Understanding Urbanization & Urban Community Development
Understanding Urbanization & Urban Community Development
Understanding Urbanization & Urban Community Development
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S.Rengasamy. Understanding Urbanization & Urban Community Development
Contents
Part I- Urbanization
Box Urbanization is not a problem 5
Introduction 4
Dia City Growth
5
A Brief History of Urban Expansion –Three Phases
Box Classification of cities
India Urban Areas 6
Components of a city 6
What Makes Cities Grow? 6
Dia World urban population 7
Percentage of population residing in urban areas
Box 10 Larger Urban Agglomeration 8
Urban challenge in Asia & India
Tab Urban density –World & India 9
Consequences of Urbanization
Dia Urban Rural population -Comparison 10
A Healthy Urban Future
Dia Urban population by size of the town -India 11
Urban Indicators 12
Box Urban transition is inevitable
Dia Growing trend of urban population in India 13
Box Passive urbanization
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Penurbia
Gentrification 24
Urban Agglomeration
Dia Rural Urban Continuum & Urban sprawl 25
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S.Rengasamy. Understanding Urbanization & Urban Community Development
Urbanization is not a problem. Urbanization may be the best solution for the future. It may
be the only way to deal with the massive population increase. The problem is not that
cities are bad. The problem is that with more and more people relying on the city's
services and infrastructure, governments, planners and the society have not managed to
keep pace with the demands and the pressures. This world and its cities have the
resources to provide for the population that lives there. What it takes is a stronger will and
a better distribution of resources.
Introduction
We all talk about cities and many of us live in one, but what
exactly is a city? We often think of the city as a "modern" or
recent development, but cities have existed for thousands of
years and have their roots in the great river valley civilizations
of Mesopotamia, Egypt, India and China. The English word
comes from the Latin "civitas", which describes a highly
organized community like the city-states of Ancient Greece.
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Cities have had a great impact on our lives and on world civilization in general. They are
becoming more and more important as their sizes and numbers grow. By the 21st century, it is
estimated that half the world's population will be living in cities.
THE FIRST PHASE began between 5 to 6 thousand years ago with settlements that grew into what
we call the river valley civilizations of Mesopotamia (present-day Iraq), Egypt, India and China.
Early on, the settlements depended largely on agriculture and domesticated animals. However, as
the civilizations grew in size and trade routes grew
Classification of cities in number; these settlements became centers for
Henri Pirenne: Political (Intellectual) merchants, craftspeople, traders and government
centers & Economic centers. officials. The division between "town" and
Hoselitz: "country", "urban" and "rural" had begun. A similar
Generative City & Parasitic City:
path was taken by later civilizations such as
Generative City: It its impact on economic
growth is favorable i.e. its formation and the Greek, Iranian, Roman and the Great
continued existence and growth is one of Zimbabwe.
the factors accountable for economic
growth of the region or country in which it THE SECOND PHASE in the development of cities
is located came much later with the industrial revolution in
Robert Redfield: Europe around the middle of the 18th century.
Orthogenetic City & Heterogenetic City: Factories needed a large labour force and a rise in
Orthogenetic City Carrying forward into commercial activity created new opportunities in
systematic and reflective dimensions a old
culture; cities of moral order.
cities. Looking for employment and a better life,
Heterogenetic City: Creating of original people moved from rural areas into cities in greater
modes of thought that might have a numbers
authority beyond or in conflict with old than ever before.
cultures and civilizations.
Philip M. Hauser: THE THIRD PHASE began after the Second World
Pre Industrial Town & Industrial Town: War. The largest and fastest growth in the world's
urban population has taken place in the decades
since 1950. As the world economy became more international and grew in size, cities all over the
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S.Rengasamy. Understanding Urbanization & Urban Community Development
world began to grow larger at a very fast pace. Most of this growth has been concentrated in
Asia, Latin America and Africa, although some U.S. cities such as Phoenix and Los Angeles
have been growing at the same pace.
Components of a city
India - Urban areas contribute
75% of GDP and more than 50%
Cities often get a bad reputation for being chaotic,
of our population to live in urban crowded places. We will see that cities have serious
areas by 2050. problems to cope with, but they are also very efficient
Rurbanization of the countryside places that provide services to
to pose newer challenges. thousands and sometimes millions of people.
Cities would be the key drivers to
our economy but… No matter where you live, you need some essential
…unless a focused approach
coupled with heavy investment in
things to survive: shelter (housing), food, and water. Life
urban infrastructure is put in… in a city requires more than that. Electricity for buildings
and streets; a safe way of dealing with the garbage;
transportation so that people can get from one place to another.
Citizens also need schools so that they can get an education; places for recreation such as
museums, sports arenas, concert halls and parks; shops so they can buy what they need, from
clothing to food. These are “services" available in a city.
None of these appear by magic. They all need something to support them, just as the bricks or
wood in your home need strong beams to keep them up. Electricity needs electric lines, water
needs plumbing, cars and buses need roads, schools need buildings and so on. These are part of a
city's "infrastructure".
It is a tremendous task for a city to provide the necessary infrastructure and services to its
citizens. Some of this task is handled by city ("municipal") governments, some of it by private
groups, such as businesses or neighborhood organizations. All of it, however, requires
cooperation between the citizens and the government.
The advantage of a city is that it has a greater population density than rural areas, which means
that many people are concentrated in a small space rather than being spread out over a large
territory ("low population density"). This allows the government and others to provide more
services to a larger number of people. One electricity line to a single neighborhood can serve
hundreds or thousands of people. Of course, this requires highly complex planning and money,
which is collected through taxes. Not all citizens have equal access to what their city offers. In
some areas of every city there are people without homes, without electricity and without water.
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Cities have existed for thousands of years but grew faster after the industrial revolution. Since
the 1950s, rapid urban growth has become a global phenomenon. Given that cities are in
different parts of the world, each with its own geography and history, it is difficult to draw
universal conclusions about the reasons for city growth.
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We can make a few general observations. For the most part, cities have grown as a result of three
things: "economic growth", "natural increase" and "rural-urban migration". There are exceptions
to this general rule. Some cities, for example, are "created" by governments that want to take the
burden off the large cities. Sometimes, such cities are made the capitals of the country. Assigning
a new capital usually means transferring government offices, foreign embassies and businesses
to a smaller city in order to attract people away from over-crowded and over-burdened sites.
Example of a “created capital" city is Brasilia, in Brazil.
In simple terms, "natural increase" is the number of people being born each year minus the
10 Large Urban
Agglomerations in 2015
Tokyo: 26.4M
Bombay: 26.1M
Lagos: 23.2M
Dhaka: 21.1M
Sao Paolo: 20.4M
Karachi: 19.2M
Mexico City: 19.2M
New York: 17.4M
Jakarta: 17.3M
Calcutta: 17.3M
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S.Rengasamy. Understanding Urbanization & Urban Community Development
number of deaths. Population grows when there is a positive rate of natural increase. This is the
main contributor to the growth of cities in developing countries.
"Migration" also affects the growth of cities. "Rural-urban migration" takes place when people
from the country-side move, or migrate, to the city. This was the main contributor to urban
growth after industrialization and all the way up to the 1970s. Today, international migration, or
the movement of people from one country to another, adds a large number of people to the
world's major cities.
People move to the city for various reasons, but
the most significant reason is economic—when
a city's economy is prospering it attracts people.
The promise of jobs and comfort, glamour and
glitter, "pulls" people to cities. There are also
"push" factors: droughts or exploitation of
farmers can cause extreme rural poverty and
that "pushes" people out of the country-side.
Consequences of Urbanization
Cities draw migrants with the promise of higher living standards. City residents have greater
access to health care, more employment and opportunity and access to more social and cultural
events. Previous units pointed out that cities have been at the center of civilizations and continue
to be the engines of social and economic growth.
For all the relative advantages of city life, however, widespread poverty casts a shadow over the
urban future. A vast number of people in urban areas are threatened by homelessness, health
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hazards and violence among other things. These may affect a portion of the urban population
directly, but their indirect effects are felt by the whole society.
Residents of urban areas are at risk from pollution and other health hazards. Pollution from cars,
the burning of fossil fuels and industry cause illnesses such as respiratory infections and lead
poisoning.
Homelessness is a growing problem in cities all over the world. In addition, there is the problem
of poor housing. Estimates of the world's homeless population plus those living in poor housing
can reach a figure of 1 billion people. People whoare homeless or live in poor housing are
constantly threatened by illnesses and have a much lower life expectancy than other portions of
the population.
Crime and violence are other, specifically urban, problems that are not limited to one region of
the world alone. Urban violence has been growing by about 3 to 5 percent a year over the last
two decades. Poverty and social disintegration are cited as the causes of urban crime and
violence.
These are not problems that must exist simply because cities exist. They are often the results of
“Cities, like dreams, are made of desire and fears...” “The shape of a city changes
faster, alas, than the desires of the human heart”
poor income distribution (a few people with high incomes, many people with low incomes) and
bad policy. They can be overcome and in many places they have been overcome.
A Healthy Urban Future
The child waiting in line for hours to collect water for her family at the communal tap; the
woman scavenging through mounds of garbage , searching for saleable items so she can feed her
children; a student., who has to carry a gun to school to protect himself; the day-labourer who
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leaves his shanty of reeds every morning to haul cartloads of bricks to the construction site of
luxury apartments; a family carries its belongings in one bag and looks for a place to sleep
tonight. Common scenes from the urban landscape.
From newspapers to discussions at home, much is said about the problems of cities. Much less is
said about the health of cities.
Yet, urbanization may be the best solution for the future. It may be the only way to deal with the
massive population increase. The problem is not that cities are bad. The problem is that with
more and more people relying on the city's services and infrastructure, governments, planners
and the society have not managed to keep pace with the demands and the pressures. This world
and its cities have the resources to provide for the population that lives there. What it takes is a
P e rce n ta g e D i s t ri b u ti o n o f u rb a n p o p u l a ti o n b y
s i z e o f T o w n s /U A ( C e n s u s o f I n d i a , 2 0 0 1 )
50
40 31
30 21
17 15
20
9 6
10
0
B e lo w 1 0 0 , 0 0 0 5 0 0 , 0 0 0 1 m il li o n 5 m i ll io n 10
Below One lakh to five Five lakhs to Ten lakhs to Fifty lakhs to More than one
1 0 0 ,
one lakh 0 0 0 lakhst o to 1
Ten lakhs t o lakhs
Fifty 5 tone
o crore
10 m il lio n
crore
4 9 9,9 99 m i lli o n m il lio n m i lli o n an d
4622 cities 354 cities 39 cities 29 cities 3 cities a3bcities
ove
P e r c e n t a g e D is t r ib u t io n
To begin with, we should ask: what is a healthy city? As part of its healthy city programme, the
World Health Organization (WHO) has come up with a set of criteria.
The United Nations Development Programme (UNDP) has outlined these priorities as part of its
urban strategy:
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S.Rengasamy. Understanding Urbanization & Urban Community Development
PASSIVE URBANIZATION
Hui PENG, Jianping RYE,
Cities have various amenities and are highly civilized and productive. It is always considered that peasants
are eager to migrate to cities with their own initiative. In reality, the phenomenon of passive urbanization
has only appeared recently. Passive urbanization implies that peasants have to give up their rural lifestyle
and migrate to cities before they are willing or well prepared to be urbanized. The reasons for peasants to
be passively urbanized include:
The adjustment of government administrative zones, urban sprawl, the construction of key projects. As a
result of GLP a large amount of cultivated land in the suburb of big cities has been expropriated by the
governments as a result of urban growth. Accordingly, a large number of peasants lose their land and
become urban residents unwillingly. The phenomenon of passive urbanization has become more and more
prevalent, causing many serious problems to our society.
Disadvantages of Passive Urbanization
Disadvantages of Passive Urbanization Violates the Property Rights of Peasants
Passive Urbanization Widens the Income Gap between Urban and Rural Residents
Passive Urbanization Makes Landless Peasants a Marginalized Group
Passive Urbanization Affects the Quality and Sustainability of Urbanization
The Advantages of Participatory Urbanization
Participatory Urbanization can justly distribute the Benefits of Urbanization
Participatory Urbanization can integrate the Production Elements from Urban and Rural Areas
Participatory Urbanization Respects and Protects Property Rights of Peasants
Participatory Urbanization is Conducive to the Building of Harmonious Society
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Meaning of Urban
Urban: Polished, polite
An urban area is an area with an increased density of human-created structures in comparison to
the areas surrounding it. Urban areas may be cities, towns or conurbations, but the term is not
commonly extended to rural settlements such as villages and hamlets. Urban areas are created
and further developed by the process of urbanization. Measuring the extent of an urban area
helps in analyzing population density and urban sprawl and in determining urban and rural
populations. Unlike an urban area, a metropolitan area includes not only the urban area, but also
satellite cities plus intervening rural land that is socio-economically connected to the city.
Form 1961 the urban settlement should fulfill all the following three criteria
1. A population of at least 5,000
2. A density of not less than 1,000 persons per square mile
3. A minimum of three fourths of its working force in non agricultural occupations.
In the Census of India 2001, the definition of urban area adopted is as follows:
(a) All statutory places with a municipality, corporation, cantonment board or notified town area
committee, etc.
(b) A place satisfying the following three criteria simultaneously:
1. A minimum population of 5,000;
2. At least 75 per cent of male working population engaged in non-agricultural pursuits; and
3. A density of population of at least 400 per sq. km. (1,000 per sq. mile).
For identification of places which would qualify to be classified as 'urban' all villages, which, as
per the 2001 Census had a population of 5,000 and above, a population density of 400 persons
per sq. km. and having at least 75 per cent of male working population engaged in non-
agricultural activity were considered. To work out the proportion of male working population
referred above the data relating to main workers were taken into account.
Mere size of population, surface area or density of settlement are not in themselves the sufficient
criteria of distinction, while many of their social co relates (division of labour, non agricultural
activity, central place functions) characterize in varying degrees all urban communities from the
small country town to the giant metropolis
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Increasing degree of urbanization –urban settlements are not isolated one. So the census (1951)
introduced the concept of ‘Town Group’ was introduced to mean “a group of towns which
adjoined one another so closely as to form a single inhabited urban locality”.
1971 Town group concept was changed – “urban agglomeration” which includes a city and all
other urban areas outside its municipal boundaries but excluding rural pockets. Also “standard
urban area” to take into account rural but potential urban areas surrounding a city.
Gesellschaft: A term used by Ferdinand Tönnies to describe communities, often urban, that are
large and impersonal with little commitment to the group or consensus on values.
Gemeinschaft: A term used by Ferdinand Tönnies to describe close-knit communities, often found in
rural areas, in which strong personal bonds unite members.
Urban growth refers to the percentage increase in the absolute size of the urban population. As a
matter of fact, from the historical perspective the urban demographic situation so far during the
20th century is said to be characterized by a relatively low rate of urbanization but a high rate of
urban growth.
Demographic characteristics of urban areas:
1. Birth and death rates are lower in the urban population.
2. The age composition in marked by a higher proportion of the population in the age ranges of
15 – 59 and lower proportion in the younger and order groups.
3. Nuclear families
4. Better educated
5. Religious minorities are over represented in the urban population.
6. S.C & STs. are underrepresented.
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Determinants of urbanization
1. Urbanization depends on the growth of urban functions. The urban way of life, behavior pattern,
production method and so on is positively co related to the growth of urbanization.
2. The economic factor such as the non agricultural occupation, the growth of sophisticated
technology, factories and places or production, increasing commercialization, diversification of the
economy growth of large scale industries mechanized methods of production and so on are
responsible of urbanization.
3. Demographic factors like excessive growth of population rural urban migration and so on may lead
to the growth of urbanization.
4. Social economic awakening, charge in the value pattern, attitudes, stage of development and
policies may contribute to the growth of urbanization.
5. Urbanization is positively co ordinates to industrialization and economic development.
6. Construction of railways, better mobility, better business prospects, better banking and financing
facilities, better managerial talents contribute growth of migration.
7. Rural condition - Decay of village industries, land scarcity, change of lucky break in cities.
Urbanism
• Urbanism is a way of life: The outcome of urbanization is called as urbanism: The
tradition breaking way of life is called as urbanism
• Cities and social problems have almost gone together
• City is seen not only as the setting for problems but also as their cause
• City living does not, of course directly result in deviant behavior but many of the
conditions associated with city life are, to a preponderant degree, conducive to
deviation. - Marshell Clinard
• In cities there is the best and worst of everything. Cities have both greater strengths
and weaknesses. Urban areas have more wealth and more poverty: more crime and
more culture; more pollution and more industry; more crowding and more social
mobility than do rural place.
Causes of urbanization
Philip Hanser
1. Population explosion 2.Population implosion 3.Population displosion 4.Technoplosion
Sociology:
There are three ways to understand the urbanization.
1. Relationship between people and the physical environment ie a physical structure
comprising a population base, a technology and ecological order.
Social organization
2. Social organization for which urban society is noteworthy ie a system of social
organization involving a characteristic social structure and a typical pattern of social relationships,
Culture
3. Way of thinking which typifies urban life ie a set of attitudes and ideas and a constellation
or personalities engaging in typical forms of collective behavior and subject to characteristic
mechanisms of social control.
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Urban Evolution
A six stage process developed by James E.Vance, Jr. The six stages are
1. Inception 2.Exclusion 3.Segregation 4.Extension 5.Replication 6.Readjustment & Redevelopment
Inception
The process of inception refers to the factor which gives rise to a city in a particular place.eg. mining,
port, transportation agricultural service centre, resources or climate. They indicate the types of
activities which help support cities and perhaps were responsible for their initial location.
Exclusion:
Is the pattern of forcing activities out of an area. The costs of rent in the central business district may
be so high that activities cannot locate there a large super market may be excluded from a location in
the central business district because of the combination of its need for a large area and the relatively
lower return per square foot or floor space.
Segregation:
Segregation is much like association; similar industries may tend to locate in particular area.
Segregation is the process through which separate functional districts those identified with particular
set of goods or services, come about,
Extension
Innovations in transportation produced the process of extension. As the term implies, extension is the
outward often radial movement of activities from the center.
Replication
The large suburban shopping centres and malls are examples of the occurrence of replication and
readjustment if the suburban or downtown centres have to maintain their economic and social
viability, they have to replicate or readjust.
Redevelopment
Redevelopment implies physical transformation an altering of the morphology of the city which
reflects changing functions. This may result from the conversion of one type of commercial activity to
another, or from the renewal of residential areas within the city.
Pseudo-urbanization is the condition in which a large city has formed in an area without a
functional infrastructure to support it. As the population of an urbanized area grows, the city's
infrastructure must grow with it, or else shortages will develop, typically in housing, education,
transportation, clean water and waste removal services, or other services such as law enforcement.
Overpopulation in urban areas is often characterized by shanty towns, where such services are
inadequate or wholly absent. A city in which significant growth in the absence of adequate
infrastructure has taken place will be deemed "pseudo-urbanized".
Town
A town (The word "town" is originated from "tun", an enclosed piece of land) is a type of
settlement ranging from a few hundred to several thousand (occasionally hundreds of thousands)
inhabitants, although it may be applied loosely even to huge metropolitan areas; the precise
meaning varies between countries and is not always a matter of legal definition. Usually, a
"town" is thought of as larger than a village but smaller than a "city", though there are exceptions
to this rule. Historically, in Britain at least, a village became a town only when it had been
granted a charter to hold a regular livestock market. This had little to do with the size of the
population.
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Town: Any populated place not incorporated as a city but large than a village.
City
A city is a relatively large and permanent settlement, particularly a large urban settlement.
Although there is no agreement on technical definitions distinguishing a city from a town in
English language, many cities have a particular administrative, legal or historical status based on
local law. Historically, in Europe, a city was understood to be an urban settlement with a
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cathedral.Cities generally has advanced systems for sanitation, utilities, land usage, housing, and
transportation and more. This proximity greatly facilitates interaction between people and
businesses, benefiting both parties in the process. In India, towns with population of 1,00,000
and above are called cities
“For sociological purposes a city may be defined as a relatively large, dense, permanent
settlement of socially heterogeneous individuals” – Louis Wirth.
City is the workshop of the nation providing the goods and services essential for modern
living.
City: A legal occupying a fixed area holding a charter from the state in which it is located
subject to the state, and serving as a unit of local government.
Historic Roles of Cities
Industrial city: A city characterized by
Prior to modernization
relatively large size, open competition, an Market Colonial administrative centre
open class system, and elaborate Roles during emerging nationhood
specialization in the manufacturing of goods. Point of contact with outside world
Locus of power
Metropolis & Megalopolis Agency and diffusion point of social change
A metropolis is a big city, in most cases with Receptacle of talent and man power
Place of investment.
over half a million inhabitants in the city
Contemporary roles & Continuing functions
proper, and with a population of at least one Centre for domestic and foreign trade
million living in its urban agglomeration. A Magnet for rural population.
metropolis is usually a significant economical,
political and cultural center for some country or region, and an important hub for regional or
international connections and communications. The plural of the word is most commonly
metropolises. In India, the Census Commission defines a metropolitan city as one having a
population of over 40 lakh (4 million). Mumbai, Delhi, Chennai, Kolkata, Bangalore,
Hyderabad, Ahmedabad are the seven cities that qualify. Residents of these cities are also
entitled to a higher House rent allowance. The figure only applies to the city region and not the
conurbation.
A megalopolis (sometimes called a megapolis) is defined as an extensive metropolitan area or a
long chain of roughly continuous metropolitan areas.
Examples of Megalopolis in India
• The National Capital Region of Delhi, Noida, and Gurgaon can be considered as a
megalopolis with a population of about 1.2 crore (12 million).
• The industrial-IT hub between Mumbai and Navi Mumbai with a total population of
around 1.6 crore (16 million) can also be considered a megalopolis.
• The Kolkata metropolitan region with a population of 1.4 crores (14 million)
• The Bengaluru-Hosur corridor with a population of 70 lakh (7 million) may soon be a
megalopolis with the current rate of increase in population.
• The Hyderabad-Secunderabad stretch which is called is Greater Hyderabad is having
the population of 10 million
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Tasks:
1. Provisions of services.
a. Deficiencies in the service – over loaded
b. Increasing cost of city services
c. These service are labour intensive – the labourers come under the influence of labour unions
they won wage increases
d. So. Salaries constitute a high proportion of most municipal budgets .
e. Obsolescence (with respect to both equipment and operating practices) coupled with
inefficiency has added to unit costs.
f. Continuing deficiency + high cost + limited funds – cities responded by scaling down
standards and adopting innovative approaches (Shelter + cities + Services).
2. Economic development:
The role of metropolitan management in promoting employment and improving incomes is
possibly the least understood – not to mention the least – recognized or all its functions.
Although national policy will remain a major determinant of employment incomes, it is largely
at the city level that the economics and externalities of agglomeration can be promoted and
inefficiencies minimized, “There are several ways by which metropolitan management can
accomplish this, such as the provision of land and infrastructure, direct business support,
vocational training, review or regulations and soon.
Ways to promote economic development in metropolitan areas
1. Provision of land and infrastructure.
Traditionally it considered as one of the effective method of economic development e.g. The
City and Industrial Development Corporation of Bombay - establishing warehouses, telephone
exchanges etc.
2. Direct business support – credit scheme for small enterprises eg. Calcutta urban development
programme
3. Vocational training and technical assistance to entrepreneur’s large urban development
project.
4. Review of regulations and procedures for business location & construction, licensing,
purchase of materials for municipal use)
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been directed to functional sectors only –such as water, housing, power and industrial estates as
opposed to more comprehensive spatial development.
Problems of metropolitan management
1. Inability of tradition – bound bureaucracies to cope with continuously shifting demographic
social and economic factors of life in large cities.
2. Inability to augment public expenditure, particularly capital expenditure, at rates
commensurate with rising needs for public investment in urban areas.
3. Inadequate skill and manpower to deal with the increasingly technical and complex job of
managing a large and rapidly growing city.
4. Strain on organizational arrangement ill suited to new modes of a communication, joint
planning, and intergovernmental leadership and co-op was needed.
5. Inadequate time perspectives in urban planning budgeting, financial and decision making
Environment
That which surrounds us, cities can modify the physical environment in many ways.
1. Removal of plant cover and replacement by concrete, asphalt and other rock like materials,
resulting in greatly increased thermal capacity and reduced porosity.
2. Increased rates of surface water runoff, leading to a lowering of the levels of underground
water.
3. Dispersal into air and water of numerous inorganic and organics compounds and elements.
4. Release of heat energy produced by process of combustion.
Environment
1. In the past environment was seen as the ruler (i.e. homes were built only in spots dictated by
the environment)
2. Now human beings are rulers- environment servant.
3. But the passive environment has awakened and has shown that it is not willing to become the
slave of humans.
Conurbation
A conurbation is an urban area or agglomeration comprising a number of cities, large towns and
larger urban areas that, through population growth and physical expansion, have merged to form
one continuous urban and industrially developed area. In most cases, a conurbation is a
polycentric agglomeration, in which transportation has developed to link areas to create a single
urban labour market or travel to work area. Internationally, the term "urban agglomeration" is
often used to convey a similar meaning to "conurbation".
Suburbs
Suburbs are defined in various different ways around the world. They can be the residential areas
of a large city, or separate residential communities within commuting distance of a city. Some
suburbs have a degree of political autonomy, and most have lower population density than inner
city neighborhoods. Modern suburbs grew in the 20th century as a result of improved road and
rail transport and an increase in commuting. Suburbs tend to proliferate around cities which
ideally have an abundance of adjacent flat land. Any particular suburban area is referred to as a
suburb, while suburban areas on the whole are referred to as the suburbs or suburbia, with the
demonym being a suburbanite.
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Pseudo-urbanization
Pseudo-urbanization is the condition in which a large city has formed in an area without a
functional infrastructure to support it. As the population of an urbanized area grows, the city's
infrastructure must grow with it, or else shortages will develop, typically in housing, education,
transportation, clean water and waste removal services, or other services such as law
enforcement. Overpopulation in urban areas is often characterized by shanty towns, where such
services are inadequate or wholly absent. A city in which significant growth in the absence of
adequate infrastructure has taken place will be deemed "pseudo-urbanized".
PASSIVE URBANIZATION
Hui PENG, Jianping RYE,
Cities have various amenities and are highly civilized and productive. It is always considered that peasants
are eager to migrate to cities with their own initiative. In reality, the phenomenon of passive urbanization
has only appeared recently. Passive urbanization implies that peasants have to give up their rural lifestyle
and migrate to cities before they are willing or well prepared to be urbanized. The reasons for peasants to
be passively urbanized include:
The adjustment of government administrative zones, urban sprawl, the construction of key projects. As a
result of GLP a large amount of cultivated land in the suburb of big cities has been expropriated by the
governments as a result of urban growth. Accordingly, a large number of peasants lose their land and
become urban residents unwillingly. The phenomenon of passive urbanization has become more and more
prevalent, causing many serious problems to our society.
Disadvantages of Passive Urbanization
Disadvantages of Passive Urbanization Violates the Property Rights of Peasants
Passive Urbanization Widens the Income Gap between Urban and Rural Residents
Passive Urbanization Makes Landless Peasants a Marginalized Group
Passive Urbanization Affects the Quality and Sustainability of Urbanization
The Advantages of Participatory Urbanization
Participatory Urbanization can justly distribute the Benefits of Urbanization
Participatory Urbanization can integrate the Production Elements from Urban and Rural Areas
Participatory Urbanization Respects and Protects Property Rights of Peasants
Participatory Urbanization is Conducive to the Building of Harmonious Society
Urbanization in the third world tends to consist primarily of pseudo-urbanization. This happens
largely because of so-called "rural push": factors which push people from the countryside into
the cities, without the city being prepared to accept them. Rural-urban migrants in the third world
usually move into the cities due to poverty-related reasons, leading to a demographic explosion
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S.Rengasamy. Understanding Urbanization & Urban Community Development
and a progressive concentration of poor migrants in the cities. This is a finite process, as one city
can only hold so many people due to limited infrastructure and available resources.
Penurbia
Penurbia describes country districts close to metropolitan areas in the United States. Penurban
districts look like rural areas. They are, however, heavily influenced through outmigration by
metropolitan settlers. Settlers to penurbia are attracted by rural ambience. Many incomers,
though, carry metropolitan ideas with them in their journeys from built up urban areas, even as
they build a new-country self conception. Consequently, penurbanites construct a unique mindset
which blends an appreciation of country values with reliance on metropolitan incomes.
Gentrification
Gentrification and urban gentrification denote the socio-economic, commercial, and
demographic change in an urban area resulting from wealthier people buying housing property in
a poor community. The resettlement of low-income city neighborhoods by prosperous families
and business firms. Consequent to gentrification, the average income increases and average
family size decreases in the community, which may result in the informal economic eviction of
the lower-income residents, because of increased rents, house prices, and property taxes. This
type of population change reduces industrial land use when it is redeveloped for commerce and
housing. In addition, new businesses, catering to a more affluent and sophisticated base of
consumers, tend to move into formerly blighted areas, further increasing the appeal to more
affluent migrants and decreasing the accessibility to less wealthy natives. Urban gentrification
occasionally changes the culturally heterogeneous character of a community to a more
economically homogeneous community that some describe as having a suburban character. This
process is sometimes made feasible by government-sponsored private real estate investment
repairing the local infrastructure, via deferred taxes, mortgages for poor and for first-time house
buyers, and financial incentives for the owners of decayed rental housing. Once in place, these
economic development actions tend to reduce local property crime, increase property values and
prices, increase tax revenues, and increase the social acceptance of gay people and racial and
ethnic minorities. Political action, to either promote or oppose the gentrification, is often the
community’s response against unintended economic eviction effected with rising rents that make
continued residence in their dwellings unfeasible. The rise in property values causes property
taxes based on property values to increase; resident owners unable to pay the taxes are forced to
sell their dwellings and move to a cheaper community.
Urban Agglomeration
An Urban Agglomeration is a continuous urban spread constituting a town and its adjoining
urban outgrowths (OGs) or two or more physically contiguous towns together and any adjoining
urban outgrowths of such towns. Examples of OGs are railway colonies, university campuses,
port areas, etc., that may come up near a city or statutory town outside its statutory limits but
within the revenue limits of a village or villages contiguous to the town or city. Each such
individual area by itself may not satisfy the minimum population limit to qualify it to be treated
as an independent urban unit but may deserve to be clubbed with the town as a continuous urban
spread.
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S.Rengasamy. Understanding Urbanization & Urban Community Development
For the purpose of delineation of Urban Agglomerations during Census of India 2001, following
criteria are taken as pre-requisites: (a) The core town or at least one of the constituent towns of
an urban agglomeration should necessarily be a statutory town; and (b) The total population of
all the constituents (i.e. towns and outgrowths) of an Urban Agglomeration should not be less
than
Squatter settlements: Areas occupied by the very poor on the fringes of cities, in which
housing is often constructed by the settlers themselves from discarded material.
Urban ecology: An area of study that focuses on the interrelationships between people and their
environment.
Urbanism: Distinctive patterns of social behavior evident among city residents.
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S.Rengasamy. Understanding Urbanization & Urban Community Development
Of course, no government wants to – or could – simply All this means that we are living in a society that urgently
let go of the power it has, or can avoid being held needs better means of participation and that requires of
accountable for its actions and the delivery of public us adaptation and lifelong learning at a level more
services. So the shift to an enabling role requires a intensive than previous generations. It also means that
complex, paradoxical, partial transfer of power and some people benefit far less than others from prosperity
responsibility. Inevitably this can face resistance and and democracy, that poverty persists, and new forms of
tensions. Community development helps people and poverty and conflict can emerge in the midst of plenty. It
public institutions to respond positively to this is an exciting but very demanding time to be alive. Huge
transformation by creating additional avenues for advances are being made in science, health, nutrition,
participation and releasing new energies from below. It productivity, yet equally huge challenges are facing us –
can also assist more traditional forms of government to challenges of polarization between those who benefit
adapt to change and disperse power by stages. most and least, challenges of the clash of beliefs and
affiliations, and challenges of ‘success’, such as the costs
of longevity, diversity and the environmental costs of
increased productivity.
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S.Rengasamy. Understanding Urbanization & Urban Community Development
Definition: Community development is a set of values and practices which plays a special
role in overcoming poverty and disadvantage, knitting society together at the grass roots and
deepening democracy
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S.Rengasamy. Understanding Urbanization & Urban Community Development
Alan Barr and Stuart Hashagen 2000, ABCD Handbook, Community Development Foundation
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S.Rengasamy. Understanding Urbanization & Urban Community Development
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S.Rengasamy. Understanding Urbanization & Urban Community Development
Urban Community Development (UCD) in its proper form originated in the following
projects:
Delhi Pilot Project (1958) Ford Foundation Aid
Jamshedput (1958) TISCO
Ahmedabad (1962) Ford Foundation Aid
Baroda (1965) American Friends Service Committee
These projects were experimental and voluntary in nature.
After independence (1947) – problems in the partition of the country – need to rehabilitate large
number of displaced persons – this transformed the “problem solving” “welfare oriented”
approach to “development oriented” approach-Establishment of new township like Nilckheri,
Faridabad – Providing opportunities for economic improvement.
The committee observed that there was lack of awareness and interest among urban poor and
suggested the need to motivate change and encourage people to exercise their own initiative in
planning and carrying out improvement projects based on their felt needs. Technical and welfare
resources would then be directed to these communities to support them in their effort.
The establishment of the Rural – Urban Relationship Committee (1963) paved the way for the
extensive application of community development method to solve the problems of urban life.
The terms of reference of this committee was:
1. Determination of criteria for the demarcation of urban and rural areas
2. Making recommendations regarding the relationship between the urban local bodies and
the panchayat raj institutions.
3. Defining the structure and functions of the urban local bodies.
4. Making recommendations about the lines on which urban community development work
may be undertaken in municipal areas.
5. Making recommendations for the more efficient and effective functioning of urban local
bodies in general.
The committee submitted an interim report on the programme of urban community development
to facilitate the implementation of urban community development in the Third Five Year Plan
itself. The Third five-year plan (1965-70) drew pointed attention to the social and economic
consequences of the rapid growth of urban population. The plan laid particular emphasis on the
need and potentialities of UCD for bringing about social and economic changes in urban
communities and create conditions for a better life for its citizens.
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S.Rengasamy. Understanding Urbanization & Urban Community Development
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S.Rengasamy. Understanding Urbanization & Urban Community Development
This mammoth growth has brought havoc in the normal life of people. Pollution, encroachment
of roads, parks, recreational grounds and conflicts related to property has increased at an
alarming rate. Providing jobs and services along with improving the livelihood and managing
city lifestyle for so many city dwellers have a problem of a magnitude beyond imagination. To
Scope of Urban Community Development (UCD)
U.C.D programmes provide an almost unlimited scope for the practice of professional social work.
1. On a person to person basis
• Locating and motivating key individuals i.e., local leaders, with the objectives of helping them to
overcome their narrow loyalties; helping them to come out from the clutches of customs and
traditions whose blind pursuits may be inimical to an urban way of life.
• Helping the truants, drop outs, hide bound school teachers, alcoholics, drug addicts, socially
handicaps.
• Helping the rural migrants to when away from their rural way of thinking to an urban one which
instills in them, slowly but surely, a sense of urban and urbanity leading ultimately to the
development of responsible citizenship which is sin qua non for healthy and happy urban life.
2. On group basis
• Organizing the street urchins in the community into a well knit groups then can develop their
numbers personality.
• Organizing responsible groups from youth, women and adult.
• Developing responsible leadership from the groups.
3. Macro level
• Inter group work
• Inter group rivalry elimination and posturing of inter group co-operation i.e., synchronization of
group and community objectives.
• Resource person or repository of knowledge
• Liaison work with civic administration i.e., enabling the people and their representatives muster
enough skill and courage to constructively approach and utilize their elected representatives and
government for making the community voice heard.
• Management expert – imparting skills to local leaders in office management, accounting, public
relations, fund raising.
• Organizing civic groups …, when lokashakti or janashakti is not awakened and channelised, it
provides a field day for unscrupulous “opportunists” to exploit fellowmen.
make the scene worst, cases of traffic accidents, bus accidents, theft, murder, insecurity and loss
of capital and property are happening daily.
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S.Rengasamy. Understanding Urbanization & Urban Community Development
Definitions of Community
• Community… An interdependent collectivity of persons living relatively permanently in a
geographically limited area which serves as a focus for a major portion of the resident’s daily life;
usually involves people who share a common culture, although sometimes applied to collectives--
e.g., the prison community--where the culture similarity of the participants may be minimal;
• Community ….although sometimes used to denote entire nations, usually applied only to relatively
small areas and numbers of people, the maximum of the latter sometimes being designated as the
number who can maintain face-to-face relationships with one another; sometimes denotes
specialized groups (e.g., the academic community, the business community) set off from society at
large by the unique ways of doing and thinking that are maintained by group members. (Hoult
1969:73)
• Community. . . combination of social units and systems that perform the major social functions
having locality relevance. In other words, by community we mean the organization of social
activities to afford people daily local access to those broad areas of activity that are necessary in
day-to-day living. (Warren 1978:9)
Definition of Community Development
The process, and the results of the process, wherein an attempt is made to solve, or to mitigate the
effects of, localized social problems by means of locally controlled action programs which, under the
guidance of technical experts, emphasize various forms of purposive change; often used
synonymously with the term community action and with community organization. (Hoult 1969:73)
Impact of
Community Economic Political Social Environmental
Development on
Delivering Urban Reduces costs Increases public Increases sense of Reduces negative
Services of corruption. support for fairness in impacts through
difficult choices. distribution of waste and misuse
benefits. of resources.
Attracting Generates more Increases investor Increases local Ensures
Investment, lasting and visitor benefits of compliance with
Visitors employment. confidence. investment and environmental
tourism. laws and
regulations.
Managing Risks, Reduces costs Increases public Increases Reduces
Assuring Safety of lost engagement in likelihood of all environmental
production managing risks income groups impacts of
when disasters and promoting surviving disasters; disasters caused
occur; reduces neighborhood reduces crime by human
costs of crime. security. rates. actions; increases
environmental
security.
Budgeting, Increases Increases public Reduces efforts to Increases support
Financing effective support for evade taxes and for expenditure
collection of allocating fees. on environmental
revenues, resources to protection.
capacity to priorities.
borrow at lower
rates.
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S.Rengasamy. Understanding Urbanization & Urban Community Development
This was not always an easy message to get across to poor people who sometimes felt that the
Government should freely meet their needs because they were poor. Further, the project’s desire
to be thought of as a “People’s Project” may also have posed difficulties because it was, after all
a Government project. Basically it was the intention of the project to encourage people to
identify their own felt needs and be involved fully in meeting them. It was hoped that through a
process of community education and community self – help action, people’s lives could be
enriched and improved.
Guiding Strategies
The project addresses itself to
human development by adhering
to certain basic principles. It
advocates that the ever increasing
gap between the demand and
provision of civic services in the
growing cities can only be
bridged by creating and making
the best use of abundant
resources and energies that can
be tapped from the people
themselves. The project creates
stronger communities in
problematic urban areas with
their own leader, who could plan
in problematic urban areas with
their own leaders, who could
Invisibility of the poor is a major impediment to plan and carry out self-help
bring changes projects. Community
organizations have proved to be
the backbone of Urban Community Development Project
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S.Rengasamy. Understanding Urbanization & Urban Community Development
Educational activities
• To create in the people a new outlook and desire for better standards of living
• To broaden their horizon and acquaint them with the latest technological development
• To bring about changes in their behavioral pattern in accordance with the changing values.
• To promote better understanding and healthy neighborhood relations.
• To enlighten the citizens on government policies and programmes so that they any
effectively play their role in the nation building activities.
Economic activities
• To provide job opportunities through training courses in better skills
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S.Rengasamy. Understanding Urbanization & Urban Community Development
• To assist people in securing jobs and introduce leisure time activities to supplement home
income.
• To encourage cottage industries through cooperatives and loans.
• To develop the habit of thrift.
Community
Development
Civic amenities
• To promote better living conditions and establish new patterns of civilized behavior.
• To improve slums and other backward areas by providing basic physical needs.
• To develop civic consciousness for greater civic responsibilities.
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S.Rengasamy. Understanding Urbanization & Urban Community Development
Miscellaneous:
- Civil defence programme
- Emergency relief
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S.Rengasamy. Understanding Urbanization & Urban Community Development
39
S.Rengasamy. Understanding Urbanization & Urban Community Development
India India
Per Cent Slum Population 2001
Urban Poverty 2000
N
0- 2 Per cent Urban Poverty N
3 - 13 0- 2
14 - 22 W E 3 - 10
23 - 33 11 - 22 W E
34 - 65 S
23 - 33
34 - 43 S
India India
Mirgation 1991-2001
Informal Sector
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S.Rengasamy. Understanding Urbanization & Urban Community Development
Attitudes to urban growth may tend to swing between two extremes. Cities are seen either as an
unavoidable evil or in a more positive way 'engines of growth'. The former view is held by those
who focus on the growth of slum and squatter colonies, the congestion on the roads and
environmental degradation. The others, in contrast, focus on the bustling formal and informal
sectors in urban areas and the contribution to the economy, the diversification of occupations
away from traditional land-based ones to newer forms of production and services, and the lower
levels of poverty as compared to rural areas.
Urban frame in Tamilnadu Urbanization in Tamilnadu
2001 (Population in millions)
Category of ULB 2001 1991 2001 2011
Corporations 10 Total Population 55.86 62.11 67.8
Municipalities* 148 Urban Population 19.08 27.24 30.5
Cantonments 2 Urban Growth Rate 19.59 42.79 45.0
Town Panchayats 561
*Special Grade 20 +Selection Grade G29 +
Grade I 29 +GII 21+GII 49
In 1991 the level of urbanization was only 34.15 percent with an urban population of 1.9 crore,
when Tamil Nadu was in third place behind Maharashtra (38.7 percent) and Gujarat (41.0
percent). The advance to first place is mainly due to a change in definition. Following the Nagar
Palika Act of 1994 all the 611 town panchayats were brought under the category of statutory
towns, irrespective of whether they satisfy the demographic criteria of "urban".
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S.Rengasamy. Understanding Urbanization & Urban Community Development
The positive impact of urbanization is often over-shadowed by the evident deterioration in the physical
environment and quality of life in the urban areas caused by the widening gap between demand and
supply of essential infrastructure services, like water supply, sanitation, solid waste management,
transportation and development of housing etc. This results from increasing population pressure on urban
centers, most of which are financially and organizationally ill-equipped to respond to infrastructural
needs.
Administrative arrangement for urban development
The following agencies are concerned with implementation of most of the developmental and welfare
schemes in their respective areas.
1. Directorate of Municipal Administration - Municipal Services.
2. Corporations of Chennai, Madurai, Coimbatore, Tiruchirapalli, Salem,Tirunelveli.Tiruppur Vellore
Erode, Tuticorin
3. Directorate of Town Panchayats.
4. Chennai Metropolitan Development Authority.
5. Commissionerate of Town & Country Planning.
6. Tamil Nadu Water Supply and Drainage Board.
7. Chennai Metropolitan Water Supply and Sewerage Board.
8. Tamil Nadu Urban Finance and Infrastructure and Development Corporation (TUFIDCO)
9. Tamil Nadu Urban Development Fund (TNUDF)
10. Tamil Nadu Slum Clearance Board (TNSCB)
11. Town and Country Planning Department
Other Programmes
Jawaharlal Nehru National Urban Renewal Mission
Anaithu Peruratchi Anna Marumalarchi Thittam
Urban Infrastructure Development Scheme for Small and Medium Towns (UIDSSMT)
Integrated Housing and Slum Development Programme (IHSDP)
Urban Basic Service for the Poor (UBSP)
Integrated Development of Small and Medium Town (IDSMT)
E- Governance
Rain Water Harvesting
Supply of Computers and Soft wares
Solid Waste Management
Under Ground Sewerage Scheme
Toilets - Integrated Sanitation Programme
Swarna Jayanthi Shahari Rozgar Yojana (SJSRY)
National Slum Development Programme (NSDP)
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S.Rengasamy. Understanding Urbanization & Urban Community Development
Urban development and rural development grow together, each reinforcing the other in a
mutually dynamic set of interrelationships
What rural gets from urban
Income (product markets) * Income (remittances) * Employment
* Infrastructure (transportation, telecommunications) *Technology (production and consumption)
Goods *Services *Capital (investment, financing) *Education *Information
Culture and Entertainment *Economic and Social Networks
The distribution of Asia’s largest cities among its largest economies in 2000
Nations (listed by the No of No of cities with No of mega-cities (with
size of their economy ‘million 5- 9.99 million 10 million plus
in 2000/2001) cities’ inhabitants inhabitants)
China 90 3 2
Japan 6 2
India 32 3 3
Republic of Korea 6 1
Indonesia 6 1
Turkey 5 1
Iran 6 1
Thailand 1 1
Philippines 2 1
Pakistan 7 1
Saudi Arabia 3
TOTAL FOR ASIA 194 13 10
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S.Rengasamy. Understanding Urbanization & Urban Community Development
More about Urban Environment: Public Territories: are occupied only 1. High density is perceived as
Components of Urban Environment: temporarily and which are available positive at a party and as negative while
Spatial Non- Social almost everyone. (eg. Park, beach) studying
spatial Social density: When groups of 2. High density subjects were more
Personal Noise Prostitution different sizes occupy a space of negative towards their immediate
space constant size. environment than low density subjects.
Territoriality Air Juvenile Spatial density: A same size group 3. For males, the greater the
delinquency occupy different amount of space. classroom density, the more aggressive
Density Water Sociofugal space: Spatial they felt.
Crowding Solid & arrangement that discourages social 4. High density leads to a decrease in
Liquid interaction. interpersonal attraction.
Socio petal space: Spatial Effect of population density on
arrangement that encourages social helping
Personal space: interaction. City residents are less helpful and less
That area around an individual which he Density: informative to strangers than rural
or she feels ownership and control of. The amount of space available for each dwellers in a number of different ways.
Is the bubble or invisible boundary we individual in a defined area. Effects of density on
maintain between ourselves and others. Crowding aggressiveness?
It moves with us wherever we go. A stressful experience in which an Under some conditions, density appears
How much personal space we need and individual feels restricted by high to lead to aggressive behavior, under
how we respond when our personal space density. other conditions; it leads to withdrawal
is invaded? We never like others Environment influences the human as a coping strategy.
“breathing down our necks” we all behavior & human beings in turn Roke and Patterson study a group of
maintain an area around our bodies – influences the environment constant size. It was subjected to
personal space is defined as invisible The effects of density: conditions of both high and low spatial
boundary surrounding each individually, Studies suggest that high density is densities. There were significant
through which most others people should often sufficient to cause social increases in destructive and aggressive
not pass. It moves about with us and has disorganization and physiological ill behaviour as a result of increased
been found to expand and contract, effects among several species. density. Not surprisingly, the negative
depending on the situations in which we A number of studies illustrate that effects of high density were heightened
find ourselves animal populations are unable to adapt if decreased room size was
Functional to high density without destructive accompanied by a decrease in resources
Facilitate communication. Closer personal effects such as fewer toys available.
space is a consequence of increased Calhoun’s study: Constructed an Urban environment
attraction. What happens in (1) in apparatus which can contain some 40 City offers several advantages but what
appropriately close, 2) In appropriately rates. price we pay? Physical and mental
distance, (3) appropriate, personal space? But then population reached eighty, a diseases are higher in the inner city.
Four types of personal space: series of abnormal reactions were Why the psychology of the city is often
1) Intimate distance 0 – 1 ½ feet observed. characterized as cold and unfriendly?
2) Personal distance 1 ¼ - 4 feet 1. Mortality rate of your rates became Vilgram suggested that the seeming
3) Social distance 4 -12 feet extremely high. aloofness and unfriendliness of the city
4) Public distance 12 feet 2. Nest building and maternal behavior dweller may be a defensive responsive
Territoriality: were distributed. to a highly overloaded environment.
Involves the mutually exclusive use of 3. Rates became hyperactive, 1. In urban areas larger number of
areas and objects by individuals or hypersexual, homosexual and events/ stimuli.
groups. cannibalistic. 2. A person cannot respond to all
Types of Territory 4. Physiological disorders such as these events/ stimuli.
Primary Territory: tumors, and abnormalities of the 3. A person cannot respond each
Area of object that is exclusively owned kidney’s liver and adrenal glands person on an individual basis.
or controlled on a permanent basis by an become common. 4. To manage the stimuli / events,
individual or group and is viewed as a Crowding: the individual removes the uniqueness
central part of the individuals’ life. Density is not always negative – density from events and people and responds to
Secondary Territory: is required to create threshold, Cinema them only as classes.
Used by a specific group of people who halls . 5. This leads to depersonalize or de
have less complete control, ownership Crowding: is a subjective condition – individuate the people and events.
and power to regulate, who comes and individual become sensitive to the 6. This depersonalization results in
goes than in the case of primary restrictive aspects of high density. the unfriendliness
territories (eg. Classroom, theatre, seats) Density and interpersonal behavior 7. This depersonalization is often
No trespassing is a common sign 1. Number of people per residence blamed for the lack of altruism.
indicating our territoriality consciousness (inside density) and physical illness, 8. The depersonalization of other
emotional problems and crime are co people eliminates the possibility of
related empathy, and empathizing with person
2. High density is perceived as in distress, is one of the motivating
positive at a party and as negative while forces behind helping behavior.
studying
44