Immobilization Chapter

Chapter 2
Bead Formation, Strengthening,

and Modification
2.1 Introduction
This chapter provides a brief description of the typical materials used today for bead
formation and their limitations. These include gel beads prepared from agar/agarose,
-carrageenan, alginate, and celluloses after special dissolution, chitosan, and to a
lesser extent polyacrylamide and other synthetic polymers. Every section includes a
short description of the natural or synthetic polymer followed by a description of the
crosslinking agents used for both the creation and strengthening of several types of
beads. In many cases, special methods to modify the porosity of the formed beads
are also described. The chapter also covers procedures for the construction of different forms of carriersfrom cylindrical to almost perfectly sphericalby changing
both molds and the medium into which the molten or dissolved hydrocolloid, polymer or preparation/mixture is dropped or transferred. Information can also be found
on means of dropping, changing drop size and distribution, and liquid sprays. The
chapter also includes more than a few examples of these beads uses. For the most
part, however, uses are covered in detail in other chapters of this book, devoted to
the beads major applications in the food and biotechnological fields (Chapter 4), in
medicine (Chapter 5), for drug delivery (Chapter 8), in agriculture (Chapter 9), and
in environmental fields (Chapter 10). Applications of unique carriers, such as dried
beads and liquid-core capsules, are described in Chapters 6 and 7.
2.2 Entrapment
Cells are entrapped by gels that permit the diffusion of small molecules, both substrate and product, at rates that are adequate for the cells viability and functioning.
In general, there are two types of cell entrapment. The first includes preparations
in which cell viability is the primary concern. Viability is defined here as the cells
ability to increase in size and undergo nuclear and, where possible, cytoplasmic division (Tampion and Tampion 1987). If this occurs, intensification of the process after
immobilization can be expected, i.e., the loosely entrapped cells will proliferate to
very high densities, dependent upon the suitable addition of culture medium. Thus,
A. Nussinovitch, Polymer Macro- and Micro-Gel Beads: Fundamentals
and Applications, DOI 10.1007/978-1-4419-6618-6_2,

C Springer Science+Business Media, LLC 2010
27
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2 Bead Formation, Strengthening, and Modification
the cell density in the matrix can be higher than that generated in free culture. The
second type of immobilization involves entrapment of non-viable cells. The loss of
viability may be intentionally induced or occur as a result of the techniques and
materials used for the entrapment. In some cases, this provides an operational benefit since permeability barriers are removed and competitive biocatalytic pathways
are destroyed. Of course, another option is to use activated supports that will couple
covalently with purified enzymes, but this is beyond the scope of our discussion and
in general, entrapment substances are less costly (Tampion and Tampion 1987).
2.3 Single-Step Methods

The major types of entrapment have been thoroughly reviewed (Cheetham 1980;
Bucke 1983; Mattiasson 1983; Nussinovitch 1994, 1997). One of the most frequently used methods is single-step entrapment. This involves the simple gelation
of macromolecules by lowering or raising temperatures, using hydrocolloids such
as agar, agarose, -carrageenan, and chitosan and proteins such as gelatin and egg
whites. Although quite simple to achieve, these preparations commonly suffer from
heat damage and low mechanical strength. An alternative single-step method consists of ionotropic gelation of macromolecules such as alginate and low-methoxy
pectin by di- and multivalent cations, but these systems suffer from low mechanical strength and breakdown in the presence of chelating agents. Jen et al. (1996)
provide a summary of the hydrogels used for cell immobilization. They also review
current developments in the immobilization of mammalian cells in hydrogels and
discuss hydrogel requirements for use in adhesion, matrix entrapment and microencapsulation, the respective processing methods, and existing applications (Jen et al.
1996).
2.3.1 Agar
Agar was discovered in Japan in the mid-seventeenth century (Yanagawa 1942;
Hayashi and Okazaki 1970; Matsuhashi 1978). One of the sources for traditionally manufactured agar in Japan is the thalloid alga Gelidium, with as many as
124 local species (Segawa 1965; http://en.wikipedia.org/wiki/Gelidium). The members of this genus are known by a number of common names. Specimens can reach
240 cm in length; branching is irregular or occurs in rows on either side of the
main stem, and the alga produces tetraspores. As stated, many of the algae in this
genus are used to make agar (Guiry and Guiry 2008). An additional resource is
the genus Gracilaria, which became significant after the discovery of alkali pretreatment (Funaki 1947; Matsuhashi 1972; Armisen and Kain 1995; Murano and
Kaim 1995). Gracilaria is a genus of the red algae (Rhodophyta) which is noted
for its economic importance as an agarophyte, as well as its use as a food for
humans and various species of shellfish (Davidson 2004). Various species in this
genus are cultivated in the developing world, including Asia, South America, Africa,
2.3
Single-Step Methods
29
and Oceania (Steentoft and Farham 1997; http://en.wikipedia.org/wiki/Gracilaria).

Numerous reviews contain information on the collection and processing of agar
seaweed, the gelation mechanism, the effects of adding other materials on agar
properties, and its applications, and the interested reader is referred to these references (Nussinovitch 1997). Agar is unique among gelling agents in that gelation
occurs at temperatures below the gels melting point (Nussinovitch 1997). Agar
produces rigid gels at a concentration of 1% (w/w) (Davidson 1980; Nussinovitch
1997). The sol sets to a gel at about 3040 C. After setting, the gel maintains its
shape. Self-supporting shapes are formed with 0.1% agar (the rest being water).
In the past, the word brittle best described agar gels; today, however, elasticity
or rigidity can be achieved using different agars. The gel is melted by heating to
8595 C (Nussinovitch 1997). Agar is used by microbiologists as an inert growth
support because it is resistant to degradation by most microorganisms (Tampion and
Tampion 1987).
To achieve entrapment by agar, a solution of 24% gum is prepared. Preference
may be given to preparing the agar in a medium that is suitable for the particular
cells being entrapped. To avoid damaging the entrapped cells, the temperature of
the agar solution is reduced as close as possible to its setting point. It is important
to note that the concentrated cell suspension is not preheated but added to the
gum solution during mixing (Tampion and Tampion 1987). Brodelius and Nilsson
(1980) reported slight heat damage to plant cells during a preparation procedure at
50 C. The shape can be custom designed by using a mold, by cutting, or via the
use of various techniques and apparatuses. A sheet or slab with a predetermined
thickness can be cut up into smaller pieces. Cylindrical beads can be produced by
using a perforated Teflon mold with 3 mm diameter holes (Brodelius and Nilsson
1980). Spherical beads can be produced by either dropping the molten preparation
into ice-cold fluid or pouring into a preheated vegetable oil to produce an emulsion
that is cooled to 5 C with stirring (Wikstrom et al. 1982). Instead of injecting
drops of warm agar solution into a cold oil bath, the warm solution may be dripped
onto the surface of a cold oily medium. A particularly efficient process involves
mechanically dispersing the warm solution in a cold immiscible oil or the like using
an agitator. The rate or degree of agitation determines the size of the resultant gel
beads (Delrieu and Ding 2001). Another report describes dropping agar solution at
4550 C into an ice-cold mixture of toluene and chloroform (3:1, v/v), followed
by washing with phosphate buffer and air-drying to produce further mechanical
strength (Banerjee et al. 1982). Centrifugation may also be involved. In this case, the
agar solution (or bacteriological medium that contains agar and is mixed with bacterial inoculum) is pipetted at 50 C into mineral oil and stirred for 6 min at room
temperature. The oil is cooled to 4 C with continuous stirring for 20 min, and then
the oilagar mixture is centrifuged at 4000 rpm for 20 min to sediment the beads
(http://pen2.igc.gulbenkian.pt/cftr/vr/f/bragonzi_establishment_paeruginosa_airway
_chronic_infection_agar_bacteria.pdf). Preferred agar beads are complexes of a
continuous phase of agar gel in a self-supporting solid or semi-solid form with
a restraining polymer. Entrapped in and dispersed randomly throughout each
agar bead is a water-soluble, preferably polar restraining, polymer, preferably a
30
quaternized cationic polymer such as polyquaternium or steardimonium hydroxyethylcellulose. Various active agents may be bound to the restraining polymer,
for example, ascorbic acid, lactic acid, or papain (Delrieu and Ding 2001). It
is important to note that today, agar and other beads can be purchased from
various companies, which offer a wide range of activated agar and agarose beads
for cosmetics, personal care, and neutraceutical, affinity chromatography, and
immobilization processes. Furthermore, to support the customer with a reliable
product, these companies have total control over the supply chain, from collecting
the seaweed, to having a profound knowledge of the raw materials, through the
final manufacture of the finest beads.
2.3.2 Agarose
Two groups of polysaccharidesagarose, the gelling component which is an essentially sulfate-free, neutral (non-ionic) polysaccharide (Fig. 2.1), and agaropectin, a
non-gelling ionic (charged) polysaccharideare contained within the agar extract
(Nussinovitch 1997). The basic sugar units of agarose (which consist of a linear structure with no branching) are D-galactose, 3,6-anhydro-L-galactose, and
d-xylose. The percentage of agarose in agar-bearing seaweed is 5090 (Araki 1937).
Agarose gel is formed by lowering the temperature of the heated agarose to under
40 C. Its melting point is 90 C and its molecular weight 105 Da. Agarose is more
costly to use than agar, except in biotechnological applications as a base material
for electrophoresis and as a filter for gel filtration (Osada and Kajiwara 2001). Lowmelting agarose is used in a manner analogous to agar. There are many reports
of using agarose as an entrapment medium, for example, for the entrapment of
Escherichia coli and anucleate minicells produced by a mutant with defective cell
division (Khachatourians et al. 1982). Special grades of agarose with lower gelling
temperatures are used for the immobilization of Catharanthus roseus (Brodelius
and Nilsson 1980). Not only bacteria are entrapped in agarose: examples include
the photosynthetic alga Chlorella vulgaris (unicellular strain from 5 to 10 m in
size, a known source of chlorophyll and a resource for the production of biodiesel)
and the blue-green bacterium Anacystis nidulans (Wikstrom et al. 1982) in research
designed to study the oxidative deamination of amino acids. Such deamination can
be fortified by co-immobilization of C. vulgaris and Providencia sp. PCM 1298.
Agarose can be formed in the shape of threads, for example, in the immobilization of hepatocytes (Foxall et al. 1984; Farghali et al. 1994). The immobilized
Fig. 2.1 Structure of an

agarose polymer (courtesy of
yikrazuul,
http://en.wikipedia.org/wiki/
File:Agarose_polymere.svg)
2.3
Single-Step Methods
31
preparation can be looked upon as an intermediate step between the animal model
(either whole or isolated perfused liver) or subcellular organelles and solubilized
enzymes. Even though immobilization in beads and hollow fibers is also possible,
the thread technique is simple and can be employed for many other cells, such as
Sertoli cells [i.e., a nurse cell of the testes, part of the seminiferous tubule which
is activated by follicle-stimulating hormone (FSH) and has an FSH receptor on its
membranes], in just a few hours (Foxall et al. 1984; Farghali et al. 1993). The
method involves the isolation of rat hepatocytes and mixing the agarose solution
at 37 C with the cells at a density of 45 107 cells/ml. The threads are prepared
by passing the agarose-cell mixture through cooled tubing, a step which can also
be performed manually. The agarose solidifies and entraps the cells. The formed
threads are compressed into a column for further experimentation and can be used
as small research bioreactors (Gillies et al. 1993) and in nuclear magnetic resonance
studies of cells (Caraceni et al. 1994). Agarose can be used not only for manufacturing beads for cell encapsulation but also as a bead coating (Jain et al. 2008). Coating
is performed by rolling solid beads (agarose, collagenagarose, or gelatin sponge
agarose combinations) in 510% agarose, contacting the rolled beads with mineral
oil and then washing the oil from the beads. Such beads, containing secretory cells,
can be transplanted into mammals to treat a condition caused by impaired secretory
cell function (Jain et al. 2008).
2.3.3 -Carrageenan
Agar, furcellaran, and three types of carrageenan (, , and ) make up the family
of gums derived from red seaweed (Nussinovitch 1997). Carrageenans are linear polysaccharides composed of alternating (1-3)- and (1-4)-linked galactose
residues. The basic repeating unit is carrabiose (a disaccharide). The (1-4)-linked
residues are commonly, but not invariably, present as 3,6-anhydride. Variations in
this basic structure can result from substitutions (either anionic or non-ionic) on
the hydroxyl groups of the sugar residues and from the absence of a 3,6-ether
linkage (Stasnley 1990). Carrageenans are soluble in water at temperatures above
75 C. Sodium salts of - and -carrageenan are soluble in cold water, whereas
salts with calcium and potassium exhibit varying degrees of swelling but do not
dissolve completely. -Carrageenan is fully soluble in cold water (Nussinovitch
1997). Gel formation may be likened to crystallization or precipitation from solution. Both - and -carrageenans require heat for dissolution. After cooling and in
the presence of positively charged ions (e.g., potassium or calcium), gelation occurs
(Nussinovitch 1997). Gel preparation involves dispersing the -carrageenan plus the
salt (potassium chloride) in distilled water and heating to 80 C, then adding the
water evaporated during the heating process and slowly cooling to room temperature to induce gelation (Nussinovitch 1997). Maximum strength is achieved for
1, 2, and 3% -carrageenan gels at 1.5% potassium chloride (Nussinovitch et al.
1990). In another study dealing with the gelation of -carrageenan in the presence
of potassium chloride (Krouwel et al. 1982), it was claimed that carrageenan gels
32
(beads) are superior to agar and inferior to calcium alginate. A comparison between
-carrageenan and calcium alginate as entrapment media revealed a small advantage
of the former over the latter (Grote et al. 1980).
Since gel formation is thermally reversible, immobilized carrageenan preparations are not well suited to higher temperature applications (Guiseley 1989).
Moreover, the gel-inducing reagents concentration might influence the success of
the process: in very small quantities, the preparation may not be stable, whereas
in excess it might inhibit some enzyme activity (Chibata et al. 1986). In addition to
extrusion through an orifice or hollow needle (dripping method), dispersion in liquid
or air is possible and shapes such as cubes, beads, or membranes can be produced.
After its manufacture, -carrageenan bead strength can be increased by treatment
with chlorohydrins, diepoxides, glutaraldehyde, tannin, or polyamines (Chao et al.
1986). The concentrations used should be considered in light of the possible damage to the viability/activity of the cells or enzymes (Chibata et al. 1987). Addition
of Al3+ cations is another way in which such beads can be strengthened (Sanroman
et al. 1994).
A mixture of Saccharomyces cerevisiae and carrageenan was pumped into a
2% (w/v) potassium chloride solution (Wang and Hettwer 1982). The immobilized preparation contained ten times more cells than the free cell suspension.
The immobilized cells reached a stationary-phase plateau at a higher cell density
in about twice the time taken by the free yeast cells. An increase in bead size
from 3.5 to 5.5 mm had no effect on the final concentration of the cells. Further
study revealed that inclusion of 5% (w/v) tricalcium phosphate (hydroxyapatite)
(Fig. 2.2) crystals at sizes of up to 30 m in the carrageenan gel can delay the
dramatic drop in viable cell counts that are usually observed after 30 h (Wang
and Hettwer 1982). At low pH, rapid dissolution of the crystals occurred, inducing better growth due to increased porosity, while at natural pH, better growth
due to pH-value regulation was detected. When 10% (w/v) tricalcium phosphate
was included, the settling velocity of the beads doubled (Wang and Hettwer 1982).
Those authors also suggested separating old, less productive beads from the younger
ones due to their differences in density resulting from dissolution of the included
salt. An unexplored option is the questionable interaction between the tricalcium
particles and the yeast within the gel as contributors to the adsorption support.
Wang et al. (1982) claimed that increasing the potassium chloride concentration
not only reduces cell leakage from the -carrageenan beads but also reduces yeast
viability. -Carrageenan beads can be used to immobilize a very large number of
species, with almost no restrictions (Mattiasson 1983). Immobilized Saccharomyces
carlsbergensis produced ethanol continuously for over 3 months, at close to the
Fig. 2.2 Structure of

tricalcium phosphate
(courtesy of edgar 181,
http://en.wikipedia.org/wiki/File:Tricalcium_phosphate.png)
2.3
Single-Step Methods
33
theoretical conversion yield (Wada et al. 1980). A different approach to using

-carrageenan was presented by Grote et al. (1980). They added Zymomonas mobilis
to 2% (w/v) -carrageenan at 4750 C to coat Raschig rings in a rotating flask.
The rings were packed into a column and stabilized by 0.75% (w/v) potassium
chloride in a 15% (w/v) glucose solution. The continuous operation was found to
be successful although a 30% reduction in activity after 1 month was reported,
in addition to a reduction in the void space of the column reactor (Grote et al.
1980).
Another report discussed combining locust bean gum and -carrageenan to
immobilize Penicillium urticae conidia for production of the antibiotic patulin
(Fig. 2.3). Germination and growth took place at 28 C for 36 h, giving better results
in comparison to the free cells; this was also manifested by an extension of their
half-life from 6 days (free cells) to 16 days for the entrapped preparation (Deo
and Gaucher 1983). In addition to the production of antibiotics, immobilization of
Trichoderma viride in -carrageenan matrix has been used for the production of
extracellular enzymes (Frein et al. 1982).
Fig. 2.3 Structure of patulin
(courtesy of edgar 181,
http://en.wikipedia.org/wiki/File:Patulin.png)
Crosslinked carrageenan beads can be used as a controlled-release delivery system. The influence of bulk carrageenan and crosslinker concentrations on bead size
was studied to evaluate the mechanism of crosslinking between epichlorohydrin
(a well-known crosslinker for polysaccharides) and the polysaccharide. The conditions were optimized with macroparticles (3.1 mm in diameter) for a better
understanding of crosslink density and its effect on the morphology and surface
topography of the bead (Keppeler et al. 2009). Low epichlorohydrin concentrations led to unstable and weak beads with uneven, cracked surfaces. The optimum
crosslinker concentration, which resulted in smooth and stable gel beads, was
applied to microparticles (76 m in diameter). The swelling/shrinking behavior
of these crosslinked microsponges in saline solution showed great potential for
their application as delivery systems in food or pharmaceutical products (Keppeler
et al. 2009).
2.3.4 Alginates
Alginates are perhaps the most studied and recognized component for entrapment.
Alginic acid (Fig. 2.4) is a linear copolymer composed of D-mannuronic acid
(M) and L-guluronic acid (G) (Whistler and Kirby 1959; Hirst and Rees 1965).
Regions can consist of one unit or the other, or both monomers in alternating
sequence, i.e., M blocks, G blocks, or heteropolymeric MG blocks, respectively.
More information on their structure can be located elsewhere (Nussinovitch 1997;
34
Fig. 2.4 Structure of alginic acid (courtesy of NEUROtiker, http://en.wikipedia.org/wiki/

File:Algins%C3%A4ure.svg)
Phillips and Williams 2000). Alginate forms gels with a number of divalent cations
(McDowell 1960). For food and biotechnological purposes, calcium is particularly
suitable because of its non-toxicity. In poly-G segments (with chain lengths of over
20 residues), enhanced binding of calcium ions occurs and a cooperative mechanism is involved in the gelation. Crosslinking takes place via carboxyl groups by
primary valences and via hydroxyl groups by secondary valences (Nussinovitch
1997). Coordinate bonds extend to two nearby hydroxyl groups of a third unit
that may be in the same molecular chain, thereby retaining the macromolecules
coiled shape (Glicksman 1969), or in another chain, resulting in the formation of
a huge molecule with a three-dimensional net-like structure (Glicksman 1969).
Entrapment by alginate is a mild, safe, and simple method which is generally
suitable for immobilizing any type of cell (i.e., bacteria, yeast, fungi, higher
plant cells, animal cells, and even embryos) while retaining maximal biocatalytic
flexibility.
When Chlorella was immobilized in alginate beads (Danity et al. 1986), importance was placed on stabilizing the gel structure and minimizing growth where
prolonged use was required. An increase in gel strength can be achieved by using
aluminum nitrate (trivalent cations) (Rochefort et al. 1986). Many procedures have
been suggested to scale up the use of alginate beads, for instance, a rotating nozzle ring which sprays the gum solutionbacterium mixture into rotating vessels
containing crosslinking solution (Matulovic et al. 1986). This apparatus is capable of producing beads of the requested size in large quantities per unit time.
Another large-scale approach was proposed by Rehg et al. (1986), who used a dual
fluid atomizer in which sodium alginate solution droplets were sheared off the tips
of hypodermic needles into calcium chloride solutions to produce beads with an
average diameter of 1 mm (Rehg et al. 1986).
Bead manufacture is not restricted to spherical shapes. For example, when
Z. mobilis cells were immobilized in their late exponential stage (Grote et al. 1980),
a syringe was used to inject the alginate-cell suspension into the gaps between
perforated plates in a column reactor, which was filled with 0.75% (w/v) calcium
chloride, forming what they described as fiber-like masses. Maximal ethanol production was obtained by diluting the substrate (glucose) and production continued
for 800 h (Grote et al. 1980). Alginate beads of 1 mm in diameter were used to
immobilize Z. mobilis, which attained a very high cell density. The reactor was
operated continuously for up to 168 h. The fermentation ability was boosted by
2.3
Single-Step Methods
35
strengthening the beads with calcium chloride during the operation (Margaritis et al.
1981).
It is well known that other divalent cations, such as Cu2+ or Pb2+ , have a greater
affinity to alginate than Ca2+ . However, toxicity limits their use in many fields.
Instead of Ca2+ , the use of Ba2+ for the immobilization of yeast cells (Chen and
Huang 1988) was reported, and Cu2+ has been used for the immobilization of phenol oxidase (Palmieri et al. 1994). A differently shaped immobilization system for
ethanol production by S. cerevisiae was produced by gelling alginate with calcium
ions directly in a reactor around a regular pattern of rods. When the rods were
removed, a gel block with internal flow channels was formed for easy liberation
of the gas produced during the fermentation (Johansen and Flink 1986). Production
of beads with controllable sizes in the range of 0.53.0 mm by a suitable apparatus was reported by Klein and Kressdorf (1983). Haggstrom and Molin (1980)
immobilized both vegetative cells and spores of Clostridium acetobutylicum in alginate beads for the production of acetonebutanolethanol. Spores were activated by
heating the beads to 95 C, in order to induce germination, prior to washing in nongrowth medium. Anaerobic conditions were achieved by flushing with nitrogen gas.
Use of a continuous stirred tank fermentor to produce isopropanolbutanolethanol
by immobilization of Clostridium beijerinckii allowed for several rounds of reuse,
although sudden and sometimes rapid losses in activity occurred after 1527 days
(Krouwel et al. 1983). A simple glass packed bed column was used for continuous
and batch-recycled fermentation of 4.8% (w/v) glucose by Lactobacillus delbrueckii
entrapped in alginate beads. After 40 h at 43 C, 97% of the theoretical yield was
obtained. The operation could be run for 55 days with only a slight reduction in
activity at first batch reuse (Stenroos et al. 1982).
Alginate can be used as a matrix for the immobilization of fungal hyphae. Pellets
(2 mm) of the fungus T. viride were immobilized and the activity of -glucosidase
was investigated using cellbiose and salicin as substrates (Matteau and Saddler
1982). The -glucosidase activity had a half-life of over 1000 h at 50 C, based
on 340 h of continuous operation. To produce fragments of mycelium for immobilization, Livernoche et al. (1981) placed 2 cm diameter glass balls inside flasks
of the fungus Coriolus versicolor on a shaker. The resultant fragments could easily be incorporated into alginate gel beads. Royer et al. (1983) reported on hyphal
outgrowth from beads that contained viable mycelial fragments. In addition to bacterial, yeast, and fungal preparations, higher plant cells have also been immobilized
in alginate. Entrapped cells of Daucus carota retained their ability to biotransform digitoxigenin and remained viable 24 days (Jones and Veliky 1981). Cell
clumping is a problem which can be eliminated by allowing regrowth of viable
cells entrapped in alginate beads (Morris and Fowler 1981). Alginate is a convenient medium for the encapsulation of mycobacteria (Brink and Tramper 1986)
and the marine alga Dunaliella tertiolecta (Grizeau and Navarro 1986). Shapes
other than beads or threads can be used: one report describes the use of a calcium alginate film formed on a stainless steel mesh and immobilizing the bacteria
Lactococcus for both milk acidification and inoculation. The productivity of such
preparations depends on the ratio between the surface area of the immobilized
36
biocatalyst and the bioreactor volume (Passos and Swaisgood 1993; Passos et al.
1994).
2.3.5 Chitosan
Commercial chitosan is derived from the shells of shrimp and other sea crustaceans.
Chitosan is manufactured by deacetylation of the N-acyl group by heating chitin
in a highly concentrated (40%) alkali solution or heating powdered chitin in fused
calcium hydroxide at 180 C for 30 min. Chitosan is positively charged and soluble in acidic to neutral solution, with a charge density that depends on pH and
the percentage degree of deacetylation (DA value). It binds to negatively charged
surfaces. Chitosan is biocompatible and biodegradable. Purified chitosans are available for biomedical applications (Shahidi and Synowiecki 1991). Chitosan and its
derivatives have been used in non-viral gene delivery for the transfection of breast
cancer cells; with approximately 50% degree of trimethylation, the derivative is
most efficient at gene delivery (Kean et al. 2005). Chitosan is a polycation that
can be crosslinked with multivalent anions. This option can be used to prepare
beads.
A chitosanglycerolwater gel or gel-like membrane, useful as a carrier for
medications to be applied to wounds, was prepared by dissolving chitosan in an
acidwaterglycerol solution which when neutralized forms a gel upon standing
(Jackson 1987). A typical simple example of gel formation was provided with
chitosan tripolyphosphate and chitosan polyphosphate gel beads (Mi et al. 1999).
Chitosan gel beads could also be prepared in an amino acid solution at about pH
9, despite the requirement for a pH above 12 for gelation in water (Kofuji et al.
1999). pH-sensitive hydrogels were also synthesized (Qu et al. 1999a, b) by grafting D,L-lactic acid onto the amino groups in chitosan without catalyst. Enzymatic
reactions might also lead to gels (Chen et al. 2003). Glutaraldehyde was used as
a crosslinking agent for chitosan. A semi-interpenetrating network was synthesized with poly(ethylene oxide) and chitosan and crosslinked with glyoxal (Khalid
et al. 1999). Advances in the field of chitosan gelation promote biomedical applications that use microgel or nanogel particles for drug delivery (Oh et al. 2008).
Uses include, for example, mixing E. coli cells into a chitosan acetate solution.
The solution was dropped and left in 1.5% (w/v) sodium polyphosphate at pH
5.5 for 30 min. It was then transferred to polyphosphate at pH 8.5 for shrinking
inducement. This preparation was used to study the tryptophan synthetase activity
of the bacterium (Vorlop and Klein 1981). Of course drying can result in further
strengthening of the beads. When dry, these beads do not decompose in the presence of phosphates as alginates do. Kluge et al. (1982) extended the afore-described
work to the fungus Pleurotus ostreatus. Pellets composed of mycelium disrupted in
dilute sodium chloride were washed and immobilized in chitosan. Polyphosphate
was the best crosslinker for enzyme retention. Stocklein et al. (1983) demonstrated
the efficiency of working with chitosan for conversion of phenylalanine to tyrosine
by a Pseudomonas sp.
2.3
Single-Step Methods
37
2.3.6 Cellulose
Cellulose is the most plentiful organic substance in nature, making up about onethird of the worlds vegetative material (Zecher and Van Coillie 1992). Cellulose
content in wood and cotton is 4050% and 8597%, respectively (Ott 1946;
Glicksman 1969; Whistler 1973). Cellulose (Fig. 2.5) is a linear polymer of
D -glucose monomers joined by D -(1,4) linkages, built from repeating units of
cellobiose. The nature and structure of these molecules facilitate the formation
of crystalline regions with consequent rigidity and strength (Ward and Seib 1970;
Whistler and Zysk 1978). The degree of polymerization (DP) of cellulose depends
on its origin (Krassig 1985; Zecher and Van Coillie 1992). The polymer has a maximum of three degrees of substitution (Greminger and Krumel 1980; Zecher and Van
Coillie 1992). Products with a wide range of functional properties can be created by
controlling the degree and type of substitution (Whistler and Zysk 1978). Extensive
intra- and intermolecular hydrogen-bonded crystalline domains cause cellulose to
be insoluble in water. Manufacture of water-soluble cellulose derivatives starts with
a preformed polymer backbone of either wood or cotton cellulose (Greminger and
Krumel 1980). Cellulose can be converted to a soluble compound via its derivatization and disruption of hydrogen bonds (Zecher and Van Coillie 1992). Cellulose
derivatives are prepared by reacting alkali cellulose with either methyl chloride
to form methylcellulose (MC), propylene oxide to form hydroxypropylcellulose
(HPC), or sodium chloroacetate to form sodium carboxymethylcellulose (CMC).
In the latter case a side reaction, the formation of sodium glycolate, also occurs
(Stelzer and Klug 1980). Mixed derivatives such as methyl hydroxypropylcellulose
(HPMC) can be formed by combining two or more of these reagents. Of the many
possible derivatives investigated and manufactured, CMC, MC, HPMC, and HPC
are utilized in the food industry in addition to modified forms of cellulose, which
have been found to have useful functional hydrocolloidal properties and significance in several food applications. CMC is the most important cellulose-derived
hydrocolloid for viscosity-forming applications, and it is used for its ability to react
with charged molecules within specific pH ranges (Ganz 1966; Hercules Inc. 1978;
Stelzer and Klug 1980). HPC, a non-ionic cellulose ether, is soluble in water below
40 C and in polar organic solvents such as methanol, ethanol, and propylene glycol
(Butler and Klug 1980).
Microcrystalline cellulose has thickening and water-absorptive properties. MC
and HPMC are soluble in cold water but insoluble in hot water. Upon heating such

cellulose (chain
conformation) (courtesy
of NEUROtiker,
http://en.wikipedia.org/wiki/
File:Cellulose_Sessel.svg)
38
a solution, gel structures can be formed at gelation temperatures ranging from 50 to

90 C (Dow Chemical Co. 1974; Greminger and Krumel 1980; Aqualon Co. 1989;
Zecher and Van Coillie 1992). Solution viscosity decreases with increasing temperature to the thermal gel point, then rises sharply to its flocculation temperature
(Zecher and Van Coillie 1992). Gels formed as a result of phase separation are susceptible to shear thinning. If the temperature is lowered, the original solution is
restored. The thermal gel point is influenced by the type and degree of substitution.
Flocculation temperature is influenced by the concentration of salts (decrease) and
alcohols (increase) (Zecher and Van Coillie 1992). Microcrystalline cellulose gels
are highly thixotropic and have a finite yield value at low concentrations. The formation of a network by solid-particle linkage is responsible for the produced yield
value and elasticity. If shear is applied, the gel shears and thins. Resting allows the
gel to reform a network. The addition of CMC reduces the thixotropic character of
the gels and results in reduced yield values. Gum addition changes the rheological
behavior of microcrystalline cellulose gels. Temperature has a small effect on the
viscosity of microcrystalline cellulose dispersions (Nussinovitch 1997).
Cellulose is not soluble in water but dissolves in organic liquids (Tampion and
Tampion 1987). Cellulose beads were produced by using N-ethyl pyridinium chloride and dimethyl formamide for polymer dissolution. Actinoplanes missouriensis
was added, followed by dropping into water to produce the entrapping beads.
Glutaraldehyde was used as a crosslinking agent to prevent cell leakage. Glucose
isomerase retained 4060% of its original activity before the immobilization and
preparation, with a half-life of 45 days (Linko et al. 1977). Cellulose acetate was also
used, but without much additional benefit (Sakimae and Onishi 1981). Cellulose can
be used to create solid fibers for entrapment purposes. Wet spinning of fibers can
be achieved with standard equipment (Dinelli 1972). Fibers produced from cellulose acetate were successful in entrapping E. coli, which exhibited 80% penicillin
acylase activity when compared to free cells (Dinelli 1972). If fibers were heavily
loaded, the bacteria showed reduced activity. By reducing solvent damage, better
results may be achieved. Another approach, using cellulose acetate in acetone mixed
with E. coli for the impregnation of cotton cloth, was reported. Optimal aspartase
activity can be obtained by controlling porosity and degree of cell loading (Joshi
and Yamazaki 1986).
2.3.7 Proteins
2.3.7.1 Collagen
Collagen is a natural animal protein. It is derived from connective tissues such as
skin and cartilage (Tampion and Tampion 1987). It is manufactured by using organic
solvents to extract the collagens mixed materials, followed by a water wash and
extraction in a dilute salt. The process involves using acid or alkali, which is then
removed by enzyme interactions leaving the collagen as the non-solubilized material (Osada and Kajiwara 2001). Another procedure involves degrading fresh skin
2.3
Single-Step Methods
39
extract in 0.06 M citric acid buffer (pH 4). After dialysis, extraction is performed
in 0.5 M hydrogen phosphate-2-sodium. The precipitate obtained in the dialysis is
again extracted using 0.2 M citric acid buffer (pH 3.8). Dialysis of this extract produces a recycled collagen (Osada and Kajiwara 2001). The hydrogel produced from
collagen is a physical gel. It is formed when the concentration of the collagen solution is increased. When boiled for a long time in water, dilute acid or dilute alkali,
it changes into a gelatin made of protein derivative (Osada and Kajiwara 2001).
Collagen is widely used as a support for enzymes. It is often cast into a membrane
form and stabilized with glutaraldehyde (Tampion and Tampion 1987). The first
coagulation with the immobilized cells is probably due to hydrogen bonding forces
and possibly an adsorption process in which the lysine residues of the collagen
participate (Cheetham 1980). However, for stabilization, the dominant step is the
extensive covalent bonding by glutaraldehyde. This step must be temporally controlled since excessive exposure can damage cell function. Successful entrapment
of eight bacteria, Aspergillus niger, mammalian erythrocytes, and chloroplasts in a
patented collagen system was reported by Vieth and Venkastsubramanian (1979).
The method is based on casting the membrane from tanned collagen and winding
with inert plastic spacer material. The invention has not raised a great deal of interest
due to the extensive use of gelatin.
Spherical microcarriers can be used for cell culturing since they provide large
surface areas for cell growth. They can be manufactured from polysaccharides,
gelatin, or collagen (Cahn 1990; Altankov et al. 1991). The matrix formed by collagen has the unique characteristic of being macroporous and contains a fibrous
microstructure appropriate for cell ingrowth (Langer and Vacanti 1993). Collagen
microcarriers are generally prepared from a suspension of crude collagen extract.
Spherical beads can be structured by discharging a suspension of collagen fibers
into liquid nitrogen, followed by dehydration and crosslinking of the gel beads
with formaldehyde or glutaraldehyde vapors (Yannas and Kirk 1984; Dean et al.
1989). These processes employ harsh conditions and do not appear to be suitable
for the entrapment of cells in situ for subsequent cell culturing (Tsai et al. 1998).
Alginate beads can be formed under mild conditions by contacting with calcium
ions (Nussinovitch 1997), and this gelling property was made use of by preparing
spherical gel beads of collagen/alginate: droplets of a mixture containing collagen
(1.071.90 mg/ml) and alginate (1.21.5% w/v) were discharged into a 1.5% (w/v)
calcium chloride solution at 4 C (Tsai et al. 1998). Collagen in the gel beads was
reconstituted by raising the temperature to 37 C after alginate had been liquefied
by citrate. Scanning electron microscopy of the beads revealed the characteristic
fibrous structure of collagen. To demonstrate the application of this new technique
in cell culture, GH3 rat pituitary tumor cells were entrapped and cultured in these
gel beads (Tsai et al. 1998).
2.3.7.2 Gelatin
Gelatin is a natural organic protein that can be used to create physical hydrogels. The
gelatin is manufactured by refining processed collagen. It has a molecular weight
40
of 100,000250,000 (Osada and Kajiwara 2001). Gelatin is sold as a whitish to

light yellow, flavorless, and odorless powder. It does not dissolve in cold water,
but swells to between 5 and 10 times its size. It dissolves in warm water and
becomes a homogeneous sol. Upon cooling, an elastic gel is formed. After dissolution, a clear solution is achieved, and the created gel is clear or semi-clear.
An increase in concentration makes the gel stronger (Osada and Kajiwara 2001).
Gelatin is used as a thickener and gelling agent for photography, cosmetics, and
the food industry (Michon et al. 1997). It is an important wall material in the
production of pharmaceutical microcapsules that enclose an active agent (Vandelli
et al. 2001). Other uses for bacterial encapsulation, adhesives, and emulsion films
are common.
The use of gelatin (10% w/v) was reported as a solution for the suspension
of cells of Arthrobacter strain X-4 which were pre-adapted to xanthine before
the immobilization, since the preparation was designed to generate high xanthine
oxidase activity. Crosslinking by glutaraldehyde, freeze-drying, and then milling
produced a powder with particles of 0.5, 0.7, and 1.0 mm nominal diameter
(Tramper et al. 1979). Gelatin was reported as a suitable immobilization medium
for S. cerevisiae, which was capable of sustaining more stable invertase activity
than free cells, although the fermentation of glucose or sucrose was not possible (Parascandola and Scardi 1981). Gelatin and its copolymers with agarose and
alginate, all crosslinked with glutaraldehyde, were used for the immobilization of
C. roseus. The glutaraldehyde had an adverse effect on cell growth, respiration, and selectivity of the permeable membrane (Brodelius and Nilsson
1980).
Control over microcapsule size and size distribution has several important implications for controlled-release drug delivery (Berkland et al. 2001). More than
a few methodologies for microcapsule preparation exist, including precipitation,
spraying, phase separation, and/or emulsion techniques. Microchannel emulsification is a novel technique for preparing water-in-oil and oil-in-water emulsions
(Kawakatsu et al. 2001; Sugiura et al. 2001). The microchannel plate has uniform microsized channels fabricated on a single-crystal silicon substrate using
photolithographic and etching processes. Emulsions with a relative standard deviation of approximately 5% have been effectively prepared by applying this method
(Iwamoto et al. 2002). Gelatin microbeads with a narrow size distribution were prepared by microchannel emulsification. An average particle diameter of 40.7 m
was prepared using this technique. Gelatin microbeads dispersed in isooctane after
overnight gelation had smooth surfaces, with an average particle diameter and relative standard deviation of 31.6 m and 7.3%, respectively (Iwamoto et al. 2002).
The dried gelatin microbeads could be thoroughly resuspended in isooctane and
had an average particle diameter of 15.6 m and a relative standard deviation of
5.9%. Such a procedure is promising for the creation of monodispersed microbeads
(Iwamoto et al. 2002). It should be emphasized that other proteins can be used
for immobilization, and the protein need not have the ability to form a gel on its
own. However, in such cases, glutaraldehyde should be used as the crosslinking
agent.
2.3
Single-Step Methods
41
2.3.7.3 Hen Egg White

Egg white is the common term for the clear liquid (albumen) in the egg. It consists
mainly of 15% proteins dissolved in water. Egg white constitutes about two-thirds
of the total eggs weight, excluding the shell, with water accounting for ca. 90%
of this weight. The remaining weight of the egg white comes from proteins, trace
minerals, fatty materials, vitamins, and glucose (McGee 2004). Egg white contains approximately 40 different proteins, among them ovalbumin, ovotransferrin,
ovomucoid, ovoglobulin G2, ovoglobulin G3, ovomucin, lysozyme, ovoinhibitor,
ovoglycoprotein, flavoprotein, ovomacroglobulin, avidin, and cystatin. At 6265 C,
ovotransferrinthe most heat-sensitive protein in the egg whitestarts to denature
and the egg white begins to set. At 80 C, the main protein ovalbumin denatures.
Denaturation and rearrangement at 80 C causes the egg white to firm up (McGee
2004).
Hen egg white can be used for entrapment after being crosslinked
with glutaraldehyde. Free cells of Calderiella acidophilaa thermoacidophilic
Archaebacterium capable of growth at 87 C at pH 3.0were mixed with liquid egg
white at 0 C and glutaraldehyde in phosphate buffer was added. This was followed
by vacuum rotary evaporation at 60 C, grinding, and washing (De Rosa et al. 1981).
The studied activity of -galactosidase was 30 times greater than that of comparable free cells. The matrix can be rendered magnetic by the addition of 0.30.7 m
diameter magentite particles (De Rosa et al. 1981). Egg white contains large quantities of lysozyme, which is capable of lysing many species of bacteria. This ability
was utilized by DSouza et al. (1983) to continuously self-sterilize an entrapment
matrix with E. coli as the immobilized cells and Micrococcus lysodeikticus as the
contaminant. During the 7 days of the study, lysis of about 30% of the cells was
observed. The use of fresh egg whites instead of purified lysozyme was reported by
Mattiasson (1979) to be less expensive. A thorough consideration of the glutaraldehyde concentration and conditions used is crucial to the efficiency of the process
(DSouza et al. 1983).
2.3.8 Synthetic Polymers

2.3.8.1 Polyacrylamide
The polymer polyacrylamide is manufactured from acrylamide subunits that can
be readily crosslinked. Acrylamide must be handled very carefully to avoid toxic
exposure. Polyacrylamide (Fig. 2.6) is not toxic; nevertheless, non-polymerized
acrylamide can be present in the polymerized acrylamide. It is therefore recommended that polyacrylamide be handled with caution. In its crosslinked form, it is a
soft gel that can be utilized in polyacrylamide gel electrophoresis and in manufacturing soft contact lenses. In its straight-chain form, it is also used as a suspension agent
and thickener. Polyacrylamide gels are cast into slabs or blocks and mechanically
converted into small particles after polymerization (Tampion and Tampion
1987).
42

polyacrylamide (courtesy of
pulko citron,
http://en.wikipedia.org/wiki/File:Polyacrylamide.png)
The polymerization conditions and their influence on the retention of

-glucosidase in an immobilized Alcaligenes faecalis preparation were studied by
Wheatley and Phillips (1983). Highest retention of activity was observed under reaction conditions in which the maximal temperature did not rise above 40 C and
its rise and fall were most rapid (Wheatley and Phillips 1983). Complete loss of
viability of polyacrylamide-entrapped plant cells was reported by Brodelius and
Nilsson (1980). Cells of Corynebacterium dismutants entrapped in polyacrylamide
showed improved thermostability. Synthesis of alanine was highest in comparison
with -carrageenan or absorption to DEAE (DE52) cellulose (Sarkar and Mayaudon
1983). Advantages of polyacrylamide over polymethacrylamide or polyepoxide for
the entrapment of E. coli in beads for the production of tryptophan were reported
by Bang et al. (1983). Suzuki and Karube (1979) studied the production of penicillin by Penicillium chrysogenum after its immobilization in polyacrylamide and
alginate. Alginate exhibited poor mechanical properties while in polyacrylamide,
the cells showed lower initial activity. To overcome the cell damage caused by the
entrapment, organisms can be developed that are better suited to the immobilization than species taken directly from conventional production systems (Tampion
and Tampion 1987).
2.3.8.2 Polyvinyl Alcohol (PVA)
Polyvinyl alcohol (PVA) is an odorless and non-toxic water-soluble synthetic polymer. PVA has a melting point of 230 C and 180190 C for the fully hydrolyzed
and partially hydrolyzed grades, respectively. It decomposes rapidly above 200 C
as it can undergo pyrolysis at high temperatures. It has excellent film-forming,
emulsifying, and adhesive properties. Phosphorylated PVA can be used for the
immobilization of bacterial and yeast cells or activated sludge due to its nontoxicity and low cost (Arigo et al. 1987; Hashimoto and Furukawa 1987; Shindo
and Kamimura 1990; Myoga et al. 1991; Wu and Wisecarver 1992). Spherical PVA
beads are produced by crosslinking with saturated boric acid solution (for a short
time to eliminate damage to the immobilized microorganisms), followed by esterification of the PVA with phosphate for further solidification. A pH range of 46 is
suitable for both bead formation and strength. Stability and strength are better maintained at higher pHs. In the case of PVA-immobilized denitrifying sludge, the beads
were observed to be stable over long periods (Chen and Lin 1994; Lin and Chen
1995). To change the poor gas permeability of PVA gels, sodium alginate is added
to the PVA solution and the saturated boric solution includes calcium chloride for
further crosslinking of the alginate. Later, this is removed by using the phosphate
2.3
Single-Step Methods
43
solution, thus a more porous structure and phosphorylation are achieved simultaneously (Chen and Lin 1994; Lin and Chen 1995). The water-purification capacity of
a polyvinyl(alcohol) (PVA) gel bead filtration system using photosynthetic bacteria
was studied (Jeong et al. 2009). Long-term goldfish-rearing experiments were conducted using four different types of aquarium systems. Prominent decomposition
of organic matter in the aquarium tank containing the PVA system, as well as less
turbid aquarium water and more active goldfish, was observed. In addition, use of
the PVA gel beads resulted in almost complete denitrification, even after 6 months
of goldfish rearing. The results of this study indicate that this immobilized photosynthetic bacterial system has the potential for use as a component in circulating
filtration systems (Jeong et al. 2009).
2.3.8.3 Other Synthetic Polymers
Other synthetic polymers can be used for cell entrapment, including copoly(styrenemaleic acid), polyethylene glycol (PEG) methacrylate, methoxypolyethylene glycol
methacrylate (MPEGMA), PEG dimethacrylate, polyisocyanates, and polyurethane.
Many researchers use polyacrylamide as their first choice of synthetic polymer due
to the poor performance of many of the others (Tampion and Tampion 1987). Klein
et al. (1979) compared the potential ability of many synthetic polymers to form an
ionic network. MPEGMA polymerization by radiation was studied (Fujimura and
Kaetsu 1982). Cell damage from this process can be reduced by using 0.5 104
rad/h, 100 times lower than the initial radiation dose. Other beneficial actions
included lowering the temperatures to 24 C and 0 C and using the monomer of
MPEGMA, which is somewhat less toxic than that of 2-hydroxyethyl methacrylate (HEMA) (Fujimura and Kaetsu 1982). Entrapment of enzymes and cells in
poly(HEMA) has been reported in many instances, a few examples being the entrapment of phosphatase (Cantarella et al. 1988), -glucosidase (Alfani et al. 1987),
-fructofuranosidase, glucose oxidase, and cells of S. cerevisiae (Cantarella et al.
1989).
In contrast to conventional entrapping biopolymers (e.g., agar, alginate, and carrageenan), polyurethane gels demonstrate increased mechanical stability (Fukui
et al. 1987); however, the isocyanate prepolymer is toxic (Klein and Wagner 1983).
Blocking the isocyanates (by reaction at room temperature of the prepolymers with
NaHSO3 ) to form the polycarbamoyl sulfonate (PCS) propolymer could help solve
this problem (Vorlop et al. 1992). The relationship between PCS gelation time and
pH was studied (Muscat et al. 1996). At pH 8.5 and room temperature, gelation
took on the order of seconds, while at pH < 5.5, it took up to 10 h. Diffusion
coefficient values for a PCS hydrogel of 0.501.45 105 cm2 /s for the substances glucose, ethanol, nitrate, and nitrite ion at 25 C were observed. These values
were in the same range as those observed for calcium alginate (Daynes 1920).
Substances with molecular weight >67,000 did not diffuse through the PCS hydrogel (Muscat et al. 1995). Entrapping nitrifying bacteria (Paracoccus denitrificans) in
PCS versus calcium alginate beads showed almost the same activity (Muscat et al.
1995). Another study (Wilke et al. 1994) reported that during the immobilization,
44
reversible deactivation of P. denitrificans occurs. S. cerevisiae entrapped by PCS

versus calcium alginate beads was reported to have similar activities directly after
the immobilization. PCS hydrogel membranes were suitable for cell and enzyme
immobilization (Kotte et al. 1995; Muscat et al. 1995).
Polyisocyanates have also been reported for the immobilization of E. coli, with
the option of using either gels or foam beads. The foamed material is produced in
stirred liquid paraffin. The foams volume increases during the production process
due to the inclusion of carbon dioxide bubbles. Low-density rigid foams are favored
(Klein and Kluge 1981). Polyurethane foam was used to immobilize C. roseus cells.
Isocitrate dehydrogenase and cathenamine reductase activity was detected in the
foamed preparation by dimethyl sulfoxide (Felix and Mosbach 1982).
2.4 Two-Step Methods

Two-step methods may be used if they provide the manufacturer with improved processes or products or the possibility of overcoming evident problems. A procedure
to create a more porous structure with desirable elastic behavior and mechanical
stability throughout handling was reported by Klein and Eng (1979). They mixed
epoxy resin reagent and curing agent with E. coli cells in aqueous medium. Alginate
was then mixed in, followed by the traditional dropping into a calcium chloride bath
to produce alginate beads. Following polycondensation of the resin, the beads were
air-dried and the alginate dissolved in a phosphate buffer to produce swelling of the
beads and a porous product. These moieties were advantageous over those obtained
by single-step production with epoxy resin followed by grinding. The latter method
did not sustain yeast cell viability and therefore, the improved two-step method was
proposed (Klein and Kressdorf 1982). The selected types of resin and curing agent
were those with low contents of low molecular weight components. Their 15 min
reaction was followed by the addition of the alginateyeast solution. The rest of
the procedure was similar to that described previously. The results demonstrated an
alcohol production activity of 21% of the original free cells and an option for more
stable beads that can be successfully reactivated (Klein and Kressdorf 1982).
Three methods of alginate stabilization were proposed by Birnbaum et al. (1981).
Alginate beads were treated with polyethyleneimine-HCl by infiltration of their
structure for 24 h, and 1% (v/v) glutaraldehyde was applied at pH 7.0 for 1 min,
followed by a wash in water. Although the glutaraldehyde was toxic to the immobilized yeast (S. cerevisiae) and ethanol production was reduced, the activity still
remained considerable and the method was less costly than other proposed processes. A second method suggested the activation of alginate with a mixture of
N-hydroxysuccinimide and 1-ethyl-3-(3-dimethyl-amino-propyl)-carbodiimide for
1 h. The cells were added to this mixture and beads were produced by the traditional dropping of solution into a calcium salt bath (Birnbaum et al. 1981). The
third suggested procedure involved the addition of sodium meta-periodate to half of
the alginate for 1 h. The cells were mixed with the other, untreated half and then the
two halves were mixed together and beads formed. Curing for 1 h was followed by
References
45
treatment with polyethyleneimine-HCl and a water wash. The mechanisms underlying these methods are not fully known, but they may involve some ionic or covalent
binding of the cells themselves or, in the second and third procedure, direct coupling
to the alginate (Birnbaum et al. 1981).
Alginate (2% w/v) and gelatin (20% w/v) were mixed with yeast cells
(S. cerevisiae and Saccharomyces uvarum) before dropping into a calcium chloride solution. After formation of the beads, phosphate buffer was used to leach
out the alginate and the gelatin beads were stabilized with glutaraldehyde. Since
the latter is toxic, maintaining its concentration under 0.015 M results in enhancing fermentation rates (SivaRaman et al. 1982). Another method to enhance the
mechanical properties of -carrageenan beads was reported by Chibata (1979).
They were treated with hexamethylenediamine (HMDA) and glutaraldehyde, both
at 85 mM. As a result, the half-life of E. coli aspartase activity was extended to 680
days. Other hardening agents included glutaraldehyde alone or persimmon tannin.
Higher productivity (15-fold) was reported for HMDA + glutaraldehyde-hardened
-carrageenan beads in comparison to polyacrylamide (Chibata 1979).
2.5 Cell Immobilization by Electrostatic Method

Electrical fields can be used to produce micron diameter beads (Goosen et al. 1986;
Bugarski et al. 1993, 1994a, b; Goosen 1994; Sun 1994). The degree of applied
electrical potential helps control bead size. During extrusion of a fluid through a positively charged stainless steel needle using a syringe pump, and upon electrification
at a voltage <30 kV with low current (<0.4 mA), a charge is induced on the liquids
surface and mutual charge repulsion results in an outwardly directed force, producing a liquid spray. The drops are of various sizes and are emitted over a wide range
of angles. If low-viscosity alginate is sprayed into a calcium chloride solution (contained in a grounded plate), the spontaneous crosslinking reaction produces alginate
beads. Controlling liquid pressure, applied voltage, electrode spacing, and charge
polarity is important for the production of regular and periodic spraying (Bugarski
et al. 1993, 1994a, b; Sun 1994).
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Chapter 2

Bead Formation, Strengthening,

2 Bead Formation, Strengthening, and Modification

2.3 Single-Step Methods

and Oceania (Steentoft and Farham 1997; http://en.wikipedia.org/wiki/Gracilaria).

2 Bead Formation, Strengthening, and Modification

Fig. 2.1 Structure of an

2 Bead Formation, Strengthening, and Modification

Fig. 2.2 Structure of

theoretical conversion yield (Wada et al. 1980). A different approach to using

2 Bead Formation, Strengthening, and Modification

Fig. 2.4 Structure of alginic acid (courtesy of NEUROtiker, http://en.wikipedia.org/wiki/

2 Bead Formation, Strengthening, and Modification

Fig. 2.5 Structure of

2 Bead Formation, Strengthening, and Modification

a solution, gel structures can be formed at gelation temperatures ranging from 50 to

2 Bead Formation, Strengthening, and Modification

of 100,000250,000 (Osada and Kajiwara 2001). Gelatin is sold as a whitish to

2.3.7.3 Hen Egg White

2.3.8 Synthetic Polymers

2 Bead Formation, Strengthening, and Modification

Fig. 2.6 Structure of

The polymerization conditions and their influence on the retention of

2 Bead Formation, Strengthening, and Modification

reversible deactivation of P. denitrificans occurs. S. cerevisiae entrapped by PCS

2.4 Two-Step Methods

2.5 Cell Immobilization by Electrostatic Method

2 Bead Formation, Strengthening, and Modification

2 Bead Formation, Strengthening, and Modification

2 Bead Formation, Strengthening, and Modification

2 Bead Formation, Strengthening, and Modification

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