19 Hazard Psychosocial PDF
19 Hazard Psychosocial PDF
19 Hazard Psychosocial PDF
and
Occupational Stress
April, 2012
Enquiries regarding the licence or further use of the works are welcome and should be addressed to:
Registrar, Australian OHS Education Accreditation Board
Safety Institute of Australia Ltd, PO Box 2078, Gladstone Park, Victoria, Australia, 3043
registrar@ohseducationaccreditation.org.au
Citation of the whole Body of Knowledge should be as:
HaSPA (Health and Safety Professionals Alliance).(2012). The Core Body of Knowledge for
Generalist OHS Professionals. Tullamarine, VIC. Safety Institute of Australia.
Citation of individual chapters should be as, for example:
Pryor, P., Capra, M. (2012). Foundation Science. In HaSPA (Health and Safety Professionals
Alliance), The Core Body of Knowledge for Generalist OHS Professionals. Tullamarine, VIC.
Safety Institute of Australia.
Disclaimer
This material is supplied on the terms and understanding that HaSPA, the Safety Institute of
Australia Ltd and their respective employees, officers and agents, the editor, or chapter authors and
peer reviewers shall not be responsible or liable for any loss, damage, personal injury or death
suffered by any person, howsoever caused and whether or not due to negligence, arising from the
use of or reliance of any information, data or advice provided or referred to in this publication.
Before relying on the material, users should carefully make their own assessment as to its accuracy,
currency, completeness and relevance for their purposes, and should obtain any appropriate
professional advice relevant to their particular circumstances.
April, 2012
April, 2012
April, 2012
Background
A defined body of knowledge is required as a basis for professional certification and for
accreditation of education programs giving entry to a profession. The lack of such a body
of knowledge for OHS professionals was identified in reviews of OHS legislation and
OHS education in Australia. After a 2009 scoping study, WorkSafe Victoria provided
funding to support a national project to develop and implement a core body of knowledge
for generalist OHS professionals in Australia.
Development
The process of developing and structuring the main content of this document was managed
by a Technical Panel with representation from Victorian universities that teach OHS and
from the Safety Institute of Australia, which is the main professional body for generalist
OHS professionals in Australia. The Panel developed an initial conceptual framework
which was then amended in accord with feedback received from OHS tertiary-level
educators throughout Australia and the wider OHS profession. Specialist authors were
invited to contribute chapters, which were then subjected to peer review and editing. It is
anticipated that the resultant OHS Body of Knowledge will in future be regularly amended
and updated as people use it and as the evidence base expands.
Conceptual structure
The OHS Body of Knowledge takes a conceptual approach. As concepts are abstract, the
OHS professional needs to organise the concepts into a framework in order to solve a
problem. The overall framework used to structure the OHS Body of Knowledge is that:
Work impacts on the safety and health of humans who work in organisations. Organisations are
influenced by the socio-political context. Organisations may be considered a system which may
contain hazards which must be under control to minimise risk. This can be achieved by
understanding models causation for safety and for health which will result in improvement in the
safety and health of people at work. The OHS professional applies professional practice to
influence the organisation to being about this improvement.
April, 2012
Audience
The OHS Body of Knowledge provides a basis for accreditation of OHS professional
education programs and certification of individual OHS professionals. It provides guidance
for OHS educators in course development, and for OHS professionals and professional
bodies in developing continuing professional development activities. Also, OHS
regulators, employers and recruiters may find it useful for benchmarking OHS professional
practice.
Application
Importantly, the OHS Body of Knowledge is neither a textbook nor a curriculum; rather it
describes the key concepts, core theories and related evidence that should be shared by
Australian generalist OHS professionals. This knowledge will be gained through a
combination of education and experience.
Accessing and using the OHS Body of Knowledge for generalist OHS professionals
The OHS Body of Knowledge is published electronically. Each chapter can be downloaded
separately. However users are advised to read the Introduction, which provides background
to the information in individual chapters. They should also note the copyright requirements
and the disclaimer before using or acting on the information.
April, 2012
Peer reviewer
Bill Pappas BBSc, BA, BEd, DipTeaching, MVocCouns
Organisational Psychologist
National Coordinator, Australian Psychological Society, Occupational Health
Psychology Interest Group
Core Body of
Knowledge for the
Generalist OHS
Professional
April, 2012
Keywords:
psychosocial, occupational stress, stress, mental health, work stressors
April, 2012
Contents
Introduction................................................................................................................1
1.1
Definitions ...........................................................................................................2
4.2
4.3
4.4
4.5
4.6
Risk control.............................................................................................................. 19
6.2
........................................................................................................................................ 24
6.4
7
Summary.................................................................................................................. 25
April, 2012
April, 2012
Introduction
During the last twenty years, risk management of work-related psychosocial hazards has
been a significant growth area within the Occupational Health and Safety (OHS)
discipline, both in Australia and internationally. Psychosocial hazards are poised to eclipse
many other hazards in terms of direct and indirect costs, contribution to ill health, and
importance to businesses and their undertakings. Furthermore, the regulatory space now
clearly encompasses psychosocial hazards with the national model Work Health and Safety
Act (Safe Work Australia, 2011a) specifying a definition of health that includes physical
and psychological components (WHSA s 4).
See OHS BoK Psychosocial Hazards: Fatigue and OHS BoK Psychosocial Hazards: Bullying, Aggression
and Violence.
1
Page 1 of 35
April, 2012
1.1
Definitions
Although psychosocial hazards is a term often used in policy documents both in Australia
and internationally, it is most useful as a broad reference to more specific occupational
hazards such as stress, bullying or harassment, occupational violence and fatigue.
There are three main points to consider in relation to this definition. Firstly, it is important
to recognise that the stress response is a multifactorial (i.e. physiological, cognitive and
emotional) response to a set of stimuli that can lead to ill health. Secondly, stress is not a
disease in its own right, but a pathway that can lead to ill-health, whether mental or
physical health outcomes. The ill-health pathway occurs when there is significant
imbalance between the demands placed on a person, and the resources they have to cope
with those demands. Thirdly, the individuals perception of their work characteristics
(including their perceptions of their coping skills and how important it is to them that they
cope) is an integral part of the stress equation.
Page 2 of 35
April, 2012
Historical context
For the majority of the 20th century, Australia was a country where work-related
psychosocial hazards were firmly believed to be outside the scope of OHS legislation and
there was little recognition of the potential effects of work stressors on worker health.
Health issues, and mental health issues in particular, were seen to be the concern of
individual workers and their treating medical practitioners if, indeed, workers were
encouraged to seek treatment at all.
By the end of the 20th century however, empirical evidence of the health effects of workrelated psychosocial hazards was accumulating. Governments and employer groups began
to see, in very real terms, the human and financial costs associated with exposure to workrelated psychosocial hazards. As risks associated with the more traditional areas of OHS
were being better managed, psychosocial hazards became the new frontier. Policy
directions in many countries were increasingly influenced by the World Health
Organisation (WHO) and their report on social determinants of health (see, for example,
CSDH, 2008). Governments in Australia and oversees began to make explicit the
obligation to manage psychosocial risks by drafting references into the scope of OHS
legislation, and releasing standards and codes of practice. This included the national model
Work Health and Safety Act (Safe Work Australia, 2011a), which defines health as
inclusive of physical and psychological health (WHSA s 4). Furthermore, research into
how OHS regulators in Australia have been responding to psychosocial hazards found that
there has been an increase in relevant interventions, campaigns and guidance (Johnstone,
Quinlin & McNamara, 2011).
Development of empirical evidence of the significance of work-related psychosocial
hazards has stemmed from large and separate bodies of literature on, most notably: work
organisation and job design; occupational stress; workplace bullying and harassment, and
other forms of negative workplace behaviours (such as workplace incivility,
counterproductive workplace behaviours, mobbing, abusive supervision, workplace
violence and aggression); fatigue; and the application of risk-management principles to
psychosocial hazards. In the limited space available for this chapter, it is impossible to
follow the historical developmental threads of each of these separate bodies of literature;
however, some influential theories are listed below.
Kompier (2002) identified seven main theoretical approaches to psychological hazards and
occupational stress: Cherns 1976 Sociotechnical approach; Hackman and Oldhams 1980
Job Characteristics model; Kahn et al.s 1964, and French, Caplan & Van Harrisons 1982
PersonEnvironment Fit model; Hackers 1964 Action Theory; Karasek and Theorells
1990 Job Demand-Control-Support model; Warrs 1994 Vitamin model and Siegrists
1998 Effort-Reward Imbalance model. More recently, the Job Demands-Resources model
(Demerouti, Bakker, Nachreiner & Schaufeli, 2001) has also gained support. These models
have veins of similarity and difference running through them and there are particular
Page 3 of 35
April, 2012
aspects on which most experts now agree. Most of these theories highlight the design and
management of work as fundamentally important in creating risk, and also that it is the
individuals cognitive appraisal of these work design and management factors that is
important. The importance of cognitive appraisal in stress and coping was first proposed in
Lazarus and Folkmans (1984) highly influential Transactional Model of Stress appraisal
and Coping.
According to the World Health Organisation, depression is the leading cause of disability
(in terms of years lived with disability) (WHO, 2011). In 2006 in Australia, 18% of adults
were reported to have had a mental disorder during the previous 12 months (ABS, 2006).
Since 200203, workers compensation claims for mental disorders have been trending
downwards and in 200809, they amounted to 5% of serious2 claims in Australia (Safe
Work Australia, 2011b). Safe Work Australia (2011b) speculated that this downward trend
may be due to legislative changes in some jurisdictions making it more difficult to meet
criteria for claims acceptance for mental disorders. Nevertheless in 200708, mental-stressrelated claims had the highest median payment ($16,500), which was more than double
that of all serious claims ($6900) and the median lost work time (11 weeks) was nearly
three times the median for all serious claims (4 weeks) (Safe Work Australia, 2011b).
Claims for other health outcomes associated with work stressors are notoriously high (e.g.
musculoskeletal disorders), and although it is difficult to quantify the relative contribution
of psychosocial hazards to these injury outcomes, it is important to consider them in
discussion of the size of the problem.
Anecdotal evidence has indicated for some time that claims are not a good indicator
of the scale of problems associated with psychosocial hazards. The likelihood of an
individual making a claim for a mental disorder can be influenced by stigma and
difficulty in having claims accepted. In 2008, an Australian study quantified this
underestimation of claims data, reporting that overall job-attributable risk for
depression is 13.2% for males and 17.2% for females about 30 times more than the
workers compensation claims statistics indicate (LaMontagne, Keegel, Vallance,
Ostry & Wolfe, 2008). In 2010, LaMontagne, Sanderson and Cocker reported that the
societal cost of depression attributable to job strain in Australia was $730 million over
one year and $13.8 billion over a lifetime. It should be noted that this does not include
the claims underestimation, or the costs associated with other mental illnesses, such as
anxiety disorders and adjustment disorders, nor does it take into account physical
illnesses (such as cardiovascular disease, musculoskeletal disorders, gastrointestinal
disorders) that may be attributable to job strain. Should these be considered, the lost
time and costs would be significantly greater, adding weight to the argument that
Serious claims involve either a death, a permanent incapacity, or a temporary incapacity requiring an
absence from work of one working week or more (Safe Work Australia, 2011, p. 1)
2
Page 4 of 35
April, 2012
4.1
Whilst a certain amount of stress can improve performance and motivation, extreme stress
or prolonged exposure to work stressors can have negative effects on health and wellbeing.
Although it has been criticised for its non-transactional view, it is useful to consider
Selyes (1956) seminal general adaptation syndrome theory which demonstrates early
understanding of the links between stress and ill-health. After exposing rats to prolonged
stress, Selye generated a three-stage model of the bodys physiological response to stress
encompassing:
1. Alarm where the hypothalamic-pituitary-adrenal system is activated and there is
preparedness for action (fight or flight)
2. Resistance where there is an attempt to cope with a prolonged stressor by
maintenance of high levels of arousal
3. Exhaustion where the defence systems of the body become exhausted and health
effects occur (e.g. high blood pressure). In this phase, responses to any additional
stressors also become exaggerated. (Selye, 1956)
Seyles theory highlights that it is rarely single acute episodes of stress that lead to ill
health, but prolonged exposure to stressors. Also related to this, the frequently cited
Yerkes-Dodson Law (1908) suggests that for any particular task and worker there is an
optimum level of arousal, or stress, at which performance is at its maximum capacity and,
beyond which, performance decreases (Figure 1). This suggests that the stressor must be at
certain intensity for it to have detrimental effects.
Page 5 of 35
April, 2012
Applying these principles to an organisational context, Figure 2 shows the causal flow from
work characteristics (or work stressors) to health outcomes, and adds in our modern
understanding of moderating or buffering effects. These buffering effects, and the
mechanism of the stress-strain process will be explained further in subsequent sections.
(note this figure also depicts three intervention points which will be relevant to risk
controls in section 5.)
Page 6 of 35
April, 2012
Figure 2: The job stress process, modifying variables and intervention points
(Modified from LaMontagne, Keegel & Vallance, 2007a, p. 224)
Work stressors have been empirically linked with negative health outcomes including
anxiety, depression, burnout, cardiovascular disease and associated risk factors (e.g. blood
pressure, serum cholesterol and distribution of body fat) (Bishop et al., 2003; Bromet,
Dew, Parkinson & Schulberg, 1988; Bunker et al., 2003; Kivimki et al., 2002; Kuper &
Marmot, 2003; Landsbergis et al., 2003; Tsutsumi, Kayaba, Theorell & Siegrist, 2001; van
der Doef & Maes, 1999; Wilhelm, Kovess, Rios-Seidel & Finch, 2004), and
3
Page 7 of 35
April, 2012
musculoskeletal disorders (Devereux, Vlachonikolis & Buckle, 2002; Engstrom, Hanse &
Kadefors, 1999; Hagen, Magnus & Vetlesen, 1998; Torp, Riise & Moen, 2001). Exposure
to work stressors has also been linked with increases in alcohol consumption and smoking,
and difficulty sleeping (see, for example, de Lange, Taris, Kompier, Houtman & Bongers,
2003). One of the most influential studies in this area is the longitudinal Whitehall II study,
which has followed 10308 British public servants over 14 years, and resulted in more than
100 published papers. Head, Martikainen, Kumari, Kuper and Marmot (2002) summarised
findings relevant to the work-related psychosocial hazards and health outcomes for this
research cohort (Table 1).
Table 1: Summary of findings from two Health and Safety Executive funded research
reports using the Whitehall II cohort (Head et al., 2002, p. vi)
Work Characteristic
Low decision latitude
4.2
Associated with
Obesity
Alcohol dependence
Poor mental health
Poor health functioning
Increased sickness absence
Coronary heart disease
Obesity
Poor mental health
Poor health functioning
Coronary heart disease
Obesity
Poor mental health
Poor health functioning
Increased sickness absence
Alcohol dependence
Poor mental health
Poor health functioning
Sickness absence (long spells)
Diabetes
Coronary heart disease
Psychosocial hazards can have critical impacts on various areas related to organisational
performance; indeed, it has been argued that worker strain mediates the relationship
between work stressors and organisational ineffectiveness (Darr & Johns, 2008; Kahn &
Byosiere, 1992). Negative organisational outcomes can include:
Absenteeism: Mental health problems have been identified as the third most
commonly cited reason for absence for Australian workers, with 18% of workers
identifying anxiety, stress and/or depression as a cause of work absence (Direct
Health Solutions, 2009).
Page 8 of 35
April, 2012
4.3
It is important to consider how work stressors can be best represented in order to be easily
understood by industry. As there may be many work stressors implicated in any risk
assessment (12 are listed in this chapter), authors have tended to use multiple ways to
categorise them as, for example, stressors related to work content or work context (Cox,
Griffith & Rial-Gonzlez, 2000) or stressors related to job demands and job resources
(Demerouti et al., 2001). Job demands have been conceptualised as work stressors that can
have a negative effect on physiological and psychological heath (e.g. time pressures,
workplace conflict or high emotional demands). Job resources, on the other hand, have
been described as creating a buffer against the potential negative effects of job strain.
This occurs via a mechanism of increased coping. Examples of job resources include
supervisor support or change management strategies.
The framework represented in Figure 3 is underpinned by several theoretical models,
including the Job Demands-Resources model (Demerouti et al., 2001) and the Job
Demand-Control-Support model (Karasek & Theorell, 1990). The latter is possibly the
most empirically tested and certainly most influential model of work-related stress. It
suggests that work characteristics are not linearly related to worker health, but are
interactive in their effects. More specifically, the Job Demand-Control-Support model
postulates that work that is high in job demands and low in decision latitude (workers
perceived control over their tasks and conduct during the working day) is associated with
strain, but that this relationship is buffered by social support. Also underpinning the
framework depicted in Figure 3 is the Effort-Reward Imbalance model (Siegrist, 1998),
which posits that effort invested by a worker is part of a social contract reciprocated by
appropriate rewards (e.g. money, esteem and social control) they gain. Other potential
work stressors included in the framework, such as interpersonal conflict, (poorly managed)
Page 9 of 35
April, 2012
change and organisational (in)justice, have been included due to the strong evidence base
regarding their association with job strain.
The risk factors depicted as work resources or work demands in Figure 3, and described in
more detail below, represent ways that organisations can influence the balance/imbalance
at the worker-demands interface and thereby manage worker exposure to occupational
stress. That is, the see-saw can be tipped in favour of reducing stress by reducing the
work demands (for example, by redesigning the work), and or by increasing their job
resources (for example, by providing additional support or increasing their job control).
The work-related stressors which should form the basis of any assessment of risk are
discussed in more detail below.
4.4
Page 10 of 35
April, 2012
problematic if it occurs infrequently or at certain defined times within the job cycle or
year; however, where it is constant, frequent or excessive, it can be a work stressor (Rick,
Thomson, Briner, ORegan & Daniels, 2002).
Exposure time hours of work may dictate how long workers are exposed to
psychosocial hazards in a given working week and therefore directly influence the
level of risk.
Page 11 of 35
April, 2012
Fatigue hours of work and shift designs can lead to fatigue, which is a significant
predictor of injuries and near-miss accidents at work (Gold, Rogacz, Bock,
Tosteson, Baum et al., 1992; Swaen et al., 2002), sickness and absenteeism
(Dembe, Erickson, Delbos & Banks, 2004, Janssen et al., 2003), and poor work-life
balance (Lingard & Francis, 2004).4
4.4.6 Conflict
Interpersonal stressors, which may include, for example, workplace incivility or certain
management styles, have been reported to be among the more extreme stressors at work
(Jex & Beehr, 1991; Jex, 1998; Smith & Sulsky, 1985), responsible for more than 80% of
difference in daily mood (Bolger, DeLongis, Kessler & Schilling, 1989). Empirical
evidence suggests that work-related interpersonal conflict is associated with compromised
psychological and physical functioning (for a meta-analysis, see Spector & Jex, 1998) as
well as contribution to psychological disturbance when controlling for health practices,
age, stressful work events, stressful life events, and support from work and home
(Gilbreath & Benson, 2004). Workplace bullying and harassment are particular
interpersonal stressors, which can lead to outcomes of an even more severe nature
(Einarsen, 1999).5
4.4.7 Change
This risk factor refers to how organisational change is managed, including how it is
communicated. There is a large amount of research suggesting that organisational change
is a work stressor (see, for example, Sutton & Kahn, 1986; Jimmieson, Terry & Callan,
2004). Having effective systems to communicate and manage the change process can
prevent or minimise this stress.
4
5
Page 12 of 35
April, 2012
See OHS BoK Psychosocial Hazards: Workplace Bullying, Aggression and Violence
Page 13 of 35
April, 2012
Distributive justice the perceived fairness of decision outcomes (e.g. rewards are
commensurate with effort, the candidate who best meets selection criteria gets
offered the position/promotion) (Adams, 1965; Leventhal, 1976)
Interactional justice the perceived fairness of interpersonal treatment (e.g. dignity
and respect) (Bies & Moag, 1986)
Informational justice the provision of information about the use of procedures,
timelines, progress in application of procedures/decisions, and why outcomes were
determined (Greenberg, 1993).
4.5
Individual differences
While the work stressors outlined above influence the likelihood and severity of worker
strain, there are individual differences in how people respond to work stressors. That is,
some individuals seem to cope with exposure to work stressors differently to others.
Individual differences have been attributed to physiological and/or personality factors.
There is evidence to suggest that individuals with high psychological wellbeing have
substantially lower overall cortisol secretion, and also that oxytocin plays an important role
as a biological mechanism underlying the stress-protective effects of positive social
interactions (Heinrichs et al., 2003). Personality factors such as negative affectivity can
increase the likelihood of job strain (see, for example, Spector, Fox & Van Katwyk, 1999)
whereas strong self-esteem and perceived competence can strengthen a workers belief in
his/her capability and significance, and thus support active coping in stressful situations
(Jimmieson, 2010).
Page 14 of 35
April, 2012
There is a large and complex body of literature focused on individual differences and stress
responses as well as attempts to identify vulnerable groups of people. This research is
perhaps best summed up by Cox, Griffith & Rial-Gonzlez (2000, p. 52), when they stated
there appears to be little evidence of trait-like vulnerability to stress beyond that implied
for psychological health by a personal or family history of related psychological
disorders. Therefore, whilst it is important to acknowledge individual differences, health
and safety legislation requires duty holders to act to control the risk of job-attributable
strain. Control of this risk should be done with a greater focus on aspects of the design and
management of work that may be creating a risk to health and safety. To focus on
individual differences at the expense of controlling work-related stressors would constitute
a failure to ensure health and safety.
4.6
Risk assessment for psychosocial hazards follows the same principles as risk assessment
for many other OHS hazards. Techniques can include analysis of organisational data, such
as absenteeism, turnover and lost-work-time injuries; assessing worker complaints;
observation of the workplace, tasks, context, practices and human interactions; and the use
of worker surveys and/or focus groups. Assessment should include data collection and
measurement of the relevant work stressors outlined in section 4.4.
Many studies have described processes used in successful interventions (Giga et al., 2003b;
Cox & Griffiths, 2000; Kompier et al., 1998). In fact, an Australian measure of
psychosocial safety climate has been developed, which focuses on a number of these
processes (Hall, Dollard & Coward, 2010). Six factors fundamental to successful risk
assessment are discussed below. (Although these are introduced in the risk-assessment
section, they apply throughout the risk-management process for psychosocial hazards.)
Page 15 of 35
April, 2012
Overt and visible senior management involvement is required for success. Senior
management involvement signals the importance of the work and can directly
impact a sense of greater support for the workforce. That is, a manager who
openly and convincingly expresses their desire for their workplace to be free from
psychosocial hazards sends a message of care and concern for worker wellbeing.
This can directly increase a sense of emotional support which can buffer against
worker strain. The visible commitment may involve, for example, email or other
communication from the CEO or GM, senior managers sitting on steering
committees, standing items on agendas at staff and executive meetings and the
CEO having final sign off/accountability for success.
Resource commitments are required (e.g. time for staff participation, costs for
interventions)
Upward communication regarding potential business implications is required (e.g.
cost-benefit ratios of intervening versus not intervening, potential lag times and
realistic timeframes, likely business outcomes, possible associated business risks,
links between psychosocial hazards and work design and management). Where
management commitment is present and senior managers have a full awareness of
implications, programs are less likely to be terminated prior to completion due to
management surprise or fear regarding findings or recommendations.
Page 16 of 35
April, 2012
Case Example 1
Organisation ZZZ employs 300 workers; of these 150 work in a manufacturing plant (that has three dayshift work groups and one night-shift work group), 100 work in a call centre (that has four work groups), and
50 work in head office functions such as HR, Marketing, Finance, Research and Development, and
Management. In identifying work groups for assessment, the steering committee decided they would like to
see the psychosocial risk profiles for:
When the risk profiles for these eleven work groups were analysed, it was clear that that those with the
poorest psychological wellbeing were line managers (with work stressors identified as time pressure, workgroup conflict, and inadequate reward and recognition) and those working in the call centre (with work
stressors identified as time pressure, emotional demands and lack of control). The specificity of this risk
assessment allowed for a risk-control plan to be targeted to the work stressors unique to each of these two
different work groups/occupations.
Page 17 of 35
April, 2012
Page 18 of 35
April, 2012
Risk control
Effect
Rating
Intervention
Targets
Examples
1. Primary (Preventative)
Goal: reducing the nature of the
stressor before employees
experience stress-related symptoms
or disease
+++
Stressors at their
source;
organisation of
work; working
conditions
job redesign;
workload reduction;
improved
communication
2. Secondary (Ameliorative)
Goal: to help equip employees with
resources to cope with stressful
conditions
++
Employee
responses to
stressors
cognitive
behavioural therapy;
coping classes;
anger management
Page 19 of 35
April, 2012
3. Tertiary (Reactive)
Goal: to treat, compensate, and
rehabilitate employees with enduring
stress-related symptoms or disease
Enduring adverse
health effects of
stressors
return-to-work
programs;
occupational
therapy; medical
therapy
Individual-organisational
interface
Individual
Intervention*
Improving work content
Management commitment
Management training
Selection and placement
Physical and environment characteristics
Communication
Job design/restructuring including hours of work and shift/roster design
Improving decision making
Conflict management systems
Policies and procedures
Time management, improving interpersonal skills, work/home balance
Supervisor skills
Job demand monitoring
Role issues (ambiguity and conflict)
Participation and autonomy
Peer support groups, coaching, career planning
Pre-employment medical examination
Selection and placement
Individual psychotherapy including didactic stress management, CBT
Relaxation
Meditation
Page 20 of 35
April, 2012
Industry level
Biofeedback
EAS supportive counselling, CISD
Stress management, resilience and fatigue management training
Exercise
Time management
Rehabilitation after sick leave
Disability management/case management
Awareness raising interventions
Promotional materials
Advertising health promotion
Regulation
Incentives
Media
# Intervention types summarised from multiple sources (including Giga et al., 2003a; Cox et al., 2000; De Jonge & Dollard, 2002)
*It is possible that some interventions fit into two of these categories (depending on how they are targeted and what their aims are) this
is why the individual./organisational interface category is sometimes omitted.
Activities to control the risk should be organisation and work-group specific, and
be adapted to the needs, cultures, politics and economic realities of the
organisation/work group
Activities to control the risk should be targeted to problem work stressors identified
via risk assessment
Risk-control plans should focus on primary prevention, but also include secondary
and tertiary prevention activities
Risk-control plans should focus on organisational-level interventions, but also
include individual-level interventions
A focus on worker training, including mental health training, or off-the-shelf riskcontrol interventions is unlikely to ensure health and safety.
Page 21 of 35
April, 2012
Case Example 2
A large, 100+ seat inbound call centre has been getting feedback from the Australian Services Union that their members are
dissatisfied with working conditions. The most recent manifestation of this was the presentation of a letter, signed by 80
workers, itemising complaints relating to stress, inability to meet targets, not enough time to go to the toilet, and severe
and unjust consequences for workers for minor discretions. This was on top of several individual bullying complaints that
had been investigated and resolved, but that had impacted negatively on worker morale.
In response to this, the company decides to undertake a systematic risk assessment and implement relevant controls to
manage risks to health and safety. With the unions support, they:
1.
2.
Page 22 of 35
April, 2012
The implications for OHS practice are many and varied; this section will discuss a
limited number of these.
6.1
High-risk occupations
Safe Work Australias (2010) Occupational Disease Indicators provides occupationallevel data relevant to the incidence of mental disorders. In the three-year period from
200405 to 200607, train drivers and assistants, police officers, prison officers,
ambulance officers and paramedics, nurse managers, social workers, welfare and
community workers, secondary school teachers, special education teachers, education
managers, firefighters, registered mental health nurses, and bus and tram drivers had
the highest rates of claims for mental disorders. These occupations also tend to have
high exposure to work stressors, including, for example, emotional demands,
violence/aggression and hours of work (shift work).
6.2
Risk management for psychosocial hazards often has implications for, and overlaps with,
other areas of organisational concern including industrial relations (IR) and human
resources (HR). Indeed, sometimes risk factors are directly within the domain of these
areas of practice. Risk factors such as hours of work (and shift work), organisational
(in)justice, and how management responds to issues such as workplace conflict and
change, can be sources of job dissatisfaction, grievances and industrial disputes (see Case
Example 3). For this reason, it is important that OHS professionals work closely with
practitioners in the HR and IR areas of the organisation as a multidisciplinary approach to
psychological hazards. For complex risk management scenarios it can be beneficial to
engage professionals with specialist skills in psychosocial risk management (e.g.
organisational psychologists or occupational physicians).
6.3
Return-to-work implications
The influence of psychosocial factors in delaying return to work after injury is well
established with the medical profession now encouraged to assess psychosocial factors as a
prognostic factor. A system of flags indicating possible obstacles to recovery includes
psychosocial factors (Kendell, Linton & Main, 1997) (Figure 4).
Page 23 of 35
April, 2012
Figure 4: The clinical flags approach to obstacles to recovery from back pain and
aspects of assessment (Kendell, Linton & Main, 1997, adapted by Main & Williams,
2002, p. 535)
In practice, this means that it is important for OHS professionals to work closely with
return-to-work and disability-management practitioners to ensure that any risks associated
with psychosocial hazards in the relevant work team are identified, assessed, controlled
and monitored in any return-to-work scenarios.
Case Example 3
Charles, an older worker, is a machinist in a metal fabrication plant. He had been working for the
company for many years when he put in a workers compensation claim for a musculoskeletal injury
to his neck. When the return-to-work coordinator contacted Charles to facilitate a graduated return-towork program, Charles stated he was happy to go back to work, but did not want to work the same
shift as Sam, another machinist.
Charless son, Logan, worked at the same workplace and had been in a long-running conflict with
Sam; this had culminated in Logan making allegations that Sam had been bullying him, and had been
stealing stock and selling it online. Sam, on the other hand, alleged that Logan had made comments
regarding his integrity on a social networking site and had made threats to his safety. Sam had raised
these issues with the company owner and the case was being investigated by the police. Subsequently,
Logan resigned from the company and investigation of the bullying complaint and stealing allegations
provided no evidence of wrongdoing by Sam.
Charles was told that it could not be guaranteed that he could work different shifts to Sam. The
following day, Charles worked half a shift, but had to leave early as his neck was really playing up.
Charles went to see his treating medical practitioner, who confirmed the neck pain was not yet
resolved. He remained off work for a further 5 weeks.
Page 24 of 35
April, 2012
6.4
Given the prevalence of mental illness in the community, it is relatively commonplace for
managers and employees to work alongside someone who has a mental illness.
Consequently, in every workplace:
This is a complex area, the nuances of which cannot be adequately dealt with in this
chapter; however, for further information see the Australian Human Rights Commission
(2010).
7
Summary
This chapter has introduced the concept of psychosocial hazards and addressed it from the
perspective of work-related stress. After brief consideration of the historical context and
extent of the problem, the chapter outlined key aspects of psychosocial hazards and their
consequences. It presented a framework for conceptualising twelve psychosocial risk
factors, and reviewed relevant risk-assessment and risk-control processes. Finally,
implications for OHS practice were discussed.
Page 25 of 35
April, 2012
Page 26 of 35
April, 2012
Brotheridge, C. M. (2003). The role of fairness in mediating the effects of voice and
justification on stress and other outcomes in a climate of organizational change.
International Journal of Stress Management, 10(3), 253-268.
Brotheridge, C. M., Grandey, A. A. (2002). Emotional labor and burnout: Comparing two
perspectives of people work. Journal of Vocational Behavior, 60(1), 1739.
Bunker, S. J., Colquhoun, D. M., Esler, M. D., Hickie, I. B., Hunt, D., Jelinek, V. M. et al.
(2003). "Stress" and coronary heart disease: Psychosocial risk factors. Medical
Journal of Australia, 178(6), 272276.
Caulfield, N., Chang, D., Dollard, M. F., & Elshaug, C. (2004). A review of occupational
stress interventions in australia. International Journal of Stress Management, 11(2),
149-166.
Cotton, P. Hart, P. (2003). Occupational wellbeing and performance: A review of
organizational health research. Australian Psycholigist, 38:2, 118-127.
Cotton, P., Hart, P. M. (2003). Occupational wellbeing and performance: A review of
organisational health research. Australian Psychologist, 38(2), 118127.
Cousins, R., Mackay, C. J., Clarke, S. D., Kelly, C., Kelly, P. J., McCaig, R. H. (2004).
Management standards and work-related stress in the UK: Practical development.
Work & Stress, 18(2), 113136.
Cox, T., Griffiths, A. (2000). Occupational Stress Interventions. Sudbury: HSE Books.
Cox, T., Griffiths, A., Rial-Gonzlez, E. (2000). Research on Work-related Stress.
European Agency for Safety and Health at Work. Luxembourg: Office for Official
Publications of the European Communities. Retrieved from
http://osha.europa.eu/en/publications/reports/203
CSDH (Commission on Social Determinants of Health). (2008). Closing the Gap in a
Generation: Health Equity through Action on the Social Determinants of Health
(Final Report). Geneva: World Health Organization.
Darr, W., Johns, G. (2008). Work Strain, Health, and Absenteeism: A Meta-Analysis.
Journal of Occupational Health Psychology, 13(4), 293-318.
De Frank, R. S., & Cooper, C. L. (1987). Worksite stress management interventions: Their
effectiveness and conceptualization. Journal of Managerial Psychology, 2, 4-10.
De Jonge, Dollard, M. (2002) Stress in the workplace: Australian Master OHS and
Environment Guide, CCH
de Lange, A. H., Taris, T. W., Kompier, M. A., Houtman, I. L., Bongers, P. M. (2003).
The very best of the millennium": Longitudinal research and the demand-control(support) model. Journal of Occupational Health Psychology, 8(4), 282305.
Page 27 of 35
April, 2012
Dembe, A.E., Erickson, J.B., Delbos, R.G. Banks, S.M. (2004). The impact of overtime
and long hours on occupational injuries and illnesses: New evidence from the United
States. Occupational and Environmental Medicine, 62, 588-597.
Demerouti, E., Bakker, A. B., Nachreiner, F., Schaufeli, W. B. (2001). The job demandsresources model of burnout. Journal of Applied Psychology, 86(3), 499512.
Devereux, J. J., Vlachonikolis, I. G., Buckle, P. W. (2002). Epidemiological study to
investigate potential interaction between physical and psychosocial factors at work
that may increase the risk of symptoms of musculoskeletal disorder of the neck and
upper limb. Occupational & Environmental Medicine, 59(4), 269277.
Direct Health Solutions. (2009). National Health and Absence Survey. Retrieved from
http://dhs.net.au/
Dollard, M. F., Skinner, N. J. (2007). Throw-away workers or sustainable workplaces? The
Australian workplace barometer. In A Healthy Society: Safe, Satisfied and
Productive. The Proceedings of the 43rd Annual Conference of the Human Factors
and Ergonomics Society of Australia (pp. 2130). Perth, WA: HFESA.
Einarsen, S. (1999). The nature and causes of bullying at work. International Journal of
Manpower, 20, 16-27.
Elovainio, M., Kivimki, M., Vahtera, J., Virtanen, M., Keltikangas-Jrvinen, L. (2003).
Personality as a moderator in the relations between perceptions of organizational
justice and sickness absence. Journal of Vocational Behavior, 63(3), 379-395.
Engstrom, T., Hanse, J. J., Kadefors, R. (1999). Musculoskeletal symptoms due to
technical preconditions in long cycle time work in an automobile assembly plant: A
study of prevalence and relation to psychosocial factors and physical exposure.
Applied Ergonomics, 30(5), 443453.
Giga, S. I., Cooper, C. L., Faragher, B. (2003a). The Development of a Framework for a
Comprehensive Approach to Stress Management Interventions at Work.
International Journal of Stress Management, 10(4), 280-296.
Giga, S., Garagher, B., & Cooper, C. (2003b). Identification of good practice in stress
prevention/management. In J. Jordan, E.. Gurr, G. Tinline, S. Giga, B. Faragher, S.
Cooper (Eds), Beacons of Excellence in Stress Prevention. (HSE Research Report 133,
pp. 1-45). Sudbury, England: HSE Books.
Gilbreath, B., & Benson, P. G. (2004). The contribution of supervisor behaviour to
employee psychological well-being. Work and Stress, 18(3), 255-266.
Gold, D.R., Rogacz, S., Bock, N., Tosteson, T.D., Baum, T.M., Speizer, F.E. Czeisler,
C.A. (1992). Rotating shift work, sleep and accidents related to sleepiness in hospital
nurses. American Journal of Public Health, 82(7), 1011-1013.
Greenberg, J. (1993). The social side of fairness: Interpersonal and informational classes of
organizational justice. In R. Cropanzano (Ed.), Justice in the workplace:
Page 28 of 35
April, 2012
Page 29 of 35
April, 2012
Page 30 of 35
April, 2012
LaMontagne, A. D., Keegel, T., & Vallance, D. (2007a). Protecting and promoting mental
health in the workplace: Developing a systems approach to job stress. Health
Promotion Journal of Australia, 18(3), 221228.
LaMontagne, A. D., Keegel, T., Louie, A. M., Ostry, A., & Landsbergis, P. A. (2007b). A
systematic review of the job-stress intervention evaluation literature, 19902005.
International Journal of Occupational & Environmental Health, 13(3), 268280.
LaMontagne, A. D., Keegel, T., Vallance, D., Ostry, A., & Wolfe, R. (2008). Job strain
attributable depression in a sample of working Australians: Assessing the
contribution to health inequalities. BMC Public Health, 8, 181.
LaMontagne AD, Sanderson K, & Cocker F (2010): Estimating the economic benefits of
eliminating job strain as a risk factor for depression: summary report. Victorian
Heath Promotion Foundation (VicHealth), Melbourne.
Landsbergis, P. A., Schnall, P. L., Belkic, K. L., Baker, D., Schwartz, J. E., & Pickering, T.
G. (2003). The workplace and cardiovascular disease: Relevance and potential role
for occupational health psychology. In J. C. Quick & L. E. Tetrick (Eds.), Handbook
of occupational health psychology (pp. 265287). Washington, DC: American
Psychological Association.
Lazarus, R. S. (1990). Stress, coping, and illness. In H. S. Friedman (Ed.), Personality and
disease. Wiley series on health psychology/behavioral medicine. (pp. 97-120).
Oxford, England: John Wiley & Sons.
Lazarus, R. S., & Folkman, S. (1984). Stress, Appraisal, and Coping. New York: Springer.
Leka, S., & Cox, T. (2008). PRIMA-EF Guidance on the European Framework for
Psychosocial Risk Management: A Resource for Employers and Worker
Representatives (Protecting Workers Health Series No. 9). Retrieved from
http://www.who.int/occupational_health/publications/PRIMAEF%20Guidance_9.pdf
Leka, S., Griffiths, A., & Cox, T. (2003). Work Organisation and Stress: Systematic
problem approaches for employers, managers and trade union representatives.
(Protecting Worker Health Series; Vol 3). Geneva: World Health Organisation.
Leventhal, G. S. (1976). The distribution of rewards and resources in groups and
organizations. . In L. Berkowhz & E. Walster (Eds.), Advances in experimental
social psychology (Vol. 9, pp. 91-131). San Diego: Academic Press.
Leventhal, G. S. (1980). What should be done with equity theory? New approaches to the
study of fairness in social relationships. In K. J. Gergen, M. S. Greenberg & R. H.
Willis, Social exchange: Advances in theory and research (pp. 2755). New York,
NY: Plenum.
Lingard, H. & Francis, V. (2004). The work-life experiences of office and site-based
employees in the Australian construction industry. Construction Management and
Economics Quarterly, 22, 991-1002.
Page 31 of 35
April, 2012
Mackay, C. J., Cousins, R., Kelly, P. J., Lee, S., & Mccaig, R. H. (2004). Management
Standards and work-related stress in the UK: Policy background and science. Work &
Stress, 18(2), 91-112.
Main, C. J., & Williams, A. (2002). ABC of psychological medicine: Musculoskeletal
pain. British Medical Journal, 325(7363), 534537.
Maslach, C. & Jackson, S. E. (1981). The measurement of experienced burnout. Journal of
Organizational Behavior, 2 (2). 99113.
Maslach, C. and Jackson, S. E. (1984). Burnout in organizational settings, Applied Social
Psychology Annual, 5, 153153.
Murphy, L. R. (1996). Stress management in work settings: A critical review of the health
effects. American Journal of Health Promotion, 11, 112-135.
Niedhammer, I., Tek, M., Starke, D., & Siegrist, J. (2004). Effort-reward imbalance model
and self-reported health: Cross-sectional and prospective findings from the GAZEL
cohort. Social science & medicine, 58(8), 1531-1541.
Ohly, S., & Fritz, C. (2010). Work characteristics, challenge appraisal, creativity, and
proactive behaviour: A multilevel study. Journal of Organisational Behaviour,
31(4), 543565.
Pikhart, H., Bobak, M., Siegrist, J., Pajak, A., Rywik, S., & Kyshegyi, J. et al. (2001).
Psychosocial work characteristics and self rated health in four post-communist
countries. Journal of Epidemiology & Community Health, 55(9), 624-630.
Pikhart, H., Bobak, M., Pajak, A., Malyutina, S., Kubinova, R., & Topor, R. et al. (2004).
Psychosocial factors at work and depression in three countries of central and eastern
europe. Social science & medicine, 58(8), 1475-1482.
Quick, J. C., Quick, J. D., Nelson, D. L., & Hurrell (Jr), J. J. (Eds). (1997). Preventive
stress management in organizations. Washington, DC: American Psychological
Association.
Rick, J., Briner, R. B., Daniels, K., Perryman, S., & Guppy, A. (2001). A Critical Review
of Psychosocial Hazard Measures (Contract Research Report 356/2001). The
Institute of Employment Studies, University of Sussex, UK: HSE Books. Retrieved
from http://www.hse.gov.uk/research/crr_pdf/2001/crr01356.pdf
Rick, J., Thomson, L., Briner, R. B., ORegan, S., & Daniels, K. (2002). Review of
Existing Supporting Scientific Knowledge to Underpin Standards of Good Practice
for Key Work-related Stressors Phase 1 (Research Report 024). The Institute of
Employment Studies, UK: HSE Books. Retrieved from
http://www.hse.gov.uk/research/rrpdf/rr024.pdf
Page 32 of 35
April, 2012
Rizzo, J. R., House, R. J., & Lirtzman, S. I. (1970). Role conflict and ambiguity in
complex organizations. Administrative Science Quarterly, 15(2), 150163.
Safe Work Australia. (2010). Occupational Disease Indicators. Barton, ACT:
Commonwealth of Australia. Retrieved from
http://www.safeworkaustralia.gov.au/aboutsafeworkaustralia/whatwedo/publications/
pages/rp201005occupationaldiseaseindicators2010.aspx
Safe Work Australia. (2011a). Model Work Health and Safety Bill: Revised draft 23/6/11.
Canberra, ACT: Safe Work Australia.
Safe Work Australia. (2011b). Compendium of Workers Compensation Statistics Australia
200809. Canberra, ACT: Commonwealth of Australia. Retrieved from
http://safeworkaustralia.gov.au/AboutSafeWorkAustralia/WhatWeDo/Publications/D
ocuments/570/Compendium_Workers_Compensation_Statistics_2008-09.pdf
Sainsbury Centre for Mental Health. (2007). Mental Health at Work: Developing the
Business Case (Policy Paper 8). Retrieved from
http://www.centreformentalhealth.org.uk/pdfs/mental_health_at_work.pdf
Schnurr, P. P., & Green, B. L. (Eds.). (2004). Trauma and health: Physical health
consequences of exposure to extreme stress. Washington, DC: American
Psychological Association.
Semmer, N. K. (2003). Job stress interventions and organization of work. . In J. C. Quick
& L. E. Tetrick (Eds.), Handbook of occupational health psychology (pp. 325-353).
Washington, DC: American Psychological Association.
Selye, H. (1956). The stress of life. New York, NY, US: McGraw-Hill.
Siegrist, J. (1998). Adverse health effects of effort-reward imbalance at work. In C. Cooper
(Ed.), Theories of Organisational Stress. Oxford: Oxford University Press.
Smith, C. S., & Sulsky, L. M. (1995). An investigation of job-related coping strategies
across multiple stressors and samples. In L. R. Murphy, J. J. Hurrell, Jr., S. L. Sauter,
& G. P. Keita (Eds.), Job stress interventions (pp. 109-123). Washington, DC:
American Psychological Association.
Spector, P. E., Chen, P. Y., & O'Connell, B. J. (2000). A longitudinal study of relations
between job stressors and job strains while controlling for prior negative affectivity
and strains. Journal of Applied Psychology, 85(2), 211-218.
Spector, P. E., Fox, S., & Van Katwyk, P. T. (1999). The role of negative affectivity in
employee reactions to job characteristics: Bias effect or substantive effect? Journal
of Occupational & Organizational Psychology, 72(2), 205218.
Spector, P. E., & Jex, S. M. (1998). Development of four self-report measures of job
stressors and strain: Interpersonal Conflict at Work Scale, Organizational Constraints
Scale, Quantitative Workload Inventory, and Physical Symptoms Inventory. Journal
of Occupational Health Psychology, 3(4), 356-367.
Page 33 of 35
April, 2012
Sutton, R. I., & Kahn, R. L. (1986). Prediction, understanding, and control as antidotes to
organisational stress. In J. W. Lorsch (Ed.), Handbook of Organisational Behaviour
(pp. 272285). Englewood Cliffs, CA: Prentice Hall.
Swaen, G.M.H., van Amelsvoort, L.G.P.M., Bltmann, U. & Kant, I.J. (2002). Fatigue as a
risk factor for being injured in an occupational accident: Results from the Maastricht
Cohort Study. Occupational and Environmental Medicine, 60(Supplement 1), 88-92.
Swanson, V., & Power, K. (2001). Employees perceptions of organizational
restructuring: The role of social support. Work and Stress, 15, 161-178.
Taris, T. W., Peelers, M. C. W., Le Blanc, P. M., Schreurs, P. J. G., & Schaufeli, W. B.
(2001). From Inequity to Burnout: The Role of Job Stress. Journal of Occupational
Health Psychology, 6(4), 303-323.
Torp, S., Riise, T., & Moen, B. E. (2001). The impact of psychosocial work factors on
musculoskeletal pain: A prospective study. Journal of Occupational &
Environmental Medicine, 43(2), 120126.
Tsutsumi, A., Kayaba, K., Theorell, T., & Siegrist, J. (2001). Association between job
stress and depression among Japanese employees threatened by job loss in a
comparison between two complementary job-stress models. Scandinavian Journal of
Work, Environment & Health, 27(2), 146153.
Van der Doef, M., & Maes, S. (1998). The job demand-control (-support) model and
physical health outcomes: A review of the strain and buffer hypothesis. Psychology
and Health, 13, 909-936.
van der Doef, M., & Maes, S. (1999). The job demand-control (-support) model and
psychological well-being: A review of 20 years of empirical research. Work &
Stress, 13(2), 87114.
van Veldhoven, M., Taris, T. W., de Jonge, J., & Broersen, S. (2005). The relationship
between work characteristics and employee health and well-being: How much
complexity do we really need? International Journal of Stress Management, 12(1), 328.
van der Klink, J. J. L., Blonk, R. W. B., Schene, A. H., & Van Dijk, F. J. H. (2001). The
benefits of interventions for work-related stress. American Journal of Public Health,
91(2), 270-276.
Vermunt, R., & Steensma, H. (2001). Stress and justice in organizations: An exploration
into justice processes with the aim to find mechanisms to reduce stress. In R.
Cropanzano (Ed.), Justice in the workplace: From theory to practice (Vol. 2). Series
in applied psychology. (pp. 27-48). Mahwah, NJ: Lawrence Erlbaum Associates
Publishers.
Page 34 of 35
April, 2012
Viswesvaran, C., Sanchez, J. I., & Fisher, J. (1999). The role of social support in the
process of work stress: A meta-analysis. Journal of Vocational Behavior, 54, 314334.
Warr, P. (1994). A conceptual framework for the study of work and mental health. Work &
Stress, 8(2), 84-97.
Way, K., Jimmieson, N., & Bordia, P. (2010, July). People at work: Learning how to
manage work-related psychological injury. In Proceedings of the International
Congress of Applied Psychology Conference, Melbourne, Australia.
Wickens, C. D., Gordon, S. E., & Liu, Y. (1998). An Introduction to Human Factors
Engineering. New York, NY: Longman.
Wilhelm, K., Kovess, V., Rios-Seidel, C., & Finch, A. (2004). Work and mental health.
Social Psychiatry & Psychiatric Epidemiology, 39(11), 866873.
WHO (World Health Organization). (2011). Mental Health. Retrieved from
http://www.who.int/mental_health/management/depression/definition/en/
WHSQ. (2010) . Overview of Occupational Stress. Retrieved from
www.deir.qld.gov.au/workplace/resources/pdfs/occstress-overview.
Ylipaavalniemi, J., Kivimki, M., Elovainio, M., Virtanen, M., Keltikangas-Jrvinen, L., &
Vahtera, J. (2005). Psychosocial work characteristics and incidence of newly
diagnosed depression: A prospective cohort study of three different models. Social
Science and Medicine, 61(1), 111-122.
Zapf, D., Vogt, C., Seifert, C., Mertini, H., & Isic, A. (1999). Emotion work as a source of
stress: The concept and development of an instrument. European Journal of Work &
Organizational Psychology, 8(3), 371400.
Page 35 of 35
April, 2012