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Disaster management: findings
from a systematic review
Disaster
management:
findings
Emanuele Lettieri, Cristina Masella and Giovanni Radaelli
Department of Management, Economics and Industrial Engineering,
Politecnico di Milano, Milan, Italy
117
Abstract
Purpose – The paper aims to discuss a systematic review of the literature about disaster
management within the period 1980-2006.
Design/methodology/approach – The research protocol is based on the methodology that is
commonly used in healthcare for analysing the literature and provides a state-of-art medical discipline.
The paper presents both a descriptive analysis and a thematic analysis in order to provide a
state-of-art of international literature. The research protocol is provided in order to make transparent
the review process.
Findings – The descriptive analysis highlights the peculiarities of the literature in terms of attention
paid during the years, country of provenience and clusters of content of the selected papers. The
thematic analysis deepens the content of the papers formalising the state of art.
Research limitations/implications – The review considered only academic journals and
peer-reviewed published papers, excluding working papers and books.
Practical implications – Through both the analyses the authors argue for scholars in disaster
management specific streams for further research and for providing practitioners with a state of art of
disaster management discipline.
Originality/value – The paper is original and is aimed at translating to the disaster management
discipline the methodology of the systematic review commonly used in healthcare disciplines.
Keywords Disasters, Risk management, Defence sector
Paper type Literature review
1. Introduction
The literature about disaster management is becoming wide and more and more
spread on different journals. Even a cursory review of literature would identify that
scholars of disaster management claim different theoretical foundations and argue
different theoretical frameworks. The definition of disaster management is also fuzzy
and disagreed on.
For the purposes of the present literature review, disaster management has been
defined as the body of policy and administrative decisions, the operational activities,
the actors and technologies that pertain to the various stages of a disaster at all levels.
The present paper aims to contribute to the existing knowledge on disaster
management by reviewing its literature, through a systematic review methodology
that has been used in the medical sciences over the last 15 years (Tranfield et al., 2002).
This research does not focus on a specific hazard or issue related to disaster
management, but aims to define the state of the art of the discipline. In this view, the
paper will present both the descriptive analysis and the thematic analysis. The
structure of the paper is as follows: first, the literature review methodology is
presented; second, the descriptive findings are described; third, a state of the art about
disaster management is argued through content analysis. Finally, conclusions about
Disaster Prevention and Management
Vol. 18 No. 2, 2009
pp. 117-136
q Emerald Group Publishing Limited
0965-3562
DOI 10.1108/09653560910953207
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the findings, limitations found during the research, and issues for further research are
presented.
2. Methodology
A systematic review differs radically from the traditional narrative literature reviews.
Narrative reviews often lack rigour, are susceptible to researchers’ bias (Mulrow, 1994)
and can lack a means for making sense of what the collection of studies reviewed is
saying. Researchers in medical sciences would claim that narrative reviews have a modest
level of evidence and they are not a genuine piece of investigatory science. On the contrary
a systematic review is a research methodology characterised as being a pragmatic,
transparent, and reproducible manner of analysing existing literature (Cook et al., 1997;
Cooper, 1998). In fact it clearly specifies how the researcher carried on the review, what
type of records (documents, papers, books, etc.) he/she reviewed, and where those records
were found. This allows other researchers to fully replicate the review. The main goal of a
systematic review is to make sense of a mass of often contradictory evidence in order to
help both academics and practitioners to improve their decision-making and practice,
narrowing the knowing-doing gap that exists between research and practice.
A systematic review (Tranfield et al., 2002) involves five stages:
(1) planning the review;
(2) identifying and evaluating studies;
(3) extracting and synthesising data;
(4) reporting descriptive and thematic findings; and
(5) utilising the findings in order to inform research and practice.
Stages (1), (2) and (3) are briefly presented in this paragraph; the descriptive and
thematic findings obtained in stage (4) and the content of stage (5) are discussed in the
following sections.
Stage (1), planning of the review, includes different phases:
(1) the constitution of a panel of experts that will inform the process and assess the
findings;
(2) the mapping of the field of investigation in order to identify the bodies of
literature relevant to the topic; and
(3) the formalisation of a review protocol that will enable other researchers to
replicate the review.
For the present Systematic Review, in phase (1) faculty members of Politecnico di
Milano who are involved in the PROMETEO project[1] and practitioners from civil
defence and civil protection were selected as review panel. Regarding phase (2), the
map of the disaster management field was defined with the help of the review panel
and the following areas of investigation were identified:
(1) the theoretical framework used in disaster management;
(2) phases of the general process of disaster management;
(3) actors involved and responsibilities within disaster management; and
(4) technology and information as resources for disaster management.
This map of the field has had a critical role during the review process, since it has
facilitated the identification of those studies that were out of or within the scope of the
topic being investigated. The review protocol developed in stage (3) detailed how the
literature review should be conducted by the research team. The protocol should
include the different sources that are going to be used for identifying relevant studies,
the intended search strategy, the specific criteria for including and excluding studies,
the criteria for assessing the quality of the studies selected, and any other information
that would allow someone else to reproduce the review. For the purpose of the present
Systematic Review the Social Science Citation Index (SSCI) electronic database was the
main source for identifying studies on disaster management and only published
peer-reviewed papers were used as documents, excluding books and un-published
papers or reports. The SSCI database allowed above all the identification of a list of
journals dealing with disaster management. The full papers were downloaded from
CILEA and EBSCO databases or directly from the web site of the journal.
For the selection of relevant studies, the research team used two different sets of
criteria: one set of inclusion and exclusion criteria (Table I); and another set of quality
assessment criteria (based on methodology or research design, contribution to theory
or implication for practise, generalisability of findings). The information collected from
each selected study was:
.
Reference details, like as author(s), journal name, year, etc.
.
Methodology, distinguishing between theoretical or empirical.
.
Country, which refers either to the country where the case study was developed
in the case of empirical study or to the country where the author is affiliated in
the case of theoretical study.
.
Perspective, which could be any of the areas identified during the mapping the
field exercise.
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Once the search process has been carried out and the relevant studies have been
selected, two separate analyses of the information obtained can be produced, namely: a
descriptive and a thematic analysis. The descriptive analysis helps to clarify the main
characteristics of the field that is under investigation (methodologies used,
classification of countries and evolution of the key words, etc.). The thematic
analysis consists on synthesising the main outcomes extracted from the literature and
its main purpose is to inform future research and practice.
Inclusion criteria
Exclusion criteria
iii. Research related to the process of disaster
management without preference for the
hazard investigated
iii. Research within the scope set by the map of
the field
iii. Theoretical and empirical research
iv. Academic and practitioner research
iii. Research related py organisational behaviour
or network management
iii. Research which is out of the scope set by the
map of the field (e.g. stress management and
sense making)
iii. Research that did not pass the quality
assessment
iv. Pre-1980
Table I.
Research protocol for
including or excluding
the found papers
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3. Descriptive analysis
The descriptive analysis aims at providing an overview of the characteristics of the
field. The papers from the systematic review are collected in Table II together with
their peculiarities. In detail the papers are recorded by:
.
The year of publication within the period 1980-2006.
.
The country of origin according to the affiliation of the first author.
.
The focus of the paper according to four clusters: theoretical framework; phases
of disaster management process; actors involved into the process; and
technology and information.
.
The phases of the disaster management process that were investigated within
the paper.
In the following each issue is briefly discussed.
Figure 1 shows the number of papers that were included according to the inclusion
criteria within the period 1980-2006. The evolution clarifies that disaster management
is a relatively recent issue and that the large part of studies were published within the
period 1997-2005. The figure related to year 2006 is partial because the systematic
review terminated on June 2006. The highest number of publications was in the year
2003 and after that year the number decreases quickly. Probably authors were focusing
to other issues about civil defence. It would be relevant to clarify this argument
reviewing the table of content of the more relevant journals about disaster
management after 2003.
Figure 2 shows the provenience of the selected papers according to the country of
affiliation of the first author. This is relevant in order to understand how
heterogeneous are the cultural backgrounds of the studies and the authors. The results
are peculiar and nevertheless not surprising; they allow the gathering of at least two
conclusions. First, the large part of studies come from the USA and the European
Union (EU). Less research comes from Asia despite the tremendous attention that
countries such as Japan and India pay to disaster management because of the high
frequency and magnitude of earthquake and tsunami. Second, the authors could prefer
to share the main results of their investigations with a national audience preferring
national journals instead of international ones. This could be relevant in terms of
knowledge sharing and cross-fertilisation about disaster management across the
different countries. This argument is strengthened by the lack of papers that discuss
knowledge management or performance management.
Figure 3 shows the classification of the included papers according to the content.
The classification is based on four different clusters of content: theoretical framework;
phases of disaster management process; actors involved into the process; and
technology and information. The findings clarify that the large proportion of papers
deal with the phases of the disaster management process, formalising different
sequence (please, see the next thematic analysis). Relevant attention was paid also to
the discussion about which are the actors who are involved in the disaster management
network and what role they should play. One-third of the selected papers deal with
issues that are related to the information management process and the information and
communication technologies that should be adopted to improve actual performance.
Focus
Author
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
Phases
Country Year Inclusion Exclusion Theory Phases Actors
Hensgen
Heino
Buisson
Ody
Ray
Elsubbaugh
Bertrand
Quarantelli
Hite
Liu
Hwacha
Pearce
Wybo
Ritchie
McEntire
Alexander
Kunruether
Beroggi
Tobin
Aspinall
Faulkner
Wilson
Dai
Mansor
Choularton
Batho
Heath
Trim
Menoni
Simpson
Shaluf
USA
FIN
FRA
UK
USA
UK
FRA
USA
USA
CINA
CAN
CAN
FRA
AUS
USA
UK
USA
OLA
USA
UK
AUS
USA
CINA
MAL
USA
UK
UK
UK
ITA
USA
MAL
2003
1996
1995
1995
2001
2004
2002
1997
2003
1997
2005
2003
1998
2003
2002
2003
2003
1995
2002
2003
2000
2001
2001
2004
2001
1999
1998
2004
1996
2002
2003
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
Tech.
and
info.
Strategy Mitigation Preparedness Response Signalling Recovery Learning
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
(continued)
Disaster
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121
Table II.
Papers analysed for the
systematic review of the
literature
Author
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
Phases
Country Year Inclusion Exclusion Theory Phases Actors
Kaiser
Kuo
Khan
Drabek
Guarnieri
Mendonca
Stephenson
Cohen
Streeter
Sutphen
Phillips
Kreps
Fitzgerald
Demichela
Jaber
Alexander
Perry
Bakir
Dixit
Haque
Joninetz
Drabek
Henderson
Kletz
Neal
USA
CINA
IND
USA
FRA
USA
USA
USA
USA
USA
USA
USA
USA
ITA
FRA
ITA
USA
TUR
NEP
CAN
USA
USA
USA
UK
USA
2003
1997
1999
2001
1995
2000
1997
2003
1991
1998
1993
1983
1996
2003
2001
2005
2003
2004
2002
1999
2004
1999
2004
1997
1997
£
£
£
£
£
£
£
£
£
£
£
£
£
Strategy Mitigation Preparedness Response Signalling Recovery Learning
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
Tech.
and
info.
£
£
£
£
£
£
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122
Table II.
Focus
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
£
Disaster
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123
Figure 1.
Spread of the papers
included into the review
within the period
1980-2006
Figure 2.
Classification of the
included papers according
to the country of affiliation
of the first author
Figure 3.
Classification of the
included papers according
to the main content
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Fewer papers cope with the design of a theoretical framework for the disaster
management discipline.
Figure 4 shows which phases of the disaster management process – that is,
according to Figure 3 the most frequent content of selected papers – are more
investigated. The results show that the phases related to strategy and response got
more attention than the others. It is relevant to be precise that the phase of learning
received modest attention. This result should be connected to the lack of specific
studies about performance management and knowledge management. The risk is that
the network of actors that is responsible for disaster management does not learn from
the past practice and does not improve time after time. Surely further research on these
issues should be recommended.
4. Thematic analysis
The thematic analysis is as follows: review of the theoretical framework; phases of the
process of disaster management; actors involved and responsibilities; and technology
and information as resources for disaster management. The previous structure meets
the map of the field came from the panel of experts.
4.1. Theoretical framework
The systematic review points out that the main contributions to disaster management
theory agree a common theoretical framework that is independent by the specific
hazard. This can be considered as a recent achievement in disaster management
theory. The hazard-related framework is simplistic and often neglects the theoretical
deployment relevant interactions between different typologies of hazards. Moreover
the focus on technical issues neglects key contributions from the organisational and
psychological fields. These limitations lead to difficulties in making these frameworks
actionable. The new orientation can be synthesised in the term of all-hazard approach,
holistic approach and continuous process. These are the relevant keywords that
contributors highlight.
Figure 4.
Classification of the
included papers according
to the phases of disaster
management
An all-hazards approach is quite self-explanatory: several unlinked and single
hazard-based strategies, are substituted by a single strategy which collects in a single
glance all the hazards and they mutual relationships. This modus operandi improves
risk analysis, decision making for both prevention and response to disasters
(Alexander, 2005; Hwacha, 2005; Jonientz-Trisler et al., 2005; McEntire et al., 2002;
Wilson and Oyola-Yemaiel, 2001; Hite, 2003).
An holistic approach is characterised by two complementary perspectives. On the
one hand it claims that input variables for decision making should be as many as
possible, and involving both technical and managerial issues. On the other hand it
claims the relevance of building a comprehensive picture of reality through continuous
observation. This picture would test and improve the decisional variables and their
linkages. This approach revaluates the contributions from sociology and psychology
fields (McEntire et al., 2002).
The concept of continuous process is close to the holistic approach. It is based on the
idea – widely accepted – that disasters will happen seamlessly. Any organisation
should work to reduce the risks – i.e. the product of magnitude and probability to
occur – even if it is aware that a probability close to zero does not mean that the
disaster will not happen. Consequently disaster management should be an endless
process that clearly cannot stop. This idea brought to a contraposition in the literature
between two concepts: resilience and resistance. These concepts are often referred to a
different role that a community should play for disaster management. Resilience
focuses on after-crisis activities and claims for a community educated to be as flexible
as possible in order to be able to cope with the wider variety of hazards and disasters.
By contrast resistance focuses on before-crisis activities and claims for a community
educated to prevent risks reducing of the magnitude or the probability to occur. The
recent literature (primarily McEntire et al., 2002) argues a comprehensive vulnerability
management approach that grounds on and synthesises the two concepts.
4.2. Phases
The process of disaster management can be deployed into phases that are
characterised by peculiar goals and resources. A phase can be deployed into specific
functions while each function can be deployed into activities. The literature review has
been focused only to a higher level of aggregation (i.e. the level of phase) because
functions and activities are hazard- and context-related and the degree of
generalisation would have be modest. In order to fully discuss phases it is relevant
to be precise about which are the main temporal stages that host the phases.
The literature argues three different temporal (and logical) stages: pre-crisis, crisis
and post-crisis. In detail pre-crisis is the period that goes before the occurrence of a
disaster, crisis is the aftermath of the disaster and post-crisis is the period between the
fading of crisis and the return to a normal condition (Hensgen et al., 2003; Bertrand and
Lajtha, 2002). Stages have a logical relationship with disasters. In fact during the
pre-crisis organisations apply for future disasters; during the crisis they apply for
present disasters; and during the post-crisis they apply for past (just terminated)
disasters.
The literature agrees a reference model for the process of disaster management
based on the following phases: mitigation and preparedness (mainly in pre-crisis);
response (in crisis); and recovery (in post-crisis) (Hwacha, 2005; Mansor et al., 2004;
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McEntire et al., 2002; Hensgen et al., 2003; Faulkner, 2001; Henderson, 2004; Shaluf et al.,
2003). These phases are considered canonical in the debate on disaster management. It
is relevant to point out that the phases are mutually inclusive and multidimensional,
because they are strongly interconnected (Neal, 1997).
Mitigation consists of the efforts/actions aimed to minimise the degree of risk, to
prevent disasters and to reduce the vulnerability of both the ecosystem and social
system (i.e. the community) (Menoni and Pergalani, 1996; Bakir, 2004; Dai et al., 2002;
Mansor et al., 2004). The last two authors specify how the main functions should be
hazard assessment, vulnerability and risk reduction. On the contrary, preparedness
involves actions to prepare responders and common people to post-disaster activities
(Simpson, 2002). Response consists of actions to manage and control the various effects
of disaster (also the ripple effects) and minimise human and property losses. The main
functions (Kreps, 1983; Perry and Lindell, 2003) are evacuation (Tobin and Whiteford,
2002), sheltering (Phillips, 1993), medical care, search and rescue, property protection,
and damage control. Recovery consists of those actions that bring the disrupted area
back to an often improved normal condition.
After the analysis of some contributions, it is possible to argue the logical existence
of three more phases: strategy, learning and signalling. Strategy came from business
process literature that claims that any process requires a strategy to address long-term
goals and outputs. Learning came from literature on continuous improvement and
quality management, which claims that any organisation should discuss processes and
performance to find the gaps between the as-is and the should-be configuration and
solve them (Choularton, 2001).
Signalling emerges from the four “canonical” phases and from the contributions by
Hensgen et al. (2003) and Drabek (1999, 2001). They highlight that:
.
warning is present in each of the four “canonical” phases; and
.
warning cannot be classified eeither as a function, or as an activity.
The intensity and the content of signalling change from phase to phase having a
climax during the response. The main functions of signalling are: reception of alert and
investigation; and supply and delivery of warning messages. Signalling requires an
endless involvement in order to define which warnings are reliable and which
organisations should take care of them. If organisations are fed by wrong alerts, they
could act when they are not required to (wasting time and resources) or they could not
act promptly when they are required (fostering deaths among people and property
damages). Similarly, if a proper signal is sent to a wrong organisation the results could
be distressing (Hensgen et al., 2003). Alternately, there are many examples of how an
effective warning system could prevent disasters or anticipate the response before the
crisis (Batho et al., 1999).
Many authors focused their investigation towards a limited group of phases rather
than on the whole process of disaster management. For instance, mitigation and
response are the phases much studied. The ratio is linkages to the concept of resilience
and resistance. Contributions on mitigation focus on theoretical models and
technologies generally applicable to a specific hazard (Mansor et al., 2004; Dai et al.,
2002; Guarnieri and Wybo, 1995). On the other hand, contributions on response focus
on past disasters, suggesting an improvement of performance through the use of new
technologies. The other phases have been modestly investigated. For instance
speculation on preparedness is poor and limited to a few assumptions on community
involvement. It lacks insights on how to bring theory and training into action. Also
recovery has been neglected despite a few contributions. Kunreuther and
Linnerooth-Bayer (2003) investigated after-crisis financing. Bertrand and Lajtha
(2002) proposed innovative ways to improve disrupted areas. Strategy has rare, but
relevant, contributions by Alexander (2003, 2005), Perry and Lindell (2003), Fitzgerald
(1996), and Bakir (2004). Learning is mostly neglected and surely further studies should
be carried out in order to apply the contributions on learning to the disaster
management field.
4.3. Actors
The systematic review highlights the involvement of different actors within the
process of disaster management. The involvement may be direct or indirect. Actors
have a direct involvement when they are responsible for a phase/function/activity
within the process of disaster management. By contrast actors have an indirect
involvement when they are affected or affect the process with their behaviours and/or
actions without being fully aware of their impact. An example of indirect involvement
is when the neighbours tried to help damaged people after a landslide on an inhabited
area without the required training. Their efforts could be actually counterproductive.
The literature offers numerous different points of view about actors and their
involvement without delivering reference models or taxonomies. For the purpose of
this systematic review the authors argued four clusters reviewing the different roles
that actors play within the disaster management. Each actor plays at least one of the
four following roles: agents, researchers, population and media.
Population and media are clearly two indirect roles. The contributions to the
literature highlight an increasing interest to these actors and to the linkages between
their behaviours and performance of disaster management. Population and media have
been recognised as influential actors because of their presence within the process. They
represent two different forces that, when properly exploited, could address tremendous
advantages; otherwise they could be serious sources of risk and causes of under target
performance. In the following the two actors will be analysed separately.
Population. Population has been recognised to not be a passive actor to be
evacuated, healed and sheltered. It has one active task at least: evaluation. This task is
decisive to the success of disaster management. Organisations should get people’s
trust, otherwise success could be compromised. Furthermore a severe academic debate
is ongoing about the role that population could play within both strategy and pre-crisis
(Pearce, 2003; Haque, 1999; Dixit, 2003; McEntire et al., 2002). Public roundtables (Hite,
2003; Hwacha, 2005), public preparedness and mitigation are becoming frequent
keywords in the literature. The concept of public participation, indeed, can be seen as
one of the strongest examples of holistic approach. Some authors have also recognised
the influence of quasi-official actors (Perry and Lindell, 2003). They are common people
who act as volunteers during response activities such as search and rescue, evacuation,
etc. They could be a relevant source of risk, since they are not led by training but by
improvisation, which, even if heartfelt, can compromise the whole process.
Media. Recent literature has investigated the role that media plays within disaster
management and above all the main responsibilities of after-disaster failures.
Examples such as Mt St Helens (1980) and East Kootenay (1985) highlight failures due
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to wrong relationships between organisations and media (Ritchie, 2004). Media can be
helpful when it properly informs the population and supports the various direct actors
(Ritchie, 2004; Faulkner, 2001; Ray, 2001). Media is a surely a critical bridge between
the population and the organisation (Quarantelli, 1997). McLuhan (1964) defines the
media as a cold actor because it does not offer much detailed data and requires public
involvement to integrate missing information. Drabek (1999) claims that people show
an incredible creativity in interpreting information related to disasters: in this view
other authors suggest the need of appropriate filters between organisations and media
(i.e. spokespeople; information sorting, etc.).
On the other hand agents and research are considered as direct actors. Perry and
Lindell (2003) call these actors as “official” because they work for disaster management
and they are responsible for performance. In this view they have been the natural
target of academic research during recent years. Despite the fact that main attention
has been paid to agents, investigation about research has been rare (Hwacha, 2005;
Hite, 2003; McEntire et al., 2002).
Focusing on agents two different research efforts can be identified: classifications of
actors; and insights on their peculiar features.
The literature shows mainly two classifications of agents. On one hand Wybo and
Kowalski (1998) argues a functional classification that they use for both actors and
technologies. These classification has been developed specifically for command
centres. Agents are classified against four functions:
(1) perception (data collecting and processing);
(2) analysis (decision making);
(3) communication (inside organisations); and
(4) information (communication outside organisations).
This classification is coherent with the incident command system organisational
architecture.
On the other hand, authors such as Kreps (1983) and Perry (1991) argue a sectorial
classification that defines the various sectors involved in disaster management. In
detail they identify:
.
public sector (the most relevant and responsible actor);
.
private industry (including all economic sectors); and
.
volunteer agencies (i.e. Red Cross and NGOs).
The large body of literature focuses on Government as the main actor, the one with the
ultimate responsibility for disaster management, and neglects both private industry
and volunteers. Recent studies uncovered the relevance of the other agents: for instance
Fitzgerald (1996) and Cohen (2003) claimed the need to involve private industry also
within the strategy in order to boost performance. Government can be deeply analysed
focusing on the various agencies and ministries involved following the responsibility
chain. Or more fruitfully it can be investigated on the principle of subsidiarity
(Henderson, 2004; Hwacha, 2005; Wilson and Oyola-Yemaiel, 2001). Three different
government levels can be recognised. The first is local, which is the closest to disasters
and the one with better knowledge of the area. Therefore, this should intervene first. If
it does not succeed in resolving the crisis (e.g. for lack of means or competences) the
responsibility must be taken by regional/provincial authorities and, at the end, by
national authorities (i.e. the president/king and defence minister), which provide all
available means. It is possible to identify another, considering international authorities.
They may not take the responsibility, but they could offer additional means and
competences. A well-known example is the aftermath of the tsunami where a massive
amount of international aid helped the local authorities.
The literature is also rich with insights about peculiar features and trends in official
organisations. The contributions are quite heterogeneous but it is possible to trace an
harmonised picture. The main features are:
.
Coordination between all organisations and inside each organisation through
team working along all the phases, from strategy to recovery and not only during
response (Quarantelli, 1997; Ritchie, 2004; Kreps, 1983; Faulkner, 2001; Perry and
Lindell, 2003; Bertrand and Lajtha, 2002; Hite, 2003; Hwacha, 2005; Elsubbaugh
et al., 2004). A wrong coordination would lead to conflicts, to resource and time
wasting and, ultimately, to human and property losses. This feature is linked to
efficient labour division and delegation and had lead to important technological
implementations such as RDBMS, the internet and GIS.
.
Professionalisation – disaster management cannot be an extemporaneous
profession but it is an actual job. Professionalisation has lead to a relevant
workforce rationalisation and it is currently leading to its demilitarisation
(Sutphen and Waugh, 1998; Wilson and Oyola-Yemaiel, 2001, Trim, 2004).
.
Effectiveness in resource allocation and mobilisation – “Good disaster
management does not involve the mobilisation per se of personnel and
resources – that will happen anyway [. . .] Effective means that a desired and
intended result has been produced; this definition differs from that of efficiency
which requires that the results be obtained in the best possible way” (Quarantelli,
1997, p. 43).
.
Redundancy of actors and technologies so that, if one stops working for any
reason, it can been rapidly substituted by someone else. Streeter (1991) suggests
the use of “active” redundancy instead of “stand-by” one, since the latter would
cause useless inefficiencies.
.
Team working both inter- and intra-organisational – The holistic approach
suggests that team working should better be accomplished with the employment
of as many competences as possible. Incident command system structures show
a distinctive example of team working.
.
Trust between employees and their superiors that goes beyond hierarchy
reliance. Since they are employed in a stressful and potentially harmful
environment and there is little chance for a participatory approach, trust is the
best way to minimise the chance that responders would disobey to superiors’
orders and compromise operations outcomes (see various contributions in Trim
(2004)).
.
Ramp-up capability that means the possibility of rapidly increasing both the
individual and the organisational outcomes during a stressful and heavily
demanding periods, such as during disasters (Ray, 2001; Cohen, 2003).
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4.4. Technology and information
The systematic review informed the authors of what technologies are or should be
utilised within the disaster management process, to which extend and how often they
have been investigated by academics. The same analysis has been carried on regarding
data and information that is utilised and delivered through the disaster management
process. The perspective was managerial and not technical: in this view there was a
modest interest to specific algorithms or technical tools, because they are often related
to specific hazards or countries, but the focus was to the role that technology plays
within the process, understanding which phases are supported.
The literature argues that data and/or information support mainly three functions:
(1) understanding of hazards and disasters;
(2) decision making; and
(3) signalling and communication.
Wybo and Kowalski (1998) classify the technologies that support these functions
respectively as perception, analysis, communication, and information agents.
These agents should be interconnected because they are complementary
constituents of the disaster management process. They should be able to operate
and communicate in a unique interoperable system in order to address a performance
improvement. The technologies that constitute the present information systems that
have largely investigated are:
.
geographical information system (GIS).
.
relational data base management system (RDBMS);
.
analysis techniques; and
.
real-time communication systems.
Less investigated technologies are:
.
satellites;
.
ground sensors; and
.
specific decision support system (DSS).
The GIS has been largely studied during the last years in order to design more
performing configurations or to extend the running implementations to other
environments (Guarnieri and Wybo, 1995; Hite, 2003; Kaiser et al., 2003; Jaber et al.,
2001; Mansor et al., 2004; Dai et al., 2002; Kaiser et al., 2003; Heino and Kakko, 1998).
Generally, the attempts to design the aforementioned system begin from a GIS analysis
because it is the most comprehensive technology and it provides a relevant support to
collection, assessment and communication of the available information. It offers also a
visual and user-friendly representation of hazards, environmental evolution and
supports the linkages of various descriptive variables.
Nowadays, the variety of applications of current bibliography, altogether show how
visual representation and real-time communication are considered common
requirements in the disaster management field (Mendonca et al., 2000; Buisson and
Cligniez, 1995; Beroggi et al., 1995; Ody, 1995). Relational databases offer a decisive
contribution to collection and communication of information. Moreover they offer the
tremendous opportunity to link the local databases of any organisation involved in the
process according to the incident command system architecture for information
management (Heath, 1998). The possibility to get a unique collection of data available of
all the organisations involved into the disaster management process could improve both
effectiveness and efficiency through a redesign coordination. Stephenson and Anderson
(1997) pointed the Gopher protocol as a decisive step towards real-time communication.
An other research stream is dedicated to the techniques of analysis that support the
organisations to identify the causes for a disaster, to understand the context, to build
proper scenarios and to make appropriate decisions. There are various techniques; the
most investigated are surely:
.
Event and Fault Tree Analysis (Demichela et al., 2004; Kuo et al., 1997);
.
HazOp (Khan and Abbasi, 2000; Kletz, 1997);
.
Markov, Petri and Bayesian networks (Aspinall et al., 2003; Liu and Chiou, 1997).
It is interesting to observe how a considerable part of this material comes from
industrial risk analysis and can be stretched to disaster management without
significant upsets. While the large part of authors concentrate on improving a specific
technique through different algorithms, other authors focus on different topics for
disaster management. For instance Kuo et al. (1997) offers an interesting attempt to
integrate some of these techniques, while Aspinall et al. (2003) shows an
implementation of Bayesian networks for a specific hazard (volcano) assessment.
5. Conclusions
The systematic review of the literature has revealed the peculiarities and the gaps in
the knowledge on disaster management and number of subject areas that could be
researched further. In particular the combination of a descriptive and thematic analysis
informed the “state of the art” and suggested some implications for both the scholars
and the practitioners who operate in the field of disaster management. For instance the
descriptive analysis has suggested some conclusions:
.
The number of papers related to the disaster management process has decreased in
the last years and contributions to the literature are focusing to other issue although
several gaps still remain in the understanding of disaster management theory.
.
The large part of contributions comes from the USA and Canada, while the
contributions from the EU and Asia are still modest: a shortcoming could be the
polarisation of the general theoretical background and a limited enrichment of
the theory.
.
The contributions to the literature focus on the identification of the various
phases of the disaster management process, while papers on organisational
issues, such as network management and meta-organisations (e.g. the incident
command system framework) are uncommon.
.
Within the general framework of disaster management the phases more
investigated are the ones related to the strategy, the mitigation, the response and
the recovery, while only a few papers dealt with other more specific phases such
as learning. A serious risk for practitioners in disaster management is to miss the
opportunity of build adequate knowledge management systems and improve
performance time after time.
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The descriptive analysis remarked on main areas for further research: performance
management and knowledge management. Despite the fact that the incident command
system framework introduced those as areas of relevance, there is a scarcity of studies
that cope with the formalisation of a performance management system and key
performance indicators. Without measuring the performance in term of effectiveness
(timeliness and quality) and efficiency (cost) it is difficult to understand how value for
money is the current practice of disaster management and to promote improvements.
The same could be argued about the lack of procedure for knowledge management and
knowledge sharing.
These conclusions might not be surprising or unexpected; however, these notions
about the field have never been tested before through such a rigorous review of the
literature. Systematic reviews are not a panacea, they have proved their value in the
medical context, but they still need to be experimented in the management field in
order to improve them. This methodology can help researchers to create knowledge in
a different way building on each other’s work and doing so to improve the knowledge
in disaster management. A complete understanding of the state of the art of the
literature could help practitioners in their decision-making processes and progressively
inform research.
Note
1. PROMETEO is a five-year long project carried on at Politecnico di Milano aimed at
developing innovative methodologies to improve the performance of civil defence and civil
protection. This is a multi-disciplinary project that involves Faculties of Engineering and
Architecture. At present the PROMETEO project is at the end of the first year that has
focused on a literature review of different issues and from different perspectives.
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About the authors
Emanuele Lettieri, PhD is Researcher at the Department of Management, Economics and
Industrial Engineering at Politecnico di Milano. His research activities are mainly related to
performance management and management of technology within public administration with a
focus on healthcare and civil defence. He is co-author of various publications in those research
fields. He is Lecturer in Economics and Business Administration and he has been involved in
various projects related to performance improvement and change management in healthcare
organisations. He is also involved in the PROMETEO project aimed at innovating the civil
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defence in Italy. Emanuele Lettieri is the corresponding author and can be contacted at:
emanuele.lettieri@polimi.it
Cristina Masella is Full Professor at the Department of Management, Economics and
Industrial Engineering at Politecnico di Milano, where she teaches Management Accounting. She
is also the Director of the Master in Public Administration Engineering at Politecnico di Milano.
Her research activities before focused on innovation in management accounting and performance
measurement, and are at present related to innovation to public administration, with a focus on
healthcare and civil defence. She works on technology assessment, performance measurement
and benchmarking. She chairs the postgraduate courses for healthcare practitioners (physicians,
nurses and managers).
Giovanni Radaelli, BA Eng. is a Student at the Master in Public Administration Engineering
at Politecnico di Milano and he is working at the PROMETEO project aimed at innovating the
civil defence in Italy.
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