Beyond the Rabbinic Paradigm
Ephraim Shoham-Steiner, Elisabeth Hollender
Jewish Quarterly Review, Volume 111, Number 2, Spring 2021, pp. 236-264
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T H E J E W I S H Q U A R T E R L Y R E V I E W , Vol. 111, No. 2 (Spring 2021) 236–264
Beyond the Rabbinic Paradigm
EPHRAIM SHOHAM-STEINER
AND ELISABETH HOLLENDER
INTRODUCTION
L AY L E A D E R S H I P H A S P L AY E D a role in nearly every Jewish community across time; medieval Ashkenaz was no exception. By “leadership,”
we mean people—usually a group but sometimes individuals—who were
entitled to make decisions that influenced the lives of others and who performed communal functions such as intercommunal arbitration, validation
of legal transactions, representation of the community to outside authorities,
division of taxes and financial burdens, and more. The term “lay,” in this
context, refers to people who, although informed about religious norms,
were not primarily known for their scholarly erudition and did not compose normative or legal texts. In medieval times, leadership positions were
mostly entrusted to the financially successful and the learned male elite.
While the role of rabbinic scholars in the organization and leadership of
medieval Ashkenazic communities has been thoroughly researched in the
past,1 information regarding the lay leadership is limited and usually appears in passing in rabbinic writing. Unlike the rabbinic scholars who
gradually moved from an oral to a written culture, explaining the norms
1. See Avraham Grossman, The Early Sages of Ashkenaz: Their Lives, Leadership,
and Works (900–1096) (Hebrew; Jerusalem, 1989). A brief English summary of
this seminal study can be found in Grossman, “Summary of the Early Sages of
Ashkenaz,” Immanuel 15 (1983): 73–81. See also Israel M. Ta-Shma, “Ashkenazi
Jewry in the Eleventh Century,” in Creativity and Tradition: Studies in Medieval Rabbinic Scholarship Literature and Thought, ed. I. M. Ta-Shma (Cambridge, Mass.,
2006), 1–36; Haym Soloveitchik, “Can Halakhic Texts Talk History?” in his Collected Essays, vol. 1, ed. H. Soloveitchik (Oxford, 2013), 169–223. Even recent
publications emphasize the rabbinic leadership and the notion of the holy community, very present in rabbinic sources. See Jeffrey R. Woolf, The Fabric of Religious Life in Medieval Ashkenaz (1000–1300): Creating Sacred Communities (Leiden,
2015), 22–80; Joseph Isaac Lifshitz, Rabbi Meir of Rothenburg and the Foundation of
Jewish Political Thought (Cambridge, 2016).
The Jewish Quarterly Review (Spring 2021)
Copyright © 2021 Herbert D. Katz Center for Advanced Judaic Studies.
All rights reserved.
SHOHAM-STEINER AND HOLLENDER
237
of individual and communal life, lay leadership tended not to leave much
of a paper trail, to the best of our knowledge.2 Even though written forms
were accepted for many legal procedures in the Jewish tradition, everyday leadership activities were usually not recorded in writing and were
not systematically archived until a much later period.3 Yet even in communities with strong rabbinic academies and a strong rabbinic presence, a
lay leadership existed, organized into a body of elect leaders, or parnasim,
similar to the Christian city council.4 From the information available to us,
this body comprised scholars and laymen alike.5
2. On the transition from oral to written culture, see Nachman (Neil) Danzig,
“Mi-Talmud ‘al peh le-Talmud bi-ktav: ‘Al derech mesirat ha-Talmud ha-bavli velimudo bi-yeme ha-benaim,” Bar-Ilan 30–31 (2006): 49–112; Talya Fishman, Becoming the People of the Talmud: Oral Torah as Written Tradition in Medieval Jewish
Cultures (Philadelphia, 2011); Haym Soloveitchik, “The Third Yeshiva of Bavel
and the Cultural Origins of Ashkenaz: A Proposal,” in Collected Essays, vol. 2, ed.
H. Soloveitchik (Oxford, 2014), 150–201. On communal regulations in Ashkenaz, see Rainer Josef Barzen, Taqqanot Qehillot Šum: Die Rechtssatzungen der jüdischen Gemeinden von Mainz, Worms und Speyer im hohen und späten Mittelalter
(Wiesbaden, 2019). The Ashkenazic takanot are formulated in rabbinic language
but represent decisions made by both lay and rabbinic leadership.
3. No Jewish archive from medieval Ashkenaz is extant. There are, however,
Christian archival records from the twelfth century onward, which also transmit
references to Jewish parties, such as the Cologne Schreinsbücher, one of which
was dedicated to documenting sales of assets in the Jewish quarter; see Robert
Hoeniger, ed., Das Judenschreinsbuch der Laurenzpfarre zu Köln (Berlin, 1888). A collection of all legal documents referring to Jews in the realm of the late medieval
Roman-German Empire is currently being composed, within the framework of
the project “Medieval Ashkenaz: Corpus der Quellen zur Geschichte der Juden
im spätmittelalterlichen Reich,” http://www.medieval-ashkenaz.org. In general,
these legal documents do not describe leadership in medieval Ashkenaz.
4. Yitzhak F. Baer, “The Origins of Jewish Communal Organization in the
Middle Ages,” Binah; Studies in Jewish History, Thought and Culture 1 (1989): 59–82;
Aryeh Grabois, “The Leadership of the Parnasim in the Communities of Northern
France in the Eleventh and Twelfth Centuries: The ‘Bon Viri’ and the ‘Elders of the
City,’ ” in Culture and Society in Medieval Jewry: Studies Dedicated to the Memory of Haim
Hillel Ben-Sasson, ed. M. Ben-Sasson et al. (Jerusalem, 1989), 303–14. For a description of this process, see Kenneth Stow, Alienated Minority: The Jews of Medieval
Latin Europe (Cambridge, Mass., 1992), 157–95, esp. 162–63. Christian sources that
viewed the Jews as an organized community used terms such as universitas Judeorum, gemeynde van den iuden, gemeynde der ioitschaf, gemeine ioitzschaf, gemeine iuetscheit,
Juden und Judischhait; see, e.g., Leonard Ennen and Gottfried Eckerz, eds., Quellen
der Geschichte der Stadt Köln (Cologne, 1860–79), 3:278; 4:90, 153, 120; 5:317.
5. Two examples will have to suffice: among the signatories of Hebrew documents attached to the Cologne Judenschreinsbuch, who obviously belonged to
the Jewish council, we find scholars such as Yakar b. Samuel ha-Levi and Haym
b. Yeḥiel Hefets Zahav; among the parnasim from Worms were such people as
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JQR 111.2 (2021)
In this essay, we collected and analyzed evidence from Cologne, where
there was no strong rabbinic academy during the eleventh and early twelfth
centuries, in order to show some features that we associate with lay leadership and the differences between lay leadership and rabbinic scholars
who led communities. This will be achieved by contrasting the lay leadership with the more prominent form of decision making in medieval
Ashkenaz—namely, the scholarly leadership documented in halakhic
literature, which is our main, and often only, source of information.
Texts composed by the rabbinic elite have been scrutinized for information on those “beyond the elite,” such as women, the poor, and the
sick; thus we seek to extract from rabbinic texts traces of a lay leadership, a presence that, since it did not actively contribute texts, has remain silenced behind the literate culture associated with the rabbinic
academies of Speyer, Worms, and Mainz (collectively referred to by the
acronym ShUM).6
OR GA NIZED JEWISH COMMUNITIES IN EARLY ASHKENAZ
The practice of Judaism implicitly and explicitly assumes that worship was
but one of several communal functions. Thus, even Jews who lived at a remove from the major Jewish centers had some basic level of collective
organization.7 This communal piece of Jewish life was reinforced by the
Yekutiel b. Jacob ha-Levi (d. April 29, 1261), who most likely was not a scholar
but is remembered as a parnas on his tombstone (epidat Worms 862; http://
www.steinheim-institut.de/cgi-bin/epidat?id=wrm-862&lang=de).
6. The fact that no Hebrew sources from Ashkenazic communities or groups
outside the rabbinic elite are extant does not rule out their existence: recent scholarship has successfully uncovered traces of other groups in the literature of the
elites. See Grossman, Early Sages of Ashkenaz, 9–19; for traces of the non-elite
groups, see the methodological guidelines set by Ivan Marcus, “History, Story,
and Collective Memory: Narrativity in Early Ashkenazic Culture,” Prooftexts 10.3
(1990): 365–88; Ivan Marcus, “The Historical Meaning of Hasidei Ashkenaz:
Fact, Fiction or Cultural Self-Image,” in Jewish Culture and Society in Medieval France
and Germany, ed. I. Marcus (Surrey, 2014), 103–14. These guidelines were implemented by Elisheva Baumgarten, Mothers and Children: Jewish Family Life in Medieval Europe (Princeton, N.J., 2004); and by Ephraim Shoham-Steiner, On the
Margins of a Minority: Leprosy, Madness, and Disability among the Jews of Medieval Europe (Detroit, 2014), esp. 7–20. See also Ivan Marcus, “Israeli Medieval Jewish
Historiography: From Nationalist Positivism to New Cultural and Social Histories,” Jewish Studies Quarterly 17.3 (2010): 244–85.
7. Not much has been published on Jewish communal organization in the
Latin West before the twelfth century; see Yitzhak F. Baer, “The Origins of the
Organization of the Jewish Community of the Middle Ages” (Hebrew), Zion 15
(1950): 1–41; Michael Toch, “The Formation of a Diaspora: The Settlement of
Jews in the Medieval German ‘Reich,’ ” Ashkenaz: Zeitschrift für Geschichte und Kul-
SHOHAM-STEINER AND HOLLENDER
239
expectation of the ruling authorities in almost every corner of the oikumene
that religious minorities would create organizational structures mediating
between local Jews and the regime, as well as for implementing internal
communal tasks.8
The need for some form of communal organization was not limited to
communities that could rely on local rabbinic scholars to guide them in the
application of Jewish law to their everyday life. In the early medieval period, peripheral Jewish communities in areas may not have had an abundance of rabbinic knowledge available but could well have had a communal
infrastructure.9 Leadership in these communities would have been assumed by a lay elite—financially successful men or those individuals who
had special contacts with the non-Jewish figures of power. In organized
communities with a strong rabbinic presence, a substantial part of the parnasim would be recruited from among this group as well.10
We suggest that the stories told by the Ashkenazic authors, compilers,
and disseminators of Talmud-based rabbinic knowledge who wished to
promote their understanding of Judaism do not do justice to what were
possibly competing structures of lay leadership. Although their understanding of a textually driven Jewish life eventually gained hegemony in Ashkenazic communities, the narrative of the rabbinic elite in Mainz, Worms,
and, later, Speyer does not necessarily provide a full picture of Jewish communal life in the earlier periods in Ashkenaz.
tur der Juden 7.1 (1997): 55–78; Avraham Grossman, “The Jewish Community in
Germany in the Tenth and Eleventh Centuries” (Hebrew), in Kahal Yisra’el: Hashilton ha-atsmi ha-yehudi le-dorotav, vol. 2, ed. A. Grossman and Y. Kaplan (Jerusalem, 2004), 57–74. The rabbinically structured and sanctioned communal
ordinances are from a later period; see Guido Kisch, The Jews in Medieval Germany:
A Study of Their Legal and Social Status (New York, 1970), 171–73; Louis Finkelstein, Jewish Self-Government in the Middle Ages (New York, 1964), 6–95.
8. See Yair Furstenberg, ed., Jewish and Christian Communal Identities in the Roman World (Leiden, 2016), 1–20.
9. On the nature of Jewish knowledge in the early northern European Jewish
communities, see Robert Bonfil, “Cultural and Religious Traditions in NinthCentury French Jewry,” Binah: Studies in Jewish History, Thought and Culture 3
(1994): 1–17; Haym Soloveitchik, “Agobard of Lyons, Megilat Aḥima‘ats, and
the Babylonian Orientation of Early Ashkenaz,” in Collected Essays, vol. 2, ed. H.
Soloveitchik (Oxford, 2014), 5–22.
10. On the etymology of the term parnasim and its use in medieval Ashkenaz,
see Avraham (Rami) Reiner, “ ‘A Tombstone Inscribed’: Titles Used to Describe
the Deceased in Tombstones from Würzburg between 1147–1148 and 1346” (Hebrew), Tarbiz 78.1 (2009): 123–52, esp. 137–40 and n. 69. The necessary detailed
analysis of the function of this office in administration and jurisdiction in medieval
communities cannot take place within this study.
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JQR 111.2 (2021)
The overlap between what seems to be the beginning of rabbinic activity in Ashkenaz and the emergence of written rabbinic literary culture is
significant. For centuries, rabbinic tradition had struggled with the complex tension between orality and textuality.11 It is only in the early Middle
Ages that we see evidence of wider textual attestation to the contents of
rabbinic learning.12 While the rabbinic scholars adopted textuality, a lay
leadership that conducted its affairs orally would easily be forgotten, especially if overwritten by a textual culture. Even if documents related to
individual cases had been produced, the eventual expulsion and breakdown
of medieval Ashkenazic urban communities from the mid-fourteenth
century and the dispersion of these communities would have damaged, and
even destroyed, any extant archive. On the other hand, medieval responsa
and halakhic texts were preserved because they, by definition, transcended
the individual cases and were intended to address general halakhic questions and serve as a repository of inner Jewish legal procedure.
THE JEWISH COMMUNITY OF COLOGNE: A TEST CASE
We have chosen Cologne as our test case because it is one of the few centers in the transalpine region with a long-standing Jewish presence but
little record in the development of early Ashkenazic talmudic scholarship.13
11. Cana Werman, “Oral Torah vs. Written Torah(s): Competing Claims to
Authority,” in Rabbinic Perspectives: Rabbinic Literature and the Dead Sea Scrolls, ed. S.
Fraade et al. (Leiden, 2006), 175–97. Note that Werman places the Jewish move
from oral teachings to authoritative texts much earlier than Danzig and others.
See also Steven Fraade, “Concepts of Scripture in Rabbinic Judaism: ‘Oral Torah’ and ‘Written Torah,’ ” in Jewish Concepts of Scripture: A Comparative Introduction,
ed. B. D. Sommer (New York, 2012), 31–46.
12. In the fascinating “Legend of Rabbi Meshullam” discussed extensively by
Sara Zfatman in her The Jewish Tale in the Middle Ages and in her later books, Meshullam’s scholarly abilities are revealed while he is in a servile condition in the
house of the Babylonian nasi (the Jewish prince or exilarch), as he secretly
emended texts that were on the great master’s desktop; see Zfatman, The Jewish
Tale in the Middle Ages: Between Ashkenaz and Sefarad (Hebrew; Jerusalem, 1993),
83–86, esp. 85; Sara Zfatman, From Talmudic Times to the Middle Ages: The Establishment of Leadership in Jewish Literature (Hebrew; Jerusalem, 2010), 436–56.
13. For the 12th and 13th centuries, intercommunal contacts based on individual scholars are well documented, often including periods of study at Mainz for
scholars who later lived in Cologne and the participation of Cologne-based scholars in courts that decided Mainz and Worms cases. One early example is the 12thc. scholar Samuel ben Natronai, who was born in Bari (southern Italy), migrated
north, studied in Mainz, and married into the highly respected and influential
Mainz rabbinic family of the famous scholar Eliezer ben Nathan. Later, he moved
from Mainz to Cologne. Responsa in his father-in-law’s collection Sefer Ra’avan,
which includes copies of deeds he signed in Cologne, place ben Natronai in this
SHOHAM-STEINER AND HOLLENDER
241
It is also relatively large and close enough to the scholars of the ShUM
cities, who produced textual sources we can work with. We believe that
Cologne may be representative, as well, of communities with similar internal structures but that would not necessarily have been treated in the same
way in responsa and halakhic literature because they were less visible and
less bothersome to halakhic scholars. We think that studying Cologne may
be a gateway into an evaluation of the role of the lay authority in Jewish
communities—drawing more on behavioral norms of Jewish life and common knowledge than rabbinic erudition.
A Jewish presence in Cologne is documented as early as the fourth
century.14 There is also evidence that Jews lived in Cologne in the late
Carolingian and Ottonian periods, even though their presence in the Roman and early medieval periods may not have been continuous.15 It was
city in the 1130s. See Simcha Emanuel, Fragments of the Tablets: Lost Books of the Tosaphists (Hebrew; Jerusalem, 2006), 60–80. Later examples are Joel ha-Levi and
his son Eliezer ben Joel ha-Levi (Ra’avya) in the second half of the 12th c.: Avigdor Aptowitzer, Mavo’ le-Sefer Ra’avya (Jerusalem, 1938), 1–35, 252–57. From the
mid-13th c., the most renowned scholar is Asher ben Yeḥiel; see Avraham H. Freimann, Ha-Rosh—Rabbenu Asher bar Yeḥiel ve-tse’etsa’av: Ḥayehem u-po‘alam, trans. M.
Adler (Jerusalem, 1986), 21–30.
14. As gleaned from imperial decrees dating from 321 and 331 C.E. See Werner
Eck, “The Jewish Community in Cologne from Roman Times to the Early Middle
Ages,” in Judaea-Palaestina, Babylon and Rome: Jews in Antiquity, ed. B. Isaac and Y.
Shahar (Tübingen, 2012), 249–59.
15. A theory of continuity has been championed by archaeologist Sven Schütte,
who claims a continuous Jewish presence in Cologne from Roman times into the
medieval period; see Sven Schütte, “Continuity Problems and Authority Structures
in Cologne,” in Empire: Towards an Ethnology of Europe’s Barbarians, ed. G. Ausenda
(Woodbidge, 1995), 163–75; Sven Schütte and Marianne Gechter, eds., Von der Ausgrabung zum Museum: Kölner Archäologie zwischen Rathaus und Praetorium: Ergebnisse und
Materialien 2006–2012 (Cologne, 2012), 163–71 (the mikvah) and 99–105 (the synagogue). Arguments for an intermittent presence were presented by Eck, “Jewish
Community in Cologne”; Michael Toch, The Economic History of European Jews: Late
Antiquity and Early Middle Ages (Leiden, 2013), app. 3 (“Places of Jewish Settlement in
France and Germany”), 289–310; Sebastian Ristow, “Judentum und Christentum in
Spätantike und Frühmittelalter im deutschsprachigen Raum aus archäologischer
Sicht,” Das Altertum 59 (2014): 241–62. Given the current state of published archaeological findings, it is unlikely that a direct connection can be drawn between the
documented Jewish presence in Cologne in the late Roman period and the Jewish
community that seems to have settled there in the Carolingian period. See also the
cogent arguments by Matthias Schmandt, Judei, cives et incole: Studien zur jüdischen Geschichte Kölns im Mittelalter (Gesellschaft zur Erforschung der Geschichte der Juden
e.V., Arye-Maimon Institut für Geschichte der Juden 11) (Hannover, 2002), 9–12;
Matthias Schmandt, “Cologne: Jewish Center of the Lower Rhine,” in The Jews of
Europe in the Middle Ages (Tenth to Fifteenth Centuries): Proceedings of the International
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JQR 111.2 (2021)
an important cathedral city whose medieval Jewish community was
wealthy enough to build a splendid synagogue and monumental mikvah
(ritual bath),16 but unlike the ShUM communities, Cologne did not boast
a renowned rabbinical academy (yeshiva), and no founding or immigration narratives mythologized it. Lacking a dominant rabbinic presence, we
therefore suggest that vestiges of lay leadership were more likely to have
survived longer and perhaps more robustly in Cologne than elsewhere.
As noted in several scholarly works, as of the early eleventh century, in the
ShUM communities, rabbinic scholars were involved in governance, jurisdiction, and arbitration of the kahal (organized community).17 The situation
in Cologne seems to have been somewhat different. Examination of rabbinic
writings from tenth- and eleventh-century Ashkenaz reveals hardly any rabbinic figures who hail from Cologne. Only in later periods—especially from
the twelfth century on—do we hear of Cologne-based rabbis.18 Therefore,
we may deduce that governance and arbitration were in the hands of people
with little or no rabbinic training. Similar concepts were at work in city leadership, where the Schöffen, whose office originated in the delegation of community jurisdiction to elected individuals, participated in urban governance,
especially, but not exclusively, in the Rhenish cities.19
Symposium Held at Speyer 20–25 October 2002, ed. C. Cluse (Turnhout, 2004), 367–68.
Recent scholarship, however, has begun to accept the notion that although the vicissitudes of time and change left their mark on the city, it was never completely abandoned and had continuously served as one of the most important urban centers in the
Lower Rhine area. See Joseph P. Huffman, The Imperial City of Cologne: From Roman
Colony to Medieval Metropolis (19 B.C.–1125 A.D.) (Amsterdam, 2018).
16. The mikvah and the synagogue are both documented and were excavated
twice. For a report on the first excavation, see Otto Doppelfeld, “Die Ausgrabungen im Kölner Judenviertel,” in Die Juden in Köln von den ältesten Zeiten bis zur Gegenwart, ed. Z. Asaria (Cologne, 1959), 71–145. Preliminary analysis of the findings and
computerized reconstructions of the synagogue and mikvah, especially the 13th- and
14th-c. lavish finds, have been published in Schütte and Gechter, Von der Ausgrabung
zum Museum, 93–137. While their analysis of early periods has been criticized, most
of the description of high medieval finds remains unchallenged. On the mikvah, see
also Michael Wiehen, “Zur Baugeschichte der Grundwassermikwe der jüdischen
Gemeinde Kölns,” Archäologie im Rheinland 2012 (2013): 199–201.
17. Avraham Grossman, “The Attitude of the Early Scholars of Ashkenaz
toward the Authority of the Kahal” (Hebrew), Annual of the Institute for Research in
Jewish Law 2 (1974–75): 175–99; Stow, Alienated Minority, 162–63.
18. Another aspect of this is the fact that sources from the ShUM communities at
times underscore the importance of Bonn, the smaller and less significant city in the
Lower Rhine area, as a hub of rabbinic knowledge, maintaining diverse ties with
Mainz.
19. On the Schöffen in Cologne, see Huffman, The Imperial City of Cologne, 197–
200. See the more detailed analysis by Eberhard Isenmann, Die deutsche Stadt im
SHOHAM-STEINER AND HOLLENDER
243
We are hypothesizing that the Cologne Jewish community had a system of mainly lay leadership during the eleventh and early twelfth century.
Only by the mid-twelfth century does rabbinical influence become more
prominent: then we find figures such as the twelfth-century sages Samuel
ben Natronai (ca. 1110–ca. 1170) and Joel ha-Levi of Bonn (ca. 1115–
1200) mentioned in halakhic literature voicing their opinion in Cologne.
Some sources mentioning Cologne and local decision making are dated
later than the twelfth century; but because of the nature of rabbinic
knowledge in Ashkenaz, many of the later sources actually quote from
earlier sources and thus serve as a cornucopia of information regarding
earlier knowledge. Books such as Sefer Ra’avan (Even ha-Ezer), Or zarua‘,
Sefer Mordekhai, and Sefer Ra’avya contain quotations from texts produced
decades, and sometimes centuries, earlier. Though the earlier texts are
today inaccessible to us, traces of their content are extant in the later compilations and compendiums. The rivalry between Mainz (ShUM) and Cologne was informed in part by lay versus scholarly decision making, and
the nature of the evidence means that this topos could well have carried
over into later sources. We therefore refer to later material as well when
discussing earlier eras, though the leadership structure in Cologne had
changed by the late twelfth century and scholars had become more involved. We would like to present a number of extant sources that describe
how decisions were made before the ascendance of predominantly rabbinic communal leadership, as well as how the community in Cologne
conducted its affairs, by way of a few key themes and examples.
KNOWN LAY LEADERS
The 1096 Persecution and the Figure of Mar Judah ben Abraham ha-Parnas
The twelfth-century Hebrew chronicles recounting the story of the
events during the 1096 crusader riots are among the earliest sources that
describe Jewish life in Cologne.20 The events of 1096 in and around Cologne are recorded in two of the three extant accounts of this period: the
chronicle of Solomon bar Samson, an amalgamation of preexisting sources
and interviews with survivors, which was apparently compiled around
Mittelalter 1150–1550: Stadtgestalt, Recht, Verfassung, Stadtregiment, Kirche, Gesellschaft, Wirtschaft (Vienna, 2012), chap. 4.7 (esp. 4.7.2, 4.7.4.2, and p. 487) but
also on the influence on the Schöffenbrüder (p. 222) and—albeit indirect—chap.
4.4.2 on the Ratsjuristen. It should be noted that Isenmann, who uses many examples from Cologne, speaks about the “city court,” not the “Schöffen court.” We
would like to thank Jörn Christophersen for discussing the role of the Schöffen
with us.
20. See Eva Haverkamp, Hebräische Berichte über die Judenverfolgungen während des
Ersten Kreuzzugs (Hannover, 2005).
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1140;21 and a shorter version describing the events in Cologne and the
Lower Rhine, which appears in the slightly more edited chronicle of Eliezer
ben Nathan (Ra’avan, ca. 1090–1170). This chronicle also had a paraliturgical function, and liturgical poetry was woven into the narrative.22 The third
account, known as “the anonymous of Mainz,” barely mentions Cologne.
All three Hebrew narratives of events, as well as the poems inserted into
Ra’avan’s chronicle, focus on the ShUM communities, especially Worms
and Mainz, where the devastation was much greater than in Speyer. Told
from their perspective, their story highlights the martyrdom of the Jews
in those cities. Yet one of the surviving sections consists of a rather detailed
account of the events that took place in the Lower Rhine region in the summer of 1096.23 Much can be learned from the manner in which Cologne
and its surrounding communities are depicted in this narrative.24 At the
beginning of his description of the 1096 events in Cologne, Solomon bar
Samson remarks: “Cologne, the pleasant city where the assembled flock
was gathered—and Heaven brings merit through meritorious individuals—
from there emanated life, sustenance and established law [ ]דין קבועto our
brothers so widely dispersed.”25
21. See Robert Chazan, European Jewry and the First Crusade (Berkeley, Calif.,
1987), 40–49. In this account, the references to the Lower Rhine Jewry are split
between the accounts of events in Cologne itself and those occurring in the surrounding localities. Cologne Jews fled or were evacuated to these localities at the
advice and aid of the Cologne archbishop Herman III (1089–99).
22. See Gerson D. Cohen, “The Hebrew Crusade Chronicles and the Ashkenazic Tradition,” in Minḥah le-Nahum: Biblical and Other Studies Presented to Nahum M. Sarna, ed. M. Brettler and M. Fishbane (Sheffield, 1983), 36–53.
23. See Robert Chazan, “The Facticity of Medieval Narrative: A Case Study of
the Hebrew First Crusade Narratives,” AJS Review 16.2 (1991): 31–56; Robert
Chazan, “The Deeds of the Jewish Community of Cologne,” Journal of Jewish
Studies 35.2 (1984): 185–95.
24. The historical reliability of the Hebrew chronicles that describe events in
1096 has been a subject of intense scholarly discussion and debate. See Marcus,
“History, Story and Collective Memory,” 365–88; Jeremy R. Cohen, Sanctifying the
Name of God: Jewish Martyrs and Jewish Memories of the First Crusade (Philadelphia,
2004), 31–54. Unlike Marcus and Cohen, who view the chronicles as governed by
literary conventions, Chazan and Gross think that the chronicles contain reliable
historical testimony, based on the testimony of survivors and other early sources.
See Chazan, “Facticity of Medieval Narrative”; Chazan, “The Deeds of the Jewish
Community of Cologne,” 185–95; Avraham Gross, Struggling with Tradition: Reservations about Active Martyrdom in the Middle Ages (Leiden, 2004). However, even Marcus agrees that their intended medieval audience found the chronicles credible in
that they reflected the norms and customs of medieval Ashkenazic society.
25. See the Hebrew text in Haverkamp, Hebräische Berichte, 401. This translation is based on Eidelberg’s rendering of Solomon ben Samson’s 1096 chronicle:
Solomon ben Samson, The Jews and the Crusaders: The Hebrew Chronicles of the First and
SHOHAM-STEINER AND HOLLENDER
245
In characterizing Cologne Jewry, the text mentions life, sustenance, and
the administration of justice but makes no mention of rabbis, scholarship, or
Torah. It is quite clear that the absence of rabbis or a yeshiva in Cologne did
not discourage arbitration or the administration of justice, but rather the opposite. The sequence of nouns in this description is also significant: livelihood
is mentioned first and legal arbitration last; commerce and trade supplied
livelihoods for Colognians and Jews from other towns in the region and beyond. We learn from the text that Cologne is a place with fixed, rather than
ad hoc, institutions of justice, and no reference is made to the Jewish learned
background of those entrusted with the dispensation of justice. Later, we
encounter what is probably a portion of a eulogy for an eleventh-century
parnas (lay leader) from Cologne, who perished in the riots:
The parnas there, chief spokesman, the nadiv of the nedivim,26 and leader
of them all was master27 Judah ben Rabbi Abraham, a wise, distinguished counselor. When all the communities would gather in Cologne
for the markets, three times a year, he would address them all in the synagogue; the assembly would be silent in his presence and appreciate
what he had to say. When the leaders of the communities would begin
to speak, others would all rebuke them and chide them to listen to his
words. “What he says is true, sincere and correct.” He was of the tribe
of Dan, a man of good faith and the exemplar of his generation, one who
would sacrifice himself were someone else in distress. Throughout his
life, no harm ever came to anyone on his account. He was loved by God
and kind to all souls; concerning him did David recite his entire Psalm,
“Lord, who may reside in Your tent?” (Psalm 15).28
Second Crusades, trans. and ed. S. Eidelberg (Madison, Wisc., 1977), 49. We have
made several minor stylistic modifications and added the word “established” to
describe the law. The Hebrew expression “( דין קבועestablished law”) stresses the
enduring nature of the Jewish juridical system in Cologne.
26. The Hebrew word nedivim is the plural form of nadiv (lit., “charitable,” “generous”; but also “noble”). On the meaning of this title and the possibility that it
stems from Cologne in specific reference to Jewish lay leadership, see Ephraim
Shoham-Steiner, “Towers and Lions: Identifying the Patron of an Illuminated
Mahzor from Cologne,” Jewish History 33.2 (2020): 245–73.
27. The Hebrew term here is mar, which would translate into the modern term
“mister” (Mr.). It communicates that the person is not a rabbi and assumes no rabbinic scholarship. On the meaning of the titles in medieval Ashkenaz, see Avraham
(Rami) Reiner, “A Tombstone Inscribed,” 123–52, esp. 137–39 (parnas) and 146
(mar).
28. The translation here is based on the text in Haverkamp, Hebräische Berichte,
573. A comparison of the version preserved by Solomon bar Samson and that
preserved by Eliezer ben Nathan (Ra’avan) is found there on pp. 429–31.
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Judah ben Abraham the parnas was martyred in a walled compound
called Ilna, a site to which some of the Cologne Jews were evacuated by
the local archbishop Herman III during the second wave of persecutions
in the summer of 1096.29 From the eulogy, it is evident that not only was
Mar Judah ben Abraham an accepted leader of the Cologne community;
he apparently also laid claim to leadership on the regional level. Cologne’s
economic prominence, as well as the vibrant regional fairs that epitomize
its commercial importance, fostered his aspiration that its communal leadership would set the tone for the other Jewish communities in the Rhine
Valley. The praise accorded to Mar Judah in the text showcases the Cologne synagogue, where he presided over the assemblies. All those present at the regional assembly in the synagogue seem to have accepted Mar
Judah’s authority during the gatherings, which corresponded with the
triannual fairs in Cologne.30 Mar Judah may even have had authority
matching that of the assembly’s official chairperson. It is quite probable
that the chronicle portrayed Mar Judah in an idealized, somewhat hagiographic, manner, because the man died a martyr’s death. But even taking
this into account, what emerges is a portrait of a charismatic lay leader
described with the titles nadiv and mar (not “rabbi,” a term reserved for
scholars during this period), a local following, and prominent involvement in arbitration processes that took place in the Cologne synagogue.
As these processes probably took place during the fairs, we may deduce
that Mar Judah participated in arbitrations settling commercial or financial disputes.31
A Fictional Parnas from Cologne
In a late medieval Ashkenazic manuscript published by Eli Yassif (MS Jerusalem 8o3182), we find a host of folktales, along with tales of a hagio29. On the identification of Ilna, see Haverkamp, Hebräische Berichte, 37–38n13.
30. As early as 967, we know of fairs taking place in Cologne. See Franz Irsigler, “Markt und Messeprivilegien auf Reichsgebiet im Mittelalter,” in Das Privileg
im europäischen Vergleich 2, ed. B. Dölemeyer (Frankfurt am Main, 1999), 193n31;
Joseph P. Huffman, Family, Commerce, and Religion in London and Cologne: AngloGerman Emigrants, c. 1000–c. 1300 (Cambridge, 1998), 9–13.
31. As is evident from as early as the first cases in Ashkenazic responsa, both
by Gershom ben Judah of Mainz (d. 1028) and Judah ben Menahem ha-Kohen
of Mainz (d. ca. 1060), many Jews from the Middle Rhine area conducted business in Cologne and ferried goods and commodities to and from this city. The
question of where to settle the disputes arising from the commercial activity in
Cologne therefore already existed in 11th-c. Ashkenaz. On a similar unwritten
code of mercantile law that existed parallel to halakhah, see Mark F. Cohen, Maimonides and the Merchants: Jewish Law and Society in the Medieval Islamic World (Philadelphia, 2017), 25–36.
SHOHAM-STEINER AND HOLLENDER
247
graphical nature highlighting the actions of revered personae.32 Although
the folktales were penned in the sixteenth century, Yassif argues convincingly that some of the stories in this collection reflect events, experiences,
and communal concerns that seem to date from a much earlier period in
medieval Ashkenaz—long before the stories were committed to writing.
One of these stories details a conflict between an anonymous parnas from
Cologne and the twelfth-century rabbi Eliezer ben Nathan of Mainz.33
The conflict seems to have revolved around the recitation of the liturgical
poetry (piyyutim) known as kerovot (in the Ashkenazic “phonetic” spelling,
krovets, recited in the synagogue on holidays to poetically embellish the Amidah prayer). Although not mandatory, these liturgical poems were considered
in many Ashkenazic communities as essential; they were also a component of
local collective identity. In the tenth and eleventh centuries, most Ashkenazic piyyutim were composed in Mainz, and some in Worms.34 In the story,
a very rich, powerful parnas from Cologne decides to eliminate the recitation
of the krovets from the synagogue service and uses his authority to change the
local liturgy. The storyteller, obviously from Mainz, first notes that the Cologne parnas was the son of a rabbi; he then adds that there were converts to
Judaism in his lineage, an innuendo clearly aimed at tarnishing the Cologne
parnas, if not the entire community.35 The tale relates that this parnas had a
special vault-like room in which he would sleep. One day, while the parnas
was sleeping, a rooster entered the sealed room and lacerated his face. Having been defaced, the parnas consulted a certain magician (ba‘al shem; lit.,
“master of holy names”)36 about this painful matter, and learned that the
32. Eli Yassif, Ninety-Nine Tales: The Jerusalem Manuscript Cycle of Legends in Medieval Jewish Folklore (Hebrew; Tel Aviv, 2013).
33. Eliezer ben Nathan (Ra’avan) was not unknown after the 12th c., but he
most certainly was not a Jewish household name.
34. Only in a later layer of Ashkenazic liturgy do we find local poets in other
Ashkenazic communities and, in some cases, a tendency to prefer their poetry. On
the history of piyyutim in Ashkenazic poetry, see Elisabeth Hollender, Liturgie und
Geschichte: Der aschkenasische Machsor und jüdische Mobilität im Mittelalter—Ein methodologischer Versuch (Trier, 2015). On local poets, see Elisabeth Hollender, “Poets
(Almost) without Audience? Ashkenazic Piyyuṭim in Local Manuscripts,” in The
Poet and the World, ed. J. J. M. S. Yeshaya, E. Hollender, and N. Katsumata (Berlin, 2019), 117–33.
35. Avraham Grossman, “Family Lineage and Its Place in Early Ashkenazic
Jewish Society” (Hebrew), in Studies in the History of Jewish Society in the Middle Ages
and in the Modern Period: Presented to Professor Jacob Katz on His Seventy-Fifth Birthday by
His Students and Friends, ed. E. Etkes and Y. Salmon (Jerusalem, 1980), 9–23.
36. While the term ba‘al shem came into use relatively late, the knowledge regarding the use of the divine name (shem) is ancient and well known among the
Jews of medieval Europe.
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rooster was none other than Rabbi Eliezer ben Nathan of Mainz. The parnas
then traveled to Mainz and confronted Rabbi Eliezer, who explained that
he had been compelled to act thusly by his ancestors, the very same ancestors who had composed and introduced the krovets into the liturgical rite.
The story ends with the parnas capitulating to Rabbi Eliezer and reinstating
the krovets into the Cologne synagogue’s rites.37
Although the folktale lacks historical specificity, it clearly reflects a
struggle between two worldviews in medieval Ashkenaz. First, it should
be noted that the Cologne parnas is depicted in the story as not being opposed or challenged from within his community by any rabbinic authority, probably due to a lack of a figure of equal standing to his leadership
position as the communal parnas. It is only a rabbinic figure from Mainz
who can oppose him, overcoming his local power only by employing magical means.
Second, countering his prestigious rabbinic lineage, the tale ultimately
taints the Cologne parnas as being descended from converts (gerim). In
this, he pales before the rabbi from Mainz, who, in addition to his own
impeccable liturgy-founding ancestors, is portrayed as possessing mystical powers. Scholars studying proselytism in medieval Europe have shown
that in the eleventh and twelfth centuries, when converts to Judaism in
Franco-Germany were not harshly persecuted by Christian authorities,
these converts were usually individuals who wished to improve their social status. Thus, the innuendo referring to the parnas’s convert ancestors
is not only religious but also social, suggesting that he is nouveau riche. In
medieval times, lineage was always significant, and even more so within
the small, tight-knit Ashkenazic communities. Commenting on lineage
and suggesting an illustrious one (from Mainz), as opposed to a dubious
one (from Cologne), has the scent of the haughtiness of scholars versus
lay leaders. It adds to our argument that the Cologne community was seen
by others as not only being led by a powerful lay leadership but lacking
rabbinic leadership.38
37. On the Cologne synagogue rite, see Ezra Fleischer, “Prayer and Liturgical
Poetry in the Great Amsterdam Mahzor,” in The Amsterdam Mahzor: History, Liturgy, Illumination, ed. A. Van der Heide and E. Van Voolen (Leiden, 1989), 26–43;
Wouter Jacques van Bekkum, “List of Piyyutim Occurring in the Amsterdam
Mahzor,” in The Amsterdam Mahzor, 44–55.
38. One of the better-known Ashkenazic converts to Christianity, Judah-Herman
of Cologne, originated from Cologne; see Jean-Claude Schmitt, The Conversion of Herman the Jew: Autobiography, History, and Fiction in the Twelfth Century, trans. A. J.
Novikoff (Philadelphia, 2012). The Mainz scholars may have opposed the greater
permeability between the communities in Cologne marked by such converts.
SHOHAM-STEINER AND HOLLENDER
249
As portrayed in the story, the rabbi from Mainz (Eliezer ben Nathan)
had the upper hand in all respects. Although admitting that he indeed had
committed the violent act of disfiguring the parnas, disguised as a rooster,
Rabbi Eliezer confesses that he was compelled to do so by his ancestors.
He also acknowledges that the purpose of his actions was to make the Cologne parnas realize his error and retract his request to remove the krovets
from the congregation’s prayers. This story should be read as praise literature (sifrut shevaḥim), glorifying its hero and his lineage.39 The Cologne
leader is portrayed as a rich man (the emphasis on his vaulted room is telling, in this regard) with local authority, similar to the authority wielded
by Mar Judah ben Abraham. A lack of rabbinic credentials, on the one
hand, and the presence of economic affluence, on the other, is a recurring
theme in the descriptions of Cologne leaders.
The suggestion that some members of the Cologne community possessed
dubious lineage is found in another late source that seems to reflect earlier
traditions. As late as the fifteenth century, we sense such a bias in the writing of the famous ShUM codifier Jacob ben Moshe ha-Levi Molin (Maharil; d. 1427). Maharil, a resident of Worms and later Mainz,40 makes an
interesting remark about the difference in the genealogical status of the
Jews of the Upper and Lower Rhine. In his discussion of marriage laws
and customs, found in his Book of Customs (Sefer ha-minhagim, compiled
by his student-secretary Zalman of St. Goar), we find: “And Maharil said:
Regarding the fact that in Cologne the sum allocated to the ketubah [marriage contract] of a virgin is 200 and in Mainz [and in the other ShUM
communities—as the evidence in some of the MS suggests] it is 600: This
is because the Jewish inhabitants of the Upper [Rhine] province are genealogically superior to the Jewish inhabitants of the Lower Rhine province,
39. Piyyutim served to anchor hagiographic stories in the medieval world, and
poets served as heroes; see Lucia Raspe, “Payyetanim as Heroes of Medieval Folk
Narrative: The Case of R. Shimʿon b. Yishaq of Mainz,” in Jewish Studies between the
Disciplines: Papers in Honor of Peter Schäfer on the Occasion of His Sixtieth Birthday, ed. K.
Hermann, M. Schlüter, and G. Veltri (Leiden, 2003), 354–69; Lucia Raspe, Jüdische Hagiographie im mittelalterlichen Aschkenas (Tübingen, 2006), 189–98, 279–91.
On the distinction between “praise literature” and hagiography, see Sara Zfatman,
In Praise of Rabbi Shmuel and Rabbi Judah the Pious: The Beginnings of Praise Literature in
Ashkenazi Jewry (Hebrew; Jerusalem, 2020). We wish to thank Sara Zfatman for
sharing the unpublished manuscript of her book with us.
40. During his long career, Maharil also spent time in Cologne. While studying
in Austria under Shalom of Neustadt (Wiener-Neustadt), Maharil traveled to the
Lower Rhine area and studied briefly with Susskind of Cologne in the last decade
of the fourteenth century (1395–1400); see Israel Mordechai Peles and Shlomo
Spitzer, eds., Introduction and Additions to the Books of Maharil (Hebrew; Jerusalem,
2016), 68–73.
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who are genealogically inferior. And to those with superior lineage we allocate a larger sum in the ketubah.”41
Both examples discussed above reflect the Mainz and Middle Rhine
Jewry’s argument against the Cologne and Lower Rhine community by
discrediting their lineage and the importance of their lay leadership over a
rabbinic one, components that at once reflect, reinforce, and transcend the
existing geopolitical tensions between the inhabitants of the two regions.
PIOUS LAITY
The lack of a significant presence of rabbinic scholars in Cologne posed a
challenge to the authors of the Hebrew Chronicles of the 1096 persecutions: because the martyred Cologne Jews were not members of the rabbinic elite but had, in fact, performed the ultimate sacrifice, a laudatory
term had to be found for them. A relatively large number of references in
the Hebrew Chronicles contain the word ḥasid or ḥasidah (masculine and
feminine adjectives for pious and pietistic behavior), especially in the
chronicle compiled by Eliezer ben Nathan and the religious poetry found
therein. In light of the absence of a meaningful rabbinic presence in Cologne, the title “rabbi” could hardly be used,42 and references to the Torah
and the study of Torah were less frequent than we find referring to the
ShUM martyrs, while “piety” could be associated with a “lay” community.
In fact, in the (longer) descriptions of the Mainz martyrs, the words ḥasid
and ḥasidah appear four times; in contrast, in the discussion of Cologne and
the surrounding area, the words ḥasid (masc. sing.), ḥasidah (fem. sing.),
ḥasidim (masc./collective pl.), and tsadikim (“righteous”; masc./collective
pl.) appear seventeen times.
It seems that the account, with the Mainz editing, chooses to depict the
Cologne Jewish community with a precise set of adjectives: not scholarly
or learned but pious and charitable.43 Their portrayal as charitable implies
financial prowess and mercantile abilities underlying their lauded generosity. The frequent use of the term “piety” (ḥasidut) points to the Cologne
Jews’ formidable resistance against the attempts to coerce them into forced
baptism, analogous to the resistance of the ShUM communities. The term
“piety,” in this context, likely does not refer to the popular meaning found
41. Jacob ben Moshe ha-Levi Molin, The Book of Customs, ed. S. Spitzer (Jerusalem, 1989), 472, Laws of Marriage §13: אמר מהר“י סג“ל מה שנוהגין במדינת קלוני“א
היינו משם שבני גליל העליון יותר מיוחסים מבגליל, ובמדינת מגנצא שש מאות,כתובת בתולה מאתים
התחתון ולמיוחסים מעלין כתובה כדאיתא בריש מסכת כתובות.
42. It is only later that rav becomes the main form of address for any male Jew,
so that rabenu (=our rabbi), morenu (=our teacher/master), and similar terms are
used to identify the learned.
43. Haverkamp, Hebräische Berichte, 401–65.
SHOHAM-STEINER AND HOLLENDER
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in the literature of the late twelfth-/early thirteenth-century Ashkenazic pietists.44 Rather, it refers to the fact that while the Jews of Cologne and the
Lower Rhine lacked scholarly rabbinic knowledge, they did not lose their
religious commitment, even when threatened with forced baptism or death.
ECONOMIC HALAKHAH: THE POSITION OF LAY LEADERSHIP
As we have seen above, although external observers depicted them also as
making decisions on liturgical matters, the lay leadership was mainly concerned with economic matters. It is no surprise that the meetings of the
supracommunal gatherings in the Cologne synagogue, presided over by
Mar Judah and described above in the chronicles, took place during the
Cologne mercantile fairs. The commercial gatherings in Cologne were
spaces in which to showcase a lay leader’s ability to administer justice and
successfully arbitrate disputes. It is logical that the lay leadership, composed of the affluent financial elite, were savvy about and invested in the
preservation of material value and the clarification of material issues.
While the sources at our disposal stem from the ShUM communities,
early rabbinic responsa literature from the late tenth and early eleventh centuries refers to Cologne almost exclusively in commercial contexts, while the
references to the ShUM communities concern scholar-merchants. According to the merchants who approached the ShUM rabbis regarding commercial disputes (which eventually registered in responsa literature), Cologne
was a marketplace, a bustling hub of the wool and wine trade, and a locus to
which one would go with a considerable amount of money, either from private sources or sums raised by seeking credit for business purposes.45
44. On the broader meaning of piety in medieval Ashkenaz, see Elisheva
Baumgarten, Practicing Piety in Medieval Ashkenaz: Men, Women and Everyday Religious Observance (Philadelphia, 2014), 5–19; Baumgarten, “Who Was a Ḥasid or
Ḥasidah in Medieval Ashkenaz? A Reexamination of the Social Implications of a
Term,” Jewish History 34.1 (forthcoming, 2021). A possible use of the word ḥasid
(pl., ḥaside) in this same manner is found in Eliezer ben Nathan’s halakhic discussion of the extreme stringency exhibited by the pious residents of Regensburg
with regard to Passover customs. See Eliezer ben Nathan, Sefer Ra’avan, ed. D.
Deblitzski (Bnei Brak, 2008), 196, §299: “And I heard that the pious of Regensburg demand the use of a new cauldron to cook the tar they use to seal the wine
barrels for Passover and I wonder. [. . .] And the Sages of the Rhine were never
so strict in this matter.” This account depicts the pious Jews of Regensburg in the
mid-12th c. as not erudite in the fine print of halakhah (unlike the Rhineland
sages), yet exceptionally pious in their upholding of the law, even to extremes not
sanctioned by talmudic learning and erudition.
45. Ephraim Shoham-Steiner, “Making a Living in Medieval Ashkenaz,” in Jüdische Kultur in den SchUM-Städten, ed. K. E. Grözinger (Wiesbaden, 2014), 64–82.
For sources, see the responsum by Judah ha-Kohen of Mainz (author of Sefer
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In the more than 100 references to Cologne in the large range of rabbinic genres represented in the Bar-Ilan University Responsa Project, the
city is mentioned in commercial and mercantile contexts almost forty times
but does not appear even once as a place where one would seek ritual, rabbinic, or Jewish religious knowledge of any kind.46 These texts do not
refer to Jewish life in Cologne beyond the cases in question, nor do they
indicate that commerce-related ethics or laws differed from those of other
Jewish communities. They do indicate, however, that commerce and the
preservation of wealth were important topics in the Cologne community.
One example demonstrating the system of arbitration practiced in Cologne can be found in an eleventh-century responsum written by Judah
ben Menachem ha-Kohen (d. ca. 1060), a member of the Mainz Jewish
court and author of Sefer ha-dinim. The case, preserved in a later manuscript
(MS Prague Jewish Museum 20, §186), tells of three Jews from Mainz
who bought wool that had been stolen by gentiles from Cologne Jewish
wool merchants. The case was litigated in the Jewish court in Mainz, and
that is how it came to be discussed in Rabbi Judah’s compendium that drew
on the court cases. Apparently, the Cologne wool traders realized that their
stolen wool was headed to Mainz, and they contacted the local non-Jewish
Mainz magistrates in an attempt to reclaim their stolen property.47 The
Cologne merchants’ spontaneous reaction, turning to local magisterial arbitrational authorities, probably reflects the norm of conduct in their home-
ha-dinim; d. ca. 1060) from the Prague edition of Meir of Rothenburg’s responsa
(based on MS Prague Jewish Museum 20, §186). The situation described there is
indicative of the early 11th c. Regarding loans given to ShUM traders in the Cologne fairs, see Rashi’s comment on a sum of money taken to the Cologne fair as a
loan with interest. The original text of Rashi’s responsum survived only in a much
later responsum from the 16th c., by R. Binyamin ben Matitya (of Greece), She’elot
u-teshuvot Binyamin Ze’ev (Jerusalem, 1989), 2:487r, §364. Binyamin hailed from
an Ashkenazic family in Italy (probably Venice), granting him access to extensive
early Ashkenazic material. Meir Benayahu, Prolegomenon to the Responsa “Benjamin
Ze’eb” Venice 5299/1539 (Hebrew; Jerusalem, 1989), 9–52.
46. A search for the name “Colonia” in the Bar-Ilan University Responsa Project (version 22, 2015) results in 105 entries. The entries can be divided into topical
categories: (1) liturgy, (2) marital matters, (3) commercial issues and local customs,
(4) halakhic matters concerning Sabbath and the festivals, and (5) ritual slaughter
and Jewish dietary laws. More than a third (37) can be defined as commercial/
contract/financial or discussing matters of loans, pledges, and interest-related contexts. Jewish dietary laws form the second-largest group (17), while the remaining
topics have fewer entries.
47. For a more elaborate treatment of this case, see Ephraim Shoham-Steiner,
Jews and Crime in Medieval Europe (Detroit, 2020), 63–65.
SHOHAM-STEINER AND HOLLENDER
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town.48 It should be noted that the two juridical systems (magistrates and
religious courts) conducted some dialogue, and similar behavior is recorded in later sources, as well.49
Controversies about Ritual Slaughter and Baking
One of the major aspects of Jewish communal and economic life is the observance of the dietary laws, which require the ritual slaughter of meat.
This was not simply a Jewish custom but served as a positive Jewish identity marker. Adiel Schremer was able to reconstruct an obscure yet famous halakhic incident from the 1070s involving Jewish ritual slaughter
in Cologne, the Middle Rhine Jewish academies of Worms and Mainz, and
the northern French halakhic luminary Rashi (Rabbi Solomon ben Isaac
of Troyes, 1040–1105).50 Known in the history of Jewish law as the “controversy about the lung” (plugat ha-re’ah), it was discussed by some of the
most important late eleventh-century Jewish legal authorities in Ashkenaz. It also reflects the impact of respective jurisdictional choices made between the Cologne and ShUM leaderships and the difference between
their decisions.
The case focuses on whether a ritually slaughtered kid goat could be declared fit for Jewish consumption after the carcass had been tampered
with—supposedly by Christians—in the absence of Jewish supervision.
According to Jewish custom practiced in Mainz and Worms, it was imperative that after the animal was slaughtered, its lungs would be manually examined while still in the carcass, in order to ascertain that they were
intact prior to the slaughter. If the lungs were found to have been punctured antemortem, the animal would be declared unfit for Jewish consumption and its meat would be sold to a non-Jew. In the case from Cologne,
Rabbi Asher ben David ha-Levi (probably residing in Cologne) was approached in the case when a Jewish butcher had not checked the lungs
and had left the carcass untended for a while. When he returned, he saw
48. But even in the 13th c., when the talmudic directives seemed to have settled
in Cologne and rabbinic presence was on the rise, there were still times when rabbinic figures felt that there was some sort of irreverence among Cologne Jews; see
Ephraim Shoham-Steiner, “ ‘And in Most of Their Business Transactions They
Rely on This’: Some Reflections on Jews and Oaths in the Commercial Arena of
Medieval Europe,” in On the Word of a Jew: Religion, Reliability, and the Dynamics of
Trust, ed. M. B. Hart and N. Caputo (Bloomington, Ind., 2019), 36–61.
49. Aptowitzer, Mavo’ le-Sefer Ra’avya, 172–74, records a case from the mid-12th c.
50. Adiel Schremer, “Realism in Halakhic Decision-Making: The Medieval
Controversy concerning Examination of Lungs (Pelugat ha-Re’a) as a Test Case”
(Hebrew), Dine Israel 28 (2011): 97–143 (Hebrew sec.).
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that the carcass had been tampered with. Rabbi Asher ordered the butcher
to meticulously check the lungs and inflate them to see whether they were
punctured. If they were intact, regardless of the previous occurrences, he
would rule that the meat was fit for Jewish consumption.
According to Schremer, the Jews living in northern France and probably the Lower Rhine area wished to conceal the fact that the meat had
been subject to Jewish slaughter so that Christians would be willing to buy
it. Therefore, they involved a Christian in the slaughtering process. Schremer claimed that Jews feared vitriolic Christian criticism, such as that
voiced by ninth-century archbishop Agobard of Lyon, who explicitly mentioned that the Jewish practice of selling meat unfit for Jewish consumption was theologically unacceptable. Thus the “Jewish” origins of the meat
needed to be masked. The practice of stabbing the carcass postmortem
(with the danger of puncturing the lungs) was devised by Jewish and
Christian slaughterers and butchers so that everyone would be able to live
with the situation. Schremer suggested that this Christian opposition is the
key to understanding this case. Cooperation with a Christian butcher was
also easier under these conditions because he could sell the hind parts of
the animal to Christian consumers, without the laborious treatment of these
parts needed for Jewish consumption.51 The economic consequences of this
Judeo-Christian cooperation in circumventing the theological criticism resonate throughout Rashi’s contribution to this debate, in which he introduced a novel concept to the discussion, ruling that “the Torah spared the
money of the Israelites,” meaning that financial considerations and the potential financial loss if a slaughtered animal was found unfit for Jewish
consumption should be factored into the halakhic discussion.
51. For a brief introduction to Jews in the Carolingian empire, see Johannes
Heil, “Goldenes Zeitalter? Juden und Judentum in der Karolingerzeit,” in “Wie
schön sind deine Zelte, Jakob, deine Wohnungen, Israel!” (Num 24,5): Beiträge zur Geschichte
jüdisch-europäischer Kultur, ed. R. Kampling (Frankfurt am Main, 2009), 99–114; Johannes Heil, “Friendly Barbarians? The Jews under Christian Rule in Northern
Europe,” in Barbarians and Jews: Jews and Judaism in the Early Medieval West, ed. Y.
Hen and T. F. X. Noble (Turnhout, 2018), 203–30. On Agobard and the Jews,
see Anna Beth Langenwalter, “Agobard of Lyon: An Exploration of Carolingian
Jewish-Christian Relations” (Ph.D. diss., University of Toronto, 2009); Bonfil,
“Cultural and Religious Traditions”; Soloveitchik, “Agobard of Lyon.” One of the
accusations made by Agobard was that the Jewish diligence in observing dietary
laws caused them to disqualify some of their slaughtered meat for Jewish consumption and then sell it to Christians, calling such nonkosher slaughtered animals christiana pecora (“livestock fit for Christians”). Apparently, Agobard, as well as other
Christians, felt that this innately disrespectful behavior toward the regnant religion
of the land and the designation could not be overlooked.
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The situation in the ShUM communities regarding meat found ritually
unfit for Jewish consumption after the slaughter indeed differed markedly,
as we may learn from the concessions granted to the ShUM-based Jews,
such as the famous privilege of Bishop Rüdiger Houzman of Speyer (1084).
In a novel privilege, Rüdiger stipulated that Jews were allowed to sell to
Christians the meat of animals that, after Jewish ritual slaughter, were
deemed unfit for Jewish consumption.52 This clause in the privilege opposed Agobard’s criticism and was seen as a substantial achievement with
considerable ramifications for Jewish-Christian relations, enabling a
strictly Jewish slaughter of meat while making it superfluous to mask the
original ritual slaughter in case the animal was deemed unsuitable for Jewish consumption and had to be sold to Christians.53
This was apparently not the case in Cologne, which followed the practices of the French and Lower Rhine communities. Until the fourteenth
century, Jewish households in Cologne bought their ritually slaughtered
meat packaged in a markedly identifiable manner, in order to clearly differentiate it from nonkosher meat.54 This suggests that the same slaughterers catered to both non-Jews and Jews in medieval Cologne. The Jewish
community of Cologne was rich and well connected to the local archbishops, yet they did not negotiate a privilege for their ritual slaughtering similar to that awarded the ShUM communities. We may speculate that the
communal leaders, who were not rabbinic scholars, did not consider it necessary to intervene in an existing tradition of Jewish-Christian collaboration in the butchers’ market. This example reflects the manner in which a
nonrabbinic leadership may choose to emphasize certain aspects of Jewish life in their dealings with the non-Jewish environment.
A short entry found in the large halakhic compendium Or zarua‘, written
by the thirteenth-century sage Isaac ben Moses of Vienna, describes an episode from twelfth-century Cologne in which someone baked a pie on the
52. See Julius Aronius, Regesten zur Geschichte der Juden im fränkischen und
deutschen Reiche bis zum Jahre 1273 (Berlin, 1902), 69–77.
53. On this, see chiefly Robert Chazan, In the Year 1096: The First Crusade and the
Jews (Philadelphia, 1996), 3–27.
54. Deer, sheep, and goat legs were delivered with attached hooves to differentiate them from swine legs, suggesting that the same butchers catered to Jews and
non-Jews alike. See Hubert Berke, “Koschere Küche: Tierknochen aus der
Kloake unter der Synagoge,” in Von der Ausgrabung zum Museum, 152–59. Although
the finds in the cesspits of the Cologne Jewish quarter date mainly to the 13th and
14th c., the fact that they also attest to a meat-based diet that does not include
hindquarters shows that there was a need to sell those parts to non-Jewish
consumers.
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first of two consecutive festival days.55 Describing the case, Or zarua‘ records that from the outset the pie was baked with the intention of serving it
on the second day of the festival, since the regulation forbidding this had
been forgotten.56 The passage tells that some unnamed “people of Cologne”
(bne Colonia) decided that although there may have been a violation of
halakhah, the pie was nevertheless fit for consumption. The passage associates this with a talmudic decision (bMK 17b) determining that if one
unintentionally cooks on the Sabbath, both he and others may eat the
cooked dish once the Sabbath is ended. Since this argument is not explicitly
marked as being a factor for the (lay) Colognians who made the decision,
it is possible that it was added by the scholars transmitting the case, or by
R. Joel ha-Levi of Bonn, who opposed it. Thus, the Colognians obviously
knew that food accidentally cooked on Sabbath was fit for consumption,
and deduced that if this was true for the Sabbath, when cooking is strictly
forbidden, the same would also be true for festival days, when cooking for
the festival is permitted (the only halakhic concern is that one not cook on
one day of the festival for the other day). R. Joel ha-Levi of Bonn thought
differently and opposed the Colognian ruling. He forbade eating the pie,
voicing the concern that while on the Sabbath, there is no fear of disrespect for its sanctity, festival days are more prone to such disrespect, and
thus it should be forbidden to eat the dish. For him, respect for the holiday
and the laws governing it was more important than any possible financial
loss.
Apart from the fact that the post-factum leniency in the halakhic interpretation of circumstances involving financial loss is similar to the one exhibited by Rashi in the controversy over slaughter, it is important to note
55. The case appears in Isaac ben Moshe, Sefer or zarua‘, ed. J. Farbstein (Jerusalem, 2010), 2:402, §342. See also the Or zarua‘ MS Bibliotheca Rosenthaliana,
Amsterdam, MS Rosenthaliana 3, fol. 202v, §404 (printed ed., §342). This case
was quoted in a late 14th-c. collection of legal rulings compiled by students of
Avigdor Katz (MS Vatican ebr. 45, fol. 92d; on this collection, see Simcha Emanuel, Fragments of the Tablets [Hebrew; Jerusalem, 2006], 178–80), and has also
been published in Mordechai ben Hillel, Sefer Mordechai ha-shalem: Tractate Betsah,
ed. I. Kleinman and J. Horowitz (Hebrew; Jerusalem, 1983), 67–68, §675.
56. In the Jewish diaspora, every biblical pilgrimage festival (Passover, Shavuot, and Sukkot) was normally celebrated over two days. On the Sabbath, all
the food has to be prepared in advance; but according to rabbinic law, cooking
and baking for the festival are permitted on the day of the festival itself. The license to prepare food is, however, restricted to each festival day. Cooking or baking on the first day with the preparatory intent of serving the food on the second
day is forbidden. This is based on the rabbinic exegesis of Ex 12.16: “no work at
all shall be done on them [the days of the festival], only what every person is to eat
that alone may be prepared for you.”
SHOHAM-STEINER AND HOLLENDER
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that the decision was made by unnamed laypeople from Cologne, not by a
rabbi.57 The scholar Joel ha-Levi, who opposed their opinion, was not the
only person asked in the case of a halakhic question, and his ruling competed with others whom the scholars transmitting his teaching did not consider to have sufficient rabbinic legal training. It is possible that the
leniency attributed to the Cologne leaders both here and in the “case of
the lung” reflects an economically informed stance of the interpretation of
the laws of kashrut; but it is also possible that the reference to Cologne as the
place where this decision took place was triggered by a preconception that
places where laypeople participated prominently in leading the community
tended to make wrong, overly lenient decisions.58
From these cases, we conclude that up until the twelfth century, the Cologne Jewish community possessed a system of norms that was not governed by the principles of talmudic scholarship alone. Instead, their
decisions were often based on behavioral traditions and common knowledge about the norms of Jewish life, and they were guided by additional
principles, such as avoiding financial loss, that a rabbinical decisor may
have discounted. They may also have had different ideas about JewishChristian relations and self-instigated anti-Christian animosity. These
norms were probably shared by other Jewish communities at first, slowly
changing as talmudic scholarship and its influence on all aspects of Jewish life spread more widely.
57. Both the oldest Or zarua‘ manuscript, MS Amsterdam Rosenthaliana 3.2
(https://web.nli.org.il/sites/nli/english/digitallibrary/pages/viewer.aspx?presentorid
=MANUSCRIPTS&docid=PNX_MANUSCRIPTS990001711550205171
-1#|FL26089206), and the transmission in MS Vatican ebr. 45 (fol. 92d) read בני
קולוניא. However, the printed edition of Or zarua‘ from 1862 Zhytomyr amended
the text and reads “the Rabbis of Colonia,” presenting both the original reading בני
in parentheses and the amended reading, רבני, in square brackets, marking it as an
amendment. Obviously, the 19th-c. printers could not imagine laypeople deciding on
issues of kashrut.
58. Interestingly, in the case described in Or zarua‘ just before the case of the
pie, the same Joel ha-Levi of Bonn permits the baking of pretzels on a holiday in
order to send them out to celebrate a circumcision on the following day. In this
case, it is impossible to bake a sufficient quantity on the day, which happens to be
a Christian holiday. Obviously, in this case the scholar considered the local custom of celebrating circumcisions in a specific way to be more important than the
holiday. Here, no mention of the place is made; the lenient position is taken by the
scholar. See Isaac ben Moshe, Sefer or zarua‘, 2:402, §342. On the other hand,
Asher b. David ha-Levi, the Cologne rabbi at the time of the “case of the lung,”
another instance of lenience in Cologne, is not considered to be important at all.
He is mentioned in only one of the transmissions of the complicated case, and all
other transmissions omit his name; see Schremer, Realism in Halakhic DecisionMaking, 102.
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By the mid-thirteenth century, the norms had also begun to change in
Cologne. The number of rabbinic scholars in the city had grown, and a
strong rabbinic presence was felt, with Asher ben Yeḥiel (Rosh; ca. 1250–
1327) being the most prominent example.59 Nevertheless, it seems that even
during this period, as in the late twelfth century, Cologne had yet to establish itself as a center of rabbinic teaching. Cologne men wishing to immerse
themselves in the study of Torah traveled to northern France, the Middle
Rhine area (as did Asher ben Yeḥiel), and even as far east as Regensburg
on the Danube, seeking high-level rabbinic training in the more established centers of learning.60
THE BEAUTY OF JEWISH LIFE: LAY LEADERSHIP
AND THE VISUAL ARTS
The Dispute over Decorative Elements in the Cologne Synagogue
As has been discussed extensively above, the Cologne lay leadership was
probably quite attuned to commercial, mercantile, and material matters.
Another aspect in which this tendency manifested itself was the appreciation of material beauty and the need to showcase financial status via material goods. This characteristic of the rising bourgeoisie in the ever-growing
northern European urban surroundings was shared by Jews and non-Jews
alike. One of the ways to demonstrate material wealth and social status was
by commissioning works of art in liturgical and public arenas. This could
turn into a point of contention between rabbinic authorities and lay leaders, as is demonstrated by a rather early occurrence known as the “incident in Cologne.”
At the behest of a Cologne lay leader or leaders, decorative stone reliefs
of lions and serpents were added to the window frames on the northern
wall of the Cologne synagogue.61 We hear of this incident through a let59. See Zvi Avneri, Germania Judaica, vol. 2: Von 1238 bis zur Mitte des 14. Jahrhunderts (Tübingen, 1968), 420–42, esp. 427–32. Freimann, Ha-Rosh.
60. A similar lack of rabbinic academies was felt across Germany during the
late 13th c.; see Simcha Emanuel, “German Sages in the Thirteenth Century: Continuity or Crisis?” Frankfurter Judaistische Beiträge 39 (2014): 1–19.
61. Early 12th-c. Romanesque stone window-frame reliefs can still be seen
today on the northwestern sealed window of the Groß St. Martin in Cologne, as
can lion and dragon/snake reliefs on the baptismal font at the Antoniterkirche. In
the Antoniterkirche, the stone is blue limestone from Namur, and the sculpture is
late 11th-/early 12th-c. Romanesque art, typical of the Lower Rhine area. For a
detailed study of the “incident in Cologne,” including sculptural examples, see
Ephraim Shoham-Steiner, “The Clash over Synagogue Decorations in Medieval
Cologne,” Jewish History 30.1 (2017): 129–64.
SHOHAM-STEINER AND HOLLENDER
259
ter of protest penned by Eliakim ben Joseph of Mainz, probably written
in the 1090s (before the 1096 persecutions), either to local rabbis in and
around Cologne or, more likely, to the lay leaders who commissioned and
executed this initiative, apparently without rabbinic supervision.62 From
this incident, we infer that the lay leaders of the Cologne Jewish community had their own ideas—or interpretation of Jewish tradition—regarding
the role of figurative art in the liturgical space of the synagogue.
Furthermore, when reprimanding them for their behavior, the rabbi from
Mainz raised the concern that while attending services at the synagogue,
the Cologne locals might bow northward while praying. By this, they would
seem to be showing reverence to the graven images on the window reliefs,
which were located on the northern wall of the synagogue, albeit unintentionally. This concern subtly alludes to a talmudic maxim that when praying
in a synagogue, one should face east, toward Jerusalem; but if one wishes
to become wise, he should bow slightly to the south, and if one wishes to
acquire wealth and material riches, one should bow slightly to the north.63
By mentioning in his protestations that the reliefs were positioned on the
northern flank of the synagogue, the Mainz-based rabbi was reinforcing
the notion that Cologne Jews sought material and monetary gains rather
than wisdom and knowledge of Torah. Furthermore, he was subtly criticizing the Cologne lay leadership for commissioning these decorations
62. Katrin Kogman-Appel has suggested in a personal communication that as
this is an 11th-c. event, the letter may have been addressed to a theological overseer who was appointed by the patron or patrons who commissioned the decorative stone reliefs. On this function, see William J. Diebold, “The Ruler Portrait of
Charles the Bald in the S. Paolo Bible,” Art Bulletin 76.1 (1994): 6–18. The use of
stone reliefs depicting animals and humans was not restricted to Cologne, as can
be deduced from the stone-carved window pillar that probably belonged to the
“Kalonymos Haus” in Mainz, now owned by the Landesmuseum Mainz; see
Franz Theodor Klingelschmitt, “Das Haus des Kalonymos und der Reichtum des
Humbert zum Widder,” in Magenza: Ein Sammelheft über das jüdische Mainz im fünfhundertsten Todesjahre des Mainzer Gelehrten Maharil, ed. S. Levi (Berlin, 1927), 39–
47; Anita Wiedenau, Katalog der romanischen Wohnbauten in westdeutschen Städten und
Siedlungen ohne Goslar und Regensburg (Tübingen, 1984), 165. There is, however, a
clear distinction between a stone relief ornamenting a house and a stone relief falling only slightly short of a three-dimensional statue in the liturgical space of the
synagogue.
63. bBB 25b. For the full textual analysis, see Ephraim Shoham-Steiner, “The
Struggle over the Lion and Snake Decorations of the Medieval Synagogue in
Cologne” (Hebrew), Zion 80.2 (2015): 175–205; for an English version, see ShohamSteiner, “The Clash over Synagogue Decorations.”
260
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and being oblivious of theologically problematic matters in their beautification of the sacred space.
Additional Jewish Art in Cologne
The “incident in Cologne” about the decorative stone reliefs in the Cologne
synagogue was not an isolated occurrence.64 The mid-thirteenth century
saw the appearance of richly decorated mahzorim (festival prayer books
designed for communal use). One of the earliest of these liturgical artifacts, most probably commissioned by affluent members of the Cologne
lay leadership, is the great Amsterdam Mahzor (named after its current
location), which served the Cologne community from around 1270.65 It is
also one of the earliest extant examples of illuminated mahzorim that contains both animal and human images. These mahzorim were the focus of a
sharp critique by the Cologne-based scholar Asher ben Yeḥiel.66 Asher, a
resident of Cologne who was trained in the Middle Rhine talmudic academies, voiced his reservations regarding the images in these illuminated
books of communal prayer to his Worms-born mentor, Meir of Rothenburg. The earliest surviving positively dated illuminated mahzor is the
Michael Mahzor, dated to 1258; by the time the critique was written, illuminated mahzorim were gradually gaining popularity in all parts of Ashkenaz
64. It should be noted that the 11th-c. text of Eliakim ben Joseph of Mainz was
discussed and mentioned at least twice in 12th- and early 13th-c. rabbinic writings. It is mentioned in an exchange between two mid-12th-c. rabbis, Ephraim of
Regensburg and Joel ha-Levi of Bonn. See Eliezer ben Joel ha-Levi, Sefer
Ra’avya, ed. D. Deblitzski (Bnei Brak, 2005), 4:5–6, §1049.
65. The Amsterdam Mahzor was probably produced between 1260 and 1270.
Its beautiful, carefully executed illuminations suggest that it was ordered by an
affluent individual and intended for use in public prayer in a community that followed the Cologne rite. See Gabrielle Sed-Rajna, “The Decoration of the Amsterdam Mahzor,” in The Amsterdam Mahzor: History, Liturgy, Illumination, 56–70, who
suggests an earlier date. For new dating, see Emile G. L. Schrijver, “The Amsterdam Mahzor: Some Remarks,” Studia Rosenthaliana 25 (1991): 162–69. For the
Cologne rite, see Fleischer, “Prayer and Liturgical Poetry in the Great Amsterdam Mahzor,” 39–42. For a possible identification of the Amsterdam Mahzor’s
patron, see Shoham-Steiner, “Lions and Towers.”
66. This responsum by Meir ben Baruch (Maharam) of Rothenburg appears in
three places in the printed versions: Responsa Rulings and Customs: Collected, Annotated, and Arranged in the Order of the Shulḥan Arukh, ed. I. Z. Cahana, 2 vols. (Hebrew; Jerusalem, 1960), 2:50–52, §56; Meir ben Baruch, Responsa, ed. J. Farbstein
(Hebrew; Jerusalem 2014), 2:29–30, §24; 2:555–57, §39/97; 3:255–56, §385.
Asher studied with Meir and maintained constant contact with him for nearly
twenty years, although they lived in different locales. See Alfred Freimann,
“Ascher ben Jechiel: Sein Leben und Wirken,” Jahrbuch der Jüdisch-Literarischen
Gesellschaft 2 (Frankfurt am Main, 1918), 1–24.
SHOHAM-STEINER AND HOLLENDER
261
(e.g., the Worms Mahzor, produced for the Würzburg community in
1272; and the Laud Mahzor, from the 1270s in Franconia).67
Attempting to explain his position regarding the mahzorim, Asher invoked similar concerns to the ones used by Eliakim of Mainz almost a
century and a half earlier. A close and careful reading of Meir of Rothenburg’s response to Asher’s concern reveals that the mahzorim were not the
sole decorative or ornamental elements in Cologne’s liturgical life at this
time—Asher was concerned about three-dimensional images, as well.68 The
archaeological excavations in the Rathausplatz in the 1950s, along with the
more recent 2007–16 efforts, unearthed a fair portion of the Cologne synagogue’s bimah.69 Given the opposition voiced both by a Mainz rabbi at the
turn of the eleventh century regarding the stone reliefs extending from the
window frames of the synagogue, and the later thirteenth-century critique
of images of fauna and humans in the mahzorim, the remnants of the bimah
are no less than astonishing.
The bimah, situated in the heart of the synagogue and serving as one of
its two liturgical focal points (the other was the decorated ark, which featured, inter alia, three gilded crowns), was adorned with reliefs and vegetal as well as animal images, such as birds, monkeys, and dogs, neatly
carved in the imported northern French white limestone.70 Both the Amsterdam Mahzor and the bimah were almost certainly commissioned by
members of the community’s elite. It seems that they were part of a joint
67. The Worms Mahzor is currently held at the National Library in Jerusalem. It
was produced in 1272 and transferred to Worms from Würzburg by Jewish refugees
fleeing that city during the 1298 Rintfleisch riots. On this codex, see Malachi BeitArié, ed., Mahzor Worms: National and University Library Jerusalem Ms. 4781/1 (facsimile
ed.), vol. 1 (Vaduz, 1985), 13–35, https://web.nli.org.il/sites/NLIS/en/ManuScript
/Pages/Item.aspx?ItemID=PNX_MANUSCRIPTS990000445600205171-2.
According to the catalogue of the Oxford Bodleian library, the Laud Mahzor
(named after Archbishop Laud, who had owned the manuscript since the 16th c.;
MS Laud Or. 321) is an illuminated mahzor produced in Franconia ca. 1275. See
https://hebrew.bodleian.ox.ac.uk/catalog/manuscript_17.
68. On the connection between the Amsterdam Mahzor and the bimah, see
Ephraim Shoham-Steiner, “The Writing on the Wall: A Mahzor, a Bimah and a
Privilege. A Look at Social Processes in the Thirteenth-Century Jewish Community of Cologne,” in Visual and Material in Pre-Modern Jewish Culture, ed. K. KogmanAppel et al. (Turnhout, forthcoming, 2021).
69. Sven Schütte, “Der Almemor der Kölner Synagoge um 1270/1280: Gotische
Kleinarchitektur aus der Kölner Dombauhütte—Befund, Rekonstruktion und
Umfeld,” Colonia Romanica 13 (1998): 188–215. A new reconstruction with twotiered Gothic arches was displayed at an exhibition in Berlin in 2018; see http://
www.architectura-virtualis.de/rekonstruktion/Bima.php?lang=de&img=7&file=7.
70. Schütte and Gechter, Von der Ausgrabung zum Museum, 137–41.
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effort to demonstrate the Cologne community’s economic prowess and status during a time when it flourished financially and politically.
The possible convergence of the 1266 stone-carved privilege granted to
the Jews of Cologne,71 along with the costly renovation of the bimah and
the commissioning of a lavishly decorated mahzor, points to a clear effort
by the lay leadership to bolster both the communal presence and their own
importance, regardless of rabbinic critique. Evidently, Cologne Jews and
their lay leaders claimed for themselves the right to interpret the second
commandment and viewed the stone reliefs as significantly different from
the forbidden full-blown sculptures and freestanding three-dimensional
statues. They were willing to walk a fine line in order to embellish the sacred space in a manner that echoed the prevailing trend among their Christian peers, while still maintaining what they envisioned as theologically
acceptable.
These examples highlight our contention that the leadership of Cologne’s
Jewish community viewed decoration and embellishment of public liturgical space in a markedly different manner from their coreligionists in the
Middle Rhine area.72 Even the opposition of a local rabbi (Asher b. Yeḥiel)
did not prevent them from lavishly decorating their synagogue or their
mahzor. The Cologne cases are comparatively early and are well known
because of the opposition voiced in Mainz, but the tendency to decorate
synagogues and their implements spread throughout Ashkenaz, especially
into eastern Ashkenaz.73 The talmudically infused opposition did little to
quell the appreciation of art advocated by the lay elite.
71. On the privilege awarded the Jews of Cologne in 1266, see the overview
provided by Joachim Oepen, “Das Judenprivileg im Kölner Dom,” in Kölner
Domblatt: Jahrbuch des Zentral-Dombau-Vereins 2008, ed. B. Waker and R. Lauer
(Cologne, 2009), 59–92. For an epigraphic analysis of the stone inscription, see, in
the same collection, Helga Giersiepen, “ ‘In Publico Aspectu Hominum’: Epigraphische Überlegungen zum Judenprivileg,” in Kölner Domblatt, 93–112.
72. It should be noted that three-dimensional stone reliefs as well as decorated
mahzorim, such as the Worms Mahzor, are present in the ShUM communities,
but the mahzorim are later than the ones hailing from Cologne. The stone decorations from the Worms synagogue were recovered from the rubble of this medieval
structure but cannot be positively dated; see Stefanie Fuchs, “Bauelemente aus
dem Schutt der alten Synagoge in Worms: Dokumentation und Perspektiven,” in
Die SchUM-Gemeinden Speyer–Worms–Mainz: Auf dem Weg zum Welterbe, ed. P. Heberer and U. Reuter (Regensburg, 2013), 93–110.
73. Rabbis also voiced their opposition in other cases; see, e.g., Isaac ben Moshe,
Sefer or zarua‘, 3:633, §203; Joseph Shatzmiller, Cultural Exchange: Jews, Christians,
and Art in the Medieval Marketplace (Princeton, N.J., 2013), 73–109.
SHOHAM-STEINER AND HOLLENDER
263
CONCLUSION
One of the most important traits of the Jewish community reflected in the
literature that emerged from the tenth- and eleventh-century ShUM academies was the importance of rabbinic leadership. In this respect, the rabbinic presence in the Middle Rhine area followed an age-old pattern set
by rabbis in Late Antiquity, which bolstered the importance of a rabbinic
leadership or, at the very least, adherence to rabbinic and halakhic directives in inner Jewish decision making. Whereas the ShUM-based academies and their rabbis promoted a system of arbitration and governance
based on talmudic scholarship transmitted by rabbis, Cologne is an example of a community that appears to have used a different system of leadership. The Cologne lay leaders were invested with authority and made
decisions based more on local knowledge about the norms of Jewish life
than on talmudic erudition. This system of governance and arbitration could
have flourished in Jewish communities that had no strong rabbinic presence
and probably existed in many places. Only with the arrival of strong local
rabbinic authorities would it cede its place. Changes in patterns of authority
and leadership as a result of the arrival of new jurisprudential, exegetical,
and liturgical knowledge are also well known within Jewish communities in
other areas.74 Is this the case here? Was there a Jewish tradition in these
areas that existed prior to the arrival of the Babylonian Talmud and the
rabbinic tradition? Is it possible that this earlier system gradually eroded
over the centuries until its final disappearance in the thirteenth century,
when only echoes of its existence can be heard?
The sources presented in this study suggest the existence of a lay leadership entrusted with governance and arbitration in Cologne.75 The type
of lay leadership that can now be documented for Cologne likely existed
74. In his groundbreaking research on the “Legend of the Four Captives,” Gerson D. Cohen showed how this applies to the Iberian Jewish context with the
decline of geonic power and the rise of local authoritative learning; see Gerson D.
Cohen, “The Story of the Four Captives,” PAAJR 29 (1961): 114–31. The story
can be found in his edition of the text of Ibn Daud: Abraham Ibn Daud, The Book
of Tradition: Sefer ha-Qabbalah (Philadelphia, 1967), 46–48 (English trans., pp. 63–
65). Similarly, Robert Bonfil has highlighted these aspects, focusing on the meaning of the stories and events depicted in the 11th-c. “Chronicle of Aḥima‘az,”
discussing the scholarly and mystical traditions in southern Italy; see Robert Bonfil, History and Folklore in a Medieval Jewish Chronicle : The Family Chronicle of Ahima‘az
ben Paltiel, (Boston, 2009), 87–128. The motif of the replacement of one tradition
with a new one is ancient, already found in Jewish talmudic literature (the story
of Hillel of Babylonia and the scholarly family of Bnei Batyra in bPes 66a).
75. See also Stow, Alienated Minority, 162–63.
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in a large number (if not the majority) of medieval Ashkenazic communities. Community functionaries, such as parnasim, would follow behavioral
traditions and traditional understanding of Jewish norms in their organization and administration of Jewish communal life. The ShUM rabbinic
academies and their students set talmudic argumentation as a basis for
Jewish jurisdiction. Once this happened, governance and arbitration would
be split among two local powers, since we may assume that the financial
elite reserved the right to calculate taxes and participate in decisions about
the communal expenses, while leaving jurisdiction to those who were able
to apply talmudic norms to medieval Ashkenazic life.
E P H R A I M S H O H A M - S T E I N E R is the director of the Center for the Study
of Conversion and Inter-Religious Encounters (CSOC) and teaches medieval Jewish history in the Department of Jewish History at Ben-Gurion
University of Negev, Beersheva.
E L IS A B E T H H O L L E N D E R is professor of Jewish studies at the Department of Jewish Studies at Goethe University, Frankfurt am Main.