School Restructuring
School Restructuring
School Restructuring
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Roger C. Shouse
Pennsylvania State University
Recent studies of school restructuringhave suggested that a school's shift toward
communal norms is likely to be accompanied by particulartypes of technical
reform. The result has been the emergence of a prescriptive agenda of reform
practices in the school-improvement literature,despite evidence that the usefulness and effectiveness of instructional practices vary across contexts. The study
presented here examined the relationship between school restructuring(defined
in terms of the use of "restructured"practices) on mathematics achievement
across categories of school socioeconomic status. The findings raise questions
about the suitabilityof defining restructuringin terms of any specific reformagenda and indicate the need for caution regarding the broad implementation of such
an agenda in disadvantaged schools.
_ he concept of restructuring
generally connotes a school's shift
away from bureaucraticnorms,
structures,and practices,and this shifthas
been sketchedalongtwo distinctand independent dimensions.One dimension,the
socialor normativedimension,conveysthe
idea that schoolscan increasetheir power
as institutionsby reinventingthemselvesas
supportive,collegial,and moralcommunities (Brykand Driscoll1988; Grant1988).
The other, the technicaldimension,conveysthe ideathatschoolscan improvetheir
academiceffectivenessby replacing"traditional"curricular
and instructional
practices
with more cooperative, integrated, and
constructivist approaches (Center on
Organizationand Restructuring
of Schools
1992; Newmann and Wehlage 1995).
Withinthis framework,it made sense, for
U
44
45
lic schools represented in our sample, we
found restructuringto have (1) a significant
positive achievement effect in average SES
schools; (2) no significant achievement effect
in high SESschools; and (3) a significant negative achievement effect in low-SES schools,
especially very low-SES schools. Contrasting
sharply with studies that have reported overall positive restructuringeffects (but that have
overlooked important differences in effects
across categories of school SES),our findings
raise questions about the validity of defining
restructuringin terms of a single list of practices. They also demonstrate the need for
local school policy makers to exercise some
caution when considering the adoption of
restructuring'stechnical reform agenda.
46
47
"communal"thantheirlow-SEScounterparts.
In fact, both these organizationalstyles bear
some elements of the "schoolsas communities" ideal. The low-SESschools seemed to
operate somewhat in line with the Catholic
model;that is, they reliedon an authoritative
and clearly articulatedvision and on welldefined organizationalboundaries. In the
high-SESschools, communalityappearedto
be a more secular phenomenon; with its
visionderivedfromconsensusand localcommunity support and expectation,there was
less of a need for rigidorganizationalbound-
48
aries. It thus seems questionable whether
many of the practices listed in Table 1 could
equally represent both styles of communality.
Also noteworthy, when coupled with
Hallinger and Murphy's study (1986), is evidence from the so-called effective schools
studies of the 1980s. The "effective practices"
that emerged from that literature not only
conveyed a relatively traditional and intensified approach to teaching and learning
(Elmore 1990), but were typically based on
evidence from urban elementary schools
(Good and Brophy 1986). Such evidence led
us to suspect that achievement effects associated with some kinds of restructuring practices would differ across categories of school
urbanicityor SES.
Furtherevidence to support this suspicion
can be found in studies of the achievement
effects of high school academic press and
communality. Shouse (1 996), for example,
found the pattern of achievement effects associated with these characteristicsto differ dramatically across categories of school SES. In
his study, academic press was defined as the
degree to which school organizationalculture
was driven by traditionalachievement-oriented values, norms, and goals. Communal organization was defined along lines similar to
those in Bryk and Driscoll (1988). Among
moderate and high-SESschools, higher levels
of communality were associated with higher
mathematics achievement. Among low-SES
schools, however, the relationship between
communality and achievement hinged on the
strength of a school's academic press. When
academic press was weak, higher levels of
communality were associated with lower levels of mathematics achievement. When academic press was high, communality wielded a
significant positive achievement effect. Partof
Shouse's argument in this regard was that for
schools serving disadvantaged or disaffected
youths, the objective and universalistic elements of academic press served as a check on
the tendency for subjective, personalistic,
and/or therapeutic forms of caring to take
center stage in place of a universal expectation of rigorous academic activity.
A subsequent study of middle and junior
high schools (Shouse 1998) not only revealed
a similarlystrong connection between acade-
49
METHODOLOGY
Source of the Data
Our analyses are based on data from the
NELS:88first follow-up (10th-grade) survey.
Conducted by the National Center for
Education Statistics (NCES), NELS:88examined students' educational experiences from
the 8th grade through high school and into
college, highlighting family, community,
school, and classroom factors that influence
educational success.
Beginning with a base-year (8th-grade)
survey, NELS:88 also included first (1 Othgrade) and second (1 2th-grade) follow-up
surveys. To obtain a representative sample of
American public and private school students,
the base-year survey began with a representative sample of 1,035 8th-grade public and
private schools, stratified by region, urbanicity, and minority enrollment. A random sample of students was obtained in each school,
resulting in an overall sample of approximately 24,599 students. In addition to a
questionnaire, each student in the base-year
survey completed cognitive tests in history,
and
science.
mathematics,
reading,
Questionnaires were also administered to a
parent, the principal, and two teachers (one
from science or mathematics, the other from
Englishor social studies) of each student.
The NELS:88first follow-up survey (conducted in 1990) had the same basic components and student sample. However, in following students in the base-year sample to
their 1Oth-gradeschools, researcherswho are
examining school effects must grapple with
three methodological issues. First, the students no longer represent a random sample
in each high school. Second, the schools they
attended no longer constitute a probability
sample of schools similarto that of the baseyear study. Finally,in many schools, the sizes
SO
of the student and teacher samples no longer
permit a comprehensive analysis of school
effects.
To address these issues, this analysis used a
subsample of 371 first follow-up public
schools with at least 15 NELS-sampledstudents (resulting in a total student sample of
6,994 with an average of 19 NELS-sampled
students per school).3 This filtering helped
increase the reliabilityof both our measure of
school-level SESand of the hierarchicalmodels produced in our analysis.We chose to limit
our analysis to public schools because it is on
these schools that reform efforts tend to
focus. In addition, because our interest centered on "typical" comprehensive high
schools, this subsample excluded vocational
schools and schools in which 30 percent or
more of their students were placed in remedial reading or "alternative"programs.
Besides the reduction in size, the primary
result of our school-sampling strategy was
that compared to the overall NELSsample,
ours overrepresented public schools with
large student enrollments. This overrepresentation is not reallyundesirable, however, since
the problem of increasing school effectiveness is of particularconcern for large public
schools (Bryk,Lee, and Holland 1993). If, for
instance, our findings differed from those
obtained from some theoretically representative sample of American high schools, they
would still indicate a differential pattern of
effect for the larger public high schools represented in our subsample.
adjusted for the specified student-level variables. The individualschool means that make
up this grand mean serve as the dependent
variable of the school-level equation (which
links school-level variables to variation in
achievement levels across schools).
In our analysis, which focused primarilyon
the achievement effects of school-level characteristics, the student-level model served
mainly as a set of controls, that is, to reduce
the likelihood that any observed school-level
effects might actually result from differences
in student composition across schools. For
example, our student-level model included
variables representing student SES,race, high
school program (academic, general, or vocational), prior course work in mathematics,
and prior academic ability. (See Table 2 for
descriptive statistics of all variables used in
this analysis.)
Our school-level models included several
types of variables. First,a categorical variable
(labeled RESTRUCT)
was included to indicate
whether a school was classified as restructured. In classifying schools as "restructured,"
we used a criterionsimilarto that used by Lee
and Smith (1995). That is, schools were considered restructuredif their principals reported the use of at least three "restructuring
practices" (see Table 1) and nonrestructured
if they did not (see note 1). Next, a continuous measure of school-average SES was
included (based on the average SES of the
NELS-sampled students in each school) to
control for the impact of school affluence.
Labeled MEANSES,this continuous measure
was
then used to assign schools to one of
General Analytic Strategy
three categories of average SESbased on cut
We examined the achievement effects of points of 1 standard deviation above and
restructuringwithin categories of school SES below its mean. This process resulted in a
using hierarchical linear modeling (HLM), a breakdown of 55 high-SES schools (with
type of multiple regression that is useful in 1,102 students), 263 middle-SES schools
examining student and school factors associ- (with 5,081 students), and 53 low-SES
ated with variation in achievement. Using schools (with 1,028 students).
HLM,the total variation in student achieveBecause the first round of HLM analysis
ment can be separated into its student-level revealed negative restructuringeffects in lowand school-level components. Separate SES schools, an additional category of "very
regression equations (or "models") are then low-SES" schools was created, consisting of
specified to explain the variationat each level. 32 schools (14 of which were "restructured")
The intercept of the student-level equation falling more than 11/4 of a standard deviation
represents the estimated grand mean below the overall mean of MEANSES.These
achievement across the sampled schools, categorical indicators of school affluence
as a PolicyAgenda
SchoolRestructuring
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52
were, in turn, used to construct dummy interaction terms that were designed to tease out
the differentialimpact of restructuringacross
categories of school affluence.
Finally,given the conceptual and empirical
connections established in previous studies
among school restructuring,communal organization, and academic press, we deemed it
important to distinguish and control for the
influence of the latter two characteristics on
students' achievement. Doing so also enabled
us to gauge the extent to which restructuring
effects were attributable to either of these
two factors. Variables developed previously
(Shouse 1996; see also Bryk and Driscoll
1988) were used to represent school academic press and communality (See the
Appendix for details on these two variables.)
Dependent Variable
Student achievement is represented by
NELS:88mathematics IRT(item response theory) scores (see NCES 1994). Although
NELS:88 also includes reading, history, and
science scores, the mathematics scores represent the most valid indicator of school effectiveness. For one thing, because the mathematics test contains the greatest number of
items and ability levels, it is most immune to
floor and ceiling effects. In addition, mathematics scores are more likely to reflect inschool learning than are scores in other subjects (Haney 1996; Karweit and Ricciuti
1997). Fortechnical information on the validity and reliability of NELS:88, see Rock,
Pollack,and Quinn (1 995).4
RESULTS
Table 3 displays the results of our analysis. As
is customary in presenting HLM results,
school-level effects are presented in the top
panel and student-level effects in the bottom
panel. In the HLManalysis reported here, student-level variables are "centered" around a
mean of 0.5 This centering does not affect the
way coefficients are interpreted, and it allows
the school effects reported in the top panel to
reflect the experience of an average generaltrack student. At the school level, continuous
Mussolineand Shouse
measures (such as MEANSES, APRESS,
COMM, and the dependent variable representing students' mathematics achievement)
were rescaled to a mean of 0 and a standard
deviation of 1. Thus, for these variables, the
coefficients reported in Table 3 are standardized; that is, they represent the difference in
mathematics achievement (measured in standard deviations) associated with a difference
of 1 standard deviation in the particularindependent variable. The dummy variables
LOWSES,VLOWSES,HISES,and
(RESTRUCT,
the interaction terms created from them)
have not been standardized. Theircoefficients
thus represent additive or diminutive effects
associated with being a particular type of
school.
Table 3 presents two HLM models, each
one designed to tease out the interaction
between the effects of restructuring and
school SES.6 The model represented in the
first column highlights the impact of restructuring in low-SES schools; the second does
the same for very low-SES schools. As was
noted earlier, each model controls for the
effects of school average SESand school levels of communality and academic press.
The equation represented in the first column of Table 3 reveals that the base effect
associated with being a restructuredschool is
small (.03). Although this effect does not
meet a 95 percent level of confidence, it suggests that within this sample of public
schools, restructured schools outperform
nonrestructured schools in mathematics
achievement by an average of 3 percent of a
standard deviation. (It should also be pointed
out that school effects are generally considered "substantive" if their standardized coefficient is at least .10.) A scan down the first
column, however, reveals that the effect of
restructuring in low-SES schools is negative
-.08). These effects are addi(LOWSES*RESTR,
tive. Thus, achievement levels in low-SES
restructured schools average 5 percent of a
standard deviation below those in other
restructuredschools and 8 percent of a standard deviation below those in nonrestructured schools.
On the basis of this pattern of effect, we
focused on the impact of restructuring
among schools that were even more disad-
53
Table 3. Restructuring Effects on Mathematics Achievement (standardized HLMcoefficients, standard errors in parentheses)
Variable
Description
II
School Level
RESTRUCT
Restructuredschool
.03
(.02)
.03
(.02)
MEANSES
.04*
(.02)
.02
(.02)
LOWSES
Low-SESschool
.02
(.04)
LOWSES*RESTRUCT Low-SESrestructuredschool
VLOWSES
-.08*
(.04)
.01
(.05)
Verylow-SESschool
-.12*
(.06)
High-SESschool
.05
(.05)
.05
(.05)
HISES*RESTR
High-SESrestructuredschool
-.06
(.05)
-.06
(.05)
COMM
School communality
.01
(.01)
.01
(.01)
APRESS
.04*
(.01)
.04*
(.01)
SEX
Student's sex
.02*
(.01)
.02*
(.01)
Fl SES
Student's SES
.02*
(.01)
.02*
(.01)
Fl S22SUM
Student Level
.08*
(.00)
(.00)
VOTRACK
Vocational program
-.08*
(.02)
.08
(.02)
ACTRACK
Academic program
.10*
(.01)
.10*
(.01)
MINOR
Blackor Hispanicstudent
-.09*
(.02)
-.09*
(.02)
BY2XMIRR
8th-grade achievement
.74*
(.01)
.74*
(.01)
54
vantaged, those falling into the very low-SES
category (11/4 of a standard deviation below
the mean). The equation presented in the
second column of Table 3 differs from that
presented in the first column in one important way. In the first model, we compared
restructuring effects in high- and low-SES
schools with those in mid-level SES schools.
The second model offers a similar type of
comparison, but the variables that previously
represented low-SES schools were replaced
with variables representing very low-SES
schools. In other words, the base category of
mid-level SES schools was expanded downward to include 21 additional schools that
were previously included in the low-SEScategory (those with MEANSES
values between -1
and -1.25). The restructuringeffects for highSESschools remain separated in this model so
that contrasts may be drawn between
restructuringeffects in the middle and lowest
school-SEScategories.
The point of key interest in the second column of Table 3 is the negative restructuring
effect for very low-SES schools (-.1 2). The
effect indicates that when the effects of the
other school variables are held constant,
mathematics achievement levels in restructured schools in the very low-SES category
average 12 percent of a standard deviation
lower than in the restructured mid-level SES
schools. In addition, subtracting the negative
effect for very low-SESschools from the main
restructuring effect reveals that among
schools in the lowest SES category, nonrestructured schools outperform their restructured counterparts by 9 percent of a standard
deviation (again, with other school-level
effects held constant).
Aside from the restructuring effects highlighted in Table 3, one also notes a significant,
albeit small, effect associated with the measure of school academic press and a virtual
noneffect associated with the measure of
school communality. It should be noted,
however, (based on exploratory analyses not
tabulated here) that the inclusion of these
variables had virtually no influence on other
effects reported in the two models presented
in Table 3.
DISCUSSION
Our findings validate the concerns raised earlier about the claims of various studies of
school restructuring. First,we found that for
large public schools of the type examined in
this study, the magnitude and direction of
restructuringeffects are not consistent across
all levels of school affluence. Restructuring
effects are largely nonsignificant for schools
that primarily serve students of average or
above-average affluence and are significantly
negative for those that mainly serve disadvantaged students. These results reinforceour
concern that local school policy makers need
to maintain some healthy skepticism about
the usefulness of any broadly prescribed systemic reform agenda. In particular, leaders
and decision makers in schools serving predominantly low-income communities may
need to exercise caution in adopting complex
educational practices.
We suspect that the technological complexity associated with certain restructuring
practices (for example, team teaching, cooperative learning, and heterogeneous grouping) accounts for at least some of the pattern
of effects revealed in our analyses.7As instructional practices become more complex, they
not only stretch the capacities of teaching
staffs, but become riskierin terms of increasing students' achievement. To illustrate,consider students' achievement as a function of
(1) the availability of academically oriented
social capital outside school and (2) teachers'
instructional skill. Compared to students in
disadvantaged communities, students in
more affluent communities tend to have
greater access to academically oriented social
capital, and their teachers tend to be more
highly skilled.Thus, not only do their teachers
tend to be better prepared to implement
restructured practices effectively, but, even if
they are not, the availabilityof an "academic
safety net" outside the schools will also buffer
students' achievement from teachers' professional
mistakes
and
shortcomings.
Unfortunately, for large low-SES urban
schools, the situation tends to be reversed.
The teachers in these schools tend to be less
prepared to implement complex practices
successfully, and the consequences of their
55
dence echoes his view and suggests the need
for researchers, administrators, and teachers-particularly those who are concerned
about or working in disadvantaged schoolsto think more critically, incrementally, and
intuitively about school restructuring and
reform.
NOTES
1. In addition to identifying "restructured"
schools, Lee and Smith (1 995) also identified
what they referred to as "moderate" and
"unrestructured" schools, based on the
schools' use of other types of practices and
reforms.
2. For an excellent case-study analysis of
the complexity and resource demand of thematic team teaching, see Meister (1 997).
3. This subsample was developed by
Shouse (1994) to examine the impact of
school academic press and communality on
students' achievement.
4. In our analyses, we opted to use 1Othgrade mathematics achievement scores as
our dependent variable while controlling for
8th-grade mathematics achievement. This
design contrasts with the design used by Lee
and Smith (1 995), which used 8th- to 1Othgrade mathematics achievement gain as a
dependent variable. In Lee and Smith's
design, controls were included for 8th-grade
ability in reading, history, and science, but
not in mathematics. On the basis of our
exploratory analyses (using a NELSsubsample
similarin size to that used by Lee and Smith),
we suspect that their design unintentionally
obscured the impact of school affluence on
students' achievement by not fully controlling
for the possibility of ceiling and floor effects.
Specifically, although our variable representing school mean SES is a significant predictor of 1Oth-grade mathematics achievement (after the effects of 8th-grade mathematics achievement are controlled), it does
not significantly predict 8th- to 1Oth-grade
mathematics achievement gain unless a control is included for 8th-grade mathematics
achievement. In fact, when this variable is
included, higher 8th-grade mathematics
achievement scores are associated with signif-
56
APPENDIX
Indicators of School Academic Press and Communality
The following are general descriptions of the NELS:88items used to represent academic press and communality. Some characteristicslisted here were represented by more than one NELSitem. See Shouse
(1996) for a more detailed description.
Indicators of School Academic Press
Academic Climate
*
57
Track similarity
*
*
*
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