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(iv) Mechanisms of propagation of HGT elements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .21 HGT in contemporary organisms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .21 (i) Methods used to detect HGT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .21 (ii) Levels of HGT in contemporary organisms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .22 (iii) Genes susceptible to HGT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .22 (iv) Relationships between HGT and an organisms life-style . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .22 (v) Selshness of mobile elements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .23 HGT and evolution . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .23 (i) HGT and the beginning of life on Earth. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .23 (ii) HGT and the tree of life . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .23 (iii) HGT and bacterial species . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .23 (iv) HGT, CRISPR-Cas, Lamarckism, and Darwinism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .24 CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .24 ACKNOWLEDGMENTS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .24 REFERENCES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .24 SUMMARY Bacterial genomes are remarkably stable from one generation to the next but are plastic on an evolutionary time scale, sub- stantially shaped by horizontal gene transfer, genome rear- rangement, and the activities of mobile DNA elements. This implies the existence of a delicate balance between the mainte- nance of genome stability and the tolerance of genome insta- bility. In this review, we describe the specialized genetic ele- ments and the endogenous processes that contribute to genome instability. We then discuss the consequences of ge- nome instability at the physiological level, where cells have harnessed instability to mediate phase and antigenic variation, and at the evolutionary level, where horizontal gene transfer has played an important role. Indeed, this ability to share DNA sequences has played a major part in the evolution of life on Earth. The evolutionary plasticity of bacterial genomes, cou- pled with the vast numbers of bacteria on the planet, substan- tially limits our ability to control disease. INTRODUCTION B acteria are ubiquitous, extremely numerous, and essential planetary life-forms. It has beenestimated that there are about 5 10 30 bacteria on earth, with the majority residing in oceanic and terrestrial subsurfaces, the open ocean, and soil (1). Bacteria canalsobe foundwithinandonthe surfaces of other organisms, as symbionts or pathogens. Bacteria play important roles in the en- vironment and the ecology of the planet as well as in the evolution of living organisms (by their physical interactions with these or- ganisms and by distributing genetic information by horizontal gene transfer [HGT]). Maintaining the right balance between genome integrity and in- stability is essential for the survival of organisms and their offspring. Bacterial chromosomes are complex and dynamic, characteristics that give exibilitytothe genome (2, 3). Genome instabilitycanresult frompoint mutations or fromgenome rearrangements such as dele- tions, duplications, amplications, insertions, inversions, or translo- cations. This review concentrates on instabilities brought about by genome rearrangements and does not discuss the acquisition of ge- netic information on whole replicons (such as plasmids). Some of these mutations can be silent, while others can lead to phenotypic variation, evolution, and speciation. Deletions, duplications, inser- tions, and amplications change the amount of information con- tained in the genome. Inversions, deletions, insertions, and translo- cations candisrupt genes. Most forms of genome rearrangement also result in the appearance of new sequences at the sites of the events. Thesenewjunctions havethepotential toalter thefunctionor expres- sion of proteins. Finally, rearrangements can inuence the structure of the chromosome, with indirect effects on phenotype (4). For ex- ample, a large inversion in the chromosome of Escherichia coli can have dramatic effects on cell viability (5, 6). Bacteria possess var- ious mechanisms to repair DNA damage. Some of these repair mechanisms, such as nonhomologous end joining (NHEJ) and translesion bypass replication, are mutagenic. Mutagenesis is nec- essary for adaptation to changing environments and for bacte- rial evolution, which is signicantly dependent on the potential for genetic instability and horizontal gene transfer. Additionally, specic genome instability can be at the origin of regulatory path- ways, as in the case of phase and antigenic variation. Restriction- modication (RM) systems and the CRISPR-Cas system (com- prising clustered regularly interspaced short palindromic repeats [CRISPR] and CRISPR-associated [Cas] proteins) also use ge- nome instability toprotect bacteria against invasionby phages and mobile elements. Genome instability is also used by pathogenic bacteria to facilitate host infection without being attacked by im- mune systems. Some instabilities are programmed, whereas oth- ers are random. They can be the result of specialized genetic ele- ments and/or of the action of endogenous pathways of DNA metabolism. This review focuses mainly on natural chromosomal instability in bacteria. We rst describe specialized genetic ele- ments that mediate genome instability. We then report how en- dogenous processes themselves can create genetic instability by homologous or illegitimate recombination. Finally, we analyze two remarkable consequences of genetic instability in bacteria: phase and antigenic variation and horizontal gene transfer. INSTABILITY MEDIATED BY SPECIALIZED GENETIC ELEMENTS There are several kinds of specialized genetic elements playing a role ingenomic instability. We rst describe a number of mobile elements (insertionsequences [ISs], miniatureinverted-repeat transposableel- ements [MITEs], repetitive extragenic palindromic [REP] sequences, bacterial interspersed mosaic elements [BIMEs], transposons, trans- posable bacteriophages, andgenomic islands), inteins, introns, retro- elements, and integrons. We then present two genetic elements that control the stability of mobile elements: postsegregation killing sys- tems and the CRISPR-Cas system. Darmon and Leach 2 mmbr.asm.org Microbiology and Molecular Biology Reviews
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Mobile Elements Studies on spontaneous mutations led to the discovery of trans- posable elements (7). They are found in every kingdomof life, but in bacteria, they are often more abundant in cells living in extreme environments (811). Transposable elements are DNA sequences with dened ends that can move locus within and between ge- nomes by means of excision and integration reactions that are independent of homologous recombination. To be mobile, most transposable elements have short terminal inverted repeats (IRs) and use transposases that recognize and process the ends of the elements (Fig. 1). Transposable elements often duplicate the tar- get sequence in which they integrate, creating a short direct-repeat sequence called a target site duplication. Selection of the target site is a function of the transposase and differs at the level of sequence specicity and stringency. The target sites of some elements are very specic (as is the case for Tn7 [12]), whereas other elements display little target specicity (e.g., Tn5 [13]). Despite their ubiquity, transposable elements are not the only forms of mobile DNA in bacteria. The characteristics of these elements can overlap and intertwine, and mobile ele- ments often invade each other. Therefore, some of these ele- ments can be difcult to categorize. In addition to plasmids (which are mobile but are not discussed in this review), there are various main groups of bacterial elements that are poten- tially mobile (Fig. 1; see also Fig. 2 and 3): ISs, MITEs, REP sequences, BIMEs, transposons (including integrative conju- gative elements [ICEs]), transposable bacteriophages, and, to some extent, inteins, introns, homing endonucleases, and ret- roelements (see Inteins, Introns, and Retroelements, below). All mobile elements need to regulate their mobility to avoid excessive mutagenesis, which would be detrimental for the cell. Insertion sequences. An IS is a relatively small (0.7- to 2.5-kb) DNAsegment. It contains one or two openreading frames (ORFs) encoding only proteins responsible for functions involved in its mobility (a transposase) and is bounded by short terminal IR se- quences (Fig. 1A) (1416). Insertion of an IS will always change the host genome, whereas excision of an IS can either restore the chromosome to its original state or create a mutation. Table 1 lists some examples of IS-mediated alterations in bacterial genomes. Insertion of an IS in a chromosome changes the genome of the host organism, as it adds the transposase gene(s) and often dupli- cates a target sequence, creating a direct repeat. Additionally, in- sertion of an IS can modify the expression of some host genes. The disruption of a gene or its regulatory sequence can lead to gene inactivation. Depending on the gene that is inactivated, the direct or indirect cellular consequences of the IS insertion can vary from advantageous to deleterious. On the other hand, an IS inserting upstream of a gene can activate the expression of this gene in any FIG 1 Schematic organization of different transposable elements inserted into a genome. (A) Organization of a typical IS (represented as a rectangle). It contains a single open reading frame (sometimes two), encoding the transposase, that extends within the right inverted repeat (IRR). The transposase promoter (P) is partially localized in the left inverted repeat (IRL). DR is the target fragment that has been duplicated to become a direct repeat following the insertion of the IS. (B) Organization of a typical MITE. (C) Organization of a typical transposon. Long terminal inverted repeated (IR) sequences surround function modules of genes. (D) Organization of a typical composite transposon. A chromosomal sequence is transposed together with two IS elements that surround it (here ISs are in a direct orientation, but they can be inverted). At least one of the transposases needs to be active. The internal DR of the IS elements can be absent. (E) Organization of a typical conjugative transposon (or ICE). The element contains inverted repeats surrounding various modules of genes for maintenance (recombination), regulation, and dissemination (conjugation) and some accessory proteins. A conjugal origin of transfer, oriT, is situated in the dissemination module. (F) Schematic organization of Mu, a typical transposable bacteriophage. Mu is delimited by inverted repeats. The element contains various modules of genes for regulation, transposition, lysis, and head and tail proteins. The G region is invertible, enabling the synthesis of different tail ber proteins. Bacterial Genome Instability March 2014 Volume 78 Number 1 mmbr.asm.org 3
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of the several ways described below. Again, the consequences of this activation can be diverse, from benecial to lethal. Transcrip- tion of a gene within an IS can carry on outside the IS and tran- scribe neighboring host genes (17). Alternatively, some ISs con- tain an outward-facing 35 hexamer promoter motif in or near their terminal inverted repeats; their integration into the genome at the correct distance froma 10 promoter sequence changes the regulation of the downstream gene(s) (18). An IS might also con- tain an entire outward-facing promoter in or near its inverted repeats (19). Upon insertion of the IS, this promoter can activate downstream host genes. Furthermore, insertion of an IS can change the topology of the DNA into which it is inserted and can sometimes introduce or disrupt a regulatory binding sequence, affecting the regulation of the downstreamgene(s) (2024). Inter- estingly, the transposition of some ISs can be regulated by certain natural conditions required to activate the transcription of other- wise silent operons (25). An IS can also induce phase variation by alternating insertion and precise excision at a specic locus within a gene (see Excision/insertion of DNA elements, below) (26). The distribution of ISs in the genome is not random, as there are more ISs where they are less disturbing, in the intergenic regions between convergently oriented genes (27). This distribution sug- gests that detrimental insertions outnumber benecial insertions. Incorrect excisions of ISs are mostly consequences of the action of some host proteins, mainly but not exclusively DNAreplication or repair proteins, andresult inthe introductionof mutations into the host chromosome (see also Genome Instability Due to Re- combination at Repeated Sequences, below). After a nearly pre- cise excision, some IS DNA remains in the host chromosome, resulting in an insertion (28), whereas an imprecise excision re- moves some host DNA, resulting in a deletion (28, 29). The interaction of an IS with another DNA molecule with which it shares identical sequences, either another copy of the same IS, a different transposable element, or some genomic DNA, TABLE 1 Examples of prokaryotic genomic rearrangements induced by natural transposable elements a Rearrangement Element(s) (reference[s]) IS MITE Transposon Composite transposon Conjugative or mobilizable transposon Bacteriophage Change upon insertion of the element Addition of genetic material IS1186 (601) BOX (44) Tn6061 (602) Tn2922 (603) Tn916 (604) D3112 (605) Inactivation of genes IS629, ISEc8 (29) RUP, BOX (44) Tn551 (606) Tn4001(607) Tn916 (608) Mu (86) Creation of gene fusion RPE (53) Tn916 (609) Activation of genes by addition of a 35 sequence IS2 (18) Tn4652 (610) Activation of genes due to the presence of an outward promoter IS6110 (19) Correia (52) Gamma delta (611) Tn10 (IS10) (612) Activation of genes by leakage of promoter from genes inside the element ISTosp1 (17) Tn1000 (613) Change due to perturbation of gene regulation IS1 (21, 23) Tn315 (614) Change of DNA topology around insertion site that impacts gene expression IS1 and IS5 (20, 22) ERIC (615) Addition of a binding site that impacts gene expression IS5 (24) Correia (616) Tn4652 (617) Change of mRNA properties of genes adjacent to insertion site ERIC (618) Change upon excision of the element Nucleotide substitution Tn916 (619) Nearly precise excision (DNA insertion) IS629 (28) Tn10 (620) Tn916 (621) Imprecise excision (DNA deletion) IS629 (28, 29) Tn7 (622) Tn5, Tn10 (622) Mu (622) Change involving another DNA molecule Adjacent deletion (in which the element is not deleted) IS629 (28) Tn3 (623) Tn10 (624) Mucts62 (625) Large deletion IS407A, ISBma2 (626) Correia (627) Tn5 (IS50) (628) Tn5386- Tn916 (629) Mu (630) Large duplication IS200 (631) Tn4651 (632) Tn10 (633) Inversion IS905 (634) Tn2660 (635) Tn10 (622) CampMu (636) Large genomic rearrangement IS407A, ISBma2 (626) MITE (41) DEH (637) Mu (638) Replicon fusion or cointegrate IS21 (639) Tn4430 (640) Tn4400 (641) NBU1 (642) D108 (643) a The list is nonexhaustive. Darmon and Leach 4 mmbr.asm.org Microbiology and Molecular Biology Reviews
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can result in more important genomic rearrangements. Under these circumstances, there are two possible mechanisms leading to genome instability (30). The rst mechanism is direct and in- volves the actionof the transposase andthe ends of different trans- posable elements (or similar sequences) in an alternative transpo- sition process. The second mechanism is indirect and relies on host proteins, as it uses the host homologous or illegitimate re- combination systems (see Instability Mediated by Homologous and Illegitimate Recombination, below). Overall, these two pro- cesses induce IS-dependent genome instability, such as adjacent deletions, in which DNA connected to one end of the element is deleted without affecting the element itself, large-scale deletions, duplications, insertions, and chromosomal rearrangements. Re- combination of two elements displaying the same orientation would lead to a deletion, whereas recombination of two elements of opposite orientations would result in an inversion of the inter- vening sequence. Importantly, ISs can insert into plasmids or bac- teriophages as well as intochromosomes. Recombinationbetween two ISs on different DNA molecules or a failure to resolve struc- tures during transposition can lead to replicon fusions or cointe- grates. This includes the formation of Hfr strains if the recombi- nation event is between ISs on a chromosome and a conjugative plasmid such as F (31). Such events enable the transfer of chro- mosomal DNA by conjugation (32, 33). An IS is a small DNAmolecule, but its insertion or excision can cause important genome instability in its host, especially when it involves recombination or transposition with other DNA se- quences. ISs can be considered selsh parasites or symbiotic se- quences helping their hosts to evolve (see Horizontal Gene Transfer in Prokaryotes, below). Miniature inverted-repeat transposable elements. MITEs are small, AT-rich DNAsequences (0.1 to 0.5 kb) containing terminal inverted repeats, often displaying a TA dinucleotide motif at their extremities and being surrounded by target-site duplications (Fig. 1B) (4, 34, 35). They often possess the recognition sequences nec- essary for their mobility but do not encode a transposase. MITEs are widespread in eukaryotic genomes, where they can achieve high transposition activity using transposases encoded by other autonomous elements (36). Mobilization of MITEs has also been shown in bacteria (37). The study of MITEs in prokaryotes began recently, and they have not yet been well dened. As a conse- quence, distinctive MITE-like sequences have been classed and named differently in various organisms. They are referred to as MITEs in several bacteria but also as Correia elements (CE/ NEMIS/CREE/SRE) in Neisseria; RUP, BOX, and SPRITE in Streptococcus; RPE in Rickettsia; CIR in Caulobacter and Brucella; Nezha in cyanobacteria; ISM854-1 in Microcystis; and RU-1 (ERIC/IRU), RU-2 (YPAL), or RU-3 in enterobacteria (11, 35, 3844; for a more complete list, see reference 4). Examples of MITE-induced genome instability in prokaryotes are listed in Table 1. As for ISs, MITE insertion can add genetic material, including functional ORFs (45); inactivate a gene; or modulate the transcription of neighboring genes by introducing an outward-facing promoter or a regulatory binding site or by changing the DNAtopology at the insertionsite. Additionally, two MITEs can recombine, leading to the formation of large deletions or other chromosomal rearrangements (46, 47). Strikingly, due to their small size, two main types of MITE-specic genome insta- bility can also occur. Frequently, a MITE encodes one or several ORFs, and its insertion into a host gene can result in an in-frame gene fusion and the formation of a new protein (48). Sometimes, aninserted ORF encodes a specic motif that will change the func- tion or the localization of the protein. MITEs can also have an effect on the regulation or the stability of mRNAs generated by genes surrounding their insertion sites (35). For example, Correia elements can be cotranscribed with their adjacent genes and be targeted for cleavage by RNase III, changing the stability level of these transcripts and therefore gene expression levels (49, 50). The same element can also act as a transcriptional terminator (51) and maybe as a noncoding regulatory RNA (52). MITEs have denite actions on the genome of their host, from slightly detrimental to maybe benecial (48, 53). Further studies of MITEs in bacteria may reveal their origins and intrinsic cellular functions. Repetitive extragenic palindromic sequences and bacterial interspersed mosaic elements. REP sequences were rst discov- ered to be distributed throughout the chromosomes of enteric bacteria (they have also been called PUs, for palindromic units) (34, 54, 55). REP-like sequences have now been widely found in other bacteria but seem to be absent from extrachromosomal el- ements. The E. coli chromosome contains nearly 600 REP se- quences, which corresponds to 1% of its genome. They are highly repeated imperfect palindromes of 20 to 40 nucleotides that are generally in extragenic but transcribed genomic regions. About 25%of E. coli transcription units harbor REP sequences. They can be found as single occurrences but are more often organized in pairs or inclusters. ABIMEis a pair of REPsequences inaninverse orientation separated by a short linker sequence containing other conserved sequence motifs (56, 57). The E. coli chromosome con- tains 250 BIMEs, mostly in GC-rich genomic regions. REP sequences can inuence the expression or the regulation of genes or operons. After transcription, some REP sequences can fold into stable RNA structures that protect upstream mRNAs from degradation by 3=-to-5= exonucleases (58, 59). Therefore, REP sequences can control differential gene expression in an operon by modulating the stability of the different mRNA seg- ments. Additionally, some BIMEs are involved in transcription attenuation using a Rho-dependent mechanism (57), and a sub- class of REP sequences can act as transcription terminators (60). Strikingly, BIMEs have also been found to specically interact with a number of proteins, which might indicate a role of these repetitive elements inDNAtopology and/or inthe organizationor the structure of the bacterial nucleoid. BIMEs of one category are bound by the integration host factor (IHF); these structures have been called RIBs (reiterative ihf BIMEs) (61) or RIPs (repetitive IHF-binding palindromic elements) (62). Additionally, DNA gyrase binds and cleaves some BIMEs (56, 6365). DNApolymer- ase I (Pol I) alsobinds certainBIMEs (56, 66). Finally, the nucleoid protein HU might interact with these repetitive elements (67). Notably, REP sequences have been shown to stimulate the innate immune system of mammalian cells (68). The number and the location of BIMEs and REP sequences are variable as a function of the bacterial strain and species (69). A REP-associated transposase was found, suggesting that BIMEs might be nonautonomous mobilizable transposable elements (70). However, alternative mechanisms have been proposed re- cently to explain the apparent mobility of BIMEs (71). BIMEs and REP sequences seemto have an important effect on genome instability, bacterial evolution, and speciation. They are hot spots for specic transpositions (7275), and they have been Bacterial Genome Instability March 2014 Volume 78 Number 1 mmbr.asm.org 5
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found at the junctions of RecA-dependent and RecA-independent duplications (76, 77). Transposons. Transposons generally range in size from 2.5 to 60 kb and usually possess long terminal inverted repeats and one or several accessory genes that confer an advantageous phenotype to their bacterial host, such as antibiotic, heavy metal, or phage resistance; catabolic, vitamin, or antimicrobial compoundsynthe- sis pathways; or nitrogen xation (Fig. 1C to E). Transposons comprise functional modules, dened as regions devoted to indi- vidual functions (Fig. 1C). Complex transposons have been clas- sied according to their structures and properties. Acomposite or compound transposon is anked on both sides by similar or iden- tical ISs, at least one of which one encodes a functional trans- posase, permitting their transposition together with the sequence that separates them(Fig. 1D) (78). Aconjugative transposon, also named an ICE, can transpose intracellularly or excise to transfer intercellularly by conjugation (Fig. 1E) (7982). These elements have phage, plasmid, and transposon characteristics (e.g., ICEs can integrate and excise using an integrase enzyme) and are trans- missible among bacteria. Mobilizable transposons or plasmids can be mobilized by conjugative elements but are not self-transmissi- ble (83). Recently, a conjugative transposon from Bacillus subtilis was also shown to mobilize plasmids that did not have the usual characteristics of mobilizable plasmids (84). Most transposon-induced genome instabilities are similar to genome instabilities that originate from ISs (Table 1). Some ele- ments, such as the conjugative transposon Tn5397, have strong insertion site preferences (85). Upon insertion, a transposon can disrupt a gene or modify the regulation of neighboring genes. As a consequence, transposons became useful tools for mutagenesis. Transposons can also induce genomic rearrangements, such as deletions, duplications, or inversions, or the formation of cointe- grates. However, an important change caused by natural trans- posons but not by ISs is the addition of accessory genetic material into the host chromosome, as described above. Transposable bacteriophages. Transposable bacteriophages are viruses that can transpose their DNA into a bacterial chromo- some, plasmid, or prophage, often duplicating the sequence sur- rounding their insertion site during this process (Fig. 1F) (8688). These temperate phages can stay in their host genomes as latent prophages (lysogenic cycle) or replicate actively (lytic cycle). They are mutator elements, as their integration into their host genome is nearly random (Mu phages). Therefore, transposable bacterio- phages are useful tools to identify genes involved indifferent path- ways by mutagenesis. Examples of the effect of bacteriophage transpositions on the bacterial genome are listed in Table 1. Inser- tionof this kind of element into a gene (or its regulatory sequence) might result in inactivation of the gene. Importantly, mutations created by these elements have a polar effect, so the downstream genes in the same operon will also be inactivated (89). Addition- ally, transposable bacteriophages can induce the formation of dif- ferent genomic rearrangements: various sizes of deletions or in- versions or the formation of cointegrates. Finally, these bacteriophages can stimulate the mobility of other bacteriophages or induce recombination between transposable elements (90, 91). Genomic islands. Genomic islands (GIs) or chromosomal is- lands are large DNAsequences specically present in the genomes of certain bacterial strains but not in the genomes of their most closely related variants (92103). They are generally integrated within a bacterial chromosome, but they can also be found on plasmids or in phages. Some ICEs, integrated plasmids, or pro- phages have been considered GIs. These islands usually encode a number of accessory genes offering a selective advantage to the cell, which enhances the bacteriums chances of survival or of colonization of a newniche. Introduction of a newGI can result in a total change of phenotype, behavior, or life-style of the receiving organism. Depending on the provided phenotypic advantages, a GI can be a pathogenicity island (such as Salmonella pathogenicity island 1 [SPI1] [104]), a tness island (such as E. coli acid tness island [AFI] [105]), a metabolic island (such as the Xanthomonas xanthan gum production island [106]), a resistance island (to an- tibiotics) (such as AbaR7 in Acinetobacter baumannii [107]), a symbiosis island (such as the Mesorhizobium loti strain R7A sym- biosis island [108]), a saprophytic island (like the island encoding adhesins in some E. coli strains [94]), an ecological island (such as an island permitting phenol degradation in Pseudomonas putida [94, 109]), or a defense island (as in Shewanella sp. strain ANA-3 [110]). Strikingly, similar GIs may show distinct functions in dif- ferent bacteria or under specic ecological conditions or life- styles. A bacterium can contain various GIs in its genome. AGI is usually between10 and200 kb inlength; smaller regions with similar characteristics have been called genomic islets. They often show evidence of horizontal gene transfer even though this capacity might have beenlost. They are usually inserted into tRNA gene loci, which often act as integration sites for foreign DNA, mainly prophages. They are anked by directly repeated se- quences consisting of a few to more than a hundred nucleotides. These repeated sequences may have been generated during the chromosomal integration of the GI or of some mobile elements by recombination or by transposition. Additionally, the percentage of GC content, the frequency of small repeats, and the codon usage of a GI are generally different from the rest of the chromo- some, indicating that these sequences were imported by horizon- tal gene transfer. This hypothesis is consistent withthe fact that the same GI can be found in distantly related bacterial species. Finally, most GIs encode functional or degenerated mobile elements (phage or plasmid genes, ISs, integrases, transposases, or restric- tion-modication or toxin-antitoxin [TA] gene complexes). These mobility genes can be involved in the formation, rearrange- ment, integration, deletion, and mobility of GIs. Some of these islands have mosaic-like structures, suggesting an evolution that required multiple acquisitions fromvarious donors. Most GIs can excise by homologous recombination at the direct repeats or with the help of a GI-encoded integrase or IS elements. Sometimes a GI excises together with a part of or all of its surrounding tRNA, leading to the loss of this coding sequence (93). Interestingly, spe- cic parts or a whole pathogenicity island can excise at a precise point of a pathological process to facilitate the next stage of an infection (as in Salmonella enterica serovar Enteritidis [111]). Fol- lowing its excision, a GI can integrate into a different locus of the same chromosome or be transmitted to another cell by horizontal gene transfer (such as the 89K pathogenicity island in Streptococ- cus suis serotype 2 [112]). The bacterial background and its envi- ronment have a great impact on the transferability of GIs, which can increase under stress conditions (113) [see also Mechanism of HGT. (ii) Natural limitations of HGT, below]. GIs generally encode proteins playing novel roles in transport, DNA binding and modication, cell motility, cell defense, the cell surface, and pathogenicity (114). Regulators encoded on a GI can control the expression of genes anywhere on the host genome. Simi- Darmon and Leach 6 mmbr.asm.org Microbiology and Molecular Biology Reviews
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larly, GI genes can be regulated by proteins encoded by the same GI, another GI, or the bacterial host genome, indicating that GIs are well adapted to their hosts. Therefore, GI genes can be regulated by some environmental signals, such as pH(115), osmolarity (116), tempera- ture (117), cell density (118), or the concentration of specic ele- ments (116, 119121). To summarize, with or without the help of plasmids or bacte- riophages, mobile elements can move between organisms belong- ing to different species or genera. Additionally, they can incorpo- rate intoeachother, whichis anefcient methodfor accumulating resistance genes and improving their characteristics (122). Inte- gration of an IS into a transposon may change the expression of genes in this transposon, and recombination at IS sites within or between transposons creates new elements. Importantly, inser- tions, fusions, andrearrangements betweenmobile elements seem to be at the origin of genomic islands, of the assembling and ex- pressionpatterns of the arrays of genes carriedby them, andsome- times of their transfer within or between organisms (15, 123). Therefore, transposable elements have an essential role in hori- zontal gene transfer and the spread of antibiotic resistance and pathogenicity determinants. Inteins, Introns, and Retroelements An intein is a mobile element encoding a peptide that splices out froma host protein after its translation. An intron is an intragenic element encoding an RNA that splices out after its transcription. There are two types of introns in bacteria: group I introns and group II introns. They are both transposable elements, and group II introns are also retroelements. Aretroelement encodes a reverse transcriptase and functions through an RNA intermediate. There are three mainretroelements inbacteria: group II introns, retrons, and diversity-generating retroelements (DGRs). Self-splicing elements. Inteins and introns encode self-splicing proteins and RNAs, respectively. Usually, self-splicing elements integrate into their new host at the exact inteinless or intronless DNA locus, using a process named homing (or retrohoming for group II introns). Alternatively, they can occasionally recombine, reverse splice, or retrotranspose into a new DNA locus. Full ele- ments encode homing endonucleases, which are responsible for their mobility. (i) Inteins. Inteins are widespread in bacteria (124136). They are peptides of 134 to 608 amino acids encoded in frame within host proteins. One host protein can contain several inteins. By posttranslational processing, an intein self-catalyzes its precise ex- cision and the concomitant ligation of its anking regions, result- ing in the formation of a mature functional host protein. Inteins do not require cofactors or accessory proteins for protein splicing. They often encode a homing endonuclease domain that is essen- tial only for their mobility. This domain is also encoded in frame with the intein and the host protein. Interestingly, a protein con- taining an intein can be encoded by two partial genes localized in different places in a genome (137, 138). Each gene encodes a part of the protein fused to a part of the intein so that the original gene is disrupted within the intein element. After translation, the intein fuses the two halves of the protein by trans-splicing, resulting in the formation of an active whole protein. Inteins were hypothe- sized to have a role in cell development or in the regulation of protein expression or activity. Since their discovery, inteins be- came very useful biotechnological tools (as self-cleavable afnity tags for proteinpuricationor toligate expressedproteinby trans- splicing [131]). Inteins generally interrupt the conserved regions of essential proteins. They can be found in proteins involved in DNA or RNA metabolism and biosynthesis (such as a ribonucleotide reductase in Anabaena [139]); cell division (such as an ATPase involved in chromatin remodeling in Deinococcus radiodurans [140]); tran- scription (such as the GyrA gyrase in mycobacteria [141]); and DNA replication (such as DnaX, the DNA polymerase subunit, in Synechocystis and the DnaB helicase in Rhodothermus marinus [142, 143]), repair, and recombination (such as RecAin mycobac- teria [144]). There are several nonexclusive hypotheses for their localization. By choosing conserved sequences, inteins would in- crease their chances of mobility and of not being counterselected (as imprecise excisions of these elements will probably result in nonfunctional host proteins). On the other hand, expression of inteins at the same time as DNA repair and recombination pro- teins wouldhelpthe cell to recover fromDNAcleavage (unwanted cleavage or during the homing process). Bacterial intein-like domains (BILs) also posttranslationally self-process their host proteins (145, 146). They are domains of 130 to 165 amino acids found in proteobacteria, actinobacteria, and the Bacillus-Clostridium group. Interestingly, the number of BILs per species is very variable, probably due to gene duplica- tions, as BILs were not shown to be mobile elements. These do- mains can be present in nonconserved regions of hypervariable bacterial proteins such as secreted proteins (such as the FhaB-like protein in Pseudomonas syringae, FhaB being a secreted lamen- tous hemagglutinin [145]). BILs might have a role in generating protein diversity, cell development, and host microevolution. (ii) Introns. In bacteria, group I and group II introns are small mobile elements (0.2 to 1 kb and 0.7 to 3 kb, respectively) that are transcribed into self-splicing RNAs (147, 148). These introns are widespread within the bacterial kingdom but not very abundant. (a) Group I introns. A group I intron is transcribed into a struc- turedself-splicing RNAwith10 helices cappedby loops andjoined by junctions (149). The site-specic homing endonuclease, which is used by the intron to invade another DNAmolecule, is generally encoded within a terminal loop. Group I introns frequently lose this gene, limiting their mobility. They often insert into bacterio- phages. In the bacterial chromosome, they are found in tRNAs, rRNAs, or essential genes. Importantly, in bacteriophage T4, a group I intron inserting into a newlocus leads to the coconversion of the exons at the newinsertionsite (150). This actionchanges the sequences surrounding the newintron, with repercussions for the encoded protein or RNA. Furthermore, some group I introns can- not splice out, whichmay have consequences oncell growth(151). (b) Group II introns. Group II introns behave more as retroele- ments than as introns (152, 153). They are transcribed into highly structured RNAs with six distinct double-helical domains, which provide the catalytic activity for splicing. Additionally, they en- code in their fourth domain a protein showing endonuclease, re- verse transcriptase, and RNA maturase activities, providing mo- bility to the intron (154). Bacterial group II introns are often fragmented, meaning that part of the intron is missing or mixed with DNA from another origin (155). However, they mostly inte- grate into mobile elements, which increases their chances of pro- liferation. Their rare integrations into host genes inactivate a tar- geted gene only when the intron cannot splice out (155). Surprisingly, for bacteria, a group II intron can also undergo al- Bacterial Genome Instability March 2014 Volume 78 Number 1 mmbr.asm.org 7
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ternative splicing, which alters the sequence of the host protein (156). These introns might also be at the origin of gene conversion events (157). Finally, they can induce deletions, inversions, or other chromosomal rearrangements intheir host genome, as is the case in Wolbachia bacterial endosymbionts (155, 157). (iii) Homing endonucleases. Homing endonucleases are con- sidered to be the real mobile elements encoded within introns and inteins, but they can also be freestanding in intergenic regions (129, 133, 136, 158166). A homing endonuclease would bring mobility to a splicing element in exchange for the capacity to tar- get conserved genes without being detrimental to the host bacte- rium. A splicing element avoids being counterselected, as it does not disturb the function of its host protein. Furthermore, deletion of the element may be counterselected, as imprecise excision is likely to damage the host gene. Therefore, this association in- creases the chances of the homing endonuclease and the splicing element being maintained in a population and invading other bacteria by horizontal gene transfer. During the homing process, the endonuclease cleaves the target DNA. Gene conversion then occurs during the DNA repair process, when the splicing element is copied into the previously empty allele. Insertion of the splicing element disrupts the recognition site of the homing endonuclease, preventing new cleavage. Additionally, the splicing element can insert into a new target gene by illegitimate recombination. Homing endonucleases are usually encoded by short genes (1 kb). They recognize specic DNA sequences of 12 to 44 res- idues, allowing a few single-base-pair changes within this target sequence, which is often present only once by genome. This rare- cutting characteristic helps maximizing their mobility while min- imizing nonspecic cleavage and makes them excellent biological tools. Some homing endonucleases need associated proteins to regulate their activity. Finally, certain homing endonucleases also encode a maturase activity (helping intron RNAsplicing) and/or a reverse transcriptase activity (for the retrohoming of group II in- trons). Retroelements. (i) Retrons. Retrons are rare retroelements of about 2 kb that are inserted into prophages and a wide variety of bacterial chromosomes (167169). They are composed of at least three ORFs, encoding a reverse transcriptase and a peculiar DNA/ RNAhybridmolecule that has beendescribedas multicopy single- stranded DNA (msDNA) (Fig. 2). Usually, msDNA is a small, single-stranded cDNA molecule covalently bound to an RNA molecule, which folds together into a stable secondary structure. This molecule accumulates abundantly in its host, up to 1,000 molecules per cell. So far, there has been no proof that retrons are mobile ele- ments. However, truncated copies of msDNAs can be found in- serted into some bacterial genomes (170, 171). Upon integration, retrons seem to replace various sizes of sequences of the host genomic DNA (172174). Strikingly, overexpression of some msDNAs increases the number of frameshift andbase substitution mutations in E. coli (175, 176). This increased mutagenic level results fromthe binding of most cellular mismatch repair proteins to the mismatches on msDNAmolecules. Similarly, the frequency of recombination between donor and recipient DNA sequences during matings of Salmonella and E. coli cells increases when some msDNAs are overexpressed, as the interspecic recombination frequency is normally reduced by the action of mismatch repair proteins (177). The function of msDNA molecules is still un- FIG 2 Schematic diagram describing the synthesis of msDNA. The retron element (represented as a rectangle) is transcribed, and the retron-specic reverse transcriptase (RT) is produced, whereas the part of the mRNA containing the transcription product of the msr and msd genes folds into a particular secondary structure. Thanks to this structure, the 2=-OHgroup of a specic branching guanosine residue (G) becomes the primer permitting the reverse transcription of the msd gene, while RNase H cleaves the mRNA template. Transcription stops at a xed point, resulting in the msDNA molecule: an RNA and a cDNA molecule covalently linked. (Based on references 167169.) Darmon and Leach 8 mmbr.asm.org Microbiology and Molecular Biology Reviews
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known, but they could be involved in helping bacteria to increase their mutation rates when needed for survival. (ii) Diversity-generating retroelements. Diversity-generating retroelements (DGRs) rely on reverse transcription to create di- versity in DNAsequences that encode proteins involved in ligand- receptor interactions, mainly extracellular, cell wall, or membrane proteins. The main studied example is in the BPP-1 bacteriophage of Bordetella species, but DGR sequence patterns have been found in a wide range of bacterial prophages, plasmids, and chromo- somes (178184). DGRs are usually composed of two repeats of about 150 bp and two ORFs (Fig. 3). The rst repeat forms the 3= end of a gene and is the variable repeat (VR), as its sequence can undergo nucleotide substitutions at variable hotspots. Generally, downstreamof the gene containing the VRare the template repeat (TR), which has an invariant sequence, and the ORFs, one of them encoding a reverse transcriptase. Strikingly, mutations in the se- quence of the variable repeat always exchange a dATP for a ran- dom deoxyribonucleotide. The mechanism creating this directed mutagenesis involves the reverse transcriptase and a unidirec- tional transfer of information from the TR to the VR. A DGR induces at a low frequency a very high variability in the sequence of the protein encoded by the targeted gene. The fact that a num- ber of DGRs are found in surface proteins, such as the LdtA lipo- protein in Legionella, led to the suggestion that DGRs may play an important role in the interaction that a bacterium has with its environment (184). More groups of bacterial retroelements have been identied only recently (185, 186). Future studies might reveal some un- known effects of these elements on genome instability. Integrons Integrons are relatively common non-self-transferable genetic el- ements that capture and rearrange single promoterless ORFs into an operon, allowing the appropriate expression of these genes (Fig. 4) (187190). They are composed of a stable platform into which various gene cassettes that encode accessory functions are integrated. The stable part of the integron is generally composed of the intI gene and its associated promoter, a primary attI recom- bination site upstreamof the promoter of intI, and a P c promoter, located in the intI gene or the attI site (Fig. 4A). The intI gene encodes a site-specic tyrosine recombinase. The gene cassettes are free circular DNAmolecules generally containing a single pro- moterless ORF and an attC recombination site (also called a 59- base element but with a size varying from 57 bp to 141 bp). The attC recombination site is a cassette-specic imperfect inverted repeat, variable in length and sequence, that can form secondary structures through self-pairing of the DNAstrands (191). The IntI integrase recognizes the secondary structure of the bottom strand of the single-stranded attC site on the gene cassette and recom- bines it with the attI site in the integron (191193), inserting the gene cassette just behind the P c promoter in an orientation that usually results in the expression of the newly integrated gene. In- tegration of a single-stranded product may favor events following DNA transfer of a single strand via conjugation (i.e., in an inter- cellular event). Importantly, the next gene introduced into the integron will also be inserted at the attI site and will therefore be between the promoter and the previously integrated gene. Succes- sive integrations result in the formation of an array of gene cas- settes, which is the variable part of the integron. The further a gene is from the P c promoter, the lower its chances are to be tran- scribed. IntI can also promote the excision of a gene cassette, per- mitting the mobility of a gene within the array in order to stimu- late its expression (Fig. 4B) (194). Additional cassettes can also be acquired by horizontal gene transfer. A newly integrated cassette will be maintained in the integron if it confers an advantageous phenotype on the cell. There are two main forms of integrons: mobile integrons (or resistance integrons) and superintegrons (or chromosomal inte- grons). Mobile integrons are carried by conjugative plasmids, transposons, or other mobile elements (46, 195, 196). In their array, gene cassettes have variable attC sites and encode a few proteins often involved in antibiotic resistance. Superintegrons are nonmobile and located in their host chromosome. Their very large numbers of cassettes have similar attC sites and express pro- teins involved in the cells interactions with its environment or in undened functions. These integrons can represent a signicant fraction of the genome of their host (up to 3%). Importantly, the FIG 3 Schematic organization of a diversity-generating retroelement (DGR). A DGR (represented as a rectangle) is generally composed of two repeated sequences and one or two ORFs. VR is the variable repeat, which is at the 3= end of a variable gene. TR is the template repeat, and its sequence is invariable. orf2 is not always present and differs in the function of the system. It is sometimes named atd (accessory tropism determinant) or hrdC (helicase and RNase D C terminal). The order of these elements is changeable. The template repeat is transcribed and integrated at the place of the variable repeat by a reverse transcription process that also exchanges some adenines for random nucleotides. RT is the reverse transcriptase. Bacterial Genome Instability March 2014 Volume 78 Number 1 mmbr.asm.org 9
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P c promoter cannot control the expression of all genes present in a superintegron, andthe expressionof the IntI integrase is induced by cellular stress, especially DNA damage (via the SOS system [197]). These characteristics indicate that only the rst few genes downstreamof P c are expressed and that the subsequent genes are silent, constituting a pool of information that the cell can rear- range, select, and use when necessary (Fig. 4B). However, a recent study demonstrated that some cassettes within the array can in- clude a promoter that controls the transcription of several genes (198). To be able to maintain such large numbers of unused genes, superintegrons containpostsegregationkilling systems (see Post- segregation killing systems, below). Recombination generally occurs between an attI site and an attC site in a free gene cassette (199). However, two attC sites (or attI and attC) in an array can recombine to generate a cassette (200), and there are rare events of two attI sites in different inte- grons recombining, which leads to chromosomal rearrangements (201). A gene cassette can also occasionally integrate into another locus rather than within an integron, inducing the formation of a replicon fusion (202205). Importantly, a cassette integrated into a nonspecic site cannot excise, becoming a permanent feature of its hosts genome. The inserted gene will be transcribed only when placed downstream of a promoter. Finally, recombination, dele- tion, or duplication can occur between closely related or adjacent cassettes, leading to the formation of new gene cassettes (196). Superintegrons add a large number of genes to the genomes of their hosts. They encode proteins that are essential for cell survival under specic conditions. Mobile integrons are easily transmitted between hosts and are at the origin of the rise of multidrug resis- tance in some bacteria. Finally, integrons are often associated with other mobile elements (190, 206). Genetic Elements Controlling the Stability of Mobile Elements Two different genetic elements can bring genome variability as well as control the stability of mobile elements (including bacte- riophages and plasmids). Postsegregation killing systems can sta- bilize the mobile elements and integrons that they are associated with and attack other foreign DNA. Clustered regularly inter- spaced short palindromic repeats (CRISPR) and CRISPR-associ- ated (Cas) proteins (CRISPR-Cas systems) can protect their host cells against invasion by bacteriophages or plasmids. Postsegregation killing systems. Postsegregation killing sys- tems are also called addiction modules because their loss leads to the death of their host bacterium. There are two essential compo- nents in a postsegregation killing system. The rst element can attack the host organismor an invading agent, whereas the second element protects its host from attacks mediated by the rst com- ponent. Upon integration into a new host, this system is tightly regulated so that protection occurs before any attack is possible, resulting in the survival of the new host. Following the loss of genes encoding a postsegregation killing system, attack elements override the protection elements, which is usually lethal for the previously hosting bacterium. Two kinds of postsegregation kill- ing systems are widely present in prokaryotes: toxin-antitoxin (TA) systems and restriction-modication (RM) systems. Many FIG 4 Schematic organization of an active integron. An integron (represented as a rectangle) is constituted of a stable platform and a variable part. The stable platform is integrated into the host genome or a plasmid. It is composed of a site-specic recombinase gene (intI) and its promoter (P intI ) as well as a primary recombination site, attI, upstream of the intI gene and the P c promoter, located in the intI gene or the attI site. The variable part is formed by cassettes, each containing a gene and an attCrecombination site. (A) Integration of gene cassettes into the stable platformof the integron. IntI mediates recombination between the attC site of the incoming cassette and the attI site of the integron so that the gene cassette integrates behind the P c promoter, allowing gene expression. Successive integrations permit the formation of an array of gene cassettes, with the newly integrated cassette being nearest P c . (B) Excision and reinsertion of a gene cassette. A gene in a cassette that is too far from P c is not expressed anymore. IntI can mediate the excision of any gene cassette in the integron by recombination between the two attC sites surrounding the gene and its reinsertion in attI behind the P c promoter. Therefore, the integron contains a reservoir of genes that can be rearranged and used by the cell under selective environments. Darmon and Leach 10 mmbr.asm.org Microbiology and Molecular Biology Reviews
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postsegregation killing systems are mobile. Remarkably, some postsegregation killing systems have been perfectly coordinated with host development, cell biology, evolution, and speciation. (i) Toxin-antitoxin systems. TA systems are small mobile ge- netic modules found in bacterial chromosomes, viruses, and mo- bile elements (207223). They are generally composed of two closely linked genes encoding a stable toxin and an unstable anti- toxin. These genes are often autoregulated. Toxins are always small proteins (130 amino acids), whereas antitoxins can be proteins or RNAs. Depending on the type of TA system, an anti- toxin can either sequester its cognate toxin in a complex to stop its activity or inhibit its translation. Loss of a TAsystemby exclusion, segregation, recombination, or mutationcanresult incell deathor cell growth arrest, as the stable toxin outlives the unstable anti- toxin and attacks the host cell. There are often multiple TA sys- tems in a bacterial cell; some accumulate mutations which inacti- vate them. Toxin proteins can act differently on their host organism. They can impede cell division (224), stop DNAreplica- tion (225), cleave mRNAs (226), inhibit transcription (227) or translation (228), attack the cell membrane (229), stop cell wall biosynthesis (230), or decrease ATP synthesis (222). Various roles have beenproposed for TAsystems; some are not exclusive, and others can be specic to certain TAsystems. At rst, these systems were found to participate in the maintenance of other mobile elements (plasmids, prophages, ICEs, integrons, or genomic islands), as their loss results in cell death, and they can exclude competitor elements (some toxins can attack invading elements [231] or act as abortive infection systems [232] or as antiaddictive modules, if the invading element bears a similar toxin [233], or the exclusion can be the result of plasmid-plasmid competition [234]). In the chromosome, they can stabilize large dispensable DNA regions that could otherwise be deleted (235). They have also been reported to be selsh elements that promote only their own survival or to be junk DNA from ancient mobile elements that will slowly be lost by the cell. On the other hand, TA systems also protect their host cell against attacks fromphages and other mobile elements (233). Remarkably, some TA systems are completely integrated into their host regulatory network and now play a central role in prokaryotic cell biology. They have been shown to be involved in the development or the behavior of cer- tain bacteria. For example, they can control cell death during fruiting body formation in Myxococcus xanthus or motility in E. coli (236). Some TAsystems might also play roles in pathogenicity (219). Additionally, TA systems can have important functions in regulating the physiological states of bacterial populations and in stress responses (237). Under various stress stimuli (DNA dam- age, starvation, the presence of antibiotics or free radicals in the environment, high temperature, oxidative or osmotic shock, en- trance into stationary phase, quorum sensing, or infecting phages), the toxins can be activated, often as a result of the degra- dation of antitoxins by stress-induced proteases or of the induc- tion of toxin transcription. Depending on the nature of the stress and of the activated TA system(s), toxins can provoke altruistic programmed cell death to either release nutrients for other cells (226) or stop an infection (232), induce biolm formation (221), arrest cell growth until improvement of the environmental con- ditions (238), or differentiate a subpopulation of cells into persist- ers (multidrug-resistant bacteria in a dormant state) (239). These stress responses can be determined by TA systems controlling DNA replication or the regulation of global or specic gene ex- pression (240, 241). Finally, some toxins have a role in recycling damaged RNA to decrease cellular stress and release essential compounds for cell survival. Altogether, TA systems can have multiple roles and be perfectly integrated into the bacterial regu- lation system. (ii) Restriction-modication systems. Essentially, an RM sys- tem encodes a restriction endonuclease and its cognate modica- tion activity, most often a methyltransferase (242250). When several proteins are needed to perform these activities, their genes are usually located together on the bacterial chromosome, a virus, or a mobile element. Numerous chromosomal RM systems have been inactivated by insertions, deletions, or point mutations. The nuclease and the modication activities recognize and act upon a highly specic DNA sequence, different from one system to an- other. Modication of this sequence protects the genomic DNA from cleavage by the nuclease. A mutation in the modication activity or the loss of the whole system is often lethal for the host, as the bacterial DNA would then not be protected from the nu- clease activity. So far, several roles have been attributed to RM systems. First, these systems have been considered host defense mechanisms against invasions of phages, foreign DNA, and mobile elements. They attack invading elements that do not display the correct modications, and no other competing genetic element can elim- inate them without resulting in the death of the host cell (251, 252). According to the need of a bacterium, inactivation of a DNA restriction-modicationsystemcanenable anincrease inthe cells capacity to incorporate foreign DNA into its genome, whereas activation of this system can protect the cell against a phage or DNAinvasion. Atemperate phage infection might be detrimental for an individual bacterium but useful at the population level, as lysogenization increases cellular genetic information, while lysis provides nutrients for the rest of the population. It has been hypothesized that DNA restriction enzymes from intracellular bacteria might also digest their host DNA to obtain precursor molecules for their own use (253). Second, these systems can sta- bilize other mobile elements in the cell population. RM genes are often linked to sequences resembling or being mobile genetic ele- ments (within plasmids [254], bacteriophages [255], transposons [256], ICEs [257], integrons [242], or genomic islands [258] or near transposases [259], resolvases [259], invertases [260], inte- grases [261], topoisomerases [247], or phage-related sequences [262]). Third, they have been described as selsh elements that promote mainly their own survival. As well as using mobile ele- ments as transporters, RMsystems can move by themselves, prob- ably as a result of their DNA cleavage activity. Following DNA restriction, anRMsystemcantranspose into the locationwhere its host repairs the break. Additionally, the death of their hosts re- leases DNAfragments encoding the RMsystems into the environ- ment, from where they can invade new competent cells. Fourth, they can increase bacterial diversity and phase and antigenic vari- ation by inducing genomic rearrangement and homologous re- combination during break repair or with incoming foreign DNA (restriction of the invading DNA might help separate benecial and deleterious mutations) (243, 244). Fifth, they have been hy- pothesized to monitor the epigenetic DNA methylation level of their host in order to eliminate cells with unusual levels of meth- ylation (248). RMsystems canbe at the originof various genome instabilities. DNA methylation may locally increase the DNA mutation level Bacterial Genome Instability March 2014 Volume 78 Number 1 mmbr.asm.org 11
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(263). Additionally, the action of an endonuclease can induce the SOS response system, which can increase mutagenesis in the host cell. Furthermore, repair after DNA restriction or during the in- sertion of an RMsystemcan result in genomic rearrangement and phase or antigenic variation. An RM system can transpose into a new locus (264). It can simply insert into an operon-like gene cluster (like in the pur operon in Streptococcus suis [265]) or insert with a short or long and variable target duplication (such as an 8-bp sequence when type II RM genes insert into Xanthomonas oryzae pv. oryzae [247] or a 506-bp-long direct duplication after insertion of a type IIS system in Helicobacter pylori [266]). These long direct repeats can induce the formation of sequence ampli- cation (like BamHI in Bacillus [267]) or of gene fusion, which can generate novel proteins (like the formation of an active type II M gene in H. pylori [247]). An RM system can also integrate by sub- stitution (such as two type III RMhomologues in H. pylori [266]). Insertions and substitutions may be associated with neighboring inversions (as in Pyrococcus [264]). Finally, a more complicated form of genomic rearrangement arising from the insertion of RM systems is the association of a substitution, an inversion, and a deletion (or insertion) next to each other (as in two RMsystems in H. pylori [266]). CRISPR-Cas systems. CRISPR-Cas systems have been identi- ed recently and studied intensively over the last decade (268 284). The mainknownrole of these systems is to protect the cell by providing adaptive and hereditary immunity against previously encountered bacteriophages and plasmids. CRISPR-Cas systems have been found in the chromosomes of about half of the se- quenced bacteria and nearly all archaea; they can also be found on plasmids, phages, and mobile elements. Around half of these ge- nomes carry more than one CRISPR-Cas system (up to 18). Sev- eral systems present in the same organism can be similar or very different. A basic CRISPR-Cas system is composed of a leader sequence immediately followed by a CRISPR array and in the proximity of a group of cas genes (Fig. 5). Leader sequences and CRISPR arrays do not contain ORFs. A leader sequence is usually several hundred nucleotides in length with a large proportion of adenines and thymines. A CRISPR array is formed of a succession of short identical direct repeats (21 to 50 bp) separated by unique highly variable sequences of similar sizes, named spacers (20 to 84 bp). Importantly, spacer sequences can be identical to some bac- teriophage, plasmid, or chromosomal sequences. These spacers encode the immunological memory of the system. The sequence of the leader and the sequence and number of repeats vary greatly FIG 5 Schematic organization and mechanism of action of a basic CRISPR-Cas system (represented as an open rectangle). A CRISPR-Cas system is usually composed of cas genes (maroon arrows) and a leader sequence (blue rectangle) containing a promoter on the 5= end of a CRISPRarray, formed by short identical direct repeats (DR) (blue triangles) alternating with unique sequences (spacers) (colored octagons). (A) Adaptation is the rst step of CRISPR-Cas immunity. A plasmid or bacteriophage DNAinvades the bacterium. In rare cases, Cas proteins recognize this DNAas a threat (often thanks to a PAMsequence) (dashed open squares) and introduce a new repeat and spacer sequence into the CRISPR array between the leader sequence and the rst repeat. This spacer corresponds to the protospacer in the foreign DNA(colored diamonds), a sequence near the PAMmotif, if present. (B) The promoter in the leader sequence allows the transcription of the CRISPR array into a pre-crRNA (pre-CRISPR RNA). Cas proteins cleave the pre-crRNA into crRNAs, each containing a part of a repeat and a spacer. (C) Cas proteins and a specic crRNA target and inactivate the foreign DNA previously encountered, if present again in the cell. Some cellular proteins might help the Cas proteins in any of all these different stages. Darmon and Leach 12 mmbr.asm.org Microbiology and Molecular Biology Reviews
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between organisms or CRISPR-Cas systems (from two to several hundred repeats per array, but most loci have around 50 repeats). Similarly, the number of cas genes and the nature of the proteins which they encode are also dependent on the CRISPR-Cas system (generally 4 to 20 different genes). Usually, a specic CRISPR array is encountered with a cognate set of cas genes in differing genomic locations, gene orders, orientations, and groupings. Oc- casionally, some cas genes are at a different locus in the chromo- some, but they would be present only when there is a CRISPR array in the genome. Cas is a large family of proteins carrying diverse but specic functional domains, such as integrase, endo- nuclease, exonuclease, RNase, helicase, polymerase, transcrip- tional regulator, or RNA- and DNA-binding domains. There are three steps in the CRISPR-Cas immunity process: adaptation, crRNA (CRISPR RNA) expression, and interference (Fig. 5). Adaptation comprises the recognition and assimilation of a foreign DNAsequence by the CRISPR-Cas system. Cas proteins, with the potential help of the leader sequence and host proteins, can target and process the DNA of an invading plasmid or bacte- riophage. They identify a specic sequence within this DNA, called the protospacer, and add it to the CRISPR array as a new oriented spacer. Most CRISPR-Cas systems recognize a very short sequence in the vicinity of the protospacer, named the proto- spacer-adjacent motif (PAM) (2 to 5 bp). Spacer integration gen- erally occurs between the leader sequence and the rst repeat of the CRISPR array and is accompanied by the duplication of a repeat. Occasionally, several protospacers from one foreign DNA sequence can be added into the CRISPR array, each with its own repeat sequence. This multiple acquisition increases the cells level of resistance to a new invasion by this element (285). In a process called priming, a spacer already present in a CRISPR array before an infection with a virus containing the corresponding proto- spacer leads to a rapid acquisition of additional spacers recogniz- ing this foreign element (286, 287). In the second step of this immunity pathway, the CRISPR array is generally transcribed froma promoter inthe leader sequence, resulting inthe formation of a nontranslated RNA, the pre-crRNA. Cas proteins and/or cel- lular ribonucleases process the pre-crRNA into xed-sized crRNAs (35 to 46 bp), each containing a part of a repeat on its 5= side, a part or all the spacer, and sometimes also a part of a repeat on the 3= side. For this restriction step, certain CRISPR-Cas sys- tems also use a trans-encoded transcript named trans-activating crRNA (tracrRNA). Finally, interference happens when the same foreign DNA sequence tries to invade anew the same cell or its offspring. The specic crRNA guides Cas proteins to the proto- spacer sequence on the invading DNA. The Cas-crRNA complex then inactivates this DNA by silencing or degradation. Notably, a specic group of Cas proteins, the Cmr proteins, seems to attack RNA and not DNA (288, 289). Cmr proteins are present in about 70% of archaea and 15% of bacteria. Importantly, to escape the cell defense mechanismprovided by CRISPR-Cas systems, viruses constantly mutate their genomes by point mutation, deletion, or recombination(290, 291). Additionally, some bacterial prophages might encode their own defense system, for example, by using a protein that specically binds and opens the DNAstructure of the repeated sequences in the CRISPR array (268, 292) or by express- ing an anti-CRISPR gene (293). Finally, CRISPR-Cas systems can also be inactivated by the action of mobile elements (280). To be efcient, the CRISPR-Cas system must be kept under control. The size of a CRISPR array is restricted by occasional deletions of old repeat spacer units, which might be the result of homologous recombination between identical direct repeats (294). Furthermore, to avoid an autoimmune response, CRISPR- Cas systems need a way to distinguish foreign DNAfromthe DNA sequences of the CRIPSR arrays themselves. So far, two different strategies of DNA identication have been suggested. In some CRISPR-Cas systems, DNA cleavage of the chromosome is inhib- ited by the presence of the repeat sequence adjoining the spacer (295). Alternatively, CRISPR-Cas systems may recognize in the foreign DNA the presence of the PAM sequence at a set distance from the protospacer (281, 296, 297). As the genome does not carry PAMsequences, it is not regarded as a threat and therefore is not targeted. Remarkably, the expression of CRISPR-Cas systems can be regulated by some cellular transcription factors, such as the heat-stable nucleoid structuring protein (H-NS) and its antago- nist LeuOin E. coli and Salmonella enterica (276, 298300). More- over, certain cellular factors and pathways can control the activa- tion of some CRISPR-Cas systems. In Thermus thermophilus, phage infections induce the transcriptionof cas genes and CRISPR arrays by a sensing mechanism using the cells cyclic AMP recep- tor proteins (301, 302). Stress, such as phage infection, the accu- mulation of misfolded proteins in the E. coli membrane, or the absence of ClpP in Streptococcus mutans, can also activate the ex- pression of certain Cas proteins (303, 304). CRISPR-Cas systems can be located in specialized regions of the genome encoding proteins involved in defense and stress re- sponse mechanisms (defense islands) (305). Even though the highly dynamic evolution pattern of cas genes would agree with a function of CRISPR-Cas systems in cell immunity (306), previous phylogenetic studies suggested that this might not be their main role and that these systems may have other cellular roles (307, 308). An important proportion of CRISPR array spacers corre- spond to bacterial chromosomal sequences, probably originating from immunity accidents (296). Eighteen percent of the organ- isms encoding a CRIPSR-Cas system display at least one self-tar- geting spacer. However, about half of these protospacers are lo- cated in elements that were probably introduced into the host genome by horizontal gene transfer (prophages, transposons, and plasmids). Other self-targeting spacers seem to be unstable in the array and can be deleted. Moreover, the presence of some self- targeting spacers can also result in mutations inactivating part of or the full CRISPR-Cas system or steer the evolution of the host genome. For example, a CRISPR spacer corresponding to the his- tidyl-tRNAsynthetase (hisS) gene in Pelobacter carbinolicus might have induced the disappearance in this bacteriumof genes encod- ing proteins with multiple closely spaced histidines (309). How- ever, some self-targeting spacers might be used by CRISPR-Cas systems to regulate endogenous functions by controlling the ex- pression of specic genes. In Pseudomonas aeruginosa cells con- taining a CRISPR-Cas system, the presence of a lysogenic bacte- riophage results in the inhibition of biolm formation and bacterial swarming, probably to avoid the propagation of the phage (310). In M. xanthus, the formation of fruiting bodies fol- lowing starvation involves Cas proteins (311, 312). Moreover, in E. coli, one of the most conserved Cas proteins is a nuclease that physically interacts with DNA repair proteins (313). This protein and its CRISPR array have been proposed to have an important role in DNArepair and chromosomal segregation following DNA damage. Finally, repeats present in CRISPR arrays can be at the origin of large genomic rearrangements, which are evolutionarily Bacterial Genome Instability March 2014 Volume 78 Number 1 mmbr.asm.org 13
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important (314). Additional studies should determine whether all these activities of CRISPR-Cas systems are part of a defense mech- anism or represent separate cellular roles. Nowadays, CRISPR-Cas systems are becoming useful tools for a number of applications. Spoligotyping is based on differences between CRISPR-Cas systems to identify bacterial strains (315). This technique helps investigations of evolution and geographical and/or historical studies (316, 317) and permits the identication of microbial populations (318) or the analysis of pathogen out- breaks (319). Newspacer repeat units are insertedin5= extremities of CRISPR arrays, which provide information on recent infec- tions. On the other hand, 3= extremities of CRISPR arrays corre- spond to older infections and are more conserved in evolution. As a consequence, studies of CRISPR arrays can reveal the sequence and identity of viruses that are new or difcult to access other- wise as well as information on the evolution of a population of viruses and/or bacteria in a studied environment and on the co- evolutionary dynamics between viruses and their hosts. Addition- ally, industries using bacteria are domesticating CRISPR-Cas sys- tems to naturally generate phage-resistant strains. This is particularly interesting for foodindustries, where there is a needto ght phage infections without genetically modifying the organ- ism. The fact that CRISPR-Cas systems encoding Cmr proteins can target RNA has been used to design a system permitting the cleavage or silencing of a desiredRNAtarget, creating a newway of impeding the expression of specic proteins in a cell (289). CRISPR-Cas systems can also become customized restriction en- zymes for genome engineering (320322). The singularity of this system resides in the fact that cells ac- quire resistance to a specic foreign DNA that can be inherited by their offspring. Furthermore, CRISPR-Cas systems can be trans- mitted to other species by horizontal gene transfer, as they canalso be present on plasmids or prophages (323, 324). INSTABILITY MEDIATED BY HOMOLOGOUS AND ILLEGITIMATE RECOMBINATION DNA replication, repair, and homologous recombination nor- mally maintain genome stability. However, these processes can also induce genome instability and chromosomal rearrangement (325). Related and repeated sequences within the chromosome or specialized genetic elements play important roles in genome in- stability mediated by homologous or illegitimate recombination. Related sequences can be substrates for gene conversion. Recom- bination between inverted repeated sequences can lead to DNA sequence inversion, whereas recombination between directly re- peated sequences can lead to duplication, amplication, or dele- tion. Finally, a deleted fragment can potentially reinsert at another locus in a genome, generating a translocation. Mechanisms of Homologous and Illegitimate Recombination Homologous recombination. Homologous recombination is the exchange of genetic information between DNAmolecules of iden- tical or near-identical sequence (326328). These homologous DNAsequences can be near or far apart on the chromosome or on different molecules. The minimal homology necessary for this process has been estimated to be between 20 and 100 bp (329). Imperfections in the homologous sequence dramatically decrease the recombination rate. Homologous recombination contributes both to the maintenance of genome stability and to genetic insta- bility, as recombination can repair DNA damage and can reassort genetic information. Furthermore, it is an essential process for the integration of numerous horizontally transferred genes into their new host chromosome. Therefore, homologous recombination has a double role in the cell: it helps cell survival by maintaining genome integrity while promoting genome rearrangement that leads to diversity, evolution, and speciation. In bacteria, homologous recombination has been studied most extensively inE. coli. Two principal pathways have beenidentied: the RecBCD-RecA pathway for double-strand break repair and the RecFOR-RecA pathway for single-strand gap repair. In both pathways, the RecA protein plays a central role. RecA binds to single-stranded DNA, forming a spiral lament that catalyzes a strand-exchange reaction with double-stranded DNA of identical or near-identical sequence. The binding of RecAstretches the sin- gle-stranded DNA molecule to 1.5 times the length of its equiva- lent double-stranded DNA. However, X-ray crystallography re- cently indicated that the stretching occurs between triplets of bases that retain the normal separation found in B-type DNA (330). It is presumably these triplets bound to the RecA lament that probe the structure of the double-stranded DNA molecule to nd sequence identity. When it is found, strand exchange occurs within the RecAlament, generating a postsynaptic structure that remains stretched between normally separated triplets of base pairs. The process by which sequence identity is found (homology searching) remains mysterious. However, a recent single-mole- cule study has shownthat the reactionis dramatically enhanced by a random-coil conguration (as opposed to a stretched-out con- guration) of the targeted double-stranded DNA. This study has revealed that the RecAsingle-stranded DNA lament makes multiple heterologous contacts with the random coil, leading to the discovery and stabilization of interactions that are homolo- gous (331). In the RecBCD-RecA pathway, the RecBCD helicase- nuclease is responsible for generating single-stranded DNA and loading the RecA protein (327). In the RecFOR-RecA pathway, the RecF, RecO, and RecR proteins work together to facilitate the loading of the RecA protein onto single-stranded DNA via the displacement of single-strand-binding (SSB) protein (326). Illegitimate recombination. Illegitimate recombination refers to a collection of different reactions generally occurring at closely spaced DNA sequences that share little or no homology (332 335). This process is RecA independent and takes place when DNA strands anneal in aberrant congurations following a prob- lem in DNA processing (Fig. 6). Stretches of a few base pairs of microhomology generally play a critical role in the efciency of illegitimate recombination, as they promote DNA strand anneal- ing at DNA ends formed either during DNA synthesis (strand slippage) or following DNA strand breakage (single-strand an- nealing). Illegitimate recombination events occurring by strand slippage or the annealing of DNA ends can be difcult or impos- sible to distinguish from the substrate and product structures. Illegitimate recombination occurring during DNA synthesis can be responsible for local sequence conversion, deletion, or dupli- cation. It can arise during DNA replication (336, 337), transposi- tion (91, 338), or gyrase- and topoisomerase I-mediated strand cleavage (339341); as a consequence of UVor gamma irradiation (342344); or following the transformation of cells with linear DNA sequences under circumstances where homologous recom- bination is not possible (345, 346). Single-strand annealing fol- lowing a DNA break can occur after DNA degradation, leading to Darmon and Leach 14 mmbr.asm.org Microbiology and Molecular Biology Reviews
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a local deletion. Mutations in the DNA Pol III or the mismatch repair system increase the rates of illegitimate recombination (347, 348). Some bacteria (e.g., B. subtilis, Mycobacterium tuber- culosis, Mycobacterium smegmatis, and P. aeruginosa) encode a bona de nonhomologous end-joining (NHEJ) system (349 353). This system consists of the Ku and LigD proteins, which act together to rejoin DNAends at DNAsequences containing micro- homologies. Bacterial NHEJ is thought to be particularly impor- tant inthese bacteria to repair DNA, whena homologous template is not present to enable DNA double-strand break repair to occur by homologous recombination. Gene Conversion Gene conversion is a widespread mechanism of unidirectional transfer of genetic information that can occur as a consequence of homologous recombination when two related but different DNA sequences nd themselves in the same cell (354, 355). The presence of these sequences can be the result of a gene transfer mechanism, or the cell can carry diverged copies of specic gene sequences. Gene conversion following gene transfer is re- sponsible for the generation of combinations of alleles not originally present in the same cell, which accelerates genome divergence through evolution (see HGT and evolution, be- low). Intracellular gene conversions can mediate controlled variations at specic DNA sequences, called cassettes, resulting in phase or antigenic variation (356, 357) (see Phase and An- tigenic Variation in Bacteria, below). The level of diversity introduced by gene conversion depends on the number of cas- settes and their sequence variability. Gene conversion is some- times accompanied by crossing-over, which can lead to a chro- mosomal inversion. Gene conversion seems to occur more frequently in pathogenic bacteria than in nonpathogenic bac- teria (358). Gene conversion rates are inuenced by the bacte- rial cell cycle, the presence of the mismatch repair system, and the level of iron in the environment (354). Pilin antigenic variation in Neisseria species exemplies how gene conversion can be used to facilitate the controlled replacement of one expressed gene sequence with DNAsequences stored at silent loci (357, 359). This exchange is mediated by a unidirectional gene conversionreaction, where informationexpressedfromthe pilEgene is replaced with that present in one of several silent pilS genes. This reactionretains the informationat the pilS locus andis accomplished bya gaprepair reactionmediatedbya RecOR-RecApathway(there is noRecF proteininNeisseria). ADNAsequence adjacent to the pilE gene is required for the reaction to proceed. This sequence, G 3 TG 3 T 2 G 3 TG 3 , on the lagging-strand template, has the potential to fold into a G-quadruplex structure. It is likely that the establish- ment of this quadruplex structure is required for the formation of single-stranded DNA at the pilE locus, which both initiates the reaction and marks pilE as the recipient of genetic information during this gene conversion (360). FIG6 Twoclasses of illegitimate recombinationevents. (A) Strandslippage. Strandannealing at regions of DNAmicrohomology (indicatedby blackarrows) canoccur during DNAsynthesis, resulting in deletions, duplications, and other rearrangements. This gure depicts the formation of a deletion by strand slippage. (B) Annealing of DNA ends. Strand annealing can also occur at DNA ends following resection and the formation of single-stranded regions. Microhomologies (indicated by black arrows) facilitate annealing. Importantly, the deletion events depicted here are identical whether produced by strand slippage or by annealing of DNAends. Bacterial Genome Instability March 2014 Volume 78 Number 1 mmbr.asm.org 15
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Genome Instability Due to Recombination at Repeated Sequences Tandem-repeat deletion or amplication. Deletions and ampli- cations of almost any bacterial gene can occur at tandem-re- peated sequences by homologous or illegitimate recombination, leading to changes in gene copy numbers. Tandemduplications of large chromosomal sections have been detected in many bacterial genomes, including those of B. subtilis, E. coli, Haemophilus inu- enzae, Klebsiella aerogenes, S. enterica, Salmonella Typhimurium, Streptococcus pneumoniae, and Streptomyces coelicolor. When they have been determined, tandem-duplication frequencies of ap- proximately 10 3 to 10 4 per cell are common (361). Duplica- tions can be further amplied by homologous recombination (Fig. 7) (362). The same sequence can be amplied up to 100 times. Unless selected for, these events are mostly undetected and revert to the unduplicated state without any noticeable conse- quence. However, they provide a fertile ground for selection to act upon in situations where gene dosage provides a growth advan- tage, for example, to increase bacterial resistance to a specic an- tibiotic (363). Gene amplications bring solutions to selective problems by providing the population with more time and more cells necessary to facilitate further genetic adaptations. A substan- tial body of work onthe nature of tandem-repeat duplications and their consequences was carried out in the 1970s. An excellent re- view of this early work was written by Anderson and Roth (361), where they described how these duplications can usually be toler- ated because they preserve all the existing DNA sequences of the unduplicated part of the chromosome, while they may contain FIG 7 Two possible mechanisms for the formation of a tandem duplication and its subsequent amplication or reduction. (A) A tandem duplication can be formed by a strand slippage mechanism where a DNA sequence is copied and microhomology is then used to reinvade and copy the same DNA sequence again. This process generates a novel junction sequence (NJ) between the two repeated copies of DNA sequence. The duplicated sequence can then be amplied or reduced by RecA-mediated homologous recombination. (B) A tandem duplication can occur by homologous recombination between repetitive sequences such as insertion sequences (ISs). This reaction does not generate novel junction sequences. Again, the duplicated sequence can then be amplied or reduced by RecA-mediated homologous recombination. (C) DIR/TIDstructures can be formed by strand slippage during DNAreplication or DNArepair. These structures consist of two overlapping DNApalindromes and may not be stable enough to persist for long. Symmetric deletions that reduce the symmetry of the palindrome centers have been documented, which may occur via subsequent rounds of strand slippage. Darmon and Leach 16 mmbr.asm.org Microbiology and Molecular Biology Reviews
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single novel junctions at their centers. These novel junctions can alter the nature of an expressed protein or the transcription level or control of a neighboring gene. Tandem-repeat instability varies as a function of the DNAsequence and the number of repeats (for example, CAG repeats are more instable than CTG repeats, and longer repeats are more instable [364]), their distance (365), their location in the genome (instability between repeats on the same molecules or on different molecules will result in different out- comes), and the cellular pathway leading to their instability (366). Additionally, the rate of tandem-repeat instability increases fol- lowing DNA damage (367). Misalignment of repeated sequences might occur during DNA replication between the nascent strand and a second site onits template, onthe nascent strand itself, or on the other sister chromosome. Tandem-repeat instability canresult from illegitimate recombination, by strand-slippage or single- strand annealing, from homologous recombination between dis- persed regions of homology such as IS elements, or by nonequal recombination between sister chromosomes or rolling-circle rep- lication (Fig. 6 and 7) (for more details, see references 325, 333, 335, 362, 366, and 368). Importantly, illegitimate events create novel junction sequences, whereas the misaligned homologous recombination events do not (77). (i) Tandem-repeat variation by illegitimate recombination: microsatellite instability and contingency loci. Microsatellites are repetitive sequences composedof small repeatedunits (usually 1 to 5 bp in length). These sequences have been shown to be unstable in bacteria, where their expansion and contraction prob- ably result from strand slippage (364, 366, 369, 370). The muta- tion frequency in microsatellites is around 10 4 . The rates of mi- crosatellite instability can be modulated by different cellular processes using DNA synthesis, such as DNA replication, recom- bination, and repair. Furthermore, it has been shown recently that mismatch repair at these sequences can stimulate strand slippage at a longer directly repeated sequence located several kilobases away (367). Microsatellites occur naturally in numerous bacteria, and their expansions and contractions can regulate specic gene expression or alter coding sequences, resulting in phase or anti- genic variation (see Phase and Antigenic Variation in Bacteria, below). This is particularly important for the control of expression at contingency loci, where gene expression can be reversibly acti- vated and inactivated in a way that is benecial for a pathogenic bacterium as it attempts to evade the defense strategies of its host (371). Two well-studied examples of contingency loci are anti- genic variations at the mbrial genes hifAand hifBof H. inuenzae and at the opaE adhesin-invasin opacity locus of Neisseria gonor- rhoeae (371, 372). In the case of the mbriae of H. inuenzae, a dinucleotide repeat sequence, (TA) n , lies between the 10 and 35 recognitionsequences of overlapping divergent promoters of the hifA and hifB genes. Expansions and contractions of the TA repeat number alternate optimal spacing for the promoters of hifA and hifB, controlling mbrial phase variation (373). In the case of the opacity genes of N. gonorrhoeae, the opaE genes carry multiple copies of the pentameric sequence CTCTT in the leader region of their ORF. Variations in the number of CTCTTrepeats determine whether or not a particular copy of the gene is translated. In this way, the bacterium ensures a changing pattern of expression of different opacity variants (374). (ii) Tandem-repeat variation by homologous recombination. It is likely that the majority of tandemduplications are initiated by illegitimate events, but the phenomenon of resistance transfer fac- tor transitioning in E. coli is a good example of an event initiated by homologous recombination at directly repeated sequences (e.g., ISs) (368, 375). The r-determinant part of a plasmid encod- ing antibiotic resistance can be amplied under selection for in- creased drug resistance and returned to a single copy when the selection is relaxed. There is substantial evidence that in all situa- tions of large tandem duplication, amplication, or reduction, reactions are mediated by RecA-catalyzed homologous recombi- nation (Fig. 7) (376). Over the past decade or more, there has been an active debate regarding whether the amplication reaction is stimulated when cells are held in the stationary phase for pro- longed periods of time (377379). Hairpin structure-stimulated strand slippage. DNA palin- dromes are sequences that are identical when read forwards and backwards. They promote illegitimate recombination by strand slippage by forming hairpin structures in single-stranded DNA that bring together sequences sharing microhomology. Deletions of palindromes by strand slippage preferentially occur on the lag- ging strand of the replication fork, consistent with the formation of DNAhairpins in the single-stranded regions generated between the Okazaki fragments (380, 381). Importantly, SbcCD is a nu- clease that can cleave these hairpins and channel the DNA down the repair pathway of homologous recombination that is faithful and accurate (382, 383). However, it appears that if the palin- drome is anked by directly repeated sequences, its cleavage by SbcCD can also stimulate genomic instability mediated by a strand-annealing pathway, resulting mainly in deletions (384). A similar stimulation of instability through the action of SbcCD has been observed in E. coli in the presence of CAG/CTGtrinucleotide repeats (364). Palindromes and other closely spaced inverted-repeat se- quences (quasipalindromes) can also stimulate the formation of a particular tandem duplication that consists of both direct and inverted repeats (DIRs) (385), also described as a tandem inver- sion duplication (TID) (Fig. 7C) (77). Models for howthese struc- tures can be generated have been proposed and involve various strand slippage reactions during DNAreplication and DNArepair (77, 385, 386). The structure formed consists of two overlapping DNA palindromes and is itself likely to be prone to hairpin struc- ture-stimulated strand slippage that reduces the symmetry of the palindrome centers. This mechanism of symmetry reduction via strand slippage within palindromes has been documented previ- ously (381). Control of genomic instability by DNA repair. Homologous recombination contributes to genome stability, as unrepaired DNA double-strand breaks are a potential source of aberrant re- actions that can lead to the formation of new DNA junctions and chromosomal rearrangements by illegitimate events. One such reaction is the formation of inverted chromosome dimers at the site of a palindromic sequence in E. coli recAsbcDCmutants (387). In the presence of SbcCD and RecA, homologous recombination repairs breaks in a way that avoids the formation of these inverted chromosome dimers. Moreover, DNA palindromes are hot spots for deletion formation by illegitimate recombination (see Hair- pin structure-stimulated strand slippage, above). However, SbcCD and homologous recombination may limit the frequency of these deletions (388). Supporting this hypothesis are the facts that RecBCD and SbcCD decrease the level of homology-facili- tated illegitimate recombination in Acinetobacter baylyi (389) and Bacterial Genome Instability March 2014 Volume 78 Number 1 mmbr.asm.org 17
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that rates of illegitimate inversions are elevated in E. coli sbcC mutants (390). Recombination has a dual cellular function. It protects the ge- nome and maintains genome stability as well as increases genome instability, leading to deletion, duplication, amplication, inver- sion, and translocation. These instabilities develop diversity through phase and antigenic variation and induce speciation and evolution. The role of recombination in genome instability is highly dependent on related or repeated sequences, which are var- ious and numerous in a bacterial genome. Site-Specic Recombination Site-specic recombination generally uses a dened recombinase to recognize and recombine rare specic sites carried at the ex- tremities of a DNAsequence element. This type of recombination requires a precise and oriented proximity of the recombination sites and is conservative (no loss or gain of DNA). The relative orientation of the recombination sites within a genome deter- mines the outcome of this process. Recombination of a molecule containing inverted repeated sites results in an inversion of the internal DNA sequence element. On the other hand, recombina- tion within one DNA molecule carrying directly repeated sites results in the formation of two separate molecules, whereas re- combination of two DNAmolecules carrying similar sites leads to the fusion of these molecules. There are three main site-specic recombinationsystems inbacteria: site-specic inversionsystems, excision or insertion of DNA elements, and developmentally reg- ulated gene rearrangements. Site-specic inversion systems. Site-specic inversion systems are widely spread in bacterial chromosomes, plasmids, and phages (391395). Their sizes differ from a little more than a hundred base pairs to 35 kb. They play important roles in the synthesis and regulation of cell surface proteins (pili, agella, surface layer pro- teins, and variable surface antigens) as well as type I restriction- modication systems. They bring a selective advantage to their hosts by increasing the adaptability of the organism, which might permit cell survival in differing environments, changes in patho- genicity levels, escape from an immune system, or protection against viruses. At a frequency of generally 10 3 to 10 5 per cell per generation, an invertase (or recombinase) recognizes and in- verts sequences bracketed by two terminal inverted repeats that delimit the element (Fig. 8). The invertase gene can be located within the inverted fragment, in its vicinity, or somewhere else in the chromosome. The genotypic and phenotypic consequences of a site-specic inversiondepend onthe positionand characteristics of the element (Fig. 8). In the following examples, the termgene is used to represent a gene or several genes in the same operon. Some site-specic inversion elements can, in one orientation, add a transcriptional terminator between a gene and its promoter, hindering the transcription of this gene and resulting in phase variation (396). Additionally, numerous invertible elements en- compass an outward-facing promoter. One of these elements sit- FIG 8 Schematic organization of various examples of site-specic inversion systems. Inversion of the element results in the activation or inactivation of the transcription of the neighboring gene (A); the expression of either the a or the b gene (B); the expression of the a, b, or c gene selectively (C); the expression of a short or a longer protein (D); or the transcription of a gene encoding a protein with a different carboxyl-terminal domain (E). Darmon and Leach 18 mmbr.asm.org Microbiology and Molecular Biology Reviews
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uated upstream of a gene can act as an on/off transcription switch for this region (Fig. 8A) (397). When located between two genes, this element can allowthe alternate transcription of one of the two genes selectively (Fig. 8B) (398), inducing antigenic variation by the formationof different encoded proteins. Acluster of invertible segments can also be found, permitting the relative mobility of a promoter sequence upstream of various genes (Fig. 8C) (399). Site-specic inversion elements can also be located within a cod- ing region, where their inversion results in the substitution of part of the gene (generally the 3= end) (Fig. 8D and E) (400). Here again, a cluster of invertible segments recombining individually or in groups can lead to the formation of numerous variable proteins (401). Importantly, site-specic inversion elements can also indi- rectly change the cell phenotype by controlling the transcription of regulatory proteins (402). Several invertases canact onthe same site-specic inversion element (403). Some invertases can pro- mote only one direction of the reaction (for example, to promote the switch from on to off but not off to on) (404), can control the inversion levels of various site-specic inversion elements (405), or canbe transcriptionally or posttranscriptionally regulated(406, 407). Strikingly, inversion levels can be modulated by host regu- latory proteins or external factors (408). In summary, site-specic inversion elements help bacterial survival by permitting the pres- ence of different individual cell phenotypes withinone clonal pop- ulation (see Phase and Antigenic Variation in Bacteria, below). Excision/insertion of DNA elements. Some transposable ele- ments, bacteriophages, and plasmids use site-specic recombina- tion to change location or state (409). In some cases, excision and specic reintegration of an element can control phase variation in its host. For example, in Pseudomonas atlantica, the presence of an unstable IS492 element in its chromosome inactivates the synthe- sis of extracellular polysaccharides, whereas its precise excision as an independent circular molecule allows the production of these polysaccharides (26, 410412). Therefore, the frequency of exci- sion and insertion of IS492 directly regulates the production of these molecules, which are important in biolm formation. Sim- ilarly, the formation of a specic lipopolysaccharide in Legionella pneumophila depends on the presence of a 30-kb unstable genetic element in its chromosome (413). This element probably origi- nates from a phage and can excise as a replicating plasmid, conse- quently stopping its hosts production of lipopolysaccharide. Developmentally regulated gene rearrangements. In bacteria, several developmentally regulated gene rearrangements result from site-specic recombination events (414418). These rear- rangements can occur in the mother cell during the sporulation process in B. subtilis and Clostridium difcile or during the forma- tionof heterocysts, whichare cells specializedfor nitrogenxation in lamentous cyanobacteria. In each case, a DNAelement (with a size of between 4 kb and 55 kb) interrupts a coding sequence that is essential for cell specialization. Environmental signals and cell regulationinduce the activity of a site-specic recombinase, which catalyzes a gene rearrangement by excising the element to form a nonreplicating circular DNAmolecule and ligating the ends of the previously interrupted chromosomal gene. This excision is non- reversible, but these specialized cells (mother cells or heterocysts) cannot divide, so the loss of DNA does not affect another genera- tion. Interestingly, these inserted elements seem to have a phage origin (416, 419). Their mechanismof action is reminiscent of the response of a lysogenic lambda phage when its host is under threat, which is to enter a lytic cycle by excising its DNA from the host chromosome (414). Remarkably, in B. subtilis, excision of the inserted element simply removes a block to the formation of mol- ecules essential for sporulation, whereas in C. difcile, the excision of this element is an indispensable step in the sporulation process, as a strain in which this element is already deleted cannot sporu- late (416). Site-specic recombination is a simple but efcient form of genome rearrangement. Because it can lead to phase and antigenic variation, the consequences of this process are very diverse and can be essential for cell survival (see Phase and Antigenic Varia- tion in Bacteria, below). CONSEQUENCES OF GENOME INSTABILITY IN BACTERIA Phase and Antigenic Variation in Bacteria Phase and antigenic variation involves several programmed ge- netic or epigenetic processes found in numerous bacteria living in various environments (see references 371, 391393, 395, and 420 426 and references therein). It induces specic, heritable, and re- versible changes in the cell phenotype at rates higher than those of random mutation (10 1 to 10 5 events per cell per generation, depending on the system). Phase variation can modulate the level of expression of a gene or an operon (often in an on/off manner but sometimes gradually), whereas antigenic variation results in the production of a number of alternative proteins. Phase varia- tion of several genes can create antigenic variation. Phase and antigenic variation can lead to the appearance of one or several different subpopulations. When required, the ability to combine the variation of several genes or exchange different parts of a gene leads to the possibility of formation of a very large number of phenotypes. Mechanisms of phase andantigenic variation. Various genetic processes can be at the origin of phase and antigenic variation (395, 424, 425). A rst class of mechanisms is dependent on the cellular DNAreplication, recombination, andrepair systems (354, 362, 366). For example, at contingency loci, the number of short repeated sequences within a promoter or an ORF can vary follow- ing strand slippage during DNA replication or repair, leading to a transcriptional or translational switch in the expression of this gene or operon(335, 371) [see Tandem-repeat variation. (i) Tan- dem-repeat variation by illegitimate recombination: microsatel- lite instability and contingency loci, above]. Additionally, gene conversion or allele replacement permits the expression of one interchangeable gene (or part of a gene) out of a pool of silent genes, resulting mainly in antigenic variation (354) (see Gene Conversion, above). Multiple MITEs encoding outward-facing promoters of different strengths can recombine within a genome and induce phase variation (52). A gene can be duplicated or am- plied by illegitimate and/or homologous recombination, which changes the level of expression of the gene product (362, 376) (see Tandem-repeat deletion and amplication, above). When not selected for, the duplication can be deleted by recombination at repeated sequences such as ISs. On the other hand, site-specic inversion systems control phase and antigenic variation indepen- dently of the cellular DNA replication, recombination, and repair pathways (see Site-specic inversion systems, above). Similarly, ISs, prophages, and other elements, such as a plasmid containing prophage genes, induce phase variation by excision and specic reintegration (25, 410, 413, 427) (see Excision/insertion of DNA elements, above). Finally, DGRs use their encoded reverse trans- Bacterial Genome Instability March 2014 Volume 78 Number 1 mmbr.asm.org 19
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criptase to create antigenic variation [see Retroelements. (ii) Di- versity-generating retroelements, above]. Notably, bacterial spe- cies generally have their preferred variation mechanisms. Roles of phase and antigenic variation. Most phase- and anti- genic-variable proteins have important roles in mediating inter- actions between bacteria and their environments (393, 395). They control the formation of the capsule (428), the pili (429), agella (430), adhesins (431), antifungal metabolites (432), iron acquisi- tion factors (433), and other surface-exposed molecules (432, 434), sometimes affecting motility (432) or colony morphology (434) and opacity (374). Nevertheless, these proteins can also be involved in general cellular pathways, such as DNA restriction- modication (435), gene regulation (436), or metabolism (437). Phase and antigenic variation is thought to be essential for com- mensal, symbiotic, and pathogenic bacteria, as these processes can play anactive role during the invasion(438) and infection(439) of an organism and help these bacteria to face the challenges raised by their hosts (440). However, this variation is also happening in bacteria that are not host associated. Alteration of the cell surface structure can change the capacity of adhesion of a bacterium, per- mitting the colonization of different environments (different or- ganisms, tissues, or habitats, in or outside a host) and biolm formation or detachment. Importantly, the level of virulence of some pathogenic bacteria is determined by phase or antigenic variation (441). Moreover, thanks to this variation, bacteria resid- ing in an organism can evade host innate and acquired immune mechanisms (442) and avoid being targeted by cross-immunity (443). These escapes increase the duration of infection and, hence, the chances of spreading the bacteria to new hosts, as well as facil- itating chronic infections and allowing several successive coloni- zation events of the same host by similar bacterial strains. As a consequence, these bacteria conserve a larger population of hosts susceptible to infection and increase their chances of exchanging genetic information with other strains sharing the same host. In summary, regulation of cell metabolism and gene expression by phase and antigenic variation (directly or via the control of DNA methylation) helps the bacteriumto save energy and to respond to stress signals and can govern some of the cell properties (viru- lence, biolmformation, colonization, and sensitivity to bacterio- phage invasions, etc.). Regulation of phase and antigenic variation. Phase and anti- genic variation is key to a survival strategy based on heterogeneity. It generates diverse subpopulations that can be used either to sur- vive potentially changing and stressful conditions or to give the opportunity for a few bacteria to colonize a new environment. In specic surroundings, several of these subpopulations might be needed to increase the tness of a mixed but stable population. Importantly, even if a specic variation confers a growth disad- vantage under the existing conditions, rearrangements constantly create specic phenotypes so that, when needed, cells with the right characteristics are always present in the population. Phase and antigenic variation is mediated by random events, as no pre- dictioncanbe made regarding which gene inwhich bacteriumwill vary and when it will happen. However, the resulting phenotype is not random, since phase and antigenic variation is predictably encoded within the bacterial genome. The numbers and the roles of phase or antigenic variationgenes ina bacterial genome are very different depending on the organism. Moreover, the conse- quences of variationdependonthe environment andthe nature of the proteins controlled by this system. The expression of phase- variable genes and the mechanism of phase variation can be con- trolled in a complex manner by cellular regulatory proteins (444). Due to their mechanisms, some variations can happen only at certain stages of the cell cycle (growing dividing cells or nondivid- ing cells [391, 392, 426]). Furthermore, depending on the nature of the system, the level of variation can be controlled by the regu- lation of the recombination mechanism, recombinase expression, repair systems, or accessory proteins. Some environmental or intracellular factors can inuence the timing and frequencies of this variation, therefore controlling the level of the appearance of subpopulations when required for sur- vival (393, 420). These factors are different as a function of the variation mechanism and can totally repress phase variation. En- vironmental or intracellular stress conditions that result in DNA supercoiling can modify phase variation switching frequency (445). Some systems are regulated by information about the cells location, outside or within a host or a tissue, that can be given by the temperature (446, 447) or the composition of the environ- ment (pH [448], carbon sources [449], oxygen [450] and iron [451] levels, amino acid concentrations [446], or the presence of specic elements [452]). Certain mechanisms answer to eukary- otic host-specic signal molecules, such as the presence of sialic acid, which is released by the host as a defense mechanism (453). Therefore, bacteria have evolved a survival system by which, fol- lowing invasion, they can use the responses of their hosts to mod- ulate their genome accordingly. Phase and antigenic variation is essential for bacterial survival when there is no time or no suitable environmental signal to use classical regulatory systems. Accordingly, bacteria with a small genome seem to encode fewer two-component systems and more variation systems (371). Horizontal Gene Transfer in Prokaryotes Horizontal gene transfer (HGT) is a process that brings nonpa- rental genetic information into a cell. At present, HGT events are rare and affect only a limited portion of a genome at a time, but they can have major consequences (454). HGT has been at the origin of animated scientic and philosophical debates for several decades (455484). Benets of HGT. Overall, HGT might be an advantageous pro- cess, as no cell has yet excluded it by changing its genetic code (460). Importantly, most HGT events probably have a neutral or deleterious effect on their new host and are rapidly lost; only an advantageous HGTevent can be xed in a population (485). HGT can quickly bring together systems that have already evolved and are ready to work under various conditions. It is a risky strategy, but the evolution of new benecial genes is long and rare, so shar- ing could be better than remaking. In addition, HGT can change the level of expression of genes (generating higher, lower, consti- tutive, or different regulation). It can activate the transcription of cryptic genes, sometimes as part of a regulation process (25). Cryptic genes might be a genetic reservoir of information ready to be activated by mutations (486). HGT permits an individual bac- teriumto maintain a compact genome, whereas a huge number of accessory genes is available at the population level. Baumdicker and collaborators have proposed the innitely many genes model, which is based on the possibility that individual genomes have access to an unbounded reservoir of novel genes (487). Fur- thermore, HGT can create chromosomal rearrangement, plasmid integration, deletion, insertion, novel gene fusion (bringing novel Darmon and Leach 20 mmbr.asm.org Microbiology and Molecular Biology Reviews
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function), or duplicationthat canopennewpossibilities for future evolution. Through these events, the main role of HGT is in the initial acquisition of pathways; its role in pathway variation is small (488). The benecial effects of HGT are greater when a population grows in a stressful environment. HGT can facilitate niche adap- tation and is important for bacterial mutagenesis and the mainte- nance of genetic heterogeneity. It has an essential role in the evo- lution and speciation of prokaryotes. Thanks to this process, cells can gain genetic information and increase their genome plasticity by the introduction of mobile elements. Remarkably, some ge- netic variations brought about by HGT might not be totally ran- dom but can happen with statistical reproducibility (489). Mechanism of HGT. Genes introduced by HGT can be new to the host bacterium (or come back after being lost) or can be par- alogues of existing genes or substitutes for them. These genes could confer a novel pathway essential for cell survival or coloni- zation of a new niche or could encode a protein more efcient than the one originally produced by the cell. (i) Agents mediating HGT. In bacteria, HGT can be mediated by various mechanisms: by transformation, conjugation, or trans- duction or by using gene transfer agents (GTAs), nanotubes, or membrane vesicles (MVs). Transformation is a process by which a cell takes up DNA from its environment. It occurs when the re- cipient bacterium is competent, a particular physiological state natural to some bacteria. Conjugation permits the direct transfer of DNA between two cells bridged by a pilus. It requires the pres- ence of a conjugative plasmid or a chromosomally integrated con- jugative element (ICE) in the donor cell. Transduction uses bac- teriophages to transport DNA from one cell to another. GTAs are natural vectors that convey genomic DNA in a transduction-like manner (481, 490493). They are host-encoded virus-like ele- ments that cannot induce cell lysis but package and transport ran- dom fragments of the host chromosome. So far, GTAs have been described in proteobacteria and spirochetes. Nanotubes are tubu- lar protrusions that join neighboring cells grown on solid surfaces (494). They have been suggested to permit the exchange of cellular molecules, including nonconjugative plasmids, within and be- tween species. Finally, extracellular outer MVs are naturally pro- duced by numerous Gram-negative bacteria (495497). These spherical vesicles can transport proteins and/or DNA (from the host chromosome, a plasmid, or a phage) to a new host. Impor- tantly, in a number of these processes, homologous recombina- tion is essential for the integration of the horizontally transferred genes into their new host chromosome. (ii) Natural limitations of HGT. The existence of many differ- ent kinds of transfer mechanism ensures that no bacterium is completely immune to HGT. Nevertheless, the level of HGT de- pends on the organization of the recipient cell and on its environ- ment. Agents mediating HGT have restricted ranges. Not all cells are competent, and phages and plasmids have specic hosts. A bacteriophage might also destroy its host during HGT. Addition- ally, HGT efciencies depend on the level of DNA stability pro- vided by the transport carrier and on the physical distance be- tween the donor and the recipient cell. Most transfers occur between cells residing in the same habitats. Furthermore, the ma- jority of HGTevents will be quickly lost, as the newDNAhas to be incorporated into the total genome of the recipient cell and be expressed into a useful product. The genome integration process can be carried out by homologous recombination, illegitimate in- corporation at a double-strand break, or specialized genetic ele- ments, such as mobile elements, MITEs, plasmids, phages, inte- grons, or genomic islands. Some elements integrate randomly, whereas others have specic targets. The frequency of recent HGT correlates linearly with the GC content and the genome and pro- teome sequence similarities between the transfer donor and the recipient cells (498). The cells genome size, carbon utilization, and oxygen tolerance are also important factors (499). Homolo- gous sequences are necessary to integrate DNA into a new host genome by homologous recombination. However, if available, the nonhomologous end-joining pathway seems to be able to help a bacterium to overcome this sequence similarity barrier (498). Once integrated into the genome, the regulation, transcription, and translation apparatus of the new host might not recognize horizontally transferred genes froma very different organism. For example, the newDNAmight contain suboptimal codon frequen- cies that do not t the tRNA pool of the recipient cell. Finally, the new genetic information should pass the test of natural selection. A large number of bacterial pseudogenes are horizontally trans- ferred genes that were not useful at the time of their acquisition (500). To be xed in a large population, the transferred DNA might need to bring more advantages than problems. In most cases, it cannot be toxic or disrupt a gene encoding an important cellular function when integrating. Often, it must be expressed at a functional level without decreasing the tness of the cell or hin- dering the function of other cellular components. The encoded information usually needs to be new and useful as it is or to be an improvement on the information previously held by the cell. Strikingly, some eukaryotic genes can be found in parasitic or symbiotic bacteria (501), and some hyperthermophilic bacteria have acquired various genes from archaea (502), demonstrating that HGTcancross major phylogenetic barriers. Once successfully in the genome, the transferred sequence slowly acquires the char- acteristics of its newhost genome, which increases its stability and might change its expression level or function. (iii) Cellular mechanisms to ght HGT. Most cells actively ght HGT by acting against the invasion of agents mediating this process, suchas viruses, mobile elements, or conjugative plasmids. These var- ious defense mechanisms include differential recognition by DNA uptake systems, CRISPR-Cas systems, restriction-modication sys- tems, toxin-antitoxin systems, endogenous nucleases, and mismatch repair systems. Paradoxically, most of these systems wouldhave been introducedintothecell genomebyHGT. Additionally, somecells can specically silence certainforeigngenes by the bindingof histone-like nucleotide structuring (H-NS) proteins (503). (iv) Mechanisms of propagation of HGT elements. An HGT element can use another HGT element to be transferred. For ex- ample, an IS element can move into a conjugative plasmid to be transported into another host. Some HGT elements avoid being lost by using postsegregation or postdisturbance killing mecha- nisms (see Postsegregation killing systems, above). Moreover, the use of certain antibiotics induces the SOS system, which acti- vates the transfer of bacteriophages and ICEs, resulting in the spread of antibiotic resistance genes by HGT (504, 505). Some HGT induces biolm formation, which improves the capacity of transferring DNA (506). Finally, in order to limit competition, specic HGT elements, such as phages, restriction-modication systems (243), toxin-antitoxin systems, CRISPR-Cas systems (507), or ISs (29), can ght other invading genetic elements. HGT in contemporary organisms. (i) Methods used to detect Bacterial Genome Instability March 2014 Volume 78 Number 1 mmbr.asm.org 21
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HGT. Phylogenetic and/or genomic analyses can be used to deter- mine whether a gene has been subject to HGT. With these types of analyses, it might be difcult to determine whether a gene was introduced into a bacterium by HGT or lost from its closely re- lated organisms, so a combination of analyses might be more re- liable (470). Phylogenetic analyses are based on anomalies in gene tree comparisons, indicating that a gene has a different origin than the rest of the genome. Genomic analyses rely on specic charac- teristics of the studied genome (frequencies of nucleotides, codons, and amino acids and gene distribution patterns). Addi- tionally, regions adjacent to genes susceptible to have been hori- zontally transferred can be analyzed for potential relics of se- quences that helped their integration. Importantly, genomic analyses can indicate only recent HGT events, as transferred se- quences will progressively acquire their host characteristics by di- rectional mutation pressure. (ii) Levels of HGTincontemporary organisms. Several studies have concluded that, depending on the bacterial strain, up to 20% of genes in a prokaryotic genome were recently introduced by HGT (459, 508, 509). According to Dutta and Pan, these numbers are underestimates, whereas they are overestimates for Kurland and collaborators and for Gao and Gupta (464, 483, 510, 511). In addition, a study of 181 sequenced prokaryotic genomes indicated that at least 81% of the genes in each of these genomes had been involved in HGT at one point in their history (512). (iii) Genes susceptible to HGT. The type and number of genes acquired by HGTare limited by the environment and the selective pressures exertedonthe cells. All functional categories of genes are susceptible to HGT (513). However, some categories of genes are inherited more often than others, and some genes might be toxic to their newhost and so cannot be transferred to them. Moreover, high gene expression levels can result in a tness cost that limits HGT (514). Lerat and collaborators indicated that single-copy orthologous genes would be resistant to HGT (515), but this af- rmation was contested by Bapteste and collaborators (516). Basically, genes that encode proteins that interact with other cel- lular molecules are less transferable, unless all the proteins of the pathway are encoded in a transferable operon (517, 518). There- fore, a protein with high interactivity can be displaced only by a similar protein from a closely related organism, whereas a modu- lar element can be transferred from a phylogenetically more dis- tant donor. As a consequence, HGT is more frequent for enzymes involved in peripheral cellular mechanisms than for enzymes in- volved in reactions central to cell survival. Most genes encoding molecules involved in replication, transcription, translation, and housekeeping are rarely acquired by horizontal transfer (519, 520). Conversely, metabolic and regulatory networks are shaped by HGT that can provide entire genetic pathways (521). However, the size of a bacterial genome is conned, so a cell that has acquired genetic material by HGT should lose an equivalent portion of its genome inthe same HGTevent or by decay andgene loss. Therefore, to be xed in a population, a transferred gene must bring an advan- tage to its newhost, which rarely occurs. Examples of newcharacter- istics that can be introduced by HGT include metabolic properties, detoxicationof heavymetals, fermentationof exoticcarbonsources, defense mechanisms, antibiotic resistance, pathogenic functions, vir- ulence attributes, quorumsensing, aerobic respiration, photosynthe- sis, thermophily, and halophily. (iv) Relationships between HGT and an organisms life-style. The life-style of an organism can determine the amount and ori- gins of HGT that it will receive. The rates of HGT are higher when a bacterium is in a biolm community than when it is in a plank- tonic state (506). Moreover, some pairs of bacterial species were identied to be linked by a highway of gene sharing, meaning that numerous different genes were horizontally transferred between these cells (522). Cyanobacteria living in extreme environments contain more mobile elements, which increase their genome plas- ticity and their chances of survival (11). HGT is a major determinant of the integrity and size of some prokaryotic genomes. A number of common particularities char- acterizes genomes of obligate intracellular pathogens and symbi- onts as well as some extracellular symbionts that are physically isolated from the rest of the bacterial community (157, 459, 509, 523542). These genomes are much smaller than the genomes of free-living bacteria (from 4 to almost 30 times smaller than the E. coli genome), have a strong AT bias, and have very few mobile elements, regulatory systems, and pseudogenes. Additionally, these prokaryotes have spontaneous mutation rates at least 10 times higher than those of free-living bacteria (543). Some obli- gate intracellular bacteria also have a high copy number of their genome (544). Almost any functional category of gene can be lost in an obligate intracellular bacterium, but there is a common pat- tern. These bacteria usually preserve genes involved in essential processes, such as transcription, translation, and DNA replica- tion, as well as chaperones and genes devoted to interactions with their hosts. Conversely, genes that are often lost encode proteins involved in cell envelope biogenesis, regulatory systems, metabo- lism (except for proteins needed for survival), and DNA repair and recombination. Repeated DNA, mobile elements, redundant pathways, and duplicated genes are almost always lost (545). In- terestingly, the fact that comparable genome characteristics were visible in the majority of obligate intracellular symbionts and pathogens indicates that similar evolutionary forces led these bac- terial genomes in this direction. Studies of the genomes of numer- ous bacteria that spent different lengths of time as obligate intra- cellular microorganisms indicated the dynamics of genome modulations leading to the speciation of these bacteria. Rapid evolutionary changes often occur immediately after host restric- tion. However, the reduction of the genome size and the propor- tion of AT content in the genome increase with the time of association between a bacterium and its host. The genome of a bacteriumthat recently became an obligate intracellular organism contains a large quantity of mobile elements and pseudogenes. These mobile elements, along with repeated sequences, inactivate genes and induce inversions, deletions, and numerous chromo- somal rearrangements (homologous recombinationdependent or independent). As the population is small, isolated, and in a stable and rich environment, the pressure exerted by selection is relaxed, so transpositions and mutations are not counterselected and be- come xed in the population, resulting in the proliferation of mo- bile elements and pseudogenes. These mutations might be bene- cial (eliminating proteins that could be recognized by the host immune system), neutral (pathways that are redundant or not needed anymore), or even slightly deleterious. Once inactivated, these genes are deleted, as there is a bias toward deletion in bacte- ria (546). The isolation of these bacteria in a host cell dramatically reduces their opportunities to gain new genetic material by HGT. Therefore, gene losses are almost irreversible, and the genome shrinks. Once some DNA repair genes are inactivated, the muta- tion rate increases even more, as does the rate of transitions of GC Darmon and Leach 22 mmbr.asm.org Microbiology and Molecular Biology Reviews
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into AT, resulting in an AT-rich genome. Moreover, mutations in recombination genes decrease further the chances of genetic exchange. After this rst phase of intense genome reduction, mo- bile elements themselves undergo inactivation and loss or will become lethal. Subsequently, there is a gradual gene loss following gene inactivation by mutation. During this process, genes are mainly lost, but not shortened, and the size of intergenic regions principally decreases only in the very small genomes of bacteria undergoing an ancient association with their host. In summary, there are two steps that lead to the reduction of the size of these genomes. First, mobile elements are responsible for a large part of the deletions and chromosomal rearrangements, resulting in the shrinking of the genome. Second, the isolation of these organisms results in the absence of HGT, so the lost DNAcannot be replaced. Strikingly, despite being small, the genomes of some patho- genic and parasitic obligate intracellular bacteria have much more repetitive DNAandmobile elements thanothers (530, 547). These bacteria can switch hosts or infect host cells that contain other intracellular microorganisms. Within their hosts, coinfecting bac- teria can exchange genetic material by HGT (548). Therefore, these obligate intracellular microorganisms can escape some of the genetic connement of their ecological niche. Similarly, ge- nomes of obligate intra-amoebal microorganisms do not seem to shrink as much as the genomes of other obligate intracellular bac- teria (549, 550). Here, amoebae act as reservoirs containing large communities of microorganisms sharing an ecological niche. They constitute a place where these bacteria can exchange DNAor acquire DNA from organisms that have been degraded by the amoebae (551). (v) Selshness of mobile elements. Mobile elements have been described as selsh entities or genetic parasites because they usu- ally survive by invading a host genome without providing a ben- ecial phenotype to that host (243, 511, 552554). This ability results from the fact that mobile elements can create copies of themselves, to spread quicker than the host genes and promote their own survival within and between cells by HGT. Additionally, mobile elements often encode postsegregation killing systems, which are lethal for host cells that eliminate them. To decrease their chances of inactivation by mutation, some spliceable mobile elements, such as introns and inteins, insert into or near nucleo- tide sequences encoding residues that are functionally critical for host survival. However, some mobile elements may provide short- or long-term advantages to their host cell. To increase the ef- ciency of their invasions, some mobile elements carry genes en- coding phenotypic benets for their host. Postsegregation killing systems can ght infections by new mobile elements, plasmids, or phages and can act as part of cell biology pathways or altruistic cell death strategies (for further examples, see Postsegregation killing systems, above). Finally, as mutators, mobile elements can in- duce variation for future evolution. Therefore, mobile elements should not be considered entirely selsh, but the relationship be- tween a mobile element and its host might be understood as vary- ing from extreme parasitism to mutualism (555). HGT and evolution. The role of HGT in evolution was rst ignored and then considered to be a minor player as a conse- quence of rare events. However, in the era of genomics, HGT is now recognized as a major force in evolution, alongside genomic mutation, gene loss, gene duplication, and recombinational events (see references 457, 467, 509, and 556564 as well as refer- ences cited at the beginning of Horizontal Gene Transfer in Pro- karyotes, above). HGT is now thought to have been essential for the origin and development of life on the planet and to still be very important for the transfer of optimized pathways of genetic infor- mation, resulting in what has been called evolutionary genetic quantum leaps, and for increasing genome plasticity, leading to adaptation, genomic diversication, and speciation. Additionally, HGT and especially mobile elements provide important mecha- nisms of evolution of new genes (by bringing small insertions or deletions, by formation and activation of pseudogenes or new hybrid genes, by induction of genome duplications forming paralogous genes, or by genome remodeling following chromo- somal rearrangements). (i) HGT and the beginning of life on Earth. HGT might have had an essential role in the development and evolution of very early life forms on the planet. The theory of the universal common ancestor presentedby Woese describes the rst living organisms as single communal evolutionary units in which HGT and mutation rates were very high, resulting in high evolution rates (565). These primitive organisms would have consisted of a pool of constantly exchanged genes. Evolution was then a communal process; there was noindividual lineage (460). The genetic code wouldhave been an innovation of this time (566). All modern organisms would have descended fromthis universal ancestral community of genes. Such a theory is hard to conrm or falsify and has been contested by Poole, who thinks that extreme rates of HGT without barriers may be disruptive to evolutionary transitions (478). According to the selsh-operon hypothesis presented by Law- rence and Roth, HGTwould also be accountable for the formation of operons, as genes necessary to carry a single pathway increase their chances of cotransfer when clustered in an operon (567, 568). Alternatively, the formation of operons might be the result of biophysical constraints (569) or could be driven by random gene deletions (for conserved genes) (570), or HGT might simply promote the prevalence of preexisting operons formed when gene regulation is complex (571). Arguing against a role of HGT in operon formation, analyses indicate that essential genes are par- ticularly abundant in E. coli operons, while HGT events exchange mostly nonessential genes, and that horizontally transferred genes would have the least chances to be members of an operon (572, 573). (ii) HGTand the tree of life. Atraditional eukaryotic tree of life is grounded on vertical inheritance (genes passed directly from parents to offspring). However, prokaryotic genomes have been extensively manipulated by HGT, so their histories are dif- ferent from the histories of all their genes. In other words, it is problematic to determinate the lineage of an organismwhen most of its genes have different origins. Therefore, a number of scien- tists think that origins and relationships between prokaryote spe- cies cannot be represented as a tree and have proposed various alternative ways to describe the evolution of bacteria and life, usu- ally as a forest, a network, or a ring (473, 516, 574581). Con- versely, numerous scientists think that the universal tree might still be anappropriate concept and have succeeded inconstructing a tree of life despite or evenbasedonHGT(468, 483, 511, 518, 561, 582591). Remarkably, as well as being used to construct phylo- genetic trees, 16S rRNAs were used by microbial ecologists to pre- dict the ecological functions of a microbe. This methodology is now thought to be fruitless, as the presence of HGT unlinks the function and the genotype of bacteria (480, 592). (iii) HGT and bacterial species. Exchanges of genetic material Bacterial Genome Instability March 2014 Volume 78 Number 1 mmbr.asm.org 23
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due to HGT promote microbial diversication and speciation, for example, by changing the ecological niche of a microorganism. HGT also contributes to controversies concerning whether bacte- ria can be divided into species and what would then be the bound- aries of these species (463, 593597). Traditionally, species are ecologically distinct organisms that went through an irreversible divergence and for which diversity is limited by barriers to out- crossing. For Sonea and Mathieu, the lack of reproductive isola- tion in prokaryotes results in the absence of bacterial species (462). Some new microorganism-specic classication systems have even been proposed (475, 598). However, other scientists argue that the complexity added by HGT does not impede the classication of bacteria within species, as the vast majority of a bacterial genome is still vertically inherited (457, 483). (iv) HGT, CRISPR-Cas, Lamarckism, and Darwinism. The CRISPR-Cas system and the process of HGT integrate environ- mental information into a bacterial genome, permitting inherited adaptation to an environmental stimulus. For this reason, these two mechanisms have beenproposedto be Lamarckianandquasi- Lamarckian, respectively (474, 484, 599, 600). Stress-induced mu- tagenesis, including that occurring following the activationof mo- bile elements, has also been suggested to be a quasi-Lamarckian process. Basically, the theory of Lamarckism states that evolution is driven primarily by nonrandomly acquired inheritable changes affected directly by the use of systems. On the other hand, the theory of Darwinism considers that random mutations provide evolutionary materials that can be lost or xed by natural selec- tion, leading to the evolution of organisms that are best adapted to their environment. According to Koonin and Wolf, evolution would use a continuum of processes within a range starting from total randomness up to systems perfectly targeted to specic re- sponses to the cell environment (484, 599). The CRISPR-Cas sys- tem, HGT, and stress-induced mutagenesis can still be considered in accordance with Darwins original ideas of evolution by varia- tion and selection (484, 591). Furthermore, these processes seem to be Lamarckian only at the organismal level, as HGT genes evolve according to Darwinian processes; variations within genes are random and will be purged by natural selection, regardless of the origin of these genes (478). In summary, HGT is the bacterial way of sharing genetic infor- mation. It is a powerful and complex process that leads to varia- tion, evolution, and speciation. It might also be at the origin of the diversity of life on Earth. CONCLUSION Bacterial genome integrity is constantly threatened by external agents, such as mobile elements or phages, as well as by the oper- ation of their own DNA replication and repair systems at related or repeated sequences. However, the large number of bacteria transforms genome instability into a driving force for bacterial survival, diversication, adaptation, speciation, and evolution. A growing bacterial population develops a balance between genome maintenance and instability that depends on the type of bacte- rium, the cell cycle, and the environment. Furthermore, bacteria utilize genome instability to increase their gene diversity and con- trol gene expression and the response to various stresses. Further studies on these genome instability processes will lead to a better understanding of their role and action. 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