Qualitative Interviews in Applied Linguistics
Qualitative Interviews in Applied Linguistics
Qualitative Interviews in Applied Linguistics
INTRODUCTION
Interviews have been used for decades in empirical inquiry across the social
sciences as one or the primary means of generating data. In applied linguistics,
interview studies have increased dramatically in recent years, particularly research that adopts case study, ethnographic, narrative, (auto)biographical, and
related qualitative frameworks. This developing literature continues to address
a rich array of topics and to yield notable insights concerning research participants identities, experiences, beliefs, attitudes, and orientations toward a
range of phenomena. However, despite the proliferation of interview research
in qualitative applied linguistics, it has become equally apparent in recent years
that there is a profound inconsistency in how the interview has been and
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continues to be theorized. As Block (2000, p. 757) described it, there is a tendency in qualitative applied linguistics research that uses interview methods
to take research participants at their word, that is, to offer presentation of
data plus content analysis, but no problematization of the data themselves or
the respective roles of interviewers and interviewees (also see Johnston, 1997;
Pavlenko, 2007). Writing nearly 10 years later, in a major review of qualitative
research in language teaching, Richards (2009) was more resolute:
There is still work to be done to encourage yet deeper engagement with
methodological issues, especially where interviews are concerned. We
need to have more details of methodological and especially analytical
matters in published papers, and it would be satisfying to see the demise
of summaries [of interview data] amounting to no more than a couple
of sentences or a short paragraph. (p. 168)
As such comments suggest, it seems that qualitative applied linguistics researchers have engaged only partially and variably with debates concerning
their ideologies of interviewing (Briggs, 2007b), debates that have taken place
for some time in neighboring disciplines, particularly sociology, anthropology,
and (discursive) psychology (e.g., Briggs, 1986; Cicourel, 1964; Drew & Heritage,
1992; Gubrium & Holstein, 2002a; Holstein & Gubrium, 1995, 2003, 2004; Mishler,
1986; van den Berg, Wetherell, & Houtkoop-Steenstra, 2003). As a result, a usually
implicit and intuitive, or commonsensical, perspective on the interview remains
evident in many qualitative studies in applied linguistics that employ interview
methods (Block, 2000; Pavlenko, 2007; Richards, 2003, 2009).
In this article, I refer to this commonsensical conceptualization of the interview as an interview as research instrument perspective. It is contrasted with
an orientation that I call research interviews as social practice, in which the
research interview is explicitly conceptualized and analyzed as social action. I
employ this basic classificatory scheme as a heuristic to organize my discussion
of a selection of qualitative applied linguistics interview research published in
refereed journals over the past 5 years or so. I restrict the range of studies I
consider to qualitative studies that primarily use face-to-face semistructured
and unstructured interviews as one or the sole means of data generation in the
qualitative frameworks mentioned earlier.1 I note at the outset that my discussion does not concern the practicalities of conducting interviews: for example,
how to develop interview guides or protocols, what types of questions to ask and
when, effective techniques for developing rapport, interview ethics, computermediated communication interviewing, and so forth. There are many excellent
resources concerning these matters both in applied linguistics (e.g., Richards,
2003) and qualitative research more generally (e.g., Fontana & Prokos, 2007;
Gubrium & Holstein, 2002b; Kvale, 2007; Kvale & Brinkman, 2009; Spradley, 1979;
Warren, 2002; Warren & Karner, 2010). Instead, my focus in this review is on
the ideologies of interviewing evident in these studies, as they are realized by
the relative status that is ascribed to interview data (i.e., as direct reports or
accounts of phenomena), as well as how those data are described, analyzed,
and represented.
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to reveal their inner voices (attitudes, beliefs, experiences, etc.) (pp. 553
554).
I use the label interviews as research instrument to refer to a similar communicable cartography of interviewing, as it is manifested in qualitative applied
linguistics. As a research instrument, interviews are theorized (often tacitly) as a
resource for investigating truths, facts, experience, beliefs, attitudes, and/or feelings of respondents. Language tends to be conceptualized in referential terms,
as a neutral medium that reflects or corresponds to objective or subjective
reality (Alvesson, 2003; Baker, 2002; Briggs, 1986; Holstein & Gubrium, 1995;
Richards, 2003; Roulston, 2010; Sarangi, 2003; Silverman, 2001). Interview data
are ontologically ascribed the status of reports of respondents biographical,
experiential, and psychological worlds, with the interview thus conceptualized
as the epistemological conduit to those worlds: the interviewer reveals what
really happened, or what participants actually felt through the technology
of the interview, with closer approximations of reality depending on the interviewers skill at developing rapport, for example, or not asking leading questions.
(Neo)positivist approaches such as survey or structured interviewing take the
interview as research instrument perspective (see Alvesson, 2003; Roulston,
2010), as do naturalistic (Lincoln & Guba, 1985), romantic (Alvesson, 2001),
or emotionalist (Silverman, 2001) approaches, such as those utilizing socalled open-ended or in-depth interview methods, which suggest that it is
possible. . .to unravel a deeper or more essential reality (van den Berg et al.,
2003, p. 3) than allowed by structured interviewing.
Clearly, interviews as social practice share with the interview as research instrument perspective an interest in generating research data for the purpose of
analysis, answering research questions, a concern with interview techniques,
and so forth. However, the former position departs from the latter by problematizing the assumptions that constitute the research instrument perspective, and
treating interviews themselves as topics for investigation (also see Sarangi, 2003;
see Table 1). In this respect, the research interview as social practice orientation
aligns with Holstein and Gubriums (1995, inter alia) well-known active interview.
In terms similar to Silverman (2001), Holstein and Gubrium (2003) contrasted
the active interview with conventional approaches by arguing that the latter
privilege the whats of the interview, that is, the interview content, whereas active interviews are interested in both the whats and hows, that is, the content and
the interactional [and] narrative procedures of knowledge production (p. 68).
Holstein and Gubrium argued that conceiving of the interview as a fundamentally
social encounter rather than a conduit for accessing information means that the
interview becomes a site of, and occasion for, producing reportable knowledge
(p. 68). Further, by activating the subject behind the respondent, the interviewee is transformed from a passive vessel of answers to someone who not
only holds facts and details of experience, but, in the very process of offering
them up for response, constructively adds to, takes away from, and transforms
the facts and details (p. 70). In this respect, bias and distortion, validity and
reliability, topics of great concern in (neo)positivist and naturalistic theories of
interview are transformed since the respondent can hardly spoil what he or
she is, in effect subjectively creating (p. 70; also see Briggs, 1986, pp. 2123).2
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Voice
Bias
Analytic
approaches
Analytic
focus
Analyzing not only the whats, or the product of the interview, but also the
hows, or the process involved in the coconstruction of meaning, has significant
implications for data analysis. In conventional approaches, analysis of interview
data often takes form in content or thematic analysis, systematically grouping
and summarizing the descriptions of experience produced by respondents by
common themes or content categories, such that their interpretive activity
is subordinated to the substance of what they report. In an active interview
analysis, by contrast, [t]he focus is as much on the assembly process as on
what is assembled (Holstein & Gubrium, 2003, p. 78; cf. Braun & Clarke, 2006).
A range of analytic approaches can be adopted for this undertaking but all in
some way account for the fundamental sociality of the interview.
INTERVIEWS AS RESEARCH INSTRUMENT IN APPLIED LINGUISTICS
There is an impressive diversity of topics addressed by qualitative applied linguistics studies that conceptualize interviews as a research instrument. For this
reason, the discussion in this section is organized by the qualitative approach
that authors indicated they adopted, using the following subheadings: ethnographic and case study research; narrative/life-history research; and a more
generic class of interview studies that were identified as qualitative, or were not
identified at all.
Ethnographic and Case Study Research
Interviews are frequently used in ethnography and case studies, employed in
tandem with methods such as participant observation and document analysis as
a means of developing in-depth understandings of phenomena through triangulation (by method and source) (Denzin & Lincoln, 2000; Lincoln & Guba, 1985). In
this respect, it might come as a surprise that only a minority of the studies that
were reviewed here presented findings based on an evident synthesis of the
research methods employed. Among them was Vickerss (2007) ethnography
of the second language (L2) language socialization of an Indonesian electrical
engineering student into the practices of a community of student engineers.
Featuring a sophisticated design that included participant observation, interviews, document analysis, playback sessions of videorecorded team meetings,
and micro-analysis of face-to-face interaction, the study traced the development
of the focal students participation in project team meetings, using interview
data to provide important contextual information about the participants perspectives on the project and each other. In Rankin and Beckers (2006) action
research case study, observational data were similarly integrated with written
student and teacher reflections, stimulated recall sessions of videorecorded
classes, and interviews in a small-scale investigation of a German as a foreign
language teachers oral corrective feedback practices. Interviews in this study
were used to trace the long-term development of [the teachers] thinking about
his provision of the practice in question. In Creeses (2006) ethnographic study
of an English as a second language (ESL) teacher and a subject teacher who were
partnered in a secondary geography class, interviews were used to document
these teachers contrasting views of their pedagogical roles and responsibilities.
Having thus set the scene (p. 444), the two teachers views were then compared
in an analysis of their actions in the actual classroom.
More typical of the ethnographic and case study research that was reviewed
was the relative foregrounding of interviews from a larger ethnographic project,
with these data composing the majority of the data presented (in some cases,
the only data). As in the studies reviewed earlier, interviews were used most
often as a means of accessing and presenting participants beliefs, attitudes,
perceptions, and experiences. For example, in Mothas (2006) critical feminist
ethnography about the links between ESL and (neo)colonialism, data from interviews, conversations, and afternoon teas served as the primary record, used
to listen to voices that have traditionally been delegitimized within educational
research (p. 80), as four practicing teachers and the researcher discussed
monolingualism, assimilationism, and linguicism in public schools. Canagarajahs (2008) ethnography concerning the role of the family in processes of language shift in three Sri Lankan disaporic communities, used interviews to gain
an emic or insider perspective on how the community explains its language
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choice and attitudes (p. 148). Interviews also predominated in Golombek and
Jordans (2005) case study (data from reaction papers were provided, too, although it is not always clear which data came from which source). These data
were used to present the thoughts and beliefs of two Taiwanese preservice L2
English teachers during and following a poststructuralist pronunciation
pedagogy course, as they confronted such (language) ideologies as the native
speaker myth and worked to assert their right (p. 514) to teach English pronunciation. Similarly, interview data were supplemented by language autobiographies in Haddixs (2008) insightful study of two White, monolingual-English
teacher candidates in a sociolinguistics course. L. Taylors (2006) short-term
study of the experiences of a group of racially and ethnically diverse high school
ESL students in a Freirean-styled, antidiscrimination leadership camp (p. 520)
also relied heavily on interview data, as did K. King and Ganuzas (2005) ethnographic investigation into the national, ethnic, and linguistic identifications of
Chilean-Swedish transmigrant youth, as manifested in interview talk.
Narrative/Life-History Research
It is no surprise that interviews were the central method of data generation in
the studies that were reviewed, which focused on participant life histories and
narratives (see, e.g., Andrews, Squire, & Tamboukou, 2008; Benwell & Stokoe,
2006; Clandinin & Connelly, 2000; Gubrium & Holstein, 2008). Nor is it a surprise
that these studies investigated subject realities and life realities (Pavlenko,
2007), nor, for that matter, that the kinds of analyses undertaken were as varied
(and variable) as they were. Nevertheless, there was considerable methodological and analytic overlap between studies in this section and the previous one,
particularly those ethnographic and case studies that foregrounded interviews.
On the one hand, these overlaps are an artifact of the categories I have used
to organize this section, and the leakage (Trinh, 1989) between them. On the
other, they may serve as evidence of some slippage in terms of how ethnography, case study, and narrative research have been conceptualized in applied
linguistics: in fact, at times, the only way to discover whether a given study
was an ethnography, a case study, a narrative inquiry, life-history research, or a
phenomenological study, was by the terminology used to identify it. Even then,
these terms were at times used as if they were interchangeable (cf. Creswell,
1998; Hatch, 2002; Polkinghorne, 1995; Silverman, 2001).
An exception is Menard-Warwicks (2005) life-history study of two Central
American women and their contrasting educational experiences following their
immigration to the United States. Menard-Warwick used data from interviews
and classroom observations to represent the sociohistorically situated life trajectories (p. 171) of Brenda and Serafina as they attempted to balance Englishlanguage learning with family, work, scheduling difficulties, and U.S. immigration policy. Tsuis (2007) narrative inquiry concerning a Chinese EFL (English
as foreign language) learner and teachers negotiation of multiple conflicting
identities utilized a design more common to other narrative/life-history studies
reviewed, drawing on face-to-face interviews and diaries for Min-Fangs stories
about struggling to identify with the professional identity of communicative
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SUMMARY
As the review here suggests, qualitative research in applied linguistics that conceives of interviews as research instrument is remarkably diverse, in terms of
the topics addressed, the theoretical frameworks adopted, the research methods employed, and the ways that data and analyses are represented. Certainly,
these studies illustrate how common the interview as a methodological option in
qualitative applied linguistics has become. As well, they underscore the utility,
flexibility, and convenience of qualitative interviews for investigating an impressive array of matters of relevance to applied linguistics. At the same time, each
of these studies illustrates in different ways one or more of the features of the
communicable cartography of interview as research instrument described earlier. I alluded earlier to several of these features; here I elaborate briefly on four
of them: the status of interview data as reports, the obfuscation of power, the
interview as giving voice to participants, and matters concerning data analysis.
Status of Data as Reports
There is an evident propensity in the research discussed earlier to conceptualize
interview data as participant reports of objective or subjective reality, with a
generally exclusive focus on content, or the what of the interview. Perhaps
the clearest indication of the status ascribed to these data is in how they are
displayed: frequently as decontextualized, stand-alone quotes of respondents
answers, as if they were discrete speech events isolated from the stream of
social interaction in whichand for whichthey were produced (Wooffitt &
Widdicombe, 2006, p. 39). Even when interviewers are included in representations of data, there tends to be little analysis concerning their role in the
production of data. Both points are significant analytically, for, as a long line of
research in conversation analysis has demonstrated, answers are normatively
oriented to and designed for the questions that occasion them (Sacks, 1992;
Sacks, Schegloff, & Jefferson, 1974; Schegloff, 2007). In other words, interviewees answers are shaped by, and oriented to, the interactional context. This
[insight] . . . invites [researchers] to give serious consideration to the ways in
which the interviewers participation is significantly implicated in what the respondents end up saying, and how they say it (Wooffitt & Widdicombe, 2006, p.
56, my emphasis). This valuable analytic resource disappears, however, when
data are represented as direct reportsas if the interviewer were invisible
and consequently, a wide range of potentially important insights concerning the
data, analysis, and interpretations of a given study can be lost. For example,
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they diverged and if so, in what ways, and so forth, with the similarities and
differences pointing to how truthful Trang was, how dependable his memory was, and whether his story was to be believed as a report of what really happened. However, Prior located important differences between the two
narrative versions, characterizing them not as an indication of inconsistency
but as evidence that the tellings served substantially different rhetorical purposes in the different contextual circumstances of the two interviews (also
see Pavlenko, 2007). The analysis is, once again, fundamentally reflexive, as
it accounts not only for the content of the two versions of the bank narrative but also the interactional and interpersonal circumstances of their local
production.
Campbell and Roberts (2007) continue a long line of work by Gumperz and
associates (e.g., Roberts, Davies, & Jupp, 1992) concerning interethnic communication in workplace encounters. The article examined the variable performance of White and of Color British born applicants versus born abroad
applicants in job interviews, accounting for the comparatively unsuccessful performance of the latter group in terms of their failure to synthesize what the
authors called personal and institutional discourses in the job interview. The
interview data were subjected to a methodologically eclectic discourse analysis, as the authors displayed differences in how both groups of applicants
negotiated the interview, although it is not always clear what role the interviewer played in coconstructing successful and unsuccessful interview performances. However, one concern that stood out in the study, given the analysis
of the job interview data, is what emerges as a central analytic inconsistency:
the conceptualization of the status of a secondary stream of data used from
stimulated recall interviews. In contrast to the job interview data, the stimulated recall data were taken at face value, as accurate representations of what
participants were really thinking in the job interviews; that is, the stimulated
recall interviews were treated as research instruments, in contrast to the job
interviews. Unfortunately, the authors did not comment upon this apparent
tension, leaving one to wonder whether it was a deliberate analytic move or
not.
Finally, Hawkins (2005) provides a good example of a study that engages
less with the how than the what of her interviews, but still problematizes
the ideologies that constitute the communicable cartography of interview as
research instrument (also see Block, 2000). This is likely due, at least in part, to
the fact that her interview participants were young children. Stating at one
point that what was missing in her previous research on young childrens
school-based language and literacy development was their voices and opinions
(p. 67), Hawkins and her research collaborator devised several ways of including them, one of which involved interviewing. The analysis of these data connects the contrasting patterns of communication and school engagement of two
kindergarten boys: interactional patterns that were observed in classrooms are
shown to be recontextualized and repeated in the interviews themselves. The
analytic focus on how these boys participated in the interviews thus served as
an important secondary source of data for Hawkins larger argument about their
differing ways of participating in school.
CONCLUSION
It may appear from the preceding discussion that I am advancing the position
that qualitative applied linguists using interview methods should theorize them
as social practice. That is not the case. Studies that adopt (neo)positivist or naturalistic/romantic theoretical frameworks, for example, need not conceptualize
research interviews as social practice, though I believe there are clear advantages if they do. Rather, my goal is to call for greater attention to the theories
of interview that all qualitative applied linguistics studies adopt, to highlight
the communicable cartography of interviewing that has been naturalized in the
interview society, and to raise questions about it so that the ideologies of
language, communication, and the interview that constitute it are not imported
into qualitative applied linguistics studies, at least without due consideration. As
Briggs (2007a) argued, when interviews are not adequately theorized, and ideologies of interviewing go unexamined, interviews largely remain black boxes
. . . technologies so widely accepted that [researchers] can just feed in questions
and get quotations for [their] publications without worrying about the complex
pragmatics that make them work. Our own assimilation of these ideologies [can]
thus limit . . . the ways we interview and reflect on our own and other peoples
interviews (p. 555). In this respect, I would suggest that there is considerable need for heightened reflexivity about the interview methods that applied
linguistics researchers use in their studies, on the role of the interviewer in
occasioning interview answers, on the subject behind the interviewee, on the
status ascribed to interview data, and on how those data are analyzed and represented, regardless of whether one opts to conceive of interviews as research
instrument, or research interviews as participation in social practices.
NOTES
1 Due to space constraints, I do not consider in this article experimental studies that
incorporate qualitative interviews. There is a great deal that could (and should) be
said about this important stream of mixed methods research. However, although I
must side-step the discussion, I will state that these studies tend to adopt a theory
of interviewas research instrumentthat aligns well with the (e.g., [neo]positivist)
theoretical frameworks of the larger studies in which the interviews are used. At the
same time, I do believe that quantitative researchers, like their qualitative colleagues,
would do well to work toward greater reflexivity concerning the ontological, epistemological, and ideological assumptions guiding their decisions to use interviews, the
status they ascribe to interview data, and the claims they make based on this particular
research method.
2 Holstein & Gubrium (2003) elaborate:
When the interview is viewed as a dynamic, meaning making occasion . . .
different criteria [regarding reliability and validity] apply. The focus is on
how meaning is constructed, the circumstances of construction, and the
meaningful linkages that are assembled. . .. While interest in the content of
answers persists, it is primarily in how and what the subject/respondent, in
collaboration with an equally active interviewer, produces and conveys about
the subject/respondents experience under the interpretive circumstances at
hand. One cannot expect answers on one occasion to replicate those on
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AUTHOR NOTE
My thanks to Keith Richards, Charlene Polio, and the anonymous reviewers
for comments on earlier drafts of this article, and to Gabi Kasper, who several
years ago introduced me to many of these ideas. All errors in the article are my
responsibility.