Soil Mechanics-Lecture Notes With Cover-2

University of Anbar
College of Engineering
Prepared
by
Khalid Rassim Mahmood
Assistant professor
Civil Engineering Department
RAMADI IRAQ
University of Anbar
Iraq-Ramadi
Soil Mechanics
University of Anbar
Assistant Professor Dr. Khalid R. Mahmood, Instructor

Catalogue Description
Origin of Soil and Grain Size
Weight-Volume Relationships, Plasticity and Structure of Soil
Engineering Classification of Soil
Permeability
Seepage
In Situ Stresses (Effective Stress Concept)
Stresses in a Soil Mass
Compressibility of Soil
Shear Strength of Soil
Soil Compaction
Textbook and Reference Books
Textbook- Fundamentals of Geotechnical Engineering, Braja M. Das,
3rd ed., 2008
1. Principles of geotechnical engineering, Braja M. Das, 7th edition
2. Soil mechanics, R.F. Craig, 8th ed.
3. Solving problems in soil mechanics, B.H.C. Sutton, 2nd ed.
Asst. Prof. Khalid R. Mahmood (PhD.)
University of Anbar
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Evaluation
Homework & Reports: 10%
Mid-Term Examination: 20%
Unannounced quizzes: 10%
Final Examination: 60%
Class Notebook
You are required to keep and assemble a three ring (or other
suitable binding) notebook with the following divisions in it:
Homework
Quizzes
Tests
Class Notes (Optional)
You will turn this notebook in at the final exam. It will be inspected
and returned to you.
Appearance of Work
All homework and tests must be on engineering paper.
Homework and tests must conform to format given in syllabus.
Failure to do so will result in reduced credit.
Each time you use an equation, write down what it is: don't just put
a bunch of numbers on the page and expect anyone to know what
you did. This too will result in reduced credit.
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Honour System
You are encouraged to work homework with someone but your
turned in work must be your own work.
You are studying now so that you may enter and practice the
engineering profession later. The engineering profession is highly
regarded by the public because those who practice it do so with
ethical and social consciousness. The same is expected of students
in this course. Any direct copying of homework, tests or exams will
be considered a violation of the honour code and a course grade of
F will be given.
Types of Civil Engineering
Structural Engineering
Engineering Mechanics
Transportation Engineering
Environmental Engineering
Coastal Engineering
Geotechnical Engineering
Definition of Geotechnical Engineering
The branch of Civil Engineering that deals with the properties of
soils and rocks and their capability of supporting structures placed on
or under them.
Characteristics of Geotechnical Engineering
Works in a complex environment
Requires a higher degree of judgment than other branches of
engineering
More than one acceptable solution to any problem
The integrity of the structure above is dependent upon the quality of
the foundation below
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Development of Geotechnical Engineering

The slowest branch of civil engineering to develop a theoretical
basis that could be used in practical design
Design of foundations traditionally was conservative and the result
of trial and error
Larger structures and catastrophic failures led to the investigation of
the causes of failure and the establishment of theory which in turn
would lead to design methods that resulted in workable
foundations
Problems in Geotechnical Engineering
Shear Failure-Loads have exceeded shear strength capacity of
soil!
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Settlement
Seepage Problems
Teton Dam Failure, 1976
Historical Background
Karl Terzaghi
The father of geotechnical engineering
Developed both the theory and practice of the analysis of soils and
the design of foundations
Consolidation theory
Bearing Capacity of Shallow Foundations
Design of retaining walls and cellular cofferdams
Wrote some of the first textbooks on soil mechanics and
foundations design
Soil Mechanics in Engineering Practice (1948)
Theoretical Soil Mechanics (1943)
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1. ORIGIN OF SOIL AND GRAIN SIZE

Introduction
Soils and Rocks
Types of Rocks
Soil Rock Cycle
Basic Soil Types
Soil-Particle Size or Grain Sizes

Structure of Clay Minerals
Types of Clay Minerals
How is water absorbed on the surface of a clay
particle?
Gradation of Particle Size
2. WEIGHT-VOLUME RELATIONSHIPS, PLASTICIY, AND
STRUCTURE OF SOIL
Weight-Volume Relationships
Important variables-(Water or Moisture
Content-Unit Weight or Mass-Void ratio-Specific
Gravity..etc.
Relative Density
Particle Size and Shape
Grain Size Tests
Sieve Tests (Coarse-Grained Soils)
Hydrometer Tests (Fine-Grained Soils)
Plasticity and the Atterberg Tests
3. ENGINEERING CLASSIFICATION OF SOIL
Introduction
Textural classification
Unified Soil Classification System (USCS)
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4. PERMEABILITY AND SEEPAGE

PERMEABILITY
Overview of Underground Water Flow
Permeability
Theory
Laboratory and Field Tests
Empirical Correlations
Equivalent Permeability in Stratified Soil
SEEPAGE
Laplaces Equation of Continuity
Continuity Equation for Solution of Simple
Flow Problems
Flow Nets
Seepage Calculation
Seepage pressure and Uplift Pressure
Seepage through an Earth Dam
5. IN SITU STRESSES
Effective Stress Concept
Effective Stress in Saturated Soil with no
Seepage
Effective Stress in Saturated Soil with Seepage
Seepage Force
Filter Requirements and Selection of Filter
Material
Capillary Rise in Soil
Effective Stress in Capillary Zone
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6. STRESSES IN SOIL MASS

Normal and Shear Stresses on a Plane
Stress distribution in soils
Stress Caused by a Point Load
Vertical Stress Caused by a Line Load
Vertical Stress Caused by a Strip Load
Vertical Stress Due to Embankment Loading
Vertical Stress below the Center of a uniformly
Loaded Circular Area
Vertical Stress at any Point below a uniformly
Loaded Circular Area
Vertical Stress Caused by a Rectangularly
Loaded Area
Influence Chart for Vertical Pressure
(Newmark Chart)
Approximate methods
7. COMPRESSIBILITY OF SOIL
Introduction
Immediate Settlement
Consolidation Settlement (Primary Consolidation)
Secondary Compression (Secondary consolidation)
Settlement
Time Rate of Consolidation
Calculation of Consolidation Settlement under a
Foundation
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8. SHEAR STRENGTH OF SOIL

Introduction
Mohr-Coulomb Failure Criterion
Inclination of the plane of failure due to shear
Laboratory Tests for Determination of Shear
Strength Parameters
Stress Path
9. SOIL COMPACTION
General Principles
Soil Compaction in the Lab:
Factors affecting Compaction
Structure of Compacted Clay Soil
Field Compaction
Specification for Field Compaction
Determination of Field Unit Weight
Compaction
of
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Origin of Soil and Grain Size

Soils and Rocks
Definition of Soil and Rock
Soil
Naturally occurring mineral particles which are readily separated into
relatively small pieces, and in which the mass may contain air, water,
or organic materials (derived from decay of vegetation).
Rock
Naturally occurring material composed of mineral particles so firmly
bonded together that relatively great effort is required to separate the
particles (i.e., blasting or heavy crushing forces).
Types of Rocks
Igneous rocks
Sedimentary rocks
Metamorphic rocks
Igneous Rocks
Definition-Rocks formed by the solidification of molten material,
either by intrusion at depth in the earth's crust or by extrusion at the
earth's surface.
Examples
Acidic (high silica content)
sandy or gravelly soils
Granite (contains quartz and feldspar w/mica)
Basic (low silica content) clay soils
Basalt (contains feldspar and augite with green olivine)
Intermediate fine textured soils
Diorite (similar to granite except little or no quartz)
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Sedimentary Rocks
Definition- Rocks formed by deposition, usually under water, of
products derived by the disaggregation of pre-existing rocks.
Types
Shales
clay and silt particles
Sandstones
Limestone (Karst topography)
Dolstone (marl, chalk)
Metamorphic Rocks
Definition-Rocks that may be either igneous or sedimentary rocks
that have been altered physically and sometimes chemically by the
application of intense heat and pressure at some time in their
geological history
Types
Coarse crystalline (gneiss)
Medium crystalline (schist, marble, soapstone)
Fine to microscopic (slate, anthracite coal)
Methods of Classifying Rocks
Visual Classification
Weathering Classification
Discontinuity Classification
Colour and Grain Size
Hardness Classification
Geological Classification
Classification by Field Measurements and Strength Tests
Strength
Rock Quality Designation and Velocity Index Rock
Rock Quality Designation (RQD)
Based on a modified core recovery procedure
Li = length of a given recovered piece
RQD
Li
Lt
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Lt = total length of core sample

Velocity index
Square of the ratio of the field compressional wave velocity to
the laboratory compressional wave velocity
Typically used to determine rock quality using geophysical
surveys
Rock Quality Designation (RQD)

RQD%
VELOCITY INDEX
ROCK MASS QUALITY
90 - 100
75 - 90
50 - 75
25 - 50
0 - 25
0.80 - 1.00
0.60 - 0.80
0.40 - 0.60
0.20 - 0.40
0 - 0.20
Excellent
Good
Fair
Poor
Very Poor
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Soil Rock Cycle
Weathering
Physical or Mechanical weathering causes disintegration of the rocks
into smaller particle sizes, the processes that cause physical
weathering areFreezing and thawing
Temperature changes
Erosion (Abrasion)
Activity of plants and animals including man
- Chemical weathering causes decomposition in rocks by
Oxidation union of oxygen with minerals in rocks forming
another minerals
Hydration water will enter the crystalline structure of
minerals forming another group of minerals
Hydrolysis the release Hydrogen from water will union with
minerals forming another minerals
Carbonation when Co2 is available with the existence of
water the minerals changed to Carbonates
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Basic Soil Types

Sedimentary Soils
Residual
Organic
Transported Soils
Alluvial
Aeolian
Glacial
Marine
Colluvial
Pyroclastic
Sedimentary Soils
Residual Soils: Material formed by disintegration of underlying
parent rock or partially indurated material.
Sands
Residual sands and fragments of gravel size formed by
solution and leaching of cementing material, leaving the
more resistant particles; commonly quartz.
Generally, favourable foundation conditions.
Clays
Residual clays formed by decomposition of silicate rocks,
disintegration of shales, and solution of carbonates in
limestone.
Variable properties requiring detailed investigation. Deposits
present favorable foundation conditions except in humid and
tropical climates.
Organic Soils: Accumulation of highly organic material formed in
place by the growth and subsequent decay of plant life.
Peat. A somewhat fibrous aggregate of decayed and
decaying vegetation matter having a dark colour and odour
of decay.
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Muck. Peat deposits which have advanced in stage of

decomposition to such extent that the botanical character is
no longer evident.
Very compressible, entirely unsuitable for supporting building
foundations.
Transported Soils
Alluvial Soils: Material transported and deposited by running water.
Flood plain deposits. Deposits laid down by a stream within
that portion of its valley subject to inundation by floodwaters.
Point Bar: Alternating deposits of arcuate ridges and swales
(lows formed on the inside or convex bank of mitigating
river bends.)
Channel Fill: Deposits laid down in abandoned meander
loops isolated when rivers shorten their courses.
Back swamp: The prolonged accumulation of floodwater
sediments in flood basins bordering a river.
Generally favourable foundation conditions, with important
exceptions; frequently require deep foundations.
Alluvial Terrace deposits.
Relatively narrow, flat-surfaced, river-flanking remnants of
flood plain deposits formed by entrenchment of rivers and
associated processes.
Usually drained, oxidised. Generally favourable foundation
conditions.
Estuarine deposits.
Mixed deposits of marine and alluvial origin laid down in
widened channels at mouths of rivers and influenced by tide
of body of water into which they are deposited.
Generally, fine-grained and compressible. Many local
variations in soil conditions.
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Alluvial-Lacustrine deposits.
Material deposited within lakes (other than those associated
with glaciation by waves, currents, and organo-chemical
processes.
Clays are frequently varved, i.e., layered by the annual
deposition of material
Usually very uniform in horizontal direction. Fine-grained
soils generally compressible.
Piedmont deposits
Alluvial deposits at foot of hills or mountains. Extensive
plains or alluvial fans.
Generally favourable foundation conditions.
Deltaic deposits.
Deposits formed at the mouths of rivers that result in
extension of the shoreline.
Generally fine-grained and compressible. Many local
variations in soil condition.
Aeolian Soils: Material transported and deposited by wind.
Loess
A calcareous, unstratified deposit of silts or sandy or clayey
silt traversed by a network of tubes formed by root fibres
now decayed.
Relatively uniform deposits characterised by ability to stand
in vertical cuts. Collapsible structure. Deep weathering or
saturation can modify characteristics.
Dune sands
Mounds, ridges, and hills of uniform fine sand
characteristically exhibiting rounded grains.
Very uniform grain size; may exist in relatively loose
condition.
Glacial soils: Material transported and deposited by glaciers, or by
melt water from the glacier.
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Glacial till
An accumulation of debris, deposited beneath, at the side
(lateral moraines,) or at the lower limit of a glacier (terminal
moraine.) Material lowered to ground surface in an irregular
sheet by a melting glacier is known as a ground moraine
Consists of material of all sizes in various proportions from
boulder and gravel to clay. Deposits are unstratified.
Generally present favourable foundation conditions;
however, rapid changes in conditions are common.
Glacio-Fluvial deposits
Coarse and fine-grained material deposited by streams of
melt water from glaciers. Material deposited on ground
surface beyond terminal of glacier is known as an outwash
plain. Gravel ridges known as kames and eskers.
Many local variations. Generally, these present favourable
foundation conditions.
Glacio-Lacustrine deposits
Material deposited within lakes by melt water from glaciers.
Consisting of clay in central portions of lake and alternate
layers of silty clay or silt and clay (varved clay in peripheral
zones.
Very uniform in a horizontal direction.
Marine Soils: Material transported and deposited by ocean waves
and currents in shore and offshore areas.
Shore deposits
Deposits of sands and/or gravels formed by the transporting,
destructive, and sorting action of waves on the shoreline.
Relatively uniform and of moderate to high density.
Marine clays
Organic and inorganic deposits of fine-grained material.
Generally very uniform in composition. Compressible and
usually very sensitive to remolding.
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Colluvial Soils: Material transported and deposited by gravity.

Talus
Deposits created by gradual accumulation of unsorted rock
fragments and debris at base of cliffs.
Previous movement indicates possible future difficulties.
Generally unstable foundation conditions.
Hillwash
Fine colluvium consisting of clayey sand, sand silt, or clay.
Pyroclastic Soils: Material ejected from volcanoes and transported
by gravity, wind and air.
Ejecta
Loose deposits of volcanic ash, lapilli, bombs, etc.
Pumice
Frequently associated with lava flows and mudflows, or may
be mixed with nonvolcanic sediments.
Typically shardlike particles of silt size with larger volcanic
debris. Weathering and redeposition produce highly plastic,
compressible clay. Unusual and difficult foundation
conditions.
Special Soils (problematic soil)
Expansive Soils
Collapsing Soils
Permafrost and Frost
Penetration
Man-made and
Hydraulic Fills
Limestone and Related
Soils
Karst Topography
Calcareous Soils
Quick Clays
Dispersive Clays
Submarine Soils
Expansive Soils
Expansive soils are distinguished by their potential for great volume
increase upon access to moisture.
Soils exhibiting such behaviour are mostly Montmorillonite clays and
clay shales.
Expansive soils can be identified by either their plasticity limit or a
swell test
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Collapsing Soils
Collapsing soils are distinguished by their potential to undergo large
decrease in volume upon increase in moisture content even without
increase in external loads.
Examples:
Loess
Weakly cemented sands and silts where cementing agent is soluble
(e.g., soluble gypsum, halite, etc.)
Certain granite residual soils.
Deposits of collapsible soils are usually associated with regions of
moisture deficiency.
Permafrost and Frost Penetration
Volume Increase from underground ice formation leads to heave of
structure
In non-frost susceptible soil: Typically 4% (porosity 40%, water
volume increase in turning to ice = 10%, total heave = 40% x 10% =
4%).
In susceptible soil heave is much greater as water flows to colder zones
(forming ice lenses). The associated loss of support upon thaw can be
more detrimental to structure than the heave itself.
Silts are the most susceptible to frost heave. Soils of types SM, ML, GM,
SC, GC, and CL are classified as having frost heave potential.
Man-made and Hydraulic Fills
Found in coastal facilities, levees, dikes and tailings dams.
High void ratio.
Subject to large amount of settlement.
Uniform gradation but variable grain size within same fill.
High liquefaction potential
Lateral spreading.
Easily eroded.
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Limestone and Related Soils

Karst Topography
Limestone is very soluble
Uneven underground erosion leads to erratic depth and quality of
bedrock
Erosion also leads to underground caverns and water flows
Expansion of underground voids can lead to sinkholes
Calcareous Soils
Calcareous soils are those which are composed of primarily sand size
particles of calcium carbonate, which may be indurated to varying
degrees.
They can originate from biological processes such as sedimentation of
skeletal debris and coral reef formation.
Because of their association with coral reefs, these soils appear mostly
between the latitudes of 30N and 30S.
These soils are some of the most challenging types of soils for the
design and installation of foundations.
Quick Clays
Quick clays are characterised by their great sensitivity or strength
reduction upon disturbance.
All quick clays are of marine origin.
Because of their brittle nature, collapse occurs at relatively small
strains. Slopes in quick clays can fail without large movements.
Generally found in northern regions (Canada, Scandinavia, Alaska)
Dispersive Clays
Easily eroded by low water velocities
When placed into embankments, tunnels and gullies easily form
(piping)
Can be dealt with chemical treatment of the soil, use of geotextiles or
blockage using different types of walls
Submarine Soils
Found in continental shelf deposits at water depths up to several
hundred feet
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Distribution and physical properties of sand, silt and clay may change
with time and local geologic conditions
Soil deposits have typical properties
Some areas (Gulf of Mexico) have weak, underconsolidated deposits
Soil-Particle Size or Grain Sizes

We are often interested in the particle or grain sizes present in a particular soil
as well as the distribution of those sizes.
Its range
Boulders or cobbles
D > 75 mm
Ultra fine grained colloidal materials

D < 0.001 mm
108 max. log scale
Cohesionless soils
Cohesive soils
Soil Cohesion
Cohesionless Soils
Generally are granular or coarse
grained
Particles do not naturally adhere
to each other
Have higher permeability
Cohesive Soils
Generally are fine grained
Particles have natural adhesion
to each other
due to presence of clay minerals
Have low permeability
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Coarse-grained, Granular or Cohesionless Soils

Excellent foundation material for supporting structures and roads.
The best embankment material.
The best backfill material for retaining walls.
Might settle under vibratory loads or blasts.
Dewatering can be difficult due to high permeability.
If free draining not frost susceptible
Fine-Grained or Cohesive Soils

Very often, possess low shear strength.
Plastic and compressible.
Loses part of shear strength upon wetting.
Loses part of shear strength upon disturbance.
Shrinks upon drying and expands upon wetting.
Very poor material for backfill.
Poor material for embankments.
Practically impervious.
Clay slopes are prone to landslides.
Silts
Characteristics
Relatively low shear strength
High Capillarity and frost susceptibility
Relatively low permeability
Difficult to compact
Compared to Clays
Better load sustaining qualities
Less compressible
More permeable
Exhibit less volume change
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Aspects of Cohesionless Soils

Angularity
Angular Sharp Edges
Subangular Edges distinct but well rounded
Subrounded
Rounded
Well Rounded
Angular
Sub-rounded
Well- rounded
Rounded
Sub-angular
Angular particled soils generally exhibit better engineering properties; also

can frequently pass larger particles through a given sieve size
Density
Both unit weight and strength of soil can vary with particle arrangement
Denser soils have both higher load carrying capacity and lower settlement
Relative Density
Dr
emax eo
x100
emax emin
emax = void ratio of the soil in its loosest condition

emin = void ratio of the soil in its densest condition
e0 = void ratio in the natural or condition of interest of the soil
Convenient measure for the strength of a cohesionless soil
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Example
Find
Given
Void Ratio
Sand Backfill
Relative Density
Unit Weight = 109 pcf
Water Content = 8.6%
Specific Gravity of Solids = 2.6
emax = 0.642 (loosest state)
emin = 0.462 (densest state)
Solution
Assume Vt = 1 ft3; thus, Wt = 109 lbs.
Weight balance: 109 = Ws + Ww
Water content = Ww/Ws = 0.086
Solving two previous equations:
Ws = 100.4 lbs; Ww = 8.6 lbs.
Vs = Ws s = 100.4/((2.6)(62.4)) = 0.618 ft3
Vw = Ww w = 8.6/62.4 = 0.138 ft3
Va = Vt Vw Vs = 1 0.138 0.618 = 0.243 ft3
e = Vv/Vs = (Va + Vw)/Vs = (0.243 + 0.138)/0.618 = 0.616
Dr
emax eo
x100
emax emin
0642 0618
x100 14.2%
0642 0.462
Properties of Fine Soils
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Aspects of Cohesive and Fine Grained Soils

Clay Minerals and Water
Particle Orientation of Clay Soils
Thixotropy

Clay minerals are very tiny crystalline substances evolved primarily from
chemical weathering of certain rock forming minerals, they are complex
alumino silicates plus other metallic ions.
All clay minerals are very small with colloidal sized (D < 1 m). Because of
their small size and flat shape, they have very large specific surfaces. There is
usually a negative electric charge on the crystal surfaces and electro
chemical forces on these surfaces are therefore predominant in determining
their engineering properties. In order to understand why these materials
behave as they do, it will be necessary to examine their crystal structure in
some detail.
Atoms of clay minerals form sheets
Silica tetrahedral sheets
silicon
Si
Tetrahedral unit
Silica sheet
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Alumina octahedral sheets
Al (Gibbsite)
or
Mg (Magnesia)
Al
Alumina sheet
Octahedral unit
Sheets can layer in different ways, forming different types of clay
minerals
Clay minerals tend to form flat, platelike, and niddle shapes
Electro Chemical Forces
Primary valency bonds
Van der Waals forces or molecular bonds
Polar forces
Hydrogen bonds
Isomorphic substitutions and absorbed ions
It is the replacement of the silicon and aluminum ions in the crystal by
other elements, with no change in the crystalline structure
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Kaolinite group
Illite group
Montmorillonite group
Kaolinite
One sheet alumina,
one silica
Most prevalent clay
mineral
Halloysite
One sheet alumina,
one silica, sheet of
water in between
Properties affected
by presence or
removal of water
sheet
Reverts to kaolinite
when water is
removed
Illite
Montmorillonite
Same as Illite except no
potassium; iron or
magnesium
replace the alumina
Very prone to expansion
with changes in water
content due to weak
bonding
One silica, one

alumina, one silica
sheet, bonded with
potassium
More plastic than
kaolinite
Most prevalent in
marine deposits
Specific surface
It defines as the ratio of the surface area (As) of a material to either its volume
(V) for regular shape or mass (m) for irregular shape of soil particles.
S .S
1
As
(
) ; S .S
V length
As length 2
(
)
m
mass
To demonstrate this, S.S for cubes with different dimensions were computed
as follows:S.S
Cube
1x1x1 cm3
6(1cm 2 )
1cm 3
6 / cm
1x1x1 mm3
6(1mm 2 )
1mm 3
6 / mm
1x1x1 m3
6(1 m 2 )
1 m3
6/ m
0.6 / mm
6000 / mm
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How is water absorbed on the surface of a clay particle?

_
_
_
_
+ +
+ +
+ -
Concentration of ions
Diffuse Double Layer
Catio
Anio
Distance from the clay particle
Surface of clay particle
Oxygen
=
Hydrogen
Hydrogen
105o
Clay
particle
Dipole
+ -
_
_
_
+ -
Dipole
Cation
Hydrogen
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Gradation of Particle Size
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Sieve Analysis
Primarily applied to granular (cohesionless) soils
Passes soil sample through a series of sieves of varying mesh fineness
Different portions of soil with different grain size pass through each mesh
Distribution of grain sizes constructed and plotted
Dx designates particle size for which x percent of sample has passed

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D10 effective size particle size at which 10% of the sample has passed.
It is useful to determine permeability
Uniformity Coefficient Cu
D60
D10
Well graded even distribution of different particle sizesCu > 10
Poorly graded most particles in a narrow size range Cu < 5
Gap Graded some particle size ranges are missing
Cu
Coefficient of Curvature Cc
Cu
D 2 30
D10 D60
Sieve Analysis Example
Cu
D60
D10
Cu
D 2 30
D10 D60
0 .6
0.07
8 .5
(Below well graded)
0.24 2
1.37
0.07 x0.6
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Passing #4 and #200 Sieve

Portion Passing #200 (0.074 mm) Sieve
Measure of whether soil is cohesive or Cohesionless (50%)
In this case, portion is approximately 10% of sample, so soil is definitely
cohesionless
Portion Remaining on #4 Sieve
Measure of whether a soil is a gravel or a sand (50%)
Usually taken as a percentage of soil not passing #200 sieve
For this sample, percentage is negligible, so soil is sand
Hydrometer Analysis
Hydrometer analysis is based on the principle of sedimentation of soil grains
in water. When a soil specimen is dispersed in water, the particles settle at
different velocities, depending on their shape, size, and weight, and the
viscosity of the water, (detailed discus will be hold on lab.)
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Weight-Volume Relationships, Plasticity, and

Structure of Soil
Topics in Soil Composition
Weight-Volume Relationships
Important variables-(Water or Moisture Content-Unit Weight or Mass-Void
ratio-Specific Gravity..etc.
Relative Density
Particle Size and Shape
Grain Size Tests
Sieve Tests (Coarse-Grained Soils)
Hydrometer Tests (Fine-Grained Soils)
Plasticity and the Atterberg Tests
Basic Concepts
Soil is a collection of particles that do not form a totally solid substance
Soil is a combination of:
Soil material in particles
Air
Water
The relationship between this combination defines much of what any
particular soil can do to support foundations
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Phase Diagram
Assumptions and Definitions:
Weight of air = 0
Dry Soil: Water weight and volume = 0
Volume of voids include all non-soil volume, both air and water
Saturated Soil
Saturated Soil: Air volume = 0
Only water and solids appear in completely saturated soil
Basic Formulas
V total=V air+V water+V soil
Wtotal=Wwater+Wsoil
or
W x = xV x
or
Mtotal=Mwater+M soil
M x = xV x
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Specific Gravity and Density

Unit Weight of Water (w)
62.4 lb/ft3
9.81 kN/m310 kN/m3
Density of Water
1.95 slugs/ft3
1 g/cm3 = 1 Mg/m3 = 1 Metric Ton/m3
Typical Specific Gravities for Soil Solids
Quartz Sand: 2.64 2.66
Silt: 2.67 2.73
Clay: 2.70 2.9
Chalk: 2.60 2.75
Loess: 2.65 2.73
Peat: 1.30 1.9
Except for organic soils, range is fairly narrow
Weight and Volume Relationships
W x=GxwV x
M x=GxwV x
In most cases, calculations in soil mechanics are done on a weight basis.
Exceptions include wave propagation problems (earthquakes, pile
dynamics,. etc.)
Important Variables
1. Void ratio, e
e=
Vv
Expressed as decimal Sands (0.4 1.0) Clays (0.3 1.5)
Vs
2. Porosity , n
n=
Vv
x100%
Vt
Expressed as percentage (0-100%)
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n=
Prove that
e
1+ e
or
e=
n
1 n
3. Degree of saturation, S
S=
Vw
x100% S = 0 % Dry Soil,
Vv
S = 100 % Saturated soil
4. Air Content, Ac
Ac =
Va
x100%
V
Ac = n(1 S )
So we can show that

5. Water Content,
=
Ww
x100% can be equal to zero in dry soil and may be reached
Ws
500% in some marine and organic soils.

6. Unit weight,
Total unit weight, t =
Wt Ws + Ww
=
Vt
Vt
Solid unit weight, s =
Ws
Vs
Water unit weight, w =
Ww
Vw
s range (25.4 kN/m3 - 28.5 kN/m3)
There are three other useful densities in soils engineering; they are
- Dry Unit weight, d =
Ws
Vt
- Saturated Unit Weight, sat =
Ws + Ww Wt
=
Vt
Vt
(Va = 0, S = 100 % )
- Submerged Unit Weight, / = sat w

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If we replaced the weight in these relationships by mass we could find basic

definitions for density () instead of unit weight ().
7. Specific gravity
G=
Gs =
s
w
apparent
Solid
Typical Specific Gravities for Soil Solids
Quartz Sand: 2.64 2.66

Silt: 2.67 2.73
Clay: 2.70 2.9
Chalk: 2.60 2.75
Loess: 2.65 2.73
Peat: 1.30 1.9
Except for organic soils, range is fairly narrow
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Computing Soil Composition
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Example 1
Given:
Total Volume = 1 cu. ft.
Total Weight = 140 lb.
Dry Weight = 125 lb.
Find
Water Content
Wet Unit Weight
Dry Unit Weight
By Definition:
Dry Unit Weight = Dry Weight = 125 lb/ft3
Wet Unit Weight = Total Weight = 140 lb/ft3
Solve for Weight of Water
WT = Ws + Ww
140 = 125+Ww
Ww = 15 lb/ft3
Solve for Water Content
w = Ww/Ws = Ww/125 = 15/125 = 0.12 = 12%
Example 2
Given:
Total Mass = 18.18 kg
Total Volume = 0.009 m3
Dry Mass = 16.13 kg
Find
Wet Density
Dry Unit Weight
Void Ratio
Water Content
Compute Mass of Water
Mt = Ms+Mw
18.18 = 16.13+Mw
Mw = 2.05 kg
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Compute Water Content

w = Mw/Ms
w= 2.05/16.13 = .127 = 12.7%
Compute Volumes
Volume of Water
Vw = Mw / w
Vw = 2.05/1000 = 0.00205 m3
Volume of Solids
Vs = Ms/ s = Ms/(Gsw)
Vs = 16.13/((1000)(2.7)) = 0.00597 m3
Volume of Air
Va = Vt Vw Vs
Va = 0.009-0.00205-0.00597 = .00098 m3
Example 3
Given
Saturated Soil
Void Ratio = 0.45
Find
Wet Unit Weight
Water Content
Assumptions
Va = 0
Vt = 1
Vs + Vw = 1
w water = 62.4 lb/ft3
Solve for Volumes
for saturated soil Vv = Vw
e = Vw/Vs = 0.45
Vw = 0.31 ft3
Vs = 0.69 ft3
Compute Wet Unit Weight
Weight of Soils = wVsGs = (62.4)(0.69)(2.7) = 114 lb
Weight of Water = wVw = (62.4)(0.31) = 19.4 lb
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Total Weight = 114 + 19.4 = 133.4 lb

Since volume is unity, total weight is also net unit
weight = 133.4 pcf
Compute Water Content
= Ww/Ws = 19.4/114 = 0.17 = 17%
Example 4
Given
Well Graded Sand
Void Ratio = 0.57
Porosity = 36.5%
Find
Degree of Saturation
Wet and Dry Unit Weight of Soil
Solution
Set sample volume = 1 m3
Total Volume = 1= Vw + Va + Vs
Void ratio e = 0.57 = Vv/Vs
Vt = 1 = 2.754 (Vw + Va) (1)
Porosity = n = Vv/Vt = (Va+Vw)/Vt = 0.365 = Va + Vw (2)
Solving (1) and (2) for Va and Vw,
Va = 0.00305 m3
Vw = 0.362 m3
then Vs = 0635 m3
Degree of Saturation
S=Vw/Vv = Vw/(Vw+Va) = 0.362/(0.362+.0031) = 0.99 = 99%
Soil is for practical purposes saturated
Dry Unit Weight
Ws = wGsVs = (9.81)(2.65)(.635) = 16.51 kN/m3
Weight of Water
Ww = wVw = (9.81)(.362) = 3.55 kN/m3
Wet Unit Weight
Wt = Ww + Wv = 20.06 kN/m3
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Atterberg limits and Consistency indices

They are water contents at certain limiting or critical stages in soil behavior
(especially, fine- grained soils). They, along with the natural water content
(n) are the most important items in the description of fine- grained soils and
they are correlate with the engineering properties & behavior of fine- grained
soils.
They are1-
Liquid Limit (L.L or L).
2-
Plastic Limit (P.L or P ).
3-
Shrinkage limit (S.L or S ).
State
Brittle
Water content 0
Semi solid
S.L
L.I<0
P.L
Plastic
L.I = 0
Liquid
L.L
L.I = 1
= P.L
Stress - strain response
Liquid Limit
Definition
Atterberg defined the liquid limit as a water content at which the soil becomes
a viscous liquid.
Casagrande- defined the liquid limit as a water content at which a standard
groove cut in the remolded soil sample by a grooving tool will close over a
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distance of 13 mm (1/2) at 25 blows of the L.L cup falling 10 mm on a hard

rubber base. (See the figure below)
In practice, it is difficult to mix the soil so that the groove closure occurs at
exactly 25 blows, so Casagrande did the following:
, %
Flow curve
L.L (l)
Slope = tan
N (No. of blows)
25
Log. Scale
Sometimes one point liquid limit test can be used because, for soils of
similar geologic origin, the slopes of the flow curves are similar.
L.L( L ) = n (
n tan
)
25
Where tan = slope of flow curve = 0.121

not equal for all soils
n = 20 30 for best results
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Plastic Limit
Atterberg defined the plastic limit as water content at which soil becomes
in plastic state .
Casagrande defined the plastic limit as water at which a thread of soil just
crumbles when it is carefully rolled out to a diameter of 3 mm(1/8). It should
break up into segments about 3 10 mm (1/8 3/8 inch) long. If the thread
crumbles at diameter smaller than 3 mm, the soil is too wet. If the thread
crumbles at diameter grater than 3 mm, the soil past the P.L
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Shrinkage Limit
It defines as a water content at which no further volume change occurs with
continuous loss of moisture.
Volume of soil
Vi
Vf
s
S.L
P.L
L.L
Moisture content (%)
The following figure illustrate the concept of the tests

Coated with
petrolumjelly
Porcelain dish
VI soil
volume
44.4 mm dia.
12.7 mmheight
Oven dried
Before drying
Vf soil volume
m soil mass
After drying
The excess soil

removed by sharp
knife
The soil volume determined by

displacement of mercury
Referring to the figure that illustrate the test

S.L = i where i = initial water content
= change in water content
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However
i (%) =
m1 m2
x100%
m2
also
(%) =
(Vi V f )
m2
S .L = i
x w x100%
We can also estimate the magnitude of S.L using the plasticity chart, as we
will described in lab.
Other index properties for the soil
- Plasticity index, P.I = L.L P.L
- Flow index, F .I =
2 1
=
=
log N 2 log N1 log N 2 = 1 for K oneK cycle
N1
slope of flow curve, it shows how close the clayey soil

from the plastic state
-
Toughness index, T .I = P.I express the soil consistency in the plastic State.
F .I
- Consistency index, C.I =
- Liquidity index, L.I =
L.L n
L.L n
=
L.L P.L
P.I
n P.L
P.I
L.I < 0 --- the soil is in Brittle state

L.I (0 1) the soil is in plastic state
L.I >1 --Asst. Prof. Khalid R. Mahmood (PhD.)
the soil is in viscous liquid state
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Factors affecting the Atterberg Limits

1. Shape and size of grains.
As the grains size get smaller the plasticity increases while grains with
flaky shape had more plasticity characteristics than other shapes.
2. Content of clay minerals.
As the content of clay minerals increase the plasticity characteristics
increase.
3. Type of clay minerals.
As we will describe later the characteristics of each type of clay mineral
group the type will effect the plasticity characteristics and for instance
Montmorillonite
Illite
Kaolinite
Plasticity increase
4. Type of ions.
The type of absorbed ions will effect the plasticity characteristics such
as Na , Mg will give high plasticity while Ca will give low plasticity.
5. Content of organic matter.
As the organic matter content increase the plasticity characteristics
Increase.
Activity
Skempton (1953) observed the following relationship. He defined a quantity
called Activity which the slope of the line correlating P.I & % finer than 2
m.
A=
P.I
%ofclay sizefraction, byweight
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P.I
Soil 1
A1
Soil 2
A2
% of clay fraction ( < 2 )

This term used for identifying the swelling potential of clay soils and for
certain classification properties.
A
Soil classification
< 0.75
0.75 1.25
1.25 2.0
Non Active
Normally Active
Active
A
0.4 0.5
0.5 1.0
1.0 7.0
Type of clay minerals

Kaolinite
Illite
Montmorillonite
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Example
The following data were obtained from the liquid & plastic limits tests for a
soil with n = 15 %
Liquid limit test
No. of blows
15
20
28
Plastic limit test
Moisture content; %
42
40.8
39.1
P.L = 18.7 %
Required
a- Draw the flow curve & find the liquid limit.
b- Find the plasticity index of the soil
c- Find L.I, C.I, F.I, T.I
Moisture Content %
Solution
44.00
40.00
L.L = 39.5 %
36.00
10.00
100.00
No. of blows (N)
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P.I = L.L P.L = 39.5 18.7 = 20.8

P.L 15 18.7
L.I = n
=
= 0.178 < 1
P.I
20.8
L.L n 39.5 15
C.I =
=
= 1.178
P.I
20.8
42 40.8
F .I =
= 9.6
log15 log 20
P.I 20.8
T .I =
=
= 2.167
F .I
9.6
The soil is heavily preconsolidated, since n is smaller than P.L & lower than
L.L.
Plasticity Chart
Casagrande (1932)
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Soil Structure and Fabric

In geotechnical engineering, the structure of a soil affects or governs the
engineering behavior of particular soil and is taken to mean both
1. Geometric arrangement of the particles or mineral grains with respect to
each other (soil fabric).
2. Interparticle forces which may act between the particles or minerals
grains. They probably have two main causes : Orientation of the adsorbed
water and Cementation
Factors that affect the soil structure are The shape, size, and mineralogical composition of soil particles,
The nature and composition of soil water.
Structures in Cohesionless Soil

The structures generally encountered in cohesionless soils can be divided
into two major categories:1. Single grained structure
2. Honeycombed structure
Single grained structure
Soil
Voids
Loose
Dense
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A useful way to characterize the density of a natural granular soil is with

relative density Dr as described before.
Honeycombed structure
In this structure, relatively fine sand and silt form small arches with chains
of particles as shown in the figure below. Soils exhibiting honeycombed
structure have large void ratios and they can carry ordinary static load.
However, under heavy load or when subjected to shock loading, the
structure breaks down, resulting in large settlement.
Soil solid
Void
Structures in Cohesive Soils

1. Dispersed structure
2. Flocculated structure
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Thixotropy
Thixotropy is the ability of certain substances to liquefy when agitated and
to return to a gel form when at rest. The term thixotropy is derived from
the Greek words thixis, meaning "the act of handling," and trope, meaning
"change." Thixotropic substances are colloidal gels when solid and sols
when liquefied. Examples of thixotropic substances include catsup, some
hand creams, certain paints and printer's inks, and suspensions of clay in
water. The reversibility and essentially isothermal nature of the of the gelsol-gel transformation distinguish thixotropic materials from those that
liquefy upon heating--for example gelatin.
Thixotropic systems are quite diverse. Therefore, it is unlikely that a single
descriptive theory can include them all. However, in general, the
phenomenon is found only in colloidal suspensions.
Various mechanisms can cause thixotropic behavior. For a gel system,
agitation disrupts the three-dimensional structure that binds the system into
a gel. Agitation might also introduce order into the system. In a system
containing long polymeric molecules, these molecules can be disordered in
the gel. When the gel is agitated, the molecules can align in the direction
of flow, reducing the resistance to flow.
Some substances possess a property which is nearly the opposite of
thixotropy. This property is called dilatancy. A dilatant substance is one
that develops increasing resistance to flow as the rate of shear increases. A
household example of a dilatant material is a thick dispersion of cornstarch
in water. This appears to be a free-flowing liquid when poured, but when it
is stirred, it becomes very firm. Another familiar example of dilatancy is
the phenomenon of wet sand appearing to dry and become firm when it is
walked on.
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Soil Classification
Introduction
A soil classification system is the arrangement of different soils with similar properties into groups &
subgroups based on their application or to their probable engineering behavior.
provides a common language to briefly express the general characteristics of
soils, which are infinitely varied, without detailed descriptions.
Most of the soils classification systems that have been developed for
engineering purposes are based on simple index properties such as particle size
distribution & plasticity.
Although there are several classification systems now in use, none is totally
definitive of any soil for all possible applications, because of the wide diversity
of soil properties.
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The role of classification system in geotechnical engineering practice isClassification & index properties
e, n, , S, GDS, L.L, P.I, etc
Classification system
Engineering properties
Permeability, compressibility, Shear
strength,.etc.
Engineering purposes
Highways, airfield, dams, foundations,etc.
A- Textural classification
In general classification systems divided soils into the following categories on
the basis of particle size. Gravel; Sand; Silt; and Clay , but the nature of
soils are mixtures of particles from several size groups, so if we know the
principle components of the soils, we can named the soils such as Sandy Clay,
Silty Clay ; and so forth. One of these systems is the system developed by
AASHTO (American Association of State Highway and Transportation
Official).the following chart is used to classify the soil, It is based on the
particle size limits
Sand size
2.0 0.05
mm in diameter
Silt size
0.05 0.002 mm in diameter
Clay size
smaller than 0.002 mm in diameter
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0 100
10
90
20
80
70
30
Clay
40
50
% of Sand
70
80
90
100
Sand
10
60
50
Silty clay
Sandy
clay
30
Sandy Clay
loam
Clay
loam
Sandy loam
20
30
40
Silty Clay
loam
Loam
40
50
Silty loam
60
70
20
Silt
80
90
10
0
100
% of Silt
The chart is based only on the fraction of soil that passes through the no. 10
sieve. Otherwise a correction will be necessary if a certain percentage of the
soil particles are larger than 2 mm in diameter, as shown belowThe modified textural composition areModified % Sand =
% sand
x100%
100 % gravel
Modified % Silt =
% silt
x100%
100 % gravel
Modified % Clay =
%clay
x100%
100 % gravel
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Then the soil is classified by proceeding in manner indicated by the arrows &
the soil named according to the zone that fall in it as shown in the following
example.
Example
Given
Particle size distribution (%)
Soil
Gravel
A
B
Sand
0
18
Silt
18
Clay
24
58
51
22
62.2
26.83
10.96
RequiredClassify the soils using textural classification of AASHTO

SolutionSoil B percentages need to be corrected while percentages of soil A need no
correction and we can use the % directly
Soil B
Modified % Sand =
Modified % Silt =
51
x100 = 62.2%
100 18
22
= 26.83%
100 18
Modified % Clay =
9
= 10.96%
100 18
Using AASHTO chart we classified the soil A as clay and soil B As gravelly
Sandy loam
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B- Other classification systems

Although the textural classification of soil is relatively simple, it is based
entirely on particle size distribution. The amount & type of clay minerals
present in fine grained soils dictates to a great extent their physical
properties. Hence, it is necessary to consider plasticity, which results from the
presence of clay minerals, in order to interpret soil characteristics.
At the present time two classification systems are commonly used by soil
engineers which take into consideration the particle size distribution &
Atterberg limits. They are
1- AASHTO System
2- Unified Soil Classification System (USCS)
At present we will consider (USCS) only
4.75
4.75
MEDIUM
19
0.075
COLLOIDAL
CLAY
SILT
0.005
0.001
SAND
COARSE
FINE
75
COARSE
300
COBBLLES
USCS
BOULDERS
GRAVEL
0.425
FINE
MEDIUM
2
0.425
FINE
75
COARSE
AASHTO
GRAVEL
BOULDERS
SAND
FINES
(SILT & CLAY)
0.075
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Unified Soil Classification System (USCS)

The original form of this system was proposed by Casagrande in 1942 during
World War 2, it was revised in 1952. At present it widely used among
engineers.
This system classifies soils under two broad categories
1- Coarse grained soils that are gravelly and sandy in nature with less than
50% passing through the no.200 sieve. The group symbols start with
prefixes of either G or S. besides cobble and boulder without symbol.(see
the following table)
2- Fine grained soils with 50% or more passing through the no. 200 sieve.
The group symbols start with prefixes M; C; O & Pt. (see the following
table).
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Soil component
Boulder
Cobble
Gravel
Sand
Symbol
Grain size range &

description
Significant properties
None
Rounded to angular, bulky,

hard, rock particle, average
diameter more than 300 mm
None

hard, rock particle, average
diameter smaller than 300 mm
but larger than 75 mm.

hard, rock particle, passing 75
mm sieve and retained on
sieve no. 4 (4.75 mm).
Coarse 75 19 mm
Fine 19 4.75 mm

hard, rock particle, passing
sieve no. 4 and retained on
sieve no. 200 sieve (0.075
mm).
Coarse 4.75 2 mm
Medium 2 0.425 mm
Fine 0.425 0.075 mm
Boulders and cobbles are very

stable components, used for
fills, ballast, and to stabilize
slopes (riprap). Because of size
and weight, their occurrences
in natural deposits tends to
improve the stability of
foundations. Angularity of
particles increases stability.
Gravel
and
sand
have
essentially same engineering
properties differing mainly in
degree. The 4.75-mm sieve is
arbitrary division and does not
correspond
to
significant
change in properties. They are
easy to compact, little affected
by moisture, not subject to
frost action. Gravels are
generally more previously
stable, resistant to erosion and
piping than are sands. The
well- graded sands and gravels
are generally less pervious and
more stable than those which
are poorly graded (uniform
gradation).
Irregularity of
particles increases the stability
slightly. Finer, uniform sand
approaches the characteristics
of silt: i.e., decrease in
permeability and reduction in
stability with increase in
moisture.
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Soil component
Symbol
Grain size range &

description
Silt
Particles smaller than

0.075 mm, identified by
behavior: that is, slightly
or non plastic
regardless of moisture
and exhibits little or no
strength when air dried.
Clay
Particles smaller than

0.075 mm, identified by
behavior: that is, it can
be made to exhibit
plastic properties within
certain range of moisture
and exhibits considerable
strength when air-dried.
Organic matter
Organic matter in various

sizes and stages of
decomposition.
Significant properties
Silt is inherently unstable, particularly
when moisture is increased, with
tendency to become quick when
saturated. It is relatively impervious,
difficult to compact, highly susceptible
to frost heave, easily erodible and
subject to piping and boiling. Bulky
grains reduce compressibility, flaky
grains, i.e., mica, diatoms, increase
compressibility, produce an elastic
silt. Produce
The distinguishing characteristics of
clay is cohesion or cohesive strength,
which increase with decrease in
moisture. The permeability of clay is
very low, it is difficult to compact
when wet and impossible to drain by
boundary means, when compacted is
resistant to erosion and piping, is not
suspectible to frost heave, is subject to
expansion and shrinkage with changes
in moisture. The properties are
influenced not only by the size and
shape (flat, platelike particles) but
also by their mineral compositions:
i.e., the type of clay mineral, and
chemical environment or base
exchange capacity. In general, he
Montmorillonite clay mineral has
greatest, Illite and Kaolinite the least,
adverse effect on the properties.
Organic matter present even in
moderate amounts increase
compressibility and reduces the
stability of the fine grained
components. It may decay causing
voids or by chemical alteration change
the properties of a soil, hence organic
soils are not desirable for engineering
uses.
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Other symbols used for the classification are

W well graded
P poorly graded
L low plasticity (L.L < 50%)
H high plasticity (L.L > 50%)
So the group symbols may be one of the following for-
Coarse grained soils

GW , SW
GW GM , SW SM
GM , SM
GP , SP
GW GC , SW SC
GC , SC
GP GM , SP SM
GP GC , SP SC
-
Fine grained soils

CL , ML , OL
CH , MH , OH
CL ML &Pt
The plasticity chart used in USCS is shown below which is developed by

Casagrande (1948) and modified to some extent here.
U- line
60
A- line
CH
U line P.I = 0.9 (LL 8)
CL ML
7
4
P.I% 0
CL
CL
MH
or
or
A line P.I = 0.73(LL 20)
ML
or
ML
OL 50
100
Liquid Limit %
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The following is a step by step procedure for classification of soils

Step 1- determine the percent of soil passing no. 200 sieve (F).
If F < 50% , the soil will classify as Coarse grained soil gravelly or sandy
soil , then go to step 2.
If F > = 50% , the soil will classify as Fine grained soil silty or clayey soil ,
then go to step 3
Step 2 Determine the percent of soil passing no. 4 & retained on no 200
sieve (F1).
100 F
the soil will take the symbol G (gravel or gravelly soil).
2
100 F
the soil will take the symbol S (sand or sandy soil)
If F1
2
If F1 <
To state the degree of gradation whether to be well (W) or poor (P) the
following criteria shall be meet together and the soil will be well graded
otherwise the soil will be poorly graded.
Cu greater than 4 for gravel & greater than 6 for sand
Cc between 1 and 3
Then if F < 5% examine GSD & find Cu & Cc and the soil will take one of the
following symbol GW, SW, GP, SP according to the above criteria.
If F is between 5% - 12% besides the GSD characteristics (Cu & Cc ) we shall
use the plasticity characteristics such as (L.L & P.I ) with the plasticity chart
to define the dual symbol such as GW GM , SW SM , GP GM , SP
SM , GW GC , SW SC , GP GC , SP SC .
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If F > 12% we use the plasticity characteristics (L.L & P.I) with the plasticity
chart to state the soil symbol such as GM, GC, SM, SC,
GM GC or
SM SC .
Step 3 For fine grained we use the plasticity characteristics (L.L & P.I)
with the plasticity chart to state the soil symbol such as OL
or
ML,
CL ML , CL when L.L <50% but if L.L >50% the symbol will be OH or

MH , CH. To state whether the soil is inorganic (M or C) or organic (O) we
shall examine the color and changes in L.L & P.I after drying for the soil such
test will not describe here.
After we classify the soil and give it a symbol , knowing its significant
properties we can state the engineering use of it.
Example
Following are the results of a sieve analysis and L.L & P.L tests for two soils
Sieve size
Soil 1 % passing
Soil 2 % passing
No.4 (4.75 mm)
99
97
No. 10 (2 mm)
92
90
No. 40 (0.475 mm)
86
40
No. 100
78
No. 200 ( 0.075 mm)
60
L.L
20
P.L
15
P.I
NP (Not Plastic)
Required
Classify the soil according to USCS
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Solution
1- Plot the GSD curve for the two soils.
2- For soil 1 % passing no. 200 sieve is greater than 50% so it is fine grained
soil and by using plasticity chart the soil plots in the zone (CL ML).
3- For soil 2 % passing no. 200 sieve is less than 50% so it is coarse
grained soil.
F1 =92% (% passing no. 4 & retained on No.200 sieve) >
100 5
= 47.5% so
2
the symbol is S (Sand)

Referring to the GSD curve we find D10 = 0.18 mm
D30 = 0.34 mm
D60 = 0.71 mm
D60
D30 2
Cu =
= 3.9 < 6 ; C c =
0.91 1
D10
D10 .D60
as Cu & Cc does not meet the requirements of well- graded the soil is poorly
graded , the symbol will be SP, but since % passing no. 200 sieve = 5% the
soil will take a dual symbol, since the soil is NP so the symbol is SM
so the symbol will be SP SM .
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W.T.
Impervious Soil
h = hA - hB
pervious Soil
W.T.
hA = total head
Impervious Soil
hB= total head
Datum
Permeability and Seepage

Topics
1. Permeability
Permeability
Theory
2. Seepage
Laplaces Equation of Continuity

Continuity Equation for Solution of Simple Flow Problems
Flow Nets
Seepage Calculation
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Permeability
Hydrologic Cycle
Aspects of Hydrology
A relatively small amount of the earth's water (<1%) is contained in the
groundwater, but the effects of this water are out of proportion to their
amount
The permeability of soil affects the distribution of water both between the
surface and the ground mass and within the ground mass itself
Ground Surface
Vadose Zone
(zone of aeration)
Capillary fringe
Water Table
(Phreatic Surface)
Zone of Phreatic Water

(zone of saturation)
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Permeability
Definition The property of soils that allows water to pass through them at some
rate.
This property is a product of the granular nature of the soil, although it
can be affected by other factors (such as water bonding in clays)
Different soils have different perm abilities, understanding of which is
critical to the use of the soil as a foundation or structural element
Soil and rock are porous materials
Fluid flow takes place through interconnected void spaces between
particles and not through the particles themselves
No soil or rock material is strictly impermeable
Macroscopic flow
Microscopic flow
The study of flow of water through porous media is necessary for
Estimation Seepage Loss

Estimation Pore Water Pressures
Evaluation Quicksand Conditions
Dewatering System Design
Drainage System Design
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Seepage through the body of the dam
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Pavement Drainage
Drainage behind Retaining Walls

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Theory
Bernoulli's Law
According to Bernoullis equation, the total head (ht) at a point in water under
motion is
ht =
p v2
+
+Z
w 2g
Where
Pressure head (Kinetic vomponent) =
p
w
=hp
v2
=hv
2g
Elevation head (Gravitational (potential) component) = Z=he
Velocity head (pressure component) =
In reality, an energy balance of the soil as it flows through the ground

Kinetic Component can usually be ignored then ht =
p
+ Z = hp + he
w
Head Differential
W.T .
Impervi ous Soil
h = hA - hB
W.T .
hA
Water In
Impervi ous Soil
q = v . A = kiA = k
hB
Datum
h
A
L
Water
ZA
Elevation Head
hB
Soil
B
L = Drainage Path
Datum
ZB
Total Head
(q)
Pressure Head
i = Hydraulic Gradient
Elevation Head
hA
Pressure Head
Total Head
Head Loss or
Head Difference or
Energy Loss
h =h A - hB
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The loss of head between A & B, can be given by
PA
P
+ Z A) ( B + ZB )
w
w
h can be expressed in nondimensional form as
Hydraulic gradient
h
i=
L
Where
i = hydraulic gradient
L = distance between A&B (the length of flow over which loss of head occurred)
In general, the variation of velocity (v) with the hydraulic gradient (i) will be
as shown in the figure below
h = hA hB = (
Zone III
Zone II
Velocity, v
Zone
I
Hydraulic
gradient,
i hydraulic gradient
Nature of variation
of velocity
with
This figure has been divided into three zones:

laminar flow (Zone I)
transition zone (Zone II)
turbulent flow zone (Zone III)
In most soils, the flow of water through the void spaces can be considered
laminar and thus
vi
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Darcys Law
In 1856, Darcy published a simple equation for discharge velocity of water
through saturated soils, which may expressed as
v = ki
Where
v = discharge velocity = quantity of water flowing in unit

time through a unit gross
sectional area of soil at right
angles to the direction of flow
k = coefficient of permeability
(v) is based on the gross sectional area of the soil, however the actual
velocity of water (seepage velocity, vs )through the void spaces is higher than
v this can be derived as following:
Av = Area of voids
Flow rate, q
=
A = Area of soil sample
As = Area of soil solids
If the flow rate is q then

q = vA = Av .v s
A = Av + As
q = v ( Av + As ) = Av .v s
so
vs =
v ( Av + As ) v ( Av + As ) L v (Vv + Vs )
Vs
=
=
Av
Av L
Vv
Vv
1 + V
s
vs = v
V
v
Vs
1+ e v
= v
=
e n
vs =
v
n
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What causes flow of water through soil?

Answer: A difference in TOTAL HEAD
1.2
Air pressure
Length (m)
0.6
Datum
Head at center of soil sample (m)
2.4
1.8
1.2
0.6
0
-0.6
-1.2
(cm/sec)
Velocity
2
1
0
In this case the air pressure will produce the required head for horizontal
flow. Thus
23.4
= 2.385 m .
9.81
2.385
v 0.663
v = k .i = 0.5
= 0.663 v s = =
= 2 cm / sec
1.8
n 0.33
Total head loss =
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Downward Flow
Elevation (m)
Total head
Datum
-0.6
v = k .i = 0.5.
vs =
0.6
1.2
1.8
2.4
3.0
3.6
3.6
= 1 cm/sec at the entrance and the exit parts of the tube .
1.8
v
1
=
= 3 cm/sec through the soil sample
n 0.33
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Upward flow
The same tube was tested under upward flow as shown in the figure below
Elevation (m)
Total head
Datum
0
v = k .i = 0.5.
0.6
1.2
1.8
2.4
3.0
3.6
4.2
4.8 0
1.2
v 0.33
= 0.33 v s = =
= 1 cm/sec
1.8
n 0.33
Hydraulic Conductivity or Coefficient of permeability (k)

It is defined as the rate of flow per unit area of soil under unit hydraulic
gradient, it has the dimensions of velocity (L/T) such (cm/sec or ft/sec).
It depends on several factors as follows:
1. Shape and size of the soil particles.
2. Distribution of soil particles and pore spaces.
3. Void ratio. Permeability increases with increase of void ratio.
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4. Degree of saturation. Permeability increases with increase of

degree of saturation.
5. Composition of soil particles.
6. Soil structure
7. Fluid properties. When the properties of fluid (water) affecting
the flow are included, we can express k by the relation
k (cm / s ) =
Kg K w
=
(12)
Where K = intrinsic or absolute permeability, cm2

= mass density of the fluid, g/cm3
g = acceleration due to gravity, cm/sec2
= absolute viscosity of the fluid, poise [that is, g/(cm.s)]
(k) varies widely for different soils, as shown in the table below
Typical values of permeability coefficient (k)
Soil type
k (mm/sec)
Coarse gravel
10 to 103
Fine gravel, coarse and medium sand
10 -2 to 10
Fine sand, loose silt
10 -4 to 10-2
Dense silt, clayey silt
10 -5 to 10-4
Silty clay, clay
10 -8 to 10-5
The coefficient of permeability of soils is generally expressed at a

temperature of 20oC. at any other temperature T, the coefficient of
permeability can be obtained from eq.(12) as
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k 20 ( 20 )( T )
=
kT ( T )( 20 )
Where
kT , k20 = coefficient of permeability at T oC and 20oC, respectively
T , 20 = mass density of the fluid at T oC and 20oC, respectively
T , 20 = coefficient of viscosity at T oC and 20oC, respectively
Since the value of 20 / T is approximately 1, we can write
k 20 = kT
Where
T
20
T
= f (T ) 1.682 0.0433T + 0.00046T 2
20

The four most common laboratory methods for determining the
permeability coefficient of soils are the following:
1. Constant head test.
2. Falling head test.
3. Indirect determination from consolidation test
4. Indirect determination by horizontal capillary test.
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Laboratory Tests
Constant head test
Direct measure of permeability using Darcy's Law
QL
Q = qt = kiAt k =
hAt
Suitable for cohesionless soils with permeabilities > 10 x10-4 cm/sec
The simplest of all methods for determining the coefficient of permeability
This test is performed by measuring the quantity of water, Q, flowing
through the soil specimen, the length of the soil specimen, L, the head of
water, h, and the elapsed time, t. The head of water is kept constant
throughout the test.
Distilled de aired
Overflow
Permeability Cell filed with soil
Collection of water in a
cylinder (Q at time t)
Permeability Cell with
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Falling head test

Indirect measurement of permeability using time of flow
Suitable for cohesive soils with permeabilities < 10 x 10-4 cm/sec
Standpipe with cross

section area = a
h1
h
h2
Soil sample with cross section
area = A
Overflow
Falling head apparatus (ELE)
The rate of flow through the soil is
h
dh
A = a
L
dt
where h = head difference at any time t
A = area of specimen
a = area of standpipe
L = length of specimen
From eq.(15),
q = kiA = k
h2
0 dt = h
aL dh

Ak h
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Or
k = 2.303
aL
h
log 1
At
h2
Field tests
There are many useful methods to determine the permeability coefficient in
field such as
1. pumping from wells
2. Bore hole test
3. Open end test
4. Packer test
5. Variable head tests by means of piezometer observation well
Pumping from wells
Gravity wells (unconfined aquifer)
r2
R
r1
Original G.W.T before pumping
dr
dh
Test well
Observation wells
h
H1
h1
h2
H
2rw
Impermeable layer
q = kiA
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q=k
dh
2hr
dr
r2
h2
dr 2k
r = q hdh
r
h
So
2.303q log r2
r1
k=
h22 h12
Artesian wells (confined aquifer)

r2
R
r1
dh
dr
Test well
Observation wells
h
H1
h1
h2
Hw
2rw
Impermeable layer
q = kiA = k
r2
dh
2rT
dr
h2
dr
2kT
r = q dh
r
h
1
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k=
q log(r2 / r1)
2.727T (h2 h1 )
If we substitute h1 = Hw at r1 = rw and h2 = H1 ar r2 = R in, we get
k=
q log( R / rw )
2.727T ( H1 H w )
Several empirical equations for estimation of the permeability coefficient
have been proposed in the past. Some of these will be briefly discussed in this
section.
Hazen (1930)
2
k (cm / sec) = cD10
c = constant that varies from 1.0 to 1.5

D10 = effective size, in millimeters
Casagrande
k = 1.4e 2 k0.85
For fairly uniform sand (that is,

small Cu ). This eq. Is based on
observations made on clean filter
sands. A small quantity of silts and
clays, when present in a sandy soil,
may change the permeability
coefficient substantially.
For fine to medium clean sand
k = permeability coefficient at void

ratio e
k0.85 = the corresponding value at void
ratio of 0.85
Application of
Kozeny Carman
equation
k = C1
3
e3
2.32 0.6 e
C1 = C 2 D10
Cu
1+ e
1+ e
For sandy soils
k = permeability coefficient at a void

ratio of e
C1 = constant
C2 = a constant
Cu = uniformity coefficient
D10 = effective size
Shahabi et. al.
(1984)
0.89
k = 1.2C u0.735 D10
e3
1+ e
For medium and fine sand.
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Samarasingh et.
al. (1984)
k = C3
en
1+ e
C3 & n are constants to be determined

experimentally. This equation can be
rewritten as
Log[k(1+e)] = log C3 + n log e
For normally consolidated clays.

For any given clay, if the variation
of k with the void ratio is known, a
log log graph can be plotted with
k*1+e) against e to determine the
values of C3 and n.
Log[k(1+ e)]
Slope n
Log e
Mesri & Olson

(1971)
Taylor (1948)
log k = A log + B
/
For clays
A & B are constants
log k = log ko
eo e
Ck
For clays.
Where ko = in situ permeability coefficient at

void ratio eo
k = permeability coefficient at void ratio e
Ck = permeability change index
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Horizontal direction.
k v1
k h1
k v2
k h2
k v3
Direction of flow
k h3
k vn
k hn
q = v.1.H = v1.1.H1 + v 2 .1.H 2 + v3 .1.H 3 + ........ + vn .1.H n

Where v = average discharge velocity
v1 , v2 , v3 , ..vn = discharge velocities of flow in layers denoted by the subscripts.
From Darcy,s law
v = k H ( eq ) .ieq
v1 = k h1.i1
v1 = k h2 .i2
v1 = k h3 .i3
M
v1 = k hn .in
Since ieq = i1 = i2 = i3 = L = in then
k H (eq) =
1
(k h1 H1 + kh2 H 2 + k h3 H 3 + L + k hn H n )
H
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Or
n
khi H i
k H (eq) = i =1
Vertical direction
h3
h2
h1
k v1
k h1
k v2
k h2
k v3
k h3
k vn
k hn
Direction of flow
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v = v1 = v 2 = v3 = L = vn
and
h = h1 + h2 + h3 + L + hn
using Darcy,s law v = ki , we can write
kv (eq) .
h
= kv1.i1 = kv 2 .i2 = kv 3.i3 = L = kvn .in
H
again
h = H1.i1 + H 2 .i2 + H 3 .i3 + L + H n .in

the solutions of these equations gives
kv (eq ) =
H
H1 H 2 H 3
H
+
+
+ L + n
kv1 kv 2 kv 3
kvn
or
k v (eq ) =
H
H
k i
i =1 vi
n
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Examples
1. An impervious layer as shown in the figure underlies a permeable
soil layer. With k = 4.8x10-3 cm/sec for the permeable layer, calculate
the rate of seepage through it in cm3/sec/cm length width. Given H =
3 m and = 5o .
Ground surface
G.W.T (free surface)
H cos
h = L tan
Direction
of seepage
L /cos
H
Impervious layer
Solution
From the above figure
i=
headloss L tan
=
= sin
length
L
cos
q = kiA = (k )(sin )( H cos .1) = 4.8 x10 4 (sin 5)(

. 3 cos 5.) = 12.5 x10 4
q = 12.5 cm3/sec/cm length
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2. The following figure shows the layers of soil in a tube 100mmx100mm

in cross section. Water is supplied to maintain a constant head
difference of 300 mm across the sample. The permeability coefficient of
the soils in the direction of flow through them are as follows:
Soil
A
B
C
k (cm/sec)
1x10-2
3x10-3
5x10-4
Find the rate of supply.

Water
supply
Constant head
difference = 300 mm
B
A
150 mm
C
150 mm
150 mm
Solution
For the soil layers B & C (the flow is parallel to the stratification)
k H ( eq ) =
1
(kh1H 1 + k h 2 H 2 ) = 1 (3x10 3 (5) + 5 x10 4 (5)) = 1.75 x10 3
H
10
cm/sec
For the layer A with equivalent layer of B&C

keq =
H
H1 H 2
+
k1 k 2
45
30
15
+
2
1x10
1.75x103
= 3.8 x103
keq = 0.003888cm / sec

q = keq iA = 0.003888
300
(10)2 = 0.259 cm3 / sec
450
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3. The permeability coefficient of a sand at a void ratio of 0.55 is 0.1

ft/min. estimate its permeability coefficient at avoid ratio of 0.7. Use
Casagrande empirical relationship
Solution
From Casagrande relation k=1.4e2k0.85 k e 2 .So
k1 e12
0.1 (0.55)2
0.1)(0.7 )2
(
=
=
k2 =
= 0.16 ft/min at e = 0.7
k2
k 2 e22
(0.7 )2
(0.55)2
4. for normally consolidated clay soil, the following are given:
Void ratio
k (cm/sec)
1.1
0.302x10-7
0.9
0.12x10-7
Estimate the permeability coefficient of clay at void ratio of 1.2 .

Use Samarasingh et. al. relation.
Solution
e1n
n
+
1
e
e
k1
1
Samarasingh et.al. eq. k = C 3
=
1+ e
k2 e2n
1 + e
(1.1)n
03.02 x10 7 1 + 1.1

1.9 1.1
=
2
.
517
=

0.12 x10 7
2.1 0.9
(0.9)n
1 + 0.9
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2.782 = (1.222)n
log(2.782) 0.444
n=
=
= 5.1
log(1.222) 0.087
So
e 5.1
k = C 3
1
+
e
To find C3
0.302 x10
C3 =
(1.1)5.1 1.626
= C3
C 3
=
1 = 1.1 2.1
(0.302 x10 )(2.1) = 0.39 x10

7
1.626
cm / sec
Hence
e 5.1
k = 0.39 x10 7
+
1
e
At a void ratio of 1.2
k = 0.39 x10
1.25.1
7
1 + 1.2 = 0.449 x10 cm /sec.
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5. A pumping test from Gravity well in a permeable layer underlain by an

impervious stratum was made. When steady state was reached, the
following observations were made q = 100 gpm; h1 = 20 ft; h2 = 15 ft; r1
= 150 ft; and r2 = 50 ft. Determine the permeability coefficient of the
permeable layer.
Solution
r
2.303q log10 1
r2
Since k =
2
2
(h1 h2 )
Given: q = 100gpm = 13.37 ft3 / min, so

150
2.303 x13.37 log 10
50
k=
= 0.0267 ft / min 0.027 ft / min
20 2 152
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Seepage
Laplace s Equation of Continuity

Introduction
In many instances, the flow of water through soil is not in one direction
only, nor is it uniform over the entire area perpendicular to the flow. In
such cases, calculation of ground water flow is generally made by use
of graphs referred to as flow nets. The concept of the flow net is based
on Laplace,s equation of continuity, which describes the steady flow
condition for a given point in the soil mass.
Derivation
To derive the Laplace differential equation of continuity, let us take a
single row of sheet piles that have been driven into a permeable soil
layer, as shown in the figure below.
Sheet pile
H1
Outflow rates
v z + z dz dxdy
z
h
H2
dy
v x + x dx dzdy
x
v x dzdy
dx
Permeable layer
vy
v z dxdy
Impermeable layer
vx
Inflow rates
Flow at element A
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Assumptions:
1. The row of sheet piles is impervious
2. The steady state flow of water from the upstream to the downstream
side through the permeable layer is a two dimensional flow.
3. The water is incompressible
4. No volume change occurs in the soil mass. Thus, the total rate of
inflow should be equal to the total rate of outflow
v z
v x
v x + x dx dz.dy + v z + z dz dx.dy [v x .dz.dy + v z .dx.dy] = 0
Or
v x v z
+
= 0 (1)
x
z
Using Darcy,s law, the discharge velocities can be expressed as
h
h
and v z = k z i z = k z
..(2)
x
z
Where k x , k z are the permeability coefficients in the horizontal and vertical
v x = kxix = k x
directions respectively.
From Eqs. 1 and 2, we can write that
kx
2h
2h
+
k
=0
z
x 2
z 2
If the soil is isotropic with respect to the permeability coefficients that is,
k x = k z - the preceding continuity equation for two dimensional flow
simplifies to
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2h 2h
+
=0
x 2 z 2
Continuity Equation for Solution of Simple Flow Problems
h1
H1
Z
H2
Datum
Soil 1
k1
h2
Soil 2
k2
2h
= 0 h = A1 z + A2
z 2
Soil 1
@z=0
@ z = H1
h = h1
h = h2
h1 = A2
h2 = A1 H 1 + h1
h=
A1 =
( h1 h2 )
z + h1
H1
Soil 2
@ z = H1
@ z = H1+H2
( h1 h2 )
H1
for 0 z H 1
h = h2
h=0
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h2 = A1 H 1 + A2
A2 = h2 A1 H 1
0 = A1 ( H 1 + H 2 ) + A2
A1 =
h=
H
h2
z + h2 (1 + 1 )
H2
H2
for
h2
H2
and
A2 = h2 (1 +
H1
)
H2
H1 z H1 + H 2
At any given time

q1 = q2
k1
h2 =
h1 h2
h 0
A = k2 2
A
H1
H2
h1k1
k
k
H 1 1 + 2
H1 H 2
h = h1 (1
k2 z
)
k1 H 2 + k 2 H 1
k1
( H 1 + H 2 z )
h = h1
k1 H 2 + k2 H 1
for
0 z H1
for
H 1 z H1 + H 2
Flow Nets
The following methods are available for the determination of flow nets:
1. Graphical solution by sketching
2. Mathematical or analytical methods
3. Numerical analysis
4. Models
5. Analogy methods
All the methods are based on Laplaces continuity equation.
Flow net in isotropic medium
2h 2h
+
= 0 represents two orthogonal families of curves that is, the
x 2 z 2
flow lines and the equipotential lines.
Flow line is a line along which a water particle will travel from upstream to
the downstream side in the permeable soil medium.
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Equipotential line is a line along which the potential head at all points is the
same.
Sheet pile
H1
H2
Flow line
Equipotential
line
Permeable layer
kx = kz =k
Impermeable layer
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A combination of number of flow lines and equipotential lines is called a flow

net.
To construct a flow net, the flow and equipotential lines are drawn (see the
above figure which is an example of a completed flow net) in such a way that
1. The equipotential lines intersect the flow lines at right angles.
2. The flow elements formed are approximate squares.
The following figure shows another example of a flow net in an isotropic
permeable layer.
Seepage Calculation
h1
h2
q
h3
h4
l1
l3
l1
l2
l3
l
q
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Let h1, h2, h3, h4,,hn be the Piezometric levels

The
rate
of
seepage
through
the
flow
channel
per
unit
width
q1 = q2 = q3 = L = q
From Darcy,s law, the rate of flow is equal to k.i.A . Thus
h h4
h h3
h h2
l3 = L So
l2 = k 3
l1 = k 2
q = k 1
l2
l1
l3
h1 h2 = h2 h3 = h3 h4 = L =
H
Nd
potential drop between any adjacent

equipotential lines
And
q = k
H
Nd
Where
H = the difference of head between the upstream and downstream sides
Nd = number of potential drops
If the number of flow channels in a flow net is equal to Nf , the total rate of
flow through all the channels per unit width can be given by
q = k .H .
Nf
Nd
= k.H .
Where = shape factor of the flow net =
Nd
Nf
Although convenient, it is not always to draw square elements for a flow net.
It is also possible to draw a rectangular mesh for a flow channel as shown in
the figure below, provided that the width to length ratio for all the
rectangular elements in the flow net are the same.
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h1
h2
h3
h4
b1
b3
l1
b2
l3
l
q
In that case, the flow rate through the channel can write as follows
h h
h h
h h
q = k 1 2 b1 = k 2 3 b2 = k 3 4 b3 = L
l1
l2
l3
If
b1 b2 b3
=
= = L = n . So
l1 l 2 l3
n
q = k .H .
Nd
Nf
q = k .H .
Nd
.n = k.H . .n
for square elements n =1
In general the flow nets may contain square and rectangular elements, in that
case we can solve the problem by treating each part separately then we get the
sum of the parts.
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Flow nets in anisotropic meduim

In nature, most soils exhibit some degree of anisotropy. So to account for soil
anisotropy with respect to permeability, some modification of the flow net
construction is necessary.
The differential equation of continuity for two dimensional flow in
anisotropic soil, where k x k z , is
2h
2h
k x 2 + kz 2 = 0
x
z
in that case the equation represents two families of curves that do not meet at
90o . However, we can rewrite the preceding equation as
2h
2h
k
+
=0
z
z 2
( k z / k x )x 2
Substituting x = k z / k x . x then
2 h 2h
+
=0
x2 z 2
To construct the flow net, use the following procedures:
1. Adopt a vertical scale (that is, z axis) for drawing the cross section.
2. Adopt a horizontal scale (that is, x axis) such that horizontal scale =
k z / k x . (vertical scale).
3. With scales adopted in steps 1 and 2, plot the vertical section through the
permeable layer parallel to the direction of flow.
4. Draw the flow net for the permeable layer on the section obtained from step
3, with flow lines intersecting equipotential lines at right angles and the
elements as approximate squares.
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Depending on the problem geometry, we can also adopt transformation in the

z axis direction in the same manner describe above by adopting horizontal
scale and then vertical scale will equal horizontal scale multiplying by
k x k z i.e. that the continuity equation will be written as follow:

2h 2h
+
= 0 where z = k x k z .z
x 2 z 2
The rate of seepage per unit width can be calculated by the following equation
q = ke .H . = k x .k z .H .
Nf
Nd
Where
ke = effective permeability to transform the anisotropic soil to isotropic

soil
To prove that ke = k x .k z whatever is the direction of flow let us consider
two elements one from a flow net drawn in natural scale the other one drawn
in transformed scale as shown below.
Transformed Scale
Natural Scale
h
b
Flow direction
l kx kz
ke .
h
h
b(1) = k x
k e = k x .k z
l
l kx kz
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Transformed Scale
Natural Scale
Flow direction
b
l
l kx kz
ke
h
h
l (1) = k z
.l k x k z ke = k x .k z
b
b
In the anisotropic soil, the permeability coefficient having a maximum value

in the direction of stratification and a minimum value in the direction normal
to that of stratification: these directions are devoted by x & z i.e.
k x = kmax and
k z = k min
From Darcy, s law
h
v x = k x .i x = k x .
x
h
v z = k z .i z = k z .
z
Also, in any direction S, inclined at angle to the x direction
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h
v s = k s .i s = k s .
s
Now
h h x h z
= .
+ .
S x S z S
x
= cos
S
z
= sin
S
v
vs
v
= x cos + z sin
ks k x
kz
v x = v s cos
Also
v z = v s sin
1 cos 2 sin 2
=
+
ks
kx
kz
Or
S 2 x2 z2
=
+
ks k x k z
is in the form of the ellipse as shown

in the figure below
ks
kz
kx
Permeability Ellipse
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Transfer Condition
In case of flow perpendicular to soil strata, the loss of head and rate of flow
are influenced primarily by the less pervious soil whereas in the case of flow
parallel to the strata, the rate of flow is essential controlled by comparatively
more pervious soil.
The following shows a flow channel (part of two dimensional flow net)
going from soil A to soil B with k A k B (two layers). Based on the principle
of continuity, i.e., the same rate of flow exists in the flow channel in soil A as
in soil B, we can derive the relationship between the angles of incident of the
flow paths with the boundary for the two flow channels. Not only does the
direction of flow change at a boundary between soils with different
permeabilities, but also the geometry of the figures in the flow net changes.
As can be seen in the figure below, the figures in soil B are not squares as is
the case in soil A, but rather rectangles.
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q A = q B
q A = k A
h
bA
lA
q B = k B
h
bB
lB
kA
h
h
bA = k B
bB
lA
lB
lA
l
= tan A L and L B = tan B
bA
bB
tan A
kA
kB
k
=
A=
tan A tan B
k B tan B
Example
A flow net for flow around single row of sheet piles in a permeable soil layer
is shown in the figure. Given k x = k z = k = 5 x103 cm/sec. Determine:
1. How high (above the ground surface) the water will rise if
piezometers are placed at points a, b, c, and d.
2. The total rate of seepage through the permeable layer per unit width.
3. The rate of seepage through the flow channel II per unit width
(perpendicular to the section shown)
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Sheet pile
H1 = 4.5 m
H2 = 1.5 m
0
I
III
Nf = 3
-4.5
II
-9.0
Impermeable layer
Datum
d
Point
Potential drop, m Rise above the ground surface, m
1x 0.5 = 0.5
4.5 0.5 = 4.0
2 x 0.5 = 1.0
4.5 1.0 = 3.5
5 x 0.5 = 2.5
4.5 2.5 = 2.0
5 x 0.5 = 2.5
4.5 2.5 = 2.0
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Solution
a.
H = 4.5 1.5 = 3.0 m
So, head loss / drop =

b. q = k. H . =k.H .
c. q = k
3
= 0.5 m drop
6
Nf
3
= 0.05 x103 (3.0) = 7.5 x10 5 m3 / sec / m length
Nd
6
H
3
= 0.05 x10 3. = 2.5 x105 m3 /sec /m length
Nd
6

1. Seepage Pressure on Sheet Piles
Example
Given. Flow net in the following figure
Find. Pore pressure at points a to i; quantity of seepage; exit gradient.
Total head loss H = 27 19.5 =7.5 m

Head loss /drop = 7.5 8 = 0.9375 m
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Let w = 10 kN/m2
Point
he , m
ht , m
hp , m
a
b
c
d
e
f
g
h
i
27
18
14.7
11.7
9.0
11.7
14.7
18.0
19.5
27.0
27.0
27 1x0.9375 = 26.0625
27 2x0.9375 = 25.125
27 4x0.9375 = 23.25
27 6x0.9375 = 21.375
27 7x0.9375 = 20.4375
27 8x0.9375 = 19.5
19.50
0
9.0
11.325
13.425
14.25
9.675
5.7375
1.50
0
Water pressure
kN/m2
0
90
113.25
134.25
142.5
96.75
57.375
15.0
0
Seepage under wall

q = kH = 5 x10 9 ( 7.5)
4
3
= 18.75 x10 9 m /sec / m. length
8
Exit gradient
i=
h 1.25
=
= 0.362
l
3.45
The water pressure plot, such shown in the above figure, is useful in
the structural design of the wall and in study of water pressure
differential tending to cause leakage through the wall.
2. Uplift Pressure under Hydraulic structures
Example
The following figure shows a weir, the base of which is 1.8 m below
the ground surface. The necessary flow net also been drawn (assuming
k x = k z = k ).
H = 6.3 m.
So, the loss of head for each potential drop is H 7 = 6.3 7 = 0.9 m.
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Let the datum be at the base level of the weir, so the elevation head of
points (a to g) will be zero and since ht = h p + he then ht = h p
The total head at the ground level in the upstream side = 6.3 + 1.8 = 8.1 m
6.3 m
1.8 m
9.0
m
Impermeable layer
Let w = 10 kN/m2
Total head, ht
Point
Pressure head, hp
Uplift pressure, kN/m2

U = h p x w
8.1 1x 0.9 = 7.2
7.2
72
8.1 2 x 0.9 = 6.3
6.3
63
8.1 3 x 0.9 = 5.4
5.4
54
8.1 4 x 0.9 = 4.5
4.5
45
8.1 5 x 0.9 = 3.6

8.1 6 x 0.9 = 2.7
3.6
36
2.7
27
E
F
iexit = 0.9 / L
High value of exit gradient will affect the stability of the structure and a factor
of safety will be applied. This will discussed later
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The flow through an earth dam differs from the other cases in that the top
flow line is not know in advance of sketching the flow net. Thus, it is a
case of unconfined flow. The top flow line as well as the flow net will be
dependent upon the nature of internal drainage for the earth dam. Typical
cases are shown in Fig. 6.8; the top flow line only is shown.
Assuming that the top flow line is determined, a typical flow net for an
earth dam with a rock toe, resting on an impervious foundation is shown in
Fig. 6.9:
hp = 0 thus ht = he
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AB is known to be an equipotential and AD a flow line. BC is the top flow

line; at all points of this line the pressure head is zero. Thus BC is also the
phreatic line; or, on this line, the total head is equal to the elevation head.
Line CD is neither an equipotential nor a flow line, but the total head
equals the elevation head at all points of CD.
abcd is the phraetic or free surface
Schaffernaks solution
using Dupuit,s assumption
dz
= sin
dx
Considering cde
q = kiA
dz
i=
dx
A = (c e )(1) = L sin
so
q = k (tan )( L sin ) = kL tan sin KKKK(1)
Again,
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dz
dz
q = kiA = k ( zx1) = kz KKKKKK( 2)
dx
dx
For continuous flow

q1 = q 2
dz
= kL tan sin
dx
z= H
x=d
( kL tan sin )dx
kzdz
=
kz
z = L sin
z = L cos
.......
.......
L=
cos
d2
H2
.......... ............( 3)
cos2 sin 2
Steps to find rate of seepage q (per m length of the dam)

1. obtain
2. calculate (see the Fig.) and then 0.3
3. calculate d
4. with known values of and d , calculate L from Eq. 3
5. with known values of L, calculate q from Eq.1
L. Casagrande,sSolution
Casagrande show that when is more than 30o the deviation from Dupuits
Assumption is more noticeable, he suggested that
dz
= sin
where ds = dx2 + dz 2
ds
q = kiA = k sin ) L sin ) = kL sin 2
again
i=
dz
q = kiA = k (1xz )
ds
Combining these questions e get,

z=H
z = L sin
kzdz = L sin 2
where s = length of the curve a/bc
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L = s s2
H2
sin 2
With an error about 4-5%, e can write

s =
+ H
Then
L = d 2 + H 2 d 2 H 2 cot 2
Once L is known, the rate of seepage can be calculated

q = kL sin 2
Example
The cross-section of an earth dam is shown in Figure. Calculate the rate of
seepage through the dam [q in m3/min m] by
1. Schaffernaks solution
2. L. Casagrandes method;
30 m
25 m
3x10-4 m/min
50m
60m
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Schaffernaks solution
L=
d
d2
H2
.
cos
cos 2 sin 2
d = 125 0.7x50= 90 m; = 26.57 o
90
90 2
25 2
= 16.95
2
2
cos
cos 26.57 sin 26.57
q = kL tan sin
L=
q = 3 x10 4 (16.95)(tan 26.57)( sn26.57) = 11.37 x10 4
L. Casagrandes method;
L = d 2 + H 2 d 2 H 2 cot 2
L = 90 2 + 25 2 90 2 252 cot 2 26.57 = 19m
q = kL sin 2 = 3 x104 (19)(sin 26.57) = 11.4 x104 K m 3 /( m. min)
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Ground Surface (G.S.)
Air
Water
Water Table (W.T.)
Voids
Solid

Topics
Effective Stress in Saturated Soil with no Seepage
Seepage Force
Filter Requirements and Selection of Filter Material
Soil is a multi phase system
To perform any kind of analysis - we must understand stress distribution
The concept of effective stress:
The soil is loaded (footing for example)
The resulting stress is transmitted to the soil mass
The soil mass supports those stresses at the point to point contacts of the
individual soil grains
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Water
HA
Soil
A
The total stress at A is calculated from:

The weight of the soil above A
The weight of the water above A
= Hw + (HA - H) sat
= Total Stress at A
w = Unit Weight of Water
sat = Saturated Unit Weight
HA = Height of A to Top of water
H = Height of water
is the stress applied to the soil by its own weight

As you go deeper in the soil mass, the stress increases
Like in a swimming pool, as you go deeper, the stress of the weight of the water
increases
The soil carries the stress in 2 ways:
A portion is carried by the water (acts equally in all directions)
A portion is carried by the soil solids at their point of contact.
a1
a2
a3
a4
an = Area of points of contact
A = Cross Sectional area of soil mass
Pn = Forces acting at points of contact
P1
P2 P
3
P4
Cross Sectional Area = A
The sum of the vert. components of the forces at their points of contact per unit of Xsectional area is the effective stress.
The sum of vertical components of forces over the area is the effective stress F
/= (P1v+P2v+P3v .....+Pnv) / A
If as = a1 + a2 + a3 +...an
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Then the space occupied by water = A - as

Assume u = HA w
HA = Height of water
/
= + u(A - as) / A
Since as is very small, assume = 0
= / + u
Recall the following equation:
= Hw + (HA - H) sat
Now, / = - u
Substituting: / = [Hw + (HA - H) sat] - HA w
Rearranging: / = (HA - H)(sat - w) = Height of Soil Column x /
= sat - w = SUBMERGED OR EFFECTIVE UNIT WEIGHT
Effective Stress is independent of height of water
In the equation: = / + u
/ is the soil skeleton stress
u is the stress in the water, or pore water pressure
Where /
Effective Stress in Saturated Soil with no Seepage
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Upward flow
Note that the h/H2 is the hydraulic gradient that caused flow therefore,
c = z iz w
And limiting conditions may occur when c = z iz w = 0 which lead to
icr = critical hydraulic gradient
icr =
for most soils 0.9-1.1 ith average value of 1
w
Downward flow
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Seepage Force
p1 = z A
p2 = ( z iz w ) A = p1 + seepage force
seepage force = iz w A
p3 = ( z + iz w ) A = p3 + seepage force
seepage force = iz w A
The volume of the soil contributing to the effective stress force equals zA, so the seepage
force per unit volume of the soil is
iz w A
= i w in the direction of seepage (see the fig.)
zA
Therefore, in isotropic soil and in any direction, the force acts in the same direction as the
direction of flow. Thus, the flow nets can be used to find the hydraulic gradient at any
point to find seepage force at that point. This concept is useful to estimate F.S against
heave
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Factor of Safety against heave at the downstream of hydraulic structures

Terzaghi (1922)
Sheet pile
H1
H2
D/2
Heave zone
D
D/2
Permeable layer
Impermeable layer
1 2
D
Submerged weight
W
D( D / 2)( sat w )
2
=
=
=
=
F .S =
1
iav w
Uplift force caused by seepage U
soil volume x ( iav w )
D 2 iav w
2
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Estimation of iav
nd = 10
a
point
a
Driving head
driving head
4
H
10
b
6.7
H
10
c
2.5
H
10
( h + hc ) / 2 + hb
hav = a
2
hav
iav =
D
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Filter Requirements and Selection of Filter Material

In practice, for the safe of the hydraulic structure, a minimum value of 4 to 5 for F.S
against heaving is used, because of the uncertainty in the analysis. One way to increase the
F.S is using filter.
Filter:- is a granular material with opening small enough to prevent the movement of the
soil particles upon which is placed and, at the same time, is previous enough to
offer little resistance to seepage through it.
nd = 10
a
D/2
D1
D
1 2
1
+ 1 F
+ DD1 F
D
W + WF
D
2
F .S =
= 2
=
1
U
iav w
D 2 iav w
2
D
W
U
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Selection of Filter Material
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For pure water and clean glass = 0
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hc =
4T
d w
For water T = 72 m.N/m

1
hc the smaller the capillarity tube, the larger capillary rise
d
For soils, the capillary tubes formed because of the continuity of voids have variable cross
sections. The results of the nonuniformity on capillary can be demonstrated as shown in
the fig.
Variation of S in the soil column
Hazen (1930) give a formula to estimate the height of capillary

C
hc ( mm ) =
eD10
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The general relationship of effective stress is
= u
For soil fully saturated by capillary
u = hc w
For soil partially saturated by capillary
S
u =
hc w
100
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Examples
EXAMPLE1. Plot the variation of total and effective vertical stresses, and pore water
pressure with depth for the soil profile shown below in Fig.
The values of v, u and /v computed above are summarized in Table 1.
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Table 6.1 Values of v, u and /v in Ex. 1
EXAMPLE2. Plot the variation of total and effective vertical stresses, and pore water
pressure with depth for the soil profile shown below in Fig.
A
H1 = 2 m
Dry Sand
Gs = 2.66
B
Moist Sand
Zone of capillary rise
Gs = 2.66
H2 = 1.8 m
G.W.T
C
Saturated Clay
H3 = 3.2 m
= 42%
D
Rock
Dry sand
Moist sand
Saturated Clay
d =
3
Gs
2.66
w =
9.81 = 16.84 kN/m
1+ e
1 + 0.55
3
G s + Se
2.66 + 0.5 * 0.55
w =
9.81 = 18.58 kN/m
1+ e
1 + 0.55
G s 2.71 * 0.42
e=
=
= 1.138
S
1
3
G +e
2.66 + 1.138
sat = s
w =
9.81 = 17.66 kN/m
1+ e
1 + 1.138
t =
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Point v
A
kN/m2
kN/m2
/v
33.68
kN/m2
2*16.84=33.68
- S w H2 = - 0.5*9.81*1.8 = - 33.68-(-8.83)
8.83
42.51
2*16.84+1.8*18.58 = 67.117
67.117
2*16.84+1.8*18.58+3.2*17.66
=123.68
3.2*9.81=31.39
123.68-31.39
92.24
The plot is shown below in Fig.
Stress, kN/m2
-20 -10
10
20
30
40
50
60
70
80
90
100 110 120 130 140
0
1
Total stress
Pore water pressure
depth, (m)
Effective stress
3
4
5
6
7
8
Variation of v, u and /v with depth
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Stresses in a Soil Mass

Added Stress
Geostatic Stress
Topics
Stress distribution in soils
Vertical Stress below the Center of a uniformly Loaded Circular
Area
Vertical Stress at any Point below a uniformly Loaded Circular Area
Vertical Stress Caused by a Rectangularly Loaded Area
Influence Chart for Vertical Pressure (Newmark Chart)
Approximate methods
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y
yx
C
F
xy
D
x
xy E
A
Y > X
n
n F
x
T
yx
xy
x
xy
y
From geometry for the free body diagram EBF
EB = EF cos
FB = EF sin
Summing forces in N and T direction, we have
n ( EF ) = x ( EF ) sin 2 + y ( EF ) cos 2 + 2 xy ( EF ) sin cos
n =
y +x
y x
2
cos 2 + xy sin 2 ..
.(1)
Again
n ( EF ) = x ( EF ) sin cos + y ( EF ) sin cos xy ( EF ) cos 2 + xy ( EF ) sin 2
n =
y x
2
sin 2 xy cos 2
(2)
If n = 0 then
tan 2 =
2 xy
y x
.(3)
This eq. gives 2 values of that are 90o apart, this means that there are 2
planes that are right angles to each other on which shear stress = 0, such
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planes are called principle planes and the normal stress that act on the
principle planes are to as principle stresses.
To find the principle stress substitute eq.3 into eq.1, we get
n = 1 =
n =3 =
y + x
2
y + x
2
y x
2
+
+ xy
2
2
major principle stress
y x
2

+ xy
2
min or principle stress
These stresses on any plane can be found using Mohrs circle
Mohrs circle
Refer to the element shown in Fig.
above
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+
2
y x
2
+ xy
y x
2
+ xy
R x, xy
n, -n
M y, -xy
x
x + y
2
Pole Method
a) Draw the circle.
b) To locate the pole P:
1) Through the point representing the stresses on the first reference
plane (xplane), draw the orientation of the first reference plane
(xplane is vertical).
2) The point where this line intersects the Mohrs Circle is the pole
P.
c) To find the stresses on a plane of any orientation:
1) Draw a line through the pole P parallel to the plane;
2) The point where this line intersects the Mohrs circle gives the
stresses (n, n) on the plane of interest.
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x, xy
n, n
Pole
x
y,-xy
y
yx
x
xy E
A
yx
C
xy
B
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Stress Distribution in Soils

Foundations and structures placed on the surface of the earth will produce
stresses in the soil, usually net stress
These net stresses will depends on the load magnitude and nature, depth below
the foundation and other factors
These stresses are necessary to estimate the settlement of the foundation
Added
Stress Distribution in Soils

Geostatic
Geostatic stresses
Added Stresses (Point, line, strip, triangular, circular, rectangular)
Total Stress
Effective Stress
Pore Water
Pressure
Westergaards Method
Bossinisque Equations
Total Stress= Effective Stress+ Pore Water

Pressure
Point Load
Line Load
Strip Load
Triangular Load
Circular Load
Rectangular Load
Influence Charts
x
y
x
Approximate Method
Stress Bulbs
Newmark Charts
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Geostatic stresses
The vertical geostatic stress at point X will be computed as following
V = h
homogenous soils
V = i hi stratified
1
soils
h
v = dz density varies continuously with depth

0
The horizontal geostatic stress can be computed as following
h = K v where
K is the coefficient of lateral stress or lateral
stress ratio
K=
h
v
1< K 1
Geostatic stress are principle stresses (1, 2 and 3 major,

intermediate and minor principle stresses) and hence the horizontal
and vertical planes through any point are principle planes.
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K <1
v = 1
h = 3
2 = 3 = h
K =1
v = h = 1 = 2 = 3
Isotropic
K >1
h = 1
v = 3
2 = 1 = h
The largest shear stress will found on plane lying at 45o to the horizontal
v
(1 K )
2
K <1
max =
K =1
max = 0
K >1
max =
v
( K 1)
2
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Boussinesqs Equation
z = (3P/2) (Z3/L5)
z = (P/Z2) Ip
L=(x2+y2+z2)1/2=(r2+z2)1/2
General
= v
z = 1
2
Stresses
r=(x2+y2)1/2
Using Influence Factor Table(9.1-pp230)
Principal
GROUND
Stresses
h
q (Load/Unit Length)
q (Load/Unit Length)
X
WALL
z = {2 q Z3/ (X2 + 2 )2}
Using Influence Factor Table(9.2-pp232

z = (q/Z) IL
z =
Principal
General
Z
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Strip footing
q (Load/Unit Area)
X
Using Influence Factor Table(9.3-pp234,235)
Z
z = (q/Z) IB
Principal
Stresses
Stresses
General
z =

z = q/[{(1+2)/2}(1+2)(1/2)(2)]
q=H
Using Influence Factor fig.(9.11-pp238)
1(radians)=tan-1{(B1+B2)/z}-tan-1(B1/z)
z = qI2
B2
2=tan-1(B1/z)
B1
B2
B1
H
X
Z
Highway embankment
2
1
Principal
General
v
2
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Osterberg,s Chart
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Vertical Stress below the Center of a uniformly Loaded

Circular Area
Qo
X
GROUND
Y
X
z= q { 1- 1/[(R/Z)2 + 1 ]3/2 }
Using Influence Factor table.(9.4-pp242)

z = qIc
Principle
1
2
3
Vertical Stress at any Point below a uniformly Loaded

Circular Area
Qo
X
GROUND
Y
X
z= q (A +B )
/
Z
General
Where (A/&B/) are functions of z/R and r/R
z = v
See tables 9.5 & 9.6 pp.244&245
Or we can use the stress bulb charts
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qs
X/R
0.95
0.90
0.80
0.70
0.60
0.50
0.40
xy
Z/R
0.30
xy
0.20
1
z
z =
x =
x =
z =
0.15
3
1/qs
0.10
4
Circular Load: (Major Principal Stress)/(Surface Stress)
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qs
1
X/R
0.40
0.50
0.55
0.60
0.60
0.55
0.50
0.45
0.40
0.35
Z/R
0.30
0.25
0.20
z =
x =
x =
z =
0.15
3
(1-3)/qs
0.10
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qs
1
X/R
0.90
0.80
0.70
0.60
0.50
0.40
Z/R
0.30
2
0.20
z =
x = 2
x =
z =
0.15
3
z/qs
0.10
0.05
4
Circular Load: (Vertical Stress)/(Surface Stress)
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Vertical Stress Caused by a Rectangularly Loaded Area

P = q IR
IR = 1/4 {[ (2. m.n (m2 + n2 + 1)1/2 ) / (m2 + n2 + m2. n2 + 1) ] [(m2 + n2 + 2)/(m2 + n2 + 1)] +tan-1 (2.m
.n (m2 + n2 + 1)1/2 / (m2 + n2 - m2 . n2 + 1)}
IR = f (m,n)
L
B
q = Load /Area
Loaded Area
Foundation Level
Corner of the Building
m = B/Z
m & n from Charts or tables
n = L/Z
z= v

h
See tables 9.7 pp. 246,247 or one can use the charts below
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Calculation of Stress below an interior point of the loaded area

z = q[ I (OXAY ) + I (OYBZ ) + I (OZCT ) + I (OTDX )
C
O
Q = q x Area
Elevation
z
O P o in t o f in te re s t
F ig . 1 0 s tr e ss in c r e a s e a t a p o in t b e lo w a lo a d e d r e c ta n g u la r r e g io n
Calculation of Stress below a point outside of the loaded area

z = q[ I ( ABCD ) + I (TYBZ ) + I ( XZCD ) I (OZCT )
D
X
z z
O Point of interest
Fig. 10 stress increase at a point below a loaded rectangular region
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Influence Chart for Vertical Pressure (Newmark Chart)

Stresses due to foundation loads of arbitrary shape applied at the ground
surface
Newmarks chart provides a graphical method for calculating the stress
increase due to a uniformly loaded region, of arbitrary shape resting on a
deep homogeneous isotropic elastic region.
Newmarks chart is given in the data sheets and is reproduced in part in Fig
15. The procedure for its use is outlined below
1. The scale for this procedure is determined by the depth z at which the
stress is to be evaluated, thus z is equal to the distance OQ shown on the
chart.
2. Draw the loaded area to scale so that the point of interest (more correctly
its vertical projection on the surface) is at the origin of the chart, the
orientation of the drawing does not matter
3. Count the number of squares (N) within the loaded area, if more than half
the square is in count the square otherwise neglect it.
4. The vertical stress increase z = N [scale factor(0.001)] [surface
stress (p)]
4m
O
Loaded
Area
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Approximate Methods
Equivalent Point Load Method
Each Q is the resultant of the

uniform load on the unit area acts
at the center of it and treated as a
point load
In dividing the loaded area into smaller units, we have to remember to do it

such that
z/B 3; that is to say, in relation to the specified depth, the size of any unit
area should not be greater than one-third of the depth.
z =
Qi
I pi
z2
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2:1 Method
z =
Q
( B + Z )( L + Z )
Rectangular area
z =
Q
(B + Z ) 2
Square area
z =
(D + Z ) 2
4
Circular area
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Examples (1-3)
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Example 4
A rectangular foundation 6 x 3m carries a uniform pressure of 300 kN/m2
near the surface of a soil mass. Determine the vertical stress at a depth of 3m
below a point (A) on the centre line 1.5m outside a long edge of the
foundation using influence factors
m=1
m=1
n =1.5
n=0.5
I = 0.193
I=0.120
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Example 5
Determine the stress increase under the embankment at points A1 and A2
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Compressibilty of Soils
Deformation of soil grains

Expulsion of water
Relocation of soil particles
Topics
Introduction
Immediate Settlement
Secondary Compression (Secondary consolidation) Settlement
Methods for Accelerating Consolidation Settlement
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Introduction
Soil deformation may occur by change in:
a) Stress
b) Water content
c) Soil mass
d) Temperature
The compression is caused by
a) Deformation of soil particles
b) Relocation of soil particles
c) Expulsion of water or air from the voids
Types of settlement:
a) Immediate (Elastic) Settlement e
b) Consolidation Settlement (primary consolidation) c
c) Secondary Compression (Consolidation) Settlement
Thus, the total settlement will be
T
e
c
s
s
Immediate (Elastic) Settlement

Due elastic deformation of soil grains without any change in
moisture content
It is usually small and occurs directly after the application of a load.
The magnitude of the contact settlement will depend on the
flexibility of the foundation and the type of material on which it is
resting, these distributions are true if E is constant with depth.
Sand
Contact
pressure
distribution
Clay
Contact
pressure
distribution
Flexible
Settlement profile
Contact
pressure
distribution
Settlement profile
Contact
pressure
distribution
Rigid
Settlement profile
Settlement profile
all the previous relationship discussed in previous chapter were

based on the following assumptions:a) The load is applied at the ground surface
b) The loaded area is flexible.
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c) The soil medium is homogenous, elastic, isotropic,

and extends to a great depth.
Relations for Immediate Settlement Calculation
Es
Schleicher (1926)
Ip
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Improved Relationship for Immediate Settlement

Mayne and Polous (1999) present an improved relationship for
calculating e taking into account
- rigidity of the foundation
- depth of embedment of the foundation

- the increase in modulus of elasticity E with depth
- the location of rigid layers at limited depth
Be
Be
Be
Eo
IG I F I E
4 BL
Diameter
for rectangular footing

for circular footing
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Fundamentals of Consolidation
Deformation of saturated soil occurs by reduction of pore space &
the squeezing out of pore water. The water can only escape through
the pores which for fine-grained soils are very small, while for
coarse-grained soils are large enough for the process to occur
immediately after the application of load.
Pore water
(Incompressible)
Voids
Skeletal Material
(incompressible)
Solid
Voids
Time
dependent
process
Solid
+
Water
Initial State
Deformed State
Spring model
u=0
u=
Water squeezed out
= P/A
u<
u=0
water
Effective soil skeleton spring
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Total Stress
Time
Excess Pore
Pressure
Time
Effective Stress
Time
Settlement
Time
Conclusions
Especially in low permeability soils (silts and clays) settlement is
delayed by the need to squeeze the water out of the soil
Consolidation is the process of gradual transfer of an applied load
from the pore water to the soil structure as pore water is squeezed
out of the voids.
The amount of water that escapes depends on the size of the load
and compressibility of the soil.
The rate at which it escapes depends on the coefficient of
permeability, thickness, and compressibility of the soil.
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Consider a clay layer with thickness H subjected to an instantaneous

increase of total stress .
Sand
Ground water table

Pore water pressure
increase
Total stress
increase
u=
Depth
Effective stress increase
=0
Sand
At time t = 0
u<
>0
At time 0 < t <
u=0
At time t =
One-Dimensional Laboratory Consolidation Test

pn applied by a lever arm
It was suggested by Terzaghi.
Porous Stone
H
Metal Ring
Water
Soil Sample
Dia.
H
64 mm(2.5 in)
Porous Stone
25 mm (1 in)
Consolidometer (Oedometer)
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The compression
deformation is
measured by a
micrometer dial
gauge
Each load increment is

kept for 24 hrs, after that,
the load is usually doubled U% = 0
pn
p3
Cv & k are determined from this relationship

d0
p2
p1
H1
H2
H3
Hn
Stage I-Initial compression
d50
Stage II-Primary consolidation
H
Soil
d100
Stage III-Secondary Compression
t50
U% = 100%
Time (log scale)
Time at
U%=100%
Settlement (deformation) vs. time
hn
At each time point:

Record the dial indicator reading
At the end of each load increment:
Record the dial reading at completion of primary consolidation for each load (usually 24 hours)
At the unloading of the specimen:
Remove load in decrements, recording dial indicator readings
Conduct a water content test on specimen after unloading is complete
Time, min
o
1
2
5
10
20
30
1 hr
2 hr
..
24 hr
Deformation, mm
Void Ratio-Pressure (e-log

1. calculate the height of solids, Hs
Hs
Ws
AG s
Prove it.
w
2. calculate initial height of voids, Hv

H
eo
Vv
Vv
Hs
3. calculate initial void ratio, eo
Hv A
HsA
Hv
Hs
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4. for the 1st incremental loading,
1(
P1
) which causes a
A
deformation H1
H1
Hs
e1
5. calculate new void ratio after consolidation caused by

e1
6. for the next loading,
2(
P1
P2
A
eo
e1
), which causes additional
deformation H2, the void ratio at the end of consolidation

is
e2
H2
Hs
e1
Note:- at the end of consolidation =
Plot the corresponding e with / on semi-logarithmic paper.

The typical shape of e-log / will be as shown in the figure.
Void Ratio
Cc & Cs are determined from this

relationship
Cc = Compression Index
Cs (Cr) = swelling (rebound) Index
Cc
Cs
Log
Change in void ratio vs. vertical effective stress
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Normally Consolidated and Overconsolidated Clays
Normally Consolidated
o
At past
p = max. preconsolidation
At present
o = Effective overburden
pressure
Overconsolidate
d
May be removed due geologic processes or human processes
At past
=
max.
preconsolidation
p
pressure
At present
=
Effective
overburden
o
Relationship is linear and stepper when the

effective stresses is exceeding maximum past
O .C . R
P
O
/
O
/
P
Log
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Effect of Disturbance on Void Ratio-Pressure Relationship

Usually e-log / founded by performing consolidation test on
undisturbed sample or remolded sample, does not reflects the field
(virgin) compression curve.
This difference is attribute to disturbance due toHandling and transferring samples into consolidation cells.
Sampling and stress relief
eo
Laboratory compression curve
Field (virgin) compression curve
Slope = Cc
0.4eo
/
o
N.C. CLAY
eo
Laboratory compression curve
Field (virgin) compression
curve, Slope = Cc
Laboratory rebound curve

Slope = Cs (Cr)
0.4eo
/
p
O.C. CLAY
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Calculation of Settlement from One-Dimensional Primary

Consolidation
Vo V1
HA ( H
Vvo Vv 1
Vv
Vs
Vo
1 eo
cA
)A
eVs
AH
1 eo
eVs
AH
1 eo
e
1 eo
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N.C. CLAY
eo
e
log
Cc
/
p
/
o
C c [log(
) log
] C c log(
)
o
e
1 eo
Cc
H log(
1 eo
)
o
O.C. CLAY
eo
If
/
o
e
log
Cs
/
o
/
p
If
eo
/
p
/
o
Cs
H log(
1 eo
e
1 eo
e1
C s [log(
) log
/
o
C s log(
)
o
e2
C s [log
log
p
p
] C c [log(
) C c log(
/
p
C s log(
e
1 eo
H
C s log(
1 eo
) log
)
p
p
o
) C c log(
)
p
/
p
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Compression Index (Cc) and Swell Index (Cs)

Several correlations were suggested for Cc (See table 10.4 PP.
282) besides other eq. see PP. 282. and in most
cases C s
1 1
to C c
5 10
Cc = 0.009(LL 10)
= liquid limit
Cc = 0.007(LL 7)
= liquid limit
undisturbed clays
LL
remolded clays
LL
Secondary Compression (Consolidation) Settlement

Secondary compression settlement is a form of soil creep that is largely
/
/
o + which the skeleton of compressible soils,
controlled by the rate at
particularly clays, silts, and peats, can yield and compress.
Secondary compression is often conveniently identified to follow
primary consolidation when excess pore fluid pressure can no longer be
measured; however, both processes may occur simultaneously.
Also referred to as the secular effect
Linear relationship
e
log t 2 log t1
e
t
log 2
t1
ef
C
1 ep
t1
t2
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C H log
t2
t1
Type of soil C
O.C clays
0.001 or less
N.C clays
0.005 to 0.03
Organic soil 0.04 or more

Terzaghi (1925) proposed the first theory to consider the rate of onedimensional consolidation for saturated clay soils.
Assumptions:1. The clay-water system is homogenous.
2. Saturation is complete.
3. Compressibility of water is negligible
4. The flow of water is in one direction only (direction of
compression)
5. Darcys law is valid
To begin, consider a very small element of soil being subjected to onedimensional consolidation in the z-direction.
u
(vz+( vz/ z)dz) dxdy
Sand
A=dxdy
dz
V=dxdydz
H=2Hdr
Depth
Sand
dy
dx
vz dxdy
Volume of pore fluid which flows out = Volume decrease of the soil
and thus
Rate at which pore fluid flows out = Rate of volume decrease of soil
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vz
dz )
z
[(v z
vz
dxdydz
z
V
t
v z ] dxdy
V
t
It will also be assumed that Darcys law holds and thus that
vz
ki
h
z
u
z
u = excess pore water pressure caused by the increase of stress

k
w
1
V
dxdydz t
u
z2
During consolidation
V
t
Vv
t
V
t
Vs
(Vs
Vs
t
e
t
Vs
Vs
t
but
e
t
1 eo
1
1 eo
u
z2
dxdydz
1 eo
dxdydz e
1 eo t
Vs
t
but
V
Vs
V
t
eVs )
e
e
t
But
av (
av u
av = coefficient of compressibility
k
w
u
z2
av
1 eo
u
t
mv
u
t
where mv
av
1 eo
mv = coefficient of volume
compressibility
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or
u
t
cv
u
z2
where cv
k
w mv
w
k
av
1 eo
cv = coefficient of consolidation has units L2/T

k = coefficient of permeability
This equation is the basic differential equation of Terzaghi,s
consolidation theory and can be solved with the following boundary
conditions
z=0
u=0
at
a
permeable
boundary
z = 2Hdr
u=0
at
a
permeable
boundary
t=0
u = uo =
initial excess pore
water pressure
The solutions yields
u
m 0
MZ
2uo
sin(
) e
M
H dr
M 2 Tv
Where
M
( 2m 1)
z
, a depth factor dimensionless number
H dr
Tv
cv t
2 , a time factor is a nondimensoinal number
H dr
Because consolidation progresses by the dissipation of excess pore water

pressure, the degree of consolidation at distance z at any time t is
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Uz
uo
uz
uo
uz
uo
uz
excess
pore
pressure at time t
The variation of excess pore pressure within the layer is shown in Figure
below
The average degree of consolidation for the entire depth of the clay layer
at any time t can be written as
c(t )
1
2 H dr
2 H dr
uz dz
0
uo
1
m
2
e
2
0 M
M 2Tv
U = average degree of consolidation

c(t) = settlement of the layer at time t
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= ultimate (final) primary consolidation settlement
The U Tv relationship is represented in the figure below for the case

where uo is uniform for the entire depth of the consolidating layer.
The values of Tv and their corresponding average U for the case presented
above may also be approximately by the following relationship:
For U = 0 to 60%
Tv
U%
4 100
For U > 60%

Tv
1.781 0.933 log(100 U %)
Table 10.5-PP 293 gives the variation Tv U according to the above

equations
Coefficient of Consolidation
Logarithm of Time method
It is particularly useful when there is significant secondary
compression (creep). The do point is located by selected two
points on the curve for which the times (t) are in the ratio
1:4, e.g. 1 min and 4 min; or 2 min and 8 min.; the vertical
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intervals DB and BC will be equal. The d100 point can be

located in the final part of the curve flattens sufficiently (i.e.
no secondary compression). When there is significant
secondary compression, d100 may be located at the intercept
of straight line drawn through the middle and final portions
of the curve. Now d50 and log t50 can be located.
The coefficient of consolidation is therefore:
T50
cv t 50
H dr2
cv
0.197 H dr2
t 50
S
q
u
a
r
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Square Root of Time method

After the laboratory results curve has been plotted, line AB is
drawn, followed by line AC in such a way that OC 1.15OB :
AC crosses the laboratory curve at point D and locates t90
The coefficient of consolidation is therefore:
T90
cv t 90
H dr2
cv
0.848 H dr2
t 90
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Hperbola method
it gives good results for U =60% - 90%.
The results are plotted on
t
- t, then identify the straight
H
portion bc of the curve and project back to point d, and

determine the intercept D, then determine the slope m of bc
The coefficient of consolidation is therefore: cv 0.3
mH dr2
D
Earl Stage log-t method

It gives the highest value while the conventional log-t
method gives the lowest value, this is due to the contribution
of the lower part of the consolidation curve in the
conventional log-t method that means the secondary
compression plays a role in the value of cv, while in this
method cv obtained from the early stage log-t method, which
gives more realistic values of the fieldwork.
Follow the same steps in log-t method to locate do, draw a
horizontal line DE through do, then draw tangent through the
point of inflection F, the tangent intersects line DE at point
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G, determine the corresponding time t corresponding to G,

which is the time at U = 22.14%, The coefficient of
consolidation is therefore:
cv
0.0385 H dr2
t 22.14
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Calculation of Consolidation Settlement under a Foundation

For limited area foundations (circular, square and rectangular), the increase of
effective stress ( /) decrease with depth as shown in figure below which can be
estimated as described before in previous chapter.
/
Estimate /o and
av at the middle of the clay layer, then use the previous
equations in to determine final consolidation settlement.
/
t
/
o
/
m
/
b
Using Simpsons rule

t
av
Alternative approach
Simply divide the clay layer to a number of sub layers, and then
estimate c for each sub layer taking into account effective overburden
pressure and an increase in effective stress at the middle of each sub
layer, then get the summation of settlements of the sub layers to get the
final consolidation of the clay layer.
Rate of consolidation
It is important to determine c time relationship, which can be
helpful in estimating the differential settlement between adjacent
footings if the drainage condition at one footing differs from the other.
U
c(t )
c
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Examples
The following results were obtained from an oedometer test on a specimen of
saturated clay:
Pressure (kN/m2)
Void ratio
27
1.243
54
1.217
107
1.144
214
1.068
429
0.994
214
1.001
107
1.012
54
1.024
A layer of this clay 8m thick lies below a 4m depth of sand, the water table being
at the surface. The saturated unit weight for both soils is 19kN/m3. A 4m depth of
fill of unit weight 21 kN/m3 is placed on the sand over an extensive area.
Determine the final settlement due to consolidation of the clay. If the fill were to
be removed some time after the completion of consolidation, what heave would
eventually take place due to swelling of the clay?
eo e1
H
c
1 eo
Appropriate values of e are obtained from e-log / drawn from the result. The clay
will be divided into four sub-layers, hence H =2000 mm.
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Assuming the fill in pervious example is dumped very rapidly, what would be the
value of excess pore water pressure at the centre of the clay layer after a period of
3 years? Assume Two-way drainage condition and the value of cv is 2.4m2/year.
Uz
uz
uo
uz
uo
35.2
uz
84
0.58
kN / m 2
In an oedometer test a specimen of saturated clay 19mm thick reaches 50%

consolidation in 20 min. How long would it take a layer of this clay 5m thick to
reach the same degree of consolidation under the same stress and drainage
conditions? How long would it take the layer to reach 30% consolidation?
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Strength of different
materials
Steel
Soil
Concrete
Tensile
strength
Compressive
strength
Shear
strength
Presence of pore
water
Complex
Shear Strength of Soils

Topics
Introduction
Laboratory Tests for Determination of Shear Strength Parameters
Stress Path
Other Methods for Determining Undrained Shear Strength
Sensitivity and Thixotropy of Clay
Empirical Relationships between Undrained Cohesion (Cu) and Effective
Overburden Pressure ( /o)
Shear Strength of Unsaturated Cohesive Soils
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Introduction
Soils are essentially frictional materials. They are comprised of individual particles
that can slide and roll relative to one another. In the discipline of soil mechanics, it
is generally assumed that the particles are not cemented.
Thus, the Shear strength of a soil mass is the internal resistance per unit area that
the soil mass can offer to resist failure and sliding along any plane inside it.
Embankment
Strip footing
Failure surface
Mobilized shear
resistance
One consequence of the frictional nature is that the strength depends on the
effective stresses in the soil. As the effective stresses increase with depth, so in
general will the strength.
The strength will also depend on whether the soil deformation occurs under fully
drained conditions, constant volume (undrained) conditions, or with some
intermediate state of drainage. In each case, different excess pore pressures will
occur resulting in different effective stresses, and hence different strengths. In
assessing the stability of soil constructions analyses are usually performed to
check the short term (undrained) and long term (fully drained) conditions.
Shear strength components
The shear strength components areFriction resistanceIt occurs between the particles of the soil due to the external load consists ofFriction due to sliding
Friction due to rolling
Friction due to interlocking
Cohesion
Apparent Cohesion
True Cohesion
Negative pore water pressure
Cementation
Due to the presence of cementing agents
Negative excess pore water
such as calcium carbonate or iron oxide
pressures due to dilation
(expansion)
Electrostatic and electromagnetic attractions
Apparent mechanical forces
Primary valence bonding (adhesion)
Occurs primarily during overconsolidation
Can not be relied on for soil
strength
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Mohr (1900) presented a theory for rupture in materials that held a material fails
through a critical combination of normal stress ( ) and shear resistance ( f ), and
not through either maximum normal or shear stress alone.
The functional relationship on a failure plane can be expressed in the form
f
f( )
In soils the relationship is approximated as a linear relationship as following

f
tan
This equation is known as the Mohr-Coulomb Failure Criterion.

where
c = cohesion, and
= angle of internal friction
What does the failure envelope mean?
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As stated by the Mohr-Coloumb failure criteria, failure by shear will take place
hen the shear stresses on a plane reaches the value given by the equation
tan
...1
To determine the inclination of failure plane with major principle plane

1
n
2
1
cos 2
..2
sin 2
2
Sub. Eq.2 in Eq.1
f
sin 2
cos 2
tan
or
c
3 tan
.......................3
1
sin 2 cos 2 tan
2
For a given value of 3 and c, the failure condition will be determined by the
minimum value of the major principle stress 1 , for a minimum value of 1 ,
1
the term [ sin 2 cos 2 tan ] in eq.3 has to be maximum. Thus,
2
1
d 1
( sin 2
d 2
or
cos 2
Eq .5
45
cos 2 tan )
sin 2
0...........................4
2 sin cos tan
0...................5
gives the relation

2
...........................................................6
c
3
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Sub. Eq.6 in Eq.3 we get

1
let
tan 2 (45
tan 2 (45
) 2c tan(45
)..........................7
1 sin
1 sin
prove it from geometry
2c N . ............................................7
Shear Failure Law in Saturated Soil

In saturated soil
u and as stated before shear strength of the soil is a
function of effective stress, the shear strength will be in terms of effective stress
and eq.1 will be
f
f
c and
or c and
c
c
u) tan
tan
are measures of shear strength, Higher the values, higher the
shear strength.
Failure envelopes in terms of total & effective stresses
Failure envelope
in terms of
Failure envelope in
terms of total
effective stresses
total stresses
c/ c
3
or
Type of soil
Cohesion
Sand and Inorganic silt
Zero
Normally consolidated Very small Zero
clays
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Over consolidated clays
> Zero
Laboratory Tests for Determination of Shear Strength Parameters(c,
or c ,
Shear tests
Laboratory tests on specimens
taken from representative
undisturbed samples
Most common laboratory tests to determine

the shear strength parameters are,
Direct shear test

Triaxial shear test
Other laboratory tests include,
Direct simple shear test,
torsional ring shear test,
plane strain triaxial test,
laboratory vane shear test,
laboratory fall cone test
Field tests
Vane shear test

Torvane
Pocket penetrometer
Fall cone
Pressuremeter
Static cone penetrometer
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Simulating field conditions in the laboratory
Strip footing
vc
A
representative
vc
z
hc
hc
vc
hc
hc
vc
vc
vc
Before construction
After and during construction
Step 1 Representative soil sample taken from the site

Step 2 Set the specimen in the apparatus and apply the initial stress condition
Step 3 Apply the corresponding field stress conditions
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Direct shear test

Direct shear test is most suitable for consolidated drained tests specially on granular
soils (e.g.: sand) or stiff clays
Schematic diagram of the direct shear apparatus
Dial gauge to measure
vertical displacement
Shear box
Proving ring to
measure shear
force
Dial gauge to
measure horizontal
displacement
Loading frame to apply

vertical load
Step 1: Apply a vertical load to the specimen and wait for consolidation
Step 2: Lower box is subjected to a horizontal displacement at a constant rate.
Normal Force = N
Normal Force = N
= Horizontal
Displacement
Shearing Force = T
Shear
Resistance
Soil
Shear
Resistance
Soil
Step 3: Repeat this test three times. Each time increase N

Analysis of test results
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Normal force
Cross sec tional area
Shearing force
Cross sec tional area
N
A
T
A
Note: Cross-sectional area of the sample changes with the horizontal

displacement A
L) 2
(L
Direct shear tests on sands
Shear stress,
Stress-strain relationship
Dense sand/
OC clay
f
f
Loose sand/
NC clay
Expansion
Compression
Change in height
of the sample
Shear displacement
Dense sand/OC Clay

Shear displacement
Loose sand/NC Clay
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Shear stress,
How to determine strength parameters c and
Normal stress =
Normal stress =
Normal stress =
f2
2
1
f1
f3
Shear stress at failure,
Shear displacement
Mohr Coulomb failure
Normal stress,
Some important facts on strength parameters c and f of sand

Sand is cohesionless hence c = 0
Direct shear tests are drained and pore water pressures are
dissipated, hence u = 0, Therefore,
= and c = c = 0
Direct shear tests on clays

In case of clay, horizontal displacement should be applied at a very slow rate to
allow dissipation of pore water pressure (therefore, one test would take several
days to finish)
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Shear stress at failure,
Overconsolidated clay (c
0)
Normally consolidated clay (c = 0)
Normal force,
Interface tests on direct shear apparatus

In many foundation design problems and retaining wall problems, it is
required to determine the angle of internal friction between soil and the
structural material (concrete, steel or wood)
Normal Force = N
Shearing Force = T
Shear
Resistance
Foundation
Material
ca
tan
where
ca = adhesion
= angle of wall friction
Advantages of direct shear apparatus

Due to the smaller thickness of the sample,
rapid drainage can be achieved
Can be used to determine interface strength
parameters
Clay samples can be oriented along the plane of
weakness or an identified failure plane
Disadvantages of direct shear

apparatus
Failure occurs along a
predetermined failure plane
Area of the sliding surface
changes as the test progresses
Non-uniform distribution of shear
stress along the failure surface
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Triaxial Shear Test
Proving ring to
measure the
deviator load
Dial
gauge
to
measure
vertical
displacement
Failure plane
Soil sample
at failure
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Piston (to apply deviatoric stress)
Air release valve

O-ring
Flexible tube
Soil
sample
Impervious
membrane
Porous stone
Perspex cell
Water
Cell pressure
Back pressure
Pore pressure or
volume change
Pedestal
In this test, a soil sample about 38 mm (1.5//) in diameter and 76 mm

(3//) is generally used (L = 2D 3D)
> 3D
3D-2D
<D
Sample is encased by thin rubber membrane and placed inside a plastic

cylindrical chamber that is usually filled with water or glycerine.
Confining pressure is applied by compression of fluid in the chamber
(air sometimes used as a compression medium)
To cause shear failure in the sample, axial stress is applied through a
vertical loading ram ( called deviator stress). This can be done in one of
two ways
Stress-controlled load is applied in increments and the
deformation is measured
Strain-controlled load is applied at a constant rate of
deformation
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Types of Triaxial Tests
deviatoric stress
( )
Step 1
Step 2
c+
c
Under all-around cell pressure
Is the drainage valve open?

yes
Consolidated
sample
Shearing (loading)
Is the drainage valve open?
yes
no
Unconsolidated
sample
no
Drained
loading
Undrained
loading
UU
CD
CU
C=
confining pressure or all around pressure or cell pressure =
= deviatoric stress =
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Stresses
F = Deviator load
r
= Radial stress (cell

pressure)
= Axial stress
From vertical equilibrium we have
F
A
The term F/A is known as the deviator stress, and is usually given the
symbol .
Hence we can write
= a stresses are principal stresses)
If
(The axial and radial
= 0 increasing cell pressure will result in:

Volumetric compression if the soil is free to drain. The effective
stresses will increase and so will the strength
Increasing pore water pressure if soil volume is constant (that is,
undrained). As the effective stresses cannot change it follows that u =
3
Strains
From the measurements of change in height, dh, and change in volume
dV we can determine
Axial strain
Volume strain
= -dh/h0
v
= -dV/V0
Where h0 is the initial height, and V0 the initial volume. The conventional
small strain assumption is generally used.
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It is assumed that the sample deforms as a right circular cylinder. The crosssectional area, A, can then be determined from
A(ho + h) = V = V0 + V
dV
V0
dh
1 +
h0
1 +
A =
Ao
Ao
1 1 -
v
a
For an undrained test V = 0, then A = A o
1
1 -
It is important to make allowance for the changing area when calculating

the deviator stress,
= 1 - 3 = F/A
A triaxial compression test specimen may exhibit a particular pattern or
shape as failure is reached, depending upon the nature of the soil and its
condition, as illustrated in Fig. below
Failure patterns in triaxial compression tests
brittle failure with well-defined shear plane,

semi-plastic failure showing shear cones and some lateral bulging,
Plastic failure with well-expressed lateral bulging.
In the case of plastic failure, the strain goes on increasing slowly at a
reduced rate with increasing stress, with no specific stage to pin-point
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failure. In such a case, failure is assumed to have taken place when the
strain reaches an arbitrary value such as 20%.
Merits of Triaxial Compression Test
The following are the significant points of merit of triaxial compression
test:
(1) Failure occurs along the weakest plane unlike along the predetermined
plane in the case of direct shear test.
(2) The stress distribution on the failure plane is much more uniform than
it is in the direct shear test: the failure is not also progressive, but the
shear strength is mobilised all at once. Of course, the effect of end
restraint for the sample is considered to be a disadvantage; however,
this may not have pronounced effect on the results since the
conditions are more uniform to the desired degree near the middle of
the height of the sample where failure usually occurs.
(3) Complete control of the drainage conditions is possible with the
triaxial compression test; this would enable one to simulate the field
conditions better.
(4) The possibility to vary the cell pressure or confining pressure also
affords another means to simulate the field conditions for the sample,
so that the results are more meaningfully interpreted.
(5) Precise measurements of pore water pressure and volume changes
during the test are possible.
(6) The state of stress within the specimen is known on all planes and not
only on a predetermined failure plane as it is with direct shear tests.
(7) The state of stress on any plane is capable of being determined not
only at failure but also at any earlier stage.
(8) Special tests such as extension tests are also possible to be conducted
with the triaxial testing apparatus.
(9) It provides an ingenious and a symmetrical three-dimensional stress
system better suited to simulate field conditions.
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Consolidated - Drained test (CD Test)

d)f
3
3
uc
Drainage
ud = 0
3
uc
3
d)f
Axial strain
Compression
Volume change of
the sample Vc
3
Expansion
Dense sand or OC clay

Loose sand or NC clay
Deviator stress,
Stress-strain relationship during shearing

Dense sand
or OC clay
d)f
Loose sand
or NC Clay
d)f
Since u = 0 in CD tests,
Therefore, c = c/ and
Expansion
Dense sand
or OC clay
Compression
Volume change of
the sample Vd
Axial strain
Axial strain
Loose sand
or NC clay
and cd and
are used
to denote them
)f
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CD tests
How to determine strength parameters c and
Deviator stress,
d)fc
1=
Confining stress =
+(
d) f
3c
Confining stress =
3b
Confining stress =
d)f
3a
d)fa
Shear stress,
Axial strain
Mohr Coulomb
failure envelope
or
3a
3c
3b
d)fa
1a
1b
1c
d)fb
CD tests Failure envelopes

For sand and NC Clay, cd = 0
Shear stress,
Mohr Coulomb
failure envelope
or
3a
1a
CD tests
d)f
or NC clay
Failure envelopes
For OC Clay, cd
Therefore, one CD test would be

sufficient to determine d of sand
0
NC
OC
Cd
or
3
d)f
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Some practical applications of CD analysis for clays

1. Embankment constructed very slowly, in layers over a soft clay deposit
Soft clay
= in situ drained shear strength
2. Earth dam with steady state seepage
Core
= drained shear strength of clay core
3. Excavation or natural slope in clay
= In situ drained shear strength
Note: CD test simulates the long term condition in the field. Thus, cd and
d should be used to evaluate the long term behavior of soils
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Consolidated- Undrained test (CU Test)

d)f
3
3
uc
Drainage
ud
No drainage
3
3
Axial strain
Compression
Volume change of
the sample Vc
uc
d)f
Expansion
Dense sand or OC clay

Loose sand or NC clay
Deviator stress,
Stress-strain relationship during shearing

Dense sand
or OC clay
d)f
Loose sand
or NC Clay
d)f
Axial strain
d)f
Loose sand or
NC Clay
d)f
ud
Axial strain
ud
d
Af
( ud ) f
d
Soil
N.C
O.C
Af
0.5-1
0-0.5
Dense sand or
OC clay
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CU tests How to determine strength parameters c

1=
Deviator stress,
d)f
Confining stress =
3b
Confining stress =
3a
+(
d)f
3
d)f
Total stresses at
Shear stress,
Axial strain
Mohr Coulomb
failure envelope in
terms of total stresses
ccu
3b
3a
1a
d)f
1=
Shear stress,
+(
cu
ufa
ccu
3b
3a
3 - uf
Effective stresses at

envelope in terms of total
stresses
3a
d)f - uf
uf

envelope in terms of effective
stresses
C/
or
1b
3b
1a
ufb
1a
1b
1b
or
f
d)fa
Shear strength parameters in terms of total stresses are Ccu and cu

Shear strength parameters in terms of effective stresses are C/ and
C/= Cdrained and
drained
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CU tests Failure envelopes

For sand and NC Clay, ccu and c/ = 0
Shear stress,

envelope in terms of
effective stresses
/

envelope in terms of total
stresses
cu
or
3a
3a
1a
1a
d)f
Therefore, one CU test would be sufficient to determine

= d of sand or NC clay
cu and
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Some practical applications of CU analysis for clays

1. Embankment constructed rapidly over a soft clay deposit
Soft clay
= in situ undrained shear strength
2. Rapid drawdown behind an earth dam
Core
= Undrained shear strength of clay core
3. Rapid construction of an embankment on a natural slope
= In situ undrained shear strength
Note: Total stress parameters from CU test (Ccu and cu) can be used for stability
problems where, Soil have become fully consolidated and are at equilibrium
with the existing stress state; Then for some reason additional stresses are
applied quickly with no drainage occurring
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Unconsolidated- Undrained test (UU Test)

Data analysis
Step 1
Immediately after
sampling
Step 2
Initial specimen
condition
C=
No
drainage
Step 3
Specimen condition
during shearing
3
C=
3+
No
drainage
d
3
Step 2: After application of hydrostatic cell pressure

C=
No
drainage
3
C=
3-
uc
uc = B
Increase of pwp due to
increase
of
cell
3-
3
Increase of cell
Skemptons pore
water pressure
Note: If soil is fully saturated, then B = 1 (hence, uc =
3)
Step 3: During application of axial load

1
No
drainage
3+
3+
- uc
ud
d
3
- uc
ud
uc ud
ud = A B
Increase of pwp due to
increase of deviator stress
d
Increase of deviator stress
Skemptons pore water

pressure parameter, A
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Combining steps 2 and 3,
uc = B
ud = AB
Total pore water pressure increment at any stage, u
u = uc + ud
u=B [
3+
u=B [
3+
A(
d]
1
Skemptons pore water

pressure equation
3]
Derivation of Skemptons pore water pressure equation

Step 1 :Increment of isotropic stress
1+
3+
3
2
No drainage
2+
No drainage
Increase in effective stress in each direction =
- uc
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Step 2 :Increment of major principal stress

1+
3+
2+
No drainage
No drainage
Increase in effective stress in
direction =
and
- u
d
Increase
in effective stress in
-Average
ud Increase in effective stress = (
Typical values for parameter
directions =
1
- ud - ud ud)/3
Typical values for parameter A
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u
1
Axial strain
Axial strain
NC Clay (low sensitivity)
NC Clay (High sensitivity)
(A = 0.5 1.0)
(A > 1.0)
Collapse of soil structure may occur in high sensitivity clays due to

very high pore water pressure generation
1
u
Axial strain
Axial strain
OC Clay (Lightly overconsolidated)
OC Clay (Heavily overconsolidated)
(A = 0.0 0.5)
(A = -0.5 - 0.0)
During the increase of major principal stress pore water

pressure can become negative in heavily overconsolidated clays
due to dilation of specimen
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Stress Path
A StressPath is a curve or a straight line which is the locus of a series

of stress points depicting the changes in stress in a test specimen or in a soil
element in-situ, during loading or unloading, engineered as in a triaxial test
in the former case or caused by forces of nature.
An elementary way to monitor stress changes is by showing the Mohrs
stress circles at different stages of loading/unloading. But this may be
cumbersome as well as confusing when a number of circles are to be shown
in the same diagram.
Stress-path approach enables the engineer to predict and monitor the shear
strength mobilized at any stage of loading/unloading in order to ensure the
stability of foundation soil.
Lambe and Whitman (1969) have suggested the locus of points
representing the maximum shear stress acting on the soil at different stages
be treated as a stress path, which can be drawn and studied in place of the
corresponding Mohrs circles. This is shown in Fig. below.
q
The co-ordinates of the points on the stress path

1
If
q
2
1
and
v
3
h
are the vertical and horizontal principal stresses, these become

p
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Either the effective stresses or the total stresses may be used for this
purpose. The basic types of stress path and the co-ordinates are:
p/ , q /
p = p/+u , q = q/
u0 = zero in the conventional triaxial test, and (b) and (c) coincide in this
case. But if back pressure is used in the test, u0 = the back pressure.
For an in-situ element, the static pore water pressure depends upon the level
of the ground water table.
Slope of stress path line
q
p
qf
qo
pf
po
Where qf and pf are coordinates at failure and qo and po are coordinates at

initial condition.
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Modified Failure Envelope

For N.C soil
Mohr- coulomb failure envelope
tan
p tan
Modified failure envelope

Kf - line
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For O.C. clay

,q
Mohr- coulomb failure envelope

c
tan
f
Modified failure envelope

q
p tan
,p
Where m = c cos
Typical stress paths for triaxial compression and extension tests (loading as
well as unloading cases) are shown in Fig. below
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A-1 is the effective stress path for conventional triaxial compression test
during loading. ( v = positive and h = 0, i.e., h is constant). A typical
field case is a footing subjected to vertical loading.
A-2 is the unloading case of the triaxial extension text ( h = 0 and
negative). Foundation excavation is a typical field example.
v=
A-3 is the loading case of the triaxial extension test ( v = 0 and

positive). Passive earth resistance is represented by this stress path.
h=
A-4 is the unloading case of the triaxial compression test ( u = 0 and h

= negative). Active earth pressure on retaining walls is the typical field
example for this stress path
For a drained test

Figure below shows the typical stress paths. Point A corresponds to the
stress condition with only the confining pressure acting ( 1 = 3 and = 0).
Point F represents failure. Stress paths for effective stresses, total stresses,
and total stresses less static pore water pressure are shown separately in the
same figure.
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For a consolidated Undrained test on a normally consolidated clay.

Figure below shows the typical stress paths.
For a consolidated Undrained test on over consolidated clay

Figure below shows the typical stress paths.
[Note : TSSP to the right of ESP indicates of positive excess pore pressure;
TSSP to the left of ESP indicates negative excess pore pressure. Both
coincide for zero excess pore pressure].
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Example 1
The following results were obtained from direct shear tests on specimens of
a sand compacted to the in-situ density. Determine the value of the shear
strength parameter /.
Normal stress (kN/m2)
50 100 200 300
Shear stress at failure (kN/m2) 36 80
154 235
Would failure occur on a plane within a mass of this sand at a point where
the shear stress is 122 kN/m2 and the effective normal stress 246 kN/m2?
The values of shear stress at failure are plotted against the corresponding
values of normal stress, as shown in Figure above. The failure envelope is
the line having the best fit to the plotted points; in this case a straight line
through the origin. If the stress scales are the same, the value of / can be
measured directly and is 38o.
The stress state =122kN/m2, / = 246 kN/m2 plots below the failure
envelope, and therefore would not produce failure.
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Example 2
The results shown in Table below were obtained at failure in a series of
triaxial tests on specimens of a saturated clay initially 38mm in diameter by
76mm long. Determine the values of the shear strength parameters with
respect to (a) total stress and (b) effective stress.
Solution
The initial values of length, area and volume for each specimen are:
lo = 76mm; A0 = 1135mm2; V0 = 86 x 103 mm3
Cu = 85 kN/m2;
=0
c/ = 0;
= 270
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Example 3
The results shown in Table below were obtained for peak failure in a series
of consolidatedundrained triaxial tests, with pore water pressure
measurement, on specimens of saturated clay. Determine the values of the
effective stress parameters.
tan 2 (45
262
70 tan 2 (45
487
146 tan 2 (45
) 2c tan(45
) 2c tan(45
) 2c tan(45
)..............................(1)
)............................( 2)
Solve eqs. 1 and 2 simultaneously we get,

/
= 29.67o 30o
c/ 16 kN/m2
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Example 4
The following results refer to a consolidatedundrained triaxial test on a
saturated clay specimen under an all-round pressure of 300 kN/m2:
l/lo
0 0.01 0.02 0.04 0.08 0.12
2
138 240 312 368 410
13 (kN/m ) 0
u (kN/m2)
0 108 158 178 182 172
Draw the total and effective stress paths and plot the variation of the pore
pressure coefficient A during the test.
From the shape of the effective stress path and the value of A at failure it
can be concluded that the clay is overconsolidated.
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Soil Compaction
Topics
General Principles
Field Compaction
Determination of Field Unit Weight of Compaction
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General Principles
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Curve type
A (one peak)
B (one & half Peak)
C (double peak)
D (odd shape)
Soil properties
Soil with liquid limit 30-70
Soil with liquid limit < 30
Soil with liquid limit >70
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Effect of compaction effort
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Field Compaction
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Determination of Field Unit Weight of Compaction
235

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University of Anbar

Assistant Professor Dr. Khalid R. Mahmood, Instructor

Asst. Prof. Khalid R. Mahmood (PhD.)

Development of Geotechnical Engineering

Asst. Prof. Khalid R. Mahmood (PhD.)

Asst. Prof. Khalid R. Mahmood (PhD.)

Asst. Prof. Khalid R. Mahmood (PhD.)

1. ORIGIN OF SOIL AND GRAIN SIZE

Soil-Particle Size or Grain Sizes

4. PERMEABILITY AND SEEPAGE

Asst. Prof. Khalid R. Mahmood (PhD.)

6. STRESSES IN SOIL MASS

Asst. Prof. Khalid R. Mahmood (PhD.)

8. SHEAR STRENGTH OF SOIL

Asst. Prof. Khalid R. Mahmood (PhD.)

Origin of Soil and Grain Size

Asst. Prof. Khalid R. Mahmood (PhD.)

Lt = total length of core sample

Rock Quality Designation (RQD)

ROCK MASS QUALITY

Asst. Prof. Khalid R. Mahmood (PhD.)

Soil Rock Cycle

Basic Soil Types

Asst. Prof. Khalid R. Mahmood (PhD.)

Muck. Peat deposits which have advanced in stage of

Asst. Prof. Khalid R. Mahmood (PhD.)

Colluvial Soils: Material transported and deposited by gravity.

Asst. Prof. Khalid R. Mahmood (PhD.)

Limestone and Related Soils

Soil-Particle Size or Grain Sizes

Ultra fine grained colloidal materials

Asst. Prof. Khalid R. Mahmood (PhD.)

Coarse-grained, Granular or Cohesionless Soils

Fine-Grained or Cohesive Soils

Asst. Prof. Khalid R. Mahmood (PhD.)

Aspects of Cohesionless Soils

Angular particled soils generally exhibit better engineering properties; also

emax = void ratio of the soil in its loosest condition

Asst. Prof. Khalid R. Mahmood (PhD.)

Properties of Fine Soils

Asst. Prof. Khalid R. Mahmood (PhD.)

Aspects of Cohesive and Fine Grained Soils

Structure of Clay Minerals

Asst. Prof. Khalid R. Mahmood (PhD.)

Alumina octahedral sheets

Types of Clay Minerals

Asst. Prof. Khalid R. Mahmood (PhD.)

One silica, one

Asst. Prof. Khalid R. Mahmood (PhD.)

How is water absorbed on the surface of a clay particle?

Diffuse Double Layer

Surface of clay particle

Asst. Prof. Khalid R. Mahmood (PhD.)

Gradation of Particle Size

Asst. Prof. Khalid R. Mahmood (PhD.)

Dx designates particle size for which x percent of sample has passed

Sieve Analysis Example

(Below well graded)

Asst. Prof. Khalid R. Mahmood (PhD.)