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ETHICAL RESPONSE TO
CLIMATE CHANGE
DENNIS PATRICK O’HARA
AND ALAN ABELSOHN
The attitudes that have contributed to climate change are the same attitudes that are retarding an adequate ethical response to that crisis. With
a growing understanding of the planet as a self-contained and evolving
ecosystem, we realize that we are derivative from and inescapably dependent upon Earth’s ecological systems, that it is not possible to have
healthy humans on a sick planet. Putting the health of the planet in peril
endangers our own survival. While this new awareness encourages a less
anthropocentric and more Earth-friendly human culture, vestiges of the
thinking that created climate change continue to guide most of our responses to this global problem. This paper will consider ethical principles
that might guide effective responses to climate change as well as certain
responses to that crisis that are either misguided or inadequate.
The same attitudes that allowed a significant increase in the anthropogenic greenhouse gas (GHG) concentrations that are causing climate
change are the same attitudes that are retarding an adequate ethical response to the impact that climate change is having on both human populations and the rest of the planet. The industrialized nations of the West
paid little attention during the past three centuries to the impacts that their
economies and cultures were having on the environment, both locally and
globally. There was an underlying belief that the planet could indefinitely
absorb the wastes of manufacturing, and the natural resources that were
ETHICS & THE ENVIRONMENT, 16(1) 2011 ISSN: 1085-6633
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fuelling industrialization were seemingly endless if not actually infinite.
But with a growing understanding of both evolution and the planet as
a self-contained ecosystem, we have begun to realize that we are derivative from and inescapably dependent upon the ecological systems of the
planet. We are recognizing that it is not possible to have healthy humans
on a sick planet. To put the health of the planet in peril is to subsequently
endanger our own survival.
Yet, while this new awareness heralds an understanding of human culture that can purportedly be less anthropocentric and more Earth friendly,
the vestiges of the same thinking that created the crisis of climate change
still continue to guide most of our responses to this global problem. Even
today, we continue to reject actions that favor the health of the planet if
these entail a cost to our own national economies as if we and our economies could survive on a devastated planet. Since we need to understand
and correct the global impact of our local actions, we cannot rely on the
attitudes and ethics that allowed for the creation of the problem. Since
we need to address a planetary problem, we need ethical principles that
guide not only our local but also our global responses to climate change.
Furthermore, we need a better understanding of the magnitude and dimensions of the problem. Accordingly, this paper will consider the ethical
principles that might guide an effective response to climate change as well
as certain responses that are either misguided or inadequate. It will consider the impact of climate change on human health so that we can better
understand the scope and severity of the crisis.
ETHICAL PRINCIPLES TO GUIDE A RESPONSE TO CLIMATE
CHANGE
In 2000, in what was considered a conservative study, excluding many
of the more indirect effects of climate change on health, climate change
“was estimated to have caused 150,000 deaths and 5.5 million DALYs
[disability adjusted life years]” (World Health Organization [WHO] 2003,
31). The majority of these effects are being felt in developing countries, due
to increasing incidence of diarrhea, malaria and malnutrition (McMichael
2004). As the effects of climate change continue to grow, the incidence
of death and disease have likely increased from the levels of 2000 (Intergovernmental Panel on Climate Change, Working Group II [IPCC WGII]
2007). In fact, in a recent report by the Global Humanitarian Forum, Kofi
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Annan stresses that climate change is “the greatest emerging humanitarian challenge of our times” (Global Humanitarian Forum 2009, 2). The
report estimates that over 300,000 lives are lost each year due to climate
change, with the annual death toll estimated to reach 500,000 by 2030,
and that “climate change today seriously impacts on the lives of 325 million people” (Global Humanitarian Forum 2009, 9, 11, 13). Due to indirect effects, climate change not only threatens each person’s fundamental
and inalienable “right to life, liberty, and personal security” as guaranteed
by the Universal Declaration of Human Rights (United Nations 1948,
Article 3), it is already responsible for considerable death and enormous
hardship. The factors that cause climate change, and the efforts to both
mitigate and adapt to it, raise ethical issues that require ethical responses.
Four principles central to a discussion of an ethical response to climate change are:
1. the principle of non-maleficence, sometimes stated as primum non nocere (firstly, do no harm);
2. the principle of equity;
3. the principle of retributive and distributive justice;
4. the principle of free and informed consent.
These four principles will be applied to the issue of climate change and
coupled with a less anthropocentric and more ecocentric perspective on
ecosystem health in order to provide ethical challenges to four excuses
commonly proclaimed by Western governments in order to delay effective
responses to climate change, viz.:
1. reducing GHG production will significantly harm a nation’s
economy;
2. while uncertainty about climate change continues to exist, it
is more prudent to delay any response;
3. until all governments agree on targets and goals for GHG
emissions there is no obligation to act, or at the very least, it
is strategically imprudent to do so;
4. since future technologies will more effectively resolve the
climate change issue, it is best to wait for technological fixes
to arrive before acting.
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1. The Principle of Non-Maleficence: Primum non nocere (firstly,
do no harm)
The notion that each person has a fundamental and primary obligation to avoid doing harm to others was recalled in the 1992 Rio Declaration on Environment and Development. This declaration stated that while
states may develop their own resources for their own benefit, they also
had “the responsibility to ensure that activities within their jurisdiction
or control do not cause damage to the environment of other States or of
areas beyond the limits of national jurisdiction” (United Nations 1992a,
Principle 2). In that same year, the nations who ratified the United Nations Framework Convention on Climate Change (UNFCCC) agreed to
the “stabilization of green house gas concentrations in the atmosphere
at a level that would prevent dangerous anthropogenic interference with
the climate system” (United Nations 1992b, Article 2). The signatories to
these agreements not only reaffirmed the universal moral norm that we
are obliged to act in ways that are not harmful to other people, but they
also agreed to act in ways that were not harmful to the Earth’s ecosystems,
and this duty of non-maleficence was recognized as owing to both current and future generations (United Nations 1992a, Principle 3; 1992b,
Article 3).1
2. The Principles of Equity and Distributive Justice
The principle of equity and the principle of distributive justice are
closely related. Both deal with the fair and just distribution of benefits
and burdens within a society, and both can be the subject of many complex and subtle distinctions. For our purposes, they will be considered
together.
The principle of equity is often associated with Aristotle’s principle
of formal equality which can be summarized as “treat equals equally and
unequals unequally” (Beauchamp and Childress 2001, 227). For instance,
all things being the same, if two people are equally in need of food, then
an equal distribution of food to each person would be fair. On the other
hand, if two people have a different need for food, it would generally be
assumed that it would be fair to give the person with the greater need the
greater share of the food, especially if this could be done without harming
the other person. Furthermore, if it is accepted that all people are equal,
then it can generally be said that all people have an equal claim on that
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which is held in common; none should enjoy a disproportionate share
especially if this inequitable distribution would either deny others their
fair share or place a burden on them. A sense of fair play also dictates that
those who create a problem should be held responsible for rectifying the
problem while the innocent should not suffer so that others may prosper at their expense (Beauchamp and Childress 2001, 226–30, 234–9).
These common ethical maxims inform two approaches for dealing with
the equity and justice issues associated with climate change, namely, the
contraction and convergence approach, and the greenhouse development
rights framework approach.
Recalling that there is only one planetary atmosphere held in common, and that the atmospheric commons has a limited carrying capacity
for GHGs above which the consequent rise in global temperature would
wreak ecological havoc, it can be argued that all people have a right to an
equal but limited portion of the Earth’s ability to absorb GHGs (Baer et al
2000, 2287) or, stated another way, each person has an equal but limited
entitlement to emit GHGs (Ikeme 2003, 201). Unlike mineral resources
which can be claimed as property by a particular person, company or
nation, no single nation, company or person can claim ownership of the
atmosphere or any part of it; the atmospheric commons is owned by all
people. Similarly, when any single person or nation discharges greenhouse
gases into the atmospheric commons, the potential climate effects will be
experienced by all. And since the ability of the atmospheric commons to
absorb GHG emissions is limited, and since exceeding that limit puts all
life at risk (and not just the life of the one who exceeds the limits), each
person has an obligation to avoid adding GHG emissions to the atmospheric commons in excess of their fair share.
Not surprisingly, this argumentation has more often been advanced
by developing nations rather than developed nations since the latter are
generally acknowledged to have utilized more than their fair share of the
atmospheric commons. The developing nations argue that national allocations of GHG emissions should be based on per capita. They note that the
developed nations have utilized more than their fair share of GHG emission entitlements not just since 1990 (the baseline year used in the Kyoto
Protocol) but since the start of the industrial revolution in the late eighteenth century. Distributive justice demands that this disproportionate and
prolonged over-utilization of per capita entitlements must be considered
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when calculating an equitable distribution of the costs and benefits associated with climate change since this excessive appropriation of per capita
GHG entitlements has both contributed more to the adverse effects of
climate change while also permitting the developed nations to accumulate their wealth and higher standard of living (Ikeme 2003, 201–2). If
the limited GHG absorption capacity of the atmospheric commons has
been disproportionately consumed by the developed world, and if little
reserve capacity remains, then it can be argued that not only does a much
greater portion of the remaining capacity belong to the developing world
(assuming there is no need to reduce GHG atmospheric concentrations
significantly below current levels) but the developed countries also owe
an ecological debt to the developing nations.2 Accordingly, the developed
countries are obliged to transfer wealth to the developing countries or pay
for the latter’s costs of climate change adaptation in proportion to their
excess utilization of the atmospheric commons.3 This is especially the
case, according to this line of reasoning, since some developing countries,
which have not remotely utilized their fair share of the GHG emission entitlements, would need to significantly increase their GHG emissions just
to meet their basic needs for shelter, food and security, let alone achieve
the level of prosperity enjoyed by the developed countries (Shue 1999).
In response, some developed nations have argued that a baseline of
1990 is reasonable since it represents a time from which there are reliable
climatic measurements and a time when global awareness of the negative effects of climate change was emerging. Prior to this time, according
to this line of reasoning, the industrialized nations were not aware that
their actions were so harmful, and present generations should not be held
responsible for the ignorance of their ancestors either with regard to the
negative effects of industrialization or their excess utilization of the limited atmospheric commons. Any debt associated with the actions of earlier
generations died with them (Ikeme 2003, 201). Furthermore, they argue,
current emission levels should be recognized as entitlement levels based
on past use (Brown et al. 2006, 20).
But, it can be argued, if current generations in the developed countries
claim sole ownership to the assets that they have inherited from prior generations, then they are also owners of the liabilities associated with those
assets, and they are accountable for the excess use of the atmospheric
commons by prior generations. As Bhaskar notes, “if I take an object, not
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knowing that it belongs to you, and give it to my daughter, you are surely
entitled to reclaim it, even though neither my daughter nor I may be a
thief” (1995, 116). Similarly, when one discovers that one has taken more
than one’s fair share, one is expected to make some form of reparation
to the party or parties who were disadvantaged. Past practices of utilizing more than one’s fair share of a common trust is not justification for
continued bad behavior.
To resolve these tensions, the contraction and convergence (C&C) response to climate change challenges seeks a global agreement on the concentration of atmospheric GHGs below which the planet’s temperature
will not rise more than two degrees Celsius, whether that concentration
is set at 350, 400 or 450 parts per million of CO2. When this benchmark
is set, the planet’s carrying capacity for that concentration of GHGs can
then be allocated to nations on a per capita basis. Those countries that
are presently emitting more than their allotment (primarily the developed,
industrialized countries) will be required to reduce their emissions (contraction) while those countries who are presently emitting less than their
share (primarily developing countries) will be temporarily permitted to
grow their emissions until, by an agreed date, all countries have reached
their equal per capita entitlement (convergence)(den Elzen et al 2005).
Developing countries might sell their surplus GHG shares during the adjustment phase which would presumably be completed by 2050 (Global
Commons Institute 2008).
For the C&C approach to become operational, the signatories to
the UNFCCC must agree on a safe concentration of atmospheric GHGs,
the proportional allocation of this limited capacity based on national
populations, the fair assessment of current levels of emissions, targets
for contraction of those national emissions that exceed allocations4 and
the concurrent temporary increase in emissions for those countries which
have not utilized their full allocation – an enormous undertaking that
has thus far been elusive (Bows & Anderson, 2008).5 Nevertheless, the
proponents of the C&C approach argue that it can provide an equitable
and just response to the climate change challenge that can win the support of the developing world since it both protects their ability to develop
and obligates the developed world to reduce its excess emissions (Global
Commons Institute 2008). They further argue that the date of convergence should be realized as soon as possible since the most vulnerable and
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least responsible for climate change are currently bearing a disproportionate and unjust burden created by those who have utilized more than their
fair share of the atmospheric commons, and justice demands that this be
resolved as soon as possible.
As the planet continues to warm, carbon sinks will decline and more
CO2 will be released. That is, as climate change continues due to the
GHGs that have already been released into the atmosphere and which will
continue to affect the climate since the lifetime of CO2 in the atmosphere
ranges between 4 to 200 years (IPCC 2001, 38), the ability of Earth’s
systems to absorb anthropogenic GHG emissions will correspondingly
decrease (Friedlingstein 2006). Perhaps at no other time in human history
have we become so aware of our profound dependence on and our place
within Earth’s ecological dynamics. Due to this decreased absorption capacity, the rate of contraction will undoubtedly need to be periodically
readjusted. Shifting population sizes will also precipitate calls for allocation adjustments. Although global emissions are allocated on a per capita
basis to nations based on their existing populations, future adjustments to
such allocations necessitated by shifting populations should not automatically be increased for nations whose populations have grown.6 Population
growth stresses the limited capacity of the planet, and efforts to reduce
the causes and effects of climate change should reward behavior that promotes planetary health and deter that which is potentially problematic
(Speidel et al 2009).
Rather than appealing to the notion of a shared atmospheric commons, others have preferred the notion that all have a right to develop and
flourish. In keeping with principles of equity and distributive justice, the
United Nations Framework Convention on Climate Change (UNFCCC)
asserts that the parties to that agreement are bound to protect the environment for the sake of humanity, present and future, “on the basis of
equity and in accordance with their common but differentiated responsibilities and respective capabilities. Accordingly, the developed country
Parties should take the lead in combating climate change and the adverse
effects thereof” (United Nations 1992b, Article 3, emphasis added). The
UNFCCC also requires the more developed nations to assist developing
countries with adaptive responses to the adverse effects of climate change,
including the transfer of technologies (United Nations 1992b, Article
4(1)(c), 4(1)(e)). Any approach is not likely to be accepted by the developing countries if efforts to reduce global GHG emissions do not concur-
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rently permit developing nations to increase their GHG production while
stipulating that the developed countries which have already profited from
economies that have produced excess amounts of GHGs will bear a comparable cost of mitigation.
The Greenhouse Development Rights (GDR) framework described
by Baer et al (2008a) is guided by these UNFCCC directives and seeks to
define the capabilities and responsibilities that would satisfy the requirements of justice. It argues that all people have a right to development
in order to realize human flourishing, and that it is possible to define a
development threshold7 below which people should not be required to
bear the costs of responding to climate change since the primary focus
of these impoverished people is on survival and achieving a modicum of
development in order to overcome the malnutrition, high infant mortality,
abbreviated education, and a disproportionate expenditure on food that
characterize their impoverished state (Pritchett, 13–17). Furthermore, it
is unlikely that they have contributed to climate change in any significant
way. Those who have already exercised their right to development and
have consequently derived incomes that exceed the development threshold, usually as members of industrialized (Annex I) societies, have an obligation both to preserve the development rights of those who have not
yet exercised them (i.e., non-Annex I or developing countries) as well as
to bear the costs of climate change mitigation from the wealth (capability) that they have gained while they were adding to the GHG burden of
the planet. As Baer et al note, “They must, as their incomes rise, assume a
steadily rising share of the costs of curbing the emissions associated with
their own consumption, as well as the costs of ensuring that, as those
below the threshold rise toward and then cross it, they are able to do
so along sustainable low-emission paths” (2009, 1124). All people who
have incomes above the development threshold bear these obligations,
whether they live in Annex I or Non-Annex I countries. The sum of this
income, which excludes income used to attain the development threshold,
becomes the nation’s aggregate capability, while the nation’s responsibility for climate change is derived from the cumulative emissions, beginning from an agreed starting date, that would exclude emissions resulting
from efforts to attain the development threshold.8 The further a nation’s
income and emissions exceed the development threshold, the greater is its
emission reduction obligations and the greater is its share of the global
mitigation requirements. These mitigation requirements can be met both
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through domestic reductions as well as through “cap-and-trade” agreements with other nations (Baer 2009, 1126–33). For instance, non-domestic mitigation could also be achieved by claiming reductions in other
countries that are “supported and enabled by technology, financing and
capacity-building [from the developed country] in a measurable, reportable and verifiable manner” (UNFCCC 2007, 1(b)(ii)). The significant domestic reduction of GHG emissions required of wealthier countries would
theoretically liberate some of the limited GHG carrying capacity of the
planet for the use of non-Annex I countries, while the transfer of both
technology and financial support from industrialized to developing countries could ensure that development happens in a sustainable way that
dramatically reduces carbon emissions (i.e., in ways that are mutually enhancing for both humans and the rest of Earth’s ecosystems since human
flourishing is impossible without Earth’s flourishing).
Ikeme argues that the developed nations should “transfer wealth,
relevant technologies, scientific knowledge, management and adaptation
skills” to the less developed nations that are adversely affected by climate
change as an act of charity; the rich are morally obligated to help the
poor (Ikeme 2003, 203). However, developing nations are just as likely
to respond that such transfers are not a matter of charity but a matter of
justice; the developing nations are only claiming what is rightly owed to
them; they need not wait for the largesse of developed countries. Their
claim seeks retributive justice, not just distributive justice. It seeks proportionate compensation for the injustices of the past and present. It requires
that “the polluter should, in principle, bear the cost of pollution” (United
Nations 1992a, Principle 16). Those who cause harm are responsible in
proportion to the harm that they have caused. However, since the emitters of GHGs are not presently compelled either to bear the costs associated with their GHG emissions or to pay compensation to those who are
harmed by climate changes, there is no economic incentive for them to
mitigate their GHG emissions (Stern 2006, 24).
Regardless of whether one prefers a contraction and convergence approach, or a greenhouse development rights framework, or some other
approach for fashioning a just response to climate change,9 certain positions remain ubiquitous. For instance, vulnerability to the health effects
of climate change is a function of three factors: the existing sensitivity of
the population, the exposure of the population to climate related health
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risks, and the adaptive capacity or the ability to manage these risks (Kovats 2003, 16). Adaptive capacity is governed by income, equality, type of
health care system, and the ability to rapidly access information (Menne
2006, 421). Regrettably, in our present circumstances, those who have
contributed the most to climate change are those who are the least vulnerable (least sensitive and least exposed) and the best able to adapt to the impacts of climate change (with, for example, heating and air conditioning,
dikes, irrigation, increased health care), while those who have contributed
the least are the most vulnerable and the least able to adapt to the consequences of climate change (e.g., drought, desertification, flooding, extreme
weather patterns) (Stern 2006, 37). The 2007 Intergovernmental Panel
on Climate Change (IPCC) report noted that “poor communities can be
especially vulnerable, in particular those concentrated in high-risk areas.
They tend to have more limited adaptive capacities, and are more dependent on climate-sensitive resources such as local water and food supplies”
(IPCC WGII 2007, 9). Furthermore, the 2007 UN Human Development
Programme (UNHDP) report noted that climate change will bring about
“unprecedented reversals in poverty reduction, nutrition, health and education” as the limited resources of vulnerable nations are used to mitigate
the droughts, floods and other environmental stressors of climate change
rather than dealing with social needs (UNHDP 2007, 16, 18) and is likely
to displace hundreds of millions, creating environmental refugees and perhaps leading to conflict (Costello 2009, 1708).
Justice demands that the distribution of limited resources and opportunities for development be guided by either need or merit. The developed
nations have the least need for GHG emission allocations and their past
behavior of causing harm to the most vulnerable does not demonstrate
merit (Brown et al. 2006, 21). Countries with the greatest need should
receive new allocations of GHG emissions first and at a level that at least
permits them to reach the development threshold. Their circumstances
should certainly not be worsened by any international allocation agreements (Rose 1998).
3. The Principle of Free and Informed Consent
It follows from the principle of non-maleficence that no country may
put another country or its peoples at grave risk without the consent of the
latter. The actions of developed countries are primarily responsible for the
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adverse effects of climate change that are being endured disproportionately by the developing countries. To date, the developing countries have
generally shared only in the costs of these actions, not the benefits. The developing countries did not consent to being burdened with these adverse
effects, nor did they cede their portion of the atmospheric commons to
the developed countries that used it for their own ends. Those who acted
against the best interests of the developing countries did not seek the latter’s informed consent nor did the developing countries give it.10
Even as efforts are made to rectify excessive GHG emissions, the principle of free and informed consent is still not being sufficiently respected.
People and countries that are at risk due to the effects of climate change
have a right to participate fully in discussions that determine not only
acceptable and unacceptable risks, but responses to deal with the same.
Since global emissions of GHGs will probably need to be reduced by 60
to 80 percent from current levels (Stern 2006, xxiii), the methods and interim targets to meet that goal must be decided by all of the stakeholders
but particularly by those who are most affected by the adverse effects of
climate change. All parties must agree on a fair and equitable distribution of the costs of climate change and any entitlements to emissions of
GHGs. However, to date, the developing nations have had less influence
than the developed nations when formulating the analysis and response
to the causes of GHGs. For instance, these nations have tended to be underrepresented on the IPCC and during the formulation of the UNFCCC
(Ikeme 2003, 202). Nor have they had access to the same level of expertise
to acquire and analyze data, and to formulate responses that best protect
their particular interests.
If all have a right to an equal but limited access to the atmospheric
commons, then all should equally participate in the development of adaptation policies either through their own initiative or through the work of
NGOs or governments that that they have sanctioned to speak on their
behalf. The poorest and most marginalized peoples, including those in
prosperous countries, must have a voice in formulating responses to climate change issues (Human Rights and Equal Opportunity Commission
2008, 15). Their informed participation, which may require the assistance
of expert advisors funded by developed countries, can promote their free
and informed consent to emerging responses to climate change issues even
if they did not consent to the actions that first brought these adverse ef-
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fects into their lives. The developed nations who are causing the adverse
effects of climate change cannot formulate responses in isolation from
those who are affected by their actions. Actions that have a global impact
require global consent.
Article 2 of the seldom referenced United Nations International Covenant on Civil and Political Rights (UNICCPR) notes that when a nation ratifies an international human rights treaty, the nation must ensure
that the rights and obligations declared in the treaty are upheld within its
territory or by those within its jurisdiction. Furthermore, the UNICCPR
also stipulates that a nation must respond to threats to human rights and
“must ensure that individuals also have accessible and effective remedies
to vindicate those rights” (United Nations 1966, Article 2). Ultimately,
as a recent UN commentary on the UNICCPR notes, “cessation of an
ongoing violation is an essential element of the right to an effective remedy” (United Nations Human Rights Committee 2004, para. 15). In other
words, those whose rights have been threatened or violated have a right
to accessible and effective remedies, and when they lack sufficient means
to defend their rights, wealthier nations have an obligation not only to
assist their defense but to facilitate the cessation of the offense itself. Accordingly, developing countries can rightly demand that the developed
countries should not only honor the United Nations agreements pertaining to climate change that they have signed but they should also assist the
developing world with their own efforts to defend themselves. As a quote
from Archbishop Desmond Tutu in the United Nations Human Development Programme Report for 2007/2008 observes:
No community with a sense of justice, compassion or respect for basic
human rights should accept the current pattern of adaptation. Leaving the world’s poor to sink or swim with their own meager resources
in the face of the threat posed by climate change is morally wrong.
Unfortunately, as the Human Development Report 2007/2008 powerfully demonstrates, this is precisely what is happening. We are drifting into a world of ‘adaptation apartheid.’ (UNHDP 2007, 181)
Of course, Earth has obviously not consented to human practices that
have seriously altered the climate systems of the planet, nor could it possibly grant such consent. It would be an extreme form of anthropomorphism to attribute human self-consciousness to the planet itself. However,
we are the creature whose profound intellect and self-awareness allow
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it to grasp and reflect upon its past, present and future, and to fashion
adaptations that allow us to supersede the limitations of our genetic coding and environs. We are not only the species with the greatest freedom
of choice when it comes to deciding our present and future, we are the
species that can most imperil our future and the future of the rest of the
planet (Berry 1999). Accordingly, we are obligated to inform our decisionmaking and to make choices that do not threaten either our own existence
or the existence of the rest of Earth’s ecosystems (Wilson 1994).
LETHARGIC RESPONSES TO CLIMATE CHANGE
The lethargy of developed nations to honor their moral and legal responsibility to reduce GHG emissions is arguably assisted by four popular disclaimers that hinder effective responses to climate change. Each of
these disclaimers will be examined.
1. Economic Harm
The administration of President George H.W. Bush insisted at the
1992 Rio Earth Summit that since the reduction of GHGs could inflict
harm on nations’ economies, efforts to reduce GHG emissions should be
delayed until such time as it was clear that economic interests would not
subsequently suffer (Sussman 2006, 14). This position was defended even
while the scientific community was asserting that climate change was increasingly having severe adverse effects on the health of both humans
and the planet. As the scientific community’s warnings have become even
clearer and stronger, this hesitation becomes even more indefensible for at
least four reasons (IPCC 2007b; American Association for the Advancement of Science 2007).
Firstly, during this stage of inaction or delayed action, basic human
rights to life, health and security are being significantly compromised. As
has been noted by the UN Office of the High Commissioner for Human
Rights, nations do not have an option to protect these rights, but are
compelled to act to protect them (United Nations Office of the High Commissioner for Human Rights 2008). Inaction or inertia is unacceptable,
especially since the effects of climate change is “estimated to have caused
150,000 deaths and 5.5 million DALYs [disability adjusted life years],”
annually, since 2000 (World Health Organization 2003).
Secondly, the cost to polluters should not determine if or to what ex-
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tend polluters must take remedial action. That is, the requirement to act
is not dependent on the ability or desire of polluters to bear the economic
costs associated with their harmful acts, but is determined by victims’
rights to life, health and security (United Nations 1948, Article 3). Using
“willingness-to-pay” as a criteria or determinant for action devalues the
lives, health and security of those who have unwillingly been placed at
risk by climate change. Admittedly, economic cost can be utilized to determine the most cost effective response but it cannot be used to determine if
one is obligated to respond at all (Brown et al. 2006, 31).
Thirdly, the argument that one should delay responding to climate
change until such time as it will not harm a nation’s economy reverses
two concepts. A society constructs economic structures to promote the
flourishing of humans. That is, economics is a means while human flourishing is an end. The “economic harm” argument for delaying responses
to climate change reverses this order since tolerance for continued human
suffering becomes the means to achieve the goal of economic prosperity.
But no country or company has the right to use other nations or people
as a means for achieving economic goals, nor may they endanger the life
of others for that same end (Human Rights and Equal Opportunity Commission 2008, 14). Furthermore, prioritizing economic prosperity over
human flourishing also favors the human economy over Earth’s economy.
But since humans are derivative for Earth’s evolutionary processes and
remain inextricably dependent on them, and since human economic activity is derivative from and dependent upon Earth’s economy, it is not
possible to have a flourishing human economy on a devastated planet any
more than it is possible to have healthy people on a sick planet. Earth’s
economy is primary while humanity’s economy is derivative, not the reverse (Berry 2009).
Fourthly, as the Stern Report has noted, “the evidence shows that ignoring climate change will eventually damage economic growth.…Tackling climate change is the pro-growth strategy for the longer term, and it
can be done in a way that does not cap the aspirations for growth of rich
or poor countries. The earlier effective action is taken, the less costly it
will be” (Stern 2006, ii). Delaying action to reduce GHG emissions will
actually be more costly to economies in developed countries both in the
near and long term. The “economic harm” argument is a misguided and
ill-informed prioritization of current investors’ interests at the expense of
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39
the welfare of future generations. Ironically, when President H.W. Bush
addressed the Rio Earth Summit on June 15, 1992, he noted that, “It’s
been said that we don’t inherit the earth from our ancestors, we borrow it
from our children” (Bush 1992). Regrettably, this insight did not inform
his response to climate change.
2. Lack of Scientific Certainty
Another disclaimer that has been used to justify delayed and inadequate responses to climate change argues that until there is scientific
certainty about the causes and required responses to climate change,
nations are not obliged to act. However, as early as 1990, the scientific
evidence collected by the IPCC had determined that “emissions resulting from human activities are substantially increasing the atmospheric
concentrations of the greenhouse gases…” (IPCC 1990, ix). The scientific
consensus of the first IPCC Report (1990) has been repeatedly validated
and strengthened as successive reports (1995, 2001, 2007) used increasingly confident language concerning the anthropogenic causes of climate
change. Using the strongest language thus far, the most recent IPCC report
declares that “warming of the climate system is unequivocal,” and “most
of the observed increase in globally-averaged temperatures since the mid20th century is very likely due to the observed increase in anthropogenic
GHG concentrations” where the words “very likely” were defined as an
assessed probability of occurrence of >90% (Intergovernmental Panel on
Climate Change 2007b, 72, 39, 27). Such scientific consensus has not only
been forged in the IPCC reports but has also been confirmed by other
research bodies, such as the National Research Council (USA) and the
American Association for the Advancement of Science.11
With this in mind, the argument that developed nations need not act
while scientific uncertainty concerning climate change exists can be discredited on two levels: the degree of scientific certitude needed before
action is required, and the different roles for science and ethics. The inevitable vicissitudes of daily living require humans to make the best decisions
possible given the best information available; almost none of our decisions
are made in the context of total certitude. For instance, we do not wait for
certitude when formulating a medical diagnosis or prescribing treatment
since such delays could lead to the demise of patients. We act with the best
knowledge at hand, especially when a preponderance of evidence favors
a particular course of action and indicates that there is an urgent need to
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act. Nor do we need to know the exact weight that a baby will have when
it is born in order to agree that a woman is presently pregnant (McKibben
1989, 29). Although we do not know the fetus’s eventual birth weight, we
deny neither its present development nor the mother’s pregnancy. When
the vast majority of credible experts who have studied climate change
unanimously agree that anthropogenic GHGs are directly related to climate change, those who wish to argue otherwise must provide a comparable level of evidence to support their contrary position, especially when
current evidence indicates that delays in resolving climate change issues
are associated with human mortality and morbidity. To delay an effective
response to the adverse effects of climate change until absolute certitude
exists and until every climatic mechanism is understood is to demand an
unprecedented level of certitude. Given the deaths and DALYs attributable to climate change, advocating delay is both immoral and perverse.
Furthermore, while science determines when a risk is imminent, ethics decides if that risk is acceptable and if a response to the risk is obligated. Waiting for science to resolve all uncertainty related to the risk
not only delays any response, it also shifts the decision-making solely to
scientists, away from those who are either affected by the risk or are properly equipped to resolve moral questions. Moreover, scientific uncertainty
does not absolve the agent from responsibility for the consequences of the
action to which some uncertainty is associated. Since humans universally
reject actions that seriously endanger basic human rights to life, health
and security, the duty to refrain from activities that endanger these rights,
including via climate change, is sufficiently strong that appeals to scientific
uncertainty cannot overrule the duty to avoid harm.12 An agent has a duty
to avoid harm in direct proportion to the harm that could result from the
action of the agent, especially when the consequences will be significant
and will be borne by those who have not consented to be put at risk, as
is the case with climate change (Brown et al. 2006, 27). Accordingly, the
United Nations Framework Convention on Climate Change asserted that
the Parties to that agreement should “take precautionary measures to anticipate, prevent or minimize the causes of climate change and mitigate its
adverse effects. Where there are threats of serious or irreversible damage,
lack of full scientific certainty should not be used as a reason for postponing such measures…” (United Nations 1992b, Article 3).
Developed nations have significantly increased GHG emissions that
increase the risk to others—they can no longer claim ignorance, nor have
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41
they been able to do so since the late 1980s. Therefore they are accountable to those who have been harmed, and they must not only provide
reparation but also cease causing further harm. They may not demand a
level of certitude that significantly exceeds the certitude that we encounter
in the rest of our lives. Indeed, the very planetary dynamics that formed
the Earth and us, and which continue to evolve and to provide a context
for our existence, are characterized by chance and uncertainty (Gould
2002). To demand certitude, scientific or otherwise, contradicts the very
pattern of our existence.
3. Lack of Global Consensus
The leaders of some countries—for example, Canada and the USA—
have maintained that until all governments agree to reductions of GHG
emissions, including in particular the developing countries of China and
India, no country is obliged to reduce their GHG emissions. This argument is indefensible for several reasons. Firstly, it ignores the historical
pattern of GHG emissions in the developed countries that have permitted
them to grow wealthy economies while harming the planet, and would
deny that same route to prosperity to developing countries while not
resolving the fiscal inequity. Their current approach of maintaining the
status quo perpetuates existing inequities and ignores the harm that the
more vulnerable countries endure due to the adverse effects of climate
change. Secondly, since the developed countries have benefited from their
over-utilization of the atmospheric commons, and since they are better
able to adapt to climate change and undertake mitigation efforts, the UNFCCC noted that the signatories to that convention “should protect the
climate system for the benefit of present and future generations of humankind, on the basis of equity and in accordance with their common
but differentiated responsibilities and respective capabilities. Accordingly,
the developed country Parties should take the lead in combating climate
change and the adverse effects thereof” (United Nations 1992b, Article
3(1)). The developed countries should not wait until the developing countries can match their response to climate change, nor should they support
a status quo that maintains inequitable burdens on the more vulnerable
nations (Ikeme 2003, 200). They are in a better position to act since they
have greater wealth and technology, the acquisition of which has hastened
climate change. Countries like Canada and the USA must defend their
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failure to honor the conventions which they have signed, and explain why
they maintain practices that harm other countries. The aggrieved are not
likely to find comfort in the argument that nations need not cease practices that are harmful to the victims as long as other nations continue to
cause similar harm. Nations are accountable for their own actions and
may not deflect that accountability with the claim that others are also
culpable, as if to say that if many are culpable then none are culpable.
Another’s immoral activity does not sanction one to engage in the same
immoral activity any more than a murderer’s crime gives permission or
impunity for one to murder.
However, since developing countries will soon surpass developed
countries in total GHG emissions—although on a per capita basis developed countries will continue to emit more GHGs—developing countries
should endeavor to control their GHG emissions and should receive assistance from developed countries to do so (Brown et al. 2006, 33). But
while it is important to measure and manage each country’s production
of GHGs, this accounting must be scrutinized within the context of the
atmospheric commons and the health of planetary climate systems. National production of GHGs does not occur in isolation from planetary
systems, and should not be evaluated as if it did. Doing so ignores the
serious and negative impacts of humans on the planet as well as the urgency of the environmental crisis. Waiting for human consensus settles
for inertia and does not provide an effective way forward. Awakening to
the ways that Earth is already critically engaged in responding to climate
change, even while we dither, could be a starting point from which to
fashion a useful response.
4. Wait for Better technologies
The fourth popular disclaimer used by developed nations to justify
a reticence to honor moral and legal requirements to reduce the adverse
effects of climate change asserts that until more cost effective technologies are available—and they are expected to be available in the near future—there is no current obligation to mitigate GHG emissions. However,
since people and climate systems are presently being harmed, the most
effective response currently available must be utilized. Even if more effective technologies might become available in the future, there is a moral
obligation to minimize all present harm, now, to the best of our abilities.
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Furthermore, since it is generally conceded that the polluter should pay
for the harm caused and being caused, as well as all future harm, any
delay in mitigating harmful activities only adds to the penalty that must
be paid (Brown et al. 2006, 34–5).
CONCLUSION
The causes and challenges associated with climate change are multiple and complex. Efforts to fashion effective and sustainable solutions
that neither repeat nor exacerbate the mistakes of the past would be aided
by a clear understanding of the relevant ethical principles and a renewed
appreciation of the interrelationships between humanity and the rest of
the environment.
NOTES
1. Not only nations, but individuals and corporations also have ethical obligations to reduce activities that are contributing to climate change. For instance,
see: the World Business Council for Sustainable Development (http://www
.wbcsd.org/) and the Global Reporting Initiative’s Sustainability Reporting
guidelines (http://www.globalreporting.org) as well as the World Watch Institute (http://www.worldwatch.org/), as examples.
2. As Patz notes, “Just as nations often borrow financial resources from the
future, creating a national debt, they also essentially borrow assimilative capacity from the future by emitting pollutants faster than Earth can assimilate, creating a ‘natural debt’. As with national debt, a bit of natural debt is
perhaps not much of a problem, but when it becomes too large, natural debt
compromises the capability of future generations to take care of themselves.”
(Patz et al. 2007, 401)
3. Such wealth could take the form of allocation of monies, forgiveness of debts,
transfer of technology and/or expertise.
4. For an evaluation of the mitigation costs associated with the developed countries’ contraction of their GHG emissions, see Hof et al (2010) and den Elzen
et al (2008).
5. This list is by no means the total sum of the challenges that will need to be
overcome if we are to come of a consensus on how to respond to climate
change. Some question if it is even possible to fashion an effective response
while “fossil fuel capitalism” remains the dominant economic system of the
planet. See, for instance, Storm (2009), Markandya (2009), and Li (2009).
6. In the C&C model, the world’s population would be stabilized at an agreed
size prior to the convergence date in the expectation that this would reduce
any incentive for some nations to increase the size of their respective popu-
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7.
8.
9.
10.
11.
lations in order to concurrently increase their emissions allocations. This is
another area of controversy about which there is no consensus (Bows and
Anderson 2008, 284).
For a description of how a development threshold might be calculated, see
Baer et al (2009, 1124–6).
Baer et al (2009) estimate that the United States bears 29.1% of the global
burden of responsibility (excess emissions) and capability (income derived
from those excess emissions). Assuming that the global climate transition
costs to achieve a stable concentration of GHGs that do not threaten the
ecological systems of the planet are distributed according to responsibility
and capability, and assuming that those costs would represent 1% of gross
world product, “the average cost per person above the development threshold
in the US would be less than US$ 3/day. Plainly the rich and the relatively
well-off can easily afford to shield the poor from the costs of combating climate change; they can, in other words, afford to honor a meaningful right to
development (Baer et al 2009, 1128–9).
For a comparison of approaches, including the Multi-Stage approach, the
Brazilian Proposal approach, and the C&C approach, see: den Elzen et al
(2005), den Elzen (2008), Hof et al (2010).
Many countries have banned smoking in public places in order to protect
people from involuntary exposure to second-hand cigarette smoke. Such
legislation acknowledges that people have a right to be protected from
harmful exposure when they have not consented to such exposure. Patz
draws a parallel between involuntary exposure to second-hand smoke and
involuntary exposure to the effects of climate change. He notes that “climate change, as an environmental hazard operating at the global scale,
poses a unique and ‘involuntary exposure’ to many societies, and therefore
represents one of the largest health inequities of our time…. In the same
vein as cigarette legislation whereby smokers are restricted from harming
nonsmokers, countries burning fossil fuels and emitting greenhouse gases
must consider the negative health impacts imposed on countries burning far
less.” (2007, 398)
For example, the National Research Council in the USA noted that “The
IPCC’s conclusion that most of the observed warming of the last 50 years is
likely to have been due to the increase in greenhouse gas concentrations accurately reflects the current thinking of the scientific community on this issue.
The stated degree of confidence in the IPCC assessment is higher today than
it was 10, or even 5 years ago…” (CSCC 2001, 3). The American Association for the Advancement of Science in a statement released in 2007 asserted
that: “The scientific evidence is clear: global climate change caused by human
activities is occurring now, and it is a growing threat to society.… The pace
of change and the evidence of harm have increased markedly over the last
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45
five years. The time to control greenhouse gas emissions is now” (American
Association for the Advancement of Science 2007).
12. For instance, we will charge a driver with impaired driving even if the driver
has not yet collided with pedestrians or other vehicles.
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