The document outlines the requirements that must be met by organizations seeking authorization from the British Institute of Non-Destructive Testing (BINDT) to conduct certification examinations leading to the Professional Certification in Non-Destructive Testing (PCN) Scheme. It specifies the resources, quality management systems, staff qualifications and training that authorized qualifying bodies (AQBs) must have in place to conduct PCN examinations. AQBs must have appropriate facilities, examination materials, equipment and consumables. They must implement and comply with a quality management system and retain detailed records. Staff involved in examinations must be properly trained and qualified.
The document outlines the requirements that must be met by organizations seeking authorization from the British Institute of Non-Destructive Testing (BINDT) to conduct certification examinations leading to the Professional Certification in Non-Destructive Testing (PCN) Scheme. It specifies the resources, quality management systems, staff qualifications and training that authorized qualifying bodies (AQBs) must have in place to conduct PCN examinations. AQBs must have appropriate facilities, examination materials, equipment and consumables. They must implement and comply with a quality management system and retain detailed records. Staff involved in examinations must be properly trained and qualified.
The document outlines the requirements that must be met by organizations seeking authorization from the British Institute of Non-Destructive Testing (BINDT) to conduct certification examinations leading to the Professional Certification in Non-Destructive Testing (PCN) Scheme. It specifies the resources, quality management systems, staff qualifications and training that authorized qualifying bodies (AQBs) must have in place to conduct PCN examinations. AQBs must have appropriate facilities, examination materials, equipment and consumables. They must implement and comply with a quality management system and retain detailed records. Staff involved in examinations must be properly trained and qualified.
The document outlines the requirements that must be met by organizations seeking authorization from the British Institute of Non-Destructive Testing (BINDT) to conduct certification examinations leading to the Professional Certification in Non-Destructive Testing (PCN) Scheme. It specifies the resources, quality management systems, staff qualifications and training that authorized qualifying bodies (AQBs) must have in place to conduct PCN examinations. AQBs must have appropriate facilities, examination materials, equipment and consumables. They must implement and comply with a quality management system and retain detailed records. Staff involved in examinations must be properly trained and qualified.
CP9 ISSUE 7 - REQUIREMENTS FOR BINDT AUTHORISED QUALIFYING BODIES REV F DATED 23 rd March 2006
ANNEXES Annex A Application for approval as a BINDT Authorised Qualifying Body Annex B Specifications for PCN examination specimens Annex C Minimum equipment holdings for BINDT Authorised Qualifying Bodies
SCOPE This document, which is implemented with effect from 1 February 2001, proscribes the requirements which aspirant and existing BINDT Authorised Qualifying Bodies are to satisfy in order to gain and maintain authorisation to conduct qualification examinations leading to the award by BINDT of PCN certification. Requirements are detailed in respect of facilities, resources, quality systems, staff and records. Prospective AQBs are encouraged to seek advice through the BINDT Certification Services Division at 1, Spencer Parade, Northampton, NN1 5AA. Telephone: 01604 259056, Fax: 01604 231489 or e- mail: pcn@bindt.org Information contained in other PCN documents is not necessarily repeated herein.
ASSOCIATED DOCUMENTS CP10 Procedure for the conduct of BINDT assessments CP19 Informal access by third parties CP22 Grading PCN Practical Examinations PSL/8A List of published PCN documents PSL/9 Numbering of PCN certificates (restricted to BINDT and AQB staff) PSL/26 Certification categories PSL/30 Log or pre-certification experience PSL/31 Use of the accreditation mark, the PCN logo, and reference to PCN PSL/33 PCN wallet cards - verification of photographic likeness PSL/35 Charges for certification services PSL/42 Log for recording pre-certification on-the-job training PSL/44 Vision requirements (for candidates and certificate holders) PSL/50 Policy (restricted to BINDT and AQB staff) PSL/51 Acceptable qualification and certification for supervision of candidates PSL/55 Extension of latest retest date PSL/57 Standard application form
CP9 issue 7 rev F page 2 of 11 23 rd March 2006 CONTENTS 1. INTRODUCTION AND DEFINITION OF TERMS 2 2. EXAMINATION RESOURCES REQUIRED 3 2.1. Staff 3 2.2. Premises 5 2.3. Examination questions 5 2.4. Examination Specimens 5 2.5. Test equipment 6 2.6. Consumables 6 2.7. Security 6 3. QUALITY MANAGEMENT SYSTEMS 7 3.1. General 7 3.2. Management review 7 3.3. Quality system 7 3.4. Document and data control 8 3.5. Candidate eligibility and identification 8 3.6. Conduct of PCN examinations 9 3.7. Consistency of PCN examinations 10 3.8. Grading of PCN examinations 10 3.9. Control of inspection, measuring and test equipment 11 3.10. Non conformity 11 3.11. Preventive action 11 3.12. Control of quality records 11 3.13. Internal quality audits 11 1. INTRODUCTION AND DEFINITION OF TERMS 1.1. The British Institute of NDT (BINDT) is an Accredited Certification Body operating the PCN Scheme in accordance with the provisions of a range of international and European standards. 1.2. Certification policy is overseen by an Advisory Board, widely representative of industry, and the PCN Scheme is administered by a Management Committee in accordance with the policy agreed by the Advisory Board. 1.3. The Management Committee is responsible for setting, maintaining and reviewing competency standards at applicant and approved Authorised Qualifying Bodies (AQB) and will report to the Advisory Board on the justification for allowing any particular AQB to conduct PCN qualification examinations. 1.4. BINDT requires assurance at all times that AQBs are conducting examinations correctly and consistently, and this document sets out the conditions of initial and continued approval of organisations conducting examinations within the PCN Scheme. 1.5. The following terms and definitions will be used in this document. 1.5.1. BINDT: Any reference to BINDT, in the context of this document, means the Certification Services Division of the British Institute of NDT. 1.5.2. Authorised Qualifying Body (AQB): An organisation approved by BINDT following a successful formal audit to conduct and administer PCN examinations strictly in accordance with published requirements. Note: Prior to the issue of this document, an AQB was referred to as a Test Centre. CP9 issue 7 rev F page 3 of 11 23 rd March 2006 1.5.3. Examination Centre: A location where PCN examinations will be carried out strictly in accordance with published requirements under the supervision of an authorised examiner. An examination centre may be situated at an NDT personnel employer's facility or an AQB. 1.5.4. Supplier: The organisation approved by BINDT to provide authorised PCN examinations or BINDT accredited training to qualify PCN candidates. 1.5.5. Co-ordinator: A person appointed by an approved AQB and authorised by BINDT to control and administer PCN examination(s) conducted under the auspices of the AQB. A Co- ordinator need not possess current valid certification, but should have a level of knowledge or experience in non-destructive testing which is acceptable to BINDT. 1.5.6. Examiner: An individual certificated to level 3 in the method and sector for which he or she is to conduct, supervise and grade PCN examinations and who is authorised so to do by BINDT on the basis of an acceptable curriculum vitae after having received appropriate training by the AQB. All level 3 certificated and BINDT authorised examiners are permitted to mark and grade any PCN level 3 Basic Examination, irrespective of whether they hold the certification for the sector/method concerned, since the content of the Basic Examination is common, regardless of the scope of the intended Main Method examination. 1.5.7. Invigilator: An individual trained by the AQB in the process of examination invigilation to BINDT requirements, particularly with respect to the points to be observed during a practical examination. Invigilators, who will be named as such within the AQB quality documentation and on the AQB approval certificate, are authorised by the AQB Co-ordinator and supervised by an examiner. The term supervised, in this context, means that invigilation is effectively controlled by an authorised examiner who is available and contactable by the appointed invigilator at all times when PCN examinations are being conducted. 1.5.8. BINDT Accredited Training Organisation (ATO): An organisation assessed and approved to provide specified BINDT validated training courses for personnel intending to attempt a PCN or other specified examination. 1.5.9. Trainer: An individual trained and authorised by an ATO to lecture in a BINDT validated training course. Such individuals will hold relevant certification at the same or higher level to the training which they are authorised to provide. 1.5.10. Product: Interpreted to mean examination material (practical specimens and questions), equipment and consumables for use in PCN examinations. 1.5.11. Examination: The evaluation, by written and/or practical tests, of the competence of an individual to apply a defined non-destructive testing process. 1.5.12. Customer or client: The individual or organisation paying examination fees. 1.5.13. Appropriately qualified person: An individual carrying out supervision of candidates for certification holding EN473 or ISO9712 compliant certification issued by a BINDT recognised certification body meeting the requirements of EN 45013. The certification concerned must cover the same NDT method and industry sector as that certification which is the subject of surveillance. Where there are insufficient appropriately qualified persons in a country outside of the United Kingdom to satisfy the requirement, supervision of PCN candidates may be carried out by persons holding relevant qualification and/or certification issued by an agency independent of the employer of the supervised candidate. BINDT AQBs should obtain the prior approval of BINDT before accepting qualification or certification awarded by an employer. 1.5.14 PCN logo: That mark shown at figure 1A or that mark shown at figure 1B in PSL/31 1.5.15 Certification Body Accreditation Mark: The mark, shown in figure 2 and figure 3 in PSL/31 2. EXAMINATION RESOURCES REQUIRED 2.1 Staff 2.1.1 General 2.1.1.1 All AQB staff involved in any aspect of the administration or conduct of PCN examinations shall be appropriately trained and qualified for their functions within the organisation. CP9 issue 7 rev F page 4 of 11 23 rd March 2006 Records of training and qualifications shall be made available to BINDT appointed assessors at initial and surveillance audits. 2.1.2 Management 2.1.2.1. The AQB shall nominate for PCN approval an employee of the AQB who shall be known as the PCN Co-ordinator and who shall be responsible for the control and administration of the quality system and be the primary contact between the AQB and PCN. Being the PCN Co- ordinator need not preclude the individual from holding another appointment within the organisation. 2.1.2.2. The primary function of the PCN Co-ordinator is to ensure that the AQB at all times complies with the requirements of BINDT and that the AQB evolves and implements appropriate systems and procedures so as to ensure the consistency of PCN examination standards. 2.1.2.3. It is required of the PCN Co-ordinator that he inform BINDT of any abuse of the PCN Scheme of which he may become aware, as well as AQB non-compliance and corrective action. All instances of non-compliance with requirements shall be recorded. 2.1.3. Examination Personnel 2.1.3.1. PCN examinations shall be conducted only by those personnel named in the AQB quality system and on the AQB authorisation as examiners. Existing PCN examiners are required to maintain their curriculum vitae, and to provide BINDT with an up to date copy upon request. 2.1.3.2. AQBs will not directly involve in PCN examinations sub-contract examiners or invigilators, or any other sub-contract personnel, where such personnel have access to examination material, if their other employment is such as to threaten the impartiality of the examination process or to significantly threaten the security of PCN Scheme examination material. 2.1.3.3. AQBs may not conduct examinations for candidates employed by the same organisation that owns the AQB, or who are employed by an organisation having a commercial interest in the AQB. 2.1.3.4. The AQB shall appoint a PCN level 3 certificated individual who shall be responsible for the provision of all facilities for examination, and for the preparation, conduct and standards of examination and who shall be designated Chief Examiner on the AQB's certificate of authorisation. 2.1.3.5. The AQB shall permit only those personnel named in the BINDT approved quality management system and on the AQB authorisation as examiners or invigilators to supervise the conduct of PCN examinations. Invigilators of practical examinations shall hold relevant PCN certification (or certification recognised by BINDT), otherwise, the AQB shall demonstrate to the satisfaction of BINDT that the invigilator has received appropriate training in the points to be observed and recorded during practical examinations. 2.1.3.6. Examination staff are required to declare any interest in any candidate in whose examination they are involved in any capacity. An examiner or invigilator is prohibited from direct involvement in any examination of a candidate in whom they may have an interest by virtue of: 2.1.3.6.1. having a common employer - now or within the preceding two years; 2.1.3.6.2. having provided training within the preceding two years except, in the case only of an invigilator, with specific written dispensation from the Scheme Manager or deputy; 2.1.3.6.3. being employed by an organisation which has an interest in the outcome of examinations; 2.1.3.6.4. any other circumstance which may potentially threaten impartiality. 2.1.3.7. Administrative and examination staff shall be designated as such in the quality management system, and shall be provided with terms of reference and/or a job description. They shall be able to demonstrate familiarity with all requirements, rules and regulations relevant to their tasks, and the AQB quality management system shall define how they are trained in those tasks and the system for recording such training. 2.1.3.8. The AQB quality management system shall detail the measures, such as delegation of responsibilities for management and administration, to be taken in the absence of key staff. CP9 issue 7 rev F page 5 of 11 23 rd March 2006 2.2 Premises 2.2.1. The AQB must provide quiet examination rooms supplied with all necessary services (heat, power, lighting, etc.), and all facilities provided shall comply with all relevant statutory health and safety legislation requirements. 2.2.2. Examination invigilators must ascertain that the examination conditions are to the satisfaction of all candidates prior to the commencement of PCN examinations. This includes provisions for acceptable levels of comfort (lighting, temperature etc). 2.2.2.1. This may be achieved verbally or by the prominent positioning of a notice in the examination room which states that it is the candidate's responsibility to inform the examination invigilator if they feel that the prevailing conditions are such that they may adversely affect the examination result. 2.2.2.2. In the event that, after an examination has started, examination conditions deteriorate to a level below that required by BINDT, the examination must be terminated or suspended and not restarted until such time as the conditions are restored to a standard conducive to maintaining the candidate's concentration and to the conduct of PCN examinations. 2.2.3. Where premises are shared between training and examination, there shall be no joint usage of the facilities, i.e. examinations shall not take place whilst the facilities are being used for training or vice versa. 2.2.4. Where the AQB offers PCN examinations at one or more remote examination centres on a permanent or frequent basis, there shall be a documented procedure covering the conduct of examinations at each examination centre. This procedure will address all of the requirements contained within this document and will be subject to audit on site at the discretion of BINDT. 2.3. Examination questions 2.3.1. BINDT provides a central bank of validated multi-choice examination questions from which centrally issued examination papers are constructed. All AQBs are required to contribute questions, which shall subsequently be validated and added to the central question bank. 2.3.2. Where the central question bank does not provide validated questions of sufficient quantity or quality, the AQB is required to hold a minimum of twice the number of examination questions specified for any examination it is authorised to conduct. 2.3.3. An AQB shall detail the means of procurement, production and maintenance of up to date examination questions for approval by BINDT, including marking schemes for questions and instructions, where the central provision does not presently cover a PCN examination for which the AQB seeks or holds authorisation. Where examination papers are constructed by the AQB, there shall be a documented procedure for ensuring that such examination papers adequately reflect the PCN published examination syllabus. 2.3.4. Once approved for PCN examinations, examination material shall be used for no purpose other than PCN examinations. No questions which have been used for training purposes during the preceding twelve months shall be utilised within PCN examinations. 2.3.5. There shall be a documented AQB procedure for a system by which candidate's replies to examination questions are periodically reviewed in order to detect those questions which consistently elicit incorrect answers from candidates. This procedure will require BINDT to be notified of any such examination questions. 2.4. Examination Specimens 2.4.1. The minimum number of practical specimens to be available for each permanently established examination centre operated by an AQB that will enable the conduct of examinations for a stated maximum number of candidates at any examination sitting is specified in Annex B to this document. Examination specimens shall meet the relevant specification (where one exists) before use in PCN examinations. 2.4.2. Where an appendix does not yet exist for a particular category of examination specimens, the AQB shall provide for BINDT approval a list of specimens proposed for use, including a description of each, and shall not conduct examinations in the category concerned until authorisation has been issued. CP9 issue 7 rev F page 6 of 11 23 rd March 2006 2.4.3. Once approved for PCN examinations, examination specimens shall be used for no purpose other than PCN examinations. No specimens which have been used for training purposes during the preceding twelve months shall be utilised within PCN examinations. 2.4.4. A list of PCN examination specimens and their disposition shall be submitted to BINDT during initial authorisation and, subsequently, upon request. All reductions and any significant increase in examination specimen holdings must be reported to BINDT in writing. During assessment and surveillance visits, BINDT assessors will select specimens at random and audit for compliance with requirements. 2.4.5. Each practical specimen shall be uniquely identified by an appropriate permanent marking to ensure that it is completely traceable. Such marking shall not interfere with the practical NDT of the specimen and shall, wherever practicable, be concealed from the candidate whilst the specimen is being used for examination. 2.4.6. The AQB quality management system shall document procedures for the procurement, production, maintenance, rotation, disposal and introduction of new examination specimens. BINDT may at any time require AQBs to remove from service a particular test specimen, or to obtain or procure and introduce specimens with specific natural or artificial flaws. 2.4.7. There shall be a documented procedure for the production of master reports of flaws in each specimen. The master report shall be based only on the method and the particular technique to be applied to the specimen by examination candidates. 2.4.8. All examination specimens, in order to gain BINDT approval, must be evaluated independently by two personnel holding relevant valid level 2 certification. Where there is significant disagreement between the two evaluations concerning defect content, location and/or characterisation, the exercise shall be repeated until there is agreement in the result. From these separate evaluations, a master report will be generated and this will be signed by the AQB Chief Examiner initially and at each review. Records of such evaluations will be maintained for a minimum of ten years beyond the date when the specimen ceases to be used for PCN examinations. 2.4.9. The AQB shall have in place a procedure whereby examination specimen master reports are periodically reviewed against actual reports produced by examination candidates. If a significant number of candidates fail to correctly report any defects in the specimen, it is to be re-evaluated for suitability as a PCN examination specimen. 2.5. Test equipment 2.5.1. The AQB shall hold sufficient relevant test equipment, probes, reference blocks, calibration blocks, etc., to enable the conduct of PCN examinations for a stated number of candidates at any one practical examination sitting. Minimum equipment holdings for AQBs are detailed at Annex C. Details of designated examination equipment must be submitted to BINDT upon request. 2.5.2. The AQB shall, as far as practicable, maintain all such equipment in a serviceable condition and provide for its maintenance and overhaul as necessary. 2.5.3. Existing AQBs are to record any changes in equipment holdings. If a significant reduction in equipment holdings is planned, this may result in a change in the scope of AQB authorisation and must be notified to BINDT beforehand. 2.6. Consumables 2.6.1. The test centre shall ensure an adequate supply of all consumable materials necessary for PCN examination requirements. A documented procedure is required to ensure that consumables are properly disposed of strictly in accordance with any appropriate COSHH regulation. 2.6.2. Maintenance of process capability for processes involving consumable materials (e.g. liquid penetrants, magnetic inks, radiographic processing chemicals) is to be covered by a process control procedure. 2.7. Security 2.7.1. Examination materials, including questions and practical specimens, and information on candidates, require handling with a high degree of security, confidentiality, integrity and CP9 issue 7 rev F page 7 of 11 23 rd March 2006 impartiality. If data at AQBs are computerised, a documented procedure shall cover, as a minimum, general security, authorisation for access, and measures to prevent loss of hard copy and/or computerised data. 2.7.2. Only authorised personnel from the AQB and BINDT representatives authorised in writing by BINDT shall have access to examination material and records. 2.7.3. Secure lockable storage facilities shall be provided for all examination material including questions, answers, specimens and techniques. These must be located in an area to which candidates do not have unsupervised access. A secure facility for the retention of candidates' records and results shall also be provided. 2.7.4. Where examination material is stored at a location not under the constant supervision of AQB staff, e.g., at a site remote from any permanently established and staffed examination centre, the AQB shall notify BINDT Certification Services Division management of the location and measures in place to safeguard the security and confidentiality of examination material. BINDT reserves the right to audit such storage facilities and to direct that specific measures be in place to safeguard security and confidentiality. 3. QUALITY MANAGEMENT SYSTEMS 3.1. General 3.1.1. The AQB shall provide BINDT with formal quality management system documentation (and maintain this documentation up-to-date) detailing the scope of examinations, and applicable management and staff structures, together with documentation detailing its facilities, equipment, specimens, control arrangements and procedures, which shall be shown to comply fully with these requirements and be adequate to maintain a consistent standard of PCN examination. The documented quality system shall include a statement of the AQB's safety policy and shall also include terms of reference for staff. 3.1.2. The quality management systems requirements are those of the current edition of the international standard (ISO 9001 : 2000 requirements will be mandatory by December 2003). Appropriate interpretations of the requirements of the international standard, where needed, are provided in the following text. 3.2. Management review 3.2.1. The AQB is required to document and implement a procedure for a management review, conducted at least annually, covering all aspects of its quality system to ensure continuing compliance with these requirements. The agenda for the management review meeting (which shall be recorded in minutes - with actions allocated where appropriate) shall include but not be limited to the following: 3.2.1.1. Overall quality performance 3.2.1.2. Results of external audit 3.2.1.3. Results of internal audit 3.2.1.4. Effectiveness of corrective and preventive action 3.2.1.5. Complaints 3.2.2. Records of internal audit and management review shall be retained for not less than seven years. 3.3. Quality system 3.3.1. The AQB shall devise and maintain a fully documented quality system, including operating procedures, covering all aspects of the organisation and control of PCN examinations. The intent of the quality system shall be to ensure the effective control of, and consistency within, the examinations conducted on behalf of BINDT. The quality system shall cover each of the elements of the international standard as well as specific requirements for the BINDT authorisation of AQBs. The latter will cover, as a minimum, the following: 3.3.1.1. AQB organisation: 3.3.1.1.1. Co-ordinators duties and responsibilities; CP9 issue 7 rev F page 8 of 11 23 rd March 2006 3.3.1.1.2. Chief examiner's duties and responsibilities; 3.3.1.1.3. Examiner's duties and responsibilities; 3.3.1.1.4. Invigilator's duties and responsibilities; 3.3.1.2. Staff training and qualifications; 3.3.1.3. Examination facilities, including premises, specimens and equipment; 3.3.1.4. Examination procedural data: 3.3.1.4.1. conduct of examinations 3.3.1.4.2. grading of examinations 3.3.1.4.3. examination records; 3.3.1.4.4. consistency of examination standard; 3.3.1.5. Security (of specimens, records and information); 3.3.1.6. Facilities for visiting representatives of BINDT. 3.4. Document and data control 3.4.1. The AQB shall establish and maintain a procedure to control all documents essential to the provision of an AQB service, e.g., PCN documents, quality system, standards and specifications. 3.4.2. A procedure will ensure that staff can readily ascertain from a master list the current status of any document in use. Superseded or withdrawn documents shall be destroyed or, if retained for historical reasons, shall be clearly stamped "SUPERSEDED or "WITHDRAWN". 3.4.3. Responsibility for embodiment of changes to documentation shall be allocated within the quality management system, and a documented procedure must ensure that relevant personnel are aware when change has occurred. 3.4.4. The AQB Co-ordinator shall ensure that all necessary technical and procedural data is available to enable staff to comply with requirements. 3.4.5. The AQB shall devise all necessary procedures for the adequate control of PCN examinations for which it is authorised, and shall ensure that such procedures are implemented by all appropriate staff. 3.4.6. The AQB Co-ordinator is required to advise BINDT of any apparent error or discrepancy in PCN documentation. 3.4.7. The AQB Co-ordinator will ensure the correct use of the PCN logo and the certification body accreditation mark, as detailed in PCN document PSL/31, on any internal documents or other devices originated within the organisation. 3.5. Candidate eligibility and identification 3.5.1. The AQB will have a documented procedure for ensuring that candidates satisfy all requirements, particularly in terms of examination eligibility and identification, which includes a minimum of 5% verification of experience and supervision information provided by the candidate. The procedure will detail, but not be limited to, the following points: 3.5.1.1. Registration. Candidates will complete and submit prior to examination a correctly completed standard application form (PSL/57). 3.5.1.2. Pre-certification training (see PSL/42). For level 1 and level 2 candidates, AQBs should require evidence of satisfactory completion of a course of training conducted by an ATO to the relevant PCN syllabus. Where additional on-the-job training supplements the approved training, AQBs may accept a signed declaration from the applicant, endorsed by his employer, that this has been carried out, but should implement a system of random checks to verify such statements. 3.5.1.3. Pre-certification experience (form PSL/30 may be used for recording experience), including supervision by an appropriately qualified person (form PSL/51 provides guidance on CP9 issue 7 rev F page 9 of 11 23 rd March 2006 acceptable qualification and certification of persons providing supervision of PCN candidates). 3.5.1.4. Annual vision test (see form PSL/44) 3.5.1.5. Identification of candidate: For those candidates already in possession of a centrally issued PCN wallet card, AQBs must request sight of this to confirm the candidate's bona fides. If a candidate cannot produce a wallet card or photographs, then the AQB must either be in a position to offer a passport photograph service, or refuse examination until such photographs are supplied and can be attached to a new wallet card, signed by the candidate, for transmission to PCN with the result notice. In the latter case, the AQB must be in a position to witness that the supplied photographs are of the individual attending for examination, and must witness the individual signing the reverse of the photographs or must ascertain (using of PCN form PSL/33) that the signature on the reverse of the photographs is the same individual attending for examination. 3.6. Conduct of PCN examinations 3.6.1. The AQB shall have in place an operating procedure which ensures that candidates are, at all times during examination, closely supervised by a suitably qualified and authorised examiner or invigilator who will ensure that no candidate is permitted an unfair advantage or to collude with other candidates. 3.6.2. A procedure for invigilation is to be covered in the AQB quality system, and is to define appropriate training in invigilation techniques including, where necessary, specific points to be noted during practical examinations. An invigilator need not be an examiner, but must: 3.6.2.1. be appropriately qualified if invigilating practical examinations; 3.6.2.2. required to ensure that secure examination conditions are maintained at all times; 3.6.2.3. ensure that any infringement of examination conditions by any candidate is recorded, and reported without delay to the Chief Examiner or PCN Co-ordinator; 3.6.2.4. declare an interest in any candidate. 3.6.3. A PCN examination may be interrupted or curtailed provided, in the opinion of the responsible Examiner or Invigilator, a valid reason exists. In the event of an interrupted or curtailed PCN examination the AQB Co-ordinator shall advise BINDT of the interruption or curtailment. 3.6.3.1. In the event that a PCN examination is suspended or interrupted by the AQB before completion, the candidate may return to complete the examination without further charge at the same AQB within thirty days of the commencement of the original examination. 3.6.3.2. Any completed examination parts may be held over pending re-commencement, but shall not be marked (and the candidate shall not be given any indication of the result) until such time as all examination parts are completed. 3.6.3.3. Any part completed examination papers shall be retained with the candidates file as an examination record, but shall not be considered as a part of the completed examination. In respect of any part not completed, the candidate shall be given an entirely different paper upon re-commencement. 3.6.3.4. In the event of a subsequent re-examination, the earliest date allowable for the re- examination shall be calculated from the date of examination re-commencement. 3.6.4. All staff involved with examinations shall ensure that no examination material is removed by any candidate. This includes any rough notes, sketches etc. that the candidate may have made during the examination. 3.6.5. The use of programmable calculators is prohibited in PCN examinations, as is the use of digital NDT equipment with storage facilities - unless the equipment concerned is of a type authorised by BINDT and which is inspected by AQB staff before and after use in an examination. 3.6.6. There shall be a documented procedure which ensures that all candidates are adequately prepared on the day of the examination. This will cover, as a minimum, provision of correct examination papers, codes and standards, examination equipment and materials, information on breaks during examination and the consequences of cheating. CP9 issue 7 rev F page 10 of 11 23 rd March 2006 3.6.7. An extension of up to 25% is authorised in the time allowed in PCN written examinations for candidates suffering from conditions such as dyslexia who are likely to experience difficulty in completing examinations in the published time allowed. AQBs may allow this additional time at their discretion provided traceable documentary evidence of the condition is retained with the examination records. Arrangements should also be made for an examiner to be present in order to supplement the written examination with oral questions if necessary to establish that the candidate has a firm grasp of the topic being examined. 3.6.8. Candidates shall be prohibited from using red ink or correction fluid when completing PCN examination papers. Candidates will be required to initial beside any corrections they may make on examination papers. In the event that a candidate does use red ink, AQBs should take effective steps to ensure that the responsible examiners remarks and annotations are made in a manner that will not result in confusion in the event that a PCN moderator or assessor should audit the examination in question. 3.6.9. Mobile phones and other electronic communications devices are a potential source of cheating and may disturb other candidates if they should be activated during examinations. Consequently mobile phones and any other electronic communications devices shall be barred from written and practical examination facilities when PCN examinations are being conducted. 3.7. Consistency of PCN examinations 3.7.1. The AQB is to make every effort to ensure that its standard of PCN examination(s) is consistent and at all times complies with requirements. 3.7.2. The examination system is to be defined by written procedures which shall include a documented system for the periodic double scrutiny or moderation of random samples of candidates' examination papers. The procedure for double scrutiny should be such that the first examiner is unable to forecast when double scrutiny will occur. 3.7.3 Any significant difference between the initial marks awarded and those awarded by the second examiner or moderator shall be investigated and appropriate action taken within the AQB system to restore consistency. 3.7.4 When double scrutiny or moderation takes place, it is to be recorded on the candidate's AQB records and on the examination result notice. 3.7.5 The double scrutiny or moderation must take place before the candidate is informed of examination results. Any discrepancy discovered after the results have been sent out shall not be cause to change the "published" result, unless a particular examination result has been investigated in the course of a formal BINDT appeals procedure. 3.7.6 The AQB is to ensure that a candidate is not given the same examination paper in any subsequent examination he may take. This will include re-examination and recertification examination(s). 3.8. Grading of PCN examinations 3.8.1. Marking schedules for all possible solutions are to be produced for all narrative answer questions and are to include key points and marks for answers. These shall be prepared by an authorised Examiner with appropriate certification, and shall be approved and signed by the Chief Examiner. 3.8.2. The conduct of practical examinations is to be defined by written procedures which shall include assessment and marking schedules for all possible solutions, observation of the candidate for compliance with safety notes and notices, and selection and correct usage of test equipment. Practical examination marking schedules shall be prepared by an authorised Examiner with appropriate certification, and signed by the Chief Examiner. 3.8.3. AQBs will grade PCN practical examinations according to the provisions of CP22. 3.8.4. All PCN level 3 examinations are to be independently marked by two Examiners. 3.8.5. All examination marking is to carried out using red ink. 3.8.6. Examination results notices shall be posted to the BINDT Certification Records Office, the candidate and the individual paying the examination fee not later than 21 days (though it is desirable that this period shall be less than 7 days) from the date of the examination and, in CP9 issue 7 rev F page 11 of 11 23 rd March 2006 the case of failure in the examination, should include an explanation of the reason for failure which is useful to the candidate in preparing for re-examination. The results notice will serve as a recommendation to BINDT to certify competence. 3.8.7. BINDT reserves the right to require further evidence of competence before issuing a PCN certificate. 3.9. Control of inspection, measuring and test equipment The AQB shall establish and maintain a documented calibration procedure for all inspection, test and measuring equipment, traceable to national standards where these exist. Such procedures shall include details of equipment type, identification, location, frequency of checks, method of check, allocation of responsibility and actions to be taken when results are unsatisfactory. 3.10. Non conformity All instances of non-conformity with BINDT or PCN requirements are to be reported by the AQB to BINDT, together with intended corrective actions. 3.11. Preventive action In the event that the AQB discovers the potential for non-conformity, the Co-ordinator is to advise BINDT and propose appropriate preventive action. 3.12. Control of quality records 3.12.1. The AQB is required to maintain for at least seven years comprehensive records as evidence of compliance with these requirements. Such records shall include, but not be limited to, results of: 3.12.1.1. continuous monitoring and internal audit; 3.12.1.2. staff re-appraisal; 3.12.1.3. equipment maintenance reviews and recalibration; 3.12.1.4. periodic reviews of marking schemes, procedures and documentation. 3.12.2. The AQB is also required to maintain comprehensive examination records (including precise details of which questions each candidate was set for each initial examination and re- examination) in secure lockable storage. Except for radiographs produced by candidates in radiography examinations, which must be retained for at least one year, examination records shall normally be retained for a period of 11 years but, in any case, shall not be disposed of without prior consultation with BINDT. 3.12.3. All records shall be available for scrutiny by authorised BINDT representatives. 3.12.4. In the event that an AQB ceases trading, or where authority to conduct PCN examinations is relinquished or withdrawn, all PCN examination records will become the property of BINDT. 3.12.5. Records may be in the form of any type of media, such as hard copy or electronic media. 3.13. Internal quality audits 3.13.1. The AQB is required to devise and implement a system of continuous monitoring and periodic internal audits of all aspects of PCN examination procedures. 3.13.2. The AQB quality management system will include a documented schedule for internal audit which will cover the whole of the quality system at least once in each calendar year.