ZEYTLIN, David. Anthropology in and of The Archives
ZEYTLIN, David. Anthropology in and of The Archives
ZEYTLIN, David. Anthropology in and of The Archives
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Further
Keywords
Abstract
Derrida and Foucault provide key starting points to understanding
archives. They see archives as hegemonic, characterizing ways of
thought, modes of colonization, and the control of citizens. However,
they also make clear that archives can be read subversively. With patience, counter-readings allow the excavation of the voices (sometimes
names) of subaltern and otherwise suppressed others from the archive.
By reading along and across the archival grain, researchers can follow the development of ideas and processes across historical periods.
Archives can be seen as orphanages, containing surrogates of performances. Archives (paper and digital) also provide access to the results of
anthropological research in ways mandated by ethics codes, but these
are subject to controversy. What sorts of consent and what sorts of
anonymization should be provided? Archives run by the groups traditionally studied by anthropologists provide models of radical archives
that are very different from those conceived of by traditional archivists.
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ARCHIVES FOR
ANTHROPOLOGY
ARCHIVES AS INSTRUMENTS
OF HEGEMONY
Anthropologists, historians, and fellow travelers undertake much research in archives. These
are mostly administrative archives, often including material concerning former colonial
territories. They are the long-term repositories of documents produced by governments
and other institutions in their day-to-day operations. However, archives need not be ofcial
and institutional. Many individuals and families
maintain smaller-scale archives, which provide
important evidence for a wide range of topics.
Some archives holding the work of early anthropologists and others, such as missionaries,
have been used by anthropologists and indigenous groups to recover material spanning the
past 150200 years of more-or-less structured
research.1
Supplemental Material
462
See Supplemental Appendix 1 (follow the Supplemental Material link from the Annual Reviews home page at
http://www.annualreviews.org) for relative rates of usage.
Zeitlyn
3
Foucault is notoriously unclear about the difference between
archeology and genealogy (see Sheringham 2011, discussed
below).
4
For Richards, colonies could not really be governed given
the resources available and the limits of paper-based communication across distance (1993, p. 3). He sees the administrators controlling paper instead of people, resting on
the illusion of their les, hence his subtitle: Knowledge and
the Fantasy of Empire. In Seeing Like a State, Scott says,
[T]here are virtually no other facts for the state than those
that are contained in documents (Scott 1998, p. 82, quoted
in Ketelaar 2001, p. 133). Similarly, Joyce sees archives as a
crucial technology of liberal states (1999).
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state and the oppression of its subjects in general). The distinction between colonizers and
colonized strangely seems less signicant from
this viewpoint.5
Another general reading of archives is found
in Derrida (1995, but see also 2002). For
Derrida (1995), like Foucault, there is no escape from archival hegemony; it is a way of
thinking about memory, of exploring Freuds
ideas of the fear of death, and of repression as
a type of archiving, a reversible form of forgetting (p. 43; I discuss archival liminality below). He plays with the ambiguity of his title,
Archive Sickness or Fever: One can be simultaneously sick of and sick (with desire) for archives.
Steedman responded to this by considering literal forms of archive fever, such as anthrax from
parchment and leather bindings, and the anxiety and joys of archival research (2002, 2007,
2008).
Parallels with Foucault arise when considering the role of archivists, the gatekeepers selecting which items are archived and which are
condemned to oblivion by being omitted. This
process is another instrumentality of power.
Present choices determine future history, selecting the materials available to future historians (Derrida 1995, p. 17).6
Archivists have recently discussed the exercise of power in archival appraisal, the determination of what becomes the archival record7
[see especially Craig (2002), Schwartz & Cook
(2002), Manoff (2004, p. 20), Cook (2007);
Assman (2010) is discussed below]. Yakel
(2007) considers how archivists create archival
5
This will be read differently in Mumbai, Liverpool, and
Douala: Such different readings challenge the discipline of
anthropology. We need to rethink the conceptual extensions
of the archive and colonization [see Povinellis (2011, p. 158)
discussion of postcolonial archives].
6
Derrida started with the physical basis of the archive as the
house of the archon (magistrate), the place where (judicial)
records were kept; so archives connect directly to the power
of the state (and Foucaults work).
7
Examples include the destruction/selection of les by accessioning archivists in Germany (Ernst 1999, p. 18) and the
United States (Brown 1998, p. 23).
8
Derrida (1995, p. 10) describes an archive as a prison for
documents (under house arrest). This notion evokes Cliffords (1985, p. 240) discussions of museums as appropriating
objects and Foucaults (1977) work on prisons.
9
Archival records are the by-products of human activity. At
their most transparent they are unselfconscious creations intended not to interpret or investigate a particular topic but
to complete a normal and often routine transaction. In modern archival theory, such records derive reliability and authenticity as evidence; consequently they result from activity
463
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credit Bloch (1954, p. 51) with the phrase]. Assmann (2010, p. 99, citing Burkhardt) similarly
distinguishes messages (consciously aimed at
the future) from traces (present signs without
future intention, which survive and become historical remains).10 The idea of accidental witnesses of future, albeit unintentional, signicance leads to the next section.
ARCHIVES AS INSTRUMENTS
OF SUBVERSION
Foucault and Derrida also develop the idea of
archives challenging the hegemony just considered. This relates to Foucaults archeology
of knowledge: Close reading and assiduous
research (mining the archive) allow us to excavate hidden or silenced voices, such as that
of the parricide Pierre Rivi`ere (1982, discussed
in Sheringham 2011) allowing an insurrection
of subjugated knowledges (Foucault 1980,
p. 81). Derrida sees the archive as containing
excess, disrupting its own bounds ( J. Bajorek,
forthcoming manuscript; Ricur 1988, p. 125).
Both approaches conclude that, pace the section above, we are not complete prisoners
of the archive, that thought is not (totally)
determined, so we can consider other voices.
Therefore, we can excavate and recover subjugated voices from archives of women (Davies
1987, Burton 2003), the insane (Foucault
1967), and religious dissidents (Ladurie 1978).
Yet Derrida and Foucaults other arguments
imply its impossibility [Comaroff & Comaroff
(1992, p. 16) cite Ginzberg against the pessimistic quietism accompanying acceptance of
such impossibility]. With care and assiduity, it
is possible to understand people from archives
itself, and are not conscious or deliberate efforts to inuence thought ( Jimerson 2003). Sadly, as Jimerson recognizes, this is optimistic as a general statement: It is true of
many records but not for all. Some records are created to
protect their creators. Others are deleted to the same end.
Archival diplomatics studies the forensic trails and patterns
of creation/deletion and recasting.
10
464
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12
This alerts us to collaboration in archive creation: Colonized subjects were clerks (and more), writing documents in
colonial archives under orders from, and sometimes in discussion with, their colonial masters.
13
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14
The Long Now Foundation (http://www.longnow.org/)
explores the implications of thinking in the seriously long
term.
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Archiveology/Museology
Dirks (2002) suggested the need for an ethnography of the archive in his call to historicize
the archive (p. 48). His view responds to Derrida: [N]ormally the archive is self-effacing
we discuss the contents but not the structures
which have resulted in those contents being
there and surviving. A sociology (anthropology) of the archive changes the frame (Derrida
1995, p. 58). Studies of record creation, the raw
material for archives, were cited above. There
are few ethnographic studies of archives as institutions (Yakel 1997, Gracy 2001, Shankar
2002, Trace 2004). They have not used the
term archiveology for what they do, although
it seems appropriate (see Katz 1991, p. 98).
[O]ne might imagine [. . .] a history of the relevant agents of the archive. It would be a history
of at least two kinds of peoplearchivists and
historianswho tend to inhabit such dry, dark,
forbidding places (Osborne 1999, p. 52).
Although the importance of Stoler and
Burtons work is widely recognized, these
authors use archival material more often than
studying archives themselves. Bastians substantial study (2003) focuses on an individual
archive qua institution.15 Steedman (2002)
and Farge [1989 reviewed by Carrard (2002)]
describe, in very different styles, the process
of working in archives from the researchers
viewpoint and provide autoethnographies
15
An Embarrassment of Metaphors
Perhaps such literature suggests that the archive
concept has been a fashion victim and risks collapsing under the weight of metaphoric overextension. If everything is an archive, then what
do we call the buildings that house the old les?
If everything is an archive, then everything we
do and think is conditioned by and part of the
archive, so the word tells us nothing. Perhaps
too many uses and meanings are being loaded
onto the term, replicating an aspect of what
an archive is: a collection of more or less connected, and more or less disordered, disparate
entities (often but not always documents).
One example is Derridas use of Freud.
Derrida sees repression as a form of archiving:
repression as putting items out of consciousness, archiving as putting items out of circulation and public awareness (see Assman on
forgetting, above). He also invokes Freuds parallel between circumcision creating disjuncta
and the archive as being a repository of dismembered parts. Such metaphors may be provocative and intriguing, but they also provoke a different response, reecting on the ways in which
archiving is not like repression and is nonviolent. Like much grand theory, this depends on
taste and temperament. What excites one theoretician irritates another, and we have yet to
address how these ideas may relate to evidence.
Consider two instances of overextension:
rst, archive as memory, and second, Internet
as archive.
Archive as memory. Assman and others
emphasize the role of archives in processes
of memory and forgetting (see also Foote
1990, Craig 2002). Jimerson (2003) identies
four types of memory: personal, collective,
historical, and archival, seeing archives as
repositories of memory. An individual has
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The Internet as archive. Many authors describe the Internet as an archive (e.g., Ogle
2010). There are important limits to this claim.
Archivists shape archives, deciding what goes in
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16
The so-called dark web includes materials not indexed: protected by passwords (hence inaccessible to indexing robots)
and in databases such as archive catalogs.
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17
This explanation is highly simplied. Different jurisdictions have different rules, depending on whether the material
was published. Borgman (2007) and the Strategic Content Alliance, Korn, JISC & Collections Trust (2009) indicate more
authoritative sources on the complexities of copyright law.
For fair use rights in lm see the Center for Social Media
(2005).
18
Performance records. Theater studies suggest another model: Geiger et al. (2010, pp. 16,
17) discuss concerns about loss of context (of
interviews, etc.) limiting possible reuse of qualitative data. Performance studies are exemplary
because the score, script, even actual recording,
of a performance differ importantly from the
performance itself (no audience, no possibility
of responding to audience or other performers,
etc.). Much is lost, but performance archives
are still valuable. So archival material, particularly archives of anthropological research,
eld notes, and interview recordings, might
be viewed as archives of the performance of
research. Performance studies researchers have
long been thinking about the incompleteness
and partiality of archival records (see Taylor
200320 ; Schechner 1985, Jones et al. 2009).
Taylor views ethnographic eldwork as performance (2003, pp. 7578) and uses the idea of
surrogation (pp. 46, 174, citing Roach) to capture the active processes of creation/recreation
and of cultural transmission, viewing cultural
memory as a process, hence a performance. So
archival materials are surrogates of the events
that created them (and digitized records are
surrogates of physical originals). Phelan (1993)
stresses the impossibility of archiving performances as performances (their status is different
when accessed via recordings) and that interviews (ethnographic or not) are themselves performances because they are (more or less structured) human interactions. Geiger et al. (2010)
conclude, [M]any researchers retain qualitative
research material beyond the end of a particular project suggesting that they can imagine
reusing the material themselves. Nevertheless,
the ephemeral nature of the interview as a performance presents a challenge both to the researcher reusing the qualitative data and those
conducting qualitative interviews (p. 18).
Combining these two ideas produces a
model of archives as orphanages for (more or
less fragile) surrogates, some of which may not
19
20
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survive for long. This notion provides a different viewpoint on the discussion above, especially whether the dead can be given voice, restored to named agency, subverting the present.
How to care for future (possibly subversive)
traces without knowing which surrogates will
be signicant is part of the fascination (and tension) of running an archive.
Anonymization
Anonymization is difcult to achieve (especially
with photographic and video records), costly
22
http://www.soas.ac.uk/infocomp/dpa/policy/use/ provides a concise summary.
23
21
Zeitlyn
Jolly (2008) discusses potential issues arising from returning (or enabling access to) the Griault archives to Mali; see
also Childs et al. (2011).
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Consent
Ethics codes stipulate that consent for archiving
should be discussed with research participants,
but this is particularly difcult to obtain. Once
material is archived, it may be consulted by
24
See
http://www.lancaster.ac.uk/researchethics/5-5infcons.html for consent and participatory research (in
Supplemental Appendix 3).
25
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28
26
See an online tutorial (especially the section on reexivity): http://www.lancaster.ac.uk/researchethics/3-7reflexethics.html citing the UK ESRC Ethics Framework.
472
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Supplemental Material
Preservation Problems
for Digital Archives
Notes made on paper, traditional photographic
prints, and negatives on safety lm, left under a
bed, will probably be readable 100 years hence.
The opposite is true of digital records. Continually changing technology for storing and reading digital archives necessitates active curation
to maintain current (let alone future) access.
Horror stories are legion about data trapped on
media that are no longer readable. The UKs
Digital Curation Centre pioneered efforts to
Archives of Anthropology
Anthropologists and historians research the
same archives. Anthropologists ask different
30
Molinie & Mouton (2008, section 16) point out they are
also best placed to collaborate with archivists in the process
of archival deposit, with future researchers in mind.
31
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CONCLUSIONS: TOWARD
RADICAL ARCHIVES
Working collaboratively in Australia, Povinelli
(2011) dreamt of an archive accessible via a
smartphone with built-in GPS. The phone
knows the identity and location of the user, and
the archive software is set up to display material
conditioned by those two variables and by the
users interests. Imagine an Australian sacred
site: Sitting in Sydney or New York, a young
man without kin ties to the site may see a very
different (reduced) set of material than might
an old woman from Europe near the site, who
herself would see different material from a man
born nearby. I use the word dream to connect
to some Australian aborigine cultural traditions,
but Povinelli is not being fantastical: The technology to build such a system exists and could
easily be realized.
This would be a Radical Archive (Geismar
2012). These are archives radically rethought
and managed in ways unlike anything assumed
in previous discussions concerning legal
structures, privacy debates, or the models of
openness explicit in Cultural Commons licenses [see Brown (1998), especially p. 198, for
discussion of wider conicts; see Isaac (2011)
for case studies, including a provocative comparison of attempts to control distribution and
access to material by representatives of Zuni
Pueblo and the Church of Scientology]. As
exemplied by some museums working with indigenous groups individually (e.g., Denver, see
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DISCLOSURE STATEMENT
The author is not aware of any afliations, memberships, funding, or nancial holdings that might
be perceived as affecting the objectivity of this review.
ACKNOWLEDGMENTS
I have greatly beneted from discussions and correspondence on this topic with Jennifer
Bajorek, Pat Caplan, Louise Corti, Elizabeth Edwards, Haidy Geismar, Michael Sheringham,
and an anonymous reviewer for Annual Reviews. I am extremely grateful to them all for their
comments. Anna Rayne has helped me clarify the issues. Both she and I know how much I owe
her. The remaining faults, of course, are my own.
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Contents
Annual Review of
Anthropology
Volume 41, 2012
Prefatory Chapter
Ancient Mesopotamian Urbanism and Blurred Disciplinary Boundaries
Robert McC. Adams p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 1
Archaeology
The Archaeology of Emotion and Affect
Sarah Tarlow p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 169
The Archaeology of Money
Colin Haselgrove and Stefan Krmnicek p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 235
Phenomenological Approaches in Landscape Archaeology
Matthew H. Johnson p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 269
Paleolithic Archaeology in China
Ofer Bar-Yosef and Youping Wang p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 319
Archaeological Contributions to Climate Change Research:
The Archaeological Record as a Paleoclimatic
and Paleoenvironmental Archive
Daniel H. Sandweiss and Alice R. Kelley p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 371
Colonialism and Migration in the Ancient Mediterranean
Peter van Dommelen p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 393
Archaeometallurgy: The Study of Preindustrial Mining and Metallurgy
David Killick and Thomas Fenn p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 559
Rescue Archaeology: A European View
Jean-Paul Demoule p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 611
Biological Anthropology
Energetics, Locomotion, and Female Reproduction:
Implications for Human Evolution
Cara M. Wall-Schefer p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p71
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Sociocultural Anthropology
Lives With Others: Climate Change and Human-Animal Relations
Rebecca Cassidy p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p21
The Politics of the Anthropogenic
Nathan F. Sayre p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p57
Objects of Affect: Photography Beyond the Image
Elizabeth Edwards p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 221
Sea Change: Island Communities and Climate Change
Heather Lazrus p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 285
Enculturating Cells: The Anthropology, Substance, and Science
of Stem Cells
Aditya Bharadwaj p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 303
Diabetes and Culture
Steve Ferzacca p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 411
Toward an Ecology of Materials
Tim Ingold p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 427
Sport, Modernity, and the Body
Niko Besnier and Susan Brownell p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 443
Theme I: Materiality
Objects of Affect: Photography Beyond the Image
Elizabeth Edwards p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 221
The Archaeology of Money
Colin Haselgrove and Stefan Krmnicek p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 235
Documents and Bureaucracy
Matthew S. Hull p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 251
Phenomenological Approaches in Landscape Archaeology
Matthew H. Johnson p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p p 269
Contents
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