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The Story of Russia: 'An excellent short study'
The Story of Russia: 'An excellent short study'
The Story of Russia: 'An excellent short study'
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The Story of Russia: 'An excellent short study'

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A 2022 BOOK OF THE YEAR FOR: Sunday Times * Irish Times * Spectator * Financial Times * Telegraph * Aspects of History

'The history book you need if you want to understand modern Russia'
ANNE APPLEBAUM

'A magnificent, magisterial thousand year history of Russia . . . by one of the masters of Russian scholarship' SIMON SEBAG MONTEFIORE

'A great historian at the peak of his powers' WILLIAM DALRYMPLE

'[An] excellent short study' MAX HASTINGS, SUNDAY TIMES

'If you really want to understand Putin's Russia today, anchored in its past of myths, then you simply have to read Figes's superb account' ANTONY BEEVOR

'A lucid chronological journey that ably illustrates how narratives from the nation's past have been used to shape its autocratic present' OBSERVER

'A valuable, instructive overview' INDEPENDENT

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From the great storyteller of Russia, a spellbinding account of the stories that have shaped the country's past – and how they can inform its present.

No other country has been so divided over its own past as Russia. None has changed its story so often. How the Russians came to tell their story, and to reinvent it as they went along, is a vital aspect of their history, their culture and beliefs. To understand what Russia's future holds – to grasp what Putin's regime means for Russia and the world – we need to unravel the ideas and meanings of that history.

In The Story of Russia, Orlando Figes brings into sharp relief the vibrant characters that comprise Russia's rich history, and whose stories remain so important in making sense of the world's largest nation today – from the crowning of sixteen-year-old Ivan the Terrible in a candlelit cathedral, to Catherine the Great, riding out in a green uniform to arrest her husband at his palace, to the bitter last days of the Romanovs.

Beautifully written and based on a lifetime of scholarship, The Story of Russia is a major and definitive work from the great storyteller of Russian history: sweeping, suspenseful, masterful.

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PRAISE FOR ORLANDO FIGES

'An outstanding historian and writer, he brings distant history so close that you could feel its heartbeat'
KARL OVE KNAUSGAARD

'Figes knows more about Russia than any other historian'
MAX HASTINGS, SUNDAY TIMES
LanguageEnglish
Release dateSep 1, 2022
ISBN9781526631671
The Story of Russia: 'An excellent short study'
Author

Orlando Figes

Orlando Figes is the author of many acclaimed books on Russian history, including A People’s Tragedy, Natasha’s Dance, The Whisperers, The Crimean War, Revolutionary Russia, and The Europeans: Three Lives and the Making of a Cosmopolitan Culture. His books have been translated into over thirty languages. He is a professor of history at Birkbeck College, London University.

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Rating: 4.25 out of 5 stars
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  • Rating: 5 out of 5 stars
    5/5
    Orlando Figes writes the best books about Russia and I liked this one very much.

    History, like every academic discipline, is fraught with jealousy and backbiting. Don't get involved in it. The New York Times review of "The Story of Russia" damns with faint praise and somehow puts the book down because Figes is covering old ground. Phooey. This book sets out to explain to the general reader how Russia came to be as it is. Of course Figes has written about this before. He's an academic historian who has been writing books and articles about Russia for decades. Not everyone will agree with him. Don't worry about that. There are enough reputable people who like this book that we can be reassured that we are not poisoning our mind with junk.

    "The Story of Russia" is a stand alone book that traces the national myth of the Russian people for the past 1000+ years up to Putin. It helped me sort out the relationship between the Kievan Rus and the Russians (not the same) and the basis of Putin's crackpot idea of Russian destiny. It's also a pleasure to read.

    And if you haven't read any other books by Orlando Figes, try "Natasha's Dance".
  • Rating: 4 out of 5 stars
    4/5
    An accessible account of the history of Russia, albeit a brief one. The overall impression I get is of a rather sparse and uni-dimensional history, compared with, say, our own in the subcontinent, with its numerous dynasties, philosophies, religions, languages and literatures. Russian history, like its landscapes, seems so dreary and self-damagingly futile, an impression only reinforced by the current misadventure with Ukraine, the latter by all accounts the source and fount of Russian civilization. The general air of penury is all the more surprising, when one thinks of the great flowering of Russian literature in the 19th century, with great names like Tolstoy, Gogol, Turgenev, Chekov, etc. part of our everyday sensibility. However, the account does throw some light on the nature of Russia's engagement with Europe, and the extreme sensitivity to any intimations of independence in the regions the Russians seem to think belongs to the central Russian sphere, e.g. Belorus, Ukraine, Caucasus, etc.
  • Rating: 4 out of 5 stars
    4/5
    Westerners would do well to learn more about Russia and why it is as it is.

    The Story of Russia by Orlando Figes does well at introducing Russia to a Western audience.

    One might call it a history of Russia, but almost immediately the author tackles the major challenge with that kind of statement: the constant argument in Russian culture and society involves what Russia’s history is, who should be emphasized, how, and to what ends.

    And so the author focuses on the primary moments and characters which provide the basis upon which Russians construct stories about who they are. It starts with the Rus and the engagement between the Slavic people of the land and various Vikings who came through. Sure, the mythology would say Viking kings were brought in to bring a sense of nationhood and organization to the Slavs of the Rus; the Vikings certainly came through, took advantage of the river systems to trade with Byzantium and the Middle East, but how much of the “Rus” was Viking is open to debate.

    But it was pretty much all rolled over by the Mongols anyway. The author persuasively argues the Mongols destroyed the Kievan Rus and dominated over Russia and lands west and east for so long that the Kievan Rus was really only a memory. The conversion to Orthodoxy was its most pervasive later influence. While many Russians historically have discounted any Mongol/Tartar influence, the author well noted how the tendency to autocracy and the way the tsars would rule in Russia had a lot to do with the khanate and the khan’s methodologies.

    The author quickly covers the development and expansion of the Russian Empire from 1450 until 1918. He focused on Ivan the Terrible, Peter the Great, Catherine the Great, Alexander II freeing the serfs (kind of), and the downfall of the tsars with Nicolas II. From this the ideology of Russia’s “need” for an autocratic, singular authority would arise and be maintained; the Empire would expand impressively across most of Eurasia; some tsars like Peter would look west for inspiration, but west was also the source of the greatest dangers: the Polish-Lithuanian kingdoms, Napoleon, and the Germans. One can see why one should not have much sympathy for Nicolas (II) Romanov and his downfall; he chose autocracy, would not allow the development of the nascent movement toward institutions which might have allowed for a more stable democracy/republic in Russia, and suffered the ultimate consequences.

    The author goes into great detail about Lenin, the Bolshevik Revolution, and the development of the Soviet Union. He well demonstrated how Lenin developed a very specific, unique form of Communism in Russia, and how Marxism did not necessarily have to turn into its Leninist/Stalinist variant. But once it did develop, it would become the predominant model for the world. But it was always developed in uniquely Russian ways, with some question about the relationship between the soviet republics, but ultimately brought under the autocratic rule of Stalin. The Stalinist period is covered in some detail, with less for the Communist leaders after him leading up to 1991.

    The author concludes by exploring how everything has taken place since 1991 and why. He does well at showing why Russia thinks of Ukraine as part of the Russian world and orbit - but also why Ukraine, especially its western parts which were historically part of Polish-Lithuanian and Austro-Hungarian kingdoms, doesn’t. It helps to understand how the Russians all know about Stalin’s murder of millions, and yet esteem Stalin strongly as a robust Russian leader. Russian nationalism, especially under Putin, finds ways of validating all of Russian history and its rulers to foster and encourage autocracy. Putin is no mere kleptocrat; he, like Stalin before him, is much more of a neo-tsar with his own boyarim, but just under different names.

    It didn’t have to end up this way, of course. But it did, and there are reasons why it was fostered and will continue to be fostered. Russia remains European but not; weak but strong; desiring honor, standing, and reputation in the world, yet always skeptical of the ways of others. Mother Russia remains a powerful pull.

    This is a good work of introducing Russia and why it is as it is.
  • Rating: 5 out of 5 stars
    5/5
    Interesting. Figes sees Russia as held together by a set of mythologies about language, ethnicity, and culture, and a consequently mythologized view of its own history. Fascinating to read. Btw, he is not at all optimistic about the situation in Ukraine.
  • Rating: 4 out of 5 stars
    4/5
    History of course is more complex – even if it is a story too.
    Confident, concise history which is not afraid to make claims of historic trends and acknowledge multiple interpretations.
    Russia now comprises four geographical zones:
    • Treeless Tundra, above Arctic Circle, about one-fifth of Russia’s land mass
    • Taiga forest zone - pine trees, spruce and larch, interspersed with marshes, lakes and rivers
    • Central Agricultural zone, rich black soil
    • Pontic Steppe - semi-arid grasslands and savannas

    The history is told in eleven necessarily broad brush chapters that outline chronological developments and usually concentrate on a few individual stories to bring out the important changes.

    1. Origins - Kievan Rus and Byzantium’s Eastern Orthodox Christianity. Creation of myth of Holy Russia with Mary as Mother, rather than Virgin (Roman Catholic interpretation).
    2. Mongol Impact - 1223 and horsemen from the east. The capture of Kiev on 6 December 1240 effectively marking the end of Kievan Rus. With the subsequent rise of Moscow as a powerful principality, although subject to the Golden Horde, it was not until 1378 that the Mongols could first be successfully challenged. Today the Kulikovo victory is linked in the nationalist consciousness to other episodes when Russia’s military sacrifice ‘saved’ the West, in 1812–15 (against Napoleon) or 1941–5, for example; each time its sacrifice had been unthanked, unrecognised by its Western allies in these wars. The country’s deep resentment of the West is rooted in this national myth. Although gradually weakening, Moscow remained a vassal of the khans until 1502.
    3. Ivan the Terrible (1530-84) and the conquest of Khazan and Astrakhan, with an unsuccessful attempt to conquer Livonia to access the Baltic Sea. The opening up of Siberia, which was conquered by Ivan’s son
    4. Time of Troubles - civil war following Ivan the Terrible’s death without a successor (he had unintentionally(?) killed his son) and choosing of a Romanov as the next Tsar.
    5. Russia faces West - Catherine the Great (1762-98) embraces the European Enlightenment, to a point, and creates the West facing St Petersburg.
    6. The Shadow of Napoleon - the French Revolution turns Russia away from Europe, as does Napoleon’s invasion. I found this really interesting in highlighting Russian belief that Russia was responsible for defeating Napoleon.
    7. An Empire in Crisis - the problem of making Russian farming and industry efficient, with serfdom eventually abolished (1861). Some Tsars embrace European ideas, whilst others are isolationist. The build up to revolution, or break down of the autocracy, is also outlined.
    8. Revolutionary Russia - the 1917 revolution, civil war and creation of the Soviet state. There are more quotable insights: Throughout the peasant world Communist regimes have been built on the ambition of peasant sons to join the bureaucratic class. And plausible explanations as to the Bolsheviks success, as a: unifying goal (the defence of ‘the revolution’) with clear symbols (the Red Flag and the Red Army’s emblem, the Red Star) capable of winning mass support.
    9. The War on Old Russia - Stalin’s “reign”, including the Five Year Plans, disastrous large scale agricultural collectivisation (kolkholzesj, and Stalin’s paranoia leading to the progroms and show trials in the 1930’s,
    10. Motherland - the pragmatic reasons behind the 1939 Soviet:Nazi non-aggression pact (but also its betrayal of ideological Communism), the massive casualty rate in the Second World War, when the timing of the invasion had been unexpected. But also the patriotism and hatred of the Nazis that allowed the country to defeat the invasion (The cult of sacrifice was a more important factor than terror. It was the Soviet system’s main advantage over Western liberal societies where the loss of human life was given greater weight in the reckonings of the command.). Stalin died in 1953, to be followed by Krushchev, Brezhnev (1964), Andropov (1982), Chernenko (1984), and Gorbachev (1985), with the break up of the USSR.
    11. Ends - discussion of the rise of Putin and how the potential for a more “Western liberal” government was lost, the possible missed chances, perhaps caused by the “West’s” understanding of Russia.

    I found this narrative really useful to gain some understanding of modern Russia as throughout the book Figes highlights how Russian society was different from other European countries, and how some of these differences might explain the Russian public’s acquiescence to Putin’s current aggression to other countries. Recommended.

    I received a Netgalley copy of this book, but this review is my honest opinion.

Book preview

The Story of Russia - Orlando Figes

The Story of Russia

For Stephanie.

Again. Always.

By the same author

Peasant Russia, Civil War: The Volga Countryside in Revolution, 1917–21

A People’s Tragedy: The Russian Revolution, 1891–1924

Interpreting the Russian Revolution: The Language and Symbols of 1917 (with Boris Kolonitskii)

Natasha’s Dance: A Cultural History of Russia

The Whisperers: Private Life in Stalin’s Russia

Crimea: The Last Crusade

Just Send Me Word: A True Story of Love and Survival in the Gulag

Revolutionary Russia, 1891–1991

The Europeans: Three Lives and the Making of a Cosmopolitan Culture

Contents

Introduction

1Origins

2The Mongol Impact

3Tsar and God

4Times of Trouble

5Russia Faces West

6The Shadow of Napoleon

7An Empire in Crisis

8Revolutionary Russia

9The War on Old Russia

10 Motherland

11 Ends

Notes

Picture Credits

Index

Acknowledgements

A Note on the Author

Plate Images

Introduction

On a cold and grey November morning, in 2016, a small crowd gathered on a snow-cleared square in front of the Kremlin in Moscow. They were there to witness the unveiling of a monument to Grand Prince Vladimir, the ruler of Kievan Rus, ‘the first Russian state’, between 980 and 1015. According to legend, Vladimir was baptised in the Crimea, then part of the Byzantine Empire, in 988, thus beginning the conversion of his people to the Eastern Orthodox Church. Russia’s main religious leaders – the patriarch of Moscow and All-Russia, the Catholic ordinariate, the grand mufti, the chief rabbi and the head of the Buddhist Sangha – were all in attendance in their multicoloured robes.

The bronze figure, bearing cross and sword, stood at over twenty metres tall. It was the latest in a long series of elephantine shrines to Vladimir, all erected since the fall of Communism in the same kitsch ‘Russian’ national style developed in the nineteenth century. Other Russian towns – Belgorod, Vladimir, Astrakhan, Bataisk and Smolensk – had built monuments to the grand prince with funding from the state and public subscriptions. The Moscow statue was financed by the Ministry of Culture, a military history society and a motorcycle club.¹

Another Vladimir, President Putin, gave the opening address. Even as he spoke he managed to look bored. He seemed to want the ceremony to be done as soon as possible – perhaps the reason why it started earlier than planned, when the film director Fedor Bondarchuk, who had vocally supported the recent Russian annexation of Ukrainian Crimea, invited Vladimir Vladimirovich to the microphone. Reading in a flat tone from his script, Putin noted the symbolism of the date for this unveiling, 4 November, Russia’s Day of National Unity. The grand prince, he proclaimed, had ‘gathered and defended Russia’s lands’ by ‘founding a strong, united and centralised state, incorporating diverse peoples, languages, cultures and religions into one enormous family’. The three modern countries that could trace their origins to Kievan Rus – Russia, Belarus and Ukraine – were all members of this family, Putin continued. They were a single people, or nation, sharing the same Christian principles, the same culture and language, which, he suggested, formed the Slavic bedrock of the Russian Empire and the Soviet Union. His point was echoed by the patriarch Kirill, who spoke next. If Vladimir had chosen to remain a pagan, or had converted only for himself, ‘there would be no Russia, no great Russian Empire, no contemporary Russia’.

Natalia Solzhenitsyn, the writer’s widow, gave the third and final speech, short and different in tone. The traumatic history of Russia’s twentieth century had, she said, divided the country, and ‘of all our disagreements, none is more divisive than our past’. She ended with a call to ‘respect our history’, which meant not just taking pride in it but ‘honestly and bravely judging evil, not justifying it or sweeping it under the carpet to hide it from view’.² Putin looked uncomfortable.

The Ukrainians were furious. They had their own statue of the grand prince, Volodymyr as they call him. It was built in 1853, when Ukraine had been part of the Russian Empire, high up on the right bank of the Dnieper River overlooking Kiev, the Ukrainian capital. After the collapse of the Soviet Union in 1991, the statue had became a symbol of the country’s independence from Russia. Within minutes of the ceremony’s closing in Moscow, Ukraine’s official Twitter account posted a picture of the Kiev monument with a tweet in English: ‘Don’t forget what [the] real Prince Volodymyr monument looks like.’ The Ukrainian president, Petro Poroshenko, elected in the wake of the 2014 Maidan revolution, accused the Kremlin of appropriating Ukraine’s history, comparing its ‘imperial’ behaviour to the Russian annexation of the Crimea, part of sovereign Ukraine, just before his election.³

Kiev and Moscow had been fighting over Volodymyr/Vladimir for several years. The monument in Moscow had been made a metre taller than the one in Kiev, as if to assert the primacy of Russia’s claim to the grand prince. While Putin had enlisted Vladimir as the founder of the modern Russian state, the Ukrainians claimed Volodymyr as their own, the ‘creator of the medieval European state of Rus-Ukraine’, as he had been described by Poroshenko in a 2015 decree on the millennium of the grand prince’s death in 1015 (the fact that the term ‘Ukraine’ would not appear in written sources until the end of the twelfth century – and then only in the sense of okraina, an old Slav word for ‘periphery’ or ‘borderland’ – was conveniently overlooked). A few months later, Poroshenko added that Volodymyr’s decision to baptise Kievan Rus had been ‘not only a cultural or political decision, but a European choice’ by which Kiev had joined the Christian civilisation of Byzantium.⁴ The message was clear: Ukraine wanted to be part of Europe, not a Russian colony.

Both sides were calling on the history of Kievan Rus – a history they share – to reimagine narratives of national identity they could use for their own nationalist purposes. Historically, of course, it makes little sense to talk of either ‘Russia’ or ‘Ukraine’ as a nation or a state in the tenth century (or indeed at any time during the medieval period). What we have in the conflict over Volodymyr/Vladimir is not a genuine historical dispute, but two incompatible foundation myths.

The Kremlin’s version – that the Russians, the Ukrainians and the Belarusians were all originally one nation – was invoked to validate its claim to a ‘natural’ sphere of interest (by which it meant a right of interference) in Ukraine and Belarus. Like many Russians of his generation, schooled in Soviet views of history, Putin never really recognised the independence of Ukraine. As late as 2008, he told the US president that Ukraine was ‘not a real country’ but a historic part of greater Russia, a borderland protecting Moscow’s heartlands from the West. By this imperial logic Russia was entitled to defend itself against Western encroachments into Ukraine. Russia’s annexation of the Crimea, the start of a long war against Ukraine, derived from this dubious reading of the country’s history. The invasion was Russia’s response to the ‘putsch’ in Kiev, as the Kremlin called the Maidan uprising, which had begun as a popular revolt against the pro-Russian government of Viktor Yanukovich after it had stalled negotiations with the European Union for an Association Agreement promising to bring Ukraine into the Western sphere. Poroshenko meanwhile used the myth of Ukraine’s ‘European choice’ to legitimise the revolution, which had brought him into power, and his later signing of that EU agreement. The people of Ukraine had made their ‘European choice’ in the Maidan uprising.

‘Who controls the past …  controls the future: who controls the present controls the past,’ George Orwell wrote in Nineteen Eighty-Four.⁵ The maxim is more true for Russia than for any other country in the world. In Soviet times, when Communism was its certain destiny and history was adjusted to reflect that end, there was a joke, which perhaps Orwell had in mind: ‘Russia is a country with a certain future; it is only its past that is unpredictable.’

No other country has reimagined its own past so frequently; none has a history so subjected to the vicissitudes of ruling ideologies. History in Russia is political. Drawing lessons from the country’s past has always been the most effective way to win an argument about future directions and policies. All the great debates about the country’s character and destiny have been framed by questions about history. The controversy between the Westernisers and the Slavophiles, which dominated Russia’s intellectual life in the nineteenth century, came down to a conflict over history. For those who looked to the West for their inspiration, Russia had been strengthened by the Westernising reforms introduced by Peter the Great in the early eighteenth century; but according to the Slavophiles, Russia’s native culture and traditions, its national cohesion, had been undermined by Peter’s imposition of alien Western ways on the Russians.

Today the role of history in such debates is more important than ever. In Putin’s system, where there are no left–right party divisions, no competing ideologies to frame debate, and no publicly agreed meanings for key concepts like ‘democracy’ or ‘freedom’, the discourse of politics is defined by ideas of the country’s past. Once the regime lays its meaning on an episode from Russian history, that subject is politicised. This is nothing new. Soviet historians were even more the hostages to changes in the Party Line, particularly under Stalin, when history was falsified to elevate his own significance and discredit his rivals. Some were forced to ‘correct’ their work, while others had their works removed from libraries or were banned from publishing again.

Even before 1917, history was carefully censored. It was a question not just of preventing the publication of ideas and facts that could be politically dangerous (anything that portrayed the autocracy unfavourably) but of making sure that the official story of the country’s past was not undermined in a way that challenged current policies. Ukrainian historians were particularly closely watched because of their presumed sympathy for European principles. They were not allowed to publish in Ukrainian, encourage nationalist feelings for Ukraine, or to promote a sense of grievance against Russia.

Beyond such controlling narratives, history-writing in Russia, since its beginning in medieval chronicles, has been intertwined in mythical ideas – the myths of ‘Holy Russia’, the ‘holy tsar’, the ‘Russian soul’, Moscow as the ‘Third Rome’ and so on. These myths became fundamental to the Russians’ understanding of their history and national character. They have often guided – and misguided – Western policies and attitudes towards Russia. To understand contemporary Russia we need to unpack these myths, explain their historical development and explore how they informed that country’s actions and identity.

The great cultural historian of Russian myths, Michael Cherniavsky, proffered a persuasive explanation for their extraordinary power and resilience over many centuries:

It has been observed by many that myths, rather than approximating reality, tend to be in direct contradiction to it. And Russian reality was ‘unholy’ enough to have produced the ‘holiest’ myths of them all. The greater the power of the government, the more extreme was the myth required to justify it and excuse submission to it; the greater the misery of the Russian people, the more extreme was the eschatological jump the myth had to provide so as to justify the misery and transcend it.

Many writers have observed the Russian people’s need for transcendental myths promising a better version of Russia. In Dostoevsky’s novels, where suffering and salvation are such frequent themes, it appears as the essence of the Russian character. The endurance of these myths explains much in Russia’s history: the lasting force of Orthodox beliefs; the people’s search for a holy tsar, the embodiment of their ideals, to deliver them from injustice; their dreams of building heaven on this earth, a revolutionary utopia, even when this dream turned out to be the nightmare of the Stalinist regime.

All of which is to explain why this book is called The Story of Russia. It is as much about the ideas, myths and ideologies that have shaped the country’s history, about the ways the Russians have interpreted their past, as it is about the events, institutions, social groups, artists, thinkers and leaders that have made that history.

The book begins in the first millennium, when Russia’s lands were settled by the Slavs, and ends with Putin, in the third, examining the myths of Russian history which he has used to bolster his authoritarian regime. Its underlying argument is simply put: Russia is a country held together by ideas rooted in its distant past, histories continuously reconfigured and repurposed to suit its present needs and reimagine its future. How the Russians came to tell their story – and to reinvent it as they went along – is a vital aspect of their history. It is the underlying framework of this history.

The cult of the grand prince Vladimir, ‘Equal of the Apostles’, as he’s called, is an illustration of this reinvention of the past. Almost nothing about him is known. There are no contemporary documents, only later chronicles by monks, hagiographic legends of his conversion, which served as a sacred myth legitimising his descendants, the rulers of Kievan Rus. Vladimir was one of many princes to be made a saint in the medieval period. But it was only later, from the sixteenth century, that his cult assumed a more important status, when Ivan IV (‘the Terrible’) promoted it as the basis of his bogus claim, as Moscow’s tsar, to be the sole legitimate successor to the Kievan rulers and the emperors of Byzantium. The myth was used as part of Russia’s struggle against Poland and Lithuania, which possessed parts of what had once been Kievan Rus. From Ivan’s reign, Vladimir was hailed as ‘the first Russian tsar’, the holy ‘gatherer of the Russian lands’, in a legendary narrative whose purpose was to trace the roots of Moscow’s growing empire to Kievan Rus and Byzantium as its sacred foundations.

This foundation myth was fundamental to the Romanovs, who had no descendance from the Kievan princes on which to base their fragile dynasty, founded after years of civil war in 1613. To symbolise a Kievan legacy and strengthen Moscow’s claim to rule Ukraine, Mikhail, the founder of the dynasty, had the relics of Prince Vladimir (except for his head) brought from Kiev to Moscow, where they remained in the Kremlin’s Dormition Cathedral until 1917. As the Russian Empire grew, swallowing most of Ukraine in the eighteenth century, the cult of Vladimir became the focus of its justifying myth. His life was venerated as a symbol of the empire’s sacred origins and the united ‘family’ or ‘nation’ of Russians – the Great Russians, the Little Russians (Ukrainians) and the White Russians (Belarusians) as they were called in this imperial discourse. This was the intended Russian meaning of the Kiev monument to Vladimir when it was unveiled in 1853, although by the end of the nineteenth century it was already being contested by Ukrainian nationalists, who, like Poroshenko, claimed the statue as their own – a symbol of their European nationhood.

Along with the myths that have shaped Russia’s past, there are a number of recurring themes in The Story of Russia. These themes reflect the structural continuities of Russian history – geographic factors, systems of belief, modes of rule, political ideas and social customs – which remain so important for an informed understanding of Russia today. Contemporary Russian politics are too often analysed without knowledge of the country’s past. To grasp what Putin really means for Russia and the broader world, we need to understand how his governance relates to the long-term patterns of Russian history, and what it means to Russians when he appeals to those ‘traditional values’.

These deep structural continuities will become apparent in my narrative, but it is worth making one or two clear right from the start. The first is the most obvious: Russia’s vast size and geography. Why did Russia grow so big? How was it able to expand so far across Eurasia and incorporate so many different nationalities (194 were recognised by the first Soviet census in 1926)? What was the impact of Russia’s size on the evolution of the Russian state? The eighteenth-century empress Catherine the Great maintained that a country as big as Russia needed to be governed by autocracy: ‘Only swiftness of decision in matters sent from distant realms can compensate for the slowness caused by these great distances. Any other form of government would be not merely harmful, but utterly ruinous for Russia.’¹⁰ But did this have to be the case? Were there not other forms of representative or local government that might have taken the place of an autocratic state?

Russia developed on a flat and open territory without natural boundaries. Its position made it vulnerable to foreign invasion but also open to the influence of the surrounding powers – Khazars, Mongols, Byzantines, Europeans and Ottomans – with which its relations were defined by trade. As the Russian state grew stronger, a process we should date from the sixteenth century, its main focus was the defence of its frontiers. This priority involved certain patterns of development that have shaped the country’s history.

It entailed the subordination of society to the state and its military needs. Social classes were created and legally defined to benefit the state as taxpayers and military servitors. It also meant a policy of territorial aggrandisement to secure Russia’s frontiers. From the rise of Muscovy, or Moscow, the founding core of the Russian state, to Putin’s wars in Ukraine, history shows that Russia tends to advance its security by keeping neighbouring countries weak, and by fighting wars beyond its borders to keep hostile powers at arm’s length. Does this mean that Russia is expansionist in character, as so many of its critics in the modern age have said? Or should its tendency to push outwards and colonise the spaces around it be viewed rather as a defensive reaction, stemming from its perceived need for buffer states to protect it on the open steppe?

The nature of state power is the other theme worth mentioning here. Catherine the Great was in the habit of comparing Russia to the European absolutist states. But the Russian state was not like them. It had evolved as a patrimonial or personal autocracy, in which the concept of the state (gosudarstvo) was embodied in the person of the tsar (gosudar) as the sovereign lord or owner of the Russian lands. In medieval Europe the legal separation of the ‘king’s two bodies’ – his mortal person and the sacred office of the monarchy – allowed for the development of an abstract and impersonal conception of the state.¹¹ But that did not happen in Russia. From the reign of Ivan IV, the tsar and state were seen as one – united in the body of a single being, who, as man and ruler, was an instrument of God.

The sacralisation of the tsar’s authority, a legacy of Byzantium, was both a strength and a weakness of the Russian state. The myth of the tsar as a sacred agent was, on the one hand, essential to the cult of the holy tsar that underpinned the monarchy until the twentieth century, when the myth was at last broken by Nicholas II’s repressive measures against popular protests. On the other hand, the same myth could be used by rebel leaders, as it was by the Cossack-led rebellions of the seventeenth and eighteenth centuries, to subvert the tsar’s power. In the popular imagination the holy tsar was the deliverer of truth and social justice (pravda) to the people. But if the tsar brought injustice, he could not be the ‘true tsar’ – he was perhaps the Antichrist sent by Satan to destroy God’s work in the ‘Russian holy land’ – and as such should be opposed. By claiming they were fighting to restore the true tsar to the throne, the Cossack rebel leaders were able to attract a mass following in protest movements that shook the state at crisis moments in its modern history.

Similar ideas of truth and justice would underpin the Russian Revolution of 1917. The myth of the holy tsar would also give way to the leader cults of Lenin and Stalin, whose statues would appear on every square. Putin’s regime draws from this monarchical archetype of governance, giving the appearance of stability based on ‘Russian traditions’.

Putin’s cult has not been set in stone. There are no statues of him yet in public squares. But some wits said on the unveiling of the Moscow monument to Prince Vladimir that a statue of his namesake, the Russian president, would soon appear by the Kremlin wall.

1

Origins

All countries have a story of their origin. Some invoke divine or classical mythologies, stories linking them to sacred acts of creation or ancient civilisations, but most, at least in Europe, have foundation myths generally invented in the eighteenth or early nineteenth centuries. This was a time when nationalist historians, philologists and archaeologists sought to trace their nations back to a primeval ethnos – homogeneous, immutable, containing all the seeds of the modern national character – which they saw reflected in whatever remnants they could find of the early peoples in their territories. The Celts, the Franks, the Gauls, the Goths, the Huns and the Serbs – all have served as the ur-people of a modern nationhood, although in truth they were complex social groups, formed over centuries of great migrations across the European continent.¹

The origins of Russia are a case in point. No other country has been so divided over its own beginnings. None has changed its story so often. The subject is inseparable from myth. The only written account that we have, the Tale of Bygone Years, known as the Primary Chronicle, was compiled by the monk Nestor and other monks in Kiev during the 1110s. It tells us how, in 862, the warring Slavic tribes of north-west Russia agreed jointly to invite the Rus, a branch of the Vikings, to rule over them: ‘Our land is vast and abundant, but there is no order in it. Come and reign as princes and have authority over us!’² Three princely brothers, the Rus, arrived in longboats with their kin. They were accepted by the Slavs. Two brothers died but the third, Riurik, continued ruling over Novgorod, the most important of the northern trading towns, until his death in 879, when his son Oleg succeeded him. Three years later, Oleg captured Kiev, according to this story, and Kievan Rus, the first ‘Russian’ state, was established.

The Primary Chronicle reads more like a fairy tale than a work of history. It is a typical foundation myth – composed to establish the political legitimacy of the Riurikids, the Kievan ruling dynasty, as God’s chosen agents for the Christianisation of the Rus lands. Much of it is fictional – stories patched together from orally transmitted epic songs and narrative poems (known in Russian as byliny), Norse sagas, Slav folklore, old Byzantine annals and religious texts. Nothing in it can be taken as a fact. We cannot say for sure whether Riurik even existed. He may have been Rörik, the nephew, son or possibly the brother of the Danish monarch Harald Klak, who was alive at the right time. But there is no evidence connecting him to Kiev, so the founder of the dynasty may have been a different Viking warrior, or an allegorical figure.³ The Kievan monks were less concerned with the accuracy of their chronicle than with its religious symbolism and meaning. The timescale of the chronicle is biblical. It charts the history of the Rus from Noah in the Book of Genesis, claiming them to be the descendants of his son Japheth, so that Kievan Rus is understood to have been created as part of the divine plan.⁴

The Primary Chronicle was at the heart of a debate on Russia’s origins that goes back to the first half of the eighteenth century, when history-writing in Russia was in its infancy. The new academic discipline was dominated by Germans. Among them was Gerhard Friedrich Müller (1705–83), who at the age of twenty had joined the teaching staff of the newly founded St Petersburg Academy of Sciences. Müller was the founding editor of the first series of documents and articles on Russian history, the Sammlung Russischer Geschichte (1732–65), published in German to inform a European readership, which knew almost nothing about Russia and its history. The peak of his career came in 1749, when he was tasked with giving an oration for the Empress Elizabeth on her name day. His lecture was entitled ‘On the Origins of the Russian People and their Name’.

In it Müller summarised the findings of other German scholars, who had concluded from their reading of the Primary Chronicle that Russia owed its origins to the Vikings. The Rus, he said, were Scandinavians, whose tribal name derived from Ruotsi, a term used by the Finns to describe the Swedes from Roslagen. But this was not the moment to suggest that Russia was created by the Swedes, or any other foreigners. Russia’s victory in the recent war against Sweden (1741–3) had bolstered patriotic sentiments, which extended to the country’s past. Müller’s lecture was roundly criticised at the Academy. A scrutiny committee was appointed to decide whether it could be delivered – if not on the empress’s name day on 5 September then on the seventh anniversary of her coronation on 25 November – without bringing Russia ‘into disrepute’. Mikhail Lomonosov, Russia’s first great polymath, led the attack on the German, accusing him of setting out to denigrate the Slavs by depicting them as savages, incapable of organising themselves as a state. The Rus, he insisted, were not Swedes but Baltic Slavs, descendants of the Iranian Roxolani tribe, whose history went back to the Trojan Wars. National pride coloured Lomonosov’s criticisms, along with a personal dislike of the German. He wrongly claimed that Müller was unable to read Russian documents, that he made gross errors as a consequence and that, like all foreigners, he could not really know the country’s history because he was not Russian.

Six months of academic arguments ensued. On 8 March 1750, the scrutiny committee banned Müller’s lecture and confiscated all the printed copies of it in both Russian and Latin. Lomonosov took part in the raid. The German was demoted to a junior post and barred from working in the state archive, supposedly to defend the Russian Empire from his attempts to ‘besmirch’ its history. Müller’s academic career never fully recovered, but he published many books, including Origines gentis et nominis Russorum (1761), which developed the ideas of his lecture. Published first in Germany, Origines did not appear in Russian until 1773, a decade after Lomonosov’s Ancient Russian History, a book written as a refutation of Müller’s argument.

The debate on Russia’s origins has continued to this day. Known as the Normanist Controversy (because the Vikings were Normans), it is highly charged with politics and ideology. The question at its heart is whether Russia was created by the Russians or by foreigners.

In the final decades of the eighteenth century, Müller’s ‘Norman theory’ gained acceptance in the St Petersburg Academy, where German-born historians were dominant. They propagated the theory that Riurik had belonged to a Germanic tribe of Scandinavia and that Russia as a state and culture had thus been founded by Germans. Catherine the Great (herself German-born) supported their position, because it suggested that the Russians were of European stock, a viewpoint she promoted in her many works. In German hands the Normanist position entailed sometimes racist attitudes towards the Slavs. Typical is this passage from a study of the Primary Chronicle by August Ludwig von Schlözer in 1802:

Of course there were people there [in Russia], God knows for how long and from where they came, but they were people without any leadership, living like wild beasts and birds in their vast forests … No enlightened European had noticed them or had written about them. There was not a single real town in the whole of the North … Wild, boorish and isolated Slavs began to be socially acceptable only thanks to the Germans, whose mission, decreed by fate, was to sow the first seeds of civilization among them.

The Norman theory appealed to defenders of autocracy, supposing as it did that the warring Slavic tribes were incapable of governing themselves. Foremost among them was Nikolai Karamzin, Russia’s first great writer and historian, who leaned heavily on Schlözer’s work in his History of the Russian State (published in twelve volumes between 1818 and 1829). Before the establishment of foreign princely rule, Karamzin declared, Russia had been nothing but an ‘empty space’ with ‘wild and warring tribes, living on a level with the beasts and birds’.

These views were challenged in the nineteenth century by philologists and archaeologists. Often motivated by nationalist pride in Russia’s ancient Slav culture, they looked for evidence that underlined its advanced social life in the first millennium. The anti-Normanists, as they were called, argued that the Rus were not from Scandinavia (they were not mentioned in the Old Norse sources or sagas) but were Slavs, whose name, they argued, had appeared in Greek sources from the second century and in Arab from the fifth. The Rus homeland, they maintained, was in Ukraine and was marked by Slavic river names (Ros, Rosava, Rusna, Rostavtsya and so on). Excavations of their settlements revealed that they were built in a defensive circle, in stark contrast to the Vikings’ open settlements, and that they had attained a high level of material culture from their contacts with Hellenic, Byzantine and Asiatic civilisations long before the Vikings had arrived.

The fortunes of the anti-Normanists rose in line with the influence of nationalism on the Russian state. They peaked in Stalin’s time, particularly after 1945, when a Great Russian chauvinism, boosted by the victory over Nazi Germany, was placed at the heart of Soviet ideology. The ethno-archaeology of early Slavic settlements became heavily politicised. Massive state investments were made in excavations whose remit was to show a ‘Slavic homeland’ stretching from the Volga River in the east to the Elbe River in the west, from the Baltic in the north to the Aegean and Black Seas – in other words the area that Stalin claimed as a Soviet ‘sphere of influence’ during the Cold War. The idea that Russia owed its origins to any foreign power – least of all to the ‘Germanic’ Vikings – became inadmissible. Scholars who had dared to suggest so were forced by the Party to revise their work.

The Soviet view of Russia’s origins was thus entangled in a concept of ethnicity, in which the ethnos was regarded as an ancient core of national identity, persisting throughout history, despite changes in society. At a time when Western scholars were coming to the view that ethnic groups were modern intellectual constructions, invented categories imposed on complex social groups, their Soviet counterparts were analysing them as primordial entities defined by biology. Through the study of ethnogenesis they traced modern Russia to a single people in the Iron Age, claiming that the Russians were descendants of the ancient Slavs.

This approach resurfaced with an even greater force after the collapse of the Soviet Union, when Russian, Ukrainian and Belarusian nationalists competed with each other for an ethnic claim of origin from the Kievan legacy. Here was Putin’s purpose in his speech on the unveiling of the Moscow monument to Prince Vladimir. Asserting Russia’s inheritance from Kiev, he invoked the old imperial myth that the Russians, the Ukrainians and the Belarusians were historically one people, three ethnic sub-groups of a single nation, thus establishing a ‘natural’ sphere of influence for today’s Russia in its original ‘ancestral lands’. History of course is more complex – even if it is a story too.

Russia grew on the forest lands and steppes between Europe and Asia. There are no natural boundaries, neither seas nor mountain ranges, to define its territory, which throughout its history has been colonised by peoples from both continents. The Ural mountains, said to be the frontier dividing ‘European Russia’ from Siberia, offered no protection to the Russian settlers against the nomadic tribes from the Asiatic steppe. They are a series of high ranges broken up by broad passes. In many places they are more like hills. It is significant that the word in Russian for a ‘hill’ or ‘mountain’ is the same (gora). This is a country on one horizontal plain.

On either side of the Urals the terrain is the same: a vast steppe, eleven time zones long, stretching from the borderlands of Russia in the west to the Pacific Ocean in the east. This territorial continuum is made up of four bands or zones that run in parallel from one end to the other, more or less. The first of these zones, around one-fifth of Russia’s land mass, is above the Arctic circle, where the treeless tundra remains under snow and ice for eight months every year. Nomadic reindeer-herders, fur- and walrus-hunters were the only people to inhabit these regions until the twentieth century, when the discovery of coal, gold, platinum and diamonds in the permafrost led to the Gulag’s colonisation of the Arctic zone, where 2 million Russians live today. Most of them are descendants of the Gulag’s prisoners.

Moving south, we come next to the taiga forest zone, the largest coniferous forest in the world, stretching from the Baltic to the Pacific. It is made up of pine trees, spruce and larch, interspersed with marshes, lakes and gentle-running rivers, the fastest means of travel in this zone until the nineteenth century.

Pine forests give way to mixed woodlands and open wooded steppelands to the south of Moscow, where the rich black soil is in places up to several metres deep. This third band of Russia’s land, known as the central agricultural zone, is wide at the western end, where it merges into the Hungarian plain, but narrows in the east, towards Siberia, where the taiga takes over. The fertile zone was secured by the Russians from the sixteenth century.

Finally, in the far south, we come to the Pontic steppe, the semi-arid grasslands and savannas running from the Black Sea’s northern coastline in the west to the Caspian Sea and Kazakhstan in the east. The area was conquered by the Russians from the nomadic Turkic tribes only from the eighteenth century. It forms the religious fault line between Russia and the Muslim world.

The earliest recorded settlers in the lands that became known as Kievan Rus were the Slavs, although there were Finno-Ugric tribes, such as the Estonians, in the northern forest zones from the middle of the first millennium. According to the story told by most historians, the Slavs were forced to flee to the forests of the north by the Turkic tribes, whose military power gave them control of the grasslands further south. The Slavs spread out through the great primeval forests in small groups, clearing trees and burning their debris to sow crops in the ashen ground (a method known as slash and burn). Farming in the northern forest zone was arduous. A strong collectivism was essential to survive. Labour teams were needed to clear the trees, and to sow and harvest all the crops during the short growing season between the thaw and spring floods of April and the beginning of the winter freeze in October. The soil is poor, sandy, thin, on top of rock. Only rye, among the cereals, could be grown here, and the harvest yields were low. Yet the forests gave the peasants other means of livelihood: furs, honey, wax, fishing, carpentry.

The Slavs lived in settlements enclosed by wooden walls. Democratic in their character, they were governed by assemblies of the adult men (the Byzantines considered their democracy ‘disorder and anarchy’).⁹ Masters of the axe, the Slavs were skilled in turning trees into buildings, longboats and canoes, meaning they were able to add fishing and trade along the rivers to their means of livelihood. Their numbers grew, forcing the Finno-Ugric tribes to retreat deeper into the forest. By the end of the first millennium, the Slavs had developed a durable, adaptive peasant culture, based on collectivism and a spirit of endurance which have characterised the Russians for much

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