THE SOUND OF INDO-EUROPEAN
Phonetics, Phonemics, and Morphophonemics
Edited by
Benedicte Nielsen Whitehead
Thomas Olander
Birgit Anette Olsen
and
Jens Elmegård Rasmussen
Museum Tusculanum Press
University of Copenhagen
2012
@ Museum Tusculanum Press and the author 2012
he Sound of Indo-European: Phonetics, Phonemics, and
Morphophonemics
© Museum Tusculanum Press and the authors 2012
Edited by Benedicte Nielsen Whitehead, homas Olander,
Birgit Anette Olsen & Jens Elmegård Rasmussen
Cover design by hora Fisker
Set by homas Olander
Printed in Denmark by Specialtrykkeriet
ISBN 978 87 635 3838 1
Copenhagen Studies in Indo-European, vol. 4
ISSN 1399 5308
Published with support from:
Roots of Europe – Language, Culture, and Migrations
Museum Tusculanum Press
126 Njalsgade
DK 2300 Copenhagen S
www.mtp.dk
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CONTENTS
Preface
iX
Václav Blažek
Indo-European laryngeals in the light of Afroasiatic
1
Lars Brink
he etymology of Nordic kuna ‘woman’
27
Andrew Miles Byrd
Predicting Indo-European syllabification through phonotactic
analysis
33
Paul S. Cohen & Adam Hyllested
A new sound law of PIE: Initial **h3uʢ > *h2uʢ
53
Michael Frotscher
he fate of PIE final *-rʘ in Vedic and Latin
73
José Virgilio García Trabazo
Phonologische und morphologische Bemerkungen zu den
hethitischen -e/a-Verben
97
Piotr Gąsiorowski
he Germanic reflexes of PIE *-sr- in the context of Verner’s Law
117
Aaron Griffith
Non-raising before *μ in Old Irish
129
Irén Hegedűs
he RUKI-rule in Nuristani
145
Eugen Hill
Hidden sound laws in the inflectional morphology of
Proto-Indo-European
169
Anders Richardt Jørgensen
Palatalization of *sk in British Celtic
209
Götz Keydana
Evidence for non-linear phonological structure in Indo-European:
he case of fricative clusters
223
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vi
Contents
Alwin Kloekhorst
he phonological interpretation of plene and non-plene spelled e in
Hittite
243
Guus Kroonen
Consonant gradation in the Germanic iterative verbs
263
Martin Joachim Kümmel
Typology and reconstruction
291
Rosemarie Lühr & Susanne Zeilfelder
Optimale Onsets im Indogermanischen
331
Paolo Milizia
On the morphophonemics of Proto-Indo-European *-s e/opresents
361
Kanehiro Nishimura
Vowel reduction and deletion in Sabellic: A synchronic and
diachronic interface
381
Georges-Jean Pinault
Remarks on PIE amphikinetic and hysterokinetic nouns
399
Charles Prescott
Germanic and the ruki dialects
425
Giancarlo Schirru
Laryngeal features of Armenian dialects
435
Vitaly Shevoroshkin
Anatolian laryngeals in Milyan
459
Zsolt Simon
PIE ‘me’ and a new Lydian sound law
485
Thomas Smitherman
On ancient Kartvelian-Indo-European lexical contacts and their
consequences for Proto-Indo-European
501
David Stifter
Lenition of s in Gaulish?
523
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Contents
vii
Brent Vine
PIE mobile accent in Italic: Further evidence
545
Gordon Whittaker
Euphratic: A phonological sketch
577
Paul Widmer
Notiz zur holokinetischen Ablautklasse
607
Nicholas Zair
A new environment for laryngeal loss in Proto-Celtic
613
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Laryngeal features of Armenian dialects
Giancarlo Schirru
University of Cassino
his paper concerns the laryngeal features of the Armenian stop system in
a comparative perspective. First we will summarize a well-known problem
in Armenian historical phonology, concerning the status of the series traditionally called “voiced.” hen we will present the acoustic data from field
research, carried on in the Republic of Armenia, on diferent Armenian
dialects, and we will discuss a possible phonological analysis, in both synchronic and diachronic terms. In the end we will analyze the position of
the Armenian language in an Indo-European perspective, with special regard to Indo-Aryan reflexes of Indo-European stops.
he aim of this study is to motivate a line of research in the area of
Indo-European consonantism, based on the hypothesis that the IndoEuropean series of stops traditionally called “voiced aspirated” could be
better analyzed if specified by the [+slack vocal folds] or [-stif vocal folds]
features. For this purpose, we will make use of phonetics observations on
living Indo-European varieties as arguments for their phonological analysis, and we will treat phonology of modern languages (the only ones investigable by “experimental phonology”) as an object of comparison within
the perspective of Indo-European phonology, together with arguments
coming from historical phonology of singular historical traditions, comparative phonology and internal reconstruction.
1
Phonology of Armenian stops
Modern Standard Eastern Armenian, based on the Erevan variety, has a
system of 15 stops; it can be classified in 3 series and 5 classes (see Table 1);1
1
See Ladefoged & Maddieson 1996: 66–68; Vaux 1998: 12–13 and bibliography
quoted therein; Hacopian 2003.
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Giancarlo Schirru
in Armenian writing, each stop in this system is expressed by a diferent
graphical sign:
bilabial
alveolar
alveolar africate
postalveolar africate
velar
Table 1
voiceless aspirated
/pȹ/ < >
/tȹ/ < >
/tsȹ/ < >
/tʃȹ/ < >
/kȹ/ < >
plain voiceless
/p/ < >
/t/ < >
/ts/ < >
/tʃ/ < >
/k/ < >
voiced
/b/ < >
/d/ < >
/dz/ < >
/dȢ / < >
/DZ/ < >
Stop system of Modern Eastern Armenian
he 5 classes refer to the place of articulation and to the presence of
africation. he 3 series are defined in terms of laryngeal features: in many
descriptions, they are named “voiceless aspirated,” “plain voiceless” and
“voiced.”
In the traditional reconstruction of historical phonology,2 Old Armenian has the same stop system as Modern Standard Eastern Armenian. he
origin of the 3 series is linked with the Proto-Indo-European system
through a chain shit, which may be summarized as follows:
1 a PIE *t > O. Arm. /tȹ/, ex. PIE *sept¤ > O. Arm. և ewṭn /ewtȹn/
‘7’
PIE *d > O. Arm. /t/, ex. PIE *de > O. Arm.
tasn ‘10’
PIE *dh > O.Arm. /d/, ex. PIE *dhur- (acc.) (cf. Gr. ϑύρᾱ, Lat.
fores) > O.Arm.
dowrɷn ‘door’
But ater a sonorant (nasal, lateral and rhotic), there is a diferent reflex of
the Proto-Indo-European voiceless stops: in this context, the first PIE series becomes voiced, and not voiceless aspirated:
2 PIE *t > O.Arm. /d/; ex. PIE *anti (cf. Gr. ἀντί, Lat. ante) > O. Arm.
ənd ‘against, to, with, etc.’.; PIE *rʘtu- (cf. Skr. ṛtuḥ, Gr. ἀρτύς) >
O. Arm.
ard ‘shape, adornment’.
2 E.g. Hübschmann 1897: 407–9; Meillet 1936: 23–38.
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Laryngeal features of Armenian dialects
437
By contrast, PIE voiced stops continue in Old Armenian as voiceless ater
sonorants as well, at least in the oldest stage of the literary language.3
Giancarlo Bolognesi found a paradox in this traditional phonological
reconstruction:4 if we consider as (3) the conditioned evolution ater sonorants from PIE voiceless stops to O.Arm voiced ones, and as (4) the
O.Arm. evolution of PIE voiced stops, it is impossible that (3) would occur
earlier than (4); otherwise O.Arm. ard would become *art. But it is also
impossible that (4) would occur earlier than (3); otherwise O.Arm. sirt
would become *sird:
3 PIE *rʘtu- > O.Arm.
ard ‘shape, adornment’
4 PIE. * ērd- (cf. Gr. κῆρ; Lat. cor, cordis) > O.Arm.
sirt ‘heart’
On the basis of these facts, Bolognesi argues that the input to (3) must be
diferent from the output to (4):5 and concludes, following Holger Pedersen (1906: 336–41), Antoine Meillet (1922: 12–13; see Bolognesi 1987: 128–
129), Émile Benveniste (1959), and Hans Vogt (1938: 326–27; 1959), that the
Old Armenian so-called “voiced” series of stops, must instead be considered as voiced aspirated; therefore, in this reconstruction, the development
(1.c) should be rewritten as (5):
5 PIE *dh > Arm. [dȺ]
“Après nasale, les sourdes arméniennes p, t, c, č, k subsistent de date ancienne,
mais, de bonne heure, tendent à devenir sonores dans certains parlers” (Meillet
1936: 29).
4 Bolognesi 1960: 19–21; see also Godel 1975: 9–10 and n. 7 p. 9; Belardi 2006:
205–16.
5 An anonymous reviewer suggests another perspective to solve the paradox:
namely a development *rt > *rth (aspiration of voiceless stops, like in other positions) > *rdh (voicing) > *rd. We can observe that such reconstruction has
the disadvantage of postulate a voicing in *rth (where *th is in Armenian, at
least in modern varieties as we will see, a true aspirate stop, and not a fricative
like in Germanic) but not in rt, although such process is more predictable in a
consonant with a shorter VOT than in a consonant with a longer one. Our reconstruction is consistent with a splitting of the PIE voiceless series in diferent
Armenian reflexes: aspiration in strong position (fortition), voicing ater sonorants (lenition), and further lenition until the status of approximants ater
vowels.
3
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438
Giancarlo Schirru
he same reflex – a voiced aspirated – should be reconstructed ater sonorants: for ex. in O.Arm.
orb ‘orphan’ < PIE *orbȹ-o- (cfr. Lat. orbus, Gr.
ὀρφανός); O.Arm.
barjr ‘high’ < PIE *bȹrʘĝȹu- (cfr. Skr. brʘh-ánt-;
O.H.G. berg etc.). So, the process described in (3) would be better expressed as (6), thus solving the paradox:
6 PIE *rʘtu- > O.Arm.
ard [ardȺ]
he presence of voiced aspirated stops was already pointed out in modern
Armenian dialects by a tradition of studies that began with Eduard Sievers
(1901: §§ 436, 442) and continued on to Hratchia Adjarian (1909) and Sidney Allen (1951). Articles by Benveniste (1959) and Vogt (1959) gave rise to
broad debate on the nature of these sounds, which were considered either
primary or secondary in the historical development.6 Nor is there agreement in the literature on the phonetic and phonological analysis of the
Eastern Armenian “voiced” series for both the standard and the local dialects: thus, we have calls for new experimental research (e.g. in Lamberterie 1984: 227; Pisowicz 1997: 215; 1998: 45).
2
he field research
Here we present data from field research carried out in the Republic of
Armenia in May 2006: speech signals were collected by means of a list of
34 minimal pairs, read by a total of 27 speakers.7 We will consider just 15 of
them here – native speakers of three diferent regional dialects: the variety
of Erevan, the country’s capital, which belongs to the Ararat dialect and is
the basis for the modern standard of Eastern Armenian; the variety of
Gyumri (the former Leninakan, and earlier Alexandropol), the country’s
6 See references in Pisowicz 1976: 20–27; Kachaturian 1983; Vaux 1998: 211–41;
Bolognesi 1998: 162–69. A new argument, supporting a reconstruction of the
Proto-Armenian third series of stops as breathy, is ofered by Garrett 1998.
7 he data were recorded with a Marantz PMD 670 digital recorder connected
to a head-mounted, Shure unidirectional microphone. Acoustic analysis was
made using Praat 5.1.03 sotware (www.praat.org). he analysis discussed below considers only a sub-set of the minimal pairs originally present in the list
read by the speakers: 15 minimal pairs for the VOT values (§ 2.1) and 6 minimal pairs for the spectral tilt parameters (§ 2.1, 2.2.).
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Laryngeal features of Armenian dialects
439
second largest city and main centre of the Širak region, in the Republic’s
northwestern corner, where a dialect usually classified as part of the Western Armenian group is spoken; and a group of speakers studied in Aštarak,
a town situated around 30 kilometres northwest of Erevan, with a dialect of
the Ararat group, where the so-called “voiced aspirated stops” were already
documented.8 Investigations were made on site (fig. 1).
Figure 1
Republic of Armenia
he aim of the research is to improve the knowledge of the acoustic properties distinguishing the three series of Armenian stops: such knowledge is
8 See the short description by Sievers 1901: § 436; and the auditory descriptions
made in Pisowicz 1998: 44 about the 1968 sound recordings.
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Giancarlo Schirru
mostly based on experimental observations illustrated in Allen (1951) and
in Hacopian (2003).9
Our investigation is intended as a field research, and not a laboratory
research: thus it can give just a first approximation to the linguistic reality,
that could be better illustrated by a larger experimental observation: data
are collected by mean of a technique currently used in similar researches.10
2.1 Erevan
For the Erevan dialect, we considered 5 speakers: speaker 1 (F, 34 years);
speaker 2 (F, 53 years); speaker 3 (F, 25 years); speaker 4 (M, 72 years); and
speaker 5 (M, 56 years).
Voice Onset Time (VOT) is the main acoustic correlate distinguishing
the voiceless aspirated series from the plain voiceless one (see Kachaturian
1983: 60; Hacopian 2003). A longer VOT is attested in all the aspirates contrasting with a plain voiceless: this fact is constant in the 9 minimal pairs
attesting to this opposition listed in (7a). Voiced stops have a voice bar (the
so-called voice-lead) with a negative VOT, although this is not everpresent and, in some cases, is very weak: 6 minimal pairs (7b) display such
opposition;11 the data are summarized in Table 2:
7a
payt /pajt/ ‘horseshoe, cleat’
~
tank /tank/ ‘tank (armored vehicle)’ ~
tarm /taɾm/ ‘flock (of birds)’
~
toł /toȑ/ ‘line’
~
¥ayt /pȹajt/ ‘wood’
ṭank /tȹank/ ‘expensive’
ṭarm /tȹaɾm/ ‘fresh, new’
ṭoł /tȹoȑ/ ‘let, allowed’
9 In Allen (1951) are analysed data recorded in London from one speaker of New
Julfa; Hacopian (2003) is a laboratory research on the VOT parameter, with
data ofered by three native speakers of Teheran Eastern Armenian living in
Los Angeles.
10 See, for example, Maddison & Ladefoged (1985); Cao & Maddison (1992).
11 Since the six minimal pairs listed in (7b) were also used for the spectral structure analysis of the first vowel pulses as described below, they were chosen
among the 3 classes of stops without africation phase, in which it is easier to
identify the consonantal release; moreover, they all contain postconsonantal
vowel /a/, in order to control for the influence of (diferences in) vowel formant frequencies on the spectral tilt.
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Laryngeal features of Armenian dialects
441
towrḳ /tuɾkȹ/ ‘duty, tax’
~
tow¥ /tupȹ/ ‘small box, carton’
~
ceł /tseȑ/ ‘stem, stalk’
~
čał /tʃaȑ/ ‘knitting needle, rod, bar’ ~
kor /koɾ/ ‘curved, bent’
~
ṭowrḳ /tȹuɾkȹ/ ‘Turk’
ṭow1 /tȹupȹ/ ‘bush, shrub, vein’
cʖeł /tsȹeȑ/ ‘tribe, race’
čʖał /tʃȹaȑ/ ‘fat, stout, fertile’
ḳor /kȹoɾ/ ‘itch’
bah /bah/ ‘spade, hoe’
ban /ban/ ‘thing, word’
dal /dal/ ‘beestings’
dašt /daʃt/ ‘field, plain’
gal /DZal/ ‘come, arrive’
gav /DZav/ ‘carafe, jug’
pah /pah/ ‘moment, second’
pan /pan/ ‘landlord, nobleman’
tal /tal/ ‘give’
tašt /taʃt/ ‘tub, basin’
kal /kal/ ‘have’
kav /kav/ ‘clay’
b
VOT (msec)
Table 2
~
~
~
~
~
~
voiceless aspirated
104.4
plain voiceless
26
voiced
–115.9
Average VOT values in Erevan (5 speakers, 15 minimal pairs)
Since the opposition between voiceless aspirated and plain voiceless stops
is always implemented by bigger values of VOT, this parameter will not be
discussed further, and the situation of the Erevan dialect may be taken as
representative of the picture for the other varieties as well.
But VOT is not the only acoustic correlate distinguishing the voiced series from the plain voiceless one. here is also a diferent quality of voice in
the beginning of the post-consonantal vowel. If we take the first 50 msec.
of the vowel signal following the consonantal release, and we compare this
acoustic signal to the portion extracted ater the voiceless stop, we find a
smoother increase of the intensity of the vowel (already observed in
Kachaturian 1983: 58), a lower pitch12 and a slacker voice (as opposed to a
stifer voice ater voiceless stops).
his last property, the diference of voice quality, can be analysed in
quantitative terms: one of the phonetic diferences between slack and stif
voice is the spectral tilt, i.e. “the degree to which intensity drops of as frequency increases” (Gordon & Ladefoged 2001: 397). his property, already
12 We do not make further observations on the pitch, since the technique of recordings collection is not able to give valid data in this topic.
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442
Giancarlo Schirru
investigated by Eli Fischer-Jørgensen (1967: 103–15) in her study on Gujarati murmured vowels, can be quantified by means of the following parameters measured in the first 50 msec. of the vowel ater the consonantal
release (see figures 2 and 3):13
8 a H2–H1
b A1–H1
c A3–H1
Where: H1 = amplitude14 of harmonic 1
H2 = amplitude of harmonic 2
A1 = amplitude15 of formant 1
A3 = amplitude of formant 3
msec 50
0.4588
0
-0.4308
0
0.3771
Time (s)
Figure 2
Erevan, speaker 2 (F, 53 y.); oscillogram of the vowel in the word
/bah/ ‘spade’; the two vertical bars mark the first 50 msec of the
vowel signal.
13 See also Cao & Maddieson 1993 for Wu Chinese; Ní Chasaide & Gobl 1997;
Hanson et alii 2001.
14 Measures of amplitude of harmonics are taken in dB directly on the spectral
editor of the sotware Praat.
15 More correctly speaking, we measured the amplitude of the harmonics closer
to first and the third formants; we followed the suggestions ofered in Gordon
& Ladefoged 2001: 397.
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Laryngeal features of Armenian dialects
Sound pressure level (dB/Hz)
H1H2
A1
A3
H1H2 A1
443
A3
40
40
20
20
0
0
4000
Frequency (Hz)
Figure 3
Frequency (Hz)
Erevan, speaker 2 (F, 53 y.); spectra of the first 50 msec of vowel
sound signal in the words /bah/ ‘spade’ (let) and /pah/ ‘moment’
(right); H1, H2, A1, and A3 are marked at top.
Data from Erevan speakers, recorded during the performance of the 6
minimal pairs illustrated in (7b), are summarized in Table 3; all the considered parameters are highly significant, as may be argued by observing the
diference between each pair of voiced and voiceless cells, the mean values,
and the p-values (calculated in the overall set of 60 items) in the bottom
row:16
speaker 1
speaker 2
speaker 3
speaker 4
speaker 5
mean
p-value
Table 3
voiced voiceless
H2–H1 H2–H1
4.5
5.2
3.9
5.8
1.6
3.2
1.9
6.2
–1.5
3.4
2.2
4.8
0.00007
voiced voiceless
A1–H1 A1–H1
11.8
18.3
8.2
18.7
5.9
12.9
10.6
18.1
2.4
8
7.9
15.4
0.0000003
voiced voiceless
A3–H1 A3–H1
–9.3
–1.7
–12.1
1.2
–21.1
–5.2
–20.8
–16.2
–28.2
–15.9
–18
–7.3
0.00003
Erevan; average spectral tilt values in voiced and plain voiceless
stops (5 speakers, 6 minimal pairs).
16 Cf., for this table and the following ones, the way of presenting data in Cao &
Maddison (1992).
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Giancarlo Schirru
As a result, we may take the spectral tilt as one of the main acoustic correlates distinguishing between the plain voiceless and the voiced stops: the
two series are thus characterized as having a stif vs. slack voice quality in
the first vocal pulses ater the release of the consonant.
Since many scholars have already described Armenian plain voiceless
stops as “ejectives” (see, e.g., Allen 1951: 188), it may be stressed that in our
corpus there are no more than 4 instances (in the set of 225 tokens of plain
voiceless stops considered here) of ejective consonants, similar to ejectives
in Georgian, and having the acoustic correlate of a double release (the glottal and the oral one; see Ladefoged & Maddieson 1996: 78–81). hese may
be considered as a minority type of phonetic realization of this series, perhaps influenced by contact with Kartvelian languages, an element quite
strong in the history of the Standard Eastern Armenian variety which was
originally greatly influenced by the dialect of the Tbilisi Armenian community.17 herefore, we may draw a clear distinction between glottalized
consonants, like ejectives, and consonants characterized by an increased
stifness (or tenseness) of vocal folds.
2.2 Aštarak and Gyumri
he distinction between aspirated voiceless and plain voiceless stops in the
Aštarak and Gyumri dialects does not difer from that illustrated for the
Erevan dialect in the previous section; no further acoustic accounts of it
need be provided. Here we present the data for the distinction between the
plain voiceless and voiced series.
In Aštarak, we recorded data from 5 native speakers: speaker 6 (M, 16
years), speaker 7 (M, 16 years), speaker 8 (M, 41 years), speaker 9 (M, 30
17 For this explanation for the presence of ejectives in some Armenian varieties,
cf. Pisowicz 1989: 218–19; 1997: 217; Rasmussen 1989: 160; Lamberterie 1984:
229–30; 1994: 154; Belardi 2006: 214–16. he development of an ejective series
of stops in contact with Caucasian languages is clearly attested in Ossetic
(Abaev, Belardi & Minissi 1965: 62; Rasmussen 1989: 160; hordarson 1989:
462); on the role played by the Tbilisi Armenian dialect in the making of Standard Eastern Armenian, see Nichanian 1989: 283–330. For a diferent interpretation of Armeninan ejective stops in the framework of the glottalic theory, see
Kortlandt 1978: 110–11, and references cited therein; Gamkrelidze & Ivanov
1995: 36.
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Laryngeal features of Armenian dialects
445
years), and speaker 10 (M, 31 years). he realization of voiced stops is
through two diferent allophones. A first phonotype does not display any
voice bar during the occlusion of the consonant: it is, strictly speaking,
voiceless in initial position. A diferent phonotype may occasionally be
found, characterized by the voice bar and a clear aspiration phase across
the consonant release: stops of this group can probably be connected to the
“voiced aspirated” already heard by E. Sievers and A. Pisowicz. he main
acoustic cue distinguishing the voiceless aspirate series and the voiced one
is in the spectral tilt of the following vowel (50 msec ater the release of the
consonant): all the parameters are significant, apart from the diference
between A3 and H1, which in one speaker (speaker 9) presents inverted
values in comparison to the others.18 Data are summarized in Table 4, collected from the performance of the 6 minimal pairs already listed in (7b):
speaker 6
speaker 7
speaker 8
speaker 9
speaker 10
mean
p-value
Table 4
voiced voiceless
H2–H1 H2–H1
0.5
6.6
2.3
4.8
5.9
7.6
4.7
7.7
2.3
5.4
3.1
6.4
0,0000005
voiced voiceless voiced voiceless
A1–H1 A1–H1 A3–H1 A3–H1
12
23
–7.2
–0.8
12.6
15.6
–13.7
–4.1
18.5
21.8
1.4
–0.6
11.5
14.7
–10.4
–12.1
3.8
17.4
–24.9
–6.1
11.7
18.5
–11
–4.7
0,000003
0,007
Aštarak; average spectral tilt values in voiced and plain voiceless
stops (5 speakers, 6 minimal pairs).
For Gyumri as well, we have data recorded from 5 native speakers: speaker
11 (M, 48 years), speaker 12 (M, 51 years), speaker 13 (F, 47 years), speaker
14 (M, 47 years), and speaker 15 (F, 48 years). In this dialect, voiced stops
never display, at least in initial position, the voice bar during the occlusion
phase: they are all voiceless in this context. But there is no merging with
the plain voiceless stops: the two series are held distinct by the diferent
spectral tilts observed in the first 50 msec. of vowel ater the consonantal
18 Cfr. the discussion in Cao & Maddison (1992) for the spectral tilt measured in
Wu Chinese three stop series, where the diference between H2 and H1 is
highly significant, and that between A1 and H1 is irrelevant.
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Giancarlo Schirru
release. Data are presented in Table 5, and come from the 6 minimal pairs
of (7b):
speaker 11
speaker 12
speaker 13
speaker 14
speaker 15
mean
p-value
Table 5
voiced voiceless
H2–H1 H2–H1
1.6
5,9
2.4
5.2
–1.7
4.2
5.7
9.2
–0.6
4.7
1.5
5.8
0,000002
voiced voiceless voiced voiceless
A1–H1 A1–H1 A3–H1 A3–H1
9.1
20
–15
–8,6
9.2
11.8
–14.9
–11.8
3.1
11.1
–13.2
–9.3
12.5
19.9
–14.4
–9.6
6.3
15.1
–16.1
–1.1
8
15.6
–15.3
–8,1
0,0000002
0,0000006
Gyumri; average spectral tilt values in voiced and plain voiceless
stops (5 speakers, 6 minimal pairs).
his observation is consistent with the traditional classification of Gyumri
dialect (and the rest of Širak dialects) in the western group, on the basis of
morphological features (see, e.g. Adjarian 1909: 45–46). In this variety, the
first step in the western consonantal shit – a strong devoicing of the
voiced series – is attested.
As a result, in both the Aštarak and Gyumri varieties, the distinction
between voiceless and voiced series is mostly a matter of a diference between stif vs. slack voice in the first vocalic portion immediately following
the consonant.
3
Phonological analysis
In order to provide a phonological analysis of the phonetic observations
illustrated above, we may distinguish between two diferent dimensions:
each may be considered as an equipollent opposition. he first dimension
regards the diference between aspirated, plain and ejective (glottalized)
consonants, and may be treated through the [spread glottis] and [constricted glottis] features in the following way (cf. Halle & Stevens 1971; Stevens 1977; Kenstowicz 1994: 38–41):
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Laryngeal features of Armenian dialects
9 aspirated
[+spread glottis]
plain
[–spread glottis]
[–constricted glottis]
447
ejective
[+constricted glottis]
his dimension seems to be responsible for the opposition between the
plain voiceless series and the voiceless aspirated series of the Armenian
varieties, which, as we illustrated in § 2.1, is phonetically implemented by
VOT. herefore we may identify the following specifications for Eastern
Armenian:
10
[+spread glottis]
voiceless aspirated stops
[-spread glottis]
plain voiceless stops
he second dimension concerns the diference between slack (or murmured) voice, modal voice and stif (or tense) voice: the specifications of
the [slack vocal folds] and [stif vocal folds] features can be arranged as
follows:19
11 slack (murmured) voice
[+slack v.f.]
modal voice
[-slack v.f.]
[-stif v.f.]
stif (tense) voice
[+stif v.f.]
For the observed opposition between stif and slack consonants in Armenian, we have two possible analyses, depending on the use of either the
[slack vocal folds] or [stif vocal folds] feature:
12 a plain voiceless stops
[-slack v.f.]
“voiced” stops
[+slack v.f.]
b plain voiceless stops
[+stif v.f.]
“voiced” stops
[-stif v.f.]
19 For the use of the [slack vocal folds] and [stif vocal folds] features in consonantal inventories, cf. Halle & Stevens 1971; Stevens 1977; Kenstowicz 1994: 38–
41. Diferent solutions are proposed for tone implementation in the phonological literature on tone languages: [slack v.f.] is connected to the Register (and
the feature [±Upper] or [±High], with the manifestations H and L), and [stif
v.f.] to the Pitch diference (the feature [±high], realized as h and l), cf. Yip
1995; 2002: 56–61, and literature cited therein, and the description in Stevens
1990: 251–52; in this way, a set of four primary tones (H, h; H, l; L, h; L, l) is derived.
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448
Giancarlo Schirru
his phonological analysis can be proposed not only for the modern varieties, but for Old Armenian as well (cf. Garrett 1991: 797–98; 1998): the
[spread glottis] feature can be used for marking the opposition between
aspirated and plain stops, and either the [stif vocal folds] feature or the
[slack vocal folds] feature can be seen as responsible for the opposition
between plain voiceless and the traditionally called “voiced” stops.
herefore, the three series of stops can be specified, for the oldest literary
language, in two alternative sets:
13 a
[spread glottis]
[slack vocal folds]
voiceless aspirated
+
plain voiceless
–
–
“voiced”
plain voiceless
–
+
“voiced”
+
b
[spread glottis]
[stif vocal folds]
voiceless aspirated
+
–
he diference between (13a) and (13b) could be viewed as merely nominalistic; but the two solutions difer in one point: they ofer an opposite solution on which series (between plain voiceless and “voiced”) must be considered as the marked one (and thus specified by the sign +), and which is
the neutral one. herefore, the final decision on which of the two representations is preferable can be taken ater a more general consideration of the
status of plain voiceless and “voiced” stops in Armenian phonology.
he analysis in (13) has two advantages. First of all, it allows a straightforward phonological and phonetic derivation of all the three dialects analyzed, which represent as many historical evolutions of Old Armenian: and
one of them, the Gyumri dialect, belongs to the Western Armenian varieties. herefore the schemas in (13) can represent the original stage from
which all the modern dialects may be derived.
As a second goal, the analysis in (13) is able to solve the Bolognesi paradox illustrated in § 1.
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Laryngeal features of Armenian dialects
4
449
Comparative observations
Armenian is the only Indo-European group, beside Indo-Aryan, in which
the reflexes of the traditionally called “voiced aspirates” of PIE share three
crucial properties: they are clearly distinct from the reflexes of PIE voiced
stops; they are not voiceless but can be associated with some kind of laryngeal activity; in both groups, the third PIE series can be associated to
“slack” or “murmured” voice quality.20
First of all, the voiced aspirated stops are actually murmured (breathy)
in many modern Indo-Aryan languages, like Hindi, Marathi and Bengali;
they are realized with a breathy voice vibration throughout the closure of
the consonant, although a clear aspiration phase is observable across the
consonantal release.21
In Gujarati, vowels adjacent to “voiced aspirated” are murmured and
have the following general properties: they have a sharper spectral tilt than
“clear” vowels; when they follow the voiced aspirated consonant, they have
a small tone dip in the beginning and an increase in pitch throughout the
development of the vowel; they sometimes have a longer duration than
“clear” vowels, as is usual for non-modal vowels contrasting with modal
ones.22
Tonal properties associated with originally “voiced aspirated” consonants can be better observed in many Indo-Aryan varieties, where such a
series of stops can merge with other series (either the voiceless or the
voiced one), while its properties were transferred to adjacent vowels in
terms of tonal features: in the most widespread pattern, the vowels following the consonant develop a rising tone, and the vowels preceding it develop a falling tone. In such a process the depressive consonants (i.e. causing a fall in pitch of the adjacent vowel portions) are not simply voiced, as
is observable in many tonal languages, but associated with breathy or
20 For a phonological comparison of Armenian and Indo-Aryan reflexes of PIE
third series, see, among others, Benveniste 1959; Garrett 1991: 797–98; 1998: 13;
Donati 2007.
21 See Ladefoged & Maddieson 1996: 57–60 and references quoted therein.
22 On Gujarati murmured vowels, see Pandit 1957; Fischer-Jørgensen 1967; on
duration patterns in non-modal vowels cf. observations in Gordon & Ladefoged 2001: 393–94, 400.
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450
Giancarlo Schirru
murmured voice (see Hombert, Ohala & Ewan 1979: 47–48; Yip 2002: 36–
38), at least at some stage of previous historical derivation. his evolution
is attested, in the north-western area, in Panjabi (included the northern
side of the so-called Lahndi varieties), where Indo-Aryan “voiced aspirated” series is merged with voiceless, and in many Dardic languages (with
diferent patterns); the same process can be found in some varieties of
Bengali for the eastern area, with merging of “voiced aspirated” series and
voiced one.23
All these facts allow a reconstruction of a Proto-Indo-Aryan consonant
system with a contrast between a series of voiced and a series of murmured
stops, apart from the relevance of the [spread glottis] feature at this stage of
derivation and for this opposition.24 In such a case, the basis of comparison for a series of voiced aspirated consonants in Proto-Indo-European
becomes weak; instead the concordance of Indo-Aryan and Armenian
ofers an argument for reconstructing the opposition between the traditional PIE “voiced” and “voiced aspirated” series in terms of vocal tenseness, and specifies it, in phonological terms, either with the [stif vocal
folds] feature, or with the [slack vocal folds] feature.
It must be observed that such a solution difers from the glottalic theory in a crucial point: for the glottalic theory, the series of the traditional
“voiced” is marked in terms of glottis adduction, and not vocal tenseness.25
herefore, it is consistent with the use of the [constricted glottis] feature.
23 For a description of the phenomenon in an Indo-Aryan context, Elizarenkova
1990: 151–54; Masica 1991: 102; for Panjabi and so-called Lahndi (on this denomination see Rossi 1974), see Bahl 1957; Bahl 1969: 160–61; Wells & Roach
1980; Shackle 1980; Shackle 1994 (and references cited therein); Shackle 2003:
592–94; for Dardic languages, see Bart 1999; Bashir 2003: 827, 865, 894; for
eastern dialects of Bengali, see Pal 1965.
24 For a more extensive analysis of Proto-Indo-Aryan phonology, we should consider the restructuring of the system in four diferent series of stops, with a series of voiceless aspirates progressively increasing. his is the stage of derivation already attested by Sanskrit, where voiced and voiceless aspirates seem to
form, at least in some processes, a natural class; for a debate on this topic, cf.
Joseph & Janda 1988; Janda & Joseph 2002, and literature cited therein.
25 Gamkrelidze & Ivanov 1973; Hopper 1973; Haudricourt 1975; Kortlandt 1978;
Gamkrelidze & Ivanov 1995: 5–70. For further Armenian counter-evidence to
the glottalic theory, see Pisowicz 1989: 217–20; Lamberterie 1994: 151–54; Olsen
1999: XL.
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Laryngeal features of Armenian dialects
451
he proposal developed here is similar to the observations by James
Clackson (2007: 48), who already recalled the continuum of voicing types
discussed by Peter Ladefoged and Ian Maddieson (1996: 49):
14
breathy
slack
modal
stif
creaky
However, two diiculties can be found in the full applicability of this
model to Proto-Indo-European: here vocal tenseness and glottis constriction are plotted in the same dimension; so creaky voice (and any kind of
glottalization) is considered an increase of stif voice. But creaky and glottalized voice is usually associated with a fall in pitch, while stif (or tense)
voice causes a rise in pitch, as we can see in Armenian and Indo-Aryan.26
It seems preferable to distinguish between two diferent dimensions: the
first one concerns glottis spreading or constriction, and is responsible for
aspiration; the second is connected with vocal tenseness, and is reflected in
the diference between slack and stif voice.
5
Conclusions
Comparison between Armenian and Indo-Aryan phonology leads to the
following hypothesis: the Proto-Indo-European consonants traditionally
called “voiced aspirates” may be characterized in terms of vocal tenseness;
they may be considered as specified, within the consonant system, with the
[+slack vocal folds] or [-stif vocal folds] features.
his hypothesis also has the advantage of better explaining the evolution of PIE “voiced aspirates” as voiceless in many Indo-European groups
where the opposition between PIE “voiced” and “voiced aspirated” series
was not dephonologized: not only in Modern Western Armenian (characterized by such evolution of Old Armenian “voiced stops”) and in many
modern Indo-Aryan languages (like Panjabi), but also in Ancient Greek
and, at least in many contexts, in Latin and Italic.
Such arguments can motivate further research to investigate the entire
phonological system more extensively; to decide which specification –
26 For a discussion on this topic, see Henderson 1977, Gordon & Ladefoged 2001.
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452
Giancarlo Schirru
[+slack v.f.] or [-stif v.f.] – can be more adequate; and to find other evidence within Indo-European comparative phonology.
6
Acknowledgments
We would like to thank Prof. R. M. Tokhmakhyan, of Erevan State University, and Prof. V. L. Katvalyan, of Gavar University, for assistance and suggestions during the field work. Acknowledgments also to two anonymous
reviewers and the editorial board of this volume. We are also grateful to
professor W. Belardi for the conversations about this study.
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