-drug complex stability. Free PpIX and dendrimerencapsulated PpIX showed similar photosensitivity in vitro,
suggesting that PEGylated G4-PPI might be a promising carrier,
particularly for passive targeting of tumor microvasculature.
6. Boron neutron capture therapy
Boron neutron capture therapy (BNCT) is based on a lethal
B(n,α)7Li capture reaction that occurs when 10B is irradiated
with low-energy thermal neutrons to produce high energy αparticles and 7Li nuclei. These particles have limited path
lengths in tissue (b10 μm) and thus their toxicity is limited to
cells that have internalized 10B [77]. The emergence of BNCT
as a significant clinical treatment modality has historically been
limited by either a lack of sufficient tumor targeting or subtherapeutic 10B accumulation (~ 109 atoms/cell) in malignant
tissues. To this end, macromolecular delivery vehicles have
been prepared to enhance both the quantity of and targeting of
10
B to tumor cells by conjugating boron-containing complexes
to monoclonal antibodies or receptor-targeting agents [78].
PAMAM has been the dendrimer system of choice for
investigating intratumoral delivery of neutron capture therapy
agents [79–82]. Human gliomas have been targeted with
boronated G5-PAMAM conjugated to anti-EGF receptor
monoclonal antibodies, which work against overexpressed
tumor cell receptors. In one study by Fenstermaker et. al., a
dendrimer was conjugated with cetuximab (Ctx), an EGF
receptor-specific monoclonal antibody, and approximately 1100
boron atoms (Ctx-G5-B1100) and then evaluated in vitro and in
vivo using F98 cells and Fischer rats with or without a mutant
gene that causes overexpression of EGF [83]. The cell binding of
cetuximab-conjugated dendrimer was comparable to that of
free cetuximab in vitro. Intratumoral injections in mutated
rats showed a 13.8-fold increase in tumor boron content for
the targeted dendrimers over unmodified boronated G5PAMAM.
10
1050
J.B. Wolinsky, M.W. Grinstaff / Advanced Drug Delivery Reviews 60 (2008) 1037–1055
A more recent study evaluated the use of Ctx-G5-B1100
conjugates with or without boronophenylalanine (BPA) or
sodium borocaptate (BSH), two drugs currently used for BNCT,
for the treatment of F98EGFR glioma [84]. Boronated dendrimer
was delivered via convection enhanced delivery (CED), a
positive pressure method that facilitates transport across the
blood–brain barrier, or intratumorally (i.t.) resulting in high
retention of boron in the gliomas, with approximately 50% more
accumulation resulting from the CED method. BNCT was
performed on animals that received CED Ctx-G5-B1100, CED
Ctx-G5-B1100 and i.v. BPA, i.t. Ctx-G5-B1100, or i.v. BPA, with
mean survival times of 54.5, 70.9, 42.7, and 40.1 days
respectively compared to irradiated and radiated controls
(30.3 and 26.3 days) (Fig. 10). A second experiment evaluated
CED Ctx-G5-B1100, i.v. BPA and BSH, CED Ctx-G5-B1100
BPA and i.v. BSH, and CED Ctx-G5-B1100 BPA and
intracarotid (i.c.) BSH with mean survival times of 56.4, 50.9,
67.1, and 75.8 days respectively compared to irradiated and
radiated controls (40.3 and 34.4 days), thus demonstrating the
therapeutic value of Ctx-G5-B1100 with or without co-delivery
of BPA for targeting EGF receptors towards the treatment of
gliomas. A similar study was performed with L8A4-conjugated
boronated G5-PAMAM [85]. L8A4 is a monoclonal antibody
that specifically targets a mutant isoform of EGFR, EGFRvIII,
that seems to be exclusively expressed in tumors, whereas
EGFR, while found in malignancies, is also located in healthy
liver and spleen. Biodistribution data confirmed undetectable
amounts of boron in normal brain, liver, kidney, and spleen
tissues, with high glioma accumulations. A similar battery of
treatment regimes as the study above was performed with the
delivery of CED BD-L8A4 and i.v. BPA resulting in a mean
survival time of 85.5 days with 20% long-term survivors,
compared to irradiated and radiated controls (30.3 and 26.3 days
respectively).
Besides brain malignancies, neutron capture therapy (NCT)
has also been reported for tumor vasculature and micrometastatic lymphatics. Backer et al. derivatized boronated G5PAMAM (BD) with vascular endothelial growth factor (VEGF)
Fig. 10. Treatment of EGFR-positive glioma with cetuximab-conjugated
boronated PAMAM. Boronated G5-PAMAM (B-PAMAM) was targeted to
epidermal growth factor receptors for localized boron neutron capture therapy
(BNCT) via conjugation with the monoclonal antibody cetuximab. Treatment
was compared with and without traditional over different delivery methods.
BPA = boronophenylalanine, BSH = sodium borocaptate, i.v. = intravenous, i.t. =
intratumoral, i.c. = intracarotid (adapted from [84]).
and near-IR Cy5 dye, or VEGF-BD/Cy5, for targeting
upregulated VEGF receptors overexpressed in tumor neovasculature [86]. Near-IR imaging confirmed accumulation of
VEGF-BD/Cy5 and not the BD/Cy5 conjugate in 4T1 mouse
breast carcinoma with increased concentrations at the tumor
periphery.
Gadolinium-based (Gd) neutron capture therapy is an
alternative to BNCT that has been investigated due to Gd's
high neutron absorbency properties, but has rarely been used as
it is deemed too difficult to achieve therapeutic doses
intravenously. Kobayashi et al. explored Gd-labeled PAMAM
dendrimers for the delivery of MRI contrast agents that may
also facilitate the use of neutron capture therapy to the sentinel
lymph node, which is often imaged for breast cancer management [87]. Generation 2, 4, 6, and 8 PAMAM dendrimers,
ranging in sizes from 3 to 12 nm, were evaluated to determine
the optimal particle size for entering the lymphatic vessels while
avoiding leaking, and it was shown that G6-PAMAM (9 nm)
produced the earliest and most intense opacification of the
sentinel lymph nodes with sufficient Gd concentrations for
NCT. Conversely, G2- and G4-PAMAM do not retain in the
lymphatic vessels, while G8-PAMAM is too large for rapid
uptake. Based on these results, it was determined that
gadolinium-labeled G6-PAMAM may simultaneous image
and treat primary tumors or micro-metastasis in the sentinel
lymph nodes.
7. Photothermal therapy
With the advent of metal nano-particles during the 1990's,
photothermal ablation has burgeoned into a new niche of
minimally invasive tumor therapies [88–91]. Gold-based nanoparticles have been developed that strongly absorb light in the
near-infrared region, facilitating deep optical penetration into
tissues, generating a localized lethal dose of heat at the site of a
tumor [92]. The first methods for preparing metal-encapsulated
dendrimers for use in biomedical applications were reported
within the last decade with the goal of adding a finer degree of
control for tuning the biological interactions elicited by the
metal particles, including improved biocompatibility, retention,
and ease of surface modification for potential use as biomarkers,
contrast agents, and for photothermal therapy [92–94].
Only within the last year, dendrimer-encapsulated gold nanoparticles have been prepared and identified for their potential
use towards the photothermal treatment of malignant tissue
(Fig. 11). In one study, amine-terminated G5-PAMAM
dendrimer-entrapped gold nano-particles were prepared and
covalently conjugated to flourescein and folic acid for targeted
delivery to tumor cells overexpressing folic acid receptors, as
reported by the Baker group [95]. The dendrimers were shown
to specifically bind to KB cells in vitro and were internalized
into lysosomes within 2 h. The applicability of these particles
for targeted hyperthermia treatment and as electron-dense
contrast agents was recognized and in vivo performance studies
are currently underway.
The photothermal properties of gold-encapsulated PEGylated and non-PEGylated G4-PAMAM dendrimers as reported
J.B. Wolinsky, M.W. Grinstaff / Advanced Drug Delivery Reviews 60 (2008) 1037–1055
1051
Fig. 11. Photothermal therapy. Conceptual representation of photothermal therapy using dendrimer-entrapped gold nano-particles. The nano-particles would be
targeted to tumor cells via folic acid receptors, and upon exposure to near-infrared light, the gold particles would emit heat and kill the host cell (adapted from [96]).
by Haba et. al., were evaluated and compared to conventionallyused gold nano-particles prepared with sodium citrate [96].
Gold was encapsulated by first introducing HAuCl4 and then
chemically reducing the gold inside the dendrimers. PEGylated
gold-encapsulated dendrimers demonstrated superior photostability compared to non-PEGylated, with the non-PEGylated
absorbance decreasing to almost negligible levels by three days,
whereas the PEGylated nano-particle absorbance was relatively
unchanged over five days. It was noted that the non-PEGylated
gold particles tended to aggregate. The photothermal properties
of the PEGylated particles were only slightly lower compared to
conventional gold particles. Future work for these studies will
include a biological evaluation and attempts to extend the
absorption spectra to the IR region.
8. Imaging
Imaging modalities can be used in oncology to diagnose,
locate, stage, plan treatment, and potentially find recurrence.
Computed tomography (CT) and magnetic resonance imaging
(MRI) are two standard methods of imaging associated with
cancer diagnoses. Gadolinium (Gd) paramagnetic contrast
agents for MRI have been complexed with dendrimer
molecules over the last two decades for contrast enhancement,
improved clearance characteristics, and potential targeting
[42,97–97]. Gd-labeled PAMAM systems have been used for
visualizing both tumor vasculature and lymphatic involvement. Changes in tumor permeability were visualized by
magnetic resonance imaging using G8-Gd-PAMAM contrast
agents after a single large dose of radiation treatment [100]. It
was found that vessel permeability was temporarily enhanced
in SCCVII tumors after radiation, possibly attributed to vessel
leakiness resulting from decreased tumor interstitial pressure,
or increases in vascular permeability factor or vascular
endothelial growth factor [101,102]. These results suggest a
new method of optimizing the use of concurrent therapies
based on temporarily enhanced permeability of tumor
vasculature to anti-cancer macromolecules. Micromagnetic
resonance lymphangiography with G6-Gd-PAMAM was
assessed in mice bearing hematomas to improve the contrast
between intralymphatic and extralymphatic imaging [103]. A
more accurate characterization of lymphoma could lead to
increases in care as extralymphatic involvement may change
the course of the chemotherapy regime. High spatial and
temporal resolutions were obtained and the functional
anatomy of the lymphatic system could be three-dimensionally imaged, defining both normal and abnormal lymphatics
and distinguishing between intralymphatic and extralymphatic
involvement. As mentioned earlier, Gd-labeled G6-PAMAM
was also shown to accumulate in the sentinel lymph nodes,
which are routinely imaged before surgery for breast cancer
and melanoma (Fig. 12) [87].
Gadolinium contrast agents have been conjugated to PPI and
evaluated for use as macromolecular MR contrast agents [104].
Higher generations of Gd-PPI (G3 and G5) had lower limits of
detection compared to G0 and G1 agents but showed more
gradual diffusion into tumors. Nonetheless, non-specific
imaging of sub-millimeter-sized blood vessels was achieved
regardless of dendrimer generation. The synthesis of polydiamidoproponoate-peptide nucleic acid assemblies with chelating dendrimer branches for enhanced magnetic resonance
imaging of oncogene mRNAs in tumor cells by hybridization of
complementary oligonucleotides was reported by Amirkhanov
et al. [105]. In this manner, multiple contrast paramagnetic ions,
such as gadolinium, may be complexed to the probe, thus
enhancing the signal generated from cells with too few
oncogene mRNAs.
Similarly to Gd-dendrimer conjugates for MRI, iodinated
contrast agents used for computer tomography (CT) could
benefit from dendrimer conjugation with improved retention
times and the potential for targeted delivery. Fu et al. reported
the synthesis of a set of iodinated contrast agents based on
iobitridol-conjugated G3–G5 poly(lysine) dendrimers with
PEG cores of varying lengths for possible tumor microvasculature CT imaging [106]. A representative dendrimer, G4-poly
(lysine) with PEG12000 core, showed strong visualization in
vivo of normal rat vasculature with a monoexponential blood
half life of about 35 min, compared to more typical exhaustion
times of 5 min for small molecule CT contrast agents. Retention
times were attributed to the large molecular weight of the
1052
J.B. Wolinsky, M.W. Grinstaff / Advanced Drug Delivery Reviews 60 (2008) 1037–1055
Fig. 12. Visualization of sentinel lymph node via gadolinium-labeled PAMAM. Rapid and enhanced visualization of the sentinel lymph node using magnetic resonance
lymphangiography is achieved by optimizing the size of gadolinium-labeled PAMAM contrast agents (not to scale, adapted from [87]).
dendrimer causing it to remain in the blood pool for longer
durations.
The use of fluorescent probes for tumor detection offers the
advantage of improved biocompatibility compared to other
types of contrast agents, but suffers from the poor penetration of
light through tissue. To provide a minimally invasive solution to
this obstacle, Thomas et al. prepared G5-PAMAM dendrimers
conjugated to folic acid and a fluorescent probe (6-TAMRA,
6T) which were subsequently targeted to tumors in vivo and
detected by a two-photon optical probe [107]. Human
squamous KB cell tumors overexpressing folic acid receptors
(FAR) were grown in vivo in mice and subsequently targeted by
the dendrimer probes. An eight-fold increase in tumor
accumulation was observed of targeted dendrimer (G5-6TPAMAM-FA) compared to non-targeted dendrimer (G5-6TPAMAM), and a three-fold increase in fluorescence was seen in
FAR-positive KB cell tumors compared to FAR-negative
MCA207 tumors.
9. Conclusions
The culmination of these advances in dendrimer-based
delivery systems along with fundamental work performed over
the last couple decades has led to the founding of several start-up
companies and a large number of patents focused, at least in part,
in the development of dendrimer technologies for oncology
applications [108–111]. For example, Starpharma is currently
pursuing the development of drug-dendrimer conjugates as
cancer therapeutics in order to ease administration and improve
safety for patients (www.starpharma.com). The importance of
the high architectural control characteristic of dendrimers has
been increasingly supported by positive outcomes from in vitro
and in vivo studies. Clinically-relevant carrier properties are
being facilitated by controlling charge and functionality through
choice of peripheral groups, and size through generation number
and PEGylation. A recent example of such an architecturally-
optimized dendritic drug delivery system, which highlights these
principles, was reported using an asymmetric doxorubicinfunctionalized bow-tie dendrimer composed of PEG and 2,2-bis
(hydroxymethyl)propionic acid [25,40]. The systematic
exploration of these properties has been possible as a result of
the growing number of variations in structure achieved by the
collaborative efforts of many groups. A limitation that remains is
the diversity of release mechanisms and the range of release
kinetics for dendrimer-based drug delivery platforms. Dendrimer-encapsulated drugs tend to release rapidly, expelling their
payload prematurely before the macromolecules can reach a
target site, whereas the release of chemotherapeutics from drugdendrimer conjugates relies primarily on the chemical linkage
connecting the drug to the dendrimer periphery. The continued
development and exploration of functional or responsive
dendrimers as well as environmentally sensitive linkages will
offer solutions to optimized drug release. Another area that will
need continued research is in the area of targeting to a specific
cancer. This is realized and several groups are identifying unique
peptides, antibodies, or aptamers using combinatorial screening
techniques (e.g., phage display). The multi-valency of dendritic
macromolecules may also be important in the design of
personalized therapies. Patients respond differently to therapeutics, thus the selection of drug and reliance on receptor-mediated
targeting must be considered for each individual. One can
envision a customized multi-valent dendritic carrier that
supports one or multiple drugs, a targeting moiety, a contrast
agent to visualize delivery, and a diagnostic sensor to detect the
extent of inflicted cell death. Studies have indeed demonstrated
that a well-designed dendrimer structure can be potentially tuned
simultaneously for desired biocompatibility, bioavailability,
pharmacokinetics, and localized delivery of therapeutics to
malignancies. Continued research in the area will bring
compositions and architectures tailored for increasing specificity
and efficacy towards the diagnoses and treatment of cancer in the
clinic.
J.B. Wolinsky, M.W. Grinstaff / Advanced Drug Delivery Reviews 60 (2008) 1037–1055
Acknowledgements
The authors wish to thank Boston University for its support.
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