Urbanization and Sustainability after
the COVID-19 Pandemic
Paolo Motta
Abstract
This article explores the current scenario of urban agglomerations, drawing attention to the
growth of population and the process of unruled urbanization that endangers the delicate
balance between human settlements and the surrounding environment. It focuses on the
heritage values as fundamental elements for a correct urban development and highlights the
impacts that metropolises and megacities have on climate change and the effects on them
produced by COVID-19. It then looks at the role that minor cities and towns play and the
coming opportunity to revamp them using new technologies and connectivity corridors
and to mitigate urbanization. It concludes by observing how complex urban problems must
be faced with a comprehensive vision that is driven by the social quality approach and an
engagement with the BRICS countries.
Keywords: climate and pandemic impacts, connectivity corridors, heritage relevance, minor
cities and towns, population growth, societal quality, uncontrolled urbanization.
This article aims to call attention to the urgent need to mitigate current urbanization
processes and to what settlement models might look like in the future. It also considers
the impact of the current corona-virus pandemic on large metropolitan agglomerations. Finally it examines the revitalization of minor cities and smaller settlements that
have taken advantage of the opportunities represented by new technologies and large
connectivity infrastructures.
First, I consider the exponential growth of the global population; the planetary
population has doubled in the last 50 years, and has now reached 7.4 billion, and the
forecasts for 2050 are for more than 70 percent of the world’s population to be urbanized. In reality, 50 percent will be concentrated in urban areas and 25 percent will be
living in slums or informal settlements (HABITAT III 2017). This problem requires
a profound reflection on the urgent need to review the current model of urban development and the related uncontrolled urbanization processes, which have experienced
exponential growth in recent decades. The inhabitants of cities in 2030 will represent,
with 4 billion, some 60 percent of the global population.
This rising trend is especially visible in emerging countries with the greatest
number of metropolises and megacities. It is also visible overall in uncontrolled
International Journal of Social Quality • Volume 10, Issue 1, Summer 2020: 1–28
ISSN: 1757-0344 (Print) • ISSN: 1757-0352 (Online) © Berghahn Books
doi:10.3167/IJSQ.2020.100102
Paolo Motta
Figure 1: World Population Growth
Figure 2: Urbanization
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International Journal of Social Quality
Urbanization and Sustainability after the COVID-19 Pandemic
urbanization processes that have increased in intensity over the past few decades with
the subsequent industrial revolutions that have progressively compromised the previous urban–rural balance by recalling relevant migratory flows from rural areas to urban
agglomerations and their slums. These urban areas are burdened by overpopulation,
which is evident in the failure of many jurisdictions to develop sufficient housing and
maintain sufficient services for such large numbers of new citizens, and this naturally
lowers the latter’s quality of life. And one aspect of quality of life that needs protection
is cultural heritage, whose importance has been highlighted as a fundamental part of
our new urban reality that ought to be preserved. It captures communities’ many immaterial values, which are indispensable elements of their collective identities. One
value is underlined in the need to protect the environment and green spaces, and a
need to live in better harmony with nature. Unbridled urbanization around the world
has decreased and poisoned natural resources and has had deleterious effects on public
health. The COVID-19 pandemic has shown just how vulnerable some of these dense
urban areas are to contagion. To rebalance the urban–rural relationship, I will argue
that so-called “smart corridors” are an opportunity to mitigate the urbanization process and reduce territorial inequalities, especially in emerging countries, by emphasizing the close interrelation between strategic infrastructures and urban settlements.
This article concludes with an urgent call to action: we most desperately need a
comprehensive vision to face the complexity of urban agglomerations. And this vision
must make efficient use the social quality approach as the proper tool to define strategic guidelines and support integrated urban and rural planning.
Increase of Global Urban and Slum Population
The growth in the world’s urban and slum population, estimated to reach 8 billion
in 2050 and later stabilize at around 10 billion thereafter, confirms that there is a
profound need to substantially review the current schemes of urban development and
the related uncontrolled urbanization trends, which have experienced exponential
growth in recent decades. A recent United Nations Department of Economic and
Social Affairs report states: “The urban population of the world has grown rapidly
from 751 million in 1950 to 4.2 billion in 2018. Asia, despite its relatively lower level
of urbanization, is home to 54 percent of the world’s urban population, followed by
Europe and Africa with 13 percent each” (UN-DESA 2018).
Since the end of the twentieth century, urbanization has grown without any real
opposition from government authorities or planners. The dogma that humanity will
soon be practically urbanized is considered inevitable; this trend is also accepted by
international agencies such as the United Nations Conference on Housing and Sustainable Urban Development. In a recent report, it was mentioned that a decade ago
the forecast was 70 percent urbanization for 2050, but now this estimate is already
higher given the speed of the ongoing processes of urbanization (UN-Habitat 2015b).
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Paolo Motta
Figure 3: World Population Distribution, 1500–2016
This estimate, however, was inaccurate, according to various studies, because of the
inconsistency of the measurement criteria adopted by each country in defining urban
areas and in the often non-inclusion in the forecasts of informal agglomerations and
close commuter settlements. Critics of current UN figures therefore contest that such
varied definitions of “urban” lead to a significant underestimation of world’s urban
population. Researchers from the European Commission, for example, reported a few
years ago that 85 percent of people will live in urban areas by the mid-twenty-first
century (Pesaresi et al. 2016).
Reliable estimates are 10 percent higher, which would mean that in 2050 the
world’s urban population would probably exceed over 80 percent of the planet, if the
current trend is not abated. Huge migration flows from rural territories to urban areas
have increased exponentially since the mid-twentieth century, after World War II, on
the push of more consumerist lifestyles and the search for greater opportunities offered
by big cities on a global scale. Megacities, considered those with more than 10 million
people, are projected to increase in number from 33 in 2018 to 43 in 2030, mostly in
Asia and Africa, and in these cities are also located the largest informal agglomerations,
where a relevant segment of the population lives in completely inadequate conditions
(UN-DESA 2014). The internal migration flows of the past decades have created new
metropolitan agglomerations. Based on global and theoretical models that, as it turns
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Urbanization and Sustainability after the COVID-19 Pandemic
Table 1: The Ten Largest Megacities, 2015 and 2030
Year
Country or Area
Urban Agglomeration
Population
(millions)
Japan
Tokyo
37
India
Delhi
26
China
Shanghai
23
Mexico
Ciudad de México
(Mexico City)
21
Brazil
São Paulo
21
India
Mumbai (Bombay)
19
Japan
Kinki M.M.A. (Osaka)
19
Egypt
Al-Qahirah (Cairo)
19
United States of America
New York-Newark
19
China
Beijing
18
India
Delhi
39
Japan
Tokyo
37
China
Shanghai
33
Bangladesh
Dhaka
28
Egypt
Al-Qahirah (Cairo)
26
India
Mumbai (Bombay)
25
China
Beijing
24
Mexico
Ciudad de México
(Mexico City)
24
Brazil
São Paulo
24
Democratic Republic
of the Congo
Kinshasa
22
2015
2030
Source: UN DESA 2018
out, gave inaccurate numbers, downtown cores and outlying neighborhoods expected
hundreds of thousands. Instead, they received millions of residents, and, as a result,
these well-planned areas were soon surrounded by slums and other overcrowded informal settlements.
The growth of informal settlements, slums, and poor residential neighborhoods is
a global phenomenon accompanying the growth of urban populations and is modifying the entire structure of our cities. An estimated 25 percent of the world’s urban
population lived in 2016 in slums or informal settlements with 213 million residents
(UN-HABITAT 2015a). For example, India’s cities hosted, according to 2015 data,
about a total of 13.8 million households, which translates to about 100 million people
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living in slums across the country—that is, about 24 percent of all urban households,
which account for roughly one-third of India’s 1.2 billion people (UNSD 2015).
Today in Africa there are about 297 million people living in urban areas, so 38 percent
of the total population, and it is estimated that by 2030 this figure will be destined
to reach more than 50 percent (UNARP 2012). Indeed, the continent has an annual
urbanization rate of 3.5 percent, the highest in the world, and the number of African
cities with a population of over one million inhabitants almost doubled, passing from
40 to 70, in 2015. This number is expected to be over 100 in 2030.
Why must this urbanization trend be accepted as inevitable? It is a process that
unpredictable tragic events such as the current pandemic make necessary to reconsider.
It highlights the negative aspects of having such large concentrations of people in close
proximity to another from the point of view of sanitation in addition to those of the
economy, culture, and the natural environment.
Despite several UN-HABITAT statements and declarations, the world is undergoing an irreversible process of urbanization. Insufficient attention has hitherto been
given to this issue by most other international institutions, and there has therefore
been a serious lack of debate about what to do about it. Neither of the BRICS member
countries (Brazil, Russia, India, China, South Africa) have paid enough attention to
this important issue, especially given the fact that all of them are seeing increased
internal migration and high rates of urbanization. This issue is mentioned in almost
every BRICS Summit Declaration, and a specific Urbanization Forum has been established in 2010, which was later widened to include Friendship Cities, but no specific
practical initiatives have been set up to tackle this problem. Much is now being said
now about how the urbanization of metropolitan areas could be solved by the advent
of “smart and global cities,” concepts that assume the widespread use of advanced
Urban Population Living in Slums or Informal Settlements, 2018
1100
825
Eastern and South-Eastern Asia
Sub-Saharan Africa
Central and Southern Asia
Other regions
1033
World
550
275
370
238
0
227
199
Million
Source: UNSD
Figure 4: Slums, 2018
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International Journal of Social Quality
Urbanization and Sustainability after the COVID-19 Pandemic
technologies, the availability of more green spaces, intelligent mobility, and many
other important concepts. The problem is that such a solution does not properly
consider the issue of urban development as a whole. The structure itself of our current
development models and planning theories, which are based on obsolete paradigms,
must be completely overhauled taking into account the most recent demographic
trends. Globalization, increased mobility, the Fourth Industrial Revolution (4IR),
ITC (Information and Communications Technology) networks, climate change, and
a stubborn pandemic are all among the factors that suggest we out to modify in the
short term the entire visions of existing urban scenarios.
Uncontrolled Urbanization
Urban settlements have previously grown for centuries in relative harmony with their
surrounding natural environments; they have been compatible with the existing natural resources that surrounded them. The main cities of many countries have developed
on the sites of ancient settlements by virtue of a continuous process of growth, substantially maintaining a mutually beneficial relationship with their surroundings, be
they hills, rivers, forests, or mountains.
Pre-contemporary urbanization models have been modified in the last decades
by an increasingly wild urbanization process in metropolises and megacities, mostly
located in emerging countries, where relatively large sections of the local populations
are living in marginal and deprived settlements. It is therefore necessary to reevaluate
the role of traditional smaller cities and towns, where there is better integration and
stronger social cohesion.
The belief that urban areas are the best place for people to settle, given the proximity between residences, workplaces, services, and everything else, has been the basis of
the modern architecture movement, whose paradigms were first outlined in its manifesto, created by the Swiss-French architect-planner Le Corbusier (Charles Édouard
Jeanneret), known as the “Athens Charter” of 1933 (CIAM 1933). These were based
exclusively on a hierarchy of the intended use of soils; the zoning of the various residential, production, commercial and leisure structures; and separate mobility schemes
for pedestrian and vehicular traffic. These considerations have proven to be completely insufficient due to the actual increase in private and commercial traffic that
has occurred in large cities around the world as of late. One example, among many, is
Brasilia in Brazil, which was designed and developed by Oscar Niemeyer, a disciple of
Le Corbusier, in the 1960s. The ideal city plan was sized for 500,000 inhabitants, but
the city grew well beyond that number, which caused serious mobility problems. The
rigid functional separation of structures, a completely insufficient vehicular network,
and the great distance between the various sectors prevented it from finding an adequate number of daily socializing spaces. The actual scheme of urban concentration,
formulated about ninety years ago, is now criticized as being out dated given recent
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Paolo Motta
Share of people living in urban areas, 1970
No data 0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
100%
80%
90%
100%
Source: UN World Urbanization Prospects (2018)
•
Note: Urban populations are defined based on the definition of urban areas by national statistical offices.
Figure 5: Urban Areas as Percentage of the World, 1970
Share of the population living in urban areas, 2030
Share of the total population living in urban areas, with UN urbanization projections to 2050.
No data 0%
10%
20%
30%
40%
50%
60%
70%
Source: OWID based on UN World Urbanization Prospects 2018 and historical sources (see Sources)
Note: Urban areas are defined based on national definitions which can vary by country.
•
Figure 6: Urban Areas as Percentage of the World, 2030
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International Journal of Social Quality
Urbanization and Sustainability after the COVID-19 Pandemic
technological advances, the ongoing social and economic processes of globalization,
and numerous other factors, to which we now add the effects of the COVID-19
pandemic. One relatively recent critique was voiced by Christopher Alexander, whose
pattern language theory provides formatted, humanist solutions to complex design
problems in urban planning proposing a new city-design vision that evaluate[s] the
urban context as a whole indivisible “unicum.” But his approach is limited as considers
only “patterns” related only to the physical issues at the different scales, from regional
planning to house design details, not mentioning the relevant intangible values and
aspects of residents (Alexander C. et al. 1977).
The implementation of the above-mentioned principles in the past few decades has
favoured the progressive growth of large urban agglomerations, which in some cases
have become metropolitan areas. In the global scenario, the growing urbanization
trend is toward megacities, where the industrial boom is attracting huge migratory
flows that mostly settle in peripheral and precarious settlements. Living conditions in
these areas are unacceptable from any perspective, theoretical or otherwise. There is
overcrowding, a lack of all basic services, and poor social and sanitary conditions. In
fact, the new urban agglomerations in emerging countries are becoming allegories of
contemporary Western metropolises, with similar problems and inadequacies, which
are often higher due to the fact that the former started out in worse conditions and
have seen a much faster increase in population. The model of urban development
based on the massive dissemination of standardized schemes and imported lifestyles,
which are similar all over the world, risks driving emerging countries and their megacities—along with their surrounding areas—toward socioeconomic disaster. This
growth is simply unsustainable.
The experience of metropolises and megacities all around the globe, which are
expected to grow in number and size in near future, especially in Asian and African
countries, has mainly been negative due to poor environmental and social conditions.
And the long-term impacts of these conditions is rather unpredictable; though rising
atmospheric pollution and significant water shortages are already visible. These urban
settlements have increased exponentially since the middle of the twentieth century,
attracting large flows of rural immigrants, with peaks in Asia, as for example in industrialized eastern China, where agglomerations of around 50 million inhabitants have
arisen, as the Pearl River Megacity, also known as the Pearl River Delta Metropolitan
Region.
Negative returns are accruing on these urban inhabitants, who are lost in the stressful rhythms of daily life: poor commuting mobility, low-quality services, inadequate
housing and public spaces, and a lack of socializing opportunities. Also, studies from
the Italian Foundation Della Rocca of 2014 highlighted the incidence of diseases
related to pollution as far over the main reason of yearly deaths in the urban areas
(Beguinot 2012). To these effects have to be added the negative sanitary impacts of
air and water pollution, which have already been responsible for the deaths of millions
of urban inhabitants. As stated by the Italian Association of the Council of European
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Figure 7: Megacities in Asia
Municipalities and Regions in 2015: “Air pollution is a risk factor of great importance
for environmental health. In 2014, 9 out of 10 people living in cities breathed air that
did not comply with the safety parameters imposed” (AICCRE 2015).
Development based on the massive dissemination of standardized products and
consumerist lifestyles, which are similar all over the world, proves unable to assist and
develop the traditional capacity and quality of local contexts, risks to drive emerging
countries toward a mode of life unable to see sustainable socioeconomic growth, and
currently endangers the long-term viability of surrounding natural environment.
To be successful, urban development must be based on the local contexts with a
large bottom-up participation rate, as virtuous synergy between all stakeholders transformation (residents and users) put in value all the endogenous resources and manage
them through the identification and implementation of shared rules regarding land
use and care for the environment.
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International Journal of Social Quality
Urbanization and Sustainability after the COVID-19 Pandemic
In this vein, UN HABITAT since 1992 has been criticizing the lack of attention
for metropolises and cities in the debate on sustainability. This issue was finally addressed in 2009, but in the following Rio+20 Conference Declaration of 2012 the
urban issues were , rather unfortunately, understated (UN-HABITAT 2012). A few
steps forward were made with the New Urban Agenda 2030 (UN-HABITAT III
2017) of the III Conference in Quito in 2016 and its 17 sustainable development
goals (SDGs) (AGENDA 2030 2016). As reported in the International Association
on Social Quality (IASQ)’s Working Paper n. 14, an interesting 2013 UNDP China
study on sustainable cities advanced proposals about urban monitoring based on the
traditional distinction of dimensions according the current debate on sustainability,
but in any case there was a lack of methodological framework and a lack of clear indicators. The experiments carried in Jiaxing to eradicate slums were insufficient, and
the new neighborhoods there are just a physical agglomeration of various building
types (IASQ 2015).
As previously stated, the accepted dogma that large urban areas are humanity’s
future and offer greater opportunities to people must be reviewed and questioned.
Evaluation parameters should not be limited to income and economic indicators only,
but ought to consider many other factors such as the suitability of housing, mobility,
access to services, pollution, environmental impacts, and many others which, overall,
determine the effective quality of people’s daily circumstances. To all the above now
we must add public health issues in general and the prevention of contagious diseases,
as epidemics and pandemics have to be considered as probable returning events that
surely can be better managed in smaller-sized urban areas: containment measures
are easier to deploy and enforce, as we are now seeing with the COVID-19 crisis.
Belief in this overall evaluation is supported by many analyses and reports, such as the
one made on Latin America by the CAF, the Development Bank of Latin America,
which states:
Intermediate cities are gaining more and more prominence in the socioeconomic development of Latin America. [Some] 32 percent of Latin Americans live in them; some estimates
indicate that they can concentrate up to 17 percent of GDP. They will be decisive in increasing productivity and national and regional competitiveness; and on the other, they are called
to contribute significantly to closing the gaps between rural and urban areas. (CAF 2019)
While it has to be accepted that the urbanization process currently underway
is probably now unstoppable, as much as the previous weak or late opposition has
failed, we can at least take actions to mitigate the trend. We should assess and implement viable solutions as soon as possible to reduce the negative effects of pollution,
improper land use, and progressive natural resource shortages. New urban settlements
must and can be different. It is urgent, therefore, that we engage in a deep reflection
on the entire urbanization process in order to support and reinforce the role of minor
centres and towns, so they that have surely more internal value and resilience and can
maintain their existing peculiarities, traditions, tangible and intangible patrimony,
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and all necessary elements that assure integration, social cohesion, and permanent
development.
The current urban development scheme has also been unsuccessful for one fundamental reason: its sector-based approach that is limited to a few strictly functional
development aspects and that pays scant attention to the negative impacts on the
environment and heritage preservation as well as to the resultant detrimental sociocultural consequences. Globalization, increased mobility, the 4IR, and ITC networks,
are among the technologies that indicate that we are better off changing the entire
vision of existing urban scenarios as well the principles and guidelines of intervention,
especially through integrated urban planning, so that they take into account the close
interconnections between economic, environmental, and societal factors. And this is
exactly what social quality theory (SQT) argues.
The Importance of Heritage
The reevaluation of smaller cities and towns, especially those with a rich heritage patrimony where an important percentage of the global population still lives, is necessary
to mitigate the migration trend toward metropolises and megacities.
In fact, the rapid increase of urbanization processes all over the globe in the last
few decades have been posing new and unexpected problems, so previous declarations
and recommendations related to single aspects,such as heritage preservation or patrimony enhancement, have been unable to face the great complexity of actual urban
realities. In recent years, rising attention has focused on the close interconnections
between urban heritage, urban territory, and natural resources, which comprise the
unique peculiarities of each site and which are known as. “genius loci,” or in the terminology of the International Council on Monuments and Sites (ICOMOS), “spirit
of place.” The 2008 Declaration by ICOMOS, drafted in Quebec City, states in the
Preamble (paragraph 3) the latter term “is defined as the tangible and the intangible
elements, that is to say the physical and spiritual element that give meaning, value and
emotion and mystery to a place.”
Heritage represented by minor cities and towns is in fact the living evidence of
a past that formed them as a fundamental part of the everyday context of humanity, and their protection and integration into the contemporary scenario should be
a basic factor in town planning, land development, and environmental protection.
All human dwellings, from those in hamlets to those in larger cities, are formed
by tangible and intangible elements representing their specific heritage. The “genius
loci” is progressively losing its relevance in the fast-growing processes of urbanization
and gentrification all around the world, and contemporary metropolitan agglomerations, built following standardized models and international patterns, are weakening
those peculiarities that cities had before the various industrial revolutions. Given the
above-mentioned considerations, the conservation of the heritage and the revival of
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Urbanization and Sustainability after the COVID-19 Pandemic
the role of the smaller cities and minor towns is not only possible but fundamental
as one of the tools to reduce growing urbanization processes. In these smaller cities
and towns, there remains a strong sense of social cohesion and community belonging, whose lack facilitates the downgrading of their intangible heritage. Unique and
local values represent the necessary interaction between tangible orders and intangible
elements of each city, which, with them, can experience an increase in its identity
and an enhancement of residents’ living standards. The sense of belonging in a specific place is certainly one of the main objectives to be achieved through the type
of interventions, which I advocate here, aimed at improving inclusion and identity.
The lack of adequate and qualified public spaces or meeting points in metropolitan
areas also represents a serious disadvantage for socializing. Small towns have the old
meeting point, the “forum” or “square,” and this is what we need to foster in small
and medium-sized cities.
The European Union for some years now has been considering the relevance
of heritage as a necessary component of proper urban development, implementing
through its cooperation programs various studies and projects, one of them being the
2004 RFO PAGUS (Programme of Assistance for Governance of Urban Sustainability)
within the INTERREG III program, which was designed to foster economic and
social cohesion among regions within and outside of Europe (PAGUS 2000–2006).
In 2009, the European Commission DG Research, at a conference on sustainability, concluded that urban research and policy are still highly sectoral and not adapted
to handle the complexity of urban sustainability, and that the world needed “more
creative management of the cultural heritage of cities and better engagement of citizens in local governance”. These considerations have been included since 2011 in the
UNESCO–ICOMOS “Valletta Principles” identified by CIVVIH, the International
Committee on Historic Towns and Villages. They highlight the fact that human settlements for centuries have been based on an extended net of small and medium-sized
communities, mostly located at short distance from each other, with homogeneous
and traditionally settled populations, intense community life, social cohesion and
identity. And these characteristics have been necessary for the preservation of their
traditions and intangible heritage (ICOMOS 2011).
For these and other reasons, it is a priority to focus on the enhancement of heritage
that includes all the local territorial assets (cultural, environmental, historical, etc.),
with the aim of promoting a strategy for integrated urban and territorial growth that
includes agriculture, craftsmanship, advanced technology, and every activity linked to
local culture and tradition.
Actually, thousands of smaller urban realities with heritage value, located not only
in marginal territories, face the progressive reduction of original inhabitants migrating
to bigger cities, and they are therefore facing a loss of daily services and activities, and
a rapid decay in their heritage. This heritage was attentively kept by the original dwellers and cannot be replaced by temporary second house residents or tourists: neither
of these can support the local economy. In fact, even if the tangible patrimony can
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be restored and reused with the necessary attention, the immaterial heritage that is
represented by the original inhabitants’ values cannot be recreated or replicated elsewhere, since other places lack the societal characteristics of the original place: therefore
heritage is a fundamental ingredient when it comes to overall sustainability.
Climate Change and Pandemic Impacts
Minor cities, towns, and smaller settlements and their surrounding territories also
cover a necessary function of providing human protection over the natural environment, which has been made increasingly necessary by climate change; this is particularly evident in rural and marginal territories. Any territory needs different levels of
protection and enhancement so they might safely transform through quality measures
that are undertaken by the local residents themselves. From the implementation of
modern agricultural techniques in neglected and marginal territories, the environment
will yield positive returns, which will also help develop the local economy and help
the local residents permanently stay in their homes; the constant maintenance of the
natural environment also reduces the risks of natural disasters such as floods, forest
fires, and desertification.
Attention to these issues has increased around the world since the Rio 1992
Conference with its Millennium Development Goals, and hit a plateau at the 2016
UN-Habitat III Conference, where AGENDA 2030 was approved with the 17 SDGSustainable Development Goals to be achieved for the year 2030. But this last document provides only partial and (in some cases) doubtful recommendations on this
issue, and these amount to just some general guidelines. In detail, no approach is
found therein that can be said to be aimed at revamping priorities that focus specifically on the ecological quality, sustainability and resilience of cities. Little attention has
been given to date by most other international institutions, including the European
Union, who have not developed enough serious debates on this important topic.
Among the 17 SDGs are several important goals related to infrastructure, cities,
and human settlements. The first is Goal 9: “Build resilient infrastructure, promote
sustainable industrialization and foster innovation.” It states that “sustainable transport
achieves better integration of the economy while respecting the environment, improving
social equity, health, resilience of cities, urban-rural linkages and productivity of rural
areas.” The second is Goal 11: “Make cities inclusive, safe, resilient and sustainable,
stating “Its objective is to provide positive economic support, [and] social and environmental links between urban, peri-urban and rural areas by strengthening national and regional
development planning.” But despite these noble intentions, there is no emerging approach capable of re-launching the priorities, mentioned above, that focus specifically
on the ecological quality, sustainability, and resilience of cities. This is surprising in
light of the most recent developments in the areas of the green economy, the economy
of sustainable development, and the circular and bio-economies.
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Urbanization and Sustainability after the COVID-19 Pandemic
The fact that humankind and the environment are deeply interconnected is evident after some months of lockdown. It is clearly visible from the satellite photos
relating to atmospheric pollution, which has fallen enormously everywhere due to
the decrease in production activities and in vehicle and air traffic, which is almost
permanent in many Asian megacities and which is present in many other cities on
all continents. Urban settlements are the ones that highly contribute to the abovementioned deleterious impacts on the climate, and all cities are in effect heat islands:
also if their surface area covers only 2 percent of the entire planet, they are responsible
for about 20 percent of global climate pollution, a tenfold increase. For example, due
to wild urbanization and immense building development during the past few decades,
the Indonesian capital Jakarta itself is slowly sinking and starting to flood. So the administrative function of the country will be moved to another city in order to reduce
the actual immigration flows into the capital.
The huge informal settlements that surround many of the world’s metropolises
offer inhumane life conditions: overcrowding, lack of water and sanitary networks,
waste, and air pollution. Significant examples of this situation are to be found in India,
which hosts 13 of the world’s 20 most polluted cities and where over 140 million
people have to live in these conditions. This is according to data from a 2017 study,
where pollution in the slums has increased to intolerable levels and is responsible for
serious lung diseases (Rahaman and Das 2017). In relation to COVID-19, reports
from almost all countries are showing that the pandemic spreads faster in areas with
larger concentrations of people, so it is more difficult to reduce its spread in large
urban agglomerations than in smaller settlements. Updated data arriving from: slums
in India, “townships” in South Africa, “favelas” in Brazil, and from many other informal settlements is confirming how difficult it is to detect the contagious spread
and to implement in those overcrowded contexts containment and social distancing
measures—measures that work better in smaller settlements. This is not the only pandemic or epidemic that has occurred in recent years: in past years, we had Mad Cow,
Ebola, SARS, MERS, West Nile, and the Bird Flu. COVID-19 will certainly not be
the last, given that all forecasts agree that we will be faced with more and more such
events caused by humankind, just like climate change is (at least insofar as the rapid
warming of the planet is concerned). The forced lockdown, involving many countries
globally with the halting of industrial production and traffic, in about two months,
has had positive returns on the environment, restoring the natural scenario of many
years ago.
This fact confirms that, if we are to apply the right territorial and urban development models, then the UN SDGS and climate change mitigation can be achieved
in the medium term. The present pandemic is also highlighting the values of smaller
agglomerations: on the one hand, it is easier to contain and monitor the contagious
disease, and on the other hand, there is greater reciprocal cooperation and assistance
among the inhabitants of these places, who already have stronger social bonds and
cohesion. For these and the above-mentioned considerations, the revival of the role
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of smaller cities and towns is not only possible but imperative, for it is one the tools
we can use to reduce urbanization processes and keep the inhabitants of these smaller
locales on their territory. We can also, as humans, fulfill our role as caretakers of the
environment, something that climate change has been making increasingly necessary.
Rebalancing Guidelines
The interconnection between infrastructures and urban settlements has been emphasized in recent years by various organizations, including the United Nations, which
again in 2012 again, at the Rio+20 Conference on sustainable development, declared:
“Sustainable transport achieves better economy while respecting the environment, improving social equity, health, resilience of cities, urban-rural linkages and productivity of rural
areas” (UN-HABITAT 2012).
Modern technologies can provide effective tools in achieving rural territorial reuse
through compatible mobility infrastructures, communication networks, and renewable energies, and they have a relevant role in enhancing human scale settlements,
local economies, environmental protection, patrimony preservation, and the social
cohesion of inhabitants. This will help revitalize interconnected towns and rural settlements, making them big enough for inhabitants to prosper economically alongside
one another, and it will hopefully stop them from seeking to improve their lot in life
in megacities.
The ITC networks, further developed by the incoming Fourth Industrial Revolution, will provide new instruments that make it easier to work from home, have access
to global knowledge and information, and access educational and medical services.
This will therefore reduce people’s need to take a daily commute to work and save
them a lot of time, the daily commute being one of the more relevant problems of the
busy life of people working in a metropolis. As the World Economic Forum states:
The Fourth Industrial Revolution represents a fundamental change in the way we live, work
and relate to one another. It is a new chapter in human development, enabled by extraordinary technology advances commensurate with those of the first, second and third industrial revolutions. The COVID-19 crisis has shown us that emerging technologies like the
Internet and artificial intelligence are not just tools, they are essential to the functioning of
our society and economy. Particularly in this time of instability, we need to think of them
as critical infrastructure. (Schwab 2020)
Digital tools and the concept of “smart-working” are also allowing new forms of working from home to be developed and put into use. The question we must now ask is
why this scenario (who could imagine the actual change in our lives just thirty years
ago!) is not being accompanied by the revaluation of the assets that smaller cities still
have that can assure people a better quality of life, ensure social cohesion, and provide
permanent sustainable urban development. The network of smaller cities cannot be
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replicated elsewhere, especially in large and scarcely populated countries, but this
model can be successfully implemented in territories with already settled inhabitants
in a short time. It is therefore necessary to assume a completely different perspective
when evaluating the relevance of minor cities and rural settlements and defining the
future of territorial development: we need more of these settlements so as to mitigate
the actual rise of new metropolises and megalopolises, especially in the emerging countries of Asia, Africa, and Latin America. This new approach will change how we deal
with urban and territorial planning because it highlights the inadequacy of the plans
that are currently in existence, which mainly identify some areas to be constrained and
others to be transformed but which only use quantitative tools to do the job. Zoning,
for example, is looked at without any consideration (or very little consideration) of any
necessary social quality parameters defined by the social quality approach (SQA) to
urban planning—parameters that I will describe below. The identification of homogeneous intervention areas must be the result of their taking into account of such factors
as patrimony, environment, heritage, and culture, all of which are closely interrelated.
These are the parameters and the factors that will define the evolution of the territory
and that should be included in the planning of urban areas.
For these and other reasons, it is a priority that we focus on the enhancement of
the characteristic elements of local urban/territorial assets (cultural, environmental,
historical, etc.), in order to promote a strategy of long-term growth that includes agriculture, craftsmanship, advanced technology and activities linked to local traditions
(which ought to be shared with all town stakeholders). Such a holistic approach to
integrated planning not only is necessary but also adds value to territories surrounding cities, which ought to be considered as a complementary asset to be protected
and enhanced. In this way, we can overcome the old traditional division between
centre and periphery, and reduce the inequalities between and urban and rural areas.
In this comprehensive vision, we must recognize, in addition to the economic and
environmental dimensions, two other important dimensions of development: the
sociopolitical dimension and the sociocultural dimension (IASQ 2013). This concept
differs from the “three dimensions of sustainability” (the economic, social, and environmental dimensions) as presented in the famous Brundtland Report (UN 1987),
which was widely accepted by scholars and politicians at the time and which was
endorsed in a monumental report about social progress published by Joseph Stiglitz
and colleagues in 2009.
Smart Corridors
Similarly to the many “smart cities” projects that are being developed in many countries, the new intercontinental networks of terrestrial communication and connectivity can be transformed into “smart corridors” that feature the attractions and the
integrated development functions of the territories crossed, which will have a settleVolume 10, Issue 1, Summer 2020
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ment pattern no longer concentrated in a few punctual locations but scattered along
the physical mobility and connectivity infrastructures. Along these corridors, there
will also be energy, water, data transmission, and other networks through attraction
poles represented by medium-sized (existing or new) urban settlements that will also
serve as industrial, commercial, and/or innovation centers. The ongoing implementation worldwide of these international corridors represents an opportunity to enhance
human dwellings located along their paths; but up to now they are considered mainly
as a transport, energy, and communication networks, with all the attention focused
on the infrastructural aspects. Throughout the centuries, important cities and urban
settlements have risen and grown along the main commercial and trading routes and
were not only the final destinations of the diverse trails, but represented the attraction
poles of the surrounding territories, especially in landlocked countries (Motta 2019a).
Urban settlements should now be the area of focus for smart corridors.
A wide and efficient net of public transport and logistics systems spread over
the territories will then allow residents to stay in smaller cities and settlements with
a more human size. In these cities people can once again live in a genuine spirit of
community: just like people have for millennia. In European countries, most of the
corridors belonging to the TEN-T network connect cities that in many cases are historic settlements and heritage sites. In fact, the net runs often on the ancient Roman
roads, which are thousands of years old and represent real connectivity: they were not
simply the military or commercial backbone of the Roman Empire, but at the same
time they were also the purveyors of social exchange and culture.
Therefore, these new international corridors can—if their planning and implementation take into account not just infrastructural issues but social, environmental,
and procedural issues—become the instrument to revamp marginal or landlocked
territories, and, to reduce the rural–urban divide, promote local economies, and help
enhance heritage and patrimony assets located along their corridors.
All the BRICS countries are engaged in strategic infrastructure projects at different
stages of planning and implementation: Brazil is working on bi-oceanic connections,
Russia on the Razvitie and Trans-Siberian corridors, India on the North–South and
BCIM connectivity corridors, China on the BRI and Global Silk Road initiatives, and,
finally, South Africa on the Maputo Corridor. These infrastructure projects can then
represent the main drivers for the economic growth of their and other neighboring
emerging economies and become the backbone of a wide and integrated territorial
development process. The same can be said for the world’s maritime routes, where the
city/ports, excluding the recent modern terminals, have been playing an important
trading and commercial role for centuries on every continent.
The objective is for planners and officials to exploit the presence of these mobility,
energy, and communication infrastructures for the enhancement of the vast territories
that they cross. These projects cover swathes of territory of variable width, which,
depending on their environmental and socioeconomic characteristics, can be easily
accessible and serviced: they can support new agricultural, productive and commer18
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Urbanization and Sustainability after the COVID-19 Pandemic
cial activities with the help of advanced technologies. This is where the growth and
development needs to happen.
It is therefore important to develop the integrated territorial planning of each
homogeneous territory intersected by the corridor trails, including the existing or
new urban settlements, so as to facilitate their rehabilitation and reuse as development poles. In this way, we can avoid such mobility infrastructures instead being
used as escape routes to already overpopulated metropolitan agglomerations. Such an
integrated infrastructural system is conceived as a “smart corridor” network and goes
beyond the current definition of infrastructure, which is based essentially on economic
considerations. It is oriented to produce synergies between the components in a reciprocal dynamic (Motta 2019b).
The “smart corridor” network will constitute on the one hand a tool to support
the environment, through the renewed human presence in the territory with a better
use of specific environmental resources, and on the other hand a means to mitigate
urbanization trend toward large metropolises. It will favor the repopulation of marginalized areas through the diffusion of smaller urban settlements, which will be
attractive due to their environmental and social characteristics that favor a safe and
Figure 8: Land Bridge Network
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Paolo Motta
sustainable quality of life for a significant number of inhabitants. Similar concepts
have been presented since the 1990s, with one of them being by the La Rouche
Movement, which proposed a global network of strategic mobility infrastructures by
the implementation of huge projects connecting all the continents. In many ways,
this was a preclude to and a preview of the Chinese Global Silk Road initiative
(Larouche and Zepp 1997).
Of course, it is important to verify that proposed corridor trails are environmentally friendly and do not involve sensitive and/or risky areas (or else they would defeat
their very purpose). And equally important is the respect of all the intangible values,
which are represented by societal and cultural habits, and identify the safeguards and
mitigation interventions that need to be implemented to reduce environmental and
socio-cultural impacts on the concerned territories by their resident populations.
With such an integrated vision of these corridors, they will be transformed from
simple transport and communication infrastructures—as they have generally been
conceived—into regional and national axes of territorial development, becoming, as
“smart corridors,” the backbone of the intercontinental/global networks of exchange,
not only of goods and services, but also of different cultures, contacts, and experiences. A comprehensive approach such as that of SQT, aimed at overcoming the
fragmentation of current scientific strategies, can contribute to territorial and urban
development and the achievement of overall sustainability. Therefore, the development
of “smart corridors,” in particular those whose trails interest the BRICS countries
and emerging economies, can become a practical application of the SQA principles
through the implementation of suitable planning, procedural, and regulatory tools.
Social Quality Approach
All the main issues, discussed above, related to uncontrolled urbanization processes,
climate change, and negative impacts on the environment and heritage, urban settlement patterns, urban–rural rebalancing are deeply interconnected. The best way to
achieve results in this regard has to be developed with a holistic vision. Actual urban
constructions are a consequence of a one-dimensional type of planning, a model that
is concentrated on the physical aspects and especially the socioeconomic and financial
aspects (or dimensions) of the city, and that neglects the socio-environmental, the
sociopolitical, and the socio-cultural (welfare) dimensions of daily circumstances in
the urban context. In the late 1990s, a movement began in Europe that aimed to
overcome the current fragmentation of scientific strategies in order to achieve urban
and territorial development within a framework of environmental sustainability. This
movement continues to this day. It promotes the social quality approach (SQA), which
is focused on the reciprocity between three main fields of societal and environmental
circumstances, namely, the (1) field of societal complexities, (2) the field of rural–
urban circumstances, and (3) the field of ecosystems.
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Urbanization and Sustainability after the COVID-19 Pandemic
Focus on Three Fields and Their Interrelationships:
Point of Departure for (Especially) the Prodedural Framework
Geosphere
(greenhouse
gasses etc.)
(1) Transformation field
of societal complexities
(3) Transformation
field of ecosystems
(trends & contradictions)
(trends & contradictions)
Biosphere
(e.g.footprint)
Four dimensions:
Socioeconomic / financial
Sociopolitical / legal
Sociocultural / welfare
socioenvironmental
application of the
Conceptual and analytical
frameworks of the
social quality
approach (SQA)
comparison
with other
approaches:
social developm.
human developm.
capability
quality of life
social capital
human security
social harmony
(2) Transformation field of the
rural/urban circumstances
(trends & contradictions)
Decrease or increase of development toward overall sustainability
Figure 9: IASQ Framework
Figure 9 is derived from the IASQ’s Working Paper no. 17 (IASQ 2019). It is
the result of the collective theorizing about the outcomes of different social quality
projects that were implemented in the Hague during the past decade (IASQ 2009,
2010, 2012). These projects resulted in the generation of ideas about connecting the
pursuit of overall sustainability and urban development. Of course, the latter can be
said to be a part of the former. It has no meaning in itself,unless it is understood as
being dependent for its functionality on the first concept. The above figure suggests,
or hypothesizes, that in each field all four main dimensions are relevant: the economic,
the environmental, socio-political and the socio-cultural. We can speak about the
functionality of this model if the outcomes of the relationships of processes between
these four dimensions in the rural–urban context remain within the boundaries of a
resilient system. An IASQ study about social quality indicators and sustainable urban
development had this to say about the issue:
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Paolo Motta
Past European-wide research in sixty cities demonstrated the lack of consensus of what
sustainable urban development is and which urban methodological framework should be
applied to support it. Often, local professionals of urban development feel a trade-off between sustainable infrastructures and achieving more sustainable societies. Tensions between
the two may arise when infrastructural projects are designed to meet certain environmental
protection or resource efficiency criteria without, however, sufficiently taking into action
societal criteria, both in terms of how these projects may affect the lives of individuals,
groups and communities and in terms of the needs and behaviour of the people using
related services. (IASQ 2015: 24)
With regard to the IASQ framework, we may first suppose that it is model that takes
into account the changes in the field of the rural–urban circumstances in the context
of societal complexities and the field of ecosystems, because in every field the four
dimensions are in force. Second, thanks to the SQA, we can make use of an analytical
framework applicable to dimensions in all three fields, namely the so-called “social
quality architecture” of the constitutional, the conditional, and the normative factors
of urban development. The changes in the four dimensions of each field can be measured by their respective profiles, indicators, and criteria (Walker and Van der Maesen
2012). This overcomes the current methods of assessing the quality of life, which are
based on parameters such as per capita income, available services, housing surfaces,
and so on, leaving out those fundamental elements such as environmental, political,
economic, and socio-cultural considerations that allow us to identify shared indicators like effective social cohesion and impacts on natural resources. For this reason, it
is certainly appropriate to face the issue of urban settlement with a new perspective,
one that is not purely market-based or consumerist, which re-evaluates the values of
inclusion, participation, and solidarity that still exist in minor centers with living conditions that, thanks to modern technologies, can reach much higher standards than
in the past in a widespread context of social quality. Various SQA studies move in this
direction, both in the European Union and in other jurisdictions such as China and
Ukraine, and they are aimed at defining social quality through new parameters that
evaluate different factors that affect people’s daily lives, and analyze the relationships
between economic and social development, so as to promote sustainable and environmentally compatible urban development. There are also various national planning
tools that are moving in this direction as well, for they are promoting the integrated
socio-economic development of homogeneous areas by consulting all relevant stakeholders and looking at the issue from an integrated standpoint.
In this regard, I want to stress that the SQA considers the social element, or “the
social,” not simply as a simple set of mutual values and relationships, but an integral
part of its model:
An outcome of the interaction between people (constituted as actors) and their constructed
and natural environment. Its subject matter refers to people’s interrelated productive and
reproductive relationships. In other words, the constitutive interdependency between
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Urbanization and Sustainability after the COVID-19 Pandemic
processes of self-realization and processes governing the formation of collective identities is
a condition for the social and its progress or decline. (IASQ 2013)
The main objective of the SQA is to overcome the existing fragmentation in the evaluation of societal phenomena and to evaluate its processes of continuous modification
through five main parameters: social justice, solidarity, equality of values, human dignity, and environmental sustainability. It seeks to look at these parameters as a unitary
whole that is indivisible and necessary to define correct social policies at different
levels. They are known as the normative factors of social quality.
Specifically, on the topic of sustainability in an urban context, there is a need for
finding a more comprehensive meaning of sustainability, that encompasses issues of
finances and economic development, nature and maintaining the natural foundation
of life and the societal conditions in their togetherness.
The main objective is to reduce migratory flows toward large urban agglomerations, with alienating living conditions, through the maintenance of inhabitants in
urban contexts with dimension and characteristics that favor the overall social quality of the residents. And it is not only the economic context that matters, but all
the different regulatory elements identified by the SQA for evaluation. As stated in
the IASQ Working Paper no. 17 of 2019 on Eastern Europe and on Ukraine more
specifically:
Its objective is to judge the extent of the “quality” of “the social.” The ongoing digital revolution, the growth of economic-financial inequalities, the unmistakable climate change, the
multitude forms of water, ground and air pollutions . . . the increase of the global population, and the growth of megacities are decisive aspects in contemporary societal processes.”
(IASQ 2019)
A specific motive for this attention to the social is that the SQA should contribute
to the development of the overall sustainability of cities as a comprehensive result of
processes in the four societal dimensions, which will be realized in the field of societal
complexities, the field of rural–urban circumstances, and the field of ecosystems, as
presented in Figure 9 above.
It is an opportunity to experiment with the three operational tools of the SQA—
profiles, indicators, and criteria—within an interdisciplinary regulation capable of
judging the outcomes of “what happens.” The results of this continuous assessment
should pave the way for societal oriented rules and tools adequate for contemporary
production and reproduction relationships involving all the actors of each territory in
the various phases, the first of which involves all the local communities. It is a matter
of harmonizing the tensions between social development in a broad sense and social
development in the merely economic one: “Saying that these are dialectical tensions
means highlighting the productive force of the relationship between the poles.” Importantly this setting is composed by three sets of factors, namely conditional, constitutional and normative factors.
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Paolo Motta
For this reason, it is certainly appropriate to face the issue of human settlements
with a new perspective, one that is not only market-oriented and based on consumerist models. We need one that re-evaluates the values of inclusion, participation, social
exchanges, and solidarity that still exist in minor centers with living conditions that,
also thanks to modern technologies, can reach much higher standards than in the past
in a context of social quality.
This widespread settlement model and the enhancement of smaller urban centers
and rural settlements is in harmony with the principles set out by the SQA, because it
too addresses urban issues with an integrated vision, not limited to economic factors,
for sustainable development of the territory, environmental protection, and the enhancement of not only physical assets but also intangible traditions and societal values.
Conclusion
As stated above, the COVID-19 pandemic has highlighted the inadequacy of the
current urban settlement model, which has accepted as the inevitable urbanization
trend for much of humanity in the coming decades. Hence, there is a need to identify alternative models, which are now even more likely to be realized thanks to new
technologies. This difficult situation, in which the whole planet finds itself, when it
finally ends, will certainly have significant consequences in many sectors, not only the
economy, whose recovery will certainly not be fast. Forecasts from diverse sources all
agree that the impact of the pandemic will be higher that of the Great Depression of
1929 and that the entire process will take some years. Hopefully, we can also expect
positive impacts from a review of the current globalized consumerist model, which
will help think more in terms of global solidarity and in terms of improving everyone’s
public health and quality of life on a permanent basis.
The COVID-19 crisis clearly put in evidence the possible reduction of daily
commuting, the availability of learning and working from home, the efficiency of
e-shopping, e-medicine, and many other issues that can bring about radical changes
in transport, mobility, and logistics with a visible reduction, in just a few weeks, of
atmospheric and other types of pollution in the big metropolitan areas of the world.
It has also brought about the reduction, for a time still not foreseeable, of the national
GDP of most countries worldwide accompanied by a reduction of incomes for large
categories of the population, will which lead to a cut in the consumption of so many
items that, so far considered essential, will prove to be superfluous. This “new normal”
and the accelerated epochal change based on the widespread use of technologies in
all sectors can favour a desirable modification of the current global financial and
economic rules, which are still based on concepts dating back over seventy years and
established in a profoundly different context by Western countries at the end of World
War II. For some decades now, in those urban settlements, atmospheric pollution and
water shortages have been on the rise with no clearly defined intervention strategies
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Urbanization and Sustainability after the COVID-19 Pandemic
in sight. This has been accompanied by unrestricted land use without any respect
for the existing peculiarities of of territories and cities or their natural environments.
The uncontrolled use of urban land and the growth of informal settlements both go
against the principles, fields, and dimensions of the SQA. Accepting, then, that the
urbanization process is now unavoidable, in as much as weak or late attempts to stop
it have failed, there are still measures we can take to mitigate the ongoing trend that
must be evaluated and implemented as soon as possible to reduce negative effects of
pollution, environmental damage, disruptive land-use, and natural resource shortages
by taking actions oriented toward revamping the rural territories and retaining or
resettling their inhabitants.
BRICS member countries, in particular, have, since their creation and in the declarations at every yearly summit from 2013 to 2019, declared their intention to play
an active role in the implementation of a new overall development, which will include
tackling the issues related to urbanization, and for this purpose they created in 2010
a specific “BRICS Urbanisation Forum.”
Also, the New Development Bank, the BRICS countries’ operational instrument,
among the points of its strategy 2017–2021 (NDB n.d.), includes the urban sector.
To date, these statements have not found relevant application; instead the BRICS
states can make their the declared principles a reality and become the promoters of
an innovative vision of urban development on their respective continents, striving to
accurately assess problems and creatively find solutions.
It is urgent, therefore, to reflect upon urbanization processes and how to mitigate
them and rebalance the unequal rural–urban equation in any way and wherever possible. We must do this in order to save local heritage, specific peculiarities of place, tangible and intangible patrimony, and other necessary elements to assure smaller cities
and towns can undergo permanent, integrated development. Modern technologies
can provide effective tools in favoring territorial reuse through compatible mobility
infrastructures, communication networks, renewable energies, together conceived of
as “smart corridors,” as a way to enhance human settlements and the social cohesion
of their inhabitants, and to protect the environment, heritage, patrimony, and local
economies.
A comprehensive approach, as is currently being argued for by SQT, is still not
only the best way to manage complex urbanization issues and to assure a urban–rural
territorial rebalance, but it also the best tool we have to fight climate change and other
future emergency events.
Volume 10, Issue 1, Summer 2020
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Paolo Motta
Paolo Motta is an architect who specializes in territorial and town planning. In the
last twenty years, he has focused his work on sustainable urban and integrated development strategies and policies, with a holistic approach not only to technical but also
to economic and financial evaluation as well as a variety of social and environmental issues. Recently, he has been specializing in issues involving historic patrimony,
cultural heritage, sustainable tourism, and the identification of related operational
instruments. He is presently engaged in opposing uncontrolled urbanization processes
and exploring mitigation measures proposed by new urban settlement models and
approaches. Email:mottapa2@gmail.com
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