Articles: Background
Articles: Background
Articles: Background
Summary
Background In the 28 years of the Diabetes Prevention Program (DPP) randomised clinical trial, diabetes incidence
in high-risk adults was reduced by 58% with intensive lifestyle intervention and by 31% with metformin, compared
with placebo. We investigated the persistence of these eects in the long term.
Methods All active DPP participants were eligible for continued follow-up. 2766 of 3150 (88%) enrolled for a median
additional follow-up of 57 years (IQR 5558). 910 participants were from the lifestyle, 924 from the metformin,
and 932 were from the original placebo groups. On the basis of the benets from the intensive lifestyle intervention
in the DPP, all three groups were oered group-implemented lifestyle intervention. Metformin treatment was
continued in the original metformin group (850 mg twice daily as tolerated), with participants unmasked to
assignment, and the original lifestyle intervention group was oered additional lifestyle support. The primary
outcome was development of diabetes according to American Diabetes Association criteria. Analysis was by
intention-to-treat. This study is registered with ClinicalTrials.gov, number NCT00038727.
Findings During the 100-year (IQR 90105) follow-up since randomisation to DPP, the original lifestyle group
lost, then partly regained weight. The modest weight loss with metformin was maintained. Diabetes incidence rates
during the DPP were 48 cases per 100 person-years (95% CI 4157) in the intensive lifestyle intervention group,
78 (6888) in the metformin group, and 110 (98123) in the placebo group. Diabetes incidence rates in this
follow-up study were similar between treatment groups: 59 per 100 person-years (5168) for lifestyle,
49 (4257) for metformin, and 56 (4865) for placebo. Diabetes incidence in the 10 years since DPP randomisation was reduced by 34% (2442) in the lifestyle group and 18% (728) in the metformin group compared with
placebo.
Interpretation During follow-up after DPP, incidences in the former placebo and metformin groups fell to equal
those in the former lifestyle group, but the cumulative incidence of diabetes remained lowest in the lifestyle group.
Prevention or delay of diabetes with lifestyle intervention or metformin can persist for at least 10 years.
Funding National Institute of Diabetes and Digestive and Kidney Diseases (NIDDK).
Introduction
Prevention of type 2 diabetes mellitus is a major public
health challenge because of its large eect on health.
Diabetes aected an estimated 171 million people
worldwide in 2000, and this number is projected to rise
to 366 million by 2030, owing to increases in age, obesity,
and urbanisation of the worlds population.1 Diabetes was
the worlds fth leading cause of death in 2000.2 In the
Diabetes Prevention Program (DPP), a US multicentre
randomised clinical trial, intensive lifestyle intervention
or metformin prevented or delayed development of type 2
diabetes in adults at high risk because of raised fasting
plasma glucose (5369 mmol/L), impaired glucose
tolerance (2-h postload glucose 78110 mmol/L), and
body-mass index of 24 kg/m or higher (22 kg/m in
Asian Americans).3,4 Development of diabetes5 was the
primary outcome, and cardiovascular disease and its risk
factors were secondary outcomes.
The Diabetes Prevention Program Outcomes Study
(DPPOS) is a long-term follow-up of the DPP to
investigate whether the delay in development of diabetes
seen during the DPP can be sustained and to assess
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Methods
Participants
Recruitment and random assignment of DPP participants and other study methods have been described.3,4,6
We enrolled 3234 participants (68% women, 45% from
ethnic and racial minority groups, and 20% aged 60 years
or older) between 1996 and 1999. Participants were
randomly assigned centrally to one of three interventions:
intensive lifestyle (aimed to help participants to achieve
and maintain 7% weight loss and 150 min or more per
week of moderate-intensity physical activity); metformin
850 mg twice per day; or placebo. The metformin and
placebo groups were masked (double blind) to
treatment.3,4,6 Masked treatment was discontinued in
July, 2001, after we established that lifestyle intervention
reduced incidence of diabetes by 58% and metformin by
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Procedures
7525 eligible from OGTT results
3819 randomised*
DPP
1029 seen in year 1
1015 in year 2
975 in year 3
DPP
1018 seen in year 1
1006 in year 2
967 in year 3
DPP
1027 seen in year 1
1002 in year 2
972 in year 3
Bridge period
n=1066
Bridge period
n=1057
Bridge period
n=1059
DPPOS
1055 eligible
932 enrolled
886 seen in year 1
874 in year 2
846 in year 3
832 in year 4
848 in year 5
757 in year 6
DPPOS
1049 eligible
924 enrolled
888 seen in year 1
858 in year 2
838 in year 3
827 in year 4
844 in year 5
746 in year 6
DPPOS
1046 eligible
910 enrolled
862 seen in year 1
828 in year 2
818 in year 3
814 in year 4
827 in year 5
737 in year 6
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All groups
n/N (%)
ILS group
n/N (%)
Metformin group
n/N (%)
Placebo group
n/N (%)
888/1014 (88%)
291/333 (87%)
307/353 (87%)
290/328 (88%)
1878/2136 (88%)
619/713 (87%)
617/696 (89%)
642/727 (88%)
Sex
Men
Women
With GDM*
No GDM
290/344 (84%)
93/114 (82%)
97/110 (88%)
100/120 (83%)
1587/1791 (89%)
526/599 (88%)
519/585 (89%)
542/607 (89%)
1506/1712 (88%)
490/560 (88%)
515/582 (88%)
501/570 (88%)
Statistical analysis
African-American
559/632 (88%)
176/199 (88%)
191/219 (87%)
192/214 (90%)
Hispanic
424/495 (86%)
138/171 (81%)
141/160 (88%)
145/164 (88%)
American Indian
153/169 (91%)
53/59 (90%)
46/52 (88%)
54/58 (93%)
Asian American or
Pacic Islander
124/142 (87%)
53/57 (93%)
31/36 (86%)
40/49 (82%)
No
1999/2310 (87%)
739/855 (86%)
652/752 (87%)
608/703 (86%)
Yes
767/840 (91%)
171/191 (90%)
272/297 (92%)
324/352 (92%)
Diabetes
Data are number of participants enrolled/number eligible (%). ILS=intensive lifestyle intervention. Eligible participants
are all those randomly assigned to DPP minus those who died or withdrew consent. *GDM (history of gestational
diabetes) classication was missing for one woman in the metformin group. Not diabetic or had diabetes conrmed
according to DPP protocol as of Sept 1, 2002. Enrolment was higher in participants with diabetes than in non-diabetic
participants, both overall and in the metformin and placebo treatment groups.
Table 1: Number of enrolled participants, number eligible, and percentage enrolled by sex, ethnic and
racial origin, diabetes status, and treatment group
Results
Enrolment into this follow-up study from the DPP cohort
did not dier signicantly by sex or ethnic origin, but
was lower in women with a history of gestational diabetes
than in those without and higher in participants who had
developed diabetes by Sept 1, 2002, than in those without
diabetes (table 1). Enrolment was also related to greater
age, HbA1c, cholesterol concentrations, and in women, by
lower weight and body-mass index (webappendix p 1).
Table 2 shows DPPOS baseline characteristics. Median
follow-up from randomisation in the DPP to the most
recent assessment in the DPPOS was 100 years (IQR
90105).
Figure 2 shows weight change by treatment group from
DPP randomisation and during DPPOS only. Participants
had similar changes in BMI and waist circumference
(webappendix pp 35). The lifestyle group participants
initially lost the most weight (a mean of 7 kg by 1 year),
but gradually regained, although still weighing about
2 kg less than they did at randomisation. The metformin
group lost a mean of 25 kg during DPP and maintained
most of that weight loss. The placebo groups mean
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All groups
(n=2766)
Age (years)
ILS group
(n=910)
552 (103)
553 (110)
Metformin
group (n=924)
Placebo group
(n=932)
555 (101)
548 (100)
603 (110)
598 (098)
594 (104)
618 (124)
HbA1c (%)
595 (069)
589 (064)
594 (063)
601 (079)
Men (n)
888
Weight (kg)
291
956 (202)
Height (cm)
1750 (72)
934 (216)
1750 (74)
311 (59)
Women (n)
1878
Weight (kg)
304 (63)
619
903 (210)
Height (cm)
1623 (67)
892 (217)
1624 (69)
342 (72)
1999
337 (73)
739
307
957 (19.6)
1751 (70)
311 (56)
617
902 (207)
1626 (68)
341 (72)
652
290
977 (192)
1748 (74)
319 (59)
642
914 (205)
1620 (65)
347 (71)
608
572 (052)
572 (051)
566 (053)
579 (051)
811 (192)
798 (192)
819 (202)
820 (178)
HbA1c (%)
578 (046)
575 (048)
579 (043)
580 (046)
1218 (147)
1206 (149)
1227 (144)
1223 (147)
751 (90)
744 (90)
759 (88)
752 (92)
Cholesterol (mmol/L)
508 (090)
508 (091)
507 (086)
123 (033)
125 (034)
123 (034)
119 (031)
311 (080)
312 (080)
308 (075)
312 (085)
Triglycerides (mmol/L)
138
(098198)
767
131
(093189)
171
141
(102200)
272
508 (093)
143
(103201)
324
683 (165)
710 (156)
661 (154)
688 (176)
HbA1c (%)
638 (096)
647 (088)
630 (085)
640 (107)
1238 (142)
1237 (140)
1245 (138)
1233 (146)
763 (93)
768 (99)
757 (95)
765 (89)
Cholesterol (mmol/L)
500 (088)
505 (088)
499 (089)
114 (029)
112 (029)
120 (030)
111 (028)
302 (078)
307 (076)
298 (078)
302 (080)
Triglycerides (mmol/L)
160
(111216)
157
(116220)
151
(112214)
498 (088)
165
(108221)
Data are mean (SD) apart from triglycerides for which data are median (IQR), or number of participants (n). Data from
the study baseline examination were stratied by presence of diabetes as of Sept 1, 2002. At enrolment to the Diabetes
Prevention Program Outcomes Study (DPPOS), we identied signicant dierences between treatment groups for
fasting plasma glucose, HbA1c, weight (overall and in men only) and body-mass index (BMI; overall and in each sex). We
also noted signicant dierences between treatment groups in those without diabetes for fasting plasma glucose,
systolic and diastolic blood pressure, HDL cholesterol, and triglycerides, and in those with diabetes for fasting plasma
glucose and HDL cholesterol. Data were missing for 22 enrolled people who had no DPPOS baseline examination. Data
were missing for additional people, in varying numbers, for some of the variables. ILS=intensive lifestyle intervention.
HbA1c=glycosylated haemoglobin.
weight loss was less than 1 kg from DPP entry. Thus, the
groups mean weights diered at the start of
DPPOS906 kg for lifestyle, 920 kg for metformin,
and 934 kg for placebo (p=00158). The lifestyle group
subsequently regained about 1 kg, whereas the metformin
and placebo groups initially lost and then regained weight
back to their respective levels at DPPOS baseline
(gure 2). Participants younger than 45 years at
randomisation had less sustained weight loss from
randomisation throughout the DPPOS than did those
aged 45 years and older. Participants in both the
metformin and placebo groups who were aged 6085 years
1680
at DPP randomisation lost weight (gure 2). Every agegroup in the lifestyle intervention gained weight, on
average, during the DPPOS.
Figure 3 shows the cumulative frequency of diabetes
since randomisation to DPP and during the DPPOS only.
During this study, cumulative incidence curves for the
1994 participants who remained without diabetes on
Sept 1, 2002, (ve of the original 1999 had no follow-up)
did not continue to separate as they had in DPP, because
the accumulation of additional cases of diabetes was
similar in the three groups (gure 3).
Table 3 and gure 4 show diabetes incidence during
the dierent study periods. The original DPP report
covered an average 28 years of follow-up4 and when the
masked treatment phase of DPP was stopped in July,
2001, the average follow-up had extended to 32 years.
During DPPOS, diabetes incidence rates did not
signicantly dier between groups (table 3). Incidence
rates were stable in the lifestyle group, but fell in the
placebo and metformin groups during the DPPOS.
During the combined DPP, bridge, and DPPOS periods,
the incidence rate of the lifestyle group was reduced by
34% (95% CI 2442) and metformin by 18% (728)
compared with placebo. The lifestyle eect was greatest
in participants aged 6085 years at randomisation (49%
rate reduction), in whom metformin had no signicant
eect (gure 3).
The median delay to onset of diabetes can be estimated
from the dierences between treatment groups in the
time to 40% cumulative incidence of diabetes (40% was
used because 50% cumulative incidence had not yet
occurred in all groups, gure 3). This point was delayed
by about 4 years by lifestyle and 2 years by metformin,
compared with placebo. At the most recent yearly
examination, 23% in the lifestyle, 19% in the metformin,
and 19% of participants in the placebo groups had
become normoglycaemic by criteria dened and reported
previously (fasting glucose <61 mmol/L, 2-h glucose
<78 mmol/L, and no previous diagnosis of diabetes).4,5
With a denition of normoglycaemia of fasting glucose
less than 56 mmol/L,11 2-h glucose less than 78 mmol/L,
and no previous diagnosis of diabetes, the corresponding
frequencies were 13%, 11%, and 10%.
Figure 5 shows dierences in fasting glucose, HbA1c,
and antidiabetic medicine use over time by treatment
group for all participants, irrespective of whether diabetes
had developed. HbA1c and fasting glucose concentrations
were lower in the metformin and lifestyle groups than in
the original placebo group, despite more people in the
placebo group using antidiabetic drugs than those in the
metformin (excluding study-assigned metformin) or
lifestyle groups. Cardiovascular disease risk factors
improved in all three treatment groups since
randomisation. Averaged over all follow-up, systolic and
diastolic blood pressure and triglycerides were lower in
the lifestyle than in the other groups, although use of
anti-hypertensive drugs was less frequent. Overall,
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Articles
Lifestyle
Metformin
Placebo
0
2
4
6
8
B
Change in weight (kg)
2
0
2
4
6
8
C
Change in weight (kg)
2
0
2
4
6
8
2
0
2
4
6
8
0
3
4
5
6
7
Year since DPP randomisation
10
05
10
15 20 25 30 35 40
Year since outcome study baseline
45
50
55
Discussion
We report the rst phase of the long-term follow-up
(DPPOS) of the DPP cohort. The second phase is due to
be completed in 2014. The DPP and other clinical trials1216
have established the feasibility of interruption of the
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Lifestyle
Metformin
Placebo
50
40
30
20
10
0
60
50
40
30
20
10
0
60
50
40
30
20
10
0
D
Cumulative incidence (%)
60
50
40
30
20
10
0
0
10
05
10
15
20 25
30 35
40 45
50 55
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ILS group
Metformin group
Placebo group
48 (4157)
78 (6888)
110 (98123)
50 (4358)
77 (6888)
108 (97120)
Bridge period
55 (4175)
106 (84132)
78 (59103)
DPPOS (n=2766)
59 (5168)
49 (4257)
56 (4865)
Combined incidence
53 (4858)
64 (5971)
78 (7286)
Data are incidence rates (95% CI). The bridge period was Aug 1, 2001, to Aug 31, 2002. ILS=intensive lifestyle
intervention. DPP=Diabetes Prevention Program.
Table 3: Incidence (cases per 100 person-years) of diabetes during DPP, bridge period, and DPPOS
14
Crude rate per 100 person-years
Placebo
Metformin
Lifestyle
12
10
8
6
4
2
0
DPP
(n=3234)
DPPOS
(n=1994)
Figure 4: Incidence rates of diabetes during the three study phases of DPP, bridge, and DPPOS
The bars show diabetes incidence rates and the error bars 95% CIs. DPP=Diabetes Prevention Program.
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A
66
Lifestyle
Metformin
Placebo
64
62
60
58
56
61
60
59
58
C
Use of antidiabetic drugs (%)
30
25
20
15
10
5
0
0
4
5
6
Year since DPP randomisation
10
Antihypertensive drugs
329% (322336)
371% (364378)
Lipid-lowering drugs
184% (178190)
226% (220232)
227% (221233)
Systolic/diastolic blood
pressure (mm Hg)
1208/744
1224/756
(1202/7411213/748) (1219/7531229/759)
1223/756
(1218/7531228/759)
492 (489495)
493 (490496)
497 (494500)
Geometric serum
triglycerides (mmol/L)
137 (134139)
145 (142147)
145 (143148)
Data are % (95% CI) or mean (95% CI). DPP=Diabetes Prevention Program. ILS=intensive lifestyle intervention.
Table 4: Cardiovascular disease risk factors averaged over all follow-up since randomisation to DPP
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